, Roa
President
Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AO JO in Go1·ernment Ac/ of 1978
Rev. 112011 FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§ 101-111)
I. Person Reporting (last name, first, middle initial)
Vinson, Roger
2. Court or Organization
District Court - NDFL
3. Date of Report
5/13/2011
4. Tille (Article Ill judg" indicate active or senior status;
magistrate judges indicate full- or parHime)
District Judge - Senior
Sa. Report Type (check appropriate type)
D Nomination, Date
D Initial [{] Annual
Sb. D Amended Report
D Final
6. Reporting Period
01/01/2010
to
12/31/2010
7. Chambers or Office Address
Arnow Federal Building
I 00 North Palafox Street
Pensacola, FL 32502
8. On the basis of the information contained in this Report and any
modifications pertaining thereto, it is, in my opinion, in compliance "ith applicable la,.·s and regulations.
Re.·ie,,fog Officer Date
IMPORTANT NOTES: The ins/rue/ions accompanying this form must be followed. Complete all parts,
checking 1he NONE box for each part where you have no reportable informalion. Sign on last page.
I. POSIT I 0 NS. (Reporting individual only; see pp. 9-13 of filing instructions.)
D NONE (No reportable positions.)
POSITION NAME OF ORGANJZA TJON/ENTJTY
I. Co-Trustee and Chainnan J. Hugh and Earle W. Fellows Memorial Fund
2. Co-Trustee Vinson Cemetery Trust Fund
3. Trustee American Camellia Society Trust, Inc.
4. Chainnan Pensacola Camellia Club Foundation, Inc.
5. American Camellia Society
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
[{] NONE (No reportable agreements.)
PARTIES AND TERMS
I.
2.
3.
Vinson er
3.
Page 2of10
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT 5/13/2011Vinson, Roger
Ill. NON-INVESTMENT INCOME. (Reporting individualand spouse;mpp.17-Uoffiling instructions.)
A. Filer's Non-Investment Income
[{] NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yours, not spouse's)
I.
2.
3.
4.
B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
D NONE (No reportable non-investment income.)
SOURCE AND TYPE
I. 2010 Florida Retirement System
2.
3.
4.
JV. REIMBURSEMENTS -transportation, lodging,faod, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
[{] NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
I.
2.
4.
5.
-Ei''.rtX
3.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 3of10 Vinson, Roger 5/13/2011
V. G JFTS. (Includes those to spouu and dependent children: set pp. 18-31 of filing instructions.)
[{] NONE (No reporJable gifts.)
SOURCE DESCRIPTION VALUE
I.
2.
3.
4.
5.
VJ. LJABJLJTJES. (Includes those of spouse and dependent children: see pp. 31-33 of filing instructions.)
D NONE (No reportable liabilities.)
CREDITOR VALUE CODE
I. Bank of America Mortgage Loan M
DESCRIPTION
2.
4.
5.
1
. . J
A. c. D.
Name of Person Reporting
Vinson, Roger
Date of Report
5/13/2011
FINANCIAL DISCLOSURE REPORT
Page 4of10
VII. INVESTMENTS and TRUSTS -income, .. atue, transactions r1nc1udes those of spouse and dependent chitdren; see PP· 34-60 offitinc instructions.)
D NONE (No reportable income, assets, or transactions.)
B. Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-II) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
I. Land·.· ·.· None M w
2. Condominium> : . •. None 0 w
3. Adams Express A Dividend J T
4. Anglo American A Dividend K T
5. Catepillar A Dividend K T
6. Cisco None J T Buy 11/15/IO J
7. Cooper Ind. A Dividend J T
8. Corelogic None J T Spinoff 06/08/10 J (from line 9)
9. Exxon Mobil B Dividend L T
IO. First American Financial A Dividend J T
11. General Electric A Dividend J T
12. Genon Energy None J T Open 12/07/10 J Merger with Mirant Line 23
13. Geovax Labs None J T
14. Geovax Labs None J T Buy 11115/IO J
15. HCP A Dividend J T
16. Headwaters None J T
17. Intel A Dividend J T
I. Income Gain Codes: A =$1.000 or less B =$t ,001 -$2,500 c =$2.501. $5.000 D =$5.001 -$15.000 E =Sl5.00I-S50.000
(See Columns Bl and 04) F =$50.001 -$I 00.000 G=SI00.001-$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than S5.000.000
2. Value Codes J =S 15.000 or k>s K =SI 5.001 - SS0.000 L =S50.00t -SI00.000 M =SIOO.OOt -S250.000
(Sec Columns Cl and DJ) N =$250.001 -$500.000 0 =$500.00 I -$1.000.000 Pl =$1.000.001 -$5.000.000 P2 =$5.000.001 -$25.000.000
Pl =$25.000.00t · $50.000.000 P-1 =More than $50.000.000
3. Value Method Codes Q =Appraisal R =Cosl (Real Est;itc Only) S =Assessment T =Cash Market
(Sec Column C2) U =Hool Value V o:=Othcr W =l:s111natcd
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 5of10 Vinson, Roger 5/13/2011
VII. INVESTMENTS and TRUSTS - income, mtue, transactions rtncludes thouofspouu and dependent chitdren; see PP. 14-60 offiting instructions.J
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (S) Place "(X)" after each asset ! Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure , Code I div .. rent. Code2 Method buy, sell, nun/dd/yy Code2 Code I buyer/seller (A-II) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
18. Intuitive Surgical None J T Buy 12/30/10 J
19. Matrixx Initiatives None J T
20. McDonalds B Dividend L T
21. Microchip Technology B Dividend K T
22. Microsoft A Dividend J T
23. Mirant None Merged 12/07/10 J Merged with Genon
(with line 12)
24. Myriad Genetics None J T
25. Myriad Pharmaceuticals None J T
26. Pioneer Nat. Res. A Dividend J T
27. Proshares Treasury Ultrashort None J T Buy 06/30/10 J
28. Regions Financial A Dividend J T
29. Royce Value Fund A Dividend J T
30. Southern Company A Dividend K T
31. TECO A Dividend J T
32. T. Rowe Price Tax-Free Fund c Dividend L T
33. T. Rowe Price Spectrum Gr. Fund A Dividend K T
34. Thompson Creek Metals None J T Buy 12/14/10 J
I. Income Gain Codes: A =$1.000 or less !! =$1.001 - $2.500 c =$2.501 • $5.000 D =$5,001 · $15,000 E =$15,001 - $50.000
(See Columns 81 and D4) f =$50.001 • $100.000 G =$100.001 • $1.000.000 Ill 41.000.001 • $5.000.000 112 =More than S5.000.000
2. Value Coda J =S 15.000 or IC"Ss K =$15.001 • $50.000 L =S50.00I - SI 00.000 M =SI00.001. S250.000
(Sec Columns Cl and UJ) N =$250.001. $500.000 o =$500.001 · Sl.000.000 rt =Sl.000.001 - S5.000.000 P2 =S5.000.001 • $25.000.000
PJ =S25.000.00I • SS0.000.000 r4 =More than SS0.000.000
J. Value Method Codes Q =Appraisal H =Cost (Real Estate Only) S =Assessment T=Cash Markct
(Sec Column Cl) U =Hool Value V =Oth1..T W =Estimated
of filing
':'.)§,c}'.':,1
··
' -·- ·-·
(I)
45.
48.
(5)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 6of10 Vinson, Roger 5/13/2011
v II. IN v EST MENTS and TR us Ts - income, value, transactions (Includes those of spouse and dependent children; SU PP. 34-60 instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reponing period
(including trust assets) reponing period of reponing period
(2) (I) (2) (I) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/sellerCode I
(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
35. Vanguard Energy Fund A Dividend J T
36. Vanguard Precious Metals Fund A Dividend J T
37. Vanguard Tax-Managed Cap. Appreciation
Fund A Dividend J T
38. Walmart A Dividend K T
39. Watson Pharm. None J T
40. 403(b) Nationwide Annuity D Distribution L w
41. IRA Price Funds c Dividend L T
42. - Spectrum Growth
43. - Spectrum Income
44. - Spectrum International
Members First Credit A Interest J T - Savings
46. AmSouth Accounts A J TInterest
47. Beach Bank Account B Interest K T
Life Insurance (Whole) (Navy Mutual Aid) None L w
49.
50.
