edith b clement financial disclosure report for 2010
TRANSCRIPT
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8/3/2019 Edith B Clement Financial Disclosure Report for 2010
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A O 1 0Rev. 1/2011FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2010Report Re quired by the Ethics
in Govermnent A ct ofl978(5 U .S.C. app. .~ ; .~ 101-111)
I. Person Reporting (last name, first , middle initial)CL E M E N T , E D I T H B.
4. Title (Article III judges indicate active or senior status;m a g i s t r a t e j u d g e s i n d i c a t e f u l l- o r p a n - t i m e }Circuit Cour t Judge
7 . C h a m b e r s o r O f f i c e A d d r e s s6 0 0 C A M P S T R E E T , R O O M 2 0 0N E W O R L E A N S , L A 7 0 1 30
2. Cour~ o r Organ iza t ionA p p e a l s Co u r t , A c t i v e
3. D a te o f Repor t05/15/2011
5a , Repor t Type (check appropr ia te type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5h. [] Amended Reporl8. On the bas i s o f the in fo rmat ion con ta ined in th i s Repor t and anymodi f ica t ions pe r ta in ing the re to , i t i s , in my o p in ion , in compl iancew i t h a p p l i c a b l e l a w s a n d r e g u l a ti o n s .
Reviewing Off icer Date
6. Repor t ing Pe r iod1/ I/2010
to12/31/2010
I M P O R T A N T N O T E S : The instruct ions accompa nying th is . form must be fo l lowe ,t Complete all parts,check ing the NONE box for each pa rt where you have no reportable informat ion. S ign on las t page.
I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of f i l ing instructions.)~] (No reportable posi t ions.)ONE
POSITION
2.
3.
4.5.
NAME OF ORGANIZATION/ENTITY
1 1 . AGREEMENTS. iReporting individual only; see pp. 14-I6 of filing instructions.)NONE (No reportable agreements.)
D A T E1.2.
3.
PARTIES AND TERMS
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N a m e o f P e r s o n R e p o r t in gC L E M E N T , E D I T H B .
Dale of R e p o r t05/15/201 I
111. N O N - I N V E S T M E N T I N C O M E . (Reportlnglndividualandspouse;seepp. 17-24offillnglnstruction~.)A. Filers Non-Investm ent Incom e
~] N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE
2.3.4.
I N C O M E(yours , not spouses )
B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married du ring any portion of the reporting)ear, complete this section.(Dol lar amount not required excep t f or honoraria . )
N O N E (No rep ortable non-investment income.)DATE SOURCE AND TYPE
1.2.3.4.
I V . R E I M B U R S E M E N T S - t ranspor t a t i on , l odg i ng , f ood , entertainment( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f f i l i n g i n s t r u c t i o n s . )
1~ NO NE (No reportable reimbursements.)SOURCE DATES LOCATION ITEMS PAID OR PROVIDED
1. N ew Y o r k U niv e r s i ty Sch ool 2/2 I/-23/2010 N e w Yo rk , N e w Yo rk Jud g e fin a l ro un d of th e T ra n s p o r ta tio n , lo d g in g an d m e a lsof L aw m oo t c ourt c om pe t i t ion2. U niv er s i ty o f Vi r g in ia 4/9-11/2010 C har l o t t esv i l l e , V i r g i n i a J ud g e fi na l ro un d o f th e T ra n sp o rt at io n , l od g in g a nd s o m e m e al smoot court com peti t ion3. Founda t ion f o r Res e a r c h 8/8 -12, 2010 G alla tin G ate w ay , M on tan a A tten d p ro g ram T r a n s p o r t a ti o n , l o d g i n g a n d s o m e m e a l so n E c o n o m i cs a n d t h eE n v i r o n m e n t4.5.
PURPOSE
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N a m e o f P e r s o n R e p o r l in gCLEMENT, EDITH B.
D a t e o f R e p o r t05/15/201 I
V . G I F T S . a .c l .d e s t h o s e , o s p o ~ e ~ d d e p ~ d e . , c h i ~ d r e ~ : ~ e o p , . 2 s - 3 ~ of filing instructionsO
[] N O N E (No reportable gifts.)S O U R C E D E S C R I P T I O N
1.2.3.
4.5.
VALUE
V l . L I A B I L I T I E S . a ~ c l ~ d e ~ , h o s e o I s p o ~ e a n ~ d e , e . d ~ n t children; see p p . 3 2 - 3 3 of fillng instructions.)NONE (No reportable liabilities.)
C R F D I T O R DESCR|PTIONI.2.3.
4.5.
VALUECODE
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N O N E (No reportable income, assets, or transactions.)D e s c r i p ti o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
( in c lud in g t rus t a s se t s )
P l a c e " ( X ) " a f t e r e a c h a s s e te x e m p t f r o m p r i o r d i s c l o s u r e
In co m e d ur in g G ro s s v a lue a t e n dr e po rt i n g p er i o d o f r e po rt i n g p e r i o d
(I ) (2 ) (I) (2)A m o u n t T y p e ( e . g . , Value ValueC o d e I d iv . , r e n t , C o d e 2 M e th o d( A - H ) o r in t . ) (J- P) C o d e 3
O)T y p e ( e .g . ,b u y , s e l l ,r e d e m p t i o n )
(2) (3) (4) (5 )D a t e Value Gain I d e n f i ~ y o f
m m/dd /y y Code 2 Cod e I b u y e r . t s e l l e r( J - P ) (A-tl) ( i f p r i v a t e
t r a n s a c t i o n )
2.3.4.
5.6.
J P M o r g a n C h a s e ( n /c f m B a n k O n e 7 / 0 5) A D iv idend O TRenta l P r ope r ty / Res iden t ia l FMV, N ew E R e n t NOr leans , L AB a n k o f A m e r ica C o rp N o n e
WSold 01/13/10 L
Blac k r ock Inc om e O ppor tuni ty , n / c 2 0 0 2Blac k . N .Am Gov tCI T I G R O U P , I n c .
D i v i d e n d
N o n e
KSold 01/13/10(par l)Sold 0 1 / 1 9 1 1 0 1
L
J7. C o l o n i a l B an k N o n e J8. G en er a l E l ec t r i c C o A D iv idend9. G o o d y e a r T i r e & R u b b er B Interes t1 0 . O cean En er g y In c . ,8 .25 % d ue 7 /1 /201 8 D Interes t L( b ond)1 1 . P ep s ico CA P R e s In c. 4 /1/2011 N o n e J1 2 . P e p s ico C A P R e s ln c, 4 /1/2012 N o n e K1 3 . P ro cto r & G a m b le C o . N o n e1 4 . FH L MC C MO Se r ie s 5 .5% ,0 4/ 15/ 2 0 37 A Interes t(31397GTNX4)1 5 . G u g g e n h e i m C h i n a T e c h ( C Q Q Q ) A D iv idend K1 6 .
1 7 .
TSo ld 01/13/10 L
R e d e e m e d 09/29/10 K BT
TT
So ld 01/13/10 LR e d e e m e d 12/14/10 J
T Buy 04/28/10 JSo ld 05 /20/10 J(part)Buy 11/08/10 K( add l )
I. In co m e G a in Co d cs : A -$1,000 o r le ss B = $ 1,001 - $ 2.500 C = $ 2.501 - $ 5 .000 D = $ 5.001 - $15,0~ 0I S ce C o l um n s B I an d D 4) F =$5 0,001 - $100,000 G =$100.001 - $1.000.000 III =$1.000.001 - $5 .000.000 112 =More than $5.000.000
2. Va hle Co d e s J = $ 15.000 o r le ss K = $15,001 - $50.0~) L = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 O O M =$100.0OI - $250.000(Scc Columns CI and D3) N =$250,001 - $ 500.000 O =$ 500,001 - $1,000,000 P I =$ 1. 00 0. 00 1 - $5 .0 00 ,0 00 P 2 =$ 5 .0 00 .0 01 - $ 2 5. 00 0, 00 0
P3 =$25.000.001 - $50.000,000 P4 =More than $50.000.0003. V alue M e tho d C o d es Q = A p p raisa l R =~o s t ( R ea l E s t a t e On l y) S = A s s e s s me n t T =C ash Mar kc l
IScc C o lum n C 2) U = Bo o k V a lue V = O~ hct W = Es tim a tcd
E =$ 15 . 0 0 1 - $ 5 0 . 0 0 0
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V I I . I N V E S T M E N T S a n d T R U S T S - i .c o , . e , v a t .e , , r ~ . s a . ~ o ~ s a ~ d . a e s t h o s e o f s p o ~ e ~ d d e p e . d e ~ t ~ h i td r e . : s ~ p p . 3 4 - 6 0 o f y ~ i .g instructions.)N O N E (No reportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( in c lud in g t rus t a s se t s ) r e p o r t i n g p e r i o d
! (1) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t I A m o u n t T y p e (e.g.,e x e m p t f r o m p r i o r d i s c lo s u r e [ C o d e I d i v . , r e n t ,Pr ( A d D o r in t . )
G r o s s v a l u e a t e n do f r e p o x a i n g p e r i o d(0 (2)
V a lue V a lueC o d e 2 M e th o d
(.I-p) C o d e 3( Q - W )
T y p o ( e .g . ,buy, sell ,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4) (5 )D a t e Value G a i n I d e n t i t y o f
m m / d d/ y y C o d e 2 C o d e I b u y e r / s e l l e r( J - P ) ( A - H ) ( i f p r i v a t e
t r a n s a c t i o n )
1 8 .1 9 .
