duane a. hobbs : state civil service commission duane a....
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COMMONWEALTH OF PENNSYLVANIA
Duane A. Hobbs : State Civil Service Commission
:
v. :
:
Pennsylvania Department of :
Transportation : Appeal No. 29955
Duane A. Hobbs Heather M. Sharp
Pro Se Attorney for Appointing Authority
ADJUDICATION
This is an appeal by Duane A. Hobbs challenging his removal from
regular Roadway Programs Coordinator employment with the Pennsylvania
Department of Transportation. A hearing was held on October 18, 2018, at the
Strawberry Square Complex in Harrisburg, Pennsylvania, before Commissioner
Gregory M. Lane.
The Commissioners have reviewed the Notes of Testimony and
exhibits introduced at the hearing, as well as the Briefs submitted by the parties. The
issues before the Commission are whether the appointing authority established just
cause for appellant’s removal and whether appellant has established that his removal
was the result of discrimination.
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FINDINGS OF FACT
1. By letter dated June 1, 2018, appellant was notified
of his removal from regular Roadway Programs
Coordinator employment with the appointing
authority, effective June 4, 2018. Comm. Ex. A;
AA Ex. 4.
2. The letter provided:
The reason for your removal is your
Unsatisfactory Work Performance.
Specifically, you failed to properly
procure the correct quantities and
types of materials for county
maintenance projects.
A Pre-Disciplinary Conference was
held with you on April 2, 2018, and the
responses you gave were not
acceptable. Prior related discipline
includes a Level 2 Alternative
Discipline in Lieu of Suspension
(ADLS) with a Final Warning for
Unsatisfactory Work Performance
issued on October 12, 2017, and a
Level 1 ADLS for Unsatisfactory
Work Performance, Failure to Follow
Procurement Policies, and Violation of
Purchasing Card Procedures issued on
August 17, 2017.
Comm. Ex. A; AA Ex. 4.
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3. The appeal was properly raised before this
Commission and was heard under Section 951(a)
and Section 951(b) of the Civil Service Act, as
amended.
4. Appellant was employed by the appointing
authority as a Roadway Programs Coordinator
(hereinafter “RPC”) from May 8, 2017 to June 4,
2018. N.T. pp. 15-16, 297-298.
5. Appellant has a prior progressive disciplinary
history with the appointing authority. On
August 17, 2017, appellant received a Level-One
Alternative Discipline in Lieu of Suspension
(hereinafter “ADLS”), which served as a one-day
suspension for unsatisfactory work performance,
failure to follow procurement policies, and violation
of purchasing card procedures. On October 12,
2017, appellant received a Level-Two ADLS with a
final warning for unsatisfactory work performance
due to appellant’s failure to satisfactorily perform
purchasing and payroll processing duties. N.T. pp.
247-248, 249; AA Exs. 8, 9.
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6. When he started in the RPC position, appellant
received formal and informal training on how to
perform the RPC duties from Roadway Programs
Specialist Timothy Noel and Roadway Programs
Manager Scott Chronister. N.T. pp. 57-58.
7. As a RPC and pursuant to his training, appellant was
responsible for determining the correct quantity and
type of materials needed for an assigned paving
project and for performing the following paving
related duties:
Estimates quantities of materials and
time needed to assure county
operations will run without
interruption, which includes bidding of
rented equipment, ordering bituminous
and aggregates, and ordering winter
materials.
Manages the materials component of
Plant Maintenance, E-Procurement
and SRM Systems for the County.
Oversees the ordering and
management of all bulk materials for
field maintenance, including but not
limited to, aggregate, blacktop, liquid
bituminous, and salt.
N.T. pp. 51-52, 54-55; AA Ex. 1.
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8. Appellant was also trained and responsible for
communicating with the assistant managers to
determine what materials are needed for a project.
N.T. pp. 49, 59; AA Ex. 5.
9. Appellant was responsible for calculating and
procuring the final, correct quantities and types of
materials for the Interstate 83 Project and the State
Route 425 Project pursuant to the District’s bid
cycle. N.T. pp. 71, 136, 145-146, 183-185, 186-
187, 190-191; AA Ex. 2.
10. The bid cycle is the appropriate timeframe for a
RPC to order the required materials for his assigned
projects in order to prevent rash decisions,
difficulties, and errors in completing the projects.
N.T. pp. 67-68, 186-187; AA Ex. 2.
11. The Interstate 83 Project was a base repair job
designed to fix the roadway’s potholes between
Exits 10 and 16. N.T. pp. 142-143, 145.
12. Assistant County Maintenance
Manager Clint Leakway worked with appellant on
the Interstate 83 Project, where Leakway calculated
the project’s initial estimates. N.T. pp. 142-143.
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13. The Interstate 83 Project’s initial estimates were
3,000 tons of nine-and-a-half-millimeter “E mix”
for the project’s base repair, where the northbound
and the southbound roadways required 1,500 tons
of blacktop. N.T. pp. 142-143.
