POSITION NAME OF ORGANIZATION/ENTITY
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PARTIES AND TERMS
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Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AOJO in Government Act of 1978 Rev. 112010 FOR CALENDAR YEAR 2009 (5 U.S.C. app. s) IOI-II[)
1. Person Reponlni: (last name, first. middle initial)
Barrett, Michael R.
2. Court or Organization
U.S. District Court
J. Date of Repon
.Jil 9.'2010
4. Title (Article Ill judges indicate active or senior starus.: magistrate judges indicale foll- or part-CJmc)
U.S. District Judge - Active
5a. Repun Type (ch:ck appropria:e type)
Nomination. Dat
0 Initial [Z] Annual
5b. 0 Amemkd Report
0 Final
6. Rtporting P('riod
0 I /U L'2009 lo
12131'2009
7. Chamben or Office Addre 5
Poner Stewart US Courthouse 100 East 5th Street, Room 815 Cincinnati, Ohio 45202
8. On the bash of the inform•tioo cootaintd in th ls Report 1:nd an) modifications ptrtaining tbertto. it is, in my opinion. in compliance
ith applica.blt la""s aod r('gularions.
Re-,,it'wing Officer _ _ Datr------ -·--· ---
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complelt' all parts.
checking the NONE box/or each part where you hal'e no reportable informan·on. Sign 011 last page.
I, POSITI 0 NS, (R•poning individual onlJ•; S<e pp. 9-1] of filing instructions.)
D NONE (No reportable positions.)
I. Trustee William M.R. Barren Trusl
Partner Old Walnut Company
3.
4.
5.
[Zj NONE (1Vo rcportahle a;;r<'ements.)
J J. AG RE EJ\1 EN TS. (Repon;ng ind;v;dua/ only: Jee pp. 14-/h "(filing in.,tructions.)
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3.
Barrett, Michael R.
SOURCE AND TYPE INCOME
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SOURCE AND
SOURCE LOCATION PURPOSE ITEMS QR PROVIDED
FINANCIAL DISCLOSURE REPORT
Page 2 of 13
Name of Person Reporting
Barrett, Michael R.
l>•tt of Rt port
4'19/2010
Ill. NON-INVESTMENT IN COME. (Reporting individual and spouse; supp. 17-24 of filing imtructioiu.)
A. Filer's Non-Investment Income
D NONE (No reportable non-investment income.)
I. 6/25/2009 Attorney fees earned while in practice with 13arrctl & Wcba, Lf':\ but
paid aticr appointment
(yours, not spuusc's)
$25,000 00
---
2.
3.
4.
B. Spouse's Non-Investment Income - lfyou K'Lre marri d durinx any portion of tit reportin;.: J''Or, complt>U lhi'i .sutit>TL
(Doffor amuunr not rl'quired e_'f.Cr.. prfor Jwnvraria.)
[{] NONE (No reportable non-investment income)
TYPE
3.
4
IV. REIMBURSEMENTS - Transportation. lodging.food. entertainment.
tlm iudf"S tho.a- 111 spousl' und Jq1 ndenr L hildn.:n: see pp 15-27 of tiling mstructwm· j
[Z] NONE (No rcportahle reimhursements.)
I.
2.
3.
5.
PAID
of filing
SOURCE DESCRIPTION
·-----------------------
CREDITOR DESCRIPTION VALUE
Date of Rtport ame of Pt non Rtp<>rting FINANCIAL DISCLOSURE REPORT
Page 3 ofl3 Barrett, Michael R. ·l.'19/20 I 0
V. GIFTS. (Includes thost! 10 lpouse and dep ndrnt children: see pp. 23·31 ins"ucriont.)
[{] NONE (No reportable gifts)
I. -----· ·
VAl.llE
2.
3.
4.
5.
VI. LIABJLJTJES. (lnc/ud'5 tht>Je vfspouw and dependent children; supp. Jl-31 of.filing im-truaions.)
[ZJ NONE (No reportable liabilities.)
CODE
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FINANCIAL DISCLOSURE REPORT
Page 4of13
Nome of Person R•porting
Barrett, !\tichael H.
ll•I< of lltport
4119/2010
VII. INVESTI\-IENTS and TRUSTS - inc<>me. value, transactions (Includes those of spouu and Jependmt ,·hildren; Ser pp. 34-60 of filing lnmucrians.)
