INVITED REVIEW ARTICLE
Nagoya J. Med. Sci. 60. 89 - 100, 1997
NEW CONCEPTS AND INSIGHTS ON PATHOGENESISAND TREATMENT OF DIABETIC COMPLICATIONS:
POLYOL PATHWAY AND ITS INHIBITION
NIGISHI HOTIA, MD
Third Department of Internal Medicine, Nagoya University School of Medicine
ABSTRACT
The polyol pathway is one of the possible biochemical mechanisms by which hyperglycemia could impairthe function and structure of the cells affected by diabetic complications. As possible hypothesis for thepathogenesis of diabetic complications, the polyol osmotic theory, alterations in myo-inositol and sodiummetabolism, intermediary metabolites, abnormal changes of the redox state (NADH/NAD+ ratio) and anabnormality of kinase C dependent protein phosphorylation have been proposed. Recently, increasing evidence suggests that glycation and oxidative stress may have a cross-link with polyol pathway, contributing tothe development of diabetic complications.
If hyperglycemia-induced polyol pathway hyperactivity has an important role in the etiology of late-onsetdiabetic complications, the inhibition of aldose reductase (AR), a rate-limiting enzyme of the pathway, couldbecome a key element in the prevention and reversal of diabetic complications. Recent evidence from bothanimal experiments and clinical studies has emerged to support this theory, resulting in the development ofdrugs available for the clinical treatment of diabetic neuropathy. From the results obtained mainly in animalmodels of diabetic complications, it is well recognized at present that AR inhibitors have a positive inhibitoryeffect on neuropathy, retinopathy, nephropathy, keratopathy, cataract-formation, possibly infection and atherosclerosis.
It is now clear that AR inhibitors may offer various benefits to patients with diabetic complications. However, more extensive efforts are needed for the evaluation of their effects.
Key Words: Polyol pathway, Diabetic complications, Neuropathy, Retinopathy, Atherosclerosis
INTRODUCTION
The etiology of late-onset diabetic complications is not yet clear but is probably multifactorial, and related to the quality of glycemic controP) and to genetic factors. Several generaltheories have emerged, each based on the premise that either hyperglycemia or some relatedmetabolic abnormalities are the primary events which trigger tissue damage and result in the development of diabetic complications (Fig. 1). The polyol pathway is one of the possible biochemical mechanisms by which hyperglycemia can impair the function and structure of cells
Reprint requests to be sent to:
Nigishi Hotta, MD
Third Department of Internal Medicine, Nagoya University School of Medicine, 65 Tsuruma-cho, Showa-ku,
Nagoya 466, Japan
Tel: 052-741-2111 (Ext. 2181)
Fax: 052-744-2213
89
90
Nigishi Hotta
OTHERSPLATELETAGGREGATION
HEMODYNAMICS
--------~. COUNTERREGULATORYHORMONE INCREASE
DIABETIC COMPLICATIONS
INSULINDEFICIENCY
,-_._--------_ ... _--_._--- .. -- -_._---------------------------,I
'*: POLYOL PATHWAY: NON-ENZYMATIC: GLYCATION,I
III
I,,~ .. _-------_._----_. __ ._._~---
PREVENTION AND/OR IMPROVEMENT BY INSULIN TREATMENT
*Polyol pathwayNADPH NADP NAD NADH
Glucose ~}-:::::::=A=R:=:j:::l.~ Sorbitol .;;it--:::::::==..J:=::::l.~SDH
Fructose
Figure 1: Main hypotheses of pathogenesis on diabetic complications and prevention and/or improvement byinsulin treatment.
affected by diabetic complications.2)-12) Other possible contributory factors include alteration inprotein structure and metabolism by accelerated glycosylation, microvascular changes leading toreduced availability of oxygen, and abnormalities in platelet functions as well as in growth factors. 9)-12)
If hyperglycemia-induced polyol pathway hyperactivity has an important role in the etiologyof late-onset diabetic complications, the inhibition of aldose reductase (AR), a rate-limitingenzyme of the pathway, could become a key element in the prevention and reversal of diabeticcomplications.2)-10),12) Recent evidence from both animal experiments and clinical studies hasemerged to support this theory, resulting in the development of drugs available for the clinicaltreatment of diabetic neuropathy.
