To : ............................................
From : ............................................
2 5 6 3C A L E N D A R
SET...MAKE it WORKfor OUR PLANET
1 2 3 4
5 6 7 8 9 10 11
12 13 14 15 16 17 18
19 2 0 2 1 2 2 2 3 2 4 25
2 6 2 7 2 8 2 9 3 0 3 1
D E C E M B E R 2 0 1 9
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0 3 1
F E B R U A R Y 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9
New Year’s Day
TFEX : Last Trading DaySET50 Futures & Options,
USD Futures, RSS3D Futures
0 1 JANUARY 2 0 2 0
SUN MON TUE WED THU FRI SATSUN MON TUE WED THU FRI SAT
Report ofthe utilization
of capital increase
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
Green BuildingThe SET building is specially designed for energy-saving and eco-friendly purposes in line with the international green building standard. SET is considered the first organization in Thailand to receive the LEED NC building certification: Gold level.
Listed company
SETLink-SET Listed Company Notificationand Key Operation System
Smart Info (S–INFO) Gather Knowledge and information including, related rules and things to know Register activity and seminar
Smart Meeting (S–MEETING) Plan and arrange committee’s decision Collect meeting resolution Disclose the committee’s decision / meeting report
Smart calendar (S-CALENDAR) SET calendar Corporate action calendar Individual training & activity calendar
Smart corporate action (S-CA) Regulations & operation check list Reminder & notification Send news update and report Regulatory report service
ONE-STOP SYSTEM for Listed Company
www.setlink.set.or.th
Additional information in Thai
1
2 3 4 5 6 7 8
9 10 11 12 13 14 15
16 17 18 19 20 21 22
23 24 25 26 27 28 29
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0 3 1
J A N U A R Y 2 0 2 0 M A R C H 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0 3 1
Makha Bucha Day
Substitution forMakha Bucha Day
0 2 FEBRUARY 2 0 2 0
TFEX : Last Trading DaySET50 Futures & Options,
USD Futures, RSS3D Futures,Gold Futures
SUN MON TUE WED THU FRI SATSUN MON TUE WED THU FRI SAT
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
e-LearningTraining and seminar sessions can now be available online, as such reducing traveling time and energy consumption, making it more convenient, while promoting self-learning anytime, anywhere.
In case of any change in such company*and appointing new CFO or Chief Accountant with the following qualifications
Minimum bachelor’s degree or equivalentHaving experience in accounting or finance for a minimum of 3 years within the past 5 years, or a minimum of 5 years within the past 7 years in any field that directly benefits the company’s business Orientation session : 12 hoursContinuous training and development for accounting knowledge: 6 hours / year
CFO
The SEC’s Rules CurrentQualifications Having been CFO / Chief Accountant
in a listed company andnot in that position less than 1 year.
Never been CFO / Chief Accountant in a listed company or
not in that position more than 1 year.
Registered as an accountant according to Department of Business Development’s notificationHaving experience in accounting for a minimum of 3 years within the past 5 yearsContinuous training and development for accounting knowledge: 6 hours / year according to the Department of Business Development’s notification
Chief Accountant
*In case of any change in CFO/ Chief Accountant, the information disclosure has to be made within 3 business days via SETLink.
