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AOlO Rev. 112008
FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2008
I. Person Reporting (last name, first. middle initial) 2. Court or Organization
Wooten, Terry L. U.S. District Court, SC
4. Title (Anicle Ill judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or pan-time)
D Nomination. Date
District Court Judge-Active D Initial 0 Annual
Sb. D Amended Repon
D Final
Report Required by the Ethics in Government Act of 1978 (5 USC. app. §§ !Ol-l I l)
3. Date of Report
05/12/2009
6. Reporting Period
01/01/2008 to
12/31/2008
7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance
McMillan Federal Building with applicable Jaws and regulations.
401 West Evans Street Florence, South Carolina 29501
Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you ha1•e no reportable information. Sign on last page.
I. POSITIONS. (Reporting individual only; see pp. 9-13 ofjiling instructions.)
[Z] NONE (No reportable positions.)
POSITION
I.
NAME OF ORGANIZATION/ENTITY
2.
3.
4.
5.
II. AGREEMENTS. (Reporting individual only; •ee pp. 14-16 uffiling instruction>.)
[Z] NONE (No reportable agreements.)
......
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PARTIES AND TERMS
I.
2.
3.
ITEMS PAID
3.
2.
FINANCIAL DISCLOSURE REPORT
Page 2 of7
Name of Person Reporting
Wooten, Terry L.
Dale of Report
0511212009
Ill. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-U of filing instructions.)
A. Filer's Non-Investment Income
[ZJ NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yours, not spouse's)
I.
2.
3.
4.
B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting Y""· complete this section.
(Dollar amount not required except for honoraria.)
D NONE (No reportable non-investment income.)
SOURCE AND TYPE
I. 2008
2.
4.
IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.
(Includes those Jo spouse and dependent children: see pp. 15-27 o/jiling instructions.)
[ZJ NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE OR PROVIDED
I.
3.
4.
5.
4.
FINANCIAL DISCLOSURE REPORT
Page 3of7
Name of Person Reporting
Wooten, Terry L.
Date of Report
- 05/12/2009
V• GIFTS. (lnc/udel· those to spouse und dependent L'hi/dren; see pp. 18-31 of filing instructions.)
(ZJ NONE (No reportable gifts.)
SOURCE DESCRIPTION VALUE
I.
2.
3.
4.
5.
VI, LIABILITIES. (Includes tho>e of spouse and dependent d1i/dren; see pp. 31-33 of filing instructions.)
(ZJ NONE (No reportable liabilities.)
CREDITOR DESCRIPTION VALUE CODE
I.
2.
3.
5.
i I._
Mutual
-FCU
Bank
ankofSC
Global
American
Equity
International
----- ···-------·
(5)
i
FINANCIAL DISCLOSURE REPORT
Page 4of7
Name of Person Reporting
Wooten, Terry L.-
Date of Report
0511212009
VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see pp. 34-60 offilinc instructions.;
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
B. Income during
reporting period
(I) (2)
c. Gross value at end of
reporting period
(I) (2) (I)
Place "(X)" after each asset
exempt from prior disclosure
Amount Type (e.g., Value Value Type (e.g .•
Code I div .. rent. Code 2 Method buy, sell,
(J-P) Code J (Q-W)
(A-H) or int.) redemption)
Fund A Dividend K T
2. 9worldwide Fund A Dividend J T
3. Mutual Fund A Dividend Sold
4. c Interest L T
c Interest M T
c Interest J T
7. ederal Credit Union A Interest L T
8. -Bank A Interest J T
9. Liquid Asset Fund-money A Interest K T mar e
Dividend Growth S A None J TECB
Opportunities FD A None J T
12. .. Equity Inc B A Dividend J T
Growth A Dividend J T
Equity A Dividend J T
15. -Stock Fund A Dividend J T
16. Fund A Dividend J T
17. Equity Fund A Dividend J T
I. Income Gam Codes: A =SI ,UOU or les3 B =51.00t -S2.500 C =Sl.50 I - S5.DOO
(Sec Columns BI and 04) F=S50.00 I - S J00.000 G =SI 00,00 I - S 1,000,000 ll I =S 1.000,00 I • 55,000.000
2. Value Codes J =S 15,000 or les) K =S 15.00t - SS0.000 l=S50,00I - SI00.000
(Sec Columns Cl and DJ} N=S250,00I - 5500,000 0 =S500,00I -Sl,000,000 Pl =Sl.000,001 - S5.000.000
PJ =S25,000,00I - SS0,000,000 P4 =More 1han SSOJX)0,000
3. Value Method CtJ4es Q =Apprabal R =Cost (Real Eslale On!_y) S = A!)s sment
(See Column C2) U=Book Value V =Other W ::Estimated
D.
