donna mcneely & dave grogan...• get the script right –time spent now will reduce work later...
TRANSCRIPT
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Engage Faculty and Staff on a Shoestring Budget
Donna McNeely & Dave GroganUniversity of Illinois Ethics and Compliance Office
Producing your own“What you need to know in less than 5 minutes”
animated compliance videos
Introduction
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• Donna McNeelyMBA, CPA, CCEP, CIA, CIG, CFSA, CGAP Executive Director of University Ethics and ComplianceUniversity Ethics Officer University of Illinois System
• Dave GroganJD, CPA, LLM, CCEP Associate Director of University ComplianceUniversity of Illinois System
Presenters
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• §8B2.1(a) ‐ To have an effective compliance and ethics program
(1) Exercise due diligence to prevent and detect criminal conduct;
(2) Otherwise promote an organizational culture that encourages ethical conduct
and a commitment to compliance with the law
• How do you create a culture of compliance in an academic and research
environment?
Federal Sentencing Guidelines
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• TrainingOnline or in person
o Typically delivered using PowerPoint slides or handouts
o 30‐60 minutes unless the recipient clicks‐through
Reluctant or recalcitrant trainees
Results: check the box vs. effectiveness
• Newsletters and noticesDiscuss new regulations or policies
Announce regulator enforcement actions
Traditional Methods
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“Millennials, who will make up 75 percent of the workforce by 2025,have an average attention span of only 90 seconds.”
Another Tool
Source: 2016 Training Trends by Jayme Jenkins on eLearning Industry on June 13, 2016
“Instead of using lengthy videos, savvy trainers have found that content delivered in small and very specific video “bursts” can provide an effective
learner experience that targets specific and measurable training objectives. In short, microlearning videos are very effective at teaching employees specific
concepts, delivered in the short and straight manner that they prefer.”
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What Are We Talking About?
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• Awareness vs. training
• Off‐the‐shelf videos vs. self‐produced
• Real‐life vs. animated videos
• Humorous vs. serious presentations
• Establish a brand and stick to it
• Establish a maximum video length
• Frequency of distribution (e.g., ad
hoc, monthly, quarterly)
Step 1: Develop Your Approach
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Examples
• FERPA
• Int’l travel and export controls
• Gifts
• Title IX Responsible Employees
• Medical student notes
• Recycling
• Minors on campus
Step 2: Pick the Right Topics
Factors to consider
• Discreet subjects
• Relevance
• Timeliness
• Well‐settled rules where expectations are clear
• Stakeholders can be identified and will cooperate/assist
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• ConsiderationsCost
Level of technical expertise required
Quality of video end product
Ability to modify videos
Ability to distribute and view videos
Video licensing
• Google “animated video maker” for options
Step 3: Find Animation Software
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• Who “owns” the topic?
Topics you own are easier to convert to video
Consider a partnership ‐ you will need owner expertise and buy‐in
• Key administrators
• General counsel
• Public relations
Step 4: Identify Key Stakeholders
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• Get the script right – time spent now will reduce work later
Conversational tone
Not too technical
100% accurate – use subject matter experts
Time the script to make sure it’s within limits
• Multi‐campus scenarios
One video fits all or one video for each campus
o Option: Use a Resource Page to differentiate
Step 5: Prepare the Script
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• Vet the script with all stakeholdersGeneral counsel
Key administrators
Public relations
• It is much easier to change the script before you’ve animated it
Re‐vet changes until all agree on the proposed script
You do not want a stakeholder to be surprised by the video or content
Step 6: Vet the Script
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• Keep the animation simple – don’t build in distractions Keep character roles consistent throughout the video
• Only use/import images for which you have permission
• Don’t include information likely to change – save that for the Resource Page
• Sound – get a mic!Find a location and process that works and be consistent
• Accessibility considerationsColor contrast
Closed captioning
• Diversity
Step 7: Produce the Draft Video
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• Vet the video with the same stakeholders that vetted the script
Ensure the topic owner finds the animation acceptable
It’s easier to change content now than after closed captioning
• General counsel
• Public relations
Step 8: Vet the Draft Video
Thousands of people may see your video – don’t skimp on the vetting!
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• Selecting a YouTube channel Does your institution have a social
media policy?
Should you use your institution’s YouTube channel?
Creating a compliance office channel
• Don’t send people to your YouTube channel to watch your videos!
Step 9: Send Video to YouTube
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Step 9a: Key YouTube Settings
• Public vs. Unlisted
• Don’t allow comments
• Allow embedding
• Restricted Mode: ON
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Step 10: Closed Captioning
Paste script here.
YouTube makes closed captioning easy – and it’s free!
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Closed Captioning (con’t)
• Described and Captioned Media Program Key (DCMP Key)Closed captioning should not cover text or important visual content
Use correct grammar, punctuation and capitalization
• Download your final closed captioning into an SBV fileThe SBV file can be uploaded later if you make changes to the video
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• The video’s takeawaysUse consistent theme
• Summarize key points from the video (take from the script)
• Links to relevant laws, regulations, policies and websites
• Points of contact
• Include a revision date
Step 11: The Resource Page
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• Vet both the video and the resource page
• Make sure stakeholder leaders approve of the video
• Accessibility review
IT
Access and Equity
Disability Services
Step 12: Vet the Draft Video Again!
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• Do not send people to YouTube to watch your videos
Embed the videos in a central compliance webpage
Keep a master list of any stakeholder sites you allow to embed the video
Ensure “Show suggested videos when the video finishes” is not checked!
Watch the video all the way through
• Post the resource page with the video
• Visit our 5‐Minute Video webpage at: https://www.ethics.uillinois.edu/resources/5_minute_videos
Step 13: Embed the Video
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• Do a “sneak preview” with a test audience
Compliance Officer Network
Feedback resulting in changes to the video
• This is your last chance to catch and correct any problems
Major changes may require additional vetting
Better to make changes now than send out something with errors
Step 14: Test Audience
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Guidance
• Develop an overarching communications plan
Guard against market saturation/diminution of brand
• Identify multiple delivery methods
Select those most likely to reach the target audience
• Display a thumbnail in the announcement
• If possible, make the video accessible from the announcement
If you must link to the video, link to a video embedded in your website
Do not link to a YouTube channel – you can’t control what else may be visible
Examples
• Mass e‐mail from Compliance Office
• Dean/Dept. Head forward e‐mail to target audience
• Joint e‐mail from Compliance Office and sponsoring Dean/Dept. Head
• Include in a Compliance Office newsletter
• Include in weekly university, college or department announcements
• Specific department or employee group distributions
• Embed link in other training programs
Step 15: Distribute the Video
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• You will get feedback – good and bad
Respond to all constructive feedback
Make adjustments in the next video
Don’t take the feedback personally (unless it’s good!)
Step 16: Learn from Feedback
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• Measuring performance# of views (YouTube)
# of views as a % of the target population (calculate)
Average view duration (YouTube)
• Measures of effectivenessImproved processes/compliance rates
Comments from viewers (both good and not so good)
Questions on subject matter following release of video
Step 17: Measuring Success
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Donna McNeelyExecutive [email protected]‐206‐6202
Dave GroganAssociate [email protected]‐300‐1862
Questions?
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