environmental social governance sustainability · in the portfolio of the managed ucis, when this...

SOCIAL

ENVIRONMENTAL

GOVERNANCE

SUSTAINABILITY

Report on the participationat shareholder meetings of companieswith securities under portfoliosof managed ucis

SECOND SEMESTER 2017

Eurizon’s Responsible World

PERIODIC REPORT 1 SECOND SEMESTER 2017

We VALUE the savings of our customers by creating and managing investment solutions that fi t their needs. We TRANSFORM the complexity of the fi nancial markets into opportunities. We COLLABORATE with companies that we invest in to promote respect for sustainable growth and high standards of governance.Trustworthiness, innovation and high-quality service are our defi ning features.

BELONGING: we work with pride and participation.INTEGRITY: we feel responsible for the trust of those who rely on us.EXCELLENCE: we target quality of results and on-going improvement.PASSION: we work with professionalism and involvement, combining head and heart.

OurMISSION

Our CorporateVALUES

We are committed to a culture that promotes the value of people, their aspirations, and savings at large: A FINANCIAL HUMANISM based on respect, accountability and awareness of one’s own qualities.

At Eurizon, shared values play a vital role. As an organisation and as individuals we are linked together by a goal, which is both ambitious and important: fuelling confi dence and building the future. We are proud to be part of a company whose mission is protecting and growing the assets of our clients

“

”

OurVISION

Data by Assogestioni and processing by Eurizon

million euros of assets as of 31/12/2017

389million euros of assets as of 31/12/2017

389 20operating in

countries

Data by Assogestioni and processing by Eurizon

20operating in

countries

market share in Italy

1st

20operating in

market share in Italy

1st1st1

including Penghua Fund Management

PREMISES

The present report highlights the approach adopted by the Management Company during the second semester of 2017, for the exercise of participation and voting rights related to its “managed shareholdings”, in accordance with the “Strategy for the exercise of participation and voting rights attached to the fi nancial instruments held in the managed UCIs”.In accordance with the provisions stipulated by art. 35-decies of the Consolidated Law on Finance and art. 34 of the Joint Bank of Italy - CONSOB Regulation of 29 October 2007 as amended, Eurizon Capital SGR S.p.A. (hereinafter also the “SGR”) has adopted a set of procedures and measures aimed at:

MONITORING the company’s activities pertaining to the fi nancial instruments held in the portfolio of the managed UCIs, when this is required by the characteristics of the fi nancial instruments incorporating the rights to be exercised;;

DETERMINE when and how participation and voting rights may be exercised based on a cost-benefi t analysis that also take into account the objectives and investment policy of each managed UCI.

Within this scope, the SGR carries out ongoing monitoring of issuer companies’ relevant activities and undertakes – also following the adoption of the Italian Stewadship Principles for the exercise of administrative and voting rights in listed companies, defi ned by Assogestioni (the Italian Investment Management Association) – to adopt and apply the following strategy for the participation and voting rights attached to the fi nancial instruments held in the managed UCIs, in order to ensure that these rights are exercised to the exclusive benefi t of the UCIs’ investors.

Within this scope, the SGR carries out ongoing monitoring of issuer companies’ relevant activities and undertakes – also following the adoption of the Italian Stewadship Principles for the exercise of administrative and voting rights in listed companies, defi ned by Assogestioni (the Italian Investment Management Association) – to adopt and apply the following strategy for the participation and voting rights attached to the fi nancial instruments held in the managed UCIs, in order to ensure that these rights are exercised to the exclusive

On behalf of the managed portfolios, the SGR participates at the Shareholder Meetings of selected companies, taking into account the benefi ts for the managed portfolios resulting from such participation, as well as the opportunity to infl uence decisions regarding the shares with voting rights held by the SGR

“

”DETERMINE

MONITORING

PARTECIPATE

CONTRIBUTE

2PERIODIC REPORT

As for the reasons that drive the decisions to exercise participation and voting rights at Shareholders Meetings, the SGR has identified the following quantitative and qualitative criteria:

PARTICIPATION at all shareholder meetings and interaction with the Board of Directors of those companies where the SGR holds a significant share capital, as identified from time to time within the internal procedures;

PARTICIPATION aat the shareholder meeting that are deemed relevant to the managed portfolios’ benefit in order to identify situations of particular interest, for the purpose of protecting and supporting the interests of minority shareholders;

CONTRIBUTION to the election of members of the members of the Board of Directors and Boards of Statutory Auditors, through the slate voting mechanism, representing minority shareholders;

PARTICIPATION at those shareholder meetings approving extraordinary transactions where such participation is needed to support or challenge the proposed transaction, in the interests of the managed portfolios.