IRA - Vanguard Group
- STAR Fund
E Distribution 0 T
51. - International Value
I. Income G;:iin Codes:
(Sec Columns B\ and D4)
2. Valuc Codes
(Sec Columns Cl anJ 03)
3. Valuc Mc1hod Cocks
(Sec Column C2)
A 0:0$ 1.000 or less
f =$50.001 -$100.000
J =S 15.000 or kss
N =$250.001 • SS00.000
P3 =$25.000.001. $50.000.000
Q =Appraisal
U =Book Value
ll =$1,001 -$2,500
G =$100,001 -$1.000.000
K =$15,001 • SS0.000
0 =$500.001 • S l.000.000
R ooCoSI (Real Es1a1c Only)
V =Other
c =$2.501 -$5,000
Ill =$1.000.001 -$5.000.000
L =$50.001 • SI00.000
Pl =Sl.000.001 • $5.000.000
N =More 1hao $50.000.000
S ==Asscssmcnl
W o:o-l:::stimatcd
D=$5.00l -$15,000
112 =More than SS.000.000
M =SI00.001 • $250.000
P2 =$5.000.001 • $25,000.000
T ooCash Marker
E =$15,001 -$50.000
D.
Name of Person Reporting Dale of Report FINANCIAL DISCLOSURE REPORT
Page 7of10 Vinson, Roger 5/13/2011
v I I. INVESTMENTS and TR us Ts - income, value, transactions (Includes those of spouse and dependent children: see PP. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c.
Description of Assets Income during Gross value al end Transactions during reponing period
(including lrust assets) reponing period of reponing period
(I) (2) (I) (2) (I) Place "(X)" afler each assel Amount Type (e.g., Value Value Type (e.g.,
exempt from prior disclosure Code I div.• rent, Code 2 Method buy, sell, (A-II) or int.) (J-P) Code3 redemption)
(Q-W)
52. - Wellesley
53. - Wellinglon
54. - Energy Fund
55. -Health Care
56. -Inflation Protected Sec.
57. -Precious Metals
58. -Short Term Inv. Grade
59. Western Asset Municipal Money Market None M T Fund (X)
60. American Electric Power Co. Inc. (X) None J T
61. Cisco Sys Inc. (X) None J T
62. Coca-Cola Co. (X) None J T
63. Walt Disney Co. (X) None J T
64. Exxon Mobil Corp (X) None J T
65. Fortune Brands Inc. (X) None J T
66. Home Depot Inc. (X) None J T
67. Intel Corp. (X) None J T
68. IntL Bus_iness Machines Corp. (X) None J T
(2) (3) (4) (5) Dale Value Gain Identity of
mm/dd/yy Code 2 Code I buyer/seller
(J-P) (A-H) (if private
transaction)
12/29/10
I2/29/IO
12/29/10
12/29/10
12/29/10
12/29/10
12/29/10
12/29/10
12/29/10
12/29/10
I. Income Gain Codes: A =$1.000 or less ll =$1,001 - $2.500 C =$2.501 - SS.000 D =$5,001 -$15.000 E =Sl5.001 - $50.000
(Sec Columns BI and 04) F =$50.001 - $100,000 G =SI00.001 -$1.000.000 Ill =$1.000,001-$5.000.000 112 =More than $5.000.000
2. Valuo Codes J =S 15.000 or less K =Sl5.00l -S50.000 L =S50.00I - SI00.000 M =SI00.001 - $250.000
(Sec Columns CI and DJ) N =$250.00 I - $500.000 0 =$500.001 - Sl.000.000 Pl =Sl.000.001 - S5.000.000 P2 =$5.000.001 - $25.000.000
Pl =\25.000.001. $50.000.000 N =More than $50.000.000
J. Value Mc1hod Codes Q =Appr.iisal K =Cost (Kcal Estate Only) S =Asscssmi..111 T =Cash Market
(Sci! Column C2) U =llook Value V =01hcr W =Estimated
Date of Report Name of Penon Reporting FINANCIAL DISCLOSURE REPORT
Page 8of10 5/13/2011Vinson, Roger
VII. INVESTMENTS and TRUSTS - incomt', valut', transactions (lnc/udn thost' ofspouuand depmdmt children; SU pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D .
