electron-proton scattering m. breidenbach, j. i. friedman
TRANSCRIPT
SLAC-pm-650 August 1969 (EXP) and (TH)
OBSERVED BEHAVIOR OF HIGHLY INELASTIC
ELECTRON-PROTON SCATTERING
M. Breidenbach, J. I. Friedman, H. W. Kendall
Department of Physics and Laboratory for Nuclear Science, * Massachusetts Institute of Technology, Cambridge, Massachusetts 02139
E. D. Bloom, D. H. Coward, H. DeStaebler, J. Drees, L. W. MO, R. E. Taylor
Stanford Linear Accelerator Center, t Stanford, California 94305
ABSTRACT
The results of the SLAC-MIT electron-proton inelastic scat-
tering experiment at 6” and 10” are discussed. Although the
kinematic range of these measurements is insufficient to separate
the structure functions Wl and W2, estimates of W2 can be ob- (
tained. If the interaction is dominated by transverse virtual photons,
W2 can be expressed as a function of w = 2 M v /q2 within experimental
errors for q2 > 1 and w > 4, where v is the invariant energy transfer 2 and q is the invariant momentum transfer of the electron. Various
theoretical models are briefly discussed, and the predictions of sev-
eral sum rules are compared with the data.
*Work supported in part through funds provided by the Atomic Energy Com- mission under Contract No. AT(30-1)2098.
TSupported by the U. S. Atomic Energy Commission.
(Submitted to Phys. Rev. Letters)
In a previous letter, 1 we have reported experimental results from a SLAC-
MIT study of high energy inelastic electron proton scattering. Measurements of
inelastic spectra, in which only the scattered electrons were detected, were made
at scattering angles of 6” and 10” and with incident energies between 7 and 17 GeV.
In this communication, we discuss some of the salient features of inelasticspectra
in the deep continuum region.
One of the interesting features of the measurements is the weak momentum
transfer dependence of the inelastic cross sections for excitations well beyond the
resonance region. This weak. dependence is illustrated in Fig. 1. Here we have
plotted the differential cross section divided by the Mott cross section,
( d2a/d 52 d E’ ) /(do/d QMOTT , as a function of the square of the four-momentum
transfer, q2 = 2 E E’ (1 - cos O), for constant values of the invariant mass of the
recoiling target system, W, where W2 = 2M(E - E’) + M2 - q2e E is the energy
of the incident electron, E’ is the energy of the final electron, and 8 is the scat-
tering angle, all defined in the laboratory system; M is the mass of the proton.
The cross section is divided by the Mott cross section
du (4 e4 dRMOTT= -i?
cos2e /2
sin40 /2
in order to remove the major part of the well-known four-momentum transfer de-
pendence arising from the photon propagator. Results from both 6” and 10” are
included in the figure for each value of W. As W increases, the q2 dependence
appears to decrease. The striking difference between the behavior of the inelastic
and elastic cross sections is also illustrated in Fig. 1, where the elastic cross
section, divided by the Mott cross section for 0 = 10” , is included. The q2 de-
pendence of the deep continuum is also considerably weaker than that of the
electro-excitation of the resonances, 2 which have a q2 dependence similar to
that of elastic scattering for q2 > l(GeV/c)2.
-2-
On the basis of general considerations, the differential cross section. for
inelastic electron scattering, in which only the electron is detected, can be 3
represented by the following expression :
d20 da dQdE’ = (-1 dQ MOTT
+ 2Wltan2 Q/2 l 1 The form factors, W2 and W1, depend on the properties of the target system,
and can be represented as functions of q’: and v = E - E’, the electron energy
loss. The ratio, W,/W,, is given by
w2/w1 = R20,
where R is the ratio of the photo-absorption cross sections of longitudinal and
transverse virtual photons, R = cs/cT . 4
The objective of our investigations is to study the behavior of W1 and W2 to
obtain information about the structure of the proton and its electromagnetic inter-
actions at high energies. Since at present only cross-section measurements at
small angles are available, we are unable to make separate determinations of
W2 and WI. However, we can place limits on W2 and study the behavior of these
limits as a function of the invariants, v and q2.
Bjorken’ originally suggested that W2 could have the form
where
w = 2Mv/q2 .
F(u) is a universal function that is conjectured to be valid for large values of v
and q2. This function is universal in the sense that it manifests scale invariance,
that is, it depends only on the ratio v /q2.