14. Leakway provided the Interstate 83 Project’s initial
estimates and start date of April 2, 2018, to
appellant during the staff meeting on February 28,
2018. N.T. pp. 65, 66, 147-148.
15. The State Route 425 Project required base repair,
which involves rutting, cracking, and milling the
pavement to provide the proper blacktop onto the
roadway. N.T. p. 62.
16. Assistant County Maintenance
Manager Gary Ishman worked with appellant on
the State Route 425 Project, where Ishman
calculated the project’s initial estimates. N.T. pp.
97, 103-104, 135.
17. The State Route 425 Project’s initial estimate 1,600
tons of the twenty-five-millimeter blacktop for the
project’s base repair and 8,700 tons of the nineteen-
millimeter blacktop for the project’s surface
treatment. N.T. pp. 103, 104, 135.
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18. Ishman provided the calculations to appellant
during the staff meeting on February 28, 2018. N.T.
pp. 65, 66, 100-101, 104-105, 106, 108-109.
19. Once he received the Assistant County Maintenance
Managers’ calculations, appellant was responsible
for ordering the appropriate type and amount of
materials for both District projects by March 2,
2018 pursuant to the bid cycle. N.T. pp. 72, 101-
102, 106, 109-110, 112-113; AA Ex. 2.
20. On March 16, 2018, Ishman discovered appellant
failed to order the twenty-five-millimeter blacktop
required for the State Route 425 Project’s base
repair. N.T. pp. 63-64, 115, 119-120, 168; AA Ex.
7.
21. After discovering appellant’s failure, Ishman and
Senior Highway Maintenance Manager Glenn
Rowe contacted Roadway Programs Specialist
Timothy Noel informing him about appellant’s
failure to procure the State Route 425 Project’s
materials. N.T. pp. 198-199, 217; AA Ex. 7.
22. Similarly, Rowe and Leakway contacted Noel
regarding the status of the Interstate 83 Project’s
materials after learning appellant failed to procure
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the State Route 425 Project’s materials. Noel
learned appellant failed to timely procure the
required 3,000 tons of nine-and-a-half-millimeter
blacktop called “E-mix” for the Interstate 83
Project. N.T. pp. 62-63, 198-199, 201; AA Ex. 6.
23. Rowe contacted Assistant District
Executive David Rock and Human
Resource Analyst Angela Kreiser to discuss
appellant’s work performance. N.T. p. 74.
24. After meeting with Rock and Kreiser, Rowe
gathered witness statements from the involved
Assistant County Maintenance Managers and
concluded appellant’s failures warranted a pre-
disciplinary conference (hereinafter “PDC”). N.T.
p. 75; AA Ex. 3.
25. Appellant attended his PDC on April 2, 2018. N.T.
pp. 30, 76-77; AA Ex. 3.
26. After appellant’s PDC, Human Resource
Analyst Angela Kreiser, Rock, and Rowe
concluded removing appellant from regular RPC
employment was appropriate. N.T. pp. 255-256.
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27. Human Resource Analyst 3 Brian Okuniewski
informed Kreiser that appellant’s removal was
approved and Kreiser prepared appellant’s removal
letter. Comm. Ex. A; N.T. pp. 259, 280; AA Ex. 4.
DISCUSSION
The issues in the present appeal are whether the appointing authority
established just cause for appellant’s removal and whether appellant has established
that his removal was the result of discrimination. The appointing authority charged
appellant with unsatisfactory work performance for failing to properly procure the
correct quantities and types of materials for county highway maintenance projects.
Comm. Ex. A.
The Commission will first consider whether the appointing authority
had just cause to remove appellant. The appointing authority bears the burden of
proving just cause for removal of a regular status employee and must prove the
substance of the charges underlying the removal. Long v. Commonwealth of
Pennsylvania Liquor Control Board, 112 Pa. Commw. 572, 535 A.2d 1233 (Pa.
Commw. 1988). Factors supporting the just cause removal of a civil service
employee must be related to the employee's job performance and touch in some
logical manner upon the employee's competency and ability to perform his job
duties. Woods v. State Civil Service Commission, 590 Pa. Commw. 337, 912 A.2d
803 (2006).
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In support of its charge, the appointing authority presented the
testimony of Assistant District Executive David Rock, Senior Highway Maintenance
Manager Glenn Rowe, Assistant County Maintenance Manager Gary Ishman,
Assistant County Maintenance Manager Clint Leakway, Roadway Programs
Manager Scott Chronister, Roadway Programs Specialist Timothy Noel, Human
Resource Analyst Angela Kreiser, and Human Resource Analyst 3 Brian
Okuniewski. In response, appellant testified on his own behalf.
Senior Highway Maintenance Manager Glenn Rowe and Assistant
District Executive David Rock described appellant’s responsibilities as a Roadway
Programs Coordinator (hereinafter “RPC”). N.T. p. 15. According to Rock,
appellant began his employment as a RPC in May 2017. N.T. p. 16. Rock explained
a RPC’s duties and responsibilities include procuring all goods and services,
including paving materials; assisting the highway maintenance manager and senior
highway maintenance manager with establishing the budgets and ensuring that
projects are completed; attending weekly staff meetings; and interacting daily with
the manager, the assistant managers, the office staff, and the field crews. N.T. pp.
