NAME ORGANIZA

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AO JO Rei•. 112010

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009

Report Requrred by rhe Etincs m Cnvernmenr Act (i.f 1978 (5 USC app .. } 101-1 !JJ

1. Person Reporting (last name. first. middle minal)

Pfae!zer, Mariana R.

4. Title (Amcle Tli iud<J:es indic:11e acuve or semor sw1u:;.: magistrate j dg ... es indicate full- or pan-rime)

Senior l! S. District Judg

7. Chambers or Office Address

U.S. District Coun 3 I 2 Nonh Spring Street Los !\ ngeles, CA 90012

2. C:ourt or Organization 3. Date of Repon

Central D1 tric1 or California 5;4;2010

Sa. Report Type icheck aprropnate type) 6. Reporting Period

LJ Nom1na1wr.. Dar

0 lniu:d [{] :'\nnual

Sb. O Amcndc:d R pon

C Fir.al

8. On rhc basis of the information contained in this Report and any modification pertaining thereto., it is, in m)' opinion, in compliance with applicable laws and regulations.

H.evil'"winj:! Officer .. 0<Ht

0I10 I !2009 '"

11/3 J!2009

ll\JPORTANT NOTES: The instructions accompanying this.form must he followed. Complete all parts, checking tire NONE boxfor each part whert' you haw: no rep,,rtahle infarmation. Sign on last page.

{,. POSJTJ 0 NS. fReporrin1: imfividuaf only: .-.ee pp. 9-13 of fi/in.1: instru ·rion:s..)

D NONE (No reportable position.1·.)

POSJTlON OF Tl ON/ENTITY

l. Member, Board of Trustees

2. Trustee

3.

4.

5.

Norton Simon Museum

Tntst #I ---·-· ---

Cl - ------

(.;) c.;

-< --·

1J JJ• AGREEJ\i1ENTS. (Reprntirrf! ind;l·idual on 1·; ...re pp. 14-16 1 /filing in.,truction,\.)

-, !

r1;["�] NONE (No rcponaf>!c agre,:·mc111s

I.

-··--· ---·---

AND TERMS

-------

--- ·---··---· --·---·

Pfaelzer, Mariana R.

AND INCOME

----·

-----·--- ------------------------- -----------------

--------

· -----

-- ·- · ---------

-----

- --- - ·---· ------ ------- ----- ----------------------

------

-------- ---------

!TE\!IS OR

----· --------·

-------

FINANCIAL DISCLOSURE REPORT

Page 2 of 12

Name of Person Reportiug

Pfaelzer. Mariana R.

Date of Report

514/2010

IJ L N 0 N-JNV ES TM ENT JN C 0 i\11£. (Reportinfi individual and .,pousc: >ee pp. f7.J4 ofjiling instruction.,.)

A. Filer's Non-Investment Income

!] NOl\JE ! No repur1ab!e non-investment income.)

SOl.TRCE T't'PE (youts. nor ;.;pause' )

l. VARJOlJS D!STR!BUTION FROM RETIREMENT :\CCOUNT FROM JUDICIAL RETIREES & SURVIVORS iADMIN OFFICE OF THE US COURTSl

s 171.608 0(1

. -· · ----

}.

4

· ---·--

8. Spouse's "Non-Invesiment Income - I/you wert• tt1urried during any porJfon of the reportin.:.· year. ('ompiel<! thi.\ .\"f.'('tion.

f'D()l/ur ammulf nor required cx:; ... ·p,· for honorana.i

[{] NONE (No repurtal>le 11011-i11Festme111 income.)

I. ------

2.

3.

4.

-----·-

SOURCE AND TYPF

--

I\.'. RE I !VI B l.J RS E _1\1 E NTS - transpor1arfon, fodgin,;. }"f'd. <'nfertuinmcnL

[_{ 1 NONE r'No reporto/Jle reimbursements.}

4.

LOC/\TJON

----· - --·------ ---- ---- ----------- ------ -- -

- --- ------·---

PURJ>OSE

---- · ---- --- ----·--

PAID PROVIDED

----

- -----

SOURCE PESCRJPTION

-··-------

-----· ----

---- ----· --·--·· ------

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VALUE

-----------

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CREDITOR

2.

3. --- · ·--

4. -------

5.

DESCRIPTION CODE

·-·---.. ---- -·----·--·

---· --··

---· - - . -- ·----

FINANCIAL DISCLOSURE REPORT

Page 3 of 12

r\amt· or Pen.on Reportin

Pfadzer. :\'lariana R.

Date of Report

514.120!0

V• GIFTS. (/ncludes rho. e to Jp(lu.'ie and dependent children: .r;ec pp. 28-31 of fl/in:: tnstructinns.J

,.--, NONE (No reportable gi/ls. !L{j

l.

3.

4.