20 .21 .22 .23 .24 .
i S h a r e s M S C I B R I C I n d e x F u n d ( B K F ) A Dividend
i S ha r e s M S C I C hi l e ( E C H ) A D i v i d e n d
T Buy 01/13/10 J( ad d l )Sold 01/27110 K( p a r t )Buy 02/11110 K
(addl)Buy i 04128110 J
(addl)Sold 05/06/10 K( p a n )Buy 09/08/10 L
(addl)T Buy 11/08110 L
2 5 . iS h a r e s M S C I B r a z i l ( E W Z ) B D i v i d e n d L B uy 1 1 / 0 8 / 1 0 L
26 .27 .28 .29 .30 .31.32 .
33.34.
iShares FTSE!Xinhua China 25 Index (FXI)
Market Vectors Gold Miners ETF (GDX)
A Dividend
N o n e
T B uy 01/13110(addl)S o l d 101/21/10(par t )B uy 102/11/10( a dd l )B uy : 04128/10( a dd l )S o l d 0 5 1 0 6 1 1 0(par t )B uy 09108/I 0
( a dd l )Buy 01113/10
( a dd l )B uy 01119/10( a dd l )S o l d 01/21/10(par t )
JKKJKLL
JL
I . Income Gain Codes: A = $ 1.000 o r les s B = $ 1,001 - $ 2.500 C =$2.501 - $5,0OO D =$5.001 - $15.000(SeColumns B I and IM) F = $ 5 0 . 0 0 1 o $ 1 0 0 . 0 0 0 G = $100.001 - $1.000.000 I I I = $ 1.000.001 - $5.000.000 112 =More Ihan $5.000.000
2. Value Codes J =$15.000 or less K =5 15.001 - $50.000 L = $ 501~ 1 - $ 100.00~ M =5100.001 - 5250.0~ O{S~ z Colu mns ClandD3 ) N= $250.001-$ 500.000 O $ 500.001-$ 1.000.000 p1=$1.000.001-$5.000.000 P2 $5.000.001-525.000.000P 3 = $ 25.000.001 - $50.000.000 P 4 = M o re tha n $ 50.000.000
3. Value Method Codes Q =Appraisal R ==Cosl (Real Esta lc Only) S =Assc ssm c m T =C ash Mar ke t( S ee C o l um n C 2 ) U =Book Value V = O t he r W = E sl im a t ed
E =$ 15 . 0 0 1 - $50.000
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N a m e o f P er s o n R ep o r l i n gC L E M E N T , E D I T H B .
D a t e o f R e p o r l05/15 /201 I
V II. INV ESTMENTS an d TRUSTS - ~ ........ i . e , tr ....., ions anclud es those of sp . . . . . .d de pe nde nt c hi ldr e n: s e e p p . 3 4 - 6 0 of f i l ing instruct ions . )N O N E (No reportable income, assets, or transactions.)
A. B. D.D e s cr ip l io n o f A s se t s In co m e d ur in g T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
( in clud in g trus t a s s e ts ) re p o r tin g p e r io d(I) (2) (I) (2) (3) (4) (5 )
Place " (X)" a f ter each asset i Amount Type (e.g., Type (e.g., Date V a l u e Gain Ident ity ofexempl from prior disclosure i C od e 1 div ., re nl, buy, sell, mm/ddPyy Code 2 C o d e I buyer/sel ler(A-H) or int.) redempt ion) (J-P) (A-H) ( i f privatetransact ion)
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)
V a l u e V a l u eC o d e 2 M e th o d
( J - P ) C o d e 3( Q - W )
35 .36.37 .38 .39.40 .41 .42 .43 .44 .45 .46 .47 .48 .49 .
50 .51.
Bu y 02/11/10 L(add l)Bu y 0 4 1 2 8 1 1 0 J
(add l)Sold 05/20/10 M( p a r t )Bu y 06/07/I 0 L
(add l)S o l d 12/16/10 L
D
Market V ectors Ju n ior G old Miners (G DX J) None Bu y 03/04/10 K
Buy 04/28/10 J( ad d l )So l d 05/20/10 K(part)Buy 06/07/10 L( ad d l )So l d 12/16/10 M
MkI Vectors RVE Hard Assets Producers(HAP)N o n e Buy 01/13/10 K( ad d l )
Buy 01/19/10 J( ad d l )Buy 03/04/I 0 K( ad d l )Buy 04/28/10 K( ad d l )So ld 05 /06/10 M
iShares Trust Comex G old (IAU) None Buy 01/13110 K( ad d l )Buy 01/19/10 J( ad d l )
I. Income Gain Codes:( S ee C o l um n s B I an d D 4)
2.V al ue C o d ~( S ee C o l um n s C I an d D 3)
3 . Valuc Method Codes( S ee C o l um n C 2 )
A $ 1 ,000 or l es sF = $ 50, 001 - $ 1 00.000J =$15,000 o~ lessN :$250.001 - $500.0~0P 3 =$25.000.001 - $50.000.000Q=AppraisalU =l:lo3k Value
B =$1,001 - $2.500G = $100.001 - $1.000.000K =$15.001 - $50.000O =S500.001 -R =cost IRcal Estalc Only)V O t h e r
C =$2.501 - $5,000I I I = $ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 0 0 . 0 0 0L =$50.0~1 - $100.000PI = $1.000.001 - $5.000,000P4 :More than $50.000.000S = A s s ~ s s mt mlW =Esf imalcd
D ~$5,001 - $15.0~O112 =More than $5,000.000M =$ 100.001 - $250.000P2 = $5.0~0.001 - $25.000.000T =C ash Mar ke t
E =$15.001 - $50.000
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N a m e o f P e r s o n R e p o r t i n gCLEMENT, EDITH B.
D a t e o f R e p o r t05/15/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - in c o r ~ e , vo l o e , ~ r o n s a c , i o n s a n c l o d e s t h o s e o / s p o u s e a n d d ~ p ~ n d e u t ch i l d ren; see p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)
A. B. C. D.D e s c r i p t io n o f A s s e t s In co m e d ur in g G ro ss v a lue a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
( in c lud in g t rus t a s se t s ) re p o r t in g p e r io d o f r e p o r t i n g p e r i o d(I) (2) (I) (2) (I) (2) (3) (4) (5 )
Place "(X)" after each asset i Amount Typo (e.g. , V a lue V a lue T y p e ( e . g ., D a te V a l u e G a i n I d e n t i l y o fe x e m p t f r o m p r i o r d i s c lo s u r e i Code I d iv . , r e n t , C o d e 2 M e th o d b uy , s e ll , m r a ! d d / y y C o d e 2 C o d e I b uye r / s e l le r
i (A-II) o r in t . ) ( J - P ) C o d e 3 r e d e m p tio n ) ( J-P ) ( A - H ) (ifpfivate[ ( Q - W ) t r a n sa c t io n )
52 .53.54 .
55 .56 .
S o l d 01/28/10 M D(par t )B uy 02/11/10 L
( a d d l )B uy 03/04/10 K
( a d d l )B uy 04/28/I0 K
( a d d l )S o l d 11108/10 M E
57 .
58 .
59 .
60.
61.
iShares Global Infrastructure (IGF)
iShares Tr S&P Global Energy Sector IndexFund (IXC)Powersh ares DB Multi Sector (DBA)
B D i v i d e n d K T B uy( a d d l )B uy
( a d d l )S o l d(par l)
B D i v i d e n d M T B uy( a d d l )N o n e B uy
01113/10 J
01/19110 J
03/04/10 J
01/13/I0 K
I 1/08/10 L
A
62 . S ol d 12116/10 L
63.64 .65 .66.
67 .68 .
