enhanced feedback from perioperative quality indicators: studying the impact of a complex qi...

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Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service Quality Imperial College London Glenn Arnold Imperial College Healthcare NHS Trust Research Group: Danielle D’Lima Joanna Moore Igor Wei Alan Poots Alex Bottle Stephen Brett

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Page 1: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention

Jonathan BennCentre for Patient Safety and Service QualityImperial College London

Glenn ArnoldImperial College Healthcare NHS Trust

Research Group:Danielle D’LimaJoanna MooreIgor WeiAlan PootsAlex BottleStephen Brett

Page 2: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

Declaration of funding and conflicts of interest

Project funding:NIHR CLAHRC Northwest LondonNIHR HS&DR Research Programme

Conference attendance funded by:NIHR & Imperial College London

Conflicts of Interest:None: No payment received for presentation

Page 3: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

QI concept:Provision of real-time feedback on quality of anaesthetic care (for anaesthetists)

Anaesthetists rarely receive systematic, routine feedback on the quality of anaesthetic care delivered (and as experienced by the patient) in post-operative recovery

Page 4: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

Review of quality indicators in anaesthesia (2009)

Perioperative morbidity and

mortality data lacks the

sensitivity and specificity

necessary for analysis of

variation in quality of

anaesthesia.

Few validated indicators

incorporating the patient's

perspective on quality of

anaesthetic care.

Page 5: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

Survey of use of quality indicators in perioperative units (2012)

Local data collection driven by theatre productivity and external reporting requirements

Patient satisfaction with anaesthesia infrequently monitored

Post-op patient temperature, pain and nausea data is not reliably monitored and utilised at local level, in the majority of perioperative units

Page 6: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

Concept for a quality monitoring and feedback initiative

A continuous control loop representing learning at the individual and micro-system

levels:

Page 7: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

Concept for a quality monitoring and feedback initiative

A continuous control loop representing learning at the individual and micro-system

levels:

Research questions for improvement science: • Can we conceptualise “data feedback” as the core of a quality

improvement intervention?• Under what conditions are “data feedback initiatives” effective in

improving care?

Page 8: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

Contributions from improvement science

Continuous process monitoring - an industrial model:

Provides a continuous signal, representing variation over time, rather than a snapshot view of standards at one point in time

Emphasises reliability rather than the extent of specific deviations Supports open and objective discussion about variations in

performance and learning from best practice examples Supports rapid detection and correction of problems in near real-

time Effects of QI interventions are observable, iterations are systematic

and guided by empirical evidence Disaggregates data onto a level that is meaningful for users

Fosters local ownership of data and responsibility for improvement Data collection is integrated within routine operations

Metrics are stable and reliable

Page 9: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

Research basis for data feedback interventions

Systematic reviews of the effects of feedback on professional practice typically show small to moderate positive effects (e.g. Jamdtvedt, 2005)

Adding elements (such as education & quality improvement methods) to basic data feedback reports enhance their effectiveness (van der Veer, 2010; de Vos, 2009)

Qualitative research suggests that effective data feedback for quality

improvement has a number of characteristics (Bradley, 2004)

Timeliness Specific to the local context Originates from credible/respected sources Is non-punitive Is sustained over time

Page 10: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

IMPAQT (CLAHRC project): Anaesthetic quality monitoring & feedback at St Mary’s, London

CLAHRC improvement model:

Iterative change (PDSA)

Focus upon local multidisciplinary engagement

Supported by continuous measurement and evaluation (SPC)

Quality monitoring in PACU:

Temperature on arrival in recovery (NICE Guideline)

Quality of recovery/anaesthetic: Patient reported Quality of Recovery (QoR) score (Myles, 1999) Post Operative Nausea and Vomiting (PONV) (Categorical) Pain scales (Categorical and continuous scales)

Patient transfer efficiency (Ward Wait Time)

Additional data is routinely compiled from the theatre and patient administration systems.