The SGR is not bound by any shareholder voting or blocking agreements.

Regarding the modalities for the exercise of participation and voting rights in reference to specific Shareholder Meetings, the SGR may delegate this function to specialized third parties, providing explicit instructions for the exercise of such rights. In any case, the SGR does not delegate the exercise of voting rights attached to shares held in the managed portfolios to any Group companies or to their representatives, except in the case of another SGR and ensuring that the voting exercise performed by the delegated subject is in accordance with the interest of the UCIs investors and of its clients.

Within the exercise of its rights related to the selection and appointment of candidates to be elected for Board of Directors or Statutory Auditors of Italian listed companies, as part of the minority slates representing institutional investors, the SGR shall comply with the principles and criteria defined by the Committee for the Corporate Governance of Assogestioni, which sets forth the requirement for professionalism, honour and independence of the candidates as well as the conditions for non-eligibility and incompatibilities. In this regard, the SGR also makes reference to the Italian Corporate Governance Code for companies listed on the Italian Stock Exchange,and to international best practices.

3PERIODIC REPORT SECOND SEMESTER 2017

EURIZON RESPONSIBLEINVESTMENT

Eurizon Capital has for years been involved in formulating and promoting new rules and behaviors that put signifi cant focus on sustainable investment aspects.

As signatory to the Principles for Responsible Investment of the United Nations (UN-PRI) Eurizon Capital SGR pays special attention to policies implemented by the issuers in which it invests, in the belief that sound environmental, social and governance (ESG) policies and practices enable value creation for shareholders in the long term.

The PRI membership is a natural continuation of a process that begun already in 1996, when Eurizon was the fi rst operator in Italy to set up ethical funds applying clear and articulated criteria for selection, as well as a Sustainability Committee and the devolution of revenues.

In 2014, Eurizon Capital adopted the Italian Stewardship Principles for the exercise of administrative and voting rights in listed companies defi ned by Assogestioni. Within this context, Eurizon Capital SGR gives consideration to the importance of monitoring and engagement with issuer companies, and to the participation at shareholder meetings, adopting a thought and focused approach to corporate governance.

Eurizon Capital has recently updated its internal regulations in order to advance ESG integration into the investment decisional process, adopting methodologies for selecting fi nancial instruments that take into account ESG factors and SRI principles as an integral part of the investment process.

Specifi cally, Eurizon Capital has identifi ed the following three phases:

screening of issuers, aimed at identifying those most exposed to environmental, social or governance risks or those non-conforming to the principles of sustainable and responsible investment;

publication of the list of issuers with high exposure to ESG risks and issuers operating in sectors considered not socially responsible;

monitoring of the investments by the Compliance function.

“”Eurizon Capital has for years been involved in formulating and

promoting new rules and behaviors that put signifi cant focus on

As signatory to the Principles for Responsible Investment of the

it invests, in the belief that sound environmental, social and governance (ESG) policies and practices enable value creation for shareholders in the long term.

1

2

3

4PERIODIC REPORT

Eurizon Capital has for years been involved in formulating and promoting new rules and behaviors that put signifi cant focus on sustainable investment aspects

SECOND SEMESTER 2017

ENGAGEMENT ACTIVITY

During the year 2017, the SGR has conducted around 700 engagements with investee companies, of which 20% had ESG as the main topic.

The SGR promotes proactive engagement with its investee companies and encourages proactive and effective communication with their management.

