etsi - rrc protocol specification

7/25/2019 ETSI - RRC Protocol Specification

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ETSI TS 136 331 V11.4.0 (2013-07)

LTE;Evolved Universal Terrestrial Radio Access (E-UTRA);

Radio Resource Control (RRC);Protocol specification

(3GPP TS 36.331 version 11.4.0 Release 11)

Technical Specification


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ETSI TS 136 331 V11.4.0 (2013-07)13GPP TS 36.331 version 11.4.0 Release 11

ReferenceRTS/TSGR-0236331vb40

Keywords

LTE

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Intellectual Property Rights

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pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found

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Foreword

This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).

The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identitiesorGSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.

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Contents

Intellectual Property Rights ................................................................................................................................ 2

Foreword ............................................................................................................................................................. 2

Foreword ........................................................................................................................................................... 13

1 Scope ...................................................................................................................................................... 14

2 References .............................................................................................................................................. 14

3 Definitions, symbols and abbreviations ................................................................................................. 173.1 Definitions ............................................................... ............................................................. ............................ 17

3.2 Abbreviations ................................................................ ........................................................ ........................... 17

4 General ................................................................................................................................................... 194.1 Introduction ..................................................... ........................................................ ......................................... 19

4.2 Architecture ............................................................... ........................................................... ............................ 20

4.2.1 UE states and state transitions including inter RAT ............................................................. ...................... 204.2.2 Signalling radio bearers ........................................................... ......................................................... .......... 22

4.3 Services ............................................................ ........................................................... ..................................... 22

4.3.1 Services provided to upper layers ..................................................... .......................................................... 22

4.3.2 Services expected from lower layers ......................................................... ................................................. 22

4.4 Functions .......................................................... ........................................................... ..................................... 22

5 Procedures .............................................................................................................................................. 245.1 General ................................................... ............................................................ .............................................. 24

5.1.1 Introduction................................................... ....................................................... ....................................... 24

5.1.2 General requirements ...................................................... .......................................................... .................. 24

5.2 System information ............................................................ ........................................................... ................... 25

5.2.1 Introduction................................................... ....................................................... ....................................... 25

5.2.1.1 General .................................................. ........................................................ ........................................ 255.2.1.2 Scheduling ................................................ ........................................................ ..................................... 25

5.2.1.3 System information validity and notification of changes .............................................................. ........ 26

5.2.1.4 Indication of ETWS notification .......................................................... ................................................. 26

5.2.1.5 Indication of CMAS notification .................................................... ....................................................... 27

5.2.1.6 Notification of EAB parameters change ......................................................... ...................................... 27

5.2.2 System information acquisition ....................................................... ........................................................... 28

5.2.2.1 General .................................................. ........................................................ ........................................ 28

5.2.2.2 Initiation ..................................................... ............................................................... ............................ 28

5.2.2.3 System information required by the UE ........................................................... ..................................... 28

5.2.2.4 System information acquisition by the UE .................................................................... ........................ 28

5.2.2.5 Essential system information missing ................................................................ ................................... 30

5.2.2.6 Actions upon reception of theMasterInformationBlockmessage ............................................... .......... 31

5.2.2.7 Actions upon reception of the SystemInformationBlockType1message ............................................... 315.2.2.8 Actions upon reception of SystemInformationmessages ...................................................................... 31

5.2.2.9 Actions upon reception of SystemInformationBlockType2................... ................................................ 31








5.2.2.17 Actions upon reception of SystemInformationBlockType10........ ........................................................ . 33



5.2.2.20 Actions upon reception of SystemInformationBlockType13........ ........................................................ . 355.2.2.21 Actions upon reception of SystemInformationBlockType14........ ........................................................ . 35




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5.2.3 Acquisition of an SI message ....................................................... ...................................................... ......... 35

5.3 Connection control ........................................................ ....................................................... ............................ 36

5.3.1 Introduction................................................... ....................................................... ....................................... 36

5.3.1.1 RRC connection control ....................................................... ......................................................... ........ 36

5.3.1.2 Security ........................................................... .......................................................... ............................ 36

5.3.1.2a RN security ........................................................ ........................................................ ........................... 37

5.3.1.3 Connected mode mobility ....................................................... ...................................................... ........ 375.3.2 Paging .................................................... ........................................................ ............................................. 39

5.3.2.1 General .................................................. ........................................................ ........................................ 39

5.3.2.2 Initiation ..................................................... ............................................................... ............................ 39

5.3.2.3 Reception of the Pagingmessage by the UE ............................................................. ........................... 395.3.3 RRC connection establishment ............................................................ ....................................................... 40

5.3.3.1 General .................................................. ........................................................ ........................................ 40

5.3.3.2 Initiation ..................................................... ............................................................... ............................ 41

5.3.3.3 Actions related to transmission ofRRCConnectionRequestmessage ................................................... 42