---

---·-· ·-------·-· ----

-- ··- ------ ··--- . -- --

5. -- · ---

\7{. LIABJ.LJTJES. f/n{ /udt s tlwsc ofsp1w c and dependent ,··lrihiren: ,,cc pp. 32-33 <1,ffilinJ? inMructions.)

IZJ NONE (l'·io reportah!e !iahiiilies.!

I

I

i

I '

i

1111

0iiLJ

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Date of Report !'\amt of Pt>rsoo Reportint: FINANCIAL DISCLOSURE REPORT

514/20 !(I Page 4 of 12 . Pfaelzer. Mariana R.

B. L>.

Oc.;,cnp11,m of A ....cts lnrome durmg (_i-ross value a: end

(llic!udmp irust a se1s1 .epor11P. r rinJ ot n:ponmg period

iii !Zi i")J l'i Ptace "i X f" after each as.:,et Amount 1 ypl" t l'.f:. \1 alut: Vaict T;.•pe 1c:.:. D:J.tt· \'i.liUt' (iJl:; ldenuty or

xcrnp1 frnni pm r d1 closure Code I di\·. . reni. ( Odt' :! ! /\1ethdd bu . :-:ell. miw'dd'Y\ ( 1)dt· : Cod bu_ve::st:llcr ()fJ:1t.J i.1-Pi C·nk _i. edcm H1on 1 [J - ,. U\-H) (ifp:1vati:

•.O·W1 tr.rnsact!<'ll)

\'II. INVESTMENTS and 1.,RUSTS -income. )·otuc:. rransaczion.\ onc1ude!> thosi.' o.t spou.ve and dt?.pe11dem d1ildren: S( t· PP· 3.J-M1 uf/i1;,,i: im1ruccion.\.1

D NONE (Vo reponah!e income. assets. or 1ransac1io11s

1\- \��argu !:lank IRA (CDsi c

D

Interest

Distribuuon

T

Sec Sccrion VIII

i' I· Wells far c' Checking /\ Interest T

: 4. Wells Faq;'' IRAµ I (U.S. Treasury Notes) F Interest Pl ·r

G Distribution Sec Section VIII I '6. Wells f·argo CuslOdy Acc,1Lmt # I -header

· Zcnttb National lnsuran('.C Co. Common

Swck

. 8. ·Shares Wells Fargt> l.'\ Tax-tree l\'loncy Market Fund

''i -CA Swtc6.J".,, i0!1i09

10. ·CA State 5 .0''.·<• 3,'lrO'l ·

D

A

D

D

Dividend

Dividend

Interest

Interest

M

M

·1

l\laturcJ

l\•latu1eJ

J()!()j.'09

() 101109 1\1

c Interest

' lmcr::st

c lntcn.:s1

14. . CA lnfrastruourc &. Econ 5.0"·o 101li09. lnli:rcst

c !mere-st

;'\laturcd

i\·latllrcd

f\.h1nm. d

l\!Jt11rcd

!vlatrncd

16 - CA Swc .' O':, .J11 ..09 · •ts'' c Interest Matured

f 7. HCA St2tc: 5 .O ·p 12/} i09 - ;'_ D Interest i'vtaturcd

A '-" /.Ol){l or ie:=. E3 '°.\LOO! - $ . 00 (!'cc CQl1111m-; lli .rnJ fH: r s u.001 - S!fiO.not• Ci =\:100.fllil • $ l l)Oi't1JHP

: V:ilui:- Cadt>i J '--$15.orni or le% K °"'.'Si .ClOi -S'i0.()00 /Sec Columns Cl and fBi !'\ ·- S:'.50.001 - $500.0oO () ,-.j OCIJlOI -5 \ 000.DOf•

P'I -$ 5.flOll.llOJ S:'.li.000.000 \'aluc M-.:ln1'd Cnd · .. c: ':Appraisal R :..( o : 1 R(:;il E ,:a1e i )nl.vi

f S('r Colum1' c: 1 '- "-'Bool.: Value \' '-(lther

C · 'i- . C!I · I5.00U Hi ,. $1 fl./.iU.001 - n.oon.ooo l ··$SU.OP! · S !OO.!JOl• P ·, '="$I .OfJU.0<11 · )S.000.0Utl PJ .·..ti.·J.m· than $50.lit>O.\h)O S ':AS'.l!'<:Sni-?nt \I, =-E.ct11 13H'd

O.Hili(!•) I.

I iU9 L

J '()9 M

1(111'1)'1 L

6il.'09 L

4/1 /O•)

I 2'11()9 1\1

D -$5.CiO! -S!S .ODll !: -Sl:'..Ulll - 15(1.ooo H:" =. for\"' than $5.0(10.WI() tv1 =-S100.001 -$ :lo_ono P:! =t:'i.000.1)t1) - 1;25.UOrJ.Oi)(I

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- CA State 5 . 5'),, 6/1II0 ·

6115109

Date Of neport Name of Person Reporting FINANCIAL DISCLOSURE REPORT 5i4!201 () Pfaelzer. Mariana R. Page 5 of 12

VII. INVESTMENTS and TRUSTS -- ;,,<.,,m,·. ··atuc. 1ransac1ion., onc1ude., rhose ofspouse and dependent children: see rP· .r•-oo , f fitini: inwuc1ion.,.1

NONE (No reporwhle income. assets, or transacllons.)