17-18; AA Ex.1.
Rowe testified a RPC is responsible for determining the amount and
type of materials needed for a paving project. N.T. pp. 51-52. Rowe explained how
appellant’s position description also sets forth the following paving-related duties:
Estimates quantities of materials and time needed to assure
county operations will run without interruption, which
includes bidding of rented equipment, ordering
bituminous and aggregates, and ordering winter materials.
Manages the materials component of Plant Maintenance,
E-Procurement and SRM Systems for the County.
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Oversees the ordering and management of all bulk
materials for field maintenance, including but not limited
to, aggregate, blacktop, liquid bituminous, and salt.
N.T. pp. 54-55; AA Ex. 1 (p.2).
Additionally, a RPC is also responsible for communicating with the
assistant managers to determine what materials are needed for a project. N.T. p. 49.
Rowe explained that upcoming projects are discussed at staff meetings and a
calendar is produced, which sets forth when the materials for a project are needed
pursuant to the bid cycle. N.T. pp. 49-50. The weekly staff meeting reviews the
upcoming projects, the required cover equipment, and the required materials, such
as blacktop, for upcoming projects. Rowe, the assistant managers, the equipment
manager, and RPCs, including appellant, participate in the weekly staff meetings.
Rowe testified during the staff meeting on February 28, 2018, the participating
members discussed the required materials for the Interstate 83 Project and the State
Route 425 Project. N.T. pp. 65, 66.
Rowe explained appellant would have known his ordering
responsibilities for the Interstate 83 Project and the State Route 425 Project through
Ishman’s organized calendar, as well. According to Rowe, Ishman created an
organized calendar listing the appointing authority’s projects and required materials
in accordance with the bid cycle. N.T. pp. 66-67. Ishman distributed the calendar
to appellant. N.T. p. 108. The bid cycle is the appropriate timeframe for a RPC to
order the required materials for his assigned projects in order to prevent rash
decisions, difficulties, and errors in completing the projects. N.T. pp. 67-68, 186-
187; AA Ex. 2. Rowe testified the bid cycle presented the required materials for the
State Route 425 Project but not the Interstate 83 Project because the Interstate 83
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Project’s specialized materials were hauled by the appointing authority. N.T. p. 69;
AA Ex. 2. As a RPC, appellant was responsible for determining the final estimates
regarding the proper type and amount of materials necessary for assigned projects.
N.T. pp. 136, 145-146, 183, 184-185, 190-191. A RPC is then responsible for
contacting the district office to have the materials ordered. N.T. p. 50. Rowe
emphasized the essential functions of appellant’s position require him to
communicate effectively by oral, written, and electronic means. N.T. p. 55; AA Ex.
1 (p. 4). A RPC must provide the materials by the estimate date outlined on the
district’s bid cycle. N.T. p. 71. Rowe testified appellant was responsible for
ordering the projects’ materials by March 2, 2018 in conformity with the bid cycle.
N.T. p. 72; AA Ex. 2.
Assistant County Maintenance Manager Gary Ishman worked with
appellant on the State Route 425 Project. N.T. p. 97. The State Route 425 Project
required base repair. Base repair involves rutting, cracking, and milling the
pavement to provide the proper blacktop onto the roadway. N.T. p. 62. Ishman and
his crew were responsible for the State Route 425 Project’s base repair, surface
treating, paving, guiderail replacement, and total reconstruction of the roadway’s
repairs. N.T. pp. 98-99. Ishman calculated the estimated appropriate measurements
for the State Route 425 Project’s materials. The calculations were 1,600 tons of the
twenty-five-millimeter blacktop for the project’s base repair and 8,700 tons of the
nineteen-millimeter blacktop for the project’s surface treatment. N.T. pp. 103, 104,
135. Ishman emphasized the State Route 425 Project was time sensitive because a
bridge was being repaired in the middle of the project during early May 2018, which
would bring heavy construction trucks onto the newly paved roadway. N.T. pp. 103-
104.
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After several staff meetings related to the State Route 425 Project
beginning in fall of 2017, Ishman provided the calculations to appellant on
February 28, 2018. N.T. pp. 100-101, 104-105, 106, 108-109. Roadway Programs
Specialist Timothy Noel and Ishman testified once appellant received his
calculations, appellant was responsible for ordering the appropriate type and amount
of materials to the District by March 2, 2018. N.T. pp. 101-102, 106, 109-110, 112-
113, 216; AA Ex. 2. Specifically, for the State Route 425 Project, Noel explained
how appellant was responsible for submitting a job form to Noel in “XL” format
describing the material’s type, quantity, location, and specifications. N.T. p. 211.
Noel explained the bid cycle’s deadline was on March 21, 2018, because the material
requests must be submitted before the deadline or the secure drive holding the
requests would lock down and not allow any further material requests. N.T. pp. 212-
213, 238; AA Ex. 2.