Qualifications of CFO
and Chief Accountant
Additional information in Thai Additional information in English
1 2 3 4 5 6 7
8 9 10 11 12 13 14
15 16 17 18 19 20 21
22 23 24 25 26 27 28
29 30 31
A P R I L 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0
F E B R U A R Y 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9
0 3 MARCH 2 0 2 0
Gold Online Futures, Gold-D Futures,Stock Futures, Sector Futures
TFEX : Last Trading DaySET50 Futures & Options,
USD Futures, RSS3D Futures,
TFEX : Last Trading DayInterest Rate Futures
SUN MON TUE WED THU FRI SATSUN MON TUE WED THU FRI SAT
Audited 2019 yearlyfinancial statements
Form 56-1 forthe year 2019
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
SET Social Impact PlatformPlatform connecting business and social sectors to jointly solve both social and environmental issues
ภายใน
Head office relocationChange of the companies’ directors / auditorsChange of CFO / Chief Accountant
Report of shareholders’ meeting
Information which does not have direct effect but should be disclosed to investors, such as :
Information which SET has to compile for reference, such as :
Immediately
Within
Within
14 Days
3 Business days
Timing of disclosure(from the date of material event) Type of information
Schedule of the date of shareholders’ meeting / record date / book closing dateChange in shareholding structure Increase / decrease of capital and treasury stocks Dividend payment or omitted dividend payment, and change in par valueResignation of Managing Director/ Audit Committee before the end of termFinancial assistance provided to other person/ juristic person which is not part of the listed companies or its subsidiaries’ normal business operation of significantamount such as ≥ 3% of NTA, etc.Debt payment default of the listed company or its subsidiary with value more than 5% of total asset
Information about the operating performance or information which can potentially affect securities price or investment decision or shareholders’ benefits, such as :
Additional information in Thai Additional information in English
Information Disclosure of Material Events of Listed Companies
0 4 APRIL 2 0 2 0
1 2 3 4
5 6 7 8 9 10 11
12 13 14 15 16 17 18
19 2 0 2 1 2 2 2 3 2 4 2 5
2 6 2 7 2 8 2 9 3 0
M A R C H 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0 3 1
M AY 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0 3 1
TFEX : Last Trading DaySET50 Futures & Options,
USD Futures, RSS3D Futures,Gold Futures
Chakri Memorial Day
SET 45th Anniversary
Songkran Festival Songkran Festival Songkran Festival
SUN MON TUE WED THU FRI SATSUN MON TUE WED THU FRI SAT
Annual Report forthe year 2019
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
e-DividendService that can now deposit the dividend or interest payment into a bank account instead of issuing a cheque, to facilitate shareholders while reducing paper usage
Submit via SETLink
Report Information submission to SET via SETLink
Information submission to the SEC
Submissiondeadline
Financial statements (Full version)Form F-45MD&A in the case where revenue or profit differs from the same period in the previous year > 20%The summary of auditor report (Form 61-4)
2 months
3 months
45 days
3 months
4 months
Submission deadline
1. Report of the utilization of capital increase
2. Report on the distribution of strategic shareholders
3. Invitation letter for shareholders’ meeting4. Shareholders’ meeting report
Every 6 months (within 30 days from the end of June and December)
14 days from the last day required by law to hold AGMTogether with delivery to the shareholders
14 days from the shareholders’ meeting
Report
Additional information in Thai Additional information in English
Periodic Information Disclosure
1. Yearly audited financial statementsWithout Q4 financial statements submission Q4 financial statements submission
2. Quarterly reviewed financial statements
3. Form 56-1
4. Form 56-2
The information submitted via SETLink will be considered as it has been submitted to the SEC.
Information disclosure per other time periods
For dissemination to investors For SET’s information
0 5 MAY 2 0 2 0
A P R I L 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0
J U N E 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 31 4 1 5 1 6 1 7 1 8 1 9 2 02 1 2 2 2 3 2 4 2 5 2 6 2 72 8 2 9 3 0
1 2
3 4 5 6 7 8 9
10 11 12 13 14 15 16
17 18 19 20 21 22 23
24 25 26 27 28 29 30
31
National Labour Day
Wisakha Bucha Day Coronation Day
Royal Ploughing Ceremony Day
TFEX : Last Trading DaySET50 Futures & Options,
USD Futures, RSS3D Futures
SUN MON TUE WED THU FRI SATSUN MON TUE WED THU FRI SAT
Report onthe distribution
of strategic shareholders
Reviewed Q1 financial statements
Report on the progress of
free float adjustment
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
Care the Bear by Eco-EventPromoting carbon footprint reduction through six approaches: using public transportation, reducing paper and plastic usage, saying no to styrofoam, reducing energy consumption of electronic devices, reusing/recycling decorative items, and cutting down on food waste
≥ 14 days
≤ 2 month
Shareholders’ meeting date**
Record date to determine
the rights such as dividend, etc.
Submit shareholders’meeting report
Send invitation letter for
shareholders’ meeting.*
≥ 7 days ≥ 5 business days
≤ 14 days
≤ 1 month
Tips
Shareholders’ Meeting
Disclose the Board of Directors’ resolution before 9.00 a.m. of the next business day.
Additional information in Thai Additional information in English
* Send ≥ 14 days in advance in case of important agenda item.** Disclose shareholders’ meeting resolution before 9.00 a.m. of the next business day.