Powersh ares Ind ia ETF (PIN)
R y d e x I n v e r s e G o v l L o n g B d ( R Y J U X )
A Dividend
None
T B uy 01/13/10 J( a d d l )B uy 04/28/10 J( a d d l )S o l d 05/06/10 K(par t )B uy 09/08/l 0 L
( a d d l )T S o l d 01/19/10 L(par t )
S ol d 04/22/10 M(par l)
I . I n co m e Ga i n C o d es : A = $1.000 or less B = $ 1,001 - $ 2,500 C = 52.501 - $ 5 ,001 D -$5.0~1 - $15,0~0( S ee C o l un m s B I an d I M) F = $ 5 0 . 0 O I - $ 1 0 0 . 1 1 ~ O G = $100.001 - $1,000,000 1 1 1 = $ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 O O , 0 0 0 112 =More than $5.000.000
2. Va lue Co d c~ J -515.0(IO or less K = 515.0O I - $ 50.000 L = $ 50.0O I . $100.000 M = 5100.001 - $ 250.000I S cc C o l um n s C I an d D 3) N =$250.0O I - $5 00.000 O =$5 00.001 - $1,009.00~ PI -$1.0~O.001 - $5.0~O.000 P2 -$5.0~O.001 * 5 2 5 , 0 0 0 . 0 0 ~
P 3 = $ 2 5 . 1 ~ ) 0 . 0 0 1 - $ 5 0 . 0 ~ O . 0 0 0 P4 =More than 550.0~O.0003. Value Method Codes Q =Appraisal R = C o s t (R e a l E s t a t e O n l y ) S =Assessm en t T =C ash Mar ke l
(See Cohulm C2) U = Book Value V = O thcr W = E s lim a te d
E =$ 15 , 0 0 1 - $ 5 0 . 0 0 0
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N a m e o f P e r s o n R e p o r t in gCLEMENT, EDITH B.
D a t e o f R e p o r t05/15/:201 I
V I I . I N V E S T M E N T S a n d T R U S T S - income, ralue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructiong)----] N O N E (No reportable income, assets, or transactions.)
D e s c - f p t i o n o f A s s e t s I n c o m e d u r i n g( in c lud in g t rus t a s se t~) r e p o r t i n g p e r i o d
[ (1) (2)Place "(X)" after each asset i A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d i s c l o s ur e ! C o d e 1 d i v . , r e n t ,
I (A-tl) or int . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)
V a l ue V a lueC o d e 2 M e t h o d
( J - P ) C o d e 3( Q - W )
(0T y p e ( e . g . ,b uy , s e l l ,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4) (5 )D a t e V a lue G a in I d e n t i t y o f
m m /d d/y y C od e 2 C o d e I buyer/seller( J - P ) (A-H) ( i f p r i v a t e
t r a n s a c t i o n )
6 9 . SP DR Barc l ay sCap it a l (CWB) A Dividend Bu y 01/13/10 K
70 . So l d 04/22110 K B
71 . SP D R G old T r us t (GL D ) N o n e Buy 06/07/10 J72.
73.
Bu y 11/08/10 M(add l )
S o l d 12/16/10 M
74 . S P D R W e l ls F a r g o ( P S K ) A D i v i d e n d Buy 0 1 / 1 3 / 1 0 K75 . So l d 04122/I 0 K B76 .77 .78 .79 .
Vangu ard Consumer Staples (VDC)
Vanguard Div Appreciat ion (VYM)
B D iv i d e n d
A Dividend
T Bu y 01/13/10 L(add l)Bu y 01/19/10 J
(add l)S o l d 03/04/10 K A( p a r t )Bu y 01/13/10 K
80 .81 .
Buy 01/19/10 J( ad d l )So ld 04/22/10 L
82 .
83 .
84 .
V a n g u a r d E n e r g y ( V D E ) A Di vi d en d
V a n g u a r d F i n a n c i a l s ( V F H ) Dividend
Buy 01/13/10( ad d l )Sold 03/04/10(part)Buy 01/13/10
K
K
L85 . B u y 01/19/10 J( ad d l )
I . Income Gain Codes: A =$1,000 or less B -$1.00l - $2.500 C =$2.501 - $5,000 D = $ 5 , 0 0 1 - $ 1 5 . 0 ( } O( S ee C o l um n s B I an d I M) F =$50,001 - $ I 0~.00~ G =$ 10 0.0 01 - $ 1.0 00 .0 00 I I I ~ $ 1.0 00 .0 01 - $ 5, 00 0.0 00 112 =More lhan $5.000.000
2. Value Codes J =$15.000 o r le ss K :$15.001 - $50.000 L =$ 50.001 - $10~.000 M = $ 1 0 0 . 0 0 1 - $ 2 5 0 . 0 (~ 0( S e e C o l u m n s C I a n d D 3 ) N - $2 50 .0 01 - $ 50 0. 00 0 O = $5 00 .0 01 - $ I. 00 0. 00 0 P I = $I . 00 0 .0 0 1 - $5 . 00 0 .0 0 0 P 2 = $5 . 00 0 .0 0 1 - $ 25 . 00 0 .0 0 0
P 3 = $ 2 5 . 0 0 0 . 0 0 1 - $ 5 0 . 0 0 0 . 0 0 0 P 4 = M o r c l h a n $ 5 0 . 0 0 0 . 0 ( } 03 . V a l u e M c l h o d C o d e s Q = A p p r a i s a l R - - C o s t ( R e a l E s l a l c O n l y ) S = A s s e s s m e n t T =C~h Markcl
( S e e Column C 2 ) U =Book Valuc V = O l h c r W = E st im a t ed
E =$15,091 - $50. (}00
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N a m e o f P e r so n R e p o r t i n gC L E M E N T , E D I T H B .
D a t e o f R e p o r t05/15/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - in c o m e , v a l . e , . a .s o c t i o ~ a . c l . d e s t h o s e o / ~ p o . s e . . d d e p e n d e . , c h i l d r e n ; see p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( in c lud in g t rus t a s se t s ) r e p o r t i n g p ~ r i o d
(I) (2)Place "(X)" after each asset [ A m o u n t T y p e ( e . g .,i C o d e 1 d iv . , r e n t ,x e m p t f r o m p r i o r d i s c l o s ur e [, (A-H) o r in t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)
V a lue V a lueC o d e 2 M e th o d
(J- P) C o d e 3
(i )T y p e (e.g.,b uy , s e l l ,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4) (5 )D a t e V a lue G a in I d e n t i t y o f
m m /d d/y y C od e 2 Co d e I buye r/se lle r( J - P ) (A-H) ( i f p r i v a t e
t r a n s a c t i o n )
86 .87 .88 .89 .
So l d 02/25/10 J( p a n )So l d 03/04/I0 K(part)So l d 07/23/10 : K(part)So l d 09/02/10 K
90 .91 .
92 .93 .94 .
95 .96 .97 .
98 .99 .I00.
V an g uar d Heal t hcar e ( V HI )
V an g uar d In d us t r i a l s ( V IS)
V a n g u a r d I n f o T e c h n o l o g y ( V G r )
A Dividend K
A Dividend K
A Dividend K
T Buy 01/13/10 J( ad d l )Buy 01/19/10 J( ad d l )So ld 03/04/10 J B(part)So l d 09/02/I 0 J(part)
T Buy 01/13/10 K( ad d l )Buy 01/19/10 J( ad d l )So l d 03/04/10 J A(part)
T Buy 01/13/10 K( ad d l )Buy 01/19/10 J( ad d l )So ld 03/04/10 K B(part)
I01. V an g uar d In t l Eq t y In d ex FTSE A l l W o r l d( V E U)1 0 2 . V a n g u a r d L a r g e C a p ( V V )
BA
Dividend LDividend K
TT
S o l d(pan) :Bu y(add l)
07/23/1001/13/10
K
K
I . Income Gain Codes: A = $ 1,000 o r Ices B = $ 1,001 - $ 2.500 C =$2,501 - $5,000 D =$5,001 - $ 15.000(See Columns BI and 134) F = $ 5 0 , 1 3 4 ) 1 - $ 1 0 0 . 0 0 0 G = $100.001 - $1.000,000 I 11 = $1 ,0 00 ,0 91 - $ 5 ,0 00 ,0 00 1 12 = Mo r e l ha n $5 .0 00 .0 00
2. Value Codes J = $ 15.000 o r Ic~ K = $ 15.001 - $ 50.000 L = $ 50.001 - $ 1 0 0 3 ~ O 0 M :$100,001 - 1250.000( S ee C o l um n s C I an d D 3) N = $25 0,001 - $5 00.000 O =$ 50~ .001 - $ 1,00~ .000 PI =$ 1,00~.001 - $5.000,000 P2 = $5.000,001 - $25.000.000
P3 =$25.000.001 - $50.000.090 P4 =More than $50.00~,0003. Value Method Codes Q =Appraisal R = C o s t ( Rea l E s t a te On l y) S =Assessm en t T =C ash Mar ke t(See C o lum n C2) U =B o o k V a lue V =O~hcr W = E st im a t ed
E =$ 15 , 0 9 1 - $ 5 0 . 0 0 0
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FINANCIAL DISCLOSURE REPOR TPage 10 o f 14 Ia m e o f P e m o n R e p o r t in gC L E M E N T , E D I T H B . D a t e o f R e p o r t05/15/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i , c o , , o . v a ~ u o , t r a n s a c t io n s ( In c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i ld r e n z s e e p p . 34- 60 o f f i l i ng i ns t ruct i ons . )N O N E (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d
(z) (2)P l a c e " C A ) " a f t e r e a c h a s s e t A m ou n t T y p e ( e .g . ,e x e m p t f r o m p r i o r d i s c lo s u r e C o d e I d i v . , r e n t ,( A - H ) o r i n t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(] )V alue V alue
C o d e 2 M e th o d( J - P ) C o d e 3( Q - W )
O)T y p e ( e . g . ,buy, sell ,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4) (5 )
D a t e Value Gain I d e n t i t y o fm m / d d ? y y Code 2 Co de I buy e r/se lle r
( J - P ) (A-It) ( i f p r i v a t et r a n s a c t i o n )
103.1 0 4 .