.'\ B c D. lJtsniptton of A sc:t:i inco:ne during G:-0:;5 value 1t end Transactions durir:g reronmg flt'!"lOd

t inc ludmg tru:-t a sn ) rcp1Jrt1 ng period of repvnmg perwd ill f I! ! ( J m 14j ( 5 !

Plac:t "IX( fter each ;;<;se• .\.ruc.u:1! . lyre lc.,g Value Value 'Jypt· lc.g. n.1tc \'Jltn:: Cain ldcn!Hy <Jf exempt fwm pncr d1i,ciO!:>Urt Cod(' I dn Me1hoJ btty, sdl. mrnldd';_.; Cude: 2 Cu<k I hl'.yer ·seller

i.-\-Hi rcr;,t

or w1• . . 1 (J.p, Code 1 1edcrnpoo·.ti (A·ll• 1.11 pnva1e 1ram. 1(lltllljiO-\V;

)! li09Pov.:cr . 1• MaturedB

- CA Swte 6''.;, 12'1109 - 12101/09Matured Lln1cre t

\ 20. - CA Stai.· l:conom1c '-''.·,, 7/j/1)9 - c lntcre;;,t

2t. - Riverside CA Sewer Rn 7% ;I 1(14 - inter::st

22. - Fresno CA Unified School D1stnr1 4.5"<, H Intcn.·s1

23. - CA State 4.0· ;, oil/JO - :., 1 c Interest M

24. - CA State 4.0% 21 lllO - - ...... c In11:rcst M

25. - CA State 4.0'!·; 11/1110 B Interest

26. - CA State S .0'},, 211ii0 · Interest M

T

T

T

Matured

Sold

Sold

Sold

07/01/09

419/09

06115/09

L

L

L

M

M- CA State S.0% 21til I - .. I merest Sold' .;../.

- CA State 5.7'\% 2n111 - !

, 29. - CA State 5.'75'Y., 10/1/10 -

30. -CA Statc5.U"-"4'1'iU-

31 . CA State 5.:15",,, 2!Jil0 ·

!me-rest Sold 6'15/09 M

c lnt re [ L T

c lntGrCS! M - 1

l11tct:.:Sl T

[) Jntcrc:st T

i 13 ]) lntcrc . ..:;i M 1

- CA Stale 5 5'% 61)/J I_ c lnt1.:rcst Sold 6/15109 M34.

Income Gam(tk1e .A, -$ i .OOU or ks !-S ··')Lon; . 1..2. !lJ C =l::' . 501 - S5.UOO D-S5.0tJJ $15.IJOV 'f.!'i Hf}j. 'j.'.:1•.J l)l)fl (Sec Columns B ! and J)-i l f- ""5 :0.UL• i · $100.00(/ C, ,.51 ll(Uill ! . $ J.Of!l).0!)0 Hl ...,S?.Ullti.OOl . .$.'UlOO.OOU H: --/\.fore than $.5.0011.ono

::. Value Codes ) · $ J .'.:.OOt1 l)f k:s) r..: =$1'.i-.m)l. S5r1.ot10 L =}_<;tt.00! · SJll!J.000 M =$1or>.oo;. $:::'.W.ooo 'Sec Columm Cl and f)J) f\i -=-$ ."/J.001 . $511\l.00/1 0 -$)00.fli)I - $'. .OIJG.fiOO Pl -.-$,J 000.00J - $5.000000 r: "'S5.non.001 - $?5.ooo.noo

pi. =S.25.000.[ltJJ. S U.h4,Jtl.0Ull l'-l '""/'.·10rc lhar. \'\(i.f}()IUJOH J \'aluc Method Cu.Jc: Q -,;pprJ1$a' J< ·Cost ff'.cai [-q.ltc Oii!y)

(Sec: Column CZ.I I.. c:&oo \."Jlue \ "-Ulh::r I)." '·E•.um:i.ted

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!>ate of Reportl\ame of Person Reporting FINANCIAL DISCLOSURE REPORT Page 6 of 12 514!2010Pfaelzcr. Mariana R.