General aspects of polyol pathway and aldose reductase, and their relationship to diabeticcomplications
The polyol pathwayThe polyol pathway consists of two steps: nonphosphorylated glucose is first reduced to sor
bitol by the enzyme, AR (alditol: NADP+ oxidoreductase [EC 1. 1. 1. 21]) and the resultingsorbitol is then changed to fructose by sorbitol dehyrogenase (L-iditol: NAD+2-oxidoreductase[EC 1. 1. 1. 14]) (Fig. 1). AR is one of a family of aldehyde reducing enzymes with a broadsubstrate specificity.5)-10) Under normal physiological conditions, glucose is converted to glucose-6-phosphate by hexokinase. Saturation of hexokinase in the presence of excess glucose asoccurs in the diabetic state results in the conversion of glucose to sorbitol by AR and then tofructose by sorbitol dehydrogenase (SDH). Under euglycemic conditions, the higher affinity ofhexokinase for the glucose substrate ensures that very little sorbitol is formed. However, under
91
POLYOL PATHWAY AND DIABETIC COMPLICATIONS
hyperglycemic conditions, there is a considerable increase in intracellular sorbitol levels.Namely, AR has a high capacity and a low affinity for glucose, but sorbitol dehydrogenase(SDH) has a high affinity and a low capacity for sorbitol. Hence, glucose flux mediated by AR isvery low in this pathway except during hyperglycemia, and sorbitol oxidation is relatively independent of the sorbitol concentration within the physiological range. 13),14) The activity of thispathway in relation to glucose metabolism is only about 3% under normal conditions. However,this activity increases 2-4 times in a concentration-dependent manner as the ambient glucoseconcentration rises above physiological levels. Thus, in response to hyperglycemia, sorbitol accumulates in complication-prone tissues that have a high capacity for polyol pathway enzymes andin which glucose entry is not rate-limiting for glycolysis or mediated by insulin. Once sorbitolhas been produced, it does not easily diffuse across cell membranes;3),15) this intracellular accumulation of sorbitol may be a factor in the etiology of diabetic complications.
A possible physiological role ofARAR has been found in a number of tissues, including those affected in diabetes such as nerve,
retina, kidney, aorta, lens and cornea.5) However, the physiological role of this pathway has remained unclear since its discovery was first made by Hers l6) in sheep seminal vesicles. Recentfindings suggest that this pathway may have an important role in the regulatory system of osmolar changes between the intracellular and extracellular milieu. 17),18) A progressive rise in AR activity and synthesis of sorbitol in amounts related to the magnitude of the change in extracellularosmolarity was induced by exposing cells derived from rabbit renal medulla to raised extracellular sodium and chloride ions. 18) Also, increasing amounts of AR mRNA in response to increasing osmolarity of the culture medium, were expressed in cells derived from rabbit inner renalmedulla. 19) A similar phenomenon was observed in in vivo studies using the kidney20) and in invitro investigations using other tissues. 21 ) Thus, it seems that an increased osmolarity of the extracellular milieu can trigger an expression of the aldose reductase gene and activation of thisenzyme in some cells including renal medullary cells.
Current concepts of the mechanisms involved in the development ofpolyol pathway-associateddiabetic complications
The polyol osmotic theory, alterations in myo-inositol and sodium metabolism, intermediarymetabolites, abnormal changes of the redox state (NADH/NAD+ ratio) and an abnormality ofkinase C dependent protein phosphorylation have been proposed as possible hypothesis for thepathogenesis of diabetic complications.2)-9) Recently, increasing evidence suggests that glycation22),23) and oxidative stress lO),24) may have a cross-link with polyol pathway, contributing tothe development of diabetic complications.