Transactions during reporting period
(2) (J) (4) Date Value Gain
Month - Code 2 Code I
Day (J-P) (A-ll)
10106 K
D=S5.00t ·515.000
Ill=More than 55.000,000
M =SI00.001 -5250.000
P2 =S5,000.00I - S25.000,000
T =Cash Market
Identity of
buyer/seller
(if private I transaction) I
- - --------------J
left on in 2007 and 2 008
E =St5.00I -S50.000
c
L,. ,, I
_L
.--·--------- (I) (2) (I) (2) I
i
I i
Name or Person Reporting Dale or Report FINANCIAL DISCLOSURE REPORT
Page 5of7 Wooten, Terry L. 05/12/2009
VII. INVESTMENTS and TR u STS -- income, value, transactions (Includes those of spouse and dependent children; SU pp. 14-60 of filing instructions.)
NONE (No reportable income. assets. or transactions.) D A. B D.
Description of Assets Income during Gross value al end of Transactions during reporting period
(including trusl asscls) rcporling period reporting period
(I) (2) (3) (4) Place "(X)" after each asscl Amount Type (e.g . . Value Value Type (e.g .. Dale Value Gain Identity of !i (5)'Code I. ., .,."00"" div .. rent. Code 2 Method buy. sell. Monlh - Code 2 Code I buyer/seller
(A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (ifprivale I (Q-W)
·-- .s i
_ ____ i
Strategist Fund A Dividend T
Dividend Growth Securities A Dividend T
American Opportunities A Dividend T
Aggressive Growth Fund A Dividend T
A Dividend T
checking A Interest T
(CD) A Interest T
redit Union B Interest L T
26.
I. Income Gain Codes: I\ =S 1.000 ur less B "Si.Olli - S2.500 C =Sl.50 i - SS.IKXI D =SS.OOi -SiS.11110 E =SIS.O<ll -SS0.000
{Sec Columns BI and 04) F =S>o.001 - s1110.ooo G =SIOO.IKll -Sl.000.000 fl I =S 1.000.llOi -SS.11110.IXXI H2 =<More th.:m S5.000.000
2. Value Codes J =Sl5.000 or le!i.:. K =Sl5.IKll -SS0.000 L =SSO.<Xli - SI00.0110 M =SIOO.OOi - 5250.0011
(See Columns Cl and DJ) N =S2Sll.Olll - SS00.000 0 =SS<Xl.00 i -Si .OO<l.000 Pl =Sl.000.00i - SS.000,000 r2 =ss.000.001 - s2s.ooo.ooo
Pl s2s.ooo.ooi - sso.orn1.ooo P4 =More than S50,000.000
J. Value Method Codes Q =Appraisal R =Cosl (Real Estate Only) S =Assessment T =Cash Market
{See Column Cl) U =Book V .ilue V :;Other W =Estimated
. .
FINANCIAL DISCLOSURE REPORT
Page 6 of7
Name of Person Reporting
Wooten, Terry L.
Date of Rrport
05/12/2009
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of Report.)
FINANCIAL DISCLOSURE REPORT
Page 7of7
Name of Person Reporting
Wooten, Terry L.
Date of Report
05/ 2/2009
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 V.S.C. app. § I 04)
FILING fNSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
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AO 10 Rev. 112008
FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2008
I. Person Reporting (last name. first. middle 1nitiul) 2. Court or Organization
Wooten, Terry L. U.S. District Court. SC
4. Title (Article III judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time)
D Nomination, Date
District Court Judge-Active D Initial 0 Annual
Sb. D Amended Report
D Final
Repor/ Required by the Ethics in Government Ac! of 1978 (5 U.S.C app. _II§ /0/-111)
3. Date of Report
0511212009
6. Reporting Period
01/01/2008 to
12/31/2008
7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance
McMillan Federal Building with applicable Jaws and regulations.
401 West Evans Street Florence, South Carolina 29501
Reviewing Officer Date
/JIJPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
I. POSIT} 0 NS. (Reporting individual only; »ee pp. 9-13 ofjiling imtm,·tion».)
[ZJ NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY
II. AGREEMENTS. (Reporting individual only; ,-ee pp. 14-16 of filing instruction...)
[ZJ NONE (No reportable agreements.)
I.
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PARTIES AND TERMS
2.