VII IN\'EST1\1ENTS and TRUSTS - incnmc. t•alue, rratJ.'tUCtinns flncludi''- those afSptJU!U' and Jq1t•rulent children; ec PP· 3J-6(1 affilin;: i11struc1ions.J

l.j NONE rNo reporrable income. asse1s. or rra11sactions.j

Oi:s;;nption of Assets Income during ( iross valuit at encl

(mcluding trust a$se>.s i rcponing pcnod of r.t:'ponmg reiwd

(!) {1) (I • ti) 1.:.) 14) 15)

Pl:.1ct ··i"X)" at1er e:1d1 <1;-,S:'.i An1(•tm1 Type 1 .g .. VJ.luc \":ilue T ypt ( e ·· Da1e fiarn

i=xemp! fr(1m prior di::..dnwrc Cod I di\ . . rcni. Co<le 2 Mc1hod hu , seli. mm!dd·yy CodC' : (:ode I buyerr'seller

{A Hi or ml l IJ-l'i Cod · "l rcd:;rnpltf1:1·1 i.:-Pl i ;\-l-1"1 iif private

f()-\\.') 1ransact11..HJJ

J) (';\State 5 75 ·11 5: I /30 ,·

·CA \talc Dcparlrncnt Water '.5°·., S!I 10 -

37 CA State Economic 5.25",.·;, lil!IO

JC). C1\. State Economic 5.00.- I/J/I I - ·

40 Elk Grove CA Fin 5.oo.;, 9!1/10 ·

41. ·Los Angeles CA Muni 5.0% l!l/11

42 Los Angeles CA WT :UJ% 711/10.

LA. CA Antelope Valley Courlhott>c 4.375% I Ji!iJ(I

Sacramento CA Cit\' Fing Aut Cap lmpt ·' 45•;;, 611'! 9.'

i 46.

CA Staic· 5° . ., 41 I. I I

,48 CA State 5.125% · 611/31.

'ill . . .. CA State 6.6°/"f) - 2iJ/09 - .

C\ State 5 0'"'' IOil/09

I)

c

l

D

c

B

B

c

c

D

D

D

B

D

c

intcrc.!'I

lnt:::rcsr

Interest

fntcrc.s.t M

Jntc-re.:;;t M

Interest

Interest

interest

lntcrcst M

lutl.!rcst M

Interest

1nt:..:r st l'vl

lnier t

lnt rcs1 M

Interest

Intcrcsr

lntcrc.-st

T

Sold

T

T

T

Sold

Sold

Sold

T

T

T

Sold

T

Sold

!Vlaturcd

Matured

(J4/IJli09

6/!5i!J')

611511}9

n "l51oc;

6,.i 5:09

2·'110Q

1(1' I ;QQ

L

M

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L

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---·---··

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I lncllmc: ( am ("1)t.k A =)J.{){lfJ or lcs B =-Sl 001. $2 oo ( -"'l::!. O: -1 ·.0IJO t:. =-$15.001 - sso.nuo (S<>('Colurnns Iii and 04) r 0·SSO.O(Jt - S!f.H)J)OO {j •T$\(11).00! S!.DOIJ.001) H l o.:.SJ .tJOtUU1J - 55.0oiH;Op

2 V3luc Cod::s J =-SJ <.ooo or l!:"s5. K. . $IS.Olli 50JHJ(I L "' su.n-01 - 'l;Jon.ooo M iJIJO C)fj]. S,:.;511.000 fSi=1:(olurnns Cl :ind DJ) K -S:'.W.001 - tS00.000 0 =<))(!(!.0()1 - l"i.00().000 f' J .-5 1 .000.IJO l - S .OC!fl.(10(J P.:' -..y.JJllO.OOl . S::! 1.1111).(i()r)

\"o'.!lu Mc1hvd ,.od ') pt ''$25.IJii0.0(11 • )f•.IHl().11(10 Q""Appr:11s...1l R =C1.rn IR.:al b1a1:: (.Inly;

P..l -"'More Iha SS0.001\.00rJ S ...... \sscs men1

I Ser Column( ) Ll ""/:fo•1k Valu · \. ::.Ofr1c1 1.\' =f: i1m:ited

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Date of Report Nam(· uf Per1>on Rrporting FINANCIAL DISCLOSURE REPORT Page 7 of 12 514/2010Pfaelzer. Mariana R.

\'II. IN\'ES Tl\.iENTS and 'TRUSTS -- income. vufoe, Lransac1i11m rlndudes lhi,se ofspou.-.e and deplmdent children; see pp. 34-6') o.(filinK i11s1ructionJ.)

0 NONE (No repor1ah!e income. assets. or 1ru11sauio11s.

B Oescriptinn of .A.5s t:-;

(lnclut.ii11g m1s1 <.1 st: '>) JnemJJe dtmnr

rcp1HTir.::: pt"nod Cirt1s5 v;1ilH:: :1t end c1f :-eponmg pi:noJ

Place "tXt after c 1ch a!-s_. exempr from prior d1:..::losurc

52. - CA State Economic 5 (1'l, I. I '09 ·

; 53. · CA Sratc Economic 5°.,, - I !I' IO .

