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ENSEMBLE DATA ASSIMILATION FOR UPPER ATMOSPHERE SPECIFICATION AND FORECASTING Tomoko Matsuo CU-CIRES/NOAA Space Weather Prediction Center Data Assimilation for Space Weather, Santa Fe, NM, June 2016 1 References: Matsuo and Araujo-Pradere, RS, 2011; Lee et al., JGR, 2012; Matsuo et al., JGR, 2013; Lee et al., 2013; Matsuo, AGU monograph, 2014; Hsu et al., JGR, 2014; Chartier et al., JGR, 2015; Chen et al., JGR, 2016 Support: AFOSR grant FA9550-13-1-0058

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Page 1: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

ENSEMBLE DATA ASSIMILATION FOR UPPER ATMOSPHERE SPECIFICATION AND FORECASTING

Tomoko Matsuo CU-CIRES/NOAA Space Weather Prediction Center

Data Assimilation for Space Weather, Santa Fe, NM, June 2016 1

References: Matsuo and Araujo-Pradere, RS, 2011; Lee et al., JGR, 2012; Matsuo et al., JGR, 2013; Lee et al., 2013; Matsuo, AGU monograph, 2014; Hsu et al., JGR, 2014; Chartier et al., JGR, 2015; Chen et al., JGR, 2016 Support: AFOSR grant FA9550-13-1-0058

Page 2: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

What works and what doesn’t

Data Assimilation for Space Weather, Santa Fe, NM, June 2016 2

Page 3: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

What works and what doesn’t

1   Strongly coupled thermosphere-ionosphere data assimilation approaches work better than weakly coupled approaches for both ionosphere and thermosphere specification and forecasting.

2   Large amount of indirect measurements (e.g. from GPS) are

more effective than small amount of direct measurements (e.g. from accelerometers) for global neutral mass density specification and forecasting.

3   Rapid forecast-assimilation cycling (e.g. ~10 minutes) helps

to reduce unrealistic model error growth due to unbalanced increment than slow cycling (e.g. ~1 hour).

4   State estimation works better for ionosphere and thermosphere

specification and forecasting than forcing estimation, as forcing parameter estimation is challenging if underlying dynamics that control forcing evolution are not included in forecast models.

Data Assimilation for Space Weather, Santa Fe, NM, June 2016 3

Page 4: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

Forecast

Update (Assimilation)

WEAK COUPLING only through forecast cycles STRONG COUPLING through both assimilation/forecast steps

Data Assimilation for Space Weather, Santa Fe, NM, June 2016 4

Coupled thermosphere-ionosphere data assimilation

Page 5: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

Data Assimilation Research Testbed [Anderson et al., 2001, 2003, 2009] Thermosphere-Ionosphere Electrodynamics GCM [Richmond et al.,1992]

Observations

Forecast

Assimilation

Ensemble square root filter with TIEGCM/DART

Ensemble Filter - DART

Model - TIEGCM

irregular and sparse

high-dimension dissipative forced dynamics

Data Assimilation for Space Weather, Santa Fe, NM, June 2016 5

Cycling

Page 6: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

NCAR TIEGCM COSMIC or Ionosonde Electron Density

Ensemble Forecasting

Image Courtesy: UCAR & GFDL

Data Assimilation for Space Weather, Santa Fe, NM, June 2016 6

Page 7: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

[Matsuo and Araujo-Pradere, submitted, 2011]

Electron density RMSE

[Matsuo and Araujo-Pradere, RS, 2011]

OSSEs – Global Ionosonde electron density

WEAK COUPLING

STRONG COUPLING

12 18 24 30 361

1.5

22.5

3

3.54

4.5

55.5

6

6.57

x 10−10

Hours since April 08 0000 UT

Mas

s de

nsity

(Kg/

m3 )

RMSE

Control Experiment1.update fe−

2.update fe− fO+

3.update fe− fO+ fT4.update fe− fO+ fU fV5.update fe− fO+ fO fO

26.update fe− fO+ fT fU fV fO fO

2

7.update fe− fT fU fV fO fO2

12 18 24 30 361

1.5

22.5

3

3.54

4.5

55.5

6

6.57

x 10−10

Hours since April 08 0000 UT

Mas

s de

nsity

(Kg/

m3 )