D NONE (No reportahle income. auets, or transactions.)
A. B. c. Description of Assets (includiag trust 3ssets)
Income during Gross \'alue at end rl!porting period of leporting period
2.
J.
4.
5.
6.
7.
8.
9.
10.
II
12.
13
Place "(X )''after each asset exempt from prior di>elosurc
US Bank IR·\ Account
- Am. Century Sm. Cap (mutual fw1d)
- Arn. Century Equity Income (munial fund)
- Blackrock Basic Value Fund Inc. (mutal fund)
- Eaton Vance Large Cap CJ A (mutal fund)
- Fidelity Ad' International Discovery (mutal fund)
- First American Inflation Pro Sec (bond)
- First American Core Bond Fd (bond)
- Firn American Large Cap (mutal fund)
- First American Mid C'ap (mutal fund)
- Firsr American Mid Cap Value (mutal fund)
- F mt American Real Estate Sec. Fund
(mutal fund)
- Fmt American Small Cap Selec\ lrnutal fund)
r-;:-:--i· --(I) .
Amount I Type (cg., Code I , div., rent. (A-If) or inl.)
D Dividend
(I) Value
Code : (l-P)
N
J
J
K
K
J
J
K
J
J
J
J
J
i 14 - Fir>t American Small Cap Value ( mutal J fund)
15. - Laudus Rosen lnkmatio1rnl (mutal fund)
16. - Laudus Rosen International Mktcm1asters (mutual fund)
17 - T. Row.o Price Mid Cap Value (mutal fund
I ln.::.ome ( Jtn CoJe5 ( e Columns Bl and I )
:? Vit!Ur"C'D<ft>o:; \ e" Col:.unni. CI •nd 0.l)
J Value cthod Cod ( .:c Cc·lunl.!l C?.\
A =Sl.OCOor less F =S<0,0111 - SIOQ,('()() J =S 1 SJ)(}() ur l(':Ss N =l l0,001 . S501l.OOO
PJ -S25,000.00l · 50,UO(o,000 Q zAppm'31 tr =-nook V11luc
J
J
J
ll =11.001-Sl,lOO G =SIOO,IXll • Sl.l\()(),\lOO K =S 11,001 - SS0.000
0 =Sl00,001 - St,tJ00,00-0
R ..Cost (Real E'>llte Or.I)") \'=Other
Value Type (e.g., Moihod huy, sell,
n.:dcmption)
T
T
T
T
T
T
T
T
T
T
T
T
r
T
T
T
T
c "'S:?,SOt • s .uuo flt =$1,1100.001 -15,000,0<Xi
=SI0.001 - !t00.000 Pl =Si,000,00l -Sl.000,000 P4 Mon.: than S50.o<JO.t"h>U
S =Ass.t:ssmcnt
W -"Esti.mated
n. Traa'.'la(tion dunng reporting 1-...:rHt<l
\2) t1J -·-· 1
t4) Da1e Value (j;im
;mm'dd'yy Code 2 Code I (J.P) IA·lll
D"$5,001-l15,tJOO H2 '-MUTC' lh ll SS,000.000
M =SI00,001 - 1250.000
P2 =S5,000,00I · $:2:..000.000
T =t·a.shMarkd
(5) ltknuty of
buyC"rfscllcr (1fpri¥atc
lrans.•Lthm}
E =S\5.00! - $'0.000
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FINANCIAL DISCLOSURE REPORT
Page 5of13
!'J 1 me of Person Reporting
Barrett, Michael R.
Date of Report
4119120 I 0
VII. INVESTMENTS and TRUSTS - ;,.,.m,, vatue, transactions r1nc1udes 1hose of.1poust anJ dependent children:·'" PP· 34-60 offilinc instrucuons.J
D NONE (No reportable income, assets, or transactions.)
c D.
De&cription ofAsseL In-:-cime dunng Gross value at end Transa<.:tH'm during ri:portmg pc11<.x.I
I including trust asset'>) reponing p m:>d of reporting pc:riod
I I) (21 (2 I (4) (5)12)
Type !e.g., ValueValueAmount GarnPlace- "{X)" afler each ass.!t Date Value Identity of Code I
Type (e.g., buy, di, ! mm:'dd/yy )
! (J-Pl I buycrselladiv., reni, Code 2 Code 1 CotiL"Methodcxcr:lpt from prior disclosure
(A-H.1 (A·lf)or mt) (l-P) {1f pn .. alr:;Code 3 redcmpl1on)
1ran a t1fln)
18.