-3 -
Since
d% ’ dQdE’
’ w2 = (da/dR)MOTT & (l+v2/q2)tan28/2]-1 ,
the value of u W2 for any given measurement clearly depends on the presently
unknown value of R. It should be noted that the sensitivity to R is small when
2(1+v2/q2)tan2 6/2 <C 1. Experimental limits on v W2 can be calculated on the
basis of the extreme assumptions R=O and R= co. In Fig. 2A and 2B the exper-
imental values of v W2 from the 6” and 10” data for q2 > 0.5 (GeV/c)2 are shown
as a function of w for the assumption that R=O. Figures 2C and 2D show the ex-
perimental values of v W2 calculated from the 6” and 10” data with q2 > 0.5 (GeV/c)2
under the assumption R= 00. The 6”, 7 GeV results for Y W2, all of which have
values of q2 < 0.5 (GeV/c)2, are shown for both assumptions in Fig. 2E. The
elastic peaks are not displayed in Fig. 2.
The results shown in these figures indicate the following:
(l) If a;r - “S, the experimental results are consistent with a universal
curve for w 2 4 and q2 2 .5 (GeV/c)2. Above these values, the measurements
at 6” and 10” give the same results within the errors of measurements. The 6”)
7 GeV measurements of v W2, all of which have values of q2 < 0.5 (GeV/c)2, are
somewhat smaller than the results from the other spectra in the continuum region.
The values of v W2 for w ,> 5 show a gradual decrease as w increases. In
order to test the statistical significance of the observed slope, we have made linear
least squares fits to the values of v W2 in the region 6 5 w 5 25. These fits give
v W2=(0. 351 f :023) - (. 00386 f .00088) w for data with q2 > 0.5 (GeV/c)2 and
v W2 = (0.366 f ,024) - (* 0045 f .0019) w for q2 > 1 (GeV/c)2. The auoted errors
consist of the errors from the fit added in quadrature with estimates of systematic
errors.
-4-
vw2 Since UT+ Us’ 47r20! - ( 1 q2 for w >> 1, our results can provide informa-
tion about the behavior of o-T if (7;r >> vs. The scale invariance found in the meas-
urements of IJ W2 indicates that the q2 dependence of aT is approximately l/q2.
The gradual decrease exhibited in v W2 for large w suggests that the photo absorp-
tion cross section for virtual photons falls slowly at constant q2 as the photon
energy v increases.
The measurements indicate that u W2 has a broad maximum in the neighbor-
hood of u = 5. The question of whether this maximum has any correspondence to
a possible quasi-elastic peak’ requires further investigation.
It should be emphasized that all of the above conclusions are based on the
assumption that cT >> c . S
(2) If s CJ- >>u T, the measurements of v W2 do not follow a universal curve
and hgve the general feature that at constant 2Mu /q2, the value of u W2 increases
with q2.
(3) For either assumption, v W2 shows a threshold behavior in the range
1 < w <, 4. W2 is constrained to be zero at inelastic threshold which corresponds
to w N 1 for large q2. In the threshold region of u W2, W2 falls rapidly as q2 in-
creases at constant v . This is qualitatively different from the weak q2 behavior
for w > 4. For q2 2 1 (GeV/c)2, the threshold region contains the resonances
excited in electroproduction. As q2 increases, the variations due to these
resonances damp out and the values of v W2 do not appear to vary rapidly with q2
at constant w.
It can be seen from a comparison of Fig. 2A and 2C t.hat the 6’data provide
a measurement of,vW2 to within 10% up to a value of w % 6, irrespective of the
values of R.