Record date to determine the right to attend
the shareholders’ meeting
Dividend payment date
In case of any change in the record date, it is required to notify ≥ 7 days prior to the record date.In case of cancellation / addition / change of important agenda item, the company is required to notify ≥ 14 days prior to the record date.
0 6 JUNE 2 0 2 0
1 2 3 4 5 6
7 8 9 10 11 12 13
14 15 16 17 18 19 20
21 22 23 24 25 26 27
28 29 30
อาทิตย
J U LY 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0 3 1
จันทร อังคาร พุธ พฤหัสบดี ศุกร เสาร
M AY 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0 3 1
H.M. Queen SuthidaBajrasudhabimalalakshana’s
Birthday
Gold Futures
Gold Online Futures, Gold-D Futures,Stock Futures, Sector Futures,
TFEX : Last Trading DaySET50 Futures & Options,
USD Futures, RSS3D Futures,
TFEX : Last Trading DayInterest Rate Futures
SUN MON TUE WED THU FRI SATSUN MON TUE WED THU FRI SAT
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
Green ProcurementObtaining products and services based on eco-friendly production and service offering processes
* From the last subscription and payment date** Transferable Subscription Rights (TSR)
Within 30 days*
Disclose the resolution immediately or before 9.00 a.m. of the next business day.
Within 14 days*
Additional information in Thai Additional information in English
Types of capital increase Specified objectives General Mandate: Shareholders approve allocation frameworks, but not yet known the objective by giving a mandate to the company’s Board of Directors to consider capital increase and allocation.
Share allocation forgeneral mandate
Rights Offering(RO)
Public offering(PO)
Private placement(PP)
Number of shares (% of paid-up capital as of the date
of increase capital resolution by the Board of Directors)
Not over 30%Not over 20% Not over 10%
In case of PO and PP ≤ 20%
Total additional paid-up capital ≤ 30%
Offering price
Allocation period
Type of securities
Not specified Must not be below the market price according to the SEC regulation
Common shares /preferred shares / TSR** Common shares / preferred shares
Within the next AGM or the date the law requires to hold the next AGM, whichever comes first
Every 6 months (within 30 days from the end of June and December)
The Board of Directors’resolution
Arrange the shareholders’
meeting
Offering of capital-increased shares
Subscription and payment period
of capital-increased shares
Register paid-up capital increase
and report on the results of capital
increase share allocation
Register the capital-increased
shares with SET
Report ofthe utilization ofcapital increase
Increasing Capital
0 7 JULY 2 0 2 0
1 2 3 4
5 6 7 8 9 10 11
12 13 14 15 16 17 18
19 2 0 2 1 2 2 2 3 2 4 2 5
2 6 2 7 2 8 2 9 3 0 3 1
J U N E 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0
A U G U S T 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 93 0 3 1
Asarnha Bucha Day
Substitution forAsarnha Bucha Day
Buddhist Lent Day
H.M. King Maha Vajiralongkorn PhraVajiraklaochaoyuhua’s Birthday
TFEX : Last Trading DaySET50 Futures & Options,
USD Futures, RSS3D Futures
SUN MON TUE WED THU FRI SATSUN MON TUE WED THU FRI SAT
Report of the utilization
of capital increase
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
Green EnergyPromoting the use of renewable energy by installing solar panels that generate green energy for the parking space, as well as providing EV station and bicycle parking at the SET building.
