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PERICYCLIC REACTIONS
Concerted reactions with cyclic transition states
1. Electrocyclic reactions
2. Cycloaddition reactions
3. Sigmatropic rearrangements
∆
hν
∆
hν
∆
hν
R R
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MOLECULAR ORBITALS(A review)
HOMO = Highest Occupied Molecular OrbitalLUMO = Lowest Unoccupied Molecula Orbital
SYMMETRIC = Symmetry operation does not changelobe signs
ANTISYMMETRIC = Symmetry operation inverts lobesigns
Generic energy level ordering: σ, π, π*, σ* (for π-typeorbitals the more nodes, the higher the energy)
GS ES
GS ES
GS ES
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ELECTROCYCLIC REACTIONS
n
n
n
n
Disrotatory (one clockwise and one couterclockwise)
Conrotatory (both clockwise or both couterclockwise)
∆
∆
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ELECTROCYCLIC REACTIONS
1a. Disrotatory ring closure/opening (4 electrons)
thermally disallowed; photochemically allowed
S
A
S
A
S
S
A
A
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ELECTROCYCLIC REACTIONS
1b. Conrotatory ring closure/opening (4 electrons)
thermally allowed; photochemically disallowed
A
S
A
S
S
A
S
A
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ELECTROCYCLIC REACTIONS
2a. Disrotatory ring closure/opening (6 electrons)
thermally allowed; photochemically disallowed
A
S
S
S
A
A
S
A
S
A
S
A
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ELECTROCYCLIC REACTIONS
2b. Conrotatory ring closure/opening (6 electrons)
thermally disallowed; photochemically allowed
S
A
S
A
S
A
A
S
A
S
A
S
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ELECTROCYCLIC REACTIONS
Electrocyclic reactions are controlled by the symmetryof the HOMO of the polyene.
_______________________________________________
Electron pairs Thermal Photochemical ______________________________________________
even number conrotatory disrotatoryodd number disrotatory conrotatory
Note:
If there is a choice, the sterically favored sense ofrotation is going to dominate, see for example:
Thermally allowed conrotatory opening
counterclockwiseclockwise
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CYCLOADDITION REACTIONS
Example: [2+4] thermal cycloaddition (Diels-Alderreaction)
n
m
n
m
suprafacial/suprafacial antarafacial/suprafacial
suprafacial antarafacial
CO2Me
CO2Me
+
CO2Me
CO2Me
diene (cisoid) dienophile (cis)
adduct (cis)
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CYCLOADDITION REACTIONS
1. Suprafacial [2+2] cycloaddition (4 electrons)
thermally disallowed; photochemically allowed
SS
AA
SS
AS
SA
AA
AS
SA
1
2
1
2
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CYCLOADDITION REACTIONS
2. Suprafacial [4+2] cycloaddition (6 electrons)
thermally allowed; photochemically disallowed
S
A
S
A
S
A
S
A
A
S
S
A
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CYCLOADDITION REACTIONS
Cycloadditon reactions are controlled by thesymmetries of the HOMO of one component and theLUMO of the other component (they must match).
_______________________________________________
Electron pairs Thermal Photochemical ______________________________________________
even number antarafacial suprafacialodd number suprafacial antarafacial
Note:
Antarafacial additions may not be possible forgeometric reasons.
Stereochemical issues:
cis/trans products (stereochemistry of startingmaterials)
exo/endo products (secondary HOMO-LUMOinteractions)
regioselectivity (controlled by the relative size oforbital lobes)
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SIGMATROPIC REARRANGEMENTS
[1,n] shifts, for example [1,5]
[n,m] shifts, for example [3,3] (Cope rearrangement)
n n
n n
Suprafacial (suprafacial/suprafacial)
Antarafacial (antarafacial/suprafacial)
H
1
1'
23
45
H1
2 34
5
1'
1'2'
21
3'
3
1'2'
21
3'
3
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SIGMATROPIC REARRANGEMENTS
Common examples of thermal shifts
1. [1,5] hydrogen shift
2. Cope rearrangement
3. Claisen rearrangement
H3C H H3CH
H
H3C
HH
25 oC 25 oC
OO
H HO
[3,3]
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SIGMATROPIC REARRANGEMENTS
The same symmetry rules as for cycloadditions_______________________________________________
Electron pairs Thermal Photochemical ______________________________________________
even number antarafacial suprafacialodd number suprafacial antarafacial
Note:
Antarafacial sigmatropic rearrangements may not bepossible for geometric reasons, especially for "short" πsystems
SUMMARY OF SYMMETRY RULES FORPERICYCLIC REACTIONS
_______________________________________________
Electron state Electron Pairs Stereochemistry ______________________________________________
ground state even number antara-conodd number supra-dis
excited state even number supra-disodd number antara-con
_______________________________________________
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A General Procedure for Determination of What'sAllowed
Note: The orbitals used here are "basis" orbitals (notany specific molecular orbitals).
1. Draw the reaction scheme and show with arrows the"electron flow".
2. Draw all basis orbitals participating in the reaction (σand π).
3. Connect with lines on the same face (side) all orbitallobes forming continuous π networks or σ bonds.
4. Give the connected lobes the same sign (color).5. Indicate the newly made bonds with arrows, following
the stereochemistry you want to explore.6. Count the number of electrons, and the number of
sign inversions in the "cycle" of connected orbitals.7. Use the table below to determine whether the reaction
is allowed or disallowed.
For thermal reactions_______________________________________________
# of electrons odd # of sign even # of signin the cycle inversions inversions_______________________________________________
4n allowed disallowed 4n + 2 disallowed allowed (aromatic)_______________________________________________
For photochemical reactions the rules are reversed