Williamson et a1.9) have proposed the role of hypoxia and hyperglycemia-induced pseudohypoxia, whereby an increase in NADH/NAD+ and associated metabolic imbalances contribute tovascular changes. The proposal is attractive because the hyperglycemia-induced redox imbalanceis largely the result of increased oxidation of sorbitol to fructose being coupled to the reductionof NAD+ to NADH in the second step of the polyol pathway. It is suggested that hypoxia andhyperglycemia-induced pseudohypoxia may play an important role in the pathogenesis ofdiabetic complications. Recent findings in expereimental models suggest that hyperglycemiainduced polyol pathway hyperactivity may play a role in the neurovascular dysfunction that isaccompanied by impaired nerve conduction velocity.IO),25),26) In addition to metabolic factors, itis likely that vascular disorders caused by polyol pathway hyperactivity may contribute to thedevelopment of some complications of diabetes that involve nerve and the retina. More recently,Ishii et al. 27) reported that PKC 13 inhibitor ameliorated the glomerular filtration rate, albumin
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Nigishi Hotta
excretion rate, and retinal circulation in diabetic rats in a dose-dependent manner, in parallelwith its inhibition of PKC activity. The theory that hyperglycemia-induced PKC hyperactivitymay contribute to the development of diabetic complications is attractive, but the relationshipbetween polyol pathway hyperactivity and abnormal PKC activity remains partially unclear.
Effect of AR inhibitors on diabetic neuropathyAR inhibitorsAlthough the exact mechanism is unknown, AR appears to be the possible link between in
creased polyol pathway activity and the development of some diabetic complications. Therefore,in recent years, preventive or therapeutic approaches for diabetic complications based on thepolyol pathway theory have focused on the development of potent AR inhibitors. The firstreport concerning AR inhibitors, published in 1965 by Hayman and Kinoshita,28) discussed theinhibitory effect of these agents on metabolizable fatty acids. However, the first successfulprevention of diabetes-associated complications was achieved with tetramethylene glutaric acid(TMG) (AY-20,037), which inhibited cataractogenesis in whole lens incubates after being givento rabbits by intraocular injection.5),29) Of the large number of AR inhibitors developed, alrestatin (AY-22,284) was the first to reach the clinical trial stage and was also the first orally effective inhibitor to be developed.
Since then, a large number of AR inhibitors have been generated and studied in experimentalanimal models, but only limited number of the drugs have reached the clinical trial stage.7) Allof the compounds listed in Table 1 are now either available for clinical use, such as epalrestatfor neuropathy, or in the clinical trial stage. However, AD-5467 and tolrestat were dropped dueto minimal efficacy for neuropathy in diabetic patients. In addition to the AR inhibitors listed inTable 1, zopolrestat is now at the clinical trial stage in USA.30) The developed AR inhibitors canbe roughly classified into four groups: carboxylic acids, flavonoids, hydantoins, and other compounds.7) Among the AR inhibitors in Table 1, epalrestat , FK-366, AD-5467, tolrestat, TATand NZ-314 belong to the carboxylic acid group, as does zopolrestat. On the other hand, SNK860 is classified into the hydantoin group. However, none of the flavonoid compounds hasreached the clinical trial stage.
Effect ofAR inhibitors on diabetic complicationsFrom the results obtained mainly in animal models of diabetic complications, it is well
recognized at present that AR inhibitors have a positive inhibitory effect on neuropathy,5)-7),25),26),31)-33) retinopathy,5)-7),34)-37) nephropathy,5)-7),38),39) keratopathy,5)-7) cataract-formation,5)-7),40),41) and possibly infection,42),43) and atherosclerosis.44)-46)
Although, clinically, there has been a massive concentration of efforts on diabetic neuropathy,5)-7) not all of the assessed studies support the polyol pathway theory.5)-7) A double-blindstudy in patients with diabetic neuropathy by Sima et al.47) gave exciting evidence of the efficacyof sorbinil, an aldose reductase inhibitor, against morphological signs of degeneration in suralnerve biopsies, accompanied by a decrease in the nerve sorbitol level and an increase in thenerve conduction velocity. A similar observation was reported by Greene et a1. 48) using anotheraldose reductase inhibitor, FK-366 (zenarestat). Although there have been a few positive resultsin other areas, the treatment of diabetic retinopathy with epalrestat over three years was particularly impressive, with drug-treated patients showing improvements in retinal structure49),50) andelectroretinogram,49) Cunha-Vaz et a1.51) found that alterations of the blood-retinal barrier increased significantly less in the sorbinil-treated group compared with the placebo group duringthe 6-mo study period, and that there was also a lower incidence of capillary microaneurysms ofthe retina in the sorbinil group. The Sorbinil Retinopathy Trial Research Group52) reported that
93
POLYOL PATHWAY AND DIABETIC COMPLICATIONS
Table 1. Chemical structure and activity of aldose reductase inhibitors which have reached the clinical
evaluation for "triopathy" complications (neuropathy, retinopathy and nephropathy) in Japan.