/ 54 - CA Stale Economic 5 :' .'> ·,,·I 'I

55. - CA State Public Work 5 '" · I '1'11

- Lo' Angcl:.:s CA 3.6%. 6iJiJ I ,_

. 57. VR CA Slate Economic 5.0''.io - 7, 1.·23 ·

58. - VR CA State Economic 3.5°/;, · 7/1123 -

59. - VR CA State Economic 5.0 ,0 - 7.: I<:::; -

60. - VR CA Stat(' Economic S.C>%. 711 :2 -

61. - Sacramento CA CIT 5.75 .; - 7/1.if 3 -

62. - S0uth Orant?::- Count'.· CA .O'!·n - Sil ).-U9 -- .

64. - US Trcasur;· Nole' 4.25°;,. 1'15.'J I -

65. - US Treasury Noles 4.5''.-<, - I lil5il0 -

66. - US Trcast>ry J\otc> 4.5"-<• - :>:28/1 I '

67 · US Treasury Note> 4. 125% · 8/1 S. I (I·.

68. - l.!S Trcasurv Notes 4 25n.Q- l0il5· 10 --

I Jnr.omc Ua1n C11d:::-. (Sec Column 81 and !Ml

Z \'aluc Codc:i; (SC'c Coi'Jmns Cl anri DJ)

A :..:tJ.flf)(l <r ks f ,$50 llOi - $;(HJ.Ufll! J $JS OHO or le N =-} _c;Q.011) . $.)Ct!UlOr)

{! i ·; ) Amc1un1 , 1 yp:: le. : Codr I dl\ J(':-tl,

A irw.:rcs!

I merest

D lnLcrcsr

B Interest

ln1crcst

[) !ntt..'rcst

lntl!r(::-.t

E lnt rcst

lntc-rcst

c

c Inr ... r-..:;-;!

D Intcrcs1

c l 11t,:r..:-s1

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$1 001 - s: 'ifl(i

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(ode 2 d-1':

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(: '-') 11.Ul.!iO; . $1 000.POH K ·-Sl5'.0tll · 550.W}Co -='i <;110.no i - s. 1 .000.000

3 \"alur: i\·lcihod Code-:;. tScc Cc•lumn C:)

1'3 -nS.OfllJ.OOi . ). 11.000.0-or·Q A;iprn1.;3I R ·r_",151 IR(·:i! ::,::1 : Onh·i

\' (J:t.c U =Book VJluc

(:!i \· hie ·1 ype tc:.g ..

\'kth1.l<l buy. S<;:[J. C(1tk 3 rcdempoo11; (()-\\'i

l\lalurod

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T

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!Vlaturcd

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C =S:'..SOJ • S5.0UO Hl ·"""s.1.onr;.001 - i::: oon.nnn L =f.:11.1.0fll . $IOO.OOi1 Pl o--$1.flOO.OOJ - $5JJOO_OOn f'.: -Mc:r.· th:t:'I sso.nou.ooo S "'J\:ssr:s:.rncnl

\'> -bumail'd

[) T ransacuon during report In!-' penod

(.]) (3) (4'1 Datt> \'aim· G::nn

mm.'dd/yy Code Code I U-1'; tA-Hi

l-'l/09 M

6/15/()') M

04/09/09 J\1

07/01/09 L

81J7t(J9 I

L

[) "'$).OOi - $15.0LIO H: -Mon· th:m $ l\flti.!Hi{f M =$lOU.001 - 1. 50.00(1 !' =$5.MO.Olll - £ ).Ortfl.[l{l!i

; =l..:i';hM3rkel

( ) ) fricnmy of

buyC'r.l:;;eik r (rt" pnvari:

[ri:irtSiiCt1on I

S!5.00J - S.SP.111m

FINA .... NCIAL

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Date of Report amc of Person Reporting DISCLOSORE REPORT 51,li2010Pfa<"izer. Mariana R. Page 8of12

\7J). IN''ESTl\'IENTS and TR-US TS - income, value. tran.'iQCliOIH (fncJudes thnsc ofspouse· and dependent children: er PP- 34-MI of filing in.-.trucrhm .)

NONE rNo rcponable income, assets, or zransactions.J

A H. c lJ

()cscnpoon or A.. sd Income during Gross value at end T ransacuon:- du 1:-ig replJrtm!_; pcnoJ

lrnduarng tru."-l tl.-.seLs) rcportmg r'.:nod of reporting period

( ) ) (Ji C'.1 (Ji ( ; ! j

Pl<1cc "i X J" after each <fa')CI

exempt fr.mi rmord1s.closure

Amount Code- I

iA·Hi

Type !t. ..

di\· .. rent.

ormt.)

Value

Cude?

U-P'f

\a Jut:

i'vi(:.:lhud

Codt: 3

(()-\\';

rypt1e1 -

buy. sell.

re<lempt;or:;

[1:.l!t'

;nn1 'dd:y

Vah.JL'

( ·otJ · :::

iJ-P l

C.i 1m

C{lde I

! .-\.llJ

ldent?t)" of

huycilsdler

t1fprivak

nan:-;actionJ

,--·· : 69. - US Treasury Nore : 3.87.!:i , - 9/15/10 - I: Interest !'; T

7(l Trcasury !'-intcs 3 625 ·,: D lntercst M T

1_ :s Trcasuf) Note 3 .625 -·Q - 6115!10 c Interest M T .