1
2
3
Par value ≥ THB 0.50 Directors, management and controlling parties without prohibited qualifications Having Chief Financial Officer and Chief Accountant with qualifications as required At least 3 audit committee members and one-third of directors being independent directors (at least 3 persons) Having the SEC-approved auditor Having an internal control system as required by the SEC Having no conflict of interests Free float distribution of common share ≥ 150 shareholders + holding shares ≥ 15% of paid-up capital Providing provident fund according to the law
Minority shareholders of common stock means common shares’ shareholders who are non-strategic shareholders, whereas strategic shareholders consist of:
Directors, managing director or the top four executives next to managing director level downward including related persons and persons with relationship to such persons**Shareholders holding > 5% shares, including related personsPersons with controlling power
Additional information in Thai Additional information in English
Maintaining theListing Status
Shares distribution by minority shareholders of listed company (Free Float)
Related persons and people with relationship to
Parents
Spouse and minorchildren
children with age of majority
Spouse and minor children
Directors, Managing Director or executives of listed company
Shareholders holding shares > 5%
of paid-up capital
Juristic persons holding > 30% shares
Juristic persons holding > 30% shares
0 8 AUGUST 2 0 2 0
1
2 3 4 5 6 7 8
9 10 11 12 13 14 15
16 17 18 19 20 21 22
23 24 25 26 27 28 29
J U LY 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0 3 1
S E P T E M B E R 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 21 3 1 4 1 5 1 6 1 7 1 8 1 92 0 2 1 2 2 2 3 2 4 2 5 2 62 7 2 8 2 9 3 0
30 31
H.M. Queen Sirikit The Queen Mother’s Birthday and Mother’s Day
TFEX : Last Trading DaySET50 Futures & Options,
USD Futures, RSS3D Futures,Gold Futures
SUN MON TUE WED THU FRI SATSUN MON TUE WED THU FRI SAT
Reviewed Q2 financial
statements
Half-year audited financial
statements (financial institutions)
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
Green SpaceThe rooftop garden on the 9th floor of the SET building is full of circular backyard vegetables to add more green area, including a pilot project on organic farming for employees to get involved.
Impa
ct
Timing
High
Long-term (without numbers)
Key Principles
1. True information based on fact without ambiguity or exaggeration2. Information is adequately summarized for investment decisions. 3. The disclosure must be sufficient and on time for making investment decision, for investors to receive information equally4. The information will be mainly disclosed through The Stock Exchange of Thailand (SET) system to ensure thorough dissemination and equal access.
Significantly changed
UnpredictableNot comply with the condition
Impact
NO YES
YESYESNO
Can choose Not d
isclos
e
Should discloseMus
t d
isclose
Additional information in Thai Additional information in English
Information Disclosure of Listed Companies
Guidelines for executive interview
Low Short-term (with numbers)
Profits
Income/ Corporate Action
to disclose
According to law / regulatory requirements such as financial statement, material events which can impact securities prices and investment decisions e.g. acquisition / disposition of assets, capital increase & decrease and dividend payment / omitted dividend payment, etc.
The information does not have immediate impact on securities prices. If such information is disclosed, listed companies must be accountable for it e.g. Estimated annual financial statements via SET system Long-term income (over 6 months) Industry trend and direction Quantitative figure (not amount of money)
When information is inaccurate /misleading / expected to affect securities prices e.g., Rumor / news from third parties Misleading information Wrong analyses
Information which may affect stock prices e.g. Operating result in each quarter or close to the required period for disclosure to SET Opinions that may impact the company’s securities price Unclear or uncertain information
0 9 SEPTEMBER 2 0 2 0
1 2 3 4 5
6 7 8 9 10 11 12
13 14 15 16 17 18 19
20 21 22 23 24 25 26
27 28 29 30
O C T O B E R 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0 3 1
A U G U S T 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 93 0 3 1
Gold Online Futures, Gold-D Futures,Stock Futures, Sector Futures
TFEX : Last Trading DaySET50 Futures & Options,
USD Futures, RSS3D Futures,
TFEX : Last Trading DayInterest Rate Futures
SUN MON TUE WED THU FRI SATSUN MON TUE WED THU FRI SAT
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
Zero FoamMotivating employees and visitors to stop bringing styrofoam food containers into the building. Starting from 2016, the SET building has finally achieved the foam-free status from 2018 onwards.
X < 15% X ≥ 100%15% ≤ X < 50%
Cash Company The listed company or subsidiary has disposed all or nearly all of its assets used in operation, resulting in cash or short-term securities assets.Listed company is required to Immediately disclose the information, appoint the IFA and seek approval from the shareholders’ meeting and must gaining 3/4 votes from participating shareholders with voting rights. Submit Statement of financial position reviewed by an auditor, to SET within 30 days starting from the disposition date. The company has to operate the qualified business within 6 months starting from the date SET received financial report.During this period, SET will Post NP (Notice Pending) and C (Caution) signs on the company’s securities for 6 months. Announce that its securities are subject to delisting and post the NC and SP signs if the company cannot have qualified business within 6 months.