Inhibitory activity ofARI (ICso x1 0.6 M)
HPAR RLAR
Name
Epalrestat(ONO-2235)
FK-366
AD-5467
SNK-860
Tolrestat(AY-27773)
TAT
NZ-314
Structure
~~'-eH"'OOH'--' ~]W~S
yHzCOOH
c,w~e,
a ,HCi::(CCH3 H3CH,
, SCH2COOH
)::ta'WaNH'
H::n J.,CH>COOHw~ V bH3
N_N! LH'COOHQH"
a,'>,. ~aVCHt'~y~-eHzCO<H
Company
Ono
Fujisawa
Takeda
Sanwa
Ayerst
Wakamoto
Nihonzoki
0.026
0.051
0.028
0.01
0.044
0.129
0.022
0.04
0.021
0.062
Pharmacokinetics ofARia
Tmax (h) T 1/2 (h)
2 0.76
0.9 ± 0.2 7.7 ± 0.5
1.3 ± 1.2 0.5 - 3.0
1.3 1.71
1.3±0.1 9.2
1.0 1.49
1.4 ± 0.6 1.8 ± 0.4
Note: HPAR =human placenta aldose reductase; RLAR =rat lens aldose reductase.'Single administration in healthy subjects: ONO-2235, AD-5467 --+200 mg p.o., FK-366 --+ 150 mg p.o.,NZ-314 --+ 50 mg p.o., TAT --+ 20 mg p.o., SNK-860 --+ 15 mg p.o.
the treatment of 497 IDDM patients with sorbinil at a dose of 250 mg daily or placebo for30-50 months resulted in no significant inter-group difference in the severity level but that thenumber of capillary microaneurysms increased at a slightly lower rate in the sorbinil group thanin the placebo group. Although past clinical studies of AR inhibitors on diabetic retinopathy arelimited in number, these findings suggest that AR inhibitors play an important role in preventingthe development and progression of diabetic retinopathy, indicating the need for further clinicalstudy.
Effect ofAR inhibitors on diabetic neuropathy and its possible mechanismsAR, a principal enzyme of the polyol pathway in the peripheral nerve, is present in the
Schwann cell and in pericytes and endothelial cells of endoneurial capillaries. 53),54) More recently, intense immunostaining for AR has been found in the paranodal region and the SchmidtLanterman clefts as well as in the terminal expansions of paranodal myelin lamellae and nodalmicrovilli.55)
Under hyperglycemic conditions, there is a considerable increase in intracellular sorbitol levels in the peripheral nerve, exacerbated by the relative inability of this metabolite to cross thecellular membrane. This results in osmotic damage, and metabolic, structural and functionalabnormalities. 56),57) It is also possible that damage of the peripheral nerve may result from depletion of intracellular cofactors, such as nicotinamide-adenosine dinucleotide phosphate(NADPH), due to increased flux through the pathway.9) Moreover, accumulations caused byhyperglycemia-induced polyol pathway hyperactivity have also been associated with the deple-
94
Nigishi Hotta
tion of myo-inositol. This may in turn decrease sodium-potassium adenosine triphosphatase(Na+ IK+-ATPase) activity, resulting in changes in cellular metabolism and the membrane structure of the peripheral nerve.3).9),IO) All of these conditions were improved by treatment with ARinhibitors. However, a recent investigation of the reciprocity of sorbitol accumulation and myoinositol uptake as part of cellular 'osmostasis' indicates that changes in nerve myo-inositol mightbe a parallel and functionally irrelevant event.8)
Concerning the pathogenesis of diabetic neuropathy, both metabolic and vascular defectshave been implicated but the interrelationships between them are poorly understood. Endoneurial blood flow is diminished shortly after the induction of diabetes in rats. Vasodilator treatmentor pharmacologic adrenergic sympathectomy increases endoneurial blood flow and nerve conduction velocity, implicating neural ischemia as well in the early and reversible slowing of nerveconduction velocity.lO) AR inhibitors corrected the delayed nerve conduction velocity and decreased endoneurial blood flow, 10),25),26) also improved the impaired endothelium-dependentaortic relaxation (thought to be nitric oxide-[NO]-mediated) in diabetic rats.58) A more recentstudy suggests that the AR inhibitor-sensitive component of conduction slowing and the reducedNa+/K+-ATPase activity in diabetic rats may in part reflect impaired nitric oxide activity, thuscomprising a dual metabolic-ischemic pathogenesis. 