RMSE

Control Experiment1.update fe−

2.update fe− fO+

3.update fe− fO+ fT4.update fe− fO+ fU fV5.update fe− fO+ fO fO

26.update fe− fO+ fT fU fV fO fO

2

7.update fe− fT fU fV fO fO2

Strongly coupled ionosphere-thermosphere data assimilation yields better analysis than weakly coupled approaches

Page 8: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

STRONGER COUPLING

[Hsu et al., JGR, 2015]

Global RMSE

12 18 24 30 361

1.5

22.5

3

3.54

4.5

55.5

6

6.57

x 10−10

Hours since April 08 0000 UT

Mas

s de

nsity

(Kg/

m3 )

RMSE

Control Experiment1.update fe−

2.update fe− fO+

3.update fe− fO+ fT4.update fe− fO+ fU fV5.update fe− fO+ fO fO

26.update fe− fO+ fT fU fV fO fO

2

7.update fe− fT fU fV fO fO2

Electron density RMSE (global)

Ensemble forecast initialized by COSMIC assimilation

Estimation of neutral composition is the key

initialization

Strongly coupled data assimilation can extend predictability of the ionosphere more than 24 hours

Page 9: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

What works and what doesn’t

1   Strongly coupled thermosphere-ionosphere data assimilation approaches work better than weakly coupled approaches for both ionosphere and thermosphere specification and forecasting.

2   Large amount of indirect measurements (e.g. from GPS) are

more effective than small amount of direct measurements (e.g. from accelerometers) for global neutral mass density specification and forecasting.

3   Rapid forecast-assimilation cycling (e.g. ~10 minutes) helps

to reduce unrealistic model error growth due to unbalanced increment than slow cycling (e.g. ~1 hour).

4   State estimation works better for ionosphere and thermosphere

specification and forecasting than forcing estimation, as forcing parameter estimation is challenging if underlying dynamics that control forcing evolution are not included in forecast models.

Data Assimilation for Space Weather, Santa Fe, NM, June 2016 9

Page 10: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

NCAR TIEGCM COSMIC Electron Density

CHAMP Mass Density

Image Courtesy: UCAR, GFDL & GFZ

Data Assimilation for Space Weather, Santa Fe, NM, June 2016 10

Page 11: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

[kg/m3]

11 Data Assimilation for Space Weather, Santa Fe, NM, June 2016

WEAK COUPLING

Neutral mass density RMSE (over 320-450 km) OSSEs – CHAMP neutral mass density

12 18 24 30 361

1.5

22.5

3

3.54

4.5

55.5

6

6.57

x 10−10

Hours since April 08 0000 UT

Mas

s de

nsity

(Kg/

m3 )

RMSE

Control Experiment1.update fe−

2.update fe− fO+

3.update fe− fO+ fT4.update fe− fO+ fU fV5.update fe− fO+ fO fO

26.update fe− fO+ fT fU fV fO fO

2

7.update fe− fT fU fV fO fO2

12 18 24 30 361

1.5

22.5

3

3.54

4.5

55.5

6

6.57

x 10−10

Hours since April 08 0000 UT

Mas

s de

nsity

(Kg/

m3 )

RMSE

Control Experiment1.update fe−

2.update fe− fO+

3.update fe− fO+ fT4.update fe− fO+ fU fV5.update fe− fO+ fO fO

26.update fe− fO+ fT fU fV fO fO

2

7.update fe− fT fU fV fO fO2

12 18 24 30 361

1.5

22.5

3

3.54

4.5

55.5

6

6.57

x 10−10

Hours since April 08 0000 UT

Mas

s de

nsity

(Kg/

m3 )

RMSE

Control Experiment1.update fe−

2.update fe− fO+

3.update fe− fO+ fT4.update fe− fO+ fU fV5.update fe− fO+ fO fO

26.update fe− fO+ fT fU fV fO fO

2

7.update fe− fT fU fV fO fO2

[Matsuo et al., JGR, 2013]