Description of A"et s Income d uring Gr oss value atend T ransactions d uring reponing period
(inclu ding trust asset s) r eponing period of reponing period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amou nt Type (e. g., Value Value Type (e.g., Date Value Gain Id entity of
exempt from prior disclosure CodeI div., rent, Code2 Method buy, sell, mm/ddfyy Code2 Code I buyer/seller (A-II) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private
(Q-W) t ransaction)
69. Merck & Co. Inc. New (X) None J T 12/29/10
70. Microsoft Corp. (X) None J T 12/29/10
71. Southern Co. (X) None J T 12/29/IO
72. Wal-Mart Stores, Inc. (X) None J T 12/29/IO
73. Wells Fargo & CO. New (X) None J T 12/29/10
74. Legg Mason Western Asset Intermediate-Tenn Municipals (X)
None K T 12/29/IO
I. Income Gain Codes: A=$ I .000 or less B =$1,001 - $2.500 C =$2.501 • Sl.000 D =Sl.001 • S l l.000 E =SI l.001 - Sl0.000
(Sec Columns BI and 04) F =$50.001 - $100.000 G =$ 100.00 I - $1.000.000 Ill =$1.000,001 • Sl.000.000 112 =More than Sl.000.000
2. Value Codes J =SI 5.000 or less K =St5.001 • S50.000 L =S50.00I - SI00.000 M =S100.001 - S250.000
(Sec Columns CI and DJ) N =$250.001 • $500.000 0 = Sl00.00 I - S 1.000.000 Pl =Sl,000.001 - $5.000.000 P2 =$5.000.001 - $25.000.000
PJ =$25.000.001 - SS0.000.000 N =More than $50.000.000
J. Value Mc!hod Codes Q =Appraisal R =Cost (Real E.sta1c Only) S =Assessment T =Cash Market
(Sec Column C2) U =llook Value V =Oth1..T \V =Estimated
5/13/2011
Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT
Page 9of10 Vinson, Roger
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicaupartofuport.)
FINANCIAL DISCLOSURE REPORT
Page 10of10
IX. CERTIFICATION.
Name of Person Reporting Date of Report
Vinson, Roger 5113/2011
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is
accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature: s/ Roger Vinson
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL
AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544
3.
Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT in Goi·ernment Act of 1978Rev. 112011 FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§ 101-111)
J. Per.on Reporting (last name, lirst, middle initial)
Vinson, Roger
2. Court or Organizalion
District Court - NDFL
J. Date of Report
8/19/2011
4. Title (Article Ill judges indirale active or senior status; magistrate judges indicate full- or part-time)
District Judge - Senior
5a. Report Type (<heck appropriate type)
D Nomination. Date
D Initial [Z] Annual
Sb. [{] Amended Report
D Final
6. Reporting Period
01/01/2010
to
12/31/2010
7. Chambers or omce Address
Arnow Federal Building IOO North Palafox Street Pensacola, FL 32502
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable Jaws and regulations.
Re»iewing Omrer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you hat•e no reportable information. Sign on last page.
I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)
D NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY
I. Co-Trustee and Chainnan J. Hugh and Earle W. Fellows Memorial Fund
2. Co-Trustee Vinson Cemetery Trust Fund
3. Trustee American Camellia Society Trust, Inc.
4. Chairman Pensacola Camellia Club Foundation, Inc.
5. President American Camellia Society
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
[{] NONE (No reportable agreements.)
PARTIES AND TERMS
I .
2.
Vinson . RoQer A
3.
4.
Dale of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 2of10 Vinson, Roger 8/19/2011
III. NON-INVESTMENT INCOME. (Reporringindividua/andspouse;see pp.17-Uoffilinginstructions.)
A. Filer's Non-Investment Income
[{] NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yours, not spouse's)
I.
2.
4.
8. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honororia.)
D NONE (No reportable non-investment income.)
SOURCE AND TYPE
I. 2010 Florida Retirement System
2.
3.
4.
IV. REIMBURSEMENTS -transportation, lodging.food, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
[{] NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
I.
2.
3.
5.
4.
Name of Penon Reporting
Vinson, Roger
Date of Report
8/19/2011
FINANCIAL DISCLOSURE REPORT
Page 3of10
V. GIFTS. (Includes thou to spouse and depmdenl children; see pp. 18-31 of filing instructions.)
[{] NONE (No reportable gifts.)
SOURCE DESCRIPTION VALUE
I.
2.
3.
4.
5.
VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 31-33 of filing instructions.)
D NONE (No reportable liabilities.)
VALUE CODE
M
CREDITOR
I. Bank of America
DESCRIPTION
2.
3.
5.