12 -US Treasury Notes 4.62)0,.-t) - 813 l.'11 D !merest M Buyradd'l•

73. US Treasury Otes 4.5 'i:i - 9;30.111 - D Interest !VI T l:luy(add"li

74. US Trc3sury Notes 4.5'% - 9/30/1 l B Interest M T Buy(add'll

75. US 1· rc-tisury Notes 45°,.1, 9!3011 I B Interest M T Buy 1add'l1

76. .

CS Treasury Notes 4.625 --;. - JOi31/I D Interest M Buy iadd'li

77. US Trca ury N H s -1.625 1 , - 10'3 i II 1 l:l Interest M Bu) 1add'I)

78. - US Trca,;ury Note:; 4.875 () .

7.131/11 D lntcresl M Bil\ iadJ'li

79. L'S Treasury Not:::-. 4 875'\, - 7/lJ!J I B lnterL st M ·r Bil) I Jcld'll

L'S Trcasun· N(,,.llt. 5.0' i 8'15111 c !ntc·rc'>I i'vl T Blly

02.'04109 M

O'.'i03/09 M

0t)/ 2il)9

<)14;()9 M

02103!1){} IVl

4141()<;

(J2J03i(J9 M

rl6.- 2/0lJ \I

tl: 21ni:1 \·I

i_:s Tr;::-1.sury .'\1.)IL'!- .H?Y:·t· . 4/30'"1 I lntcrc.,I ;q 13u;. :.r::�J '{)lJ M

82. US Trca.sury !'\ote::. 4. 7.5( ·i, - 4/.i(J!J J c lnh.'rcst M Buy(add'!)

01/[)Q•()ll M

S', _i.

I - l'S Treasury r\(itc ; 4.S7�Y·'(I - 4/3()! I I c Interest M T

iadd'll li26.'U'.' vl

X4. - US Treasury Notes 4.87:' -v - 4'3(J, I I - Interest T Buv iadd'i)

(14106:'()9

5. US Trca ury !\1)lC:-," 4.87:' 'o · 5/31 :11 Interest M T 21:24/()Q fvi

l lm•JmC Gain Cr. c A =$) .01)0 CH k:;s R =SJ.001 - S ..'iO!l ,·s:::.so: - 'E ooo D -"S'.J}OJ -:b15.on1i ·'$ t 5.0f)l - $5U.00(J (5c : Co!una:£ BI aud f) r -=$)(1.0HI S:JOU.OIJO \; =s1ool>O!. s:.ooo.01w /fl 'Sl.OtW.OUl -!"'ilf1<10HO H: ·-M1Hl' 1h.m ss.uno.111l1l

:!. Value C1J<ks J =$15.0(}0 or icss K · · I <.<10i . $ 0 llO!i l -.$50.001 $)0(.>J){J(J fvl -511.lH.Ul)l .$:.'-0.00{ rS<'C" Column< Cl a1:d IJ."'1 N ...-s;)IJ.001 · 1"00.000 <l ssou.001 -Si.n0t1.uon Pl =ld.00!.1.0f)J. $5.000,HOO p; "'\'-.OOUOO' i2 .n0t1.nrn1

p] --$:?5.00(1.01.l: · SSli.HO(iJJOO 1'4 =Mme: t!"l3r: !5tl.LIUU.000 \.'.iluc MctboJ (vde (! Appraisal R =\.,os118.cal b1.:u::: (hdy·1 f =i..·oisti MarJ..c1 !SL·t ( olumr. 1.: 1 U ··H.:lOk Value \" -"'Other

M i:J

'litil i 89

:.lilwU ,-;----

liliJ I '' I

Rl

•n:m

;0;HJ

!�ill

\t'li l

.

I l>ll!J I

\>·I

c

D

- --------

I

I I

I I

I

93_

j 99.

Date of Rcporl a.me of Person Reportin FINANCIAL DISCLOSURE REPORT Page 9 of 12 5i4!2010Plaelz.cr, Mariana n.

VII. INVESTMENTS and TRUSTS - inc11me. ,aJue. 1runsuc1ions on.eludes 1nose of spom;e and dcre11den1 c-nildren: see pp. 34-tJ(} (Jffilin1: ins1rucri1ms.)

NONE (No reportohle income. asset.1. or ""msac11on.1.

,\.

De:;cnptlC'n of A:.set . · \ i11dudm rrust a:.sets)

Pl tce "(X)" afier e.;.ich a-:;sel

exempt fmm pnor disclosur

86. CS TrcasurvN0tes4. ;75",,- 5 . .Jf.'11-.

- US ·1 rcasury N otcs 5. l 2 )"'<• - o!}iJ' I I ..