Error reduction only occurs in vicinity of CHMAP orbit with limited global impact

Page 12: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

Control

−180 −120 −60 0 60 120

−60

−30

0

30

60

x = [ fe− fO+ ]

−180 −120 −60 0 60 120

−60

−30

0

30

60

x = [ fe− fO+ fT ]

−180 −120 −60 0 60 120

−60

−30

0

30

60

x = [ fe− fO+ fU fV ]

Longitude

Latitude

−180 −120 −60 0 60 120

−60

−30

0

30

60

x = [ fe− fO+ fO fO2

]

−180 −120 −60 0 60 120

−60

−30

0

30

60

x = [ fe− fO+ fT fU fV fO fO2

]

−180 −120 −60 0 60 120

−60

−30

0

30

60

−150 −100 −50 0 50 100 150

−80

−60

−40

−20

0

20

40

60

80

1

2

3

4

5

6

7

8

9

10

11

x 10−10

Neutral mass density RMSE

[Kg/m3]

Data Assimilation for Space Weather, Santa Fe, NM, June 2016 12

OSSEs – COSMIC electron density

Global error reduction is achieved by assimilation of COSMIC data by coupled thermosphere-ionosphere data assimilation

Page 13: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

Control

−180 −120 −60 0 60 120

−60

−30

0

30

60

x = [ fe− fO+ ]

−180 −120 −60 0 60 120

−60

−30

0

30

60

x = [ fe− fO+ fT ]

−180 −120 −60 0 60 120

−60

−30

0

30

60

x = [ fe− fO+ fU fV ]

Longitude

Latitude

−180 −120 −60 0 60 120

−60

−30

0

30

60

x = [ fe− fO+ fO fO2

]

−180 −120 −60 0 60 120

−60

−30

0

30

60

x = [ fe− fO+ fT fU fV fO fO2

]

−180 −120 −60 0 60 120

−60

−30

0

30

60

−150 −100 −50 0 50 100 150

−80

−60

−40

−20

0

20

40

60

80

1

2

3

4

5

6

7

8

9

10

11

x 10−10

Neutral mass density RMSE

[Kg/m3]

Data Assimilation for Space Weather, Santa Fe, NM, June 2016 13

OSSEs – COSMIC electron density

Global error reduction is achieved by assimilation of COSMIC data by coupled thermosphere-ionosphere data assimilation

Page 14: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

0 6 12 18 24 30 36 42 48 54 60 66 721

1.52

2.53

3.54

4.55

5.56

6.57

7.58

x 10−10

Forecasting Hours

Mas

s de

nsity

(Kg/

m3 )

RMSE

Control Experimentupdate fe− fO+ fTupdate fe− fO+ fT fO fO2

update fe− fO+ fT fO fO2 fU fV

0 6 12 18 24 30 36 42 48 54 60 66 721

1.52

2.53

3.54

4.55

5.56

6.57

7.58

x 10−10

Forecasting Hours

Mas

s de

nsity

(Kg/

m3 )

RMSE

Control Experimentupdate fe− fO+ fTupdate fe− fO+ fT fO fO2

update fe− fO+ fT fO fO2 fU fV

Global RMSE

initialization

Impact of neutral temperature estimation lasts for 7 days

Ensemble forecast initialized by COSMIC assimilation

STRONGER COUPLING

Neutral mass density RMSE (global)

Strongly coupled data assimilation can extend predictability of the thermosphere more than 72 hours

Page 15: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

NCAR TIEGCM COSMIC Electron Density Profile

CHAMP Mass Density

Image Courtesy: UCAR, GFDL & GFZ

Data Assimilation for Space Weather, Santa Fe, NM, June 2016 15

Page 16: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

0.6 0.8 1 1.2 1.4 1.6x 10−12

−90

−60

−30

0

30

60

90

Latit

ude

[Kg/m3]

Control/MidnightAssimilation/MidnightControl/NoonAssimilation/Noon

Comparison to 2-day (30 orbits) of CHAMP density observations

Data Assimilation for Space Weather, Santa Fe, NM, June 2016 16 Mass density can be estimated from COSMIC electron density via coupled thermosphere-ionosphere data assimilation

RMS difference

Page 17: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

What works and what doesn’t

1   Strongly coupled thermosphere-ionosphere data assimilation approaches work better than weakly coupled approaches for both ionosphere and thermosphere specification and forecasting.

