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ECOR European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological Research University of Saarbrücken

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Page 1: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

Using realist ontology to link

patient records with terminologies

Dr. W. CeustersEuropean Centre for Ontological Research

University of Saarbrücken

Page 2: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research Affiliations and Partners

Page 3: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research Management

Directors Representatives of affiliates

AdvisoryBoard

Strategic Management Board

Page 4: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research Interoperability of

electronic health records

• By end 2006, Member States, in collaboration with the European Commission, should identify and outline interoperability standards for health data messages and electronic health records, taking into account best practices and relevant standardisation efforts.• Achieving a seamless exchange of health information across Europe requires common structures and ontologies of the information transferred between health information systems.

e-Health - making healthcare better for European citizens: An action plan for a European e-Health Area

COM (2004) 356 final, 30.4.2004, p17

Page 5: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

“Ontology”

An ontology defines the terms used to describe and represent an area of knowledge, and are used by people, databases, and applications that need to share domain information (a domain is a specific subject area, such as health or medicine).

OWL Web Ontology Language; Use Cases and RequirementsW3C Recommendation 10 February 2004

http://www.w3.org/TR/webont-req/

e-Health - making healthcare better for European citizens: An action plan for a European e-Health Area

COM (2004) 356 final, 30.4.2004, p17

Page 6: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

“Ontology”

• Ontologies need to specify descriptions for the following kinds of concepts:– Classes (general things) in the many domains

of interest – The relationships that can exist among things – The properties (or attributes) those things may

have

OWL Web Ontology Language; Use Cases and RequirementsW3C Recommendation 10 February 2004

http://www.w3.org/TR/webont-req/

Page 7: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

Focus of this presentation

• Ontology DOES HAVE a role in maximizing the potential uses of the EHCR– by making the contents understandable both for

humans and machines in the same way• Allows us to identify mistakes in current systems• gives us a methodology to do better

• But only on the condition that the RIGHT SORT of ontology is used

Page 8: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

Understanding content (1)

“John Doe has a pyogenic granuloma of the left thumb”

We see:

The machine sees:

Page 9: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

Understanding content (2)

<record><patient>John Doe</patient>

<diagnosis>pyogenic granuloma of the left thumb</diagnosis>

</record>

The XML misunderstandingWe see:

< >

< > </ >

< > </ >

</ >

The machine sees:

Page 10: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

Understanding content (3)

<129465004><116154003> John Doe </116154003>

< 8319008 > 17372009

<finding site> 76505004

<laterality>7771000</laterality>

</finding site>

</ 8319008 >

</129465004>XML-tags give humans some context, but tell the machine nothing more than where to store the data

Codes tell humans and machines where the “meaning” can be found

Page 11: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

The view of terminology• In Information Science:

– “An ontology is a description (like a formal specification of a program) of the concepts and relationships that can exist for an agent or a community of agents.”

• In Philosophy:– “Ontology is the science of

what is, of the kinds and structures of objects, properties, events, processes and relations in every area of reality.”

concept

term referent

Page 12: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research Summary of current deficiencies in

traditional and formal terminologiesbased on the concept paradigm

• Terms often require “reading in context”:– ICD: stomach for tumor in stomach

• Agrammatical constructions :– Several systems: Hepatitis, acute

• Semantic drift as one moves between hierarchies:– UMLS: fever ISA clinical exam ISA measurement ISA data

collection ISA information science

• labels for terms do not correspond with intended meaning:– SNOMED-CT: leg for lower limb or lower leg

• underspecification (leading to erroneous classification in DL-based systems)

• overspecification (leading to wrong assumptions with respect to instances)

Page 13: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

An underspecification example

Page 14: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

Current EHCR architecturesand message standards

are not any better !

1. They refer to such terminologies for most of the content

2. Their structures are built using the same error-prone approach

Page 15: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

CEN’s starting position for ENV13606 is ok

CEN ENV 13606

“The real world of health and health care is made up of individual clinical situations

(of which the participants are called “associate topics”), that are described by an EHCR author as clinical statements.

Within an EHCR system each clinical statement will be expressed as an elementary healthcare record entry.”

Page 16: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

CEN’s view on EHCR and reality

Reality

EHCR-architecture Terminology

Statements

<129465004><116154003> John Doe </116154003>< 8319008 > 17372009 <finding site> 76505004

<laterality>7771000</laterality> </finding site></ 8319008 >

</129465004>

Page 17: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

Architectural Component Attributes

CEN ENV 13606

ArchitecturalComponent

Componentunique identifier

OriginatingHealthcare

agent Originating

date and time

Relatedhealthcare

agent

Relateddate and time

Componentname structure

Subject of careidentifier

ComponentStatus information

DistributionRule Reference

Language

11

10..n

0..n

1

11

0..n

0..1

Refer to situations and statements and rely on terminology

Page 18: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research KMEHR-message

Page 19: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

KMEHR: element dayperiod/cd  

afterbreakfast  afterdinner  evening

afterlunch  afterlunch  morning

afternoon  beforebreakfast  night

beforedinner  beforelunch 

betweenbreakfastandlunch 

betweendinnerandsleep 

betweenlunchanddinner 

betweenmeals     thehourofsleep

Page 20: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

KMEHR: element duration

 unit enumeration: %vv  %wv  %ww  1 000/mm3mg/dl  amp  bag  bol bot  box  c  can cap  cc  cm  cmmcnt  ctr  daily  day dis  drm  fl  fld ...