19.
20.
21.
22.
23.
24.
25.
- T. Rowe Price Value Fund (mutal fund)
- T. Row Price Equity (mutual fund)
- First American Treasury (cash account)
Fifth Third Bancorp (common stock)
Procter & Gamble (common stock)
Old Walnut Co. (Pannership)
Columbus Life Ins. Co.
Western Southern Life Ins. Co.
'26. J.M. Smucker (Common stock)
I St. Martin A'sociation
28. Michael R. Barrett Foundation
29 - Procter & Gamble (Common Stock)
.10. - Fifth Third Bancorp (Common Stock)
31 - Firs! American Treasury (cash)
32. US Bank Agency Account
33. - First American Treasury (Cash)
34. - Firsl Amencan Cord Bond (bonds)
A
D
D
A
R
c
K
J
L
Dividend
Dividend N
Dividend N
None
None K
Dividend J
None J
Dividend K
K
Dividend Pl
0
J
T
T
T
Sold
T
T
Sold
w
T
w
T
T
Sold
Buy(add'!)
T
T
T
08/31109 M
I lil8/09 J
09/l .'09 J
09.'l 8:09 J
I. lr.rnmi: Gam COO.: A "'$1.UVO or l.: B »L•/01 - s:.soo c - .soi. =-.ooo 0 =$\l•1t - $ 15.tJO[J (See Columr.s Bl a.nd D4)
2 V:1h1(' Codi: F ;SS0.00 I - S IO<i.0011 l =Sl5.lli)()or k·
( =$100.001 - \ 1 .000.000 X =S ll .OO: . !<Otlll(l
HI =!l ,IJ()().t)OJ · $1.t>Xl.000 l =$ 0.001 - s 100,00D
H2 -Mor t.hao $5.000.000 I = 1 100,00J . S250.000
(See Columns Cl and 03) N =Sl50.00I - SI00,000 •) =!500,0-0 I • S J.OO<l,OIJ<l Pl •Sl,000,00t -S5.000.C«i P1 =S .000,001 . $25,000,0tXl P3 ·S15.000,001 - .S5V,Oo0.000 P-1 "-' fore than 550,000.000
J \'11lue Mt:tl){ld C0dcs Q'"'Apprn1s.al R ==<..'os: (Rea.'. Estate! Only} =As<;('ssmcnl T "'Cash 1rulct (Sec Column C J ti ""nool. \.'olu ,. =Othc!r W =btimakJ
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FINANCIAL DISCLOSURE REPORT
Page 6of13
Same or Pe non Reporting
Barrett, Michael R.
Datt of Rrpon:
4/1912010
VII. INVESTMENTS and TRUSTS - incom•. vatue. rransacnons lfndudes those of spouse and depmdenuhildren; ...,, pp. 14-60 of fuing in.<1ruc1ions.)
D NONE (No reportable income. assets. or transactions.)
A. --- --- -----,-
' I Descriptioo of Assets
(including trus ass ts) lnccime dunng
:-eportrng period
G:-oss \"aJue al end
of rcponmg pcnod
Place "(X)" after each asset exempt from prior disclosure
(I) ' jAmount I '
I Code I !A-H) .
(2) TY!'<' tc.g .• div., re:ll,
or mt.)
(I)V.ilu<.
CoJe 2 (J·PI
i____ ,
35. - First American Inflation (bonds)
36. - Aboott Labs (Common stock)
37. - Eaton Vance Lg Cap Value (mutual fund)
38. - Fidelity Ad. Int'! Disc. (mutual fund)
39. - First Arn. Lg. Cap Value (mnhial fund)
'40. - First Arn. Mid Cap Vaine (mutual fund
41. - First Am. Real Estate Sec. Fund (mutual fund
42. - First Am. Small Cap. Select \mutual fundi
! 43. - Laudus lnt'I Maketmastcrs (mutual fund)
I 44. - Laudus Rosen Int'! (mutual fund)
1 45. - T. Rowe Price Mid Cap (mutual fund)
46. - T. Rowe Price Value (mutual funJ)
Trnst # l
48. - first American Treasury (cash_)
49. - First Arn Total Return (bond)
50. - Am. lnt'l Grow!h (mutual fund)
51. - Amgen, Inc. (Common stuck)
1 Income Gain Cotlc;i; (See ColumM Bl and 04)
2 Value Codes r cc Columns Cl a.nd DJ)
J Value ethvd Codes (S.:.: Column C2l
A •SJ.OOOorlM5 F •$50,00t - $100,000
J=S15,000nrlC'$!