3.
hecking
. ' .
Q
FINANCIAL DISCLOSURE REPORT
Page 5 of7
Name of Person Reporting
Wooten, Terry L.
Date of Report
05/1212009
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. C. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I} (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
18. -Strategist Fund A Dividend J T
19. -Dividend Growth Securities A Dividend J T
20. -American Opportunities A Dividend J T
21. ggressive Growth Fund A Dividend J T
22. tock Fund A Dividend J T
23. A Interest J T
24. CD) A Interest J T
-25. - B Interest L T
26. - c Interest L T
CJ ,__, = ..... (/) =
XJG -=
r-r·, m o . = (/) ::-'-·-
r- () c:�� N l"7'i ::::0 - ....0 rTJ - "" oJ>
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"TJr- fT!"TJ
0G rTJ .t=
CJ
I. Income Gain Codes: A =Sl,000 or less B=Sl,00t-S2,500 C =S2,l0 I -$5,000 O=Sl,001 -SIS.ODO E =$15,001 -$50,000
(See Columns BI a nd 04) F =SS0,001 -SI00,000 G =SI 00,00 I -S 1,000,000 HI =Sl,000,001-$5,000,000 H2 =More than $5,000,000
2. Value Codes J =S 15,000 or less K =Sll,001 -$50,000 L =$50,00 I -SI 00,000 M =S 100,001 -$250,000
{Sec Columns Cl and 03) N =$250,00t -$500,000 O =Sl00,001 -Sl,000,000 Pl =Sl,000,001 -Sl,000,000 P2 =SS,000,001 - $25,000,000
Pl =$25,000,001 -$50.000,000 P4 =Mo r e than $50,000,000
3. Value M etho d Codes Q =Appraisal R ==Cost (Real Estate Only) S =Assessment T =Cash M arket
(See Column C2) U =Book Value V =Other W ""Estimated
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
-Wooten; Terry L. 05/12/2009Page 2of7
III. N 0 N-INVESTMENT IN CO ME. (Reporrini: indil'idua/ and spuuse; Jee pp. 17-24 offi/ing imrru<tiun>.)
A. Filer's Non-Investment Income
[ZJ NONE (No reportable non-investment income.)
I.
2.
SOURCE AND TYPE TN COME (yours, not spouse's)
3.
4.
B. Spouse's Non-Investment Income - lj you were married durini: any porrion of the reporting year, wmplete thi> >e<·tion.
(Dollar amount no/ required ex,·epl {Or honoraria)
0 NONE (No reportable non-investment income.)
SOURCE AND TYPE
I. 2008
2.
3.
4.
IV. REI MB URSEJ.\'J ENTS -- trunsportution, lodging.food, entertainment.
(Includes those to spouse and dependen t children: see pp. 25-27 offiling instructions.)
[2J NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
I.
3.
5.
FINANCIAL DISCLOSURE REPORT
Page 3of7
Name of Person Reporting
Wooten, Terry L.
Dare of Reporl
05/12/2009
V. GIFTS. (lncludn those to spouse und dependent L·hildren,- 3·ee pp. 28.J J of filing instructions.)
[2J NONE (No reportable gifts.)
SOURCE DESCRIPTION
I.
VALUE
2.
3.
4.
5.
VJ. LIABILITIES. (Includes thn>e of spouse and dependent children; >'Upp. 31-33 ofjiling instru<tions.)
[2J NONE (No reportable liabilities.)
CREDITOR DESCRIPTION
I.
VALUE CODE
2.
3.
4.
l -
(5)
-Bank
lobal
Equity
artners
------
FINANCIAL DISCLOSURE REPORT
Page 4of7
Name of Person l{eporting
Wooten, Terry L.
Date of Report
05/12/2009
VII. INVESTMENTS and TRUSTS - incvme, value, transactions r1nc1udes those of spouse and dependent children; see pp. 14-60 offiling insrrucrions.J
0 NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
B.
Income during
reporting period
(I) (2)
c.