5.3.3.4 Reception of theRRCConnectionSetupby the UE................................................... ............................. 43

5.3.3.5 Cell re-selection while T300, T302, T303, T305 or T306 is running ................................................... 445.3.3.6 T300 expiry ..................................................... ........................................................... ........................... 44

5.3.3.7 T302, T303, T305 or T306 expiry or stop .................................................. ........................................... 45

5.3.3.8 Reception of theRRCConnectionRejectby the UE ......................................................... ..................... 455.3.3.9 Abortion of RRC connection establishment .................................................... ...................................... 46

5.3.3.10 Handling of SSAC related parameters ........................................................ .......................................... 46

5.3.3.11 Access barring check...................................................... ...................................................... ................. 475.3.3.12 EAB check ...................................................... ........................................................... ........................... 47

5.3.4 Initial security activation ................................................................. .......................................................... . 48

5.3.4.1 General .................................................. ........................................................ ........................................ 48

5.3.4.2 Initiation ..................................................... ............................................................... ............................ 49

5.3.4.3 Reception of the SecurityModeCommandby the UE ............................................................................ 49

5.3.5 RRC connection reconfiguration ..................................................... ........................................................... 505.3.5.1 General .................................................. ........................................................ ........................................ 50

5.3.5.2 Initiation ..................................................... ............................................................... ............................ 50

5.3.5.3 Reception of anRRCConnectionReconfigurationnot including the mobilityControlInfo by the

UE ...................................................................................... ......................................................... .......... 505.3.5.4 Reception of anRRCConnectionReconfigurationincluding the mobilityControlInfo by the UE

(handover) ............................................................................................. ................................................ 52

5.3.5.5 Reconfiguration failure ...................................................... .......................................................... ......... 54

5.3.5.6 T304 expiry (handover failure) ............................................... ..................................................... ......... 55

5.3.5.7 Void................................................ ........................................................ ............................................... 56

5.3.5.8 Radio Configuration involving full configuration option.................................................. .................... 56

5.3.6 Counter check ................................................ ....................................................... ...................................... 575.3.6.1 General .................................................. ........................................................ ........................................ 57

5.3.6.2 Initiation ..................................................... ............................................................... ............................ 57

5.3.6.3 Reception of the CounterCheck message by the UE ............................................................................. 57

5.3.7 RRC connection re-establishment .......................................................... ..................................................... 58

5.3.7.1 General .................................................. ........................................................ ........................................ 58

5.3.7.2 Initiation ..................................................... ............................................................... ............................ 595.3.7.3 Actions following cell selection while T311 is running ................................................................. ....... 59

5.3.7.4 Actions related to transmission ofRRCConnectionReestablishmentRequestmessage ......................... 60

5.3.7.5 Reception of theRRCConnectionReestablishmentby the UE ................................................... ........... 60

5.3.7.6 T311 expiry ..................................................... ........................................................... ........................... 62

5.3.7.7 T301 expiry or selected cell no longer suitable ........................................................ ............................. 62

5.3.7.8 Reception ofRRCConnectionReestablishmentRejectby the UE ........................................ .................. 625.3.8 RRC connection release .......................................................... .......................................................... .......... 62

5.3.8.1 General .................................................. ........................................................ ........................................ 62

5.3.8.2 Initiation ..................................................... ............................................................... ............................ 62

5.3.8.3 Reception of theRRCConnectionReleaseby the UE ......................................................... ................... 62

5.3.8.4 T320 expiry ..................................................... ........................................................... ........................... 63

5.3.9 RRC connection release requested by upper layers ...................................................... .............................. 63

5.3.9.1 General .................................................. ........................................................ ........................................ 635.3.9.2 Initiation ..................................................... ............................................................... ............................ 63

5.3.10 Radio resource configuration ................................................... ........................................................... ........ 63

5.3.10.0 General ..................................................... ......................................................... .................................... 63


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5.3.10.1 SRB addition/ modification ........................................................... ........................................................ 64

5.3.10.2 DRB release ..................................................... .......................................................... ........................... 64

5.3.10.3 DRB addition/ modification ....................................................... ........................................................... 65

5.3.10.3a SCell release ................................................... ........................................................... ............................ 65

5.3.10.3b SCell addition/ modification ........................................................ ......................................................... 66

5.3.10.4 MAC main reconfiguration ............................................................ ....................................................... 66

5.3.10.5 Semi-persistent scheduling reconfiguration ..................................................................... ..................... 665.3.10.6 Physical channel reconfiguration ............................................................ .............................................. 66

5.3.10.7 Radio Link Failure Timers and Constants reconfiguration ........................................................... ........ 67

5.3.10.8 Time domain measurement resource restriction for serving cell ........................................................... 67

5.3.10.9 Other configuration ................................................... .......................................................... .................. 675.3.11 Radio link failure related actions ............................................................ .................................................... 68