"•$250,001 - $500.000 Pl ·$ 5.000,()IJI -150.0<l<l.llOO
Q""Appra1s.il LI =Uook. Value.
[)
J
L
J
J
J
J
J
J
J
.l
J
J
Divrdcnd N
K
K
J
ll •!l.IX1I - SZ.50o
G =$ 100,001 - Sl,000 000 K -$15.001 - 150.000 0-!500.'l01-Sl,()(l().Of10
K :rCos1 (Real Est.atir: On'.y) V "'Uther
(2) Value Type ic.g.,
Method bu!-·· sdl. Code 3 red..:mption)
(Q-W)
T
T
T
T
T
T
T
T
T
T
T
T
T
T Buy(add' I)
T
Sold
T
(' c$2,501 • $5,000 HI 11.000.oor - 15,000.000 1.-sso,001 -1100.000
Pl -Sl.000,001 -$5,000.000
N =Mort than SS0,000,000
S aAs:;essmcnl w = r slimatcd
n. Tr:msttct1003 during reporting p..:riod
(2) (JJI Dare ! Value I GJin
·mmhJJ/yy Code 2 I Code I (l-P) I (A-fl)
09115:09 J
09115!09 J
D =s;.001 - Sl5.00u
H2 "' fore than SS,1)-0(1,000
M •SI00.001 -1250.000
P2 =-S5,000.001 - $25.000,000
T =Cash fort 1
(5) ldcntuy of
buycr1sellc:rl1f private
tr;1ns;1'-·1ion)
E -=SIS OVI -150,(>'IU
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Page 7of13 4/19/20IOBarrett, Michael R.
VII. INVESTMENTS and TR u STS - in,·ome, value, ,;ansactions (lnc/•d'5 thnw ofJpou.,, and dependent childrm; '"pp. N-60 of filing instructions.)
D NONE (No reportable income. assets. or transactions. i
A. B. c [)
Dcsoipoon of Asset<; Income during Gross 'alue at end Transactions d!.lring :--cp«rting pt'nod
(including trust assets) reportiog period of reporting p..!nod
(J)i. (2) (2) ( I (5)I Amount 1. Type (e.g., Value Value Type (c.g, Place "(X)" after each asset Oa1c Value G.1m ldcnlit) of
c::xcmpl from prior disclosur Code I div .. rent, Code 2 elhod buy, sell. mmiddlyy Code:'.! Code I huy r1s ll..:!r (A-HJ or int.) (J-Pl Code 3 rcdcr:lptionJ ll-P) IA·lf) 11f privah:
1Q-\Vj 1r::rno;.1ct11)n)
52.
53.
