do the phenology and functional stem attributes of woody species
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7/28/2019 Do the Phenology and Functional Stem Attributes of Woody Species
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O RI G I N A L P A P E R
Do the phenology and functional stem attributes of woody speciesallow for the identification of functional groups in the semiarid
region of Brazil?
Andre Luiz Alves de Lima Everardo Valadares de Sa Barretto Sampaio
Cibele Cardoso de Castro Maria Jesus Nogueira Rodal
Antonio Celso Dantas Antonino Andre Laurenio de Melo
Received: 4 June 2011/ Revised: 17 February 2012/ Accepted: 5 May 2012 / Published online: 24 May 2012
Springer-Verlag 2012
Abstract The phenology of tree species in environments
that are subject to strong climatic seasonality is mainlydetermined by water availability, which may vary as a
function of wood density. The relationship among phe-
nology, water potential, wood density and the capacity of
water storage in the stem were determined for woody
species of caatinga vegetation (dry forest) in the semiarid
region of NE Brazil. Leaf flush and fall, flowering and
fruiting events were recorded over a 31-month period, and
the water potential was measured over a two-year period.
These data were related to precipitation, water availability
in the soil and photoperiod. Seven deciduous species
exhibited low wood density (DLWD,\0.5 g cm-3), high
capacity of water storage in the stem (until 250 % of the
dry weight) and high water potential during the year, as
opposed to 15 deciduous species that showed high wooddensity (DHWD, C0.5 g cm-3). Leaf flush, flowering and
the fruiting of DHWD species were related to precipitation,
whereas these phenological events occurred at the end of
the dry season and/or the beginning of the rainy season for
DLWD species and were related to the photoperiod. The
two evergreen species showed variations of water potential
that were intermediate between those of DHWD and
DLWD deciduous species, leaf flush during the dry season
and flowering at the end of dry season. These results sug-
gest the existence of three functional groups: evergreen
species, DHWD deciduous species and DLWD deciduous
species.
Keywords Caatinga Dry forest Flushing
Photoperiod Water potential Wood density
Introduction
Phenology is of great importance for the assessment of
ecosystems because the production of leaves, flowers and
fruits is closely related to several biotic and abiotic factors
(Rathcke and Lacey 1985). These phenological events
occur during the rainy season for most species in season-
ally dry forests of the tropics (Bullock and Sols-Magall-
anes 1990; Bach 2002; McLaren and McDonald 2005)
because the development of vegetative and reproductive
structures depends on water availability. However,
regardless of the rainy season, plants can obtain water from
the soil or use water previously accumulated in plant tis-
sues (Borchert 1994a; Holbrook et al. 1995; Frederic et al.
2005; Elliott et al. 2006). In these forests, some species
develop deep root systems (Mooney et al. 1995; Holbrook
Communicated by H. Pfanz.
A. L. A. de Lima (&) A. L. de Melo
Universidade Federal Rural de Pernambuco (UFRPE), Unidade
Academica de Serra Talhada (UAST), Fazenda Saco s/n, Caixa
Postal 063, 56900-000 Serra Talhada, Pernambuco, Brazil
e-mail: [email protected]
E. V. de Sa Barretto Sampaio A. C. D. Antonino
Centro de Tecnologia, Departamento de Energia Nuclear,
Universidade Federal de Pernambuco (UFPE), Av. Prof. Lus
Freire 1000, Cidade Universitaria, 50740-540 Recife,Pernambuco, Brazil
C. C. de Castro
Universidade Federal Rural de Pernambuco, Unidade
Academica de Garanhuns, Avenida Bom Pastor, s/n-Boa Vista,
55296-901 Garanhuns, Pernambuco, Brazil
M. J. N. Rodal
Departamento de Biologia/Area de Botanica, Universidade
Federal Rural de Pernambuco (UFRPE), Rua Dom Manoel de
Medeiros s/n, Dois Irmaos, 52171-900 Recife, Pernambuco,
Brazil
123
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DOI 10.1007/s00468-012-0735-2
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et al. 1995) or store water in their stems and root tissues
(Barbosa 1991; Borchert 1994a; Rivera et al. 2002).
Plants are subject to strong water stress in seasonally dry
environments, making their hydraulic systems subject to
cavitation (Hacke et al. 2001). Consequently, plants have
developed several adaptive mechanisms to adjust to this
condition, such as variations in wood density. High wood
density and thick cell walls protect plants from cavitation,but they cause low water storage in stem tissues. Con-
versely, low wood density and thin cell walls increase the
chances of cavitation (Sobrado 1993; Stratton et al. 2000;
Hacke et al. 2001; Reich et al. 2003; Bunker et al. 2005;
Swenson and Enquist 2007; Chave et al. 2009). However,
water storage may be higher, and the maintenance of a high
water potential may be longer (Hacke et al. 2001; Mark-
esteijn and Poorter 2009). These differences related to
water availability may result in different phenological
patterns (Holbrook et al. 1995).
The interaction between phenological and physiological
aspects is not well understood for many seasonally dryenvironments (Holbrook et al. 1995), especially in the
caatinga, a dry forest that occupies approximately thou-
sand km2 in NE Brazil, near the equator. The caatinga is
characterized by low and erratic precipitation and high
potential evapotranspiration and is located at the driest
portion of the distribution of deciduous forests (Sampaio
1995). Only a few studies related to plant phenology in the
caatinga currently exist (e.g., Barbosa et al. 1989; Pereira
et al. 1989; Machado et al. 1997; Griz and Machado 2001;
Amorim et al. 2009). All of them consider precipitation to
be the trigger factor of phenological events, despite the
presence of some species that exhibit the beginning of
phenological events during the dry season.