5.3.11.1 Detection of physical layer problems in RRC_CONNECTED ............................................................. 68

5.3.11.2 Recovery of physical layer problems ....................................................... ............................................. 68

5.3.11.3 Detection of radio link failure ............................................................. .................................................. 69

5.3.12 UE actions upon leaving RRC_CONNECTED ................................................................ .......................... 70

5.3.13 UE actions upon PUCCH/ SRS release request ................................................................ .......................... 705.3.14 Proximity indication ....................................................... ......................................................... ................... 71

5.3.14.1 General ..................................................... ......................................................... .................................... 71

5.3.14.2 Initiation ........................................................ ............................................................ ............................ 715.3.14.3 Actions related to transmission of ProximityIndicationmessage.......................................................... 71

5.3.15 Void ....................................................... ............................................................ ......................................... 72

5.4 Inter-RAT mobility............................................................... ......................................................... ................... 725.4.1 Introduction................................................... ....................................................... ....................................... 72

5.4.2 Handover to E-UTRA ....................................................... ......................................................... ................. 72

5.4.2.1 General .................................................. ........................................................ ........................................ 72

5.4.2.2 Initiation ..................................................... ............................................................... ............................ 72

5.4.2.3 Reception of theRRCConnectionReconfigurationby the UE ..................................................... .......... 73

5.4.2.4 Reconfiguration failure ...................................................... .......................................................... ......... 745.4.2.5 T304 expiry (handover to E-UTRA failure) ..................................................... ..................................... 74

5.4.3 Mobility from E-UTRA ................................................................ ..................................................... ......... 75

5.4.3.1 General .................................................. ........................................................ ........................................ 75

5.4.3.2 Initiation ..................................................... ............................................................... ............................ 755.4.3.3 Reception of theMobilityFromEUTRACommandby the UE ............................................................. .. 755.4.3.4 Successful completion of the mobility from E-UTRA ........................................................... ............... 77

5.4.3.5 Mobility from E-UTRA failure ................................................................ ............................................. 77

5.4.4 Handover from E-UTRA preparation request (CDMA2000) ............................................. ........................ 78

5.4.4.1 General .................................................. ........................................................ ........................................ 78

5.4.4.2 Initiation ..................................................... ............................................................... ............................ 78

5.4.4.3 Reception of theHandoverFromEUTRAPreparationRequestby the UE .......................... ................... 785.4.5 UL handover preparation transfer (CDMA2000) ................................................ ....................................... 79

5.4.5.1 General .................................................. ........................................................ ........................................ 79

5.4.5.2 Initiation ..................................................... ............................................................... ............................ 79

5.4.5.3 Actions related to transmission of the ULHandoverPreparationTransfer message .............................. 79

5.4.5.4 Failure to deliver the ULHandoverPreparationTransfer message ........................................................ 79

5.4.6 Inter-RAT cell change order to E-UTRAN ....................................................... .......................................... 795.4.6.1 General .................................................. ........................................................ ........................................ 79

5.4.6.2 Initiation ..................................................... ............................................................... ............................ 80

5.4.6.3 UE fails to complete an inter-RAT cell change order ....................................................... .................... 80

5.5 Measurements................................................................................................................................................... 80

5.5.1 Introduction................................................... ....................................................... ....................................... 80

5.5.2 Measurement configuration ...................................................... ......................................................... ......... 825.5.2.1 General .................................................. ........................................................ ........................................ 82

5.5.2.2 Measurement identity removal ........................................................ ..................................................... . 82

5.5.2.2a Measurement identity autonomous removal ..................................................... .................................... 83

5.5.2.3 Measurement identity addition/ modification ............................................................. .......................... 83

5.5.2.4 Measurement object removal ........................................................... .................................................... . 84

5.5.2.5 Measurement object addition/ modification ................................................... ....................................... 84

5.5.2.6 Reporting configuration removal .................................................... ..................................................... . 855.5.2.7 Reporting configuration addition/ modification ......................................................... ........................... 85

5.5.2.8 Quantity configuration ...................................................... ........................................................... ......... 86

5.5.2.9 Measurement gap configuration ................................................... ........................................................ . 86


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5.5.3 Performing measurements .................................................. ....................................................... ................. 86

5.5.3.1 General .................................................. ........................................................ ........................................ 86

5.5.3.2 Layer 3 filtering ...................................................... ............................................................ .................. 88

5.5.4 Measurement report triggering ................................................... ....................................................... ......... 88

5.5.4.1 General .................................................. ........................................................ ........................................ 88

5.5.4.2 Event A1 (Serving becomes better than threshold) ....................................................... ........................ 91

5.5.4.3 Event A2 (Serving becomes worse than threshold) ...................................................... ........................ 915.5.4.4 Event A3 (Neighbour becomes offset better than PCell) ................................................................ ...... 92

5.5.4.5 Event A4 (Neighbour becomes better than threshold) ............................................................ .............. 92