Ishman explained according to the bid cycle, the State Route 425
Project’s materials bid must be awarded and posted by April 6, 2018. N.T. pp. 112-
113. According to Ishman, appellant did not return to him for any questions or to
confirm what materials were required for the State Route 425 Project. N.T. pp. 111,
124. Ishman testified appellant had all the information required to order the correct
type and amount of materials for the State Route 425 Project. N.T. p. 123. On
February 28, 2018, Roadway Programs Manager Scott Chronister sent an email
correspondence reminding appellant to submit the request for the State Route 425
Project’s materials. N.T. pp. 219, 221; AA Ex. 7. According to Roadway Programs
Specialist Noel, appellant initially submitted a request for 8,250 tons of nineteen-
millimeter blacktop for the State Route 425 Project on February 28, 2018. N.T. pp.
224-225.
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On March 16, 2018, Ishman realized there were issues regarding the
State Route 425 Project’s materials. Ishman was training in Uniontown Gap,1 where
he encountered Chronister. According to Ishman, Chronister informed him that he
did not have the State Route 425 Project’s materials. N.T. pp. 115, 168. Once
informed by Chronister, Ishman returned to the York County office and approached
appellant. According to Ishman, when asked if he ordered the twenty-five-
millimeter blacktop for the State Route 425 Project, appellant, “said he didn’t know
anything about it. And I told him, I said we discussed it at multiple staff meetings,
that, you know, we have to do the base repair first.” N.T. p. 116.
Ishman expressed how he felt in a panic because the March 2, 2018,
deadline for ordering the materials had passed and he was unsure how the materials
would arrive to the project site before the bridge would be under construction. N.T.
pp. 116-117. While speaking to appellant, Ishman noticed appellant’s notes, which
“said 19 millimeter, 25 millimeter, and nine and a half millimeter.” N.T. p. 117.
Ishman testified how appellant suggested the State Route 425 Project could simply
use the nineteen-millimeter blacktop for the base repair. However, Ishman corrected
appellant by explaining if the nineteen-millimeter blacktop was used for the base
repair, then the project would be 1,600 tons short of the required nineteen-millimeter
blacktop for the required paving. N.T. p. 118. Ishman explained to appellant how
the State Route 425 Project is on a timeline because the bridge will be under
construction causing a detour. N.T. pp. 118-119. Shortly thereafter, on March 16,
2018, appellant submitted an amended request for an additional 1,000 tons of
1 The location for the described training session has been called “Uniontown Gap,” “Indiantown Gap,” and “Fort
Indiantown Gap.” N.T. pp. 115, 168, 198. All are presumed to reference the same training.
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nineteen-millimeter blacktop and 1,600 tons of twenty-five-millimeter blacktop for
the State Route 425 Project’s materials to Noel. N.T. pp. 221-222, 225, 227-228;
AA Ex. 7.
Meanwhile, Assistant County Maintenance Manager Clint Leakway
worked with appellant on the Interstate 83 Project. N.T. pp. 142-143. Leakway
explained the Interstate 83 Project was a base repair job between Exits 10 and 16.
Leakway calculated estimates for how much material and what type of material was
required for the Interstate 83 Project. N.T. p. 145. Leakway’s calculated estimate
was 3,000 tons of nine-and-a-half-millimeter “E mix” for the project’s base repair,
because both the northbound and the southbound roadways each required 1,500 tons
of blacktop. N.T. p. 143. The Interstate 83 Project required the nine-and-a-half-
millimeter “E-mix” because of the volume of the Interstate’s daily traffic. N.T. p.
144.
Leakway provided his calculated estimates and the Interstate 83
Project’s start date of April 2, 2018 to appellant during the staff meeting on
February 28, 2018. N.T. pp. 147-148. Additionally, Leakway told appellant the
appointing authority would itself haul the 3,000 tons of nine-and-a-half-millimeter
“E-mix” to the project’s site. N.T. p. 148. Due to his history of working on
Interstate 83, Leakway was familiar with the roadway’s “E-mix.” N.T. pp. 146, 151.
Leakway testified that in his experience, providing appellant with the Interstate 83
Project’s materials on February 28, 2018, would give appellant enough time to
acquire the materials before the project’s start date on April 2, 2018. N.T. p. 152.
Leakway explained once a purchase order is requested, it is processed within two to
three weeks based on what type of material is requested. N.T. p. 152. After Leakway
gave appellant the Interstate 83 Project’s estimated calculations and material details,
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appellant never asked any follow up questions or requested assistance with the
project. N.T. pp. 152, 158. Leakway expected appellant to communicate to him
when he requested the purchase order. N.T. pp. 152-153.
According to Roadway Programs Specialist Noel, the materials
involved for the Interstate 83 Project were not on the appointing authority’s source
pickup list. As a result, appellant was responsible for sending out an individual bid
for the specific, specialized materials. N.T. p. 199. Once a RPC submits the
individual bid for the specialized materials, Noel forwards the request to different
entities for approval. According to Noel, a specialized request for materials would
take two and a half weeks to three weeks at a minimum to acquire a project’s
materials. N.T. p. 200.