90. - US Treasury Notes 4.6'.'5' ..;, I I 'I )ii)9 ..

91. - US Treasury Notes 4.)%. - J Jn0/11 ..

92. - US Treasury Notes 4.6'.'5% - 12i31.11 I ­.

income dunn;; (rros'., value;: at end Tr;msac11•m duririg H.'ponmr period

rcp<.li1ing re:-H•d or rep-:�n1ng pe-nod

Iii fl) (2) (I) (2) (4i

Amount ! yre :.:.i::. Valt:t' Villue Type (e.g., D:w: V:ih11..· Llain ldcrun: nf Code I JP.· . . re : Code:: l"v1eciwd buy. sdl. mm/dJ1y} (ode: Code· I hL;yeriselkr

(.·\-fl) d-f'! Code :

. _L iQ-WI n.:dernptwn 1 iA·fll 11t pnva:t'

a;1n.:;;1i.:t10111

..

T Buy 03i09f(l0 f'vl

1add'li lmen.:: t

Buy 4/6/09l3dd'IJ

c lnterc'.-lt M

c inlt:Il'Sl M T Buy 6-'2/09 M

lntcrci.;1 M T Buy 06/22/09 M (add'IJ

c Interest Redeemed I Ill HJ9 M

c I nterest M T Buy 02i09'09 M

ln1ercs:t M 1 Buy 02/09/09 M

- US Treasury Notes 4 .. 75':.;, - l/:ll/12- H Interest T Buy 02/00itJ9 M

- US Trcasurv . Notes I 75'"o - l l!l5il I - B IV! T

- US Trcasur; Note> I. 75% - I J . ' 15/11 .. T· B Interest M Buy M (add'li

96. - US Trcasur:. Notes L7SSr. - 11 15111 .A lntc-1cst M l Buy 6/22109 1add'li

97. -L!STrca urvNotcs J_75<_ (1· ll'i5'1l lntcrcs1 T Buy 9'4/09 M r'add'llr

98. - US Tr.:..·.1surv . l\ok:-, l 1:: ( ;") - 12115-11 - :\ lnkrL'SI T Bm·

- US T rcasurJ· Notes I. l 2 5':,;, - I 211 Sf! i /\ lrncresl M T Bu\' 61'2.1/09 M 1actd·1;

: 100. - USTrca5ur. Notes I ! 2'·".,. l2il5il I - /nrcrcsi T BuyI1add'li,

; 10 I. - US Trcasurv.. Notes nx: 5°,;, - 3/1 I' I! - Interest M T Buy

102. - USTrcasui:· 1"otcs l.O'>.:,- 1:1s1r:'-.: A

! . lnc:wnc Gam <:odcc. A .·$ ! .uno or les tScc(olurnns.B! ari<lD4i r "$ 0.001 - 11H1.00fi

2 V Jue Codes j .·s I ),OOH (tT 1es (Sc'.! Columns- Cl and D3) =$ 50.00J 5S00.000·

P. ""i:°S OUO.O•il. 150 110(1 fl(){J 3. Value Method Cod · C) "',.;pprntsal

rSi::r: Column C V ;;f.sool. \!3iu:

lntcre r M T Buy

B =$ J.Ofii -1.: '"iOfr (; s Ji)ii.{)O! - 'i Ul!Jl!.IHJU

K =·-:t 15.llil - \'lll.OOU

0 -:S'.'HO.!llH - S l JilHJ.OIJH

R -Cos!• He:!! l:<:t !t' Orily1 v .,(Jtncr

c "'$2.501 - l).000

HI .-$J.OOU Ot1l - :'d)f)fl.lll.IO

! =1i"0.001 - $"1f_){J,00(J f>I ...,SL000,001. S"5J){JO.OOH

!>4 '-'Mor : 1han $.'iOJl!J0.000

S "'Ass.cssmrn­W -f: tun:a1;::d

11:20109

3'31/04

·3109 M

D=S\111!/ - l5JWO

IC' ==/\.1or(' than S ,f)flO OOl• l -$l00.fWl t":�SfUltll.t

P:' =S.5.ll\llUlOt . S: , ..fltlfl.000

I

!

I

r;1

' !W 7J5il2-,j

·I

- :Llil

i.2)

--------·

I A

! 11;

L------·--'----·

I ._i

Datt' of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page I 0of12 5!4/2010Pfaelzer, Mariana R.

\111. IN,lESTI\tfE.NTS and TRlJSTS -- income, value. transaction.<; (lnclud \" thos< of spouse· and dependent children; Yf!l' pp. J.:-6(} offi/inx instructions.)

NONE (No reporlable income, assets. or transaction.\./

DescnplH\n of A.ss:.-t .

1 HK ludm,? trus1 as cl'<.i

ll

ln 'Jine tiunn:

repor ing: permc;

c

(irnss valur.; al end

nfrcpnmng rcn11d

D.