Gross value at end of
reporting period
(I) (2)
D. , _ ·--. .------..,
Trnnsaclions during reporting period
(I) (2) (3) (4) Place "(X)" after each asset
exempt from prior disclosure
Amount Type (e.g., Value Value Type (e.g .. Date Value Gain Identity of Code I div., rent, Code 2 (A-H) or int.) (J-P)
I. .Mutual Fund A Dividend K
2. 99Vorldwide Fund A Dividend J
3. utual Fund A Dividend
4. cu c Interest L
5. -Bank c Interest M
6. c Interest J
7. -Federal Credit Union A Interest L
8. A Interest J
9. iquid Asset Fund-money A Interest K e
Dividend Growth S A None J B
11. - American Opportunities FD A None J
Inc B A Dividend J
13. Equity Growth A Dividend J
14. - International Equity A Dividend J
15. tock Fund A Dividend J
Fund A Dividend J
17. _.pecial Equity Fund A Dividend J
I. Income Gain Codes: A =S 1,000 or les !l =St.001 · S2.5UO
(See Columns BI and 04) F =S50,00 I - SI 00.000 G =SI00.0 0 1 -SJ.000.000 2. Value Codes J =S15.00U or ks::. K =515,001·550.000
(Sec Columns CI and 03) N =S250,00 t · S500,000 0 =5500,001 - 51,000,UOO
PJ =525,000.00t · SS0.000,000
3. Value Method Codes Q =Appraisal R =Co::.1 (Real fatale Only)
(See Column C2) U =Book Value \'=Other
Method buy, sell. Month- Code 2 Code I
Code 3 redemption) Day (l-P) (A-H)
(Q-W)
T
T
Sold 10106 K
T
T -.'
T
- ·
T
T
T
T
T
T
T
T
T
T
T
C =S2.50t - 55,000 D=S5.00t -515.000
HI =Sl.000.001 - S5,000.000 HZ =Mure than 55,000, 000
L =S50.00I -$100,000 M =5100,001 · 5250,000
Pl =S1.<l00.001. S5.ooo.ono Pl =55,000,00t - S25.000,000
P4 "'More !han S50.0DO.OOU
S = A.s::.e::.:-.menl T -"'Cash Markel W "'btimated
·------
buyer/seller
(if private
transaction) .----- -----
left on in 2007 and 2 008
E =St5,001 - S50,000
L_:··
T
(I) (2)
Nam.: of Person Reporting Dale of Reporl FINANCIAL DISCLOSURE REPORT
Page 5 of 7 Wooten, Terry L. 05/12/2009
VII. INVESTMENTS and TRUSTS -- incume. •·a/lie. rrunsactiuns anc1udes those of'P""" and dependent chitdren; ,., pp. 14-60 of fiting instructions.)
D NONE (No reportable income, assets. or transactions.)
A. B. c. D.
Description of Assl.'.:ts Income during Gross value at end of Transactions during rcpor1ing period
(including trusl assets) reporting pi.!nod reporting period ·.,- - ____________j. (5)(I) (2) (2) (I) (3) (4)
/ Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g .. Date Value Gain Identity of . Code I ""'" ..... , .. d ...... div .. rent, Code 2 Method buy. sell, Month - Code 2 . Code I buyer/seller
(A-11) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) I /(if private
(Q-W)- transaction)-·---·- ------ .
l __J
18. -Strategist Fund A Dividend T
ividend Growth Securities A Dividend T
20. merican Opportunities A Dividend T
21. -ggressive Growth Fund A Dividend
22. _.,tock Fund A Dividend T
23. hecking A lnlerest T
(CD) A Interest T
redit Union B Interest L T
26.
I. Income Garn Code5: A :oS l.U00 111 le:. B ::$ 1.tull · 52.500 C =S2.5\ll -55.000 Jl =55.00I -Sl5.tlll0 E =S15.001 . SS0,000
(See Columns Bl and 04) F =S50.UU I - SI 00,000 G SlllO.llOl-Sl.000.000 JI I =S 1.000.00 I - SS.1100.111111 H2 =More than SS.1100.000 2. Value Codes J =)I ).000 or le!>:. K =S 15.tllll - S51l.OOO L ::=550,001 -SIU0.000 M =S 100,0UI - $250.000
{See Columns Cl and DJ) N =S25H.UOI -S500.000 0 =S50tl.00 I - S 1.000.000 Pl =Sl.000.001 -SS.000.000 P2 =S5.000,00t -S25.000,000
Pl =S25.000.00 I - SSO.llOO,OO!l P4 =More than S50.000,000
3. Value Method Code:. Q =Appra1:,al R =Cos1 (Real E:.tate Only) S =Assessmenl T =Cash Markel
(See Column C2} U =Book Value V =Other W =Esl!mated
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 6of7 \Vooten, Terry L. 0511212009
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (/ndicate partofReporl.)
..
FINANCIAL DISCLOSURE REPORT
Page 7 of i
Name of Person Reporting Dare of Report
Wooten, Terry L. 05/12/2009
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it niet applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL
AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING fNSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544