105.1 0 6 .1 0 7 .1 0 8 .109.I10.II1.
V an g uar d Mat er i a l s ( V A W ) A Di vi d en d
V an g uar d Mi d cap ( V O ) A Di vi d en d
V a n g u a r d R E I T ( V N Q ) A Dividend
K
Buy 01/19/10 J( ad d l )So ld 03/04/10 K B(part)
T Buy 01/ 13/ 10 J( ad d l )
Buy 01/19/10 J( ad d l )So ld 03/04/10 J B(part)
T Buy 01/13/10 K( ad d l )Buy 01/19/10 J( ad d l )Sold 03/04/10 K B(part)Buy 104/28/10 K
112. Sold 09/02/10 K A1 1 3 .
1 1 4 .
1 1 5 .
116.
1 1 7 .
1 1 8 .
1 1 9 .
V a n g u a r d S m a l l C a p ( V B ) A Di vi d en d
V a n g u a r d T e l e c o m m u n ic a ti o n s S v c s ( V O X ) B Dividend
V an g uar d Ut i l i t i es ( V PU) A Di vi d en d
T Buy 101/13/10 K( ad d l )Buy 101/19/10 J( ad d l )So ld 03/04/10 J A(part)
T Buy 01/19/10 J( ad d l )So ld 03/04/10 J A( p a n )Buy 01/13/10 J( ad d l )Buy 01/19/10 J( ad d l )
I . Income Gain Codes: A =$1,000 or less B =$1.001 - $2.500 C =$2,501 - $5.000 D =.$5.001 - $15.000( S ee C o l um n s B I an d I ) 4) F =$50.0~1 - $ 100,000 G = $100,001 - $1.000.000 1 11 = $ 1. 00 0. 00 1 - $ 5 .0 00 .0 00 1 12 = M o re th a n $ 5 .0 0 0. 00 0
2. Value Codes J = $ 15 ,000 o r le s s K = $15.001 . $50.000 L = $50.001 - $ 100.000 M =.$100.001 - $250.C~0{S~c Columns CI and D3) N =.$250.001 - $500.000 O =.$ 50 0.0 01 - $ 1.0 00 .0 00 P I = .$ 1, 00 0.0 01 - $ 5.0 00 ,0 00 P 2 = $ 5 . 0 0 0 . 0 0 1 - $ 2 5 . 0 0 0 . 0 O O
P3 =.$25.000.001 - .$50.000,000 P4 =More than $50.000.0003. V a lue M etho d C o d e s Q = A pp raisa l R = C o s t (R e a l E s t a t e O n l y ) S = A s s c s s m ~ " n t T -~Sash Market( S ee C o l um n C 2 ) U =B o o k V a l ue V = O ~ he r W = E s t i ma t e d
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N a m e o f P e r s o n R e p o r t in gCLEMENT, EDITH B.
D a t e o f R e p o r t05/15/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i .e o ., o , ,.a id e , ~ . . s a c ti o ~ s a ~ d ~ d o s , ~ , o ~ e o / ~ p o . s e . ~ a a e p ~ e . t children; s e e p p . 3 4 - 6 0 of filing instructlonx.)N O N E (No reportable income, assets, or transactions.)
A. B. DDescript ion of Assets Income during Transactions during reporting period
(including trust assets) r e p o r t i n g p e r i o d
P l a c e " ( X ) " a f t e r e a c h a s s e te x e m p t f r o m p r i o r d i s c l os u r e
(I) (2)A m o u n t T y p e ( e . g . ,Code I d i v . , r e n t ,( A - H ) o r i n t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)
V a lue V a lueC o d e 2 M e th o d
( J - P ) C o d e 3T y p e ( e . g . ,
buy, sell ,r e d e m p t i o n )
(2) (3) (4) (5 )Date V a l u e G a i n I d e n t i t y o f
m m ~ d d / y y C o d e 2 C o d e I b u y c f f s e l l e r( J-P ) ( A -H ) ( i f p r i v a t e
t r a n sa c t io n )
1 2 0 .
1 2 1 .
1 2 2 .
Sold 03/04/10 J A(part)Sold 07/23/10 K A(pan)S o l d 09/02/10 J A
123 . Vanguard W hit ehal l Funds (VIG) A Dividend Bu y 01/13/10 K
1 2 4 . B uy 0 1/19110 J
1 2 5 . S o l d 04/22/10 L B
1 2 6 . V a n g u a r d H i g h Y i e l d C o r p A d m i r a l( V W E A X )12 7. Vanguard High Y ie ld Corp I nv es to r
(VWEHX)12 8. Vangu ard Inter-Term TE Admiral (VW IUX)
E Dividend M
B Dividend K
B Dividend
T
TSo l d 09/02110 M D(part)
S o l d 06/07/10 L B
1 2 9 . V a n g u a r d S T I n v e st m e n t G r a d e A d m i r a l( V F S U X )1 3 0 .
1 3 1 .
1 3 2 . V a n g u a r d S T I n v e s t me n t G r a d e I n v e s t o r( V F S T X )
1 3 3 . U S T r e a s u r y B i l l , 0 8 / 12 /2 0 10 C U S I P9 1 2 7 9 5V 57
1 3 4 .
c Dividend
Dividend
I n t e r e s tK
T Sold 01/13/10 N C(part)So l d 02/12/10 J(part)Buy 12/29/10 M( ad d l )
Buy 05113/10 M
R e d e e m e d 08112/10 M
1 3 5 . US Treasury Bi l l , 09/09/2010 CUSIP9 1 279 5 V A 61 3 6 .
I n t e r e s t Buy 06/07/I 0 N
R e d e e m e d 09/09/10 N
I . I n co m e Ga i n C o d es : A = $1.0~ 0 o r le ss B = $ 1,001 - $ 2.500 C = $2.501 - $ 5 .000 D = $ 5.001 . $ 15 .000(See Columns B I and D 4 ) F = $ 5 0 . 0 ~ I - $ 1 0 0 . 0 0 O G =$ 100.001 - $ 1.000.000 I I I = $ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 ~ O . 0 0 0 112 = More than $5.000.000
2. Value Codes J = $ 1 5 . 0 0 0 o ~ " l e s s K =$15.001 - $50.000 L =$50.0OI - $ 100.00~ M =$11~.001 - $250.0(~I S ee C o l um n s C I an d D 3) N = $250.001 - $ 500.0~ 0 O =$ 500.001 - $ 1,00~ .0( ~ PI $1.000.001 - $5 .000.000 P2 =$5.000.001 - $25.000.000
P3 =$25.000.001 - $50.0~.0~O P4 =More than $50.009.0003. Value Mclhod Codes Q =Appraisal R = C o s t (R e a l E s t a t e O n l y ) S =Assc ssm em T =C ash Mar ke t
( S ee C o l um n C 2 ) U - B o o k V a l ue V -Olhcr W = E s l i ma t cd
E =$15,001 - $50.000
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N am e o f Per s on R epor t i n .CLEMENT, EDITH B.
D a t e o f R e p o r l05/15 /201
V I I . I N V E S T M E N T S a n d T R U S T S - i . c o . , e , , . . ~ . e , , , .....N O N E (No reportable income, assets, or transactions.)
A. B. C. D.D e sc r ip t io n o f A sse t s I n c o m e d u r i n g G ro ss v a lue a t e n d T ra n s a ct io n s d ur in g re p o r tin g p e r io d
( in clud in g tr us t a s s e ts ) r e p o r tin g p e r io d o f r e p o r t i n g p e r i o d! (I) (2 ) (1) (2 ) (I) (2) (3) (4) (5 )
Place "(X)" after each asset : A m o u n t T y p e ( e . g ., V a lue V a lue Type (e.g., D a t e V a l u e G a i n I d e n t i t y o fxempt from prior disclosure Codel div. , rent, Code2 Method bu y , s e l l , mm/dd/yy Code2 Codel buyer/seller ( A - H ) o r in t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J -P ) (A -H ) ( i f p r i v a t e
( Q - W ) t r a n s a c t i o n )
1 3 7 . US Treasury Bill , 03/03/2011 CUSIP9127952D21 3 8 .
