establish a baseline risk assessment process

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1 5 6 2 48 % 3 51 % 4 62 % 7 73 % Intercontinental Exchange, Inc. owns and maintains the copyright and intellectual property in the materials presented in this brochure. Any unauthorized use of the material is prohibited. © 2014 Intercontinental Exchange, Inc. All Rights Reserved 84 %

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1 5 62

48%

3

51%

4

62%

7

73%

Intercontinental Exchange, Inc. owns and maintains the copyright and intellectual property in the materials presented in this brochure. Any unauthorized use of the material is prohibited. © 2014 Intercontinental Exchange, Inc. All Rights Reserved

84%