5.5.4.6 Event A5 (PCell becomes worse than threshold1 and neighbour becomes better than threshold2) ...... 93

5.5.4.6a Event A6 (Neighbour becomes offset better than SCell) ........................................................... ........... 945.5.4.7 Event B1 (Inter RAT neighbour becomes better than threshold) .............................................. ............ 94

5.5.4.8 Event B2 (PCell becomes worse than threshold1 and inter RAT neighbour becomes better than

threshold2) .................................................................. ........................................................ .................. 95

5.5.5 Measurement reporting ...................................................... ....................................................... .................. 96

5.5.6 Measurement related actions...................................................................... ................................................. 98

5.5.6.1 Actions upon handover and re-establishment............................................................ ............................ 985.5.6.2 Speed dependant scaling of measurement related parameters ........................................................ ....... 99

5.5.7 Inter-frequency RSTD measurement indication ............................................................... .......................... 99

5.5.7.1 General .................................................. ........................................................ ........................................ 995.5.7.2 Initiation ..................................................... ............................................................... .......................... 100

5.5.7.3 Actions related to transmission ofInterFreqRSTDMeasurementIndicationmessage ......................... 100

5.6 Other ..................................................... ............................................................ .............................................. 1005.6.1 DL information transfer ............................................................. ...................................................... ......... 100

5.6.1.1 General .................................................. ........................................................ ...................................... 100

5.6.1.2 Initiation ..................................................... ............................................................... .......................... 101

5.6.1.3 Reception of theDLInformationTransferby the UE ........................................................... ............... 101

5.6.2 UL information transfer ............................................................. ...................................................... ......... 101

5.6.2.1 General .................................................. ........................................................ ...................................... 1015.6.2.2 Initiation ..................................................... ............................................................... .......................... 101

5.6.2.3 Actions related to transmission of ULInformationTransfermessage .................................................. 101

5.6.2.4 Failure to deliver ULInformationTransfermessage ................................................ ............................ 102

5.6.3 UE capability transfer .............................................................. ........................................................ ......... 1025.6.3.1 General .................................................. ........................................................ ...................................... 1025.6.3.2 Initiation ..................................................... ............................................................... .......................... 102

5.6.3.3 Reception of the UECapabilityEnquiryby the UE .................................................. ........................... 102

5.6.4 CSFB to 1x Parameter transfer ........................................................ ......................................................... 104

5.6.4.1 General .................................................. ........................................................ ...................................... 104

5.6.4.2 Initiation ..................................................... ............................................................... .......................... 104

5.6.4.3 Actions related to transmission of CSFBParametersRequestCDMA2000message ............................ 1045.6.4.4 Reception of the CSFBParametersResponseCDMA2000 message ..................................................... 104

5.6.5 UE Information ...................................................... ......................................................... .......................... 104

5.6.5.1 General .................................................. ........................................................ ...................................... 104

5.6.5.2 Initiation ..................................................... ............................................................... .......................... 105

5.6.5.3 Reception of the UEInformationRequest message ............................................................................. . 105

5.6.6 Logged Measurement Configuration ..................................................... .................................................. . 1065.6.6.1 General .................................................. ........................................................ ...................................... 106

5.6.6.2 Initiation ..................................................... ............................................................... .......................... 106

5.6.6.3 Reception of theLoggedMeasurementConfigurationby the UE ....................................... ................. 106

5.6.6.4 T330 expiry ..................................................... .......................................................... .......................... 107

5.6.7 Release of Logged Measurement Configuration .................................................... ................................... 107

5.6.7.1 General .................................................. ........................................................ ...................................... 1075.6.7.2 Initiation ..................................................... ............................................................... .......................... 107

5.6.8 Measurements logging .................................................... ......................................................... ................. 107

5.6.8.1 General .................................................. ........................................................ ...................................... 107

5.6.8.2 Initiation ..................................................... ............................................................... .......................... 107

5.6.9 In-device coexistence indication ................................................................... ............................................ 108

5.6.9.1 General .................................................. ........................................................ ...................................... 108

5.6.9.2 Initiation ..................................................... ............................................................... .......................... 1085.6.9.3 Actions related to transmission ofInDeviceCoexIndication message ................................................. 109

5.6.10 UE Assistance Information .................................................... ........................................................... ........ 109

5.6.10.1 General ..................................................... ......................................................... .................................. 109


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5.6.10.2 Initiation ........................................................ ............................................................ .......................... 110

5.6.10.3 Actions related to transmission of UEAssistanceInformationmessage .............................................. 110

5.7 Generic error handling .......................................................... ........................................................ .................. 110

5.7.1 General ........................................................... ........................................................ ................................... 110

5.7.2 ASN.1 violation or encoding error .................................................... ....................................................... . 110

5.7.3 Field set to a not comprehended value ............................................................... ....................................... 111