2   Large amount of indirect measurements (e.g. from GPS) are

more effective than small amount of direct measurements (e.g. from accelerometers) for global neutral mass density specification and forecasting.

3   Rapid forecast-assimilation cycling (e.g. ~10 minutes) helps

to reduce unrealistic model error growth due to unbalanced increment than slow cycling (e.g. ~1 hour).

4   State estimation works better for ionosphere and thermosphere

specification and forecasting than forcing estimation, as forcing parameter estimation is challenging if underlying dynamics that control forcing evolution are not included in forecast models.

Data Assimilation for Space Weather, Santa Fe, NM, June 2016 17

Page 18: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

NCAR TIEGCM GPS Total Electron Content

Image Courtesy: UCAR, GFDL & GFZ

Ensemble Forecasting

Data Assimilation for Space Weather, Santa Fe, NM, June 2016 18

Page 19: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

TIEGCM

Prior

Posterior

[Chen et al., JGR, 2016]

19

Page 20: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

Rapid cycling helps reduce unrealistic model error growth

[Chen et al., JGR, 2016]

Forecast

Assimilation

Cycling

60 minutes

30 minutes

10 minutes

Page 21: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

What works and what doesn’t

1   Strongly coupled thermosphere-ionosphere data assimilation approaches work better than weakly coupled approaches for both ionosphere and thermosphere specification and forecasting.

2   Large amount of indirect measurements (e.g. from GPS) are

more effective than small amount of direct measurements (e.g. from accelerometers) for global neutral mass density specification and forecasting.

3   Rapid forecast-assimilation cycling (e.g. ~10 minutes) helps to

reduce unrealistic model error growth due to unbalanced increment than slow cycling (e.g. ~1 hour).

4   State estimation works better than forcing parameter estimation.

Forcing parameter estimation is challenging if underlying dynamics that control forcing evolution are not included in the forecast model.

Data Assimilation for Space Weather, Santa Fe, NM, June 2016 21

Page 22: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

NCAR TIEGCM CHAMP Mass Density

Image Courtesy: UCAR, GFDL & GFZ

Data Assimilation for Space Weather, Santa Fe, NM, June 2016 22

Page 23: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

23

6 12 18 24

20

40

60

80

100

Hours since March 28 0UT

[%]

Global RMSE (levels 19−24)

Prior MeanPosterior Mean

Data Assimilation for Space Weather, Santa Fe, NM, June 2016

[Matsuo et al., JGR, 2013]

OSSEs – CHAMP neutral mass density

Global error reduction achieved by forcing estimation Filter degeneracy issues. Parameter estimation works well when model errors originates only from parameter misspecification.

Neutral mass density RMSE (over 320-450 km)

Page 24: ENSEMBLE DATA ASSIMILATION FOR UPPER …cedarweb.vsp.ucar.edu/wiki/images/7/7e/3_MATSUO_DA_2016.pdf · UPPER ATMOSPHERE SPECIFICATION AND FORECASTING ... WEAK COUPLING only through

What works and what doesn’t

1   Strongly coupled thermosphere-ionosphere data assimilation approaches work better than weakly coupled approaches for both ionosphere and thermosphere specification and forecasting.

2   Large amount of indirect measurements (e.g. from GPS) are

more effective than small amount of direct measurements (e.g. from accelerometers) for global neutral mass density specification and forecasting.

3   Rapid forecast-assimilation cycling (e.g. ~10 minutes) helps to

reduce unrealistic model error growth due to unbalanced increment than slow cycling (e.g. ~1 hour).

4   State estimation works better than forcing parameter estimation.

Forcing parameter estimation is challenging if underlying dynamics that control forcing evolution are not included in the forecast model.

Data Assimilation for Space Weather, Santa Fe, NM, June 2016 24