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Fitness for Duty,
Employment and
Return to Work Exams
Terry W. Taylor, MD, MPH
Occupational Health Center
2050 Michigan Avenue
Mobile, AL 36615
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Objective
� Identify tools for successful management
of worker fitness for duty
� Outline the winning formula to reduce
injury frequency and improve safe return
to work.
� Principles apply to pre-employment,
return to work or periodic examinations
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Overview
� Purpose of medical treatment is to restore health, optimize functional capability and minimize the impact of injury or illness on the employee’s life.
� Prolonged absence away from work is detrimental to a person’s mental, physical and social well being.
� Return to maximum functional activities after an injury or illness has many beneficial effects.
� Employers must comply with ADA/FMLA/Work comp laws.
� Physician action can positively affect the likelihood of healing by setting clear expectations for recovery.
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Impairment vs Disability
� Permanent impairment is a medical term that implies a loss of physiologic function or anatomic structure that persists to a degree that further medical, psychologic, surgical and rehabilitative interventions are unlikely to produce any substantial improvement in level of function or quality of life.
� Disability is an administrative term that implies a reduced ability to meet occupational demands as a result of impairment and other associated factors-
such as mental abilities, social factors and financial status.
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Roles Essential to return to work
process
� Employee
� Supervisors/management
� Occupational Health Nurse
� Safety professionals
� Physicians
� Physical therapist
� Ergonomist/vocational consultant
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Employee factors
� Physical condition
� Psychological/emotional factors
� Social issues
� Financial issues
� Job satisfaction
� Secondary gain-dissatisfaction with employer,
medical services or work accommodation
� Is the employee ready, willing and able?
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Employer factors
� Does employer possess accurate and useful job descriptions with essential functions listed.
� Lack of accommodated work is a barrier.
� Communication from physicians uses medical terms and often overly conservative restrictions.
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Physician factors
� May have a lack of knowledge about work situation, including available modified work.
� Lowest estimate of functional ability often comes from the employee.
� Highest indication of ability comes from objective functional capacity testing.
� Time is limited especially for completing forms.
� Examinations need to be benchmarked with essential functions.
� Psychological/psychiatric evaluations may be needed.
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Occupational health nurse/case
manager factors
� Can serve as employee advocate/advisor.
� More time with employee to help with understanding of treatment, evaluations and goals/outcome.
� Contact with employee with encouragement to return to work often is helpful.
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Physical therapy factors
� Functional capacity evaluations (FCE), work
conditioning, work hardening are
important for objective assessment of
worker ability.
� It is not unusual for the average time off
work to be 6-24 months before these tools
are utilized.
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Functional Capacity Exam (FCE) -
Definition
� Systematic method of measuring an
individual’s ability to perform tasks on a
safe and dependable basis.
� FCE includes all impairments, not just those
that result in physical functional
limitations.
� In general, the FCE collects information
about functional limitations of a person.
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Functional Capacity Exam (FCE) -
Purpose
� Improve the likelihood that an employee
will be safe in job task performance.
� Match individual ability to job demands
and diminish risk of injury (or re-injury).
� Assist employee to improve job
performance by identification of functional
decrements.
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Functional Capacity Exam (FCE) -
Purpose
� Assist in measuring treatment progress for
injured workers.
� Determine the presence (if any) and the
degree of disability so that the appropriate
bureaucratic or judicial entity can assign,
apportion, or deny medical disability
benefits.
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Functional Capacity Exam (FCE) –
Standards of Care
� Safety-proper administration of FCE not be
expected to lead to injury.
� Reliability-Score derived from FCE should
be dependable across evaluators, patients
and time.
� Validity- FCE should reflect true ability.
� Practicality-Costs,interpretation and
reporting should be reasonable.
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Functional Capacity Exam (FCE) –
Effort / Performance
� Malingering.
� Factitious disorder.
� Learned illness behavior.
� Conversion disorder, pain disorder, or
other somatoform disorder.
� Depressive disorder.