There have been a number of different theoretical approaches in the inter-
pretation of the high-energy inelastic electron scattering results. One class of
-5-
I ...-.----
models, 6-9 referred to as parton models, describes the electron as scattering
incoherently from point-like constituents within the proton. Such models lead tc
a universal form for v W2, and the point charges assumed in specific models give
the magnitude of v W2 for w > 2 to within a factor of two. 7 Another approach
10-11
relates the inelastic scattering to off-the-mass-shell Compton scattering which is
described in terms of Regge exchange using the Pomeranchuk trajectory. Such
models lead to a flat behavior of v W2 as a function of v but do not require the
weak q2 dependence observed and do not make any numerical predictions at this
time. Perhaps the most detailed predictions made at present come from a vector
dominance model which primarily utilizes the p meson. 12 This model reproduces
the gross behavior of the data and has the feature that v W2 asymptotically ap-
proaches a function of w as q2 + cc. However, a comparison of this model with
the data leads to statistically significant discrepancies. This can be seen by not-
ing that the prediction for d20/d !YZdE’ contains a parameter 4, the ratio of the
cross sections for longitudinally and transversely polarized p mesons on protons,
which is expected to be a function of W but which should be independent of q2. For
values of W 2 2 GeV, the experimental values of e increase by about (50 f 5)0/o as
q2 increases from 1 to 4 (GeV/c)2. This model predicts that
u b s T = 86) 3 [l - q2/2mp v] 3
which will provide the most stringent test of this approach when a separation of
W1 and W2 can be made.
The application of current algebra 13-17 and the use of current commutators
leading to sum rules and sum rule inequalities provide another way of comparing
the measurements with theory. There have been some recent theoretical consid-
erations18-20 which have pointed to possible ambiguity in these calculations; how-
ever, it is still of considerable interest to compare them with experiment.
-6-
In general, W2 and W1 can be related to commutators of electromagnetic
current densities. 5,16 The experimental value of the energy-weighted sum
S -% (v W2), which is related to the equal time commutator of the current and 1w its time derivative, is 0.16 f 0.01 for R = 0 and 0.20 f 0.03 for R = co. The
integral has been evaluated with an upper limit w = 20. This integral is also
important in parton theories where its value is the mean square charge per parton.
Gottfried” has calculated a constant q2 sum rule for inelastic electron-
proton scattering based on a non-relativistic quark model involving point-like
quarks. The resulting sum rule is:
1 s2/2M
where G EP
and G MP
are the electric and magnetic form factors of the proton.
The experimental evaluation of this integral from our data is much more depend-
ent on the assumption about R than the previous integral. We will thus use the 6”
measurements of W2 which are relatively insensitive to R. Our data for a value
of q2 z 1 (GeV/c)2, which extends to a value of v of about 10 GeV, gives a sum
that is 0.72 f 0.05 with the assumption that R = 0. For R = 00, its value is
0.81 f .06. An extrapolation of our measurements of v W2 for each assumption
suggests that the sum is saturated in the region u N 20 -40 GeV. Bjorken l3 has
proposed a constant q2 sum rule inequality for high energy scattering from the
proton and neutron derived on the basis of current algebra. His result states that
-7-
where the subscripts p and n refer to the proton and neutron respectively. Since
there are presently no electron-neutron inelastic scattering results available,
in a model-dependent way. For a quark model 22
we estimate W2n of the proton,
W2n = 0.8 W2p whereas in the model’ of Drell and co-workers, W2n rapidly ap-
proaches W 2P
as v increases. Using our results, this inequality is just satis-
fied at w ‘v 4.5 for the quark model and at w = 4.0 for the other model for either
assumption about R. For example, this corresponds to a value of u z 4.5 GeV
for q2 = 2 (GeV/c)2. Bjorken 23 estimates that the experimental value of the sum
is too small by about a factor of two for either model, but it should be noted that
the q2 dependence found in the data is consistent with the predictions of this
calculation.
-8-
REFERENCES
1. E. Bloom et al., Report No. SLAC-PUB-642, Stanford Linear Accelerator
Center, Stanford University, Stanford, California (1969) (to be published).
2. Preliminary results from the present experimental program are given in
the report by W. K. H. Panofsky in the Proceedings of the XIVth Internl.
Conf. On High Energy Physics, Vienna, Austria (1968). (CERN Scientific
Information Service, Geneva, Switzerland, 1968.)
3. R. von Gehlen, Phys. Rev. 118, 1455 (1960); J. D. Bjorken (1960),
unpublished; M. Gourdin, Nuovo Cimento 2l-, 1094 (1961).
4. See L. Hand, Proceedings of the 1967 Symposium on Electron and Photon
Interactions at High Energies, or F. J. Gilman, Phys. Rev. 167, 1365 (1968).
5. J. D. Bjorken, Phys. Rev. 179, 1547 (1969).
6. R., P. Feynman (private communication).
7. J. D. Bjorken and E. A. Paschos, Report No. SLAC-PUB-572, Stanford
Linear Accelerator Center, Stanford University, Stanford, California (1969)
(to be published).