“

”

Fig.1 Geographic breakdown of engagements Fig.2 Sector breakdown of engagements


■ Europe

■ North America

■ Asia

■ Latin America

■ Russia

■ Australia

■ UK

■ Consumer discretionary

■ Consumer staples

■ Metals & mining

■ Energy

■ Financials

■ Healthcare

■ Industrials

■ Information technology

■ Materials

■ Real estate

■ Telecommunication services

■ Utilities

PARTICIPATION AT SHAREHOLDER MEETINGS DURING THE SECOND SEMESTER OF 2017

We herewith present the information related to the Shareholder Meetings at which the SGR participated during the second semester of 2017 on behalf of the managed UCIs. The information is split according to the quantitative and qualitative criteria established for the selection of companies for the exercise of participation and voting rights.

The SGR has exercised its voting rights inherent to the securities present in the portfolio of the managed UCIs in the sole interest of the beneficiaries, participating by proxy through the Trevisan & Associates Law Firm or by using a proxy platform specialized in electronic voting.

The list of the Shareholder Meetings in which the Eurizon Capital intervened on behalf of managed UCIs in the second semester of 2017 is outlined below, divided according to the quantitative and qualitative criteria that guided the decision to exercising the rights of participation and voting.

For disclosure purposes, the enclosed annex outlines summary information concerning individual meetings, including the following aspects:

Type of meeting; Meeting agenda; SGR voting instructions; Voting outcome.

During the second semester of 2017, the SGR participated at 68 company Shareholder Meetings, upon communication to the Independent Directors Committee.

“

”

1

2

3

4


1. Participation at shareholder meetings and interaction with the board ofdirectorsofcompanieswheretheSGRheldasignificantsharecapital, asidentifiedfromtimetotimewithintheinternalprocedures

During the second semester of 2017, Eurizon Capital participated at 18 Shareholder Meetings of companies listed on the Italian Stock Exchange and on foreign exchanges that were deemed relevant to the managed portfolios’ benefit, in support of minority shareholder interests.


2. Participation at shareholder meetings deemed relevant to the managed portfolios’benefitinordertoidentifysituationsofparticularinterest,forthe purposeofprotectingandsupportingtheinterestsofminorityshareholders

During the second semester of 2017, Eurizon Capital participated at 18 Shareholder Meetings of companies listed on the Italian Stock Exchange and on foreign exchanges that were deemed relevant to the managed portfolios’ benefit, in support of minority shareholder interests.


3.Contributiontotheelectionofmembersoftheboardofdirectorsandboards ofstatutoryauditors,throughtheslatevotingmechanism,representing minorityshareholders

Eurizon Capital participated at the following 2 Shareholder Meetings at companies listed on the Italian Stock Exchange with the aim of contributing to the election of members of the Board of Directors and Boards of Statutory Auditors through the slate voting mechanism representing minority shareholders :

For the above 2 companies, together with other Assogestioni-associated SGRs and foreign institutional investors, the SGR presented the slates for the election of administrative and/or supervisory bodies, contributing to the election of 2 members of Board of Directors, 2 effective Statutory Auditors and 2 alternate Statutory Auditors.

It should be noted that the the elections are concentrated in the first semester of the year during the renewal season of the Boards of Directors and the Boards of Statutory Auditors.

4.Participationatshareholdermeetingsapprovingextraordinarytransactions wheresuchparticipationwasneededtosupportorchallengetheproposed transaction,intheinterestsofthemanagedportfolios

The SGR has participated, on behalf of managed portfolios, at 3 Shareholder Meetings of companies listed on the Italian Stock Exchange and on foreign exchanges, called to approve certain extraordinary transactions:

Annex

Details of Shareholder Meetingsfor the second semester of 2017



1. Participation at shareholder meetings and interaction with the board of

directors of companies where Eurizon Capital held a significant share

capital, as identified from time to time within the internal procedures

COMPANY PRIMARY

LISTING

MEETING

DATE

MEETING

TYPE PROXY

Atos SE NYSE Euronext

Paris 24/07/2017 Extraordinary Electronic Platform

SUMMARY OF RESOLUTIONS – ORDINARY

PART EC SGR VOTE

MEETING

RESULTS

1. Authorization given to the Board of Directors to allot free shares to the employees and executive officers of the Company and/or its affiliated