5.7.4 Mandatory field missing ............................................... ........................................................... ................. 1115.7.5 Not comprehended field .................................................... ....................................................... ................. 112

5.8 MBMS ...................................................... ............................................................ .......................................... 112

5.8.1 Introduction................................................... ....................................................... ..................................... 112

5.8.1.1 General .................................................. ........................................................ ...................................... 1125.8.1.2 Scheduling ................................................ ........................................................ ................................... 113

5.8.1.3 MCCH information validity and notification of changes .............................................................. ...... 113

5.8.2 MCCH information acquisition ................................................................... ............................................. 114

5.8.2.1 General .................................................. ........................................................ ...................................... 114

5.8.2.2 Initiation ..................................................... ............................................................... .......................... 114

5.8.2.3 MCCH information acquisition by the UE ...................................................... .................................... 1145.8.2.4 Actions upon reception of theMBSFNAreaConfigurationmessage ................................................. .. 115

5.8.2.5 Actions upon reception of theMBMSCountingRequestmessage........................................................ 115

5.8.3 MBMS PTM radio bearer configuration .......................................................... ......................................... 1155.8.3.1 General .................................................. ........................................................ ...................................... 115

5.8.3.2 Initiation ..................................................... ............................................................... .......................... 115

5.8.3.3 MRB establishment ................................................. ............................................................ ................ 1155.8.3.4 MRB release .................................................... ........................................................... ......................... 116

5.8.4 MBMS Counting Procedure ....................................................... ...................................................... ........ 116

5.8.4.1 General .................................................. ........................................................ ...................................... 116

5.8.4.2 Initiation ..................................................... ............................................................... .......................... 116

5.8.4.3 Reception of theMBMSCountingRequestmessage by the UE ..................... ...................................... 116

5.8.5 MBMS interest indication ........................................................ ......................................................... ........ 1175.8.5.1 General .................................................. ........................................................ ...................................... 117

5.8.5.2 Initiation ..................................................... ............................................................... .......................... 117

5.8.5.3 Determine MBMS frequencies of interest .................................................... ....................................... 118

5.8.5.4 Actions related to transmission ofMBMSInterestIndication message ................................................ 1185.9 RN procedures ..................................................... ........................................................ ................................... 1195.9.1 RN reconfiguration ....................................................... ........................................................... ................. 119

5.9.1.1 General .................................................. ........................................................ ...................................... 119

5.9.1.2 Initiation ..................................................... ............................................................... .......................... 119

5.9.1.3 Reception of theRNReconfigurationby the RN ...................................................... ........................... 119

6 Protocol data units, formats and parameters (tabular & ASN.1) .......................................................... 1206.1 General ................................................... ............................................................ ............................................ 120

6.2 RRC messages ..................................................... ......................................................... .................................. 121

6.2.1 General message structure ........................................................... ..................................................... ........ 121

EUTRA-RRC-Definitions................................................. ....................................................... ............ 121

BCCH-BCH-Message............................................ ........................................................ ..................... 121

BCCH-DL-SCH-Message...................................... ........................................................ ..................... 121 MCCH-Message.......................................................................................................... ........................ 121

PCCH-Message......................................................... ............................................................ .............. 122

DL-CCCH-Message.......................................................................................... .................................. 122

DL-DCCH-Message.................................................................................................... ........................ 122

UL-CCCH-Message.......................................................................................... .................................. 123

UL-DCCH-Message.................................................................................................... ........................ 123

6.2.2 Message definitions ......................................................... ........................................................ ................. 124

CounterCheck...................................................................................................................................... 124

CounterCheckResponse................................................... ........................................................ ............ 125

CSFBParametersRequestCDMA2000................................................................................................ . 125

CSFBParametersResponseCDMA2000..................................... ........................................................ . 126

DLInformationTransfer.................................................................................................. ..................... 127

HandoverFromEUTRAPreparationRequest (CDMA2000) .............................................................. .. 127 InDeviceCoexIndication.................................................. ........................................................ ............ 128

InterFreqRSTDMeasurementIndication.............................................................................................. 130

LoggedMeasurementConfiguration................................. ........................................................ ........... 131


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MasterInformationBlock........................................................... ....................................................... ... 132

MBMSCountingRequest..................................................................... ................................................. 132

MBMSCountingResponse................................................. ....................................................... ............ 133

MBMSInterestIndication............................................................................. ........................................ 134

MBSFNAreaConfiguration.................................... ........................................................ ..................... 134

MeasurementReport................................................................................ ............................................ 135

MobilityFromEUTRACommand................................................ ........................................................ .. 136 Paging..................................................................................................... ............................................ 139

ProximityIndication................................................... ............................................................ .............. 140

RNReconfiguration.................................................... ............................................................ .............. 141

RNReconfigurationComplete........................................... ........................................................ ........... 141 RRCConnectionReconfiguration..................................................................................... .................... 142