* Exception: Normal business operation (current assets used for business operation only) Investment to increase liquidity
Calculation based on total paid
or received value
Calculation based on net profit from operation
Proportion of equity holding (increase/ decrease) x net profit from operation of investing company x 100
Net profit from operation of the listed company
Calculation based on NTAProportion of equity holding (increase/ decrease) x
NTA of investing company x 100NTA of the listed company
50% ≤ X < 100%
Combination + May combine transactions that have been separated intentionally transacion occurred 6 months prior to the previous transaction, except for transaction which has already been approved by the shareholders’ meeting+ Transactions related to takeover or merger of businesses
=
=
=
=
Backdoor Listing Companies or subsidiaries acquire assets of non-listed companies and (1) Transaction size ≥ 100% or (2) Transfer the controlling power to a non-listed company or (3) Merger: Existing shareholders of the listed company collectively hold < 50% of shares or the controlling paner has been transferred. SET may combine the size of transactions made within 12 months into one single transaction. Exception must meet all the following conditions: (1) The acquired business is similar to or supports existing business. (2) The company’s major business remains unchanged (3) The group of companies acquired from acquisition is qualified for SET listing. (4) There is no significant change to the board of directors and the controlling power of the company. Listed company is required to Immediately disclose information and appoint the IFA and seek approval from the shareholders’ meeting by gaining 3/4 votes from participating shareholders with voting rights. Seek approval from SET for listing new securities.
The Company orSubsidiary Person or
Juristic personBuy-Sell
Transfer-ReceiveExchange
Obtain-Waive rightInvest–Cancel
Acquisition or disposition of assets*
Calculation of Transaction size
Use every measure for the calculation and choose the highest value as the size of transaction
Procedure according to the size of transaction(X = size of transaction)
Not required to notify SET If securities are issued, it is required to notify SET.
Notify SETSend a circular notice to shareholders within 21 days from the day that the companyhas notified SET
Notify SETAppoint IFA Seek approval from shareholders
Notify SETAppoint IFASeek approval from shareholders Seek approval from SET (Backdoor Listing)
Additional information in Thai Additional information in English
Acquisition or Disposition of Assets
Value of transaction paid or received x 100Total assets of listed company
Shares issued for the payment of assets x 100Issued and paid-up shares of the listed company
Calculation based on value
of equity shares
10 OCTOBER 2 0 2 0
1 2 3
4 5 6 7 8 9 10
11 12 13 14 15 16 17
18 1 9 2 0 2 1 2 2 2 3 2 4
2 5 2 6 2 7 2 8 2 9 3 0 3 1
S E P T E M B E R 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0
NOVEMBER 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 41 5 1 6 1 7 1 8 1 9 2 0 2 12 2 2 3 2 4 2 5 2 6 2 7 2 82 9 3 0
H.M. King Bhumibol AdulyadejThe Great Memorial Day
Chulalongkorn Day
The End of Buddhist Lent Day
TFEX : Last Trading DaySET50 Futures & Options,
USD Futures, RSS3D Futures,Gold Futures
SUN MON TUE WED THU FRI SATSUN MON TUE WED THU FRI SAT
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
THSIPromoting listed companies to take into consideration the ESG aspects towards sustainability by launching the “Thailand Sustainability Investment” (THSI) list
1.
2.3.
4.
Y NN
Y
1. Normal business
Small -> ManagementMedium -> Board + DiscloseLarge -> Shareholders
Director, executive, major shareholder, control person or person to be nominated for director, executive, or control person position, as well as their related person and close relative Any juristic person with major shareholder or control person according to (1) Any person whose actions can be identified as proxy or under the influence of (1) and (2) Director of a juristic person with controlling power over the company Spouse, child or adopted child under the age of majority, of the director in (4) A juristic person under the controlling power of the person in (4) or (5) Nominee: Any person taking action under the perception or agreement that if such action is to bring financial benefit to the person, the following persons will also gain similar benefit: the company’s directors juristic, the company’s executives, the company’s control person, the director of the juristic person with controlling power over the company, the spouse, children or adopted child under the age of majority of the person
2. Support normal business 3. Rent/ lease real estate≤ 3 years, without general trade conditions Receive
assistance
4. Assets / services 5.Financial assistance
Transaction Calculation (choose maximum value)
Small : ≤ THB 1 million / ≤ 0.03% NTA Medium : 1 < x < THB 20 million / 0.03% < x < 3% NTA Large : ≥ THB 20 million / ≥ 3% NTA
Exempted transactions
Transactions between the listed company and its subsidiary or between its subsidiaries, in which the related persons hold less than 10% shares Issuance of new securities to related persons according to related regulations Transactions with juristic person that the listed company or subsidiary sends its representative to be in the management team as a shareholder Transactions that is fair and does not lead to transfer of benefits
1.
