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RECORDS MANAGEMENTJudith Read and Mary Lea Ginn
Chapter 5
Alphabetic Indexing Rules 9−10
1© 2016 Cengage Learning®. May not be scanned, copied or duplicated, or posted
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Rule 9: Identical Names
• When names are identical, the filing order is determined by the addresses
• For identical names, sort records by
– City names first
– State or province names second
– Street names third
– House or building numbers fourth
2© 2016 Cengage Learning®. May not be scanned, copied or duplicated, or posted
to a publicly accessible website, in whole or in part.
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Rule 9: Identical Names
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to a publicly accessible website, in whole or in part.
© 2016 Cengage Learning®
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Rule 10: Government Names
• For local and regional government names
– The name of the county, city, town, or village is the first unit
– The most distinctive part of the name comes next (e.g., public library, fitness center, water works)
– The type of office comes next (e.g., county of, city of, department of, office of)
– “Of” is not added to a name
4© 2016 Cengage Learning®. May not be scanned, copied or duplicated, or posted
to a publicly accessible website, in whole or in part.
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Rule 10: Government Names
5© 2016 Cengage Learning®. May not be scanned, copied or duplicated, or posted
to a publicly accessible website, in whole or in part.
© 2016 Cengage Learning®
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Rule 10: Government Names
• For state government names
– The name of the state or province is the first unit
– The most distinctive part of the name comes next (e.g., attorney general, commissioner)
– The type of office comes next (e.g., office of, department of)
– “Of” is not added to a name
6© 2016 Cengage Learning®. May not be scanned, copied or duplicated, or posted
to a publicly accessible website, in whole or in part.
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Rule 10: Government Names
7© 2016 Cengage Learning®. May not be scanned, copied or duplicated, or posted
to a publicly accessible website, in whole or in part.
© 2016 Cengage Learning®
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Rule 10: Government Names
• For federal government names
– Use three indexing levels rather than units
– United States Government is the first level
– The name of a department or top-level agency is the second level
– A distinctive name is the third level (e.g.,national weather service, civil rights office)
– “Of” and “the” are not considered but may be included for clarity
8© 2016 Cengage Learning®. May not be scanned, copied or duplicated, or posted
to a publicly accessible website, in whole or in part.
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Rule 10: Government Names
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to a publicly accessible website, in whole or in part.
© 2016 Cengage Learning®
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Rule 10: Government Names
• For foreign government names
– Index the name as translated into English
– Use the most distinctive part of the country name as the first unit
– Index the balance of the country name
– Index distinctive names for branches, departments, or offices next
10© 2016 Cengage Learning®. May not be scanned, copied or duplicated, or posted
to a publicly accessible website, in whole or in part.
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Rule 10: Government Names
11© 2016 Cengage Learning®. May not be scanned, copied or duplicated, or posted
to a publicly accessible website, in whole or in part.
© 2016 Cengage Learning®
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Cross-Reference Examples
• Foreign business names
– File records under the English translation of the name
– Cross-reference using the foreign name
12© 2016 Cengage Learning®. May not be scanned, copied or duplicated, or posted
to a publicly accessible website, in whole or in part.
© 2016 Cengage Learning®
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Cross-Reference Examples
• Foreign government names
– File records under the English translation of the name
– Cross-reference using the foreign name
13© 2016 Cengage Learning®. May not be scanned, copied or duplicated, or posted
to a publicly accessible website, in whole or in part.
© 2016 Cengage Learning®
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Subject Titles
• Subject titles may be used in an alphabetic name file
– Applications
– Bids or project names
– Special promotions or celebrations
• The subject title is the key unit
• Subject subdivisions are indexed next
• The correspondent’s name is indexed last
14© 2016 Cengage Learning®. May not be scanned, copied or duplicated, or posted
to a publicly accessible website, in whole or in part.
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Subject Titles
15© 2016 Cengage Learning®. May not be scanned, copied or duplicated, or posted
to a publicly accessible website, in whole or in part.
© 2016 Cengage Learning®