RRCConnectionReconfigurationComplete.......................................................................................... 144

RRCConnectionReestablishment................................................ ....................................................... .. 145

RRCConnectionReestablishmentComplete....................... ........................................................ .......... 145

RRCConnectionReestablishmentReject.............................................................................................. . 146

RRCConnectionReestablishmentRequest............................................................... ............................. 146 RRCConnectionReject.................................................................................................... ..................... 147

RRCConnectionRelease.................................................. ........................................................ ............ 148

RRCConnectionRequest..................................................................... ................................................. 151 RRCConnectionSetup........................................................................................... ............................... 152

RRCConnectionSetupComplete................................................. ........................................................ .. 153

SecurityModeCommand..................................................................... ................................................. 154 SecurityModeComplete............................................................. ....................................................... ... 154

SecurityModeFailure....................................................... ........................................................ ............ 155

SystemInformation.......................................... ............................................................ ........................ 156

SystemInformationBlockType1................................................................................................. ........... 156

UEAssistanceInformation...................................... ........................................................ ..................... 160

UECapabilityEnquiry...................................................... ........................................................ ............ 160 UECapabilityInformation...................................... ........................................................ ..................... 161

UEInformationRequest.................................................... ........................................................ ............ 162

UEInformationResponse........................................................... ....................................................... ... 163

ULHandoverPreparationTransfer (CDMA2000)................................................................................ 166 ULInformationTransfer.................................................................................................. ..................... 1676.3 RRC information elements .......................................................... .......................................................... ......... 168

6.3.1 System information blocks ........................................................... .................................................... ........ 168




SystemInformationBlockType5................................................................................................. ........... 172 SystemInformationBlockType6................................................................................................. ........... 174




SystemInformationBlockType10............................................................................................... ........... 182

SystemInformationBlockType11............................................................................................... ........... 182 SystemInformationBlockType12............................................................................................... ........... 183





6.3.2 Radio resource control information elements .......................................................... ................................. 186 AntennaInfo..................................................... ............................................................ ........................ 186

AntennaInfoUL.......................................................... ............................................................ .............. 187

CQI-ReportConfig..................................................... ............................................................ .............. 188

CQI-ReportPeriodicProcExtId.................................................. ........................................................ .. 192

CrossCarrierSchedulingConfig................................................. ........................................................ .. 193

CSI-IM-Config................................................ ............................................................ ........................ 193

CSI-IM-ConfigId........................................................................... ...................................................... 194 CSI-Process..................................................... ............................................................ ........................ 194

CSI-ProcessId........................................................... ............................................................ .............. 195

CSI-RS-Config........................................................... ............................................................ .............. 195


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CSI-RS-ConfigNZP................................................... ............................................................ .............. 195

CSI-RS-ConfigNZPId......................................................................... ................................................. 196

CSI-RS-ConfigZP.................................................................................... ............................................ 196

CSI-RS-ConfigZPId................................................... ............................................................ .............. 197

DMRS-Config.................................................. ............................................................ ........................ 197

DRB-Identity............................................................. ............................................................ .............. 197

EPDCCH-Config............................................ ............................................................ ........................ 198 LogicalChannelConfig....................................................................... ................................................. 199

MAC-MainConfig...................................................... ............................................................ .............. 200

PDCP-Config.......................................................................................... ............................................ 203

PDSCH-Config.......................................................... ............................................................ .............. 204 PDSCH-RE-MappingQCL-ConfigId................................................................................................. .. 205

PHICH-Config.................................................................... ........................................................... ..... 206

PhysicalConfigDedicated................................................ ........................................................ ............ 206

P-Max..................................................... ........................................................... .................................. 209

PRACH-Config.......................................................... ............................................................ .............. 209

PresenceAntennaPort1.................................................... ........................................................ ............ 209 PUCCH-Config........................................................................................................... ........................ 210

PUSCH-Config.......................................................... ............................................................ .............. 212

RACH-ConfigCommon.................................................... ........................................................ ............ 213 RACH-ConfigDedicated.................................................. ........................................................ ............ 215

RadioResourceConfigCommon.................................................................... ....................................... 215

RadioResourceConfigDedicated.................................................................. ....................................... 218 RLC-Config............................................................................................. ............................................ 220

RLF-TimersAndConstants.............................................................................................. ..................... 221

RN-SubframeConfig.......................................................................................... .................................. 222

SchedulingRequestConfig...................................... ........................................................ ..................... 223

SoundingRS-UL-Config................................................... ........................................................ ............ 224

SPS-Config........................................................................................................ .................................. 226 TDD-Config.................................................... ............................................................ ........................ 227

TimeAlignmentTimer............................................................................................................. .............. 228

TPC-PDCCH-Config...................................................... ........................................................ ............ 228

UplinkPowerControl......................................................................................... .................................. 2296.3.3 Security control information elements ................................................................ ...................................... 230 NextHopChainingCount........................................................................................ .............................. 230