- Apache Corp. (Common stock)
- Apple, Inc. (Common stock)
I 54. - Bank of America (Common stock)
55. - Boeing Co. (Common stock)
56. - Cintas Corp. (Common stock)
57. - Cicso Systems (Common stock)
58. - DuPont El De Nemours (Common stock.l
59. - Exxon Mobil Corp. (Common Stock)
i 60. - Hillenbrand Inds. nka Hillenbrand Inc. (Common stock)
-61. - Hill Rom Holdings flea Hillenbrand Inds. (Common stock)
62. - Intel Corp. (Common stock)
63. - f\·lorgan Stanley (Common stock)
M. - Motorola, Inc. (Common 'tock)
65. - Omnicom Group (Common stock)
66. - Pepsico. Inc. (Common stock)
67. - Procter & Gamble (Common stock)
68. - Starbucks (Common stock)
J
K
J
J
J
J
J
J
J
J
J
J
J
J
J
J
J
· 1
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
'
I Income Garn Cvdc . A =fl.00011r kss H =11.llOI - 5 2 . 100 C -'S .501 - S5.000 D-ll.001-115.000
(Se Columns BI md D4) F =l<O.IJOI - 1100.0UO G =1100.001 -11,000.UOO HI =11.0U0.001 · ll.(){)().000 H2 00Mon:· Lhan S5.00C·.OOO 2 Valu Codes J =SI 5,000 or less K =115.001 -150.000 L =150.001 -IJ!J0.000 M "'SI00.001 - S250,000
f_Sce Columns CI and DJ> 1' =1250,001 - 1500.000 0=1500.001 ·11,UOO.UUO PI =11.000.001 -15.000.000 P: = S5 .000.tJ01 - 2 _000.000
). Value Method Codes P! =115,000.001 - 150.000.000
Q=A r.J1!'lll R "'-Cosl tR:-&\ blah: Only) P4 "'-MMe tr.oi.11 SS0.000,000
5 =As e\scr;.ent T =CJ. h :-..lar tt
L___ U =Book Value V =01.her W =Fstunatet1
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l>atr of Report Name of Persoa Reportln FINANCL.\L DISCLOSURE REPORT Page 8of13 4/1912010Barrett, Michael R.
VII. INVESTMENTS and TRUSTS - incomt, •<1/ue, tran>acrions (lncbrdes those ofspou ... and dependent children; SU pp. 34-60 of filing instruction.<)
D NONE (No reportahle income, assets. or transactions)
A. B. c. [JI Description of A!>s 1s. Jm."Vme during Gross \alue at end
(including trust assets) reporting period of reporting p..:riod
1 t> I (2) (II m (4) (5)I (_;1Place "lXl' after each asset Amount : Type (e.g .. V l e l V :c Type ic.g, Date: Value: Gain IJc11t1ty of
exempt from p;ior disclosurt! : Co<l I div.. rent, Code 2 Method buy.sell, mmidd1yy ·Code 2 ('r)(k I buJCr1scller i (A·Hl or inL) (!-Pl Codo 3 rt·Jc:mpt1 )n) (l-P) CA·Hi I if pri\' tc
\Q·W) 1ransai;t1on)
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69. - Texas Instrument (Common stock) J T
'70 - US Bancorp (Common stock) J T
71. - United Health Group (Common stock) J T
72. - Three M Co. (Common stock) J T
' 73. - America Move! (Foreign stock) J T
74. - Novartis AG ADR (Foreign stock) J T
75. - Schlumberger Ltd. (Foreign stock) J T
I 76. - American Century Sm. Cap (mutual fund) J T
77. - Barclays !path flea lpath Dow Jones AIG (mutual fund)
J T
78 - Blackrock Fundamental (mutual fund) K T
79 - Faton Vance Lg. Cap Value (murual fund) K T
80. - Firs! Am. Mid Cap Growth (murual fund) J T
81 - Firs! Am. Mid Cap Value (mutual fund) J T
I 82. - Firs! Am. R.E. Sec hmd (mutual fond J T
83. - Firs! Am. Sm. Cap Select (mutual fund) J T
1!4. - (shares Msei Emerging Mkts lnd x (mutua fund)
J T
85. - Lrndus lnt'I Markctmastcrs (mutual fund) K T
Income Gain Cod.es A =SJ ,000 or le <: b =Si,001- Sl.500 c =12.501 · S5.000 D=S.<.OOl ·SIS.OW E =SJ5.00I S50,0C<l
(S« ColW11ll• BI and D4) F =$50,001 - SIOO,()(){) G =StOO,()(IJ - Sl,000.000 HI =Sl,000.001- SS.000,000 H2 =More Utan $5,000.0UO 2 \'alut Code1 J = S I .001) or I K =SI \00 I - SSD,000 L =SS0.00 I - I !Of1.()(){) M =SIOO.OOl -S2SO.W1
{Sec ColunUls Ct and 03) t.: =$250,001 - $500,000 0 =S500,00I - Sl.000,000 Pl -Sl.000,001 - s;,000.000 ?1 =S5.000JJO I - S25.000,000
Pl ·125.000,0IJI - Sl0,000,000 P1 :More than S50J)(l(,,OOO
] Value \.1ethod Code Q =Appnisa.t R ""Cost (Real Esra1c Only) 5 =-Assessmenl T =Cash Lnkct (St'c Column C2) U =Dook Value V LOth.:r W =Estimat ..:I
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FINANCIAL DISCLOSURE REPORT
Page 9of13
'.l/amr of Perrnn Reporting
Barrett, Michael R.
