![Page 1: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/1.jpg)
CSULB IRB SUBMISSION &
REVIEW PROCESSS P R I N G 2 0 1 8
![Page 2: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/2.jpg)
J A S O N W A N GM A R Y W A L K E R T I F F A N Y R O S ER E S E A R C H C O M P L I A N C E S TA F F
![Page 3: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/3.jpg)
OVERVIEW
•CSULB IRB
•Research Regulation
• IRB Submission Process
• IRB Review Process
•Q&A
![Page 4: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/4.jpg)
W H AT I S T H E R O L E O F T H E I R B ?C S U L B I R B
![Page 5: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/5.jpg)
IRB COMMITTEE
The CSULB IRB is comprised of 13
members from various disciplines. The
role of the IRB is ensure the protection
and welfare of human subjects
participating in research according to the
regulation by:
• Assessing the risk/benefit ratio to ensure
the risks are minimized
• Ensure equitable selection of subjects
• Confirming potential subjects understand
their rights
• Reviewing adequate data protection and
storage measures
![Page 6: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/6.jpg)
ETHICS
The IRB must review and approve all
elements of the research to ensure the
procedures are ethical.
Last semester an individual conducted a
survey without IRB review and approval. The
“research” activities alerted campus police
because participants felt the survey
questions were invasive and the “researcher”
groped female participants.
![Page 7: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/7.jpg)
C O M P L I A N C EG R E AT E X P E C TAT I O N S
![Page 8: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/8.jpg)
COMPLIANCE IS A TWO WAY STREET
![Page 9: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/9.jpg)
RESEARCH COMPLIANCE
IRB
• Adheres to federal, local and local
regulation
• Maintains accurate records of all research
related activities
• Reviews all research with human subjects
to ensure subjects are not exposed to
more risk than necessary
• Reports issues of non-compliance
INVESTIGATOR
• Conducts research according to the IRB
approved protocol
• Reports adverse events
• Maintains CITI training
• Avoids conflict of interests and coercion
• Complies with University research policies
![Page 10: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/10.jpg)
F E D E R A L R E G U L AT I O NC O M M O N R U L E V S . F I N A L R U L E
![Page 11: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/11.jpg)
RESEARCH WITH HUMAN SUBJECTS
The federal regulations consider the definition of “Research with Human Subjects” to be a
systematic investigation that collets information, biospecimens or uses data derived from living
individuals to draw conclusions that contribute to a knowledge base.
Collecting/using new or existing data or biospecimens from a small population to analyze and
apply the results to a larger population.
![Page 12: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/12.jpg)
B E F O R E I R B S U B M I S S I O NT R A I N I N G A N D P R O J E C T F E A S I B I L I T Y
![Page 13: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/13.jpg)
CITI TRAINING
• Online training, free of charge to CSULB
affiliates
• About 2 hours to complete
• The CSULB IRB only requires completion
of the Social & Behavioral Basic/Refresher
Course
• Training is valid for 3 years after date of
completion
• www.CITIprogram.org
![Page 14: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/14.jpg)
![Page 15: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/15.jpg)
PROJECT FEASIBILITY
• What is the goal of the project? What questions am I seeking to answer or what hypothesis am
I trying to prove?
• What type of assessments (surveys, interview or focus group questions) do I need to create?
• How will I recruit participants?
• Do I need permissions from anyone?
• Will I have enough time to complete my research as planned? Account for delays or
unanticipated problems because so many other entities are involved beyond yourself.
![Page 16: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/16.jpg)
S U B M I S S I O N P R O C E S SF O R M S , T E M P L AT E S & I R B N E T
![Page 17: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/17.jpg)
WHAT HAS CHANGED WITH THE CSULB IRB PROCESS?
• Now 3 IRB Applications based on risk level
• New category of review added, Limited Review
• Most projects that previously required expedited review now qualify for Administrative and Limited
Review
• Secondary data analysis now includes prospective data
• Consent Form (“legal document”) is replaced with a Consent Notice
• Most projects no longer have an expiration date
• Revised Faculty Advisor Letter
• Federally funded projects will receive review under the pre-2018 Common Rule until July 19, 2018
![Page 18: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/18.jpg)
SUBMISSION DECISION TREE
![Page 19: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/19.jpg)
CATEGORIES OF REVIEW
• Administrative & Limited Review
– IRB Application for Administrative & Limited
Review
– IRB Application for Existing & Secondary Data
• Expedited Review
– IRB Application for Expedited & Standard
Review
• Standard Review
– IRB Application for Expedited & Standard
Review
Admin &
LimitedExpedited Standard
Less than minimal risk Minimal riskGreater than minimal
risk
Surveys, interviews,
observations,
secondary data (no
children or vulnerable
populations)
Interventions,
assessments, projects
involving children
Any project that
requires invasive or
risky procedures.
Vulnerable populations
included
1 board member
review
At least 2 board
members reviewFull IRB review
![Page 20: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/20.jpg)
TIMELINE OF RESEARCH ACTIVITIES
IRB
Approval
Publish
Recruit,
consent and
begin data
collection
Submit
Requests for
amendments to
the IRB
Solicit
permission
letters
Submit IRB
Application
& respond
to IRB
inquiries
Develop
project ideas &
methodologies
![Page 21: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/21.jpg)
F O R M ST E M P L AT E S & OT H E R A P P E N D I C E S
![Page 22: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/22.jpg)
IRB APPLICATION FOR ADMINISTRATIVE & LIMITED REVIEW
![Page 23: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/23.jpg)
WHEN TO SUBMIT THE IRB APPLICATION FOR ADMINISTRATIVE & LIMITED REVIEW
• Surveys, interviews, focus groups and observations that involving ADULTS
• Benign behavioral interventions
• Normal educational practices meaning, the instructional technique or pedagogy is altered but
the content of instruction remains the same
• Taste tests
• Federally funded service projects
![Page 24: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/24.jpg)
PROJECT SUMMARY
Subject characteristics such
as: CSULB students 18+,
majoring in Psychology and
self-identify as an ethnic
minority and gender fluid
Provide the IRB with
some context:
• Why is the research
important?
