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THE DEVELOPMENT OF
NATIONAL CONFORMITY
ASSESSMENT SYSTEM BASED ON
INTERNATIONAL STANDARDS
ISO/IEC IN THE FIELD
OF CONFORMITY ASSESSMENT
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DR., PROF. I. ARONOV,
HEAD OF DEPARTMENT ON CONFORMITY
ASSESSMENT RUSSIAN RESEARCH
INSTITUTE
FOR CERTIFICATION,
DEPUTY HEAD of TC ON STANDARDIZATION
“CONFORMITY ASSESSMENT”,
CASCO EXPERT
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WHAT ARE THE ORIGIN AND NATURE
OF NON-TARIFF OBSTACLES IN
INTERNATIONAL TRADE?
REQUIREMENTS RELATED TO
PRODUCTS IN TECHNICAL
REGULATIONS (TRs) AND
STANDARDS (STs)
CONFORMITY ASSESSMENT
PROCEDURES
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WHAT IS HAPPINING IF YOU PLAY
NOT BY RULES
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WTO PRINCIPLES TO AVOID
THE TECHNICAL BARRIERS
HARMONIZATION AND
EQUIVALENCE
NON-DISCRIMINATION
TRANSPARENCY
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CONFORMITY ASSESSMENT
(CA) PROCEDURES
CONFORMITY ASSESSMENT PROCEDURES
ARE ANY PROCEDURES USED DIRECTLY
OR INDIRECTLY TO DETERMINE THAT
RELEVANT REQUIREMENTS IN TRs OR STs
ARE FULFILLED
SOURCE: TBT
AGREEMENT
BY WTO
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EXAMPLES OF CA PROCEDURES
CERTIFICATION OF CONFORMITY
SUPPLIER’S DECLARATION OF
СОNFORMITY
TESTING
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INTERNATIONAL LEVEL FOR DEVELOPING
STANDARDS AND GUIDELINES FOR
CA PROCEDURES
ISO COUNCIL COMMITTEE ON
CONFORMITY ASSESSMENT
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STRUCTURE OF CASCO 8
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THE MAIN GOALS OF CASCO
ACTIVITIES
ANALYSIS OF METHODS FOR CA OF PRODUCTS,
PROCESSES, SERVICES OF REQUIREMENTS OF THE
STs
PREPARATION OF INTERNATIONAL STs AND
GUIDELINES FOR TESTING, CERTIFICATION OF
PRODUCTS, PROCESSES AND SERVICES, AS WELL
AS THE ASSESSMENT OF ACCREDITATION
PROMOTING MRAs AND THE DEVELOPMENT OF
REGIONAL AND NATIONAL CA SYSTEMS
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NATIONAL LEVEL FOR
DEVELOPING STANDARDS
FOR CA PROCEDURES
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STRUCTURE OF THE TECHNICAL
COMMITTEE "CONFORMITY ASSESSMENT"
TC «CA» TC «CA»
Fundamentals
of CA
Fundamentals
of CA Accreditation Accreditation CA CA
CA of
electric
equipment
CA of
electric
equipment
WG “COORDINATION” WG “COORDINATION”
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MEMBERS OF TC
"CONFORMITY ASSESSMENT"
THE REGULATORS (STATE SURVEILLANCE
AUTHORITIES)
THE NATIONAL ACCREDITATION BODY
THE INDUSTRIES (GOVERNMENT AND NON-
GOVERNMENT ENTERPISES)
THE SCIENTIFIC AND RESEARCH
INSTITUTES
THE CERTIFICATION BODIES
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THE MAIN GOALS OF THE NATIONAL
STANDARDS SYSTEM
UNIFIED APPROACH TO CONDUCTION
OF CA PROCEDURES FOR DIFFERENT
USERS
PROMOTION OF THE CONFORMITY
ASSESSMENT PRACTICES
OPTIMIZATION OF THE CA
PROCEDURES
TRUST TO RESULTS OF CA
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STRUCTURE OF THE NATIONAL
STANDARDS SYSTEM
THE 1-ST GROUP - NATIONAL STs DEVELOPED DIRECTLY (FULLY OR PARTIALLY) ON THE BASE OF INTERNATIONAL STs
THE 2-ND GROUP - NATIONAL STs OF ELECTRICAL EQUIPMENT HARMONIZED WITH THE DOCUMENTS OF THE IEC
THE 3-RD GROUP - NATIONAL STs, ESPECIALLY DEVELOPED FOR IMPLEMENTATION THE ADOPTED TECHNICAL REGULATIONS
THE 4-TH GROUP - NATIONAL STs ESPECIALLY DEVELOPED FOR VOLUNTARY CERTIFICATION OF PRODUCTS, SERVICES
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NATIONAL STs FULLY HARMONIZED
WITH INTERNATIONAL STs ISO/IEC
№ Standard name
GOST R ISO/IEC 17000-2009 CA –Vocabulary and generals principles
GOST R ISO/IEC 17007-2011 CA – Guidance for drafting normative documents
suitable for conformity assessment
GOST R ISO/IEC 17011-2009 CA – General requirements for accreditation
bodies accrediting conformity assessment
bodies
GOST R ISO/IEC 17020-2010 CA – General criteria for the operation of various
types of bodies performing inspection
GOST R ISO/IEC 17021-2008 CA – Requirements for bodies providing audit
and certification of management systems
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№ Standard name
GOST R ISO/IEC 17024-2011 CA – General requirements for bodies
operating certification of persons
GOST R ISO/IEC 17025-2009 CA – General requirements for the competence
of testing and calibration laboratories
GOST R ISO/IEC 17030-2007 CA – General requirements for third party
marks of conformity
GOST R ISO/IEC 17040-2010 CA – General requirements for peer
assessment of CAB and AB
GOST R ISO/IEC 17050-1-2009 CA – Supplier’s declaration of conformity –
Part 1. General requirements
GOST R ISO/IEC 17050-2-2009 CA – Supplier’s declaration of conformity –
Part 2. Supporting documentation
GOST R ISO/IEC 65:96 CA – General requirements for bodies
operating product certification systems
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EXAMPLE OF NATIONAL STANDARD
WHITCH ARE SPECIFIED CA
FOR PRODUCTION
GOST R 53063-2009 “CONFORMITY
ASSESSMENT. PRODUCT
CERTIFICATION SCHEMES OF THE
RUSSIAN FEDERATION”
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EXAMPLE OF SCHEMES CERTIFICATION FOR
INNOVATIVE PRODUCT
Scheme type 8 = analysis of the design documentation
Scheme type 9 = analysis of the design documentation + model test
Scheme type 10 = analysis of the design documentation + model test
+ test of one or more samples of product
TYPE 8 TYPE 10 TYPE 9
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CONCLUSION
The developing the national standards
system for CA on the base of CASCO
international documents provides:
to accelerate the elaboration of domestic
standards
to reduce unnecessary barriers in the
trade
to promote MRAs
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THANKS FOR ATTENTION
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