Land2 __ �-.:=: :::�-=: _j
Condominium" __ : . · _:;.......:_ ]
FINANCIAL DISCLOSURE REPORT
Page 4of10
Name of Person Reporting
Vinson, Roger
Date of Report
8/19/2011
v I I. I NV EST MEN TS and TR us TS - income, ··a/ue, transactions (Includes those of spouse and depend mt children; SU pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end T ransactions during reporting period
(including trust assets) reporting period of reporting period
I.
2.
3.
4.
5.
6.
7.
8.
9.
IO.
11.
12.
13.
14.
15.
16.
17.
Place "(X)" after each asset
exempt from prior disclosure
Adams Express
Anglo American
Catepillar
Cisco
Cooper Ind.
Core logic
Exxon Mobil
First American Financial
General Electric
Genon Energy
Geovax Labs
Geovax Labs
HCP
Headwaters
Intel
(I) (2) (I) (2) (I)
Amount Type (e.g., Value Value Type (e.g., Code I div., rent, Code 2 Method buy, sell,
(A-H) or int.) (J-P) Code3 redemption)
(Q-W)
None M w
None 0 w
A Dividend J T
A Dividend K T
A Dividend K T
None J T Buy
A Dividend J T
None J T Spinoff (from line 9)
B. Dividend L T
A Dividend J T
A Dividend J T
None J T Open
None J T
None J T Buy
A Dividend J T
None J T
A Dividend J T
(2) (3) (4) (5)
Date Value Gain Identity of
mm/dd/yy Code 2 Code I buyer/seller
(J-P) (A-H) (if private
transaction)
11115/10 J
06/08110 J
12/07/10 J Merger with Mirant
Line 23
11115110 J
I. Income Gain Codes: A =S 1.000 or less B =$1,001 - $2.500 c =$2,501 • $5,000 D =$5.00 I - $15,000 E =$15.00t -$50.000
(Sec Columns Bl and 04) F =$50.001 • $100,000 G =$!00.001 -S 1.000.000 111 =$1.000,001 - $5.000.000 112 =More than $5.000.000
2. Value Codi.::s J =S 15.000 or less K =$15,001 - $50.000 L =SS0.001 -SI00.000 M =SI00.001 -$250.000
(S.:c Columns Cl and 03) N =$250.001 -SS00.000 0 =$500.001 . s1.000.000 Pl =Sl.000.001 -$5.000,000 P2 =$5.000.001 - $25.000.000
PJ =$25.000.001. SS0.000.000 N =More than $50.000.000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S = AsscssmC'Tlt T =Cash Market
(Sec Column C2) U =l:Jool Value v =Oth1..'T W ='Estimated
(I) (2) (3)
Date of Report Name of Pe.-.on Reporting FINANCIAL DISCLOSURE REPORT 8/19/2011Vinson, Roger Page 5 of IO
VII. INVESTMENTS and TRUSTS - income, .. arue, transactions r1nc1udes those of spouse and dependent c1ritdren: see PP· 14-60 offilinc instructions.>
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(2) (I) (I) (2) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, rnrnldd/yy Code2 Code I buyer/seller
(A-H) or int.) (J-P) Code) redemption) (J-P) (A-H) (if private
(Q-W) transaction)
18. Intuitive Surgical None J T Buy
19. Matrixx Initiatives None J T
20. McDonalds B Dividend L T
21. Microchip Technology B Dividend K T
22. Microsoft A Dividend J T
23. Mirant None Merged (with line 12)
24. Myriad Genetics None J T
25. Myriad Pharmaceuticals None J T
26. Pioneer Nat. Res. A Dividend J T
27. Proshares Treasury Ultrashort None J T Buy
28. Regions Financial A Dividend J T
29. Royce Value Fund A Dividend J T
30. Southern Company A Dividend K T
31. TECO A Dividend J T
32. T. Rowe Price Tax-Free Fund c Dividend L T
33. T. Rowe Price Spectrum Gr. Fund A Dividend K T
34. Thompson Creek Metals None J T Buy
12/30/IO J
12/07110 J Merged with Genon
06/30/10 J
12114/10 J
I. Income Gj)in Codes: A =$1.000 or less ll =$1,001 -$2.500 c =$2.501 -$5,000 [) =$5.00I . $15.000 E =St5.00 I - $50.000
(Sec Columns BI and [)4) F =$50.00 I -$ I 00.000 G =SI00.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More 1han $5.000.000
2. \'alui: Cock:s J =Sl5.000orlcss K =SIS.001 • $50.000 L =SS0.001 -SI00.000 M =St00.001. $250.000
(Sec Columns C l and DJ) N =$250.00 I - $500.000 O=SSOO.OOl -Sl.000.000 Pl =Sl.000.00t -S5.000.000 r2 =$5.ooo.oot -Sl5.ooo.ooo
rJ =$25.000.001 - S50.000.000 P4 =More 1han $50.000.000
J. Value Me1hod Codes Q =Appraisal R -=Cosl (Real E:.statc Only) S =Asscssm1.'11t T =Ca.sh MarL.ct
(Sec Column C2) U =!look Value V =Other W ='Esllmatcd
;;t ;;;
D.