• Is there current
literature to support
your hypothesis?
• Describe any program
functions as
necessary.
• Define any new terms
![Page 25: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/25.jpg)
SUBJECT RECRUITMENT
Describe how you plan
to recruit subjects:
• What is your initial
point of contact?
• How will you
inform potential
subjects of your
study?
• How will potential
subjects inform you
that they are
interested in
participating
• Will you conduct
any follow-up
contact?
• You will need permission
to conduct your research
anywhere on campus,
within an organization,
business or club.
• Permission must be
obtained prior to IRB
approval
• Only list sites you have
permission to include
![Page 26: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/26.jpg)
METHODOLOGY
MOST
IMPORTANT
QUESTION!!!
SECOND MOST
IMPORTANT
QUESTION!!
![Page 27: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/27.jpg)
DATA ACCESS & STORAGE
The primary focus of the IRB
is to protect the protection
of human subjects, not just
through research
methodologies but through
protection of their data
during and after the research.
![Page 28: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/28.jpg)
IRB APPLICATION FOR EXPEDITED & STANDARD REVIEW
![Page 29: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/29.jpg)
WHEN TO SUBMIT THE IRB APPLICATION FOR EXPEDITED & STANDARD REVIEW
• Project activities involve interventions or invasive assessments
• Children under 18 years old are subjects, regardless of risk level
• Inclusion of vulnerable populations such as undocumented residents,
elderly, or individuals with cognitive impairments
• Federally funded (Until July 19, 2018)
• Use or collection of biospecimens
![Page 30: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/30.jpg)
IRBNET
IRBNet (www.IRBNet.org) is the online submission platform for the CSULB IRB
![Page 31: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/31.jpg)
OTHER REQUIREMENTS
• Faculty Advisor Letter (students)
• Consent Notice
• Recruitment Material
• Permission Letters
• Survey/Interview Protocol
![Page 32: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/32.jpg)
CONSENT NOTICE
![Page 33: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/33.jpg)
![Page 34: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/34.jpg)
PERMISSION LETTER
• Printed on letterhead (when applicable)
• PI’s name
• Project title
• Explain the scope of the permissions:
– Recruitment
– Use of facility resources
– Conduct research activities at the site
– Sending emails on behalf of the PI
– Providing organization/agency data
![Page 35: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/35.jpg)
FACULTY ADVISOR LETTER
![Page 36: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/36.jpg)
R E V I E W P R O C E S SR E V I E W & A P P R OVA L
![Page 37: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/37.jpg)
IRB REVIEW
Step 1:
Submission
• Complete CITI training
• Upload IRB Application and all relevant attachments to IRBNet
• Sign the submission
Step 2:
Pre-Review
• Confirms completeness
• Recommends revisions to improve submission
Step 3:
IRB Review
• Project is assigned to the appropriate review category
• Projects assigned in order of submission
• IRB has 1 week to review project and suggest modifications
Step 4: Modifications
• Mandatory changes requested by the IRB based on ethics and compliance
• Changes must made to secure approval
• Contest any modifications in a cover letter
Step 5:
Approval
• Approval letter issued via IRBNet after modifications are adequately addressed
• Start research according to approved application
• Request Amendments
![Page 38: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/38.jpg)
APPROVAL LETTERS
• No expiration date for less than minimal
and minimal risk projects.
• Insert the header or footer “Approved
[Date] by the CSULB IRB” on consent
forms and flyers.
• Respond to Annual Check-In if you plan to
continue the research after one year.
• Contact the IRB to report adverse events,
request amendments.
![Page 39: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/39.jpg)
AMENDMENTS TO APPROVED PROJECTS
Submit a Request for Amendment to an Approved Protocol form when changing or adding:
• Personnel
• Advertisements
• Study procedures
• Survey/Interview questions
• Recruitment sites
• Subject size or characteristics
![Page 40: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/40.jpg)
F I N A L TA K E AWAY SI F YO U D O N ’ T R E M E M B E R A N Y T H I N G
E L S E , R E M E M B E R T H E S E T H I N G S
![Page 41: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/41.jpg)
REMEMBER…
• Complete CITI training BEFORE submitting to the IRB.
• If you are conducting a survey, interview or focus group with adults, you will
need to complete the IRB Application for Administrative & Limited Review.
• The review process takes time.
• Contact the IRB first with any questions. It is easier to prevent mistakes or
correct minor mistakes than it is to resolve a situation that got too far out of
hand. Even then, we are still available to help.
![Page 42: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/42.jpg)
![Page 43: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/43.jpg)
![Page 44: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/44.jpg)
CONTACT THE IRB
Email: [email protected]
Phone: (562) 985-8147 (Ask for the IRB)
Location: Bldg. FO5, Rm. 111
Website: http://web.csulb.edu/divisions/aa/research/compliance/humans/
OR
Visit www.csulb.edu, type “IRB” in the search bar and click the first link
![Page 45: CSULB IRB Submission & Review Process · •Complete CITI training BEFORE submitting to the IRB. •If you are conducting a survey, interview or focus group with adults, you will](https://reader033.vdocuments.us/reader033/viewer/2022052007/601c2934b80bd00c30374e12/html5/thumbnails/45.jpg)