companies

For Approved

PORTFOLIOS INSTRUCTED FOR VOTING

Eurizon Azioni Area Euro

Eurizon Azioni Tecnologie Avanzate

Eurizon Azioni Europa

Eurizon Azioni Internazionali

Eurizon Azioni PMI Europa

Eurizon Cedola Attiva Top Aprile 2021



Eurizon Cedola Attiva Top Dicembre 2020


Eurizon Cedola Attiva Top Giugno 2020



Eurizon Cedola Attiva Top Luglio 2020


Eurizon Cedola Attiva Top Maggio 2020




Eurizon Cedola Attiva Top Novembre 2022

Eurizon Cedola Attiva Top Ottobre 2020




Eurizon Disciplina Attiva Dicembre 2021

Eurizon Disciplina Attiva Ottobre 2021

Eurizon Disciplina Attiva Marzo 2022

Eurizon Disciplina Attiva Maggio 2022


Eurizon Flessibile Azionario Dicembre 2023

Eurizon Flessibile Azionario Marzo 2024


Eurizon Flessibile Azionario Maggio 2024

Eurizon Multiasset Reddito Aprile 2020


Eurizon Multiasset Reddito Dicembre 2019


Eurizon Multiasset Reddito Giugno 2020

Eurizon Multiasset Reddito Giugno 2021

Eurizon Multiasset Reddito Maggio 2020



Eurizon Multiasset Reddito Novembre 2020

Eurizon Multiasset Reddito Ottobre 2019



Eurizon Multiasset Strategia Flessibile Giugno 2023

Eurizon Multiasset Strategia Flessibile Maggio 2023

Eurizon Multiasset Strategia Flessibile Ottobre 2023

Eurizon Rendita


COMPANY PRIMARY

LISTING

MEETING

DATE MEETING TYPE PROXY

Anima Holding S.p.A.