Dair of R•por1
4/1912010
VII. INYESTlVIENTS and TRUSTS - inwnu . ..arue. 1ransac1ian" (1nc1uae• those vfspouu and aependen1 children:'" PP· u-60 offitin1: insrruction:i.J
D NONE (No reportable income, assets. or transactions.)
A. Fl. c. D. r- Description of Assets (including trust assets)
ln..:ome dunng <iroi;;s ,-alue at end ·r ransacti<ms dunng report mg pc nod reponing period of ri:portmg: period
86.
87.
88.
89.
90.
91.
92.
93.
94.
95.
96.
97.
98.
99.
100.
101.
102.
Place ''(X}" after each asset
exempt from prior disclosure
- Landus Rosen ln1'1 (mutual fund)
- T. Rowe Price Inrl GroMh (murual fund)
l. Income Gain Codes A =S LOOO or l s (&-e Colwms BI and 04) F 50.001-SIOO.OOO
2. Va.lue Codes J =S 15,000 or less
(Sec Colunrns Cl :uid D3J N =S1l0,00l - Sl00.000
(Ii r· ' " ) " ' Amount f Type le.g, ValueI Code I div., rent. Code 2
(A-H) or in:) (J-P)
J
B =$1,001 - S:!,500 G =SI00,001 -Sl.000,000
1' =SIS 001 - llU.O<lO 0 =SlOO,ll()I - Sl ,000.000
PJ =$25.000.001 - SS0.000.[)(){)
J. Value Mc I Codes Q =Appratsal R [ 0 1 (Ri:dl E::.!.a:e Onlr) lSec Column C2) U =-Book Valu<! V'-Olhcr
(2) ---(LJ___I i21 I - (31J Dale
I V >luc
(4)I G.1in Code l (A-fl1
Value Type(cg,
Method buy, sell.
Code) redemption} IJ-P)Immldd yy Code 2
(Q-W)
. . T
c =1 .501, $5.000 It I =S 1.000.00 I - Sl,000.000 I. =SSO.UO l - S llltl.OUO Pl =Sl ,OfXl.00 I • S5.000.000 P4 =More than S50.00C•.fJOO
S =Ass<!ssmenc
\V =Es11mared
D ·$5.001 - Sll.000 H2 .,.More than SS,000,000 M =S l 00.00 I -S1l0.000 P2 = 5 .00),001 - Sl .000.0l)O
1 =(3sh Market
,;, ldcn111y of
huy r1s llcr
(ifpnvate.
!rama..:tion)
E =Sll.001 - $50.Ur.-O
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[)ate of RtportName of Ptrson Rrporting FINANCIAL DISCLOSURE REPORT Page 10 of 13 4/19'2010Barrett. Michael R.
VI I. I N"VESTMENTS and TR u STS - income, ,a/ue. transuctions (Includes those of spouse and d•pendmt children: SU pp. JJ-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.) ---- --1 A.
· r c. 0. Di: cription of Assets Income during I Gro s value al end Tran:-.act10n dunng n·porlmg penn<l
(including trust assets) reporting period i (lJ-1Type (e.g., of reporting period -i \I) (" ) IOa<e / --lllValue : (4) (5):� I £�Plac ''(X)" after fach ass t I�: · ii Type!<- -. I GOLo ldent1ty of
buy. sell. i r<drn1ption) I d-P) (A-Ill
exempt from prior disclosure div., rent, mmlddi)'y Code 2 ! Ctxlc I uy'- /sc:llc-r (A-H) · or int) (if private
1ran-.ac:1on)\Q-W)
103.
i
104.
105.
106.
107.
108.
109.
110.
Ill
112
113
114
11 5
116.
117.
118.