In early March 2018, Leakway encountered Ishman, who informed him
how appellant failed to acquire the State Route 425 Project’s materials. N.T. p. 154.
After speaking with Ishman, Leakway contacted Noel and asked him to check on the
status of the Interstate 83 Project’s purchase order for its materials. Within a half
hour, Noel reported the Interstate 83 Project’s purchase order was never requested.
N.T. pp. 155-156. Later, on March 19, 2018, appellant requested 3,000 tons of the
nine and a half millimeter “E-mix.” N.T. pp. 205, 207; AA Ex. 6. Noel was
informed appellant was told in February 2018 to request the materials for the
Interstate 83 Project’s start date in April 2018. N.T. p. 208.
Upon learning the project’s purchase order was never requested,
Leakway approached Senior Highway Maintenance Manager Rowe and informed
him about appellant’s failure to properly acquire the Interstate 83 Project’s materials.
N.T. p. 156. Similarly, Ishman approached Rowe, Ishman’s supervisor, and reported
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appellant’s failure to properly order the State Route 425 Project’s materials. Ishman
testified appellant never told anyone in the county he did not order the twenty-five-
millimeter blacktop for the State Route 425 Project. N.T. pp. 120-121. Chronister
discussed with Noel and Ishman about how to acquire the materials and who would
transport the materials to the jobsite. N.T. p. 169. Chronister testified appellant
never contacted him about having issues procuring the materials for the State Route
425 Project and the Interstate 83 Project. N.T. pp. 170-171. Based on his meetings
with Ishman, Chronister, and Leakway, Rowe explained appellant did not timely
order the required 3,000 tons of nine-and-a-half-millimeter blacktop called “E-mix”
for the Interstate 83 Project. N.T. pp. 62-63. Appellant also failed to order the
twenty-five-millimeter blacktop required for the State Route 425 Project’s base
repair. N.T. pp. 63-64.
Rock, Rowe, Ishman, Leakway, and Noel emphasized how appellant’s
failures to procure the materials for the Interstate 83 Project and the State Route 425
Project adversely impacted operations. Rock emphasized appellant’s unsatisfactory
work performance affected operations because other employees had to help do
appellant’s job, which prevented these employees from performing their own work.
N.T. pp. 28-29. Rowe explained how appellant’s failure to properly order the
projects’ materials caused an “immediate panic because you actually have a pretty
tight schedule. So a lot of panic happened at that point. It causes a lot of people in
the district to get involved in trying to get this material ready as soon as possible.”
N.T. pp. 73-74. Rowe provided if materials are not timely ordered for a project,
other projects suffer due to the district’s tight project schedule. N.T. pp. 79-80.
Ishman emphasized how appellant’s failures in ordering the State Route 425
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Project’s materials led the team into a “panic mode.” N.T. p. 123. Since appellant
failed to submit the State Route 425 Project’s job request by March 2, 2018, Noel
only had three business days to acquire the project’s materials. N.T. p. 231.
Leakway testified the Interstate 83 Project’s start date was pushed back
to April 12, 2018 due to appellant’s failure to acquire the materials. N.T. p. 157.
Noel explained appellant’s failure to timely request the Interstate 83 Project’s
material shortened the timeframe for procuring materials, which normally takes
three weeks with an available vendor. N.T. p. 209. Noel described how appellant’s
failure to procure materials affected the projects’ timing, the media releases which
informed the public about the projects’ roadway closures, and the vendors. N.T. pp.
150, 201-202, 203, 204. Noel emphasized that shortening the bid period affected
vendors because “[s]ome vendors might not have the time or the manpower to
actually put in a legitimate bid within that timeframe.” N.T. pp. 202-203.
Notably, Rock, Rowe, and Noel presented how appellant’s poor
performance was not due to a lack of training. When appellant started in the position
of RPC, he received formal and informal training on how to perform the RPC duties
from Noel and Chronister. N.T. pp. 57-58. Noel stayed in York County for two to
three weeks to train appellant about a RPC’s daily operations and to oversee
appellant’s smooth transition into the position. N.T. pp. 180-181, 182. Noel trained
appellant about a RPC’s responsibilities for selecting the correct type and quantity
of materials for a project. N.T. p. 185. Noel also developed calculators to assist
appellant to calculate the material’s quantity. N.T. pp. 183-184. Noel provided and
explained the calculators, the SAP tab, which a RPC uses to calculate the final
estimate, and the appointing authority’s “apps” to appellant. N.T. p. 185. Noel
trained appellant regarding the appropriate timeframes, such as bid cycles, for
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procuring materials for projects. Noel further trained appellant regarding the
required pieces of information for paving projects, such as abiding by the calendar’s
schedule. N.T. p. 189. According to Noel, appellant appeared well-versed in the
SAP system to track and obtain information. Noel explained appellant was told how
the weekly staff meetings were the primary information gathering tool for a RPC.