SecurityAlgorithmConfig................................................. ........................................................ ............ 231

ShortMAC-I..................................................... ............................................................ ........................ 231

6.3.4 Mobility control information elements ................................................................... .................................. 231

AdditionalSpectrumEmission............................................................. ................................................. 231

ARFCN-ValueCDMA2000................................................................. ................................................. 232 ARFCN-ValueEUTRA................................................................................. ........................................ 232

ARFCN-ValueGERAN.................................................. .................................................... ................... 232

ARFCN-ValueUTRA................................................. ............................................................ .............. 232

BandclassCDMA2000................................................................................. ........................................ 233

BandIndicatorGERAN..................................................... ........................................................ ............ 233

CarrierFreqCDMA2000........................................ ........................................................ ..................... 233 CarrierFreqGERAN.................................................................................................... ........................ 233

CarrierFreqsGERAN...................................................... ........................................................ ............ 234

CarrierFreqListMBMS.................................................... ........................................................ ............ 234

CDMA2000-Type................................................................ ............................................................ .... 235

CellIdentity...................................................... ............................................................ ........................ 235

CellIndexList................................................................................. ...................................................... 235 CellReselectionPriority............................................................................... ........................................ 235

CSFB-RegistrationParam1XRTT.......................................................................... .............................. 235

CellGlobalIdEUTRA..................................................................... ...................................................... 236

CellGlobalIdUTRA.................................................... ............................................................ .............. 237

CellGlobalIdGERAN............................................................................................................. .............. 237

CellGlobalIdCDMA2000................................................. ....................................................... ............ 238

CSG-Identity........................................................................................................................................ 238 FreqBandIndicator.................................................... ............................................................ .............. 238

MobilityControlInfo............................................................ ............................................................ .... 238

MobilityParametersCDMA2000 (1xRTT).............................................................. ............................. 240


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MobilityStateParameters................................................. ........................................................ ............ 240

MultiBandInfoList......................................................................... ...................................................... 240

PhysCellId....................................................... ............................................................ ........................ 241

PhysCellIdRange....................................................... ............................................................ .............. 241

PhysCellIdRangeUTRA-FDDList.............................................. ....................................................... .. 241

PhysCellIdCDMA2000.................................................... ........................................................ ............ 242

PhysCellIdGERAN.................................................................................. ............................................ 242 PhysCellIdUTRA-FDD.......................................... ........................................................ ..................... 242

PhysCellIdUTRA-TDD.................................................... ........................................................ ............ 243

PLMN-Identity................................................ ............................................................ ........................ 243

PLMN-IdentityList3................................................... ............................................................ .............. 243 PreRegistrationInfoHRPD................................................................. ................................................. 244

Q-QualMin........................................................................................................ .................................. 244

Q-RxLevMin............................................................................................ ............................................ 244

Q-OffsetRange........................................................... ............................................................ .............. 245

Q-OffsetRangeInterRAT........................................................................................ .............................. 245

ReselectionThreshold......................................................................... ................................................. 245 ReselectionThresholdQ............................................................. ....................................................... ... 245

SCellIndex............................................................................................... ............................................ 245

ServCellIndex.......................................................................................... ............................................ 246 SpeedStateScaleFactors..................................................................... ................................................. 246

SystemInfoListGERAN.................................................... ........................................................ ............ 246

SystemTimeInfoCDMA2000.................................................................................. .............................. 247 TrackingAreaCode.................................................................................. ............................................ 247

T-Reselection................................................... ............................................................ ........................ 248

6.3.5 Measurement information elements ..................................................................... ..................................... 248

AllowedMeasBandwidth.................................................. ........................................................ ............ 248

Hysteresis.......................................................................................................... .................................. 248

LocationInfo...................................................................................................... .................................. 248 MeasConfig................................................................................... ...................................................... 249

MeasGapConfig.................................................................. ............................................................ .... 250

MeasId.................................................... ........................................................... .................................. 251

MeasIdToAddModList.................................................................................................... ..................... 251 MeasObjectCDMA2000..................................................................... ................................................. 251 MeasObjectEUTRA........................................................................................... .................................. 252

MeasObjectGERAN................................................... ............................................................ .............. 253

MeasObjectId.......................................................................................... ............................................ 254

MeasObjectToAddModList.................................... ........................................................ ..................... 254

MeasObjectUTRA..................................................... ............................................................ .............. 254

MeasResults.................................................... ............................................................ ........................ 255 QuantityConfig.......................................................... ............................................................ .............. 258

ReportConfigEUTRA....................................................... ........................................................ ............ 259

ReportConfigId.......................................................... ............................................................ .............. 261

ReportConfigInterRAT....................................................................... ................................................. 261

ReportConfigToAddModList........................................................................ ....................................... 263