Page 21: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

Patient sex

• male

• female

• Unknown ???

Page 22: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

From Speech Acts to Information Model

HL7-RIM

Entity

LanguageCommunication

CommunicationFunction

Role

Participation

Act

ContextStructure

RoleLink ActLink

Living subject person nonPersonLSPlaceOrganisationMaterial ManufacteredM Device Container

EmployeePatient

LicensedEntityAccess

ManagedParticipation

PatientEncounterControlActSupply DietWorkingListProcedureObservation PublicHealthcare DiagnosticImage

DeviceTaskSubstanceAdministrationFinancialContractAccountFinancialTransactionInvoiceElement

Page 23: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

Account ActRelationship ControlAct DeviceTask DiagnosticImage FinancialContract FinancialTransaction InvoiceElement ManagedParticipation Observation Participation PatientEncounter Procedure PublicHealthCase SubstanceAdministration Supply WorkingList Diet Act

A collection of classes including the Act class and its specializations. These relate to the actions and events that constitute health care services.

HL7: Acts contains :

Page 24: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

HL7: Acts contains :

Account ActRelationship ControlAct DeviceTask DiagnosticImage FinancialContract FinancialTransaction InvoiceElement ManagedParticipation Observation Participation PatientEncounter Procedure PublicHealthCase SubstanceAdministration Supply WorkingList Diet Act

A collection of classes including the Act class and its specializations. These relate to the actions and events that constitute health care services.

Page 25: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

Messy hierarchy

Act: A record of something that is being done, has been done, can be done, or is intended or requested to be done

Financial contract: A contract whose value is measured in monetary terms.Examples: Insurance; Purchase agreement

Acts: A collection of classes including the Act class and its specializations. These relate to the actions and events that constitute health care services.

Page 26: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

a representation of REALITY that is understandable for a computer and reflects the properties of the objects within its domain in such a way that there obtain substantial and systematic correlations between reality and the ontology itself.

My use of the word ontology,or: what we really need

Page 27: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

A look in the operating theatre

Haydom Lutheran Hospital, Tanzania

This surgeon

This amputation stump

A lot ofobjects present

This mask

This hand

with some relations

Part of

Page 28: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

A look in the operating theatre

Haydom Lutheran Hospital, Tanzania

This wound being closed by holding ...

That wound fluid

drained

A lot ofprocesses going on

This kocher being held in that hand of that surgeon

with some relations

Part of

Page 29: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research “Axiom”

• If the picture is not a fake, we (i.e., me and this audience) KNOW that that hand, that surgeon, ... EXISTED, i.e. WERE REAL.

• But importantly: that hand, surgeon, kocher, mask, ... EXISTED independently of our knowledge about them and also the part-relationship between that hand and that surgeon, and the processes going on, were equally real.

epistemology

ontology

Page 30: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

The blurr of possible worlds

Reality

EHCR-architecture Terminology

Statements

<129465004><116154003> John Doe </116154003>< 8319008 > 17372009 <finding site> 76505004

<laterality>7771000</laterality> </finding site></ 8319008 >

</129465004>

Observation(interpretation)

Page 31: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

“Axiom”

• Concept-based terminology (and standardisation thereof) is there as a mechanism to improve understanding of messages by humans.

• It is NOT the right device – to explain why reality is what it is, how it is organised,

etc., (although it is needed to allow communication), – to reason about reality, – to make machines understand what is real,– to integrate across different views, languages,

conceptualisations, ...

Page 32: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

Why not ?• Does not take care of universals and particulars

appropriately• Concepts not necessarily correspond to

something that (will) exist(ed)– Sorcerer, unicorn, leprechaun, ...

• Definitions set the conditions under which terms may be used, and may not be abused as conditions an entity must satisfy to be what it is

• Language can make strings of words look as if it were terms– “Middle lobe of left lung”

• ...

Page 33: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

Ontology versusDescription Logics

• In the Description Logic world – terms and definitions come first,– the job is to validate them and reason with them by

means of a model– but whether the model correspond to reality is not its

problem (Workshop on DL, Saarbrücken, 22-23/11/2004)

• In the realist ontology world – robust ontology (with all its reasoning power) comes

first– terms, term-hierarchies and record architectures must

be subjected to the constraints of ontological coherence

Page 34: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

(Simplified) Logic of classes• primitive:

– entities: particulars versus universals– relation inst such that:

• all classes are universals; all instances are particulars

• some particulars are not instances; e.g. some mereological sums

• subsumption defined resorting to instances:

Page 35: ECO R European Centre for Ontological Research Using realist ontology to link patient records with terminologies Dr. W. Ceusters European Centre for Ontological

ECOREuropean Centre forOntological Research

What is our message ?

• From “Good Characteristics of a EHCR” (Eurorec 1997,

Paris) to “Good characteristics of an Ontology”– Crucial: how does an “ontology” relate to reality

• Pragmatism is no excuse for sloppiness• Philosophical is no synonym for useless• Subject EHCR standards that deal with semantics

to a sound ontological analysis• EHCR is an ideal domain, because it deals with

real patients in real situations.• When building “models”, they should be related to

reality in the right way