Noel identified appellant’s Employee Training Transcript. N.T. p. 192;
AA Ex. 5. He also explained appellant completed the following courses related to a
RPC’s duties: RPC/ Business Manager Academy, R3 Purchasing, Account Codes,
Physical Inventory Counter, Physical Inventory Custodian, SAP Plant Maintenance
Overview, Highways Overview, and SAP Materials Overview. N.T. pp. 193, 194,
195, 196; AA Ex. 5. Noel emphasized appellant had the resources available and had
sufficient knowledge in order to procure materials correctly. N.T. p. 196. Noel
testified appellant called him less frequently than other RPCs who call for assistance.
N.T. pp. 197-198.
Appellant also received communications training from Noel to stress
the importance of preparing materials for paving projects. N.T. p. 59. Rock, Rowe,
and Noel suggested to appellant repeatedly he could call for assistance from the
seven RPCs in the District, who volunteer to travel to York to help appellant. N.T.
pp. 27, 35-36, 59-60. Rowe further ensured appellant he could reach out to him if
appellant faced any issues. Nonetheless, appellant did not express having issues
with performing his duties and did not ask for more training to help him perform
properly. N.T. p. 61.
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Human Resource Analyst Angela Kreiser was involved in appellant’s
prior progressive disciplinary history. N.T. pp. 245-246. First, on August 17, 2017,
appellant received a Level-One Alternative Discipline in Lieu of Suspension
(hereinafter “ADLS”), which served as a one-day suspension for unsatisfactory work
performance, failure to follow procurement policies, and violation of purchasing
card procedures. N.T. pp. 247-248; AA Ex. 8. At the time of appellant’s first pre-
disciplinary conference (hereinafter “PDC”), Assistant District Executive Rock also
became aware appellant was having communication issues because he was not
putting out work orders for the field, which resulted in numerous payroll errors. N.T.
pp. 23-24. Rock advised appellant to call the other RPCs in the county because the
other RPCs had been doing this type of work longer and would be able to give
appellant answers quickly. N.T. p. 23-24. Rock also stopped by a couple of different
times to open a line of communication with appellant in an attempt to help him. N.T.
pp. 24-25. However, appellant did not accept and follow Rock’s advice and his
unsatisfactory work performance issues continued. N.T. pp. 24-25. On October 12,
2017, appellant received a Level-Two ADLS2 with a final warning for unsatisfactory
work performance due to appellant’s failure to satisfactorily perform purchasing and
payroll processing duties. N.T. pp. 248-249; AA Ex. 9. Additionally, Noel
described how throughout the previous season, he would adjust bid cycles because
appellant was incorrectly performing his duties as a RPC. N.T. p. 234. Kreiser
explained appellant’s unsatisfactory work performance relating to the Interstate 83
Project and the State Route 425 Project was more serious than his previous work
performance failures because of the projects’ time sensitivity. N.T. pp. 261-262.
2 At the hearing on the instant appeal, the appointing authority requested that the Commission take administrative
notice of its adjudication of Duane A. Hobbs v. Pennsylvania Department of Transportation, Appeal No. 29769. N.T.
p. 249. Appellant did not object to this request. N.T. p. 249. The Commission takes administrative notice of our
decision in the matter of Duane A. Hobbs v. Pennsylvania Department of Transportation, where we concluded the
appointing authority presented evidence establishing good cause for imposing a Level-Two ADLS under Section 803
of the Civil Service Act, as amended. Duane A. Hobbs v. Pennsylvania Department of Transportation, Appeal No.
29769.
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When he became aware of appellant’s failures in procuring the projects’
materials, Senior Highway Maintenance Manager Rowe contacted Rock and Kreiser
to discuss appellant’s unsatisfactory work performance regarding the Interstate 83
Project and the State Route 425 Project. N.T. pp. 74, 250-251. After meeting with
Rock and Kreiser, Rowe gathered witness statements from the involved assistants.
Rowe and Kreiser concluded a PDC was warranted based on appellant’s failures.
N.T. pp. 75, 250.
Rowe, Rock and Kreiser attended appellant’s PDC on April 2, 2018.
N.T. pp. 30, 76-77; 254; AA Ex. 3. Kreiser and Rowe coordinated in creating and
revising the PDC’s questions, which were based on the witness statements
information regarding the projects’ materials. N.T. pp. 76-77, 252, 259. Kreiser
determined what the appointing authority’s charges were going to be presented in
appellant’s PDC notice. Kreiser explained how unsatisfactory work performance is
when an employee fails to perform his job duties as described in the job’s
description. N.T. pp. 262-263. Kreiser selected the charge of unsatisfactory work
performance because appellant’s actions revealed he was not performing his job
duties correctly. N.T. p. 253; AA Ex. 3.
According to Rock, at the PDC, appellant indicated that he did not
believe he did anything wrong because the District managed to get the work done.