(I) (2) (3) (4) (5)
Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT
Page 6of10 Vinson, Roger 8/19/2011
VII. INVESTMENTS and TRUSTS -income, .. arue, rransadions r1nc1udN those ofspouu and dependent children; see PP· J4-6o of filing insrructions.J
D NONE (No reportable income, assets, or transactions.)
A. B. c. Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(2) (I) (2) (I)
Place "(X)" afler each asset Amount Type (e.g., Value Value Type (e.g., Dale Value Gain Identity of
exempt from prior disclosure div., rent, Code 2 Method buy, sell, nun/dd/yy Code 2 Code I buyer/sellerCode I
(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
Vanguard Energy Fund A Dividend J T35.
36. Vanguard Precious Metals Fund A Dividend J T
37. Vanguard Tax-Managed Cap. Appreciation A Dividend J T Fund
38. Walmart A Dividend K T
39. Watson Pharm. None J T
40. 403(b) Nationwide Annuity D Distribution L w
41. IRA Price Funds c Dividend L T
42. -Spectrum Growth
43. -Spectrum Income
44. -Spectrum International
45. Members First Credit •. • •• A Interest J T - Savings
46. AmSouth: Accounts A Interest J T
47. Beach Bank Account 8 Interest K T
48. Life Insurance (Whole) (Navy Mutual Aid) None L w
49. IRA - Vanguard Group E Distribution 0 T
50. -STAR Fund
51. - International Value
I. Income Gain Codes: A =$1.000 or less B =$1.001 -$2.500 c =$2.501 -$5.000 D =$5.001 - Sil.ODO E =$15.001 -$50.000
(See Columns BI and 04) F =$50.001 - $100,000 G =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000
2. Valui: Codes J =$ 15.000 or less K =SI 5.001 -Sl0.000 L =$50.001 -$100.000 M =SI00.001 -$250.000
(Sec Columns Cl and DJ) N =$250.001 -$500.000 0 =$500.00 I -S 1.000.000 Pl =Sl.000.001 -$5.000.000 r2 =Sl.000.001 -$25.000.000
Pl =$25.000.001 -$50.000.000 r.t =More than $50.000.000
3. Value" Method COOcs Q =Appraisal K =Cost (Kc;:iJ Est::itc Only) S =Assessment T =Cash Market
(Sci: Column C2) U =Book Value v =Oth ....-r W =Estimated
i
B.
Name or Person Reporting Dale or Report FINANCIAL DISCLOSURE REPORT
Page 7of10 Vinson, Roger 8/19/2011
VII. INVESTMENTS and TRUSTS - income, mtue, transactions r1nc1udes thou of spouse and dependent chitdren; see PP· J4-6o offiting instructions.)
D NONE (No reportable income, assets, or transactions.)
A. C. D.
De>cription of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
52.
53.
54.
55.
56.
57.
58.
59.
60.
61.
62 .
63.
64.
65.
66.
67.
68 .
Place "(X)" a lier each asset
exempt from prior disclosure
- Wellesley
- Wellington
- Energy Fund
-Health Care
-Inflation Protected Sec.