Borsa Italiana Electronic Share Market

15/12/2017 Ordinary and Extraordinary

Trevisan & Associates Law Firm

SUMMARY OF RESOLUTIONS –ORDINARY

PART EC SGR VOTE

MEETING

RESULTS

1. Approve Capital Increase with Preemptive Rights

No vote Approved

SUMMARY OF RESOLUTIONS –

EXTRAORDINARY PART EC SGR VOTE MEETING RESULTS

1. Elect Antonio Colombi as Director For Approved


Eurizon Progetto Italia 70



Eurizon PIR Italia Azioni

Eurizon Azioni Italia

Eurizon Azioni Pmi Italia

Eurizon PIR Italia 30


2. Participation at shareholder meetings deemed relevant to the managed

portfolios’ benefit in order to identify situations of particular interest, for

the purpose of protecting and supporting the interests of minority

shareholders

COMPANY PRIMARY

LISTING

MEETING


NetApp Inc. NASDAQ 14/09/2017 Ordinary Electronic Platform


PART EC SGR VOTE

MEETING

RESULTS

1a. Elect Director T. Michael Nevens For Approved

1b. Elect Director Alan L. Earhart For Approved

1c. Elect Director Gerald Held For Approved

1d. Elect Director Kathryn M. Hill For Approved

1e. Elect Director George Kurian For Approved

1f. Elect Director George T. Shaheen For Approved

1g. Elect Director Stephen M. Smith For Approved

1h. Elect Director Richard P. Wallace For Approved

2. Amend Omnibus Stock Plan For Approved

3. Amend Qualified Employee Stock Purchase Plan For Approved

4. Advisory Vote to Ratify Named Executive Officer’s Compensation

For Approved

5. Advisory Vote on Say Frequency For Approved

6. Ratify Deloitte & Touche LLP as Auditors For Approved


EXTRAORDINARY PART EC SGR VOTE

MEETING

RESULTS 7. Adopt Policy to Annually Disclose EEO-1 Data For Not Approved

8. Adopt Proxy Access Right For Approved


Eurizon Azionario Internazionale Etico



Eurizon Focus Azioni America


COMPANY PRIMARY

LISTING

MEETING


Alibaba Group Holding Limited

New York Stock Exchange

18/10/2017 Ordinary Electronic Platform


PART EC SGR VOTE

MEETING

RESULTS

1. Elect Jack Yun Ma as Director Against Approved

1.2 Elect Masayoshi Son as Director Against Approved

1.3 Elect Walter Teh Ming Kwauk as Director For Approved

2. Ratify PricewaterhouseCoopers as Auditors For Approved


Eurizon Azioni Paesi Emergenti


COMPANY PRIMARY

LISTING

MEETING


Koninklijke Philips NV

NYSE Euronext

Amsterdam

20/10/2017 Extraordinary Electronic Platform


PART EC SGR VOTE MEETING RESULT

1. Elect M.J. van Ginneken to Management Board

For Approved

2. Amend Article 10 Re: Setting the Required Minimum Number of Members of the Board of

Management

For Approved



Eurizon Diversificato Etico

Eurizon Azioni Salute




COMPANY PRIMARY

LISTING

MEETING


Lam Research

Corporation NASDAQ 08/11/2017 Ordinary

Electronic

Platform

SUMMARY OF RESOLUTIONS – ORDINARY PART EC SGR VOTE MEETING

RESULT

1. Elect Director Martin B. Anstice For Approved

1.2. Elect Director Eric K. Brandt For Approved

1.3 Elect Director Michael R. Cannon For Approved

1.4 Elect Director Youssef A. El-Mansy For Approved

1.5 Elect Director Christine A. Heckart For Approved

1.6 Elect Director Young Bum (YB) Koh For Approved

1.7 Elect Director Catherine P. Lego For Approved

1.8 Elect Director Stephen G. Newberry For Approved

1.9 Elect Director Abhijit Y. Talwalkar For Approved

1.10 Elect Director Lih Shyng (Rick L.) Tsai For Approved

2. Advisory Vote to Ratify Named Executive Officers’ Compensation

For Approved

3. Advisory Vote on Say on Pay Frequency For Approved

4. Ratify Ernst & Young LLP as Auditors For Approved

Shareholder Proposals

5. Adopt Policy to Annually Disclose EEO-1 Data For Not Approved



Eurizon Flessibile Azionario Maggio 2024

Eurizon Flessibile Azionario Luglio 2024

Eurizon ESG Target 40 - Giugno 2022

Eurizon Flessibile Azionario Dicembre 2023


COMPANY PRIMARY

LISTING

MEETING

DATE

MEETING

TYPE PROXY

Medtronic plc NYSE 08/12/2017 Ordinary Electronic Platform


PART EC SGR VOTE

MEETING

RESULT

1a. Elect Director Richard H. Anderson For Approved

1b. Elect Director Craig Arnold For Approved

1c. Elect Director Scott C. Donnelly For Approved

1d. Elect Director Randall J. Hogan, III For Approved

1e. Elect Director Omar Ishrak For Approved

1f. Elect Director Shirley Ann Jackson For Approved

1g. Elect Director Michael O. Leavitt For Approved

1h. Elect Director James T. Lenehan For Approved

1i. Elect Director Elizabeth G. Nabel For Approved