12) As for other vascular factors in the development of diabetic neuropathy, 2,3-diphosphoglycerate (DPG) in red blood cells (RBCs),platelet aggregation and RBC deformability are of interest. 2,3-DPG has a high affinity forhemoglobin and plays an important role in regulating the binding of oxygen to hemoglobin. It iswell-known that a low concentration of 2,3-DPG reduces the ability of RBCs to release oxygen,resulting in tissue hypoxia, and that the 2,3-DPG concentration in RBCs is decreased in patientswith diabetic ketoacidosis. 59),60) The AR inhibitor, SNK-860, which restored nerve sorbitol levels, nerve Na+IK+-ATPase activity, and nerve conduction velocity, also increased 2,3-DPGlevels in RBCs and endoneurial blood flow in diabetic rats.61 ) This increase in RBC 2,3-DPG levels by SNK-860 may cause an increment of oxygen supply to the peripheral nerve in diabeticrats, contributing in part to the improvement of delayed nerve conduction velocity. Takiguchi eta1.62) observed that the treatment of diabetic rats with ONO-2235 (epalrestat), an AR inhibitor,for 8 weeks, prevented the anti-aggregating activity of plasma, as did insulin treatment. Moreover, Robey et a1. 63) reported that sorbinil could partially prevent the decreased RBC deformability in diabetic rats. All of these findings and other observations64)-66) strongly suggest that ARinhibitors can cause an increment of endoneurial microcirculation of the peripheral nerve indiabetic rats, contributing to the improvement of diabetic neuropathy.
It is well established that the effect of AR inhibitors on diabetic neuropathy is mainly via themetabolic changes due to the inhibition of the polyol pathway activity. However, considering theabove findings, it is strongly suggested that vascular factors may also play an important role inthe effects of AR inhibitors on diabetic neuropathy. The possible mechanisms of AR inhibitorsin diabetic neuropathy are summarized in Fig. 2.
AR inhibitors' action on diabetic complications in other areasPo!yo! pathway and atherosclerosisIt has been hypothesized that a reduction in Na+/K+-ATPase activity is the major pathogenic
step in the development of hypertension. 67) This results in the accumulation of intracellular Na+and ultimately leads to significant increases in cytosolic-free Ca2+ concentrations [Ca2+]i in vascular smooth muscle cells. In diabetes, low Na+/K+-ATPase activity in tissues is observed,which may be linked to the polyol pathway.
To examine this possibility, sorbitol, Na+/K+-ATPase activity and [Ca2+]i were measuredusing cultured rabbit aortic smooth muscle cells. Epalrestst (100 IlM), an AR inhibitor, blocked
95
POLYOL PATHWAY AND DIABETIC COMPLICATIONS
ALDOSE REDUCTASE INHIBITORS
~
[DECREAS6~ ACTIVITY 1
POLYOL PATHWAY
-lll.QQQ (
..B!!Q.
n-;~~;~;.;C- ------n j -jI I I
....... ~ T2,3-DPG :I I I
: NORMALIZED-DEFORMABILITY :,---------------------------,(tPLATELET AGGREOOiON)
," -,:~:
tt_~~::~~!~~_D~_~~~jJ
tProtein kinase C activity OCAMP?)J
fNa+/ K+ -ATPase activity
~r-------"------___tSORBITOL tNa+/ K+ -ATPase activity
(tNO P~oduction)
VASODILTATION
~-----~I tNERVE BLOOD FLOW
t"------------INCREASED 02 SUPPLY
t[ IMPROVEMENT OF DIABETIC NEUROPATHY
Figure 2: Possible mechanisms of aldose reductase inhibitors in improvement of diabetic neuropathy.
glucose-induced changes in sorbitol and myo-inositol metabolism.45) The increment of cytosolicfree Ca2+, induced by 30 mM glucose was completely reduced by epalrestat to controllevels.68)Although in the presence of 30 mM glucose, the ouabain binding capacity was significantly reduced and 32Rb uptake was also markedly decreased, epalrestat restored the 32Rb uptake butfailed to restore the ouabain binding capacity.