2.3.4.5.6.7.
Type and operation with related transactions
Small -> Management Medium -> Management + DiscloseLarge -> Board + Disclose
Related person refers to:
Transactions made by a listed company or its subsidiary with the person related to the listed company
Related Transactions
General Trade Conditions
Seek principles from the Board
Related person
< 3% NTA / THB 100 million (low value) -> Board≥ 3% NTA / THB 100 million (low value) -> Shareholders
Juristic person that listed company holding shares ≥ Related person
Provide assistance
Additional information in Thai Additional information in English
11 NOVEMBER 2 0 2 0
1 2 3 4 5 6 7
8 9 10 11 12 13 14
15 16 17 18 19 20 21
22 23 24 25 26 27 28
29 30
O C T O B E R 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0 3 1
D E C E M B E R 2 0 2 0
1 2 3 4 5 6 7 8 9 1 0 1 1 1 21 3 1 4 1 5 1 6 1 7 1 8 1 92 0 2 1 2 2 2 3 2 4 2 5 2 62 7 2 8 2 9 3 0 3 1
TFEX : Last Trading DaySET50 Futures & Options,
USD Futures, RSS3D Futures
SUN MON TUE WED THU FRI SATSUN MON TUE WED THU FRI SAT
Reviewed Q3 financial
statements
Report on the progress of
free float adjustment
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
Say No Single-use PlasticSET's employees joining hands to refuse and reduce single-use plastic such as bags; forks spoons; plates; bowls; and lunchboxes. For the food stalls in the canteen, the campaign No plastic bag has been launched to encourage employees to reduce the use of plastic bags, starting from September 2018 onwards to reach the zero single-use plastic goal.
Takeover & Tender Offer
Report to the SEC when reaching or passing Trigger Point every 5% of all voting rights(within 3 business days from the date of acquisition / disposition: T+3; within 5 business days from the end of tender offer period for disposalof shares in a tender offer)In case the company buys back shares, causing the proportion of shareholding to reach Trigger Point- at that time: no report/ no T/O required - If the company obtains additional shares later: it is required to report/ undertake T/O.Person obliged to report must submit the 246-2 form via online system
Concert partyof Mr. A
Calculation of voting right (%)
246-2 Form … Alert to investors before takeover
5% 10% 15% 20% 25%
50%
75%Counts of total
securities holding (%)
Mr. A or Company A(acquire / dispose)
Person according to Section 258 of Mr. A
or Company A
Person according law Section 258 of concert party
When reaching Trigger Point:25% >> 50% >> 75% of total voting rights
For more information: the SEC SEC call center 1207 or [email protected]
Takeover is an act of holding securities to control the business
Offering price (general case)
1. Reduce share proportion to lower than Trigger Point within 7 business days by selling on the main board or selling back to persons who sold the shares 2. Abstention from the exercise of voting rights in respect of that portion of shares to be reduced
Must make Tender Offer (T/O) or offer to buy stock as an option for every shareholder to make their fair exits.
1/In case of repurchased shares: total voting rights–treasury stock as of the end of the previous month (more information available at http://capital.sec.or.th/webapp/treasury/showTreasury.php)2/Current total voting rights, excluding shares from convertible securities
Shares Voting rights of shareholding x 100
Total voting rights of the company1/
Convertible securities
Voting rights for convertible securities x 100
Total voting rights of the company1/, 2/
No acquisition of shares in 90 days
Price can be set at any level.