1j. Elect Director Denise M. O'Leary For Approved

1k. Elect Director Kendall J. Powell For Approved

1l. Elect Director Robert C. Pozen For Approved

2. Approve PricewaterhouseCoopers LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration

For Approved

3. Advisory Vote to Ratify Named Executive Officers' Compensation

For Approved



Eurizon Azioni America

Eurizon Azioni Salute

Eurizon Azionario Internazionali


COMPANY PRIMARY

LISTING

MEETING


Tatneft PJSC MICEX Stock Exchange



ORDINARY PART EC SGR VOTE

MEETING

RESULTS

1. Approve Interim Dividends for First Nine Months of Fiscal 2017

For Approved




COMPANY PRIMARY

LISTING

MEETING

DATE

MEETING

TYPE PROXY

Thor Industries Inc

NYSE 12/12/2017 Ordinary Electronic Platform

SUMMARY OF RESOLUTIONS – ORDINARY PART EC SGR

VOTE

MEETING

RESULTS

1. 1 Elect Director Jan H. Suwinski For Approved

1.2 Elect Director J. Allen Kosowsky For Approved

1.3 Elect Director Wilson Jones For Approved

2. Ratify Deloitte & Touche LLP as Auditors For Approved

3. Advisory Vote to Ratify Named Executive Officers’ Compensation

For Approved



Eurizon Azioni Pmi America


COMPANY PRIMARY

LISTING

MEETING

DATE

MEETING

TYPE PROXY

China Oilfield

Services Ltd

Hong Kong Exchanges and Clearing Ltd




MEETING

RESULTS

1. Elect Liu Yifeng as Director For Approved

2. Elect Meng Jun as Director For Approved

3. Amend Articles of Association For Approved


Eurizon Paesi Emergenti


COMPANY PRIMARY

LISTING

MEETING


Astaldi S.p.A. Borsa Italiana Electronic Share Market

15/12/2017 Extraordinary Trevisan & Associates Law Firm


PART EC SGR VOTE

MEETING

RESULTS

1. Approve Capital Increase without Preemptive Rights to Service the Issuance of Bonds

"Equity Linked"

For Approved





Eurizon PIR Italia 30

Eurizon Azioni PMI Italia



COMPANY PRIMARY

LISTING

MEETING


Cisco Systems Inc.

NASDAQ 15/12/2017 Ordinary Electronic Platform


PART EC SGR VOTE

MEETING

RESULTS

1a. Elect Director Carol A. Bartz For Approved

1b. Elect Director M. Michele Burns For Approved

1c. Elect Director Michael D. Capellas For Approved

1d. Elect Director Amy L. Chang For Approved

1e. Elect Director John L. Hennessy For Approved

1f. Elect Director Kristina M. Johnson For Approved

1g. Elect Director Roderick C. McGeary For Approved

1h. Elect Director Charles H. Robbins For Approved

1i. Elect Director Arun Sarin For Approved

1j. Elect Director Brenton L. Saunders For Approved

1k. Elect Director Steven M. West For Approved


3. Amend Executive Incentive Bonus Plan For Approved

4. Advisory Vote to Ratify Named Executive Officers' Compensation

For Approved


6. Ratify PricewaterhouseCoopers LLP as Auditors For Approved


7. Report on Lobbying Payments and Policy For Not Approved




Eurizon Diversificato Etico



Eurizon Multiasset Reddito Marzo 2022

Eurizon Income Multistrategy Marzo 2022



Eurizon Disciplina Attiva Settembre 2022

Eurizon Multiasset Strategia Flessibile Maggio 2023

Eurizon Multiasset Reddito maggio 2021




Eurizon Flessibile Azionario Luglio 2024






Eurizon Disciplina Attiva Maggio 2022


Eurizon Disciplina Attiva Ottobre 2021

Eurizon Disciplina Attiva Luglio 2022


COMPANY PRIMARY

LISTING

MEETING


Mediaset S.p.A. Borsa Italiana 15/12/2017 Ordinary Trevisan & Associates Law Firm


PART EC SGR VOTE

MEETING

RESULTS

Management Proposals

1. Amend Articles Re: 17 (Board-Related) Against Approved

2. Amend Company Bylaws Re: Identification of

Shareholders For Approved

3. Amend Articles 19, 21, 22, 24, and 28 of the Company Bylaws

Against Approved






https://proxyexchange.issgovernance.com/voting/voting/company/companyDashboard.xhtml#item_11657347


COMPANY PRIMARY

LISTING

MEETING


SIT S.p.A. AIM Borsa Italiana



PART EC SGR VOTE

MEETING

RESULTS


1. Approve Financial Statements, Statutory Reports, and Allocation of Income of Industrial Stars of Italy 2 SpA

For Approved

2. Approve Listing of Ordinary Shares and Warrants on "Mercato Telematico Azionario"

For Approved



MEETING

RESULTS


3. Adopt New Articles of Association For Approved




COMPANY PRIMARY

LISTING

MEETING

DATE

MEETING

TYPE PROXY

Davide Campari S.p.A.

Borsa Italiana Electronic Share Market



PART EC SGR VOTE

MEETING

RESULTS


1. Approve Auditors and Authorize Board to Fix Their

Remuneration For Approved





Eurizon Azioni Pmi Europa



COMPANY PRIMARY

LISTING

MEETING


Vale S.A.