8. S. J. Drell, D. J. Levy, and T. M. Yan, Phys. Rev. Letters 22, 744 (1969).
9. K. Huang, Proceedings of the Symposium on Multiparticle Production, ANL
150 (1968).
10. H. D . Abarbanel, M. L. Goldberger, Phys. Rev. Letters 22, 500 (1969).
11. H. Harari, Phys. Rev. Letters 22, 1078 (1969).
12. J. J. Sakurai, Phys. Rev. Letters 22, 981 (1969).
13. J. D. Bjorken, Phys. Rev. Letters 16, 408 (1966).
14. J. D. Bjorken, Proceedings of Internl. School of Physics “Enrico Fermi, ” 1 Varenna, 55 (1967).
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18.
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23.
J. M. Cornwall and R. E. Norton, Phys. Rev. 177, 2584 (1969).
C. G. Callan, Jr., and D. J. Gross, Phys. Rev. Letters 21, 311 (1968).
C. G. Callan, Jr., and D. J. Gross, Phys. Rev. Letters 22, 156 (1969).
R. Jackiw and G. Preparata, Phys. Rev. Letters 22, 975 (1969).
S. L. Adler and Wu-Ki Tung, Phys. Rev. Letters 22, 978 (1969).
H. Cheng and T. S. Wu, Phys. Rev. Letters 22, 1409 (1969).
Kurt Gottfried, Phys. Rev. Letters 18, 1174 (1967).
J. D. Bjorken, Report No. SLAC-PUB-571, Stanford Linear Accelerator
Center, Stanford University, Stanford, California (1969) .
J. D. Bjorken (private communication).
Figure Captions
1. (d20-/dSIdE1)/o MOTTvsq2forW=2, 3, and3.5GeV inGeV -1 .
The lines drawn through the data are meant to guide the eye. Also shown
is the cross section for elastic e-p scattering, divided by oMoTT,
(ddd WUMOTT s calculated for 8 = 10” , using the dipole form factor. The
relatively slow variation with q2 of the inelastic cross section compared with
the elastic cross section is clearly shown.
2. v W2 vs w ,= 2M v /q2 is shown for various assumptions about R = us/a;,.
(a) 6“ data except for 7-GeV spectrum for R = 0. (b) 10” data for R = 0.
(c) 6” data except for 7-GeV spectrum for R = 00, (d) 10” data for R = 00.
(e) 6” , 7-GeV spectrum for R = 0 and R = co .
lO-3
\ \
\ ,
\
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\ SCATTERING
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\,
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Id4 0 I 2 3 4 5 6 7
. -W=2 GeV x ---- W = 3 GeV
q2 (GeV/d2
Fig. 1
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0 8 8(%8+&$$&d+#, 0 cl
““oo@*+ Fo.2 - 0 0 0 + 1 00
4 0
0.1 - + R=- E=ZOGeV 8=6’ 0 0 R=O E=ZOGeV
0 I I I I III1 I I
w
0.5 - n
0.4 - 9 9 h I:
o$&*~o&“~ * 4 + + 0 TO.3 - * 0
0*3Jn~
**a* 0 0.2 -
0 0 200 *o
0 0 E=lO.O GeV 8=6’
O.l- x,“” * E=13.5 GeV 0 - 00 0 E=l6.0 GeV
0 q X I I I I I1111 I I
0.4 - (a)
o~~SBGo%ooa * ,” 0.3 -
O$F%
++ 4 9+
$ **& 0
h 0.2- + t
t 1 O s;ycr
0 0 E=lO.OGeV 856’
O.l- xx”ls * E=l3.5 GeV
- 00” 0 E-16.0 GeV
o- q X I I III
2 3 4 5 678910 20 30 40 w 39iDIS
Fig. 2a,2c,2e
1.0
0.9
0.8
0.7
0.6
g 0.5
0.4
0.3
0.2
0.1
0 0.4
0.3
s” h 0.2
0.’
C
I
‘I
I I III
- + E= 7.0 GeV 8=10° 0 E= II.0 GeV
_ * E= 13.5 GeV 0 E=l5.2 GeV 4 E= 17.7 GeV
t
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Fig. 2b,2d