Exemption and not required to do T/O,
when reaching Trigger Point
Acquire shares within 90 days Not less than the highest
acquisition price in 90 days
Additional information in Thai
12 DECEMBER 2 0 2 0
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6 7 8 9 10 11 12
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อาทิตย
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J A N U A R Y 2 0 2 1
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จันทร อังคาร พุธ พฤหัสบดี ศุกรSATURDAYเสาร
H.M. King Bhumibol Adulyadej The Great’sBirthday, National Day and Father’s Day
Substitution for H.M. King Bhumibol Adulyadej The Great’s
Birthday, National Day and Father’s Day Constitution Day
New Year’s Eve
Gold Futures
Gold Online Futures, Gold-D Futures,Stock Futures, Sector Futures,
TFEX :Last Trading Day
SET50 Futures & Options,USD Futures, RSS3D Futures,
TFEX : Last Trading DayInterest Rate Futures
SUN MON TUE WED THU FRI SATSUN MON TUE WED THU FRI SAT
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
Waste ManagementInstilling consciousness and promoting good habit among SET employees to sort garbage when dropping in the assorted bins provided on each floor including multi-purpose areas, in line with international standard
Types
ID : ≥ one-third of total directors but not less than 3 membersAC : ≥ 3 members (at least 1 member with qualified knowledge and experience to verify the credibility of financial statement)
Key additional qualifications: AC
Having qualifications of an independent director such as- Holding no more than 1% of total shares including the shareholding of related persons- Not currently be or never been the company’s executive director, worker, employee, salaried consultant, or control person in the past two years. - Not related by blood or by legal registration with other directors, executives, major shareholders, controlling parties- Not having or never have had business relationship with the company in the past two years - Not being or never have been the company’s auditor in the past two years - Not providing or never have provided professional services with a fee more than THB 2 million per year during the past two years- Not representing the company’s directors, major shareholders, persons related to major shareholder- Not operating business with similar and competing with the company/ its subsidiaryNot the director authorized by the Board of Directors to make decisions of the company’s operationNot the director of the parent company, subsidiary, or same-level subsidiary for listed companies
- Within 3 business days
Report Submission DeadlineNews disclosed to investors Report to SET
Submission via SETLink
with the form to report on nameof members and scope of workof the audit committee (F24-1)
- Within 3 business days- Immediately and specify the reason for resigning before the term ends
Independent Director (ID) and Audit Committee (AC)
Action when there is any change on AC
Document to certify the biography of the AC (F24-2) (To submit within3 business days starting from the appointment date.)
Appointment
Resignation
Additional information in Thai Additional information in English
At least 10 days
*Outstanding share repurchase of every project +share repurchase of new projects
Listed company dicloses resolution on selling repurchased shares resolution on
(≥ 14 days prior to the start date of selling the repurchased shares)
Tips Repurchased shares will neither be counted to form a quorum of the shareholders meeting nor be eligible to vote with no rights to receive dividend payments.The company must completely sell repurchased shares before issuing new shares (increased capital).
- Disclose Board of Directors’ resolution within 9.00 a.m. of the next business day - In case specified in the company’s article of association and the repurchase amount not over 10%*- Listed company eligible for share repurchase must have accumulated profit, excess liquidity and free float as required.
Listed company's disclosure on Board of Directors' resolution on share repurchase
(≥ 14 days prior to the starting date of share repurchase)
Report of buying / selling of repurchased shares Buy / sell in SET: within 9.00 a.m. of the next business day from the date of buying / selling repurchased shares General Offer: within 5 business days from the date of buying/ selling repurchased shares
Trading on main board: after buying according to the specified amount but within 6 monthsGO: At least 10 days but not over 20 days
After 6 months
Share Repurchase for Financial Management
Buy through SET main board General Offer (GO)
Listed company sends buying offer to shareholders and SET
Starting date
Completion date
Starting date for selling the repurchased shares
Complete the sales within 3 years from the of completion date. If the shares are not sold out, report the reduction of capital by cutting off outstanding repurchased shares and
disclose to SET when the capital change registration is completed.
Listed company will be able to beginthe new share repurchase project after 1 year since the completion of the latest one.
Additional information in Thai Additional information in English
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A P R I L 2 0 2 1
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F E B R U A R Y 2 0 2 1
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0 3 1
M A R C H 2 0 2 1
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0 3 1
A U G U S T 2 0 2 1
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0 3 1
J U N E 2 0 2 1
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0
J A N U A R Y 2 0 2 1
M AY 2 0 2 1
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0 3 1
J U LY 2 0 2 1
1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0 3 1
D E C E M B E R 2 0 2 1
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O C T O B E R 2 0 2 1
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SEPTEMBER 2 0 2 1
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1 2 3 4 5 6 7 8 9 1 0 1 1 1 2 1 3 1 4 1 5 1 6 1 7 1 8 1 9 2 0 2 1 2 2 2 3 2 4 2 5 2 6 2 7 2 8 2 9 3 0
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NOVEMBER 2 0 2 1
C A L E N D A R