BM and F Bovespa SA Bolsa De Valores Mercadorias e

Futuros



PART EC SGR VOTE

MEETING

RESULTS

1. Approve Listing of Company Shares in Novo Mercado Segment of the Sao Paulo Stock Exchange

For Approved

2. Amend Articles For Approved

3. Approve Agreement to Absorb Balderton Trading Corp. (Balderton)

For Approved

4. Approve Agreement to Absorb Fortlee Investments Ltd (Fortlee)

For Approved

5. Approve Agreement for Partial Spin-Off of Empreendimentos Brasileiros de Mineracao S.A. (EBM)

and Absorption of Spun-Off Assets

For Approved

6. Ratify Premiumbravo Auditores Independentes as

the Independent Firm to Appraise Proposed Transactions

For Approved

7. Approve Independent Firm's Appraisal on Balderton Trading Corp. (Balderton)

For Approved

8. Approve Independent Firm's Appraisal on Fortlee Investments Ltd (Fortlee)

For Approved

9. Approve Independent Firm's Appraisal on Empreendimentos Brasileiros de Mineracao S.A. (EBM)

For Approved

10. Approve Absorption of Balderton Trading Corp. (Balderton)

For Approved

11. Approve Absorption of Fortlee Investments Ltd (Fortlee)

For Approved

12. Approve Partial Spin-Off of Empreendimentos Brasileiros de Mineracao S.A. (EBM)

For Approved

13. Ratify Election of Toshiya Asahi as Director and

Gilmar Dalilo Cezar Wanderley as Alternate For Approved




COMPANY PRIMARY

LISTING

MEETING


China Pacific Insurance

(Group) Co., Ltd

Shanghai Stock

Exchange 27/12/2017 Extraordinary

Electronic

Platform


PART EC SGR VOTE

MEETING

RESULTS

1. Elect He Qing as Director For Approved

2. Amend Articles of Association For Approved

3. Amend Procedural Rules Regarding General Meetings of Shareholders

For Approved

4. Approve Amendments to the Procedural Rules of the Board

For Approved




COMPANY PRIMARY

LISTING

MEETING


China Communication Services

Hong Kong Exchanges and Clearing Ltd

28/12/2017 Ordinary Electronic

Platform


PART EC SGR VOTE

MEETING

RESULTS

1. Approve Amendments to Articles of Association Against Approved




COMPANY PRIMARY

LISTING

MEETING


The People’s Insurance

Company of China

Hong Kong Exchange and

Clearing Ltd 29/01/2017 Extraordinary

Electronic

Platform


PART EC SGR VOTE

MEETING

RESULTS


1.Approve Remuneration Settlement Scheme of Directors and Supervisors for 2016

For Approved




COMPANY PRIMARY

LISTING

MEETING


Sino-Ocean Group Holding Limited

Hong Kong

Exchanges and Clearing Ltd



PART EC SGR VOTE

MEETING RESULTS

1. Adopt New Share Option Scheme and Related Transactions

For Withdrawal

2. Approve Grant of 756 Million Share Options Under the New Share Option Scheme

For Withdrawal

3. Approve Grant of 378 Million Share Options Under the New Share Option Scheme

For Withdrawal




3. Contribution to the election of members of the board of directors and

boards of statutory auditors, through the slate voting mechanism,

representing minority shareholders

COMPANY PRIMARY

LISTING

MEETING

DATE

MEETING

TYPE PROXY

Mediobanca S.p.A.

Borsa Italiana 28/10/2017 Ordinary Trevisan & Associates Law Firm



MEETING RESULTS /

CANDIDATES ELECTED

BY INSTITUTIONAL INVESTORS

1. Approve Financial Statements, Statutory

Reports, and Allocation of Income For Approved

Shareholder Proposal Submitted by Unicredit SpA

2.a Approve Number of Directors For Approved

Appoint Directors

1. b.1 Slate 1 Submitted by Unicredit SpA For Assogestioni

slate

Approved

2.b.2 Slate 2 Submitted by Institutional

Investors (Assogestioni)

Angela Gamba

Alberto Lupoi


2.c Approve Remuneration of Directors For Approved

Appoint Internal Statutory Auditors

3.a.1 Slate 1 Submitted by Unicredit SpA For Assogestioni slate

Natale Freddi

Stefano Sarubbi 3.a.2 Slate 2 Submitted by Institutional

Investors (Assogestioni)