N.T. p. 32. Appellant also provided unclear answers by providing details for
Interstate 83 Project’s requirements to questions regarding the State Route 425
Project. N.T. p. 254. After the PDC, Rowe, Rock and Kreiser discussed the severity
of the scenario, appellant’s unsatisfactory work performance, the cost to the county,
and the cost to the district office. N.T. pp. 78, 80, 255-256. Kreiser, Rock, and
Rowe concluded removing appellant from regular RPC employment was appropriate
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not only because of his prior progressive disciplinary history, but also due to his
failures despite receiving additional time, training, and resources to perform his job
duties as a RPC. N.T. pp. 33-34, 78, 80, 255-256. Consequently, Kreiser submitted
the request recommending appellant’s removal N.T. p. 259.
Human Resource Analyst 3 Brian Okuniewski received and reviewed
appellant’s removal request. The removal request contained witness statements,
documents related to the materials procurements for the Interstate 83 Project and the
State Route 425 Project, and appellant’s prior progressive disciplinary history. N.T.
pp. 275-276. Okuniewski concurred with the recommendation for appellant’s
removal and drafted a request for appellant’s removal to be sent to the appointing
authority’s Deputy Secretary for Administration for final approval. N.T. p. 278.
Okuniewski received the final approval to remove appellant and informed Kreiser
that appellant’s removal was approved. N.T. p. 280. Okuniewski explained
appellant’s removal was the next consistent level of discipline because of appellant’s
prior progressive disciplinary history. N.T. p. 281.
Once she received the final approval from Okuniewski, Kreiser
prepared appellant’s removal letter. Comm. Ex. A; N.T. p. 259; AA Ex. 4. After
preparing appellant’s removal letter, Kreiser arranged with Rock and Rowe to meet
at York County to deliver the letter to appellant. N.T. p. 262. On June 1, 2018,
Rowe hand delivered appellant’s removal notice letter signed by Executive
Director Michael Keiser. Comm. Ex. A; N.T. p. 83; AA Ex. 4.
In response to the appointing authority’s presentation, appellant
testified on his own behalf. Appellant was employed by the appointing authority as
a RPC from May 8, 2017 to June 4, 2018. N.T. pp. 297-298. Appellant contended
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he submitted the material requests before the Interstate 83 Project’s start date and
the State Route 425 Project’s start date. N.T. pp. 299-300. Appellant asserted since
he submitted the material requests prior to the winter weather conditions and before
the projects’ start dates, he performed his duties. N.T. pp. 300-301.
Appellant explained his experience in creating material requests for
specialized materials and blacktop. N.T. pp. 301-302. Regarding the State Route
425 Project’s blacktop, appellant contended he could adjust beyond the project’s
calculated estimates on a material request. N.T. p. 303. Appellant admitted to
submitting the initial material request for the State Route 425 Project’s blacktop.
N.T. pp. 304-305; AA Ex. 7. Appellant asserted the blacktop plants’ quality control
people would not allow the crews to acquire the blacktop during the winter months
due to the freezing temperatures. N.T. pp. 306-307. Regarding the Interstate 83
Project’s material request, appellant argued “there were so many cold days, that there
wasn’t much interest in starting that early, ahead of the bid cycle that was set up for
April 6th.” N.T. p. 309. Appellant admitted he submitted the Interstate 83 Project’s
material request before the project’s start date. N.T. pp. 310-311, 312; AA Ex. 6.
Having carefully reviewed the record, the Commission finds the
appointing authority met its burden to show just cause to remove appellant. In
support of our conclusion, we find credible the testimonies of David Rock,
Glenn Rowe, Gary Ishman, Clint Leakway, Scott Chronister, Timothy Noel,
Angela Kreiser, and Brian Okuniewski.3
3 It is within the purview of the Commission to determine the credibility of the witnesses. State Correctional Institution
at Graterford, Department of Corrections v. Jordan, 95 Pa. Commw. 475, 478, 505 A.2d 339, 341 (1986).
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As a RPC, appellant was responsible for timely determining the
material’s type and correctly estimating the material’s quantity for an assigned
project. Additionally, as a RPC, appellant was responsible for requesting a project’s
materials in accordance with the bid cycle. The appointing authority emphasized
appellant was required to submit the Interstate 83 Project’s special procurement
request and the State Route 425 Project’s job form by March 2, 2018 for the
materials to be prepared by April 2, 2018. Nevertheless, despite receiving extensive
training and having numerous resources for support, appellant failed to properly
submit the Interstate 83 Project’s special procurement request and the State Route
425 Project’s job form by March 2, 2018.
Appellant contended since he submitted the material procurement
requests prior to the winter weather conditions and before the projects’ start dates,
he essentially performed his duties. The Commission is not convinced by
appellant’s attempted excuses for his unsatisfactory performance. The appointing
authority’s witnesses credibly explained how appellant’s failures to properly request
the projects’ materials caused immediate panic and substantial project delays,
affected the timing of media releases for the public’s safety, and adversely impacted
vendors, the appointing authority’s employees, and its ability to ensure both projects
would be completed. Additionally, appellant’s prior progressive disciplinary history
exhibits appellant’s continuous unsatisfactory work performance leading up to his
removal. Appellant’s failures to properly and timely procure the materials for the
Interstate 83 Project and the State Route 425 Project negatively reflect upon his job
performance and his competency and ability to perform his job duties. Woods,
supra.