1 3 9 . US l - Savi n g s B o n d s1 4 0 . B a n k o f A m e r i ca c/o Com pute r s h a r e141. Sc h w ab Gov t Money Fund ( SW GXX)
None N
B Interes tA D iv idendA D iv idend
K
J
N
TTT
B uy 09/08/10 M
B uy I 1/08/10 N( a d d l )
I . In co me G a i n C o d e s : A =$1.000 or less B = $ 1.001 - $ 2.500 C = $2.501 - $5 ,000 D = $5 ,001 - $ 15 ,0~ 0( S ee C o l um n s B I an d D 4) F =$50,001 - $ 100.00~ G =$100.001 - $1.000.000 III =$1.000.001 - $5.0~).000 112 =More than $5.000.000
2. ValueCodes J = $ tS.~OOor less K = $ 15,001 - $50.000 L = $50.00| - $ 106.000 /4 ~ $100,001 - $ 2 5 0 . 0 0 0ISce C o lum ns C I a n d D 31 N = $ 250.~ 1 - $ 500.0~ O O = $ 500.001 - $ 1.0~ 0.000 P I -$ 1,000.0~ 1 - $ 5 ,000.000 P2 = $5.000.001 - $ 25,000.000
P3 = $25.000.001 - $ 50.0~ ).000 P 4 = M ore tha n $ 50.00~ .0003. Value Method Codes Q =Appraisal R --Cost IRcal Esta te Only) S - Assessm en t T -~?a .sh Markcl(See Column C2) U = B o o k V a l u e V = O t h ~ . ~ " W = E s t ima t e d
E ~ $ 1 5 . 0 01 - $ 5 0 . 0 0 0
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N a m e o f P e r s o n R e p o r t i n gC L E M E N T , E D I T H B .
Date of Repor t05/15/201 I
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
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N a m e o f P e r s o n R e p o r t in gC L E M E N T , E D I T H B .
D ate o f Repor t05/15/201 I
IX . CERTIFICATION.I c e rt i fy t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i sa c cu r a t e , t r ue , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u to r y
provis ions permit t ing non-disclosure .I f ur t h e r ce r t if y t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts ~ v h i c h h a v e b e e n r e p o r t e d a r e i nc om pl i a nc e w i t h t he p r ov i s i ons o f 5 U . S . C . a pp . 50 1 e t . s e q . , 5 U . S . C . 73 53 , a nd J u d i c i a l C onf e r e n c e r e gu l a t i ons .
Sign atu re: S[ EDITH B. CLEMENT
N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C IV I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 04 )
C o m m i t te e o n F i n a n c i a l D i s cl o s u r eAd min is t r a t ive Of f ice o f the U n i ted S ta te s Co ur t sSuite 2-301O ne Columb us Ci rc le , N.E.Washin g to n , D.C. 20544
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Name of Person Reporti ngCLEMENT, EDITH B.
Date of Report09/08/201 l
I I I . N O N - I N V E S T M E N T I N C O M E . t R e p o .i n g i .~ i v i d u a l a . d s p o n s e ; s e e p p . 1 7 - 2 4 of filing instructions.)A. Fi |ers Non-Inv estm ent Incom e
~] (No reportable non-investment income.)ONEDATE SOURCE AND TYPE
2.3.4.
INCOME(yours , no t s pous e s )
B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if you were married during any portion of the reporting year, complete this section.(Dollar amount not required exce pt for honoraria.)
N O N E (No reportable non-investment income.)D A T E S O U R C E A N D T Y P E
I.2.3.
4.
I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)
D (No reportable reimbursements.)O N ES O U R C E D A T E S L O C A T IO N IT E M S P A ID O R P R O V ID E D
I. New Yo rk Unive rs i ty Sc hool 2/21/-23/2010 N ew Yo rk , N ew Yo rk Ju dg e fin al ro un d o f th e T ra nsp or ta tio n, lo dg in g a nd me also f L aw m o o t co u rt co m p e tit io n2. Unive rs i ty o f Vi rg in i a 4/9-11/2010 Ch ar lo t t esvi l l e , V i rg in ia J ud g e f in a l r o un d o f t he T r an s po r ta ti on , l od g in g a n d s o m e m e a lsmo ot c our t com pe t i t ion3. F ounda t ion for Res ea rc h 8 / 8 -12 , 2010 G a ll at in G a te w ay , M o nt an a A tt en d p ro g ra m T r a n s p o r t a ti o n , l o d g i n g a n d s o m e m e a l so n E c o n o m i c s an d t h eE n v i r o n m e n t4.5.
PURPOSE
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N a m e o f P e r s o n R e p o r t in gCLEMENT, EDITH B.
Date of Repor t09/08/2011
V . G I F T S . a n d u d e s t h o s e t o s p o u s e o n d d e p e n d e n , children; see p p . 2 8 - 3 1 of filing instructions.)N O N E (No repor table gi f t s . )
SOURCE DESCRIPTIONI.2.
3.4.5.
VALUE
V I . L I A B I L I T I E S . a n d u d e s those of spouse and dependent children; see pp. 32-33 of filing instruction~)N O N E (No repor table l iabi l i t i es . )
CREDITOR DESCRIPTION1 .2.3.4.5.
VALUECODE
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Name of Person Reporti ngC L E M E N T , E D I T H B .
Date of Report09/08/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - i n e o , . e , v a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 o) fi l ing instructions.)N O N E (No reportable income, assets, or transactions.)
A, B. C. D.D escription of A ssets Inco m e d ur in g Gross va lue a t end Transac t ions dur ing repor t ing per iod( inc luding t rus t asse ts ) reporting period of repor t ing per iod
(l) (2) (1) (2) (1 ) (2) (3) (4) (5 )Place "(X)" after each asset A mo unt T yp e (e.g ., Va l u e Value Type (e.g ., Date Va l u e Gain Ident i ty ofexempt f rom pr ior d isc losure Co d e I div., rent, C o d e 2 Method bu y, sell, m m/dd /yy Co d e 2 C o d e 1 buyer /se l l e r(A-H) o r i n t . ) (J-P) C o de 3 redem ption ) (J-P) (A-H) (if private
( Q - W ) transaction)
J P M o r g a n C h a s e ( n / c f m B a n k O n e 7 / 0 5 ) A Divid en d O T2.3.4.
5.6.
7.8.9.
10 .I1 .1 2 .
1 3 .
1 4 .
1 5 .1 6 .
1 7 .
Renta l P rope r ty / Res iden t i a l F M V, New E R e n t N WO rleans , LAB a n k o f A m e r i ca C o r p N o n e "B lac k roc k Inc ome O ppor tun i ty , n / c 2002B lac k . N.Am Gov tCI T I G ROUP, I nc .
So ld 01/13/10 L
C o l o n i a l B a n kGen era l E lec t r ic CoG o o d y e a r T i r e & R u b b e r
B Divid en d K TN o n e S o ld 01/13/10(par t)
Sold 01/19/10L
JN o n e J T
A Dividend So ld 01/13/10i LB Interest
Ocean En erg y In c . ,8 .25% d ue 7 / I /2018 D Interest(bond )P eps ic o CA P Res Inc . 4 / I / 2011 N o n eP eps ic o CAP Res Inc , 4 / 1 /2012 N o n eP r o c t o r & G a m b l e C o . N o n eF HLM C CM O Ser i e s 5 .5%, 04 / 15 /2037 A Interest(31 397G T N X4 )G u g g e n h e i m C h i n a T e c h ( C Q Q Q ) A Dividend
LJ
K
R ed ee me d 09/29 /1 0 K
TTT
Sold 01/13/10 LR e d e e m e d 12/ 14/ 10 J
T Bu y 04/28/10 JS o ld 05 /20 /1 0 J(par t)Bu y 11/08/10 K(ad d l )
B
1. Incom e Gain C odes: A = $1 ,000 or less B = $1 ,001 - $2 .500 C = $ 2,501 - $ 5,000 D = $5,001 - $15 ,000I Se e C olu mn s B I a nd D4 ) F -$ 50 .0 01 - $ 100 ,0 00 G = $ 10 0,0 01 - $ 1 .0 00 ,0 00 H 1 =$ 1,0 00,001 - $ 5,000 ,0 00 H2 =M ore Ihan $5,000,0002. V a lu e C o d es J = $ 15 ,000 or le ss K = $15.0 0 1 - $50 , 0 0 0 L =$50.001 - $100,000 M $1 00 , 001 -$250 , 000( See C olu mns C I and D 3 ) N = $2 50.0 01 - $500 J)00 O =$ 500,0 01 - $1.000,0 00 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P3 $25.000.001 - $ 50.000,000 P4 =More than $50,000,0003 . Valu e Method C odes Q =A p p r a i sa l R ( o s t {Re a l Es ta te t )n ly~ S = A ssessm en t T = C a sh M a rk et( See C olu mn ( 2 ) U = l took Valu e V - O t h e r W = E s t imated
E = $ 1 5 ,001 - $ 5 0 . 000
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FINANCIAL DISCLOSURE REPORTPage 5 of 14
Name of Person ReportingCLEMENT, EDITH Bo
Date of Repor t09/08/2011
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D N O N E (No reportable income, assets, or transactions.)
A. B. C.D e s c r i p t i o n o f A s s e t s In c o m e d u r in g G ro s s v a lu e a t e n d
( in c l u d i n g t r u s t a s se ts ) re p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(1) (2) ( 1 ) ( 2 ) (l)
Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu e Type (e.g.,exempt from prior disclosure Code l d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l ,( A - H ) o r i n t . ) (J-P) C o d e 3 re d e m ptio n )
( Q - W )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3)D a t e Value
mm/dd/yy C o d e 2(J-P)
( 4 ) ( 5 )G a i n Identity of
C o d e 1 b u y e r / s e l l e r( A - H ) (if private
t r a n s a c t t o n )
1 8 .
