enabling access by permission standards for rights expression within the onix family brian green
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Enabling Access By Permission
Standards for rights expression within the ONIX family
Brian Green
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• International umbrella body for book industry standards development - members in 20 countries
• Members include book trade standards bodies, trade associations, publishers, booksellers, libraries subscription agents, systems vendors etc.
• Develops and maintains open standards for : product information (ONIX), EDI, RFID, Rights expression etc.
• Strong collaboration with national and international standards bodies
• Manages International ISBN Agency
EDItEUR
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What is ONIX?
• A family of formats for communicating rich metadata about books, serials and other published media, using common data elements
• Structured dictionary, code lists, XML Schemas, DTDs and user documentation
• Developed and maintained by EDItEUR through a growing number of partnerships with other organisations
• Extensible, mappable, interoperable
• ONIX for Books, Serials, Licensing Terms
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• A “sub-family” of XML document schemas
• Sharing an underlying data model for permissions and prohibitions
• Using common data elements and composites
• With application-specific dictionaries of controlled values
• Applicable to many types of licensor and licensee, many types of licensed content, and many types of usage
ONIX for Licensing Terms (OLT)
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• ONIX for Publications Licenses (ONIX-PL): expressing the licenses agreed between publishers, hosting services, libraries and consortia
• ONIX formats for IFRRO (International Federation of Reproduction Rights Organisations): expressing the rights delegated from publishers and authors to an RRO, and communicating between RROs
• Also being used as one form of expression for the Automated Content Access Protocol (ACAP) project to express usage permissions for web content in a form that can be interpreted by search engine crawlers and others
OLT: current projects
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Licensing terms - the problem
• Growth of digital collections in libraries• Need to automate electronic resource management• Variation in license terms
• What are library users permitted to do?• Under what conditions? • Which classes of users are permitted to do what?• What exceptions are there to what they are permitted to do?
• Licenses are, typically, negotiated then filed away• How can libraries and users know what rights have been
negotiated and avoid saying “no” just in case?
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What libraries said they wanted
• Expression of rights • all usage rights expressed in machine readable
form
• Dissemination of rights information• ensuring that whenever a resource is described its
associated rights can also be described
• Exposure of rights • user sees the rights information associated with a
resourceIntrallect report for JISC
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The solution: ONIX-PL
• A standard mechanism for the communication of unambiguous licensing information within the “library supply chain”• Publishers, intermediaries, libraries
• Compatible with other metadata standards • XML, ONIX
• Expresses complete Publisher/Library license• Including definitions, usage terms, supply terms etc.
• For import into library Electronic Resource Management (ERM) System
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Not a “Technical Protection Measure”
• Other standards (XrML / ODRL) are designed to control rights “enforcement technologies” (i.e. technical protection)
• They don’t have the flexibility we need
• Libraries and publishers prefer to rely on compliance to licences
• Our focus is entirely on the communication of usage terms (rights metadata), not technical protection
• Library policies can over-ride message (e.g. fair use)
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• Helps libraries comply with licensing terms• Precise clarification of usage conditions, prohibitions
and conditions
• Reinforces trust-based relationships between publishers and their library customers
• Libraries and consortia will expect to receive ir
• Facilitates publishers’ management of licences• Libraries aren’t the only ones with electronic
resource management problems
• Enables a knowledge base of licence agreements
Benefits for publishers
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• Most publishers and libraries cannot be expected to draft XML versions of their licences without tools
• JISC (UK Higher Education Funding Council) funded specification of a drafting tool to enable publishers to produce ONIX-PL expressions of their licenses, with input from publishers:
• Wiley, CUP, OUP, RSM, RSC, Rockefeller UP
• JISC and PLS (Publishers Licensing Society) co-funded development of early version of OPLE
• Version for general use available June 2008
• Will be open source – freely available to all
ONIX-PL Editing Tools (OPLE)
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JISC Collections: first OPLE user
• JISC Collections identified a priority requirement by UK academic libraries for all it’s existing licenses with publishers (around 80) to be available in machine-readable form
• They require full representation of the licence with all clauses and usage rights expressed
• JISC are using ONIX-PL and the prototype OPLE editing tools to do this
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Next steps
• U.S. ONIX-PL pilot• Consortium (SCELC)• Publishers (including Springer, OUP, Nature, Elsevier and
others to be confirmed)• Systems vendor (Serials Solutions)
• Further European pilots• Working with other publishers, libraries and consortia to
extend dictionary of terms (never-ending task)• Fully tested ONIX Version 1.0 and updated OPLE tools
by summer 2008
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ACAP
• Goal: to define ways in which publishers can communicate policies for access and use of online content to search engines and other aggregators and business users
• Leadership and funding:• World Association of Newspapers• European Publishing Council• International Publishers Association
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Technical Framework…
• a toolkit for communicating content access and usage policies
• built upon existing standards and technologies• tested in real use cases
• initial use cases in news, journal and book publishing
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ACAP Version 1.0
• Extensions to Robots Exclusion Protocol• robots.txt
• Reaches parts that robots.txt fails to reach, e.g.:
• Both granting permissions and prohibitions• Support for time-based inclusion or exclusion
• Dictionary of common terminology for content access and use by search engines
• Conversion tool for robots.txt• converts existing robots.txt files to ACAP• available online on the ACAP website
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Next steps
• Development of ACAP XML format• already drafted• will be tested in syndication use cases
• NewsML / NITF• RSS?
• Specify formats for embedding ACAP policies in non-text resources• including PDF, images, audio, video,…
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What can OLT and ACAP do for you?
• For communicating licenses for use of online content to institutional subscribers: ONIX-PL
• For communicating policies for use of online content to search engines: ACAP Version 1.0• available now (uses OLT semantics)
• For communicating usage rights to customers for syndicated content: ACAP XML format• Based on ONIX for Licensing Terms, available
2008
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DOI, ONIX and ACAP
• ONIX and IDF share the same view of metadata, based on indecs, so DOI-applications can be easily used in ONIX
• EDItEUR and IDF and agree that data dictionary work should be shared across our communities and have further developed the original indecs project in which both participated.
• IDF is a member of ACAP, participates in its technical working group, and is working actively with ACAP on future extensions of the current ACAP project to include redirection mechanisms
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EDItEUR: ONIX for Licensing Terms
http://www.editeur.org/onix_licensing.html
ACAP
http://www.the-acap.org
Brian Green