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The Commission now turns to appellant’s discrimination claims.
Specifically, appellant has alleged discrimination based upon his gender, his veteran
status, and from contacting the Bureau of Office Service’s4 (hereinafter “BOS”) help
desk. Comm. Ex. B. In an appeal alleging discrimination, appellant bears the burden
of establishing the personnel action was due to discrimination. Henderson v. Office
of the Budget, 126 Pa. Commw. 607, 560 A.2d 859 (1989) petition for allowance of
appeal denied, 524 Pa. 633, 574 A.2d 73 (1990). In analyzing claims of
discrimination5 under Section 905.1 of the Act, appellant has the burden of
establishing a prima facie case of discrimination by producing sufficient evidence
that, if believed and otherwise unexplained, indicates more likely than not
discrimination has occurred. 71 P.S. § 741.951(b); 4 Pa. Code § 105.16; Department
of Health v. Nwogwugwu, 141 Pa. Commw. 33, 38, 594 A.2d 847, 850 (1991). The
burden of establishing a prima facie case cannot be an onerous one. Henderson, 126
Pa. Commw. at 616, 560 A.2d at 864.
Once a prima facie case of discrimination has been established, the
burden of production then shifts to the appointing authority to advance a legitimate
non-discriminatory reason for the personnel action. If it does, the burden returns to
appellant, who always retains the ultimate burden of persuasion, to demonstrate that
the proffered merit reason for the personnel action is merely pretext. Id. at 614-615.
4 BOS provides procurement services, bracket services, and facilities management services for the appointing
authority. N.T. p. 246.
5 The Act addresses both “traditional” and “procedural” discrimination. “Traditional discrimination” encompasses
only those claims of discrimination based on race, sex, national origin or other non-merit factors. “Procedural
discrimination” refers to a technical violation of the Act. In a case where an employee alleges a technical violation,
no showing of intent is required. There must be evidence, however, to show that the employee was harmed by the
technical noncompliance or that because of the peculiar nature of procedural impropriety that he or she could have
been harmed, but there is no way to prove that for certain. Pronko v. Department of Revenue, 114 Pa. Commw. 428,
439, 539 A.2d 456, 462 (1988); 71 P.S. § 741.905a.
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In particular, an employee claiming disparate treatment must demonstrate he or she
was treated differently than others. Nwogwugwu, 141 Pa. Commw. at 40, 594 A.2d
at 851.
Concerning appellant’s discrimination claims, appellant has failed to
present evidence substantiating a prima facie case of discrimination. Appellant
initially alleged on his Appeal Request Form that his removal was the result of
discrimination on the basis of his gender, veteran’s status, and on other non-merit
related factors, which he asserted were from contacting the BOS help desk. Comm
Ex. B. However, appellant did not present evidence during the hearing in support of
his claims. N.T. pp. 297-322. Appellant only raises his assertions supporting his
discrimination claims in his timely filed Brief. Since appellant has failed to present
any evidence on the record created at the hearing in support of his discrimination
claims, we will not consider his arguments supporting his discrimination claims
advanced within his Brief. Moreover, the appointing authority presented credible
testimonies concerning the legitimate, non-discriminatory reasons for which
appellant was removed.6 These reasons, detailed above, were merit-related
deficiencies in appellant’s performance, and clearly provided just cause to remove
appellant. Henderson, supra.
6 Moreover, the appointing authority’s witnesses consistently and credibly testified appellant’s removal was not based
on appellant’s gender, appellant’s veteran status, or the fact appellant contacted the BOS help desk. N.T. pp. 36-37,
84-85, 265, 285-286.
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Based on the foregoing, the Commission finds the appointing authority
had just cause to remove appellant due to appellant’s most recent unsatisfactory
work performance and prior progressive disciplinary history. The Commission also
finds appellant has failed to present evidence to support his claims that his removal
was the result of discrimination. Accordingly, we enter the following:
CONCLUSIONS OF LAW
1. The appointing authority has presented evidence
establishing just cause for removal under Section
807 of the Civil Service Act, as amended.
2. Appellant has failed to present evidence
establishing discrimination violative of Section
905.1 of the Civil Service Act, as amended.
ORDER
AND NOW, the State Civil Service Commission, by agreement of two
of its members,7 dismisses the appeal of Duane A. Hobbs challenging his removal
from regular Roadway Programs Coordinator employment with the Pennsylvania
7 Commission Chairman Teresa Osborne, who took office March 22, 2019, did not participate in the discussion of or
decision for this appeal.
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Department of Transportation and sustains the action of the Pennsylvania
Department of Transportation in the removal of Duane A. Hobbs from regular
Roadway Programs Coordinator employment, effective June 4, 2018.
State Civil Service Commission
Gregory M. Lane
Commissioner
Bryan R. Lentz
Commissioner
Mailed: October 17, 2019