1

Our primary sources of information about a company are its filings with the SEC. We will be looking in-depth at the following documents:10-K, 10-Q, DEFM, and 8-K.

These filings are available from the SEC’s EDGAR database: http://www.sec.gov/edgar/searchedgar/companysearch.html

The company’s Investor Relations page are also a good source of information.

2

What is the 10-k?– Annual Report to shareholders– Most comprehensive discussion about a

company’s operations and performance over the last fiscal year

3

Typical format of a 10-K