3.b Approve Internal Auditors' Remuneration For Approved

4.a Approve Remuneration Policy For Approved

4.b Approve Fixed-Variable Compensation Ratio For Approved

4.c Approve Severance Payments Policy For Approved

5. Approve Remuneration of Auditors For Approved






Eurizon Rendita


COMPANY PRIMARY

LISTING

MEETING

DATE

MEETING

TYPE PROXY

Unicredit

S.p.A. Borsa Italiana 4/12/2017

Ordinary and

Extraordinary

Trevisan & Associates Law

Firm



MEETING RESULTS /

CANDIDATES ELECTED

BY INSTITUTIONAL INVESTORS

Ordinary Business

1.a.1 Proposal Submitted by Allianz Finance II Luxembourg Sarl: Appoint Guido Paolucci as Internal Statutory Auditor

For Approved

1.a.2 Proposal Submitted by Institutional

Investors (Assogestioni): Appoint Antonella Bientinesi as Internal Statutory Auditor

For Assogestioni slate

1. Antonella Bienintesi (Chairman)

2. Antonio Mele (SS)

1.a.3 Proposal Submitted by Pierluigi Carollo: Appoint Pierluigi Carollo as Internal Statutory Auditor

Against Not Approved

1.b.1 Proposal Submitted by Allianz Finance II

Luxembourg Sarl: Appoint Raffaella Pagani as Alternate Internal Statutory Auditor

For Approved

1.b.2 Proposal Submitted by Institutional Investors (Assogestioni): Appoint Myriam Amato as Alternate Internal Statutory Auditor

For Approved

Extraordinary Business

1.Amend Articles Re: 20 and 24 (Board-Related)

For

Approved

2. Amend Articles Re: 5, 15, and 17 (Voting

Cap) For

Approved

3. Approve Conversion of Saving Shares into

Ordinary Shares For Approved

4. Approve Change in the Location of the

Company's Registered Headquarters To Milan For Approved


Eurizon Rendita






Eurizon Azioni Finanza







4. Participation at shareholder meetings approving extraordinary

transactions where such participation was needed to support or

challenge the proposed transaction, in the interests of the managed

portfolios

COMPANY PRIMARY

LISTING

MEETING

DATE

MEETING

TYPE PROXY

British American Tobacco

London Stock Exchange




MEETING

RESULTS

1. Approve Matters Relating to the Acquisition of the Remaining Common Stock of Reynolds American Inc.

For

Approved





COMPANY PRIMARY

LISTING

MEETING


Space3

S.p.A. Borsa Italiana 27/07/2017

Ordinary and

Extraordinary

Trevisan & Associates Law Firm


EC SGR VOTE MEETING RESULTS

1. Approve Relevant Transaction with Aquafil SpA

For Approved

EXTRAORDINARY PART 2. Approve Merger by Incorporation of Aquafil

SpA For Approved

ORDINARY PART

3. Approve Listing of Ordinary Shares and "Market Warrant Space3 SpA" on "Mercato Telematico Azionario"

For Approved

EXTRAORDINARY PART

4. Approve Delisting of Ordinary Shares and "Market Warrant Space3 SpA" from

"Mercato Telematico degli Investment Vehicles" (MIV)

For Approved

ORDINARY PART

5. Slate Submitted by Management For Approved

6. Approve Discharge of Resigning Directors For Approved




COMPANY PRIMARY

LISTING

MEETING


Bankia SA Bolsa De

Madrid 14/09/2017 Extraordinary

Electronic

Platform


EXTRAORDINARY PART EC SGR VOTE MEETING RESULTS

1. Approve Acquisition of Banco Mare Nostrum,

S.A. by Bankia, S.A. For Approved

2.1 Fix Number of Directors at 12 For Approved

2.2 Elect Carlos Egea Krauel as Director For Approved

3. Authorize Board to Ratify and Execute Approved Resolution

For Approved

4. Receive Information on Amendments to Board

of Directors Regulations Re: Merger of Bankia SA and Banco Mare Nostrum SA

- -



Eurizon Azioni Finanza




environmental social governance sustainability · in the portfolio of the managed ucis, when this...

Documents