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Omgeo - Industry Update
Presented by:
Vicki Mazza – Relationship Manager
BDUG Conference October 2006
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Agenda
• Evolution of Omgeo’s Strategy• Industry Update on Matching• STP – Omgeo Solutions carving the way for STP• Fixed Income / TradeHub• Alert on the Web/ Alert Plus• Omgeo Central Trade Manager
• Questions / Answers
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Omgeo Overview
• Orchestrator of post-trade pre-settlement trade management within the global securities industry
• Process over 1 million fixed income and equity trades/day
• 6,000 investment manager, broker/dealer and custodian bank users in more than 40 countries
• Combined 30 years experience, Omgeo is the result of a global joint venture between the DTCC and Thomson Financial
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Omgeo’s Strategy: 2006+
• Automate Investment Manager allocations across multiple asset classes
• Provide IM’s with a single point of access to Omgeo and 3rd party trade management solutions for trades across multiple asset classes
• Facilitate efficient trade management and settlement through Omgeo CTM and Open SI/SN
• Strengthen strategic relationships with key clients and partners
• Increase our capability and capacity by adopting a global sourcing model
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Industry Update on Matching
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Omgeo TradeSuite Product VolumesAugust 2006
• Average Daily Trades/Confirms: 1,025,000
• Daily Equity Average: 923,000• Daily Fixed Income Average: 102,000*
• Confirm/Affirm (TradeSuite): 950,000• Central Matching Daily Average: 75,000
* Automated allocation to electronic confirm rate still low for Fixed Income, approximately 10%
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Oasys and Fixed Income
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WHAT’S NEW FOR VERSION 5.0 – FIXED INCOME UPDATE
• Added automation and expanded instrument coverage• Ability to submit user-defined CUSIPS• Processing of To Be Announced (TBA) contracts for
Mortgage Backed Securities (MBS)• Improved fixed income processing via security type and
standardization across OASYS, TradeMatch and ALERT
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WHAT’S NEW FOR VERSION 5.0 – CUSTODIAN BANKS UPDATE
• Enhanced communication minimizes inefficiency and operational risks.
– Expanded connectivity includes ability to allocate to custodians via TradeHub or by-pass in TradeMatch
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Oasys Fixed Income Community Update
Community tracking at a 45% increase in automated allocations over YTD 2005
Commercial Paper continues to trend upwards month over month MBS traffic on the rise; and TBA traffic anticipated with OASYS 5.0 uptake
• Uptake and use of OASYS 5.0• Broker coverage is increasing – outreach to counterparties is key• Code of Practice/standards adherence
• Cash Trades/Money Market Instruments
• Metrics: client specific data
• Standardized Repo processing
• New and continuing partnerships with Blackrock Solutions, CRD, Bloomberg as well as many others..
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Alert Enhancements – Alert Plus
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ALERT Plus
ALERT Plus will allow IMs and IMOs the ability to create and manage their high-volume account
and settlement data more efficiently.
Upload and global search and replace functionality will help greatly reduce resource restraints, manual intervention, settlement errors and
operational costs.
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ALERT PlusKey Features
Ability to make changes to all account and settlement instruction data across all markets available
• Bulk Data Import • Bulk import account and settlement instruction data from
a file instead of manually updating one-by-one
• Global Search and Replace• Change instances of the same data across multiple
accounts or settlement instructions
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ALERT PlusKey Features
• Broker list attachment• Attach broker lists to accounts via import and view
through user interface
• Market activation • Helps facilitate the activation of selected markets on an
account-level basis
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Omgeo Central Trade Manager
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Omgeo Central Trade Manager
• Increase in investment manager usage of CTM for allocations to brokers:• August 2005 – 395,674 trades• August 2006 – 720,367 trades
• Increase in Settlement Notifications to Custodians via Omgeo’s Closed User Group with SWIFT:• August 2005 – 13,188• August 2006 – 55,210
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Questions?