1 9 .
20 .
21 .
22 .
23 .
24.
iShares MSCI BRIC Ind ex Fund (BKF)
iShares MSCI Chile (ECH)
A Dividend
A Dividend
T Buy 01/13/10 J( a d d l )S o l d 01/27/10 K(pa rt)B u y 02/ 1 1 / I 0 K
( a d d l )B u y 04/28/10 J( a d d l )S o l d 05/06/10 K(pa rt)B u y 09/08/10 L
( a d d l )T B u y 11/08/10 L
2 5 . i S h a re s M S C I B r a z i l ( E W Z ) B Dividend L Bu y 11/08/10 L26 .
27 .28 .29 .30 .31 .32 .33 .34 .
iShares FTSE/Xinhua China 25 Index (FXI)
Market Vectors Gold Miners ETF (GDX)
A Dividend
None
T Bu y(add l )Sold(par t)Bu y(ad d l )Bu y(add l )So ld(par t)Bu y(add l )Bu y(add l )Bu y
( a dd I )Sold(par t)
01/13/10 J
01/21/10 K02/I 1/10 K04/28/I 0 J05/06/10 K09/08/10 L01/13/10 L
01/19/10 J01/21/10 L
I . Income G ain C odes : A = $1,000 o r le ss B =$1,001 - $2.500 C =$2,501 - $5,000( See C olu mns B I and D 4 ) F =$50,001 - $100,000 G =$ 10 0.0 01 - $ 1,0 00 ,0 00 H I = $1 ,0 00 ,0 01 - $ 5, 00 0,0 00
2 . Value C od es J = $1 5.000 or less K =$15 , 0 0 1 - $50 .0 0 0 L =$50,001 - $100.000(See ( oh~nms ( I and 113) N - $ 2 5 1 ) . 0 1 1 1 - $ 5 0 0 . 0 0 0 O =$ 50 0,0 0 [ - $ 1,0 00 ,0 00 P I = $1 ,0 00 ,0 01 - $ 5,0 00 ,00 0
P3 ~$25,01Xh001 - $50,000.000 P4 =More than $50,000,0003 . Valu e Method C odes Q =A p p r a i sal R = C os t ( R eal E s t a t e O nly ) S = As s es s ment( See Colunm (2) U = [ l ook Valu e V ~ O t h e r W = E s t imated
D=$5,001- $15 ,000H 2 = Mor e than $ 5 ,000 ,000M= $ 1 00 ,001 - $ 25 0 ,000P2 =$5,000,001- $25,000,000T = C a s h M a r k c t
E = $ 1 5 ,001 - $ 5 0 ,000
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FINANCIAL DISCLOSURE REPORTPage 6 of 14
N a m e o f P e r s o n R e p o r t i n gCLEMENT, EDITH B.
Date of Report09/08/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ,e , v o l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)
A. B. C, D.Descr ipt ion of Assets Income during Gro ss va lue a t en d Tran saction s during rep orting p erio d( includ ing t rust a sse ts) repor t ing per iod of reporting period
(1) (2) (1) (2) (1 ) (2) (3) (4) (5 )Place "(x )" af ter each asse t A mo un t T yp e (e .g ., Value V a lu e Type (e.g. , D a t e Value Gain Identity ofexempt f rom pr ior d isc losure C o d e I div., rent, Co de 2 M e t h o d buy, se l l , mm/dd /yy Co d e 2 C o d e l buyer /se l l e r(A-H) o r i n t . ) ( J - P ) C od e 3 red em p tio n) (J-P) (A -H) (if private( Q -W ) transaction)
35 .36 .37 .38 .39 .
Bu y 02/11/10 L(addItBu y 04/28/10 J(addl)Sold 05/20/10 M( p a r t )B uy 06/07/10 L(addItSold 12/16/10 L
D
40 . Market Vectors Junior Gold Miners (GDXJ) None Bu y 03/04/10 K41 .42 .43 .
44 .
B u y 04/28/10 J( a d d l )S o l d 05/20/10 K(par t )B u y 06/07/10 L( a d d I tSold 12/16/10 M
45 .46 .47 .48 .49 .
Mkt Vectors RVE Hard Assets Producers(HAP) None Buy 01/13/10 K(addl)B u y 01/19/I0 J( a d d l )Bu y 03/04/10 K(ad d l )Bu y 04/28/10 K(add I tS o l d 05106/10 M
50 .51 .
iShares Trust Comex G old (IAU) None Buy 01/13/10 K(addl)Buy 01/19/10 J(addl)
I. Income Gain Codes:( See C olu nms B I and D 4 )
2. Valu e C odes( S ee Co l um n s C I an d D31
3. V al ue M et h o d Co d es( S ee Co l um n C2 1
A =$1,000 or lessF =$50,001 - $ 100.000J =$15.000 or lessN ~$250,001 - $500.000P3 =$25.000,001 - $50.000,000Q = A p p r a i salU = B ook Valu e
B =$1.001 - $2.500G =$ 100.001 - $1 .000.000K =$15.001 - $50.000O = $ 5 0 1 1 . 1 1 ( I I - $ 1 . 0 0 0 , 0 0 0R = C os t ( R eal E s t a t e O nly )V : O t h e r
C =$2,501 - $5,000H 1 =$ 1,000,001 - $5,000,000L =$50.001 - $100,000P I =$ 1 ,000,001 - $5,O00,000P4 =More than $50,000.000S = As s es s mentW = E s t imated
D =$5,001 - $15,000H 2 = Mor e than $ 5 ,000 ,000M =$100,001 - $250,000P2 =$5,000,001 - $25,000,000T = C as h Mar k et
E = $ 1 5 ,001 - $ 5 0 ,000
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N a m e o f P e r s o n R e p o r t i n gCLEMENT, EDITH B.
Date of Report09/O8/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - in co m e, va lue , t ra n sa c t io n s ( In c ludes tho se o f sp o use a n d dep en den t ch i ldren ; s eep p . 34- 60 o f f i lin g in s t ruc t io n s . )N O N E (No reportable income, assets, or transactions.)
A. B. C, D.Descr ipt ion of Assets Incom e durin g Gross va lue at en d Transac t ions dur ing repor t ing per iod( includ ing t rust a sse ts) repor t ing per iod of reporting period
(1 ) (2 ) (1) (2) (1 ) (2) (3) (4) (5 )P lace "(x )" after each asse t A m oun t Type (e.g., Value Va l u e Type (e.g., Date Value Gain Ident i ty ofexempt f rom pr ior d isc losure Code 1 div. , rent, Co d e 2 Method b u y, se l l, m m/dd /yy Co de 2 Code 1 buyer /se l l e r(A-H) o r i n t . ) (J-P) C od e 3 redem ption ) (J-P) (A-H) (if private(Q-W) transaction)
52 .53 .54 .55 .56 .
S o l d 01/28/10 M(pa rt)B u y 02/11110 L( a d d l )B u y 03/04/10 K( a d d l )B u y 04128110 K( a d d l )S o l d 11/08/10 M
D
57 .58 .59 .60 .
61 .
iShares Global Infrastructure (IGF)
iShares Tr S&P Global Energy Sector IndexFund (IXC)Powershares DB Multi Sector (DBA)
Dividend K
Dividend
None
M
B uy 01/13/10 J(addl)Buy 01/19/10 J
(addl)Sold 03/04/10 J( p a r t )Buy 01/13/10 K
(addl)
Buy 11/08/l 0 L
62 . So ld 12/16/10 L63 .64 .65 .66 .67 .68 .
Powersh ares India ETF (PIN)
R y d e x I n v e r s e G o v t L o n g B d ( R Y J U X )
A Dividend L
None L T
Bu y 01/13/10 J(ad d l )Bu y 04/28/10 J(ad d l )S o ld 05 /06 /1 0 K(par t)Bu y 09/08/10 L(ad d l )Sold 01/19/10 L(par t)S o ld 04 /22 /1 0 M(par t)
I . Income G ain C odes : A ~$1,000 or less B = $1 ,001 - $2 ,500 C = $ 2,501 - $ 5,000 D =$5,001 - $15,000( See C olu mns B 1 and D 4 ) F =$50,001 - $ 100,000 G =$ 10 0,001 - $ 1,0 00,000 H 1 = $1 ,0 00,0 01 - $ 5,0 00 ,0 00 H 2 = Mor e than $ 5 ,000 ,000
2 . Valu e C odes J -$15.1)00 or less K = $15 ,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000ISce C olu mns C I and D 3 ) N =$250.001 - $500,000 O =$ 50 0,0 01 - $ 1, 00 0,0 00 P I = $1 ,0 00 ,0 01 - $ 5,0 00 ,0 00 P2 =$5,000,001 - $25,000,000
P 3 = $25 ,000,001 - $50,000,000 P 4 =M o re th an $50,000,0003 . Valu e Method C odes Q =A p p r a isa l R = C os t ( R eal E s t a t e O nly ) S = As s es s ment T = C as h Mar k et~ Scc C olu mn C 2) U = B ook Valu e V = O t h e r W = E s l imatcd
E =$15 ,001- $50,000
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FINANCIAL DISCLOSURE REPORTPage 8 of 14
N a m e o f P e r s o n R e p o r t in gCLEMENT, EDITH B.