ReportInterval......................................................................................... ............................................ 263 RSRP-Range.................................................... ............................................................ ........................ 264

RSRQ-Range............................................................. ............................................................ .............. 264

TimeToTrigger.................................................................... ........................................................... ..... 264

6.3.6 Other information elements ............................................................ .......................................................... 265

AbsoluteTimeInfo................................................................ ............................................................ .... 265

AreaConfiguration.............................................................. ............................................................ .... 265 C-RNTI.................................................. ............................................................ .................................. 265

DedicatedInfoCDMA2000................................................ ....................................................... ............ 266

DedicatedInfoNAS..................................................... ............................................................ .............. 266

FilterCoefficient...................................................................................... ............................................ 266

LoggingDuration....................................................... ............................................................ .............. 266

LoggingInterval......................................................... ............................................................ .............. 267

MeasSubframePattern.................................................................................................... ..................... 267 MMEC................................................... ............................................................ .................................. 267

NeighCellConfig........................................................ ............................................................ .............. 267

OtherConfig.................................................... ............................................................ ........................ 268


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RAND-CDMA2000 (1xRTT)............................................ ....................................................... ............ 269

RAT-Type.................................................................. ............................................................ .............. 269

RRC-TransactionIdentifier...................................................................................................... ............ 269

S-TMSI...................................................................... ........................................................... ............... 270

TraceReference......................................................... ............................................................ .............. 270

UE-CapabilityRAT-ContainerList..................................................................................................... .. 270

UE-EUTRA-Capability.......................................... ........................................................ ..................... 271 UE-TimersAndConstants................................................. ........................................................ ............ 281

6.3.7 MBMS information elements ........................................................... ....................................................... . 282

MBMS-NotificationConfig............................................... ....................................................... ............ 282

MBSFN-AreaInfoList...................................................... ........................................................ ............ 282 MBSFN-SubframeConfig................................................. ....................................................... ............ 283

PMCH-InfoList.......................................................... ............................................................ .............. 284

6.4 RRC multiplicity and type constraint values .................................................................. ................................ 285

Multiplicity and type constraint definitions .................................................................. ............................ 285

End of EUTRA-RRC-Definitions .................................................... ......................................................... 286

7 Variables and constants ........................................................................................................................ 2877.1 UE variables ............................................................ ............................................................. .......................... 287

EUTRA-UE-Variables.................................................. .................................................... ................... 287

VarConnEstFailReport.......................................... ........................................................ ..................... 287

VarLogMeasConfig........................................................................................... .................................. 288 VarLogMeasReport........................................................................................... .................................. 288

VarMeasConfig............................................................................. ...................................................... 288

VarMeasReportList....................................................................... ...................................................... 289

VarRLF-Report......................................................... ............................................................ .............. 289

VarShortMAC-Input.................................................................................................... ........................ 290 Multiplicity and type constraint definitions ....................................................................... ................. 290

End ofEUTRA-UE-Variables................................................................. ............................................ 290

7.2 Counters ................................................. ........................................................ ................................................ 290

7.3 Timers (Informative) ..................................................... ....................................................... .......................... 291

7.4 Constants ......................................................... ............................................................ ................................... 292

8 Protocol data unit abstract syntax ......................................................................................................... 292

8.1 General ................................................................................................................................................. 2928.2 Structure of encoded RRC messages ......................................................... .................................................... . 293

8.3 Basic production .................................................. ........................................................ ................................... 293

8.4 Extension ............................................... ........................................................ ................................................. 293

8.5 Padding ....................................................... ............................................................ ........................................ 293

9 Specified and default radio configurations ........................................................................................... 2949.1 Specified configurations ................................................................. ....................................................... ......... 294

9.1.1 Logical channel configurations ............................................................ ..................................................... 294

9.1.1.1 BCCH configuration ................................................. .......................................................... ................ 294

9.1.1.2 CCCH configuration .................................................. ......................................................... ................ 2949.1.1.3 PCCH configuration ................................................... ......................................................... ................ 295

9.1.1.4 MCCH and MTCH configuration .................................................... ................................................... 295

9.1.2 SRB configurations ....................................................... ........................................................... ................. 295

9.1.2.1 SRB1 ................................................ ........................................................ ........................................... 295

9.1.2.2 SRB2 ................................................ ........................................................ ........................................... 295

9.2 Default radio configurations ............................................................. ..................................................... ......... 2959.2.1 SRB configurations ....................................................... ........................................................... ................. 296

9.2.1.1 SRB1 ................................................ ........................................................ ........................................... 296

9.2.1.2 SRB2 ................................................ ........................................................ ........................................... 296

9.2.2 Default MAC main configuration ..................................................... ........................................................ 296

9.2.3 Default semi-persistent scheduling configuration ................................................................. .................... 2979.2.4 Default physical channel configuration .................................................................. .................................. 297

9.2.5 Default values timers and

etsi - rrc protocol specification

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