Page 11: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

St Mary’s Main Theatres: Data process

PACU

Surgicalwards

Pre & Intra-operative care

DatabaseExcel

templates

Anaes.feedback

report

PACUdata

posting

Wardfeedback

report

Intra-operativecare pathway

Datavalidation

& cleansing

Quality of Recovery, PONV,

Pain, Temp, Patient transfer delays

Feedback anaesthetic quality indicators (personal level data)

Feedback quality of recovery and transfer efficiency metrics

Feedback patient transfer efficiency metrics (ward level data)

Page 12: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

Monthly PACU & Ward FeedbackData posted in recovery Surgical ward reports

Page 13: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

Personalised feedback for anaesthetists(Version 1: Sep 2010)

Page 14: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

Enhanced feedback reports (Version 3: Feb-July 2012)

Developed based on interviews with end-users

Programme of active, trust-wide engagement and work with specialty sub-groups

Enhanced monthly report features:

Inclusion of multi-site data Comparative perspective:

individual vs peer group Longitudinal view on variation

in personal and group practice Identification and description

of statistical outlying cases to support case-based learning

Specialty-specific reporting of Pain scores (to better account for case mix)

Page 15: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

Mixed-methods evaluation of anaesthetics QI initiative (NIHR HS&DR)

Evaluation of effects upon perioperative process and outcome indicators

Interrupted time series analysis of quality indicators dataset merged at case level with hospital administrative data

Semi-structured investigation of implementation context and perceived acceptability of the initiative

Theoretically-informed qualitative research interviews with consultant anaesthetists and perioperative service leads

2 rounds of interviews: 1) formative, 2) evaluative

End-user evaluation

Survey data collected at multiple time points Baseline (pre-feedback) Multiple post-implementation follow-ups at three hospital sites

Page 16: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

Effects of implementation of feedback on perioperative warming

Main anaesthetist cohort, all St Mary’s surgical cases Mar 2010 - Sep 2013

No Feedback Basic feedback Enhanced feedback

Page 17: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

Effect of introduction of enhanced feedback(multi-site data)

Proportion of patients with temp below 36 degrees: Stepwise decrease of 9% with introduction of enhanced feedback

(p<0.01)

Proportion of patients reporting no pain or mild pain (compared to moderate or severe):

Stepwise increase of 8% with introduction of enhanced feedback (p<0.01)

Proportion of patients free from nausea: Small improvement in rate of change over time following introduction

of enhanced feedback (p<0.01)

No significant effect of feedback on Surgical Site Infection rate

No significant effect of feedback on 30 day mortality

Page 18: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

Qualitative investigation: Anaesthetists’ views on feedback

“I know that I’m able to immediately affect the outcome of these measures, so I can do things to make these measures different.”

“I thought: ‘My goodness, I do quite a lot of patients’; ‘my goodness, oh, some of them are in more pain than I thought they would be in’. So I did some things to change it.”

“For me to improve my practice I would need to first have my own data over a month or over a year.....and also how does my data compare to other anaesthetists that do exactly the same thing”

“I think having departmental level data is important, data for the department that identifies areas where the department as a whole needs to improve or is performing adequately.”

“I don’t think we’re particularly adversarial here, and I think we generally, discuss things and we’re quite open with each other about our data and about how we do things.”

Page 19: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

Comparison of pre and post feedback implementation

Longitudinal survey evaluation: Usefulness of locally available data for QI

Scale:

1 “Completely inadequate” to 8 “Excellent”

Item descriptions

Level of analysis: Relevance of data to personal practice

Timeliness: Adequate frequency for monitoring variation

Communication: Effectiveness of channel and method of dissemination

Data presentation: Clarity and usefulness of graphical formats

Credibility: Perception of trustworthiness and freedom from bias

Page 20: Enhanced feedback from perioperative quality indicators: Studying the impact of a complex QI intervention Jonathan Benn Centre for Patient Safety and Service

Complexity & challenges in evaluation

• Multiple feedback iterations, serial and cumulative effects – need time-sensitive approach to analysis (ITSA & SPC)

1. Complex intervention timeline

• Need to account for hard and soft outcomes of feedback, using mixed methods

2. Socio-technical effects

• Need to understand how the reaction to feedback may be influenced by local context (e.g. “open”, “non-punitive” local unit climate)

3. Interactions with context

• Data feedback is potentially a passive intervention, it does not specify the mechanism of learning or change – need to investigate and describe “process”

4. Risk of under-specification

• Rapid, responsive development sometimes undermines quasi-experimental intent - Impose some discipline on development; accept that dataset won’t be perfect!

5. Tension between “science” and “service”