Tr3ns:i..:-r10m duri:i!; ;cpor:.ing pt>:-iL1J

Plilcc "(Xi" <1ftcr l'itCh as:,c!

exempt f:om prior d1 c:osurr

iii

Amouni Code J

iA-Hi

I ypc: (i:.g Jn. . . rent.

or 1111.1

ii)

Va!u:- Vah c

Code: ;-...kthod

(.I-Pi Cc·dc)

(CJ W1

I I

·ryp fe.g

huy. sell

redemp 10:1·.

( " 1 Di Dair: \.' due- (i.1m

mmr"d..:l:y {"ock " Ctidt I-CJ·P1 IA-!!\

!rlcn11ry of

h11yert:::cller

t1f pri\·atC'

:ra:i:;act1on)

11!3 LS ·1 rcasmy Nole:-. I .(I"." I ii )ii 2. /\ lntcres1 !'v1 T Huy 1a<lu'li

104. - l:S Trca:,ury Notes I .375 'i·. 5'15:12 Ruy

1oc - t JS Treasury Nott: I . 37 5' il - -2:·15/12 Buy

1116 L1S T rcasur Note:' J .5' (i H11y

107 US Treasury Notes 4.'1) V.11111 c Interest M T Buy

l(lk US Treasury Noles 4.75 - 3;31111 c lnLcresr M T Buy radd'I)

109. 2010 Reservoir RD Investors LLC-Marylan< D Rent LI "B f:U. -r Jrn DR1Z

I IU A lntcrcsl

JI I Oistrihution

112. Trust F I- header

- Share W cl Is f'ar!l'" Ciovt Moncv Markel /\ Dividend K T hrnd

11-1

------··

t li1l·cm1c G m CPdes 1\ $1.0!J!i •.'t les5 B ··Sl.001 SJ:.501.• C ""S:.511! -S5J)(jf\ D =$).Ofl . I .r:-<tlJ [ ::..SJ).1101 - S"iO.tH)li (Sec Cnlumn HI and 1)4 ! r ,.,. .so.uni s1no.oc1t) G -$Jl1t).OUi SUJHt.•.00\"1 JI! =$] .UOO.OUJ I s .lllKUJolt H:; -M,·1r(· 1hJ.n :J;S.HOf\!lit\1

2 \"3Juc Code .1 ""SI 5.0011 lu k. :-. K :-$] S.OPl $51).000 L _,$50.001 - t1no.ooo M -: ]110.fHl?. j; :ifl.110(1 lSec Ci)lumns Cl and D3 .l f\.'""S:!:iU.Ol!l • $)U0.0t)U f) :--:];)tr!J.lJ(i; )1.000.tJ{/Q Pl "'iL000.001 - S.5.000.000 r2 ·$S.ouo.Pfl: . �;;-�-..ooo.min

!'. ::$25.0<JO.Ul/! · :h"O.lH)(JJ!(l(! P-.l =More tilan $50.0fJ(UHl(I 3 \'alul' Mc1hod Code-. 0 '-Apprars.:il P. :--::(os1 ! Rt''.11 E arc: Only"! P-.:".St!!>.smcnt

(:;t:l' Column C21 l. -=Boo!-. \'alur V c·()th:=r \1," "'i s.w11a11cd

514/2010

!\'.amt nf Person lhporting Date of kepnrt FINANCIAL DISCLOSURE REPORT

Pfaelzer, Mariana R. Page 11of12

VIII. ADDITIONAL INFORJ\-tA TION OR EXPLk"iATIONS. (/ndicat<'partofReporL)

V1Lpage4. # 2 DistriOution from f! I

Vil. page 4. it 5. Distribution from ti

VII. page 10. !' 110. lmcrc't from 109 VII page 1 IJ," 11 l Oistrih11t1on from= I 0'1

Name of Per'ion Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Pfaclzer, Mariana R. 5/4/2010Page 12of12

IX. CERTIFlCA TION.

J certify that all information given above (including information pertaining to my sr1ousc and minor or dependent children. if any);, accurate, true. and complete to the best of my knowledge and belief. and that an)· information not reported was withheld brcause it met applicable staturor)· provisions permitting non-disclosure.

I fort her c.ertify that earned income from outside employment and honoraria and rh1· acceptance of gifts which hav.· hcen n·poned art' in compliance with the provisions of 5 ll.S.C. app. § 501 et. seq .• 5 U.S.C § 7353, and .ludidal Confercnce rc ulations.

Signaturf'

NOTE: ANY INDIV!Dl'AL WHO KNOWINGLY ANll WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT !\1A Y RE SUBJECT TO Cffll.

AND CRIMINAL SANCTIONS (5 l!.S.C. app. § I04)

f!UNG INSTRUCTIONS

Mail signed original and ·' additional copies to:

Committee on Financial Disclosure Administrative Office of the ljnitcd States Courts Suite 2-301 One Columbus Circle, N.E. Washington. D.C:. 20544