119.
lnc.:omt.'Gain(".-Odes /\ =$1.000 or less B =S l ,001 · S1.500 C' =S1,;01 - SS.OO<l D =15.001 - Sll,11\JO E =S 15.00 I - llO.fJOO (Site Columns Bl and D4J F =150.001 -llOO.OO(I G =$100,001 -Sl.000.000 HI •Sl,000.001 - Sl ,000.0-00 H2 ""More tlun $5,000,000
:? Value Code." J =SIS,tl(JO or less >.: =$ t 5.00 I - SI0.0<)() L =150.001 -SI00.000 M =$100.001 - SZ50.000 (S<c Columns Cl ltld DJ) N = 1150.001 · ll00.000 O=Sl00.001 -11.000,000 Pl =Sl.000.001-l5.000.000 P2 -l .W<i.001 - 125.000.000
Pl =125.i)()(l.OOt - ll0,000.000 P4 =More th.'.ln :SS0.000.1}00 l Value Methi)(l Cod <,
!See C:c1lum11C.Z) Q "'Arpr.iisal
U =Uvt•k VJ.lue R -"Cost {Real Estate Only) v tllht1"
S :::.=Assessment V+/ =Estima1ed
l-'--('a.sbMark..."t
r--
!
·-1 -·--l-.
(2)
I
[)
(4)
··---
!
I !
I
(31 15)
FINANCIAL DISCLOSURE REPORT Name of Pen on Reporting: Date of Rrport
Page 11 of 13 Barrett, Michael R. 4/19 '20 I 0
VII. INVESTMENTS and TRUSTS -inco"''· ••'"'· 1rumucuons (1nc1ude.• 1hosr of 'P""" and der•nden1 chi/Jren:see rp. JJ-60 of Jilin11 insrrucrions.1
D NONE (No reportable income. assets, or transactions.)
A. A --, 1 Description of Assets Income during Gross valu.! at .:nd Tran..;acticns <luring r portinh pl!riod
I I
linch1ding trust assets) reporting p¢riod t,)f reportmg period I I (I) (2) (I) (2)
:Placl! "(X)" attcr cac:1 asset :-\mount I Trpo (e g .. Value Value Type 1.<.g .. Oat\:I ( )Code I ·
(A·H) I ormt.) fJ-P) Code 3 rcJernpt1on)
excmpl from prior d1 closure 1 div., rcnl. C'ode 2 Method buy, sell. lmm.'J<l/yy
(Q·W)
Value Gam Jdcn111; of
Code 2 · l'ode I buyt:r,.i.1.:llc:r
1J-P1 IA·ll) (1f pri\"atc
transaction)
120.
121.
122.
123.
: :
Income C 1a1n ( odc:s A '"''.Sl,000 or lcs..' D 0$1.(Kll · !l,5Co0 (' • Sl.50 I · $5.000 0 •$5,001 · SIS,000 E =S 15,001 . S.iO.O<lO l e Lolumos BI anJ 041 F •$50.001 . SIOo.000 r. •S Hl0,001 • !l.000,000 HI •Sl,000.001 -!5.000,000 H1 •Mm than Sl.000.0(10
2. V.0;luc: C odt J ==Sl5.000or le-s:i K 0Sll,OOI -S50,I)()() L ·!50.001 - $100,000 M ·Slll0.001 · !ll0.000
(See Columns Cl "1d DJ) N •S2l0.00I - !500.000 o :rnJO.oo 1 - s 1.000.000 Pl ·SJ.000.001 • $5.000.000 Pl =Sl.000.001 • Sl!,000,WO Pl -Sll.000.llOl • Sl0.000.000 P4 =More than 150.000.000
J \'1luc Meiliod (()de.., Q =Appraisal R =Cost (Real Estate Oolyl S =Asse ment (St·c Cotumn C2) U Book Va!uc \"=Other W ""E tim.:iled
Same of Person Reporting Due of Rrport FINANCIAL DISCLOSURE REPORT
Burell, Michael R. 4/1912010Page 12of13
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (!ndicat¥parto/R port.)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 13of13 Barren, Michael R. 4.119.'WIO
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief. and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which ha Ye been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 V.S.C. § 7353, and Judicial Conference rei:ulations.
Signatur
NOTE: ANY INDIVIDUAL WHO KNO\\lNGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY IH: SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 164)
Washington, D.C. 20544
FILING INSTRUCTIONS
Mail signed ongmal and 3 additional copies to:
Committee on Financial Disclosure Administrntivc Office of the United States Courts Suite 2-301 One Columbus Circle. N.E.