These findings suggest that increased sorbitol levels and decreased Na+jK+-ATPase activityin culture rabbit smooth muscle cells may be important pathogenic factors in the development ofhypertension and atherosclerosis in diabetes, and that AR inhibitors may be useful for theirprevention. From these data and observations by others,22),23),44),46),62),63),66) a hypothesis for thedevelopment of atherosclerosis in diabetes based on polyol pathway cascade is summarized inFig. 3.
Polyol pathway and neutrophil functionDiabetic patients have increased susceptibility to infection because of an impaired host
defense mechanism. Although many factors may contribute to impaired host defense, in particu-
96
Nigishi Hotta
... Na+ DEPENDENTMYO-INOSITOL UPTAKE
HYPERGLYCEMIA
CBH~YP~E~R~T~EN~S~IO~N~--~+(~~~~~~D-_----~""""""'" ..•.
Figure 3: Possible mechanisms by which development of atherosclerosis in diabetes mellitus may be linked to increased polyol pathway activity.
lar, polymorphonuclear leukocyte (hereafter referred to as neutrophil) function plays an important role. Neutrofil function in well-controlled diabetic patients differs little from that in normalsubjects,69) suggesting that dysfunction is in part related to poor metabolic control induced byhigh glucose concentrations.
Wilson4Z) reported that neutrofils have an active polyol pathway, which may be the cause of
the decreased killing ability of neutrophils observed in diabetes. However, the mechanisms of altered cell function in diabetes are not fully understood. As bactericidal function is partiallymediated by oxidative killing, the biochemical events necessary for causing the oxidative burstare those most susceptible to impaired glucose metabolism. These abnormalities may thereforebe associated with the induction of the polyol pathway, which competes for supplies of nicotinamide adenine dinucleotide phosphate (NADPH). Boland et a1.70) demonstrated that the impaired killing of Esherichia coli in diabetic patients was improved by treatment with an AR inhibitor, ponalrestat. More recently, Kawamura et a1. 43) measured lucigenin-enhanced chemiluminescence stimulated by phorbol myristate acetate as a function of neutrophils in high glucoseconcentration. The peak value of lucigenin-enhanced luminescence in human neutrophils wasdecreased by 86% by exposure to 40 mM glucose. This reduction was reversed by 91% with theaddition of 10 I-tM SNK-860. It has been reported that the lucigenin-enhanced luminescence response, induced by superoxide and only weakly by the hydrogen peroxide and myeloperoxidaseHzOz-halide systems, as an indicator of superoxide anion production and PMA, is decreased indiabetic patients7 !) and in high-glucose medium in vitro.72) In the in vivo study, using neutrophilsfrom poorly controlled diabetic patients, epalrestat, an aidose reductase inhibitor significantyimproved the impaired Cypridina luciferin-analog-dependent chemiluminescence and L-dependent chemiluminescence in patients with diabetes mellitus.73) The results obtained in humanneutrophils suggest that, in diabetic patients, the increase of the polyol pathway activity by highglucose concentrations may reduce the depletion of superoxide anion on the membrane ofhuman neutrophils, resulting in the dysfunction of the oxidative killing. Therefore, it appearsthat AR inhibitors may also be capable of preventing the aggravation of various infections in
97
POLYOL PATHWAY AND DIABETIC COMPLICATIONS
HYPERGLYCEMIA
Modification of protein and DNA *Development of diabetic complications'
Figure 4: Relationship on the development of diabetic complications between glycolytic pathway, polyol pathwayand glycation.
diabetic patients.
CONCLUSION
Recent findings have shown a strong cross-linking between polyol pathway and glycation inthe pathogenesis of diabetic complications. In addition to this, it is an interested possibility thatincreased synthesis of methylglyoxal modifying nucleic acid and protein74) may be partially related to hyperglycemia-induced polyol pathway hyperactivity, resulting in diabetic complications(Fig.4). It is now clear that AR inhibitors may offer various benefits to patients with diabeticcomplications. However, more extensive efforts are needed for the evaluation of their effects.Time will tell whether the hopes for these drugs are to be fulfilled.
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