Date of Report09/08/2011
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)~ NONE(No reportable incom e, assets, or transactions.)A. B. C.
Descr ipt ion of Assets Income during Gross va lue a t end(including trust assets) rep orting perio d of repo rting p eriod(1) (2) (l) (2) (l )Place "(X )" after each asset Am ount Type (e.g ., V a lue V a lue Type (e.g. ,exempt f rom pr ior d isc losure Code 1 div., rent, Code 2 M ethod buy, se l l ,(A-H) o r i n t . ) (J-P) Code 3 redempt ion)
(Q-W)
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)
D a t e Value Gainmm/dd/yy C o d e 2 Code 1
( J - P ) ( A - H )
( 5 )Identity of
b u y e r / s e l l e r(if private
t r a n s a c t i o n )
69 . SPDR Barclays Capital (CW B) A Dividend B uy 01/13/10 K7 0. S o l d 04/22/10 K B7 1. S P D R G o l d T r u s t ( G L D ) N o n e B uy 06/07/10 J7 2.7 3.
B uy 11/08/10 M(ad d l )S o l d 12/16/10 M
74. SPDR V /ells Fargo (PSK) A Dividend Bu y 01113110 K 75. S o l d 04/22/10 K B7 6.7 7 .
7 8.7 9.
Vanguard Consum er Staples (VDC)
Vanguard Div Appr eciation (VYM)
B Dividend
A Dividend
Bu y 01/ 13 / 10 L(ad d l )B uy 01/ 19 / 10 J(ad d l )S o ld 03/04 /1 0 K(part)Bu y 01/ 13 / 10 K
A
80 .81 .
Bu y 01/19/10 J(ad d l )S o l d 04/22/10 L
82 .83 .84 .
V a n g u a r d E n e r g y ( V D E )
Vanguard Financials (VFH)
A
A
Dividend
Dividend
Bu y 01/13/10 K(ad d l )S o l d 03/ 04/ 10 K(part)Bu y 01/13/10 L
85 . Bu y 01/ 19 / 10(ad d l )
I. Income G ain C odes :( See C olu mns B I and D 4 )
2. Valu e C odes( See C olu mns C I and D 3 )
3.Valu e Method C odestSe e Co lumn C2)
=$1,000 or less=$50,001 - $100,000:$15,000 or Icss=$250,001 . $500,000
P3 =$25,000,001 - $50,000.000=Appraisal= B o o k V a l u e
B=$1,001 - $2,5~3G =$ 100,001 - $ 1,000,000K =$15,001 - $ 50.000O =$500.001 - $ 1,000,00oR = C os t ( R cal E s t a t e O nly )V : O t h e r
C = $ 2 ,5 01 -H 1 =$1 ,000,001 - $5,000,000L :$50,001 - $ 100,000P I =$1,000,001 - $5,000,000P4 =More than $50,000,000S = As s es s mentW = E s t imated
D =$5,001 - $15,000H 2 = Mor e than $ 5 ,000 ,000M - $ 1 00 ,001 - $ 25 0 ,000P2 =$5,000,001 - $25,000,000T - C a s h M a r k c l
E =$15,001 - $50.000
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N a m e o f P e r s o n R e p o r t i n gCLEMENT, EDITH B.
Date of Report09/08/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)
A. B. C. D.D escrip tio n o f A ssets Inco m e d urin g Gross va lue a t end Transac t ions dur ing repor t ing per iod( includ ing t rust a sse ts) reporting period of reporting period
(1) (2) (1) (2) (1 ) (2) (3) (4) (5 )Place "(X )" after each asse t A m ount T y p e ( e . g ., V alue V a lu e Type (e.g., D a t e Value Gain Id en tity o fexempt f rom pr ior d isc losure Code 1 div., rent, Co d e 2 Method buy, se l l , m m / d d / y y Co d e 2 Code 1 buyer /se l l e r(A-H) o r i n t . ) (J-P) C o d e 3 redem ption ) ( J - P ) (A-H) (if private(Q -W) transaction)
86 .
87.
88 .
89 .
S o l d 02/25/10 J(pa rt)S o l d 03/04/10 K(pa rt)S o l d 07/23/10 K(par t )Sold 09/02/10 K
90 .91 .92 .93 .94 .
95 .96 .97 .98 .99 .100.
Vanguard Healthcare (VHT)
Vanguard Industr ials (V IS)
Vanguard Info Technology (V GT)
A Dividend K
A Dividend K
A Dividend K
Bu y 01/13/10 J(ad d l )Bu y 01/19/10 J(ad d l )S o ld 03/04 /1 0 J(par t)Sold 09/02/10 J(par t)Bu y 01/13/10 K(ad d l )Bu y 101/19/10 J(ad d l )S o ld 03/04 /1 0 J(par t)Bu y 01/13110 K(ad d l )Bu y 01119/10 J(ad d l )Sold 03/04/10 K(par t)
101. Vanguard ln tl Eqty Ind ex FTSE All World(VEU)102. Vanguard Large Cap (VV )
B Dividend LA Dividend K
TT
Sold 07/23/10 K(par t)Bu y 01/13/10 K(ad d l )
1. In c o m e G a i n Co d es : A =$1,000 or less B = $1 .001 - $2 .500 C = $ 2,501 - $ 5,000 D = $5,001 - $15 ,000( S ee Co l um n s B 1 an d D4 ) F = $ 50,001 - $ 100,000 G = $100.001 - $1.000.000 H 1 =$ 1,000,001 - $ 5,000,000 H 2 = Mor e than $ 5 ,000 ,000
2. Value C o des J = $15,000 o r less K = $15 , 0 0 1 - $50 .0 0 0 L =$50,001 - $ 100.000 M =$100,001 - $250,000( See C olonms C I and D 3 ) N =$250.001 - $500.000 O =$500.001 o $ 1,000.000 P I =$ 1,000.001 - $5,000,000 P2 =$5,000,001 - $25,000,000
P3 ~ $25,000.001 - $ 50.000.000 P4 Mor e than $ 5 0 ,000 . 0003 . Valu e Method C odes Q = A p p r a i sal R = Cost (Real l!s tatc Only} S = As s es s ment T =Ca sh Ma rke t( S e e C o l u m n C 2 ) U = B ook Valu e V = O ther W = E s l imatcd
E =$15 ,001- $50,000
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FINANCIAL DISCLOSURE REPORTPage 10 of 14
N a m e o f P e r s o n R e p o r t in gCLEMENT, EDITH B.
Date of Report09/08/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions a n c t a d e s those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)
D e s c rip t io n o f A s s e ts In c o m e d u r in g( i n c l u d i n g t ru s t a s s e ts ) re p o r t i n g p e r i o d
(1 ) (2 )Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure C o d e I div., rent,
( A - H ) or i n t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d
(1) (2)Value V a l u eC o d e 2 M e t h o d(J-P) C o d e 3
( Q - W )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(1 ) (2) (3)Type (e.g. , Date V a l u e
buy, se l l , mm/dd /yy Code 2redempt ion) ( J - P )
( 4 ) ( 5 )Gain Identity of
Code 1 buyer/se l le r(A -H) (if private
transaction)
103.
104.
105. Van guard Materials (VAW )106.
107.108 . Vanguard Midcap (VO)
109.110.1 1 1 . V a n g u a rd R E I T ( V N Q )
A Dividend K
A Dividend
A Dividend
Bu y(addl)
S o l d( p a r t )T Bu y
(addl)Bu y
(addl)Sold(par t)
T Buy(ad d l )Bu y(ad d l )So ld(par t)Bu y
01/19/10 J03/04/10 K01/13/10 J01/19/10 J03/04110 J
01/13/10 K01/19/10 J03/04/10 K04/28/10 K
112. Sold 09/02/10 K A113. Vanguard Small Cap (VB)114.
115.
1 1 6 . V a n g u a r d T e l e c o m m u n i c a t i o n s S v c s ( V O X )117.
118.
119.