� Test anxiety.
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Functional Capacity Exam (FCE) –
Effort / Performance
� Fear of symptom exacerbation or injury.
� Fatigue.
� Medication and psychoactive substance
effects
� Lowered self-efficacy expectations.
� Need to gain recognition of symptoms.
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FCE – Frequently Used Test
Batteries
� Blankenship
Functional Capacity
Evaluation
� BTW Work Simulator
� California Funtional
Capacity Protocol
� DOT Residual
Functional Capacity
Battery
� ERGOS Work
Simulator
� Isernhagen Functional
Capacity Evaluation
� Key Method
Functional Capacity
Assessment
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FCE – Frequently Used Test
Batteries
� LIDO WorkSET Work
Simulator
� Matheson Work
Capacity Evaluation
� Physical Work
Performance
Evaluation
� Valpar Component
Work Sample System
� Workability Mark III
� WorkHab
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FCE and Job Matching
� Physical demands of job obtained through
job analysis.
� Essential functions of job identified in a job
description or Occupational Exposure
Assessment.
� FCE and Job requirements matched to
identify physical abilities.
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Occupation Matching
Physical
Demand
Occasional Frequent Constant Typical Energy
Required
Sedentary 10 lbs Negligible Negligible 1.5-2.1 METS
Light 20 lbs 10 lbs Negligible 2.2-3.5 METS
Medium 20-50 lbs 10-25 lbs 10 lbs 3.6-6.3 METS
Heavy 50-100 lbs 25-50 lbs 10-20 lbs 6.4-7.5 METS
Very Heavy Over 100 lbs Over 50 lbs Over 20 lbs Over 7.5 METS
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Purpose of Fitness for Duty (FFD)
Exams-Manage Risks
� Detect pre-existing medical problems.
� Detect unsafe prescription medication use.
� Screen out illicit drug users.
� Make sure the applicant/worker is fit for
duty.
� Protect applicant/worker, co-workers,
employer.
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Past Medical History
� Prior back and musculoskeletal problems
� Prior surgeries
� Heart and lung problems
� Prior work restrictions
� Previous diagnosis
� Previous work related medical problems
� Allergies-solvents, latex, dusts
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Past Occupational history
� Loud noise
� Prior exposure to asbestos, chemicals,
radiation
� Work with vibrating tools
� Exposures to dust, fumes, biologic hazards
� Prior work related injuries and illnesses
� Old or current work restrictions
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Current Medications
� Narcotics/analgesics ( pain medications)
� Anti-epileptics
� Benzodiazepines/mood adjusting
� Insulin
� Anti-inflammatory
� blood thinners
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Physical exam
� Is the medical history accurate?
� Look for old surgical scars, especially the back ,
neck , shoulders and knees (laborers)
� Listen closely to the heart and lungs (rule out
asthma, emphysema, heart arrhythmias)
� Check for hernias
� Range of motion of all the major joints
� Evaluate blood pressure for hypertension
� Document pre-existing abnormalities
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The Winning Formula for Safety
Culture at Worksite
� Assume all incidents are preventable
� Assume all risks can be controlled
� Management takes responsibility, holds team
accountable for preventing injuries
� Involve employees
� Job descriptions or analysis to set benchmarks
for exams and FCE
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� Train employees to work safely
� Promote safety off-the-job (hearing
protection is one example)
� Audit safety
The Winning Formula for Safety
Culture
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Observations and
Recommendations
� Employers should adopt a disability prevention model.
� Behavioral and circumstantial realities that prolong disability should be addressed.
� Acknowledge the contribution of motivation on outcomes and improve incentives for positive outcomes.
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Disability is rarely medically
required!!!!
� Only a small fraction of medically excused
days off work is medically required-
meaning work of any kind is medically
contraindicated.
� Unnecessary prolonged work absences can
cause significant harm to an employee’s
well-being, social relationships and self
respect.
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Tools for Success
� Communication
� Accountability
� Respect
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Case examples and questions?