-Precious Metals
-Short Term Inv. Grade
Western Asset Municipal Money Market Fund (X)
American Electric Power Co. Inc. (X)
Cisco Sys Inc. (X)
Coca-Cola Co. (X)
Walt Disney Co. (X)
Exxon Mobil Corp (X}
Fortune Brands Inc. (X)
Home Depot Inc. (X)
Intel Corp. (X)
Intl Business Machines Corp. (X)
(I) (2) (I) (2) (I)
'Amount Type (e.g., Value Value Type (e.g., Code I div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption)
(Q-W)
None M T
None J T
None J T
None J T
None J T
None J T
None J T
None J T
None J T
None J T
(2) (3) (4) (5) Date Value Gain Identity of
mm/dd/yy Code 2 Code I buyer/seller
(J-P) (A-H) (if private
transaction)
12/29/10
12/29/10
12/29/10
12/29/10
12/29110
12/29/10
12/29/10
12/29/10
12/29110
12/29/10
I. Income Gain Codes: A =$1.000 or less ll =$1.001 -$2.500 c =$2.501 • $5.000 D =$5.001 • $15.000 E =S15.00l -S50.000
(See Columns llI and D4) F =$50.001 • $100.000 G =SI00.001 - $1.000.000 Ill =$1.000.001. $5.000.000 112 =More than $5.000.000
2. Valu Codes J ==S 15.000 or lcss K =$15.001 • $50.000 L =S50.001 - SI00.000 M =SI00.001 - $250.000
(S<e Columns Cl and DJ) N =$250.001 - $500.000 0 =$500.00 I - S 1.000.000 Pl =Sl.000.001 - $5.000.000 P2 =$5.000.001 - $25.000.000
Pl =$25.000.001 • $50.000.000 N =More than $50.000.000
l Value Method Codes Q =Arpraisal ){=Cost (Real Estate Only) S :::::Assessment T =Cash Market
(Sec Column C2) U =Uoo Value V =Oth1..1 W =Estimated
(I)
73.
74.
D.
(3) (5)
Dale or Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT
Page 8of10 8/19/2011Vinson, Roger
VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children: see PP· J4-6o offitinc instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c.
Description of Assets Income during Gross value at end Transactions during reponing period
(including trust assets) reponing period of reponing period
(I) (2) (4)(2)(I) (2) Place "(X)" afier each asset
exempt from prior disclosure
69. Merck & Co. Inc. New (X)
70. Microsoft Corp. (X)
71. Southern Co. (X)
72. Wal-Mart Stores, Inc. (X)
Amount Code I
(A-H)
Type (e.g.,
div., rent9
or int.)
Value
Code2
(J-P)
None J
None J
None J
None J
Value
Method
Code)
(Q-W)
T
T
T
T
Type (e.g.,
buy, sell,
redemption)
Date
mmldd/yy
Value
Code2
(J-P)
Gain
Code I
(A-H)
Identity of
buyer/seller
(if private
transaction)
12/29/IO
12/29/10
12/29/10
12/29/10
Wells Fargo & CO. New (X) None J T 12/29/10
Legg Mason Western Asset Intermediate- None K T 12/29/IO Term Municipals (X)
I. Income Gain Codes: A =$1.000 or less B =$1.00I -$2.500 c =$2.501 - $5.000 D=S5.00l -Sl5.000 E =$15.001- S50.000
(Sec Columns BI and 04) F =$50.001 - $100.000 G =$I 00.00 I - $1.000.000 111 =$1.000.001 - SS.000.000 112 =More than S5.000.000
2 Vallll.!' C<x.k-s J =S 15.000 or less K =$15.001 -SS0.000 L =SS0.001 -SI00.000 M =SI00.001 -S250.000
(Sc-c Columns Cl and DJ) N =$250.001 -$500.000 O =SS00.001 -Sl.000.000 rt =Sl.000.001 - SS,000.000 P2 =SS.000.001 -$25.000.000
rJ =$25.000.00 I -$50.000.000 r.t =More 1han SS0.000.000
3. Value M.:thod Co<l.:s Q =Appraisal R =Cost (Real Estate Only) S = Asscssm\.'111 T =Cash Market
(Sec Column C2) V =OtherU =Hook Value W :::0Es1ima1cd
_]
8/19/2011
Name of Person Reponing Dale of Report FINANCIAL DISCLOSURE REPORT
Page 9of10 Vinson, Roger
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreport.)
Part VII. Investments and Trusts. Lines 59 through 74, Column D( I):
Inheritance received by the filer'( .: on 12129/20 I 0 and is not reportable, page 52 of filing instructions.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page IO of 10 8/19/2011Vinson, Roger
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because ii met applicable statutory
provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the pro\·isions ofS U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature: s/ Roger Vinson
NOTE: ANY INDlVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL
AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544