Vanguard Utilities (VPU)
A Dividend
B Dividend K
A Dividend
T Bu y 01/ 13 / 10 K(add l )Buy 01/19/10 J
(addl)Sold 03/04/10 J( p a r t )
T Buy 01/19/10 J(addl)Sold 03/04/l 0 J(part)Buy 01/13/10 J
(addl)Buy 01/19/10 J
(addl)
l . Income G ain ( odes :(Se e Co lumn s BI a n d D 41
2 . Valu e C odesISce C olu mns C I and D 3 1
3.V al ue M et h o d Co d es( Scc C olu mn ( 2 )
A :$ 1 . 000 or l es sF=$50 , 0 0 1 - $100.000J : $ 1 5 , 0 1 1 1 1 o r l e s sN =$250,001 - $500,000P 3 = $ 2 5 , 0 0 0 , 0 0 1 - $ 5 0 , 0 0 0 . 0 0 1 1Q=AppraisalU =Bo o k V ~l ue
B=$1.001 - $2,500G =$ 100,001 - $ 1.000,000K = $15.001 - $50,000O =$500,1101 - $1,000.000R Co s t (Re a l Es ta te On ly)V ~ O t h e r
C =$2,501 - $5,000H 1 =$ 1,000,001 - $5,000,000L =$50,001 - $ 100,000PI =$1,000,001 - $5,000,000P4 =More than $50,000.000S = As s es s mentW =Eslimated
D = $ 5 ,001 - $ 1 5 ,000H 2 = Mor elhan $ 5 ,000 ,000M= $ 1 00 ,001 - $ 25 0 ,000P2 =$5,000,001- $25,000,000T = C a s h M a r k e t
E = $ 1 5 ,001 - $ 5 0 ,000
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FINANCIAL DISCLOSURE REPORTPagellofl4
N a m e o f P e r s o n R e p o r t i n gC L E M E N T , E D I T H B .
Date of Report09/08/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a ~ u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)~] N O N E (No reportable income, assets, or transactions.)
A. B. C.D escription of A ssets In co m e d urin g Gross va lue a t end( inc luding t rus t asse ts ) rep orting period of reporting period
(l) (2) it) (2)Place " iX )" after each asse t A m oun t Type (e.g., Value V alue
exempt f rom pr ior d isc losure Code 1 div., rent, C o d e 2 M e t h o d(A-H) o r i n t . ) (J-P) C o d e 3( Q - W )
(1 )Type (e.g. ,
buy, se l l ,redempt ion)
Transac t ions dur ing repor t ing per iod(2) (3) (4) (5 )Date Value Gain Id en tity o f
mm/dd/yy Co de 2 Code 1 buyer /se l l e r(J-P) (A -H) (if private
I transaction)120.
121.122.
S o l d 03/04/10 J A(par t )So ld 07 /23/10 K A(par t )S o l d 09/02/10 J A
1 2 3 . V a n g u a r d W h i t e h a l l F u n d s ( V I G ) A D i v i d e n d B uy i 01113110 K124. B u y 01/19/10 J125. S o l d 04/22/10 L B126.127.
128.
V a n g u a r d H i g h Y i e l d C o r p A d m i r a l E D i v i d e n d M T( V W E A X )V a n g u a r d H i g h Y i e ld C o r p I n v e s to r B D i v i d e n d K T( V W E H X )V a n g u a r d I n t e r - T e rm T E A d m i r a l ( V W l U X B D i v i d e n d
S o l d 09/02/10 M(par t )
S o l d 06 /07 /10
129. V a n g u a r d S T I n v e s t m e n t G r a d e A d m i r a l C D i v i d e n d N T( V F S U X )130.
131.
132. V a n g u a r d S T I n v e s t m e n t G r a d e I n v e s t o r A D i v i d e n d K T( V F S T X )133 . U S Tre a sury B i l l , 0 8 / 12 / 2 0 10 C U S I P A In te res t
Sold 01/13/10 N(par t )S o ld 02 /1 2 /1 0 J(par t )Bu y 12/29/10 M(ad d l )
Bu y 05/13/10 M134. Redeemed 08/12/I 0 M135. U S T r eas u r y B i l l, 09 / 09 1 201 0 C U S I P~: , : . . . . . . . . . . . . . . . .. .136.
A In te res t Bu y 06/07/10 N R e d e e m e d 09/09/101 N
I . Income G ain C odes : A =$1,000 or less B ~$1 ,001 - $ 2,500 C = $ 2,501 - $ 5,000 D =$5,001 - $15,000( See C olu mns B 1 and D 4 ) F =$50,001 - $100,000 G =$ 100,0 01 - $1,000,0 00 H I = $1 ,0 00 ,00 1 - $5,00 0,0 00 H 2 = Mo re th an $5,0 00,00 02 . Valu e C odes J = $15.000 o r less K =$ 15,001 - $50,000 L =$50,001 - $100,000 M =$ 100,001 - $250,000( See C olu mns C I an t i D 3 ) N =$251) ,001 - $500,000 O =$ 50 0,0 01 - $ 1, 00 0,0 00 P I = $1 ,0 00 ,0 01 - $ 5,0 00 ,0 00 P2 =$5,000,001 o $25,000,000
P3 =$25.000.01) 1 - $50.000.000 P4 = M or e than $ 5 0 ,000 ,0003 . Valu e Method C odes Q = A p p r a i sal R =Cost {Real Estate Only) S = As s es s ment T = C as h Mar k et1 Sc C olu nm ( 2 ) U = B ook Valu e V - O t h e r W = E s t imated
E = $ 1 5 ,001 - $ 5 0 . 000
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FINANCIAL DISCLOSURE REPORTPage 12 of 14
N a m e o f P e r s o n R e p o r t in gCLEMENT, EDITH B.
Date of Repor t09/08/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , , ,a t . e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)N O N E (No reportable income, assets, or transactions.)
137.138.139.
140.141.
D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t ru s t a s s e ts ) re p o r t i n g p e r i o d(l ) ( 2 )
Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure C o d e 1 d i v . , r e n t ,(A-H) or i n t . )
US Treas ury B i l l , 03 / 03 / 2011 CUSIP
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2) (1 )
V a lu e V a lu e Type (e.g.,C o d e 2 M e t h o d b u y , s e l l ,
( J - P ) C o d e 3 r e d e m p tio n )( Q - W )
N o n e N
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)
Date V a l u e Gainm m/d d/yy Co d e 2 Code 1
(J-P) (A-H)
( 5 )Identity ofb u y e r / s e l l e r(if private
t r a n s a c t i o n )
US I-Savings Bonds (X ) B I n t e r e s tBank of Am erica c/o Com putersh are (X) A DividendSchwab Govt Money Fund (SW GX X) A Dividend
142. Devon Energy (Y )
Buy 09/08/10 M
K
Bu y 11/08/10 N(ad d l )
J
N
TT
Bu y 01/14/10 J
I . Income G ain C odes : A =$ 1,000 or less B =$ 1 ,001 - $2,500 C =$2 , 50 1 $5 , 0 0 0 D =$5,001 - $15,000(Se e C o lum ns B I an d D 4} F = $50 ,001 - $ |00 ,000 G = $100,001 - $1,000,000 H l = $1,000 ,001 - $5,000,000 H 2 = M ore tha n $ 5,000 ,000
2 . Valu e C odes J = $15,000 or less K = $15,001 - $ 50,000 L =$50,001 - $100,000 M = $ 100,001 - $250,000( See C ohlmns C I and D 3 ) N =$250.001 - $500,01)0 O =$ 500.001 - $ 1,000,000 P I = $1 ,000,001 - $ 5,000,000 P 2 = $5 ,000,001 - $ 25 ,000,000
P3 =$25,000,001 - $50.000,000 P4 =More than $50,000,0003 . Valu e Method C odes Q =A p p r a i sa l R = C os t ( R eal E s t a l e O nly l S = As s es s ment T = C a s h M a r k e t( See C olu nm C 2) U = B ook Valu e V - O t h e r W = E s t imated
E =$15,00.1 - $50,000
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IFINANCIAL DISCLOSURE REPORT IName of Person Reporting Date of ReportIPage 13 of 14 I CLEMENT, EDITh B. 09/08/2011V I II . A D D I T IO N A L I N FO R M A T I O N O R E X P L A N A T I O N S .a,,ai~,,,~., of report.)
P ar t VI I ,L i n e 1 4 2 . D e v o n E n e r g y - [ P a g e 5 , L i n e 2 0 , p r i o r r e p o r t ( 2 0 0 9 F D R ) . ] I t is n o l o n g e r n e c e s s a r y t o r e p o r t t h i s h o l d in g d u e t o t h e e m a n c i p a t io n o f a d e p e n d e n tL i n e 1 3 9 . U S I - S a v i n g s B o n d s - I n p r i o r F D R s , p r e p a r e r w a s u n s u r e o f n e c e s s i ty t o r e p o r t t h e s e b o n d s , h o w e v e r , i t w a s d e t e r m i n e d t h a t t h i s h o l d in g s h o u l d b erepor t ed and , t he re fore , i nc luded in t he 2010 F DR .L i n e 1 4 0 . B a n k o f A m e r i c a c / o C o m p u t e r s h a r e - f a i le d t o i n c l u d e p u r c h a s e i n f o r m a t i o n i n S e c t i o n D i n p r e v i o u s l y s u b m i t te d r e p o r t . T h i s a m e n d e d r e p o r tr in c lud es requi re in fo rmat io n .
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Name o f Pe rson Report ingC L E M E N T , E D I T H B .
D a t e o f R e p o r t09/08/2011
IX . CERTIFICATION.1 c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r y
p r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t h e r c e rt i f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a ti o n s .
Signature: S/EDITH B. CLEMENT
N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4)
Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544