A recent study (Lima and Rodal 2010) investigated the
relationship between phenology and wood density of
caatinga species and verified the existence of three groups
of species: (1) deciduous species with high wood density,
whose phenological events were directly related to pre-
cipitation; (2) deciduous species with low wood density,
whose phenological events started before the rainy season,
and (3) evergreen species exhibiting high wood density,
whose phenology did not have any direct relationship with
precipitation. It is possible that the phenological differ-
ences between these species are related to distinct patterns
of variation in water potential throughout the year, but
there have been no studies on this topic for caatinga spe-
cies. These types of studies also remain scarce for other dry
forests (Reich and Borchert 1984; Borchert 1994a, b;
Holbrook et al. 1995), and no research has studied condi-
tions as dry as those of the caatinga.
The aim of this study is to verify the relationship among
precipitation, wood density, water potential and phenology
in woody species of caatinga vegetation. The hypotheses
are: (1) water potential of species with low wood densities
is high throughout the year (aside from the long duration of
the dry season and the extreme conditions of water loss),
and the production of leaves and flowers is not directly
dependent on precipitation; (2) the water potential of the
species with high wood density falls sharply during the dry
season, and the phenophases are controlled by precipita-
tion; and (3) similar to species with low wood density, thewater potential of evergreen species is high throughout the
year, but these plants store low levels of water in their
stems, and the occurrence of their phenophases is similar to
those of species with low wood density.
Materials and methods
The study was conducted at the Experimental Station
Lauro Bezerra (785900000S, 3881901600 W), belonging to the
Company of Pernambuco Agricultural Research, munici-
pality of Serra Talhada, Pernambuco state. The Station is500 to 700 m tall. Predominantly, luvisols (stony phase)
and lithic eutrophic neosolis (Jacomine et al. 1973) are
present. The annual mean precipitation is approximately
650 mm, with broad variations over time, and the mean
temperature is approximately 26 C, with slight variations
over time (Melo 1988). Precipitation data from April 2007
to October 2009 (Fig. 1) were obtained from the National
Institute of Space Researchs Web site (http://www6.cptec.
inpe.br/proclima/). Photoperiod data were calculated based
on the geographical coordinates, using the formulas pro-
vided by Lammi (2008).
During the first year of the study, the dry season was very
long, continuing from April 2007 to January 2008, and the
precipitation was only 156 mm (Fig. 1). In 2008 and 2009,
the annual precipitation was more than 800 mm (Fig. 1). In
2008, 75 % of the precipitation occurred in February and
March,and in 2009, 90 % wasconcentratedbetween January
and May. The annual variation of the photoperiod was
approximately 55 min (Fig. 1); the days with the shortest
(1132 hours) and the longest (1227 hours) photoperiods
occurred in June and December, respectively (Lammi 2008).
The density of trees and shrubs with stem perime-
ters[9 cm at soil level was recorded as being 3,690 plants/
ha, the mean basal area was 20.5 m2 ha-1, the canopy was
between 4 and 5 m high, and the emergent individuals ran-
ged between 9 and 10 m high (Farias, unpublished data).
Wood density was determined for three individuals from
24 species that presented higher values of importance in the
community (phytosociological data in Ferraz et al. 1998,
Table 1). From each individual, stems or branches with at
least 3 cm diameter were collected (Barbosa and Ferreira
2004). The disks, including bark and wood, were obtained
on the same day during the rainy season. They were
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saturated in water for 3 days, weighed (Msat) and placed in
water again to determine their volume (Trugilho et al.
1990). They were then dried at 103 C until they reached a
constant weight (MS). The basic wood density (D g cm-3)
and the amount of saturated water (QAsat %) were calcu-
lated following Borchert (1994a): D = MS/volume and
QAsat = 100 (Msat-MS)/MS. The classification of species
with respect to wood density followed Borchert (1994a):
low-density species were those whose wood density was
less than 0.5 g cm-3, while high-density species were
those with values up to and including 0.5 g cm-3. The
relation between wood density and capacity of water
Fig. 1 Accumulated monthly
precipitation and mean monthly
photoperiod of Serra Talhada
municipality, Pernambuco state,
Brazil
Table 1 Species studied in relation to phenology, water potential and wood density, with respective family name and dispersal mode (anemo
anemochorous, auto autochorous and zoo zoochorous) in Serra Talhada, Pernambuco state, Brazil
Species Number of individuals Family Dispersal modes
Amburana cearensis (Allemao) A.C.Sm. 15 Fabaceae Anemo
Anadenanthera colubrina (Vell.) Brenam 11 Fabaceae Auto
Aspidosperma pyrifolium Mart. 11 Apocynaceae Anemo
Bauhinia cheilantha (Bong.) Steud. 12 Fabaceae Auto
Combretum pisonioides Taub. 2 Combretaceae Anemo
Commiphora leptophloeos (Mart.) Gillet. 13 Burseraceae Zoo
Croton blanchetianus Baill. 12 Euphorbiaceae Auto
Croton rhamnifolioides Pax and K. Hoffm. 12 Euphorbiaceae Auto
Cynophalla flexuosa (L.) J. Presl 12 Capparaceae Zoo
Jatropha mollissima (Pohl) Baill. 9 Euphorbiaceae Auto
Licania rigida Benth. 2 Chrysobalanaceae Zoo
Manihot epruinosa Pax & K. Hoffm. 13 Euphorbiaceae Auto
Mimosa ophtalmocentra Mart. ex Benth. 15 Fabaceae Auto
Myracrodruon urundeuva Allemao 13 Anacardiaceae Anemo
Piptadenia stipulacea (Benth.) Ducke 9 Fabaceae Auto
Poincianella pyramidalis (Tul.) L. P. Queiroz 21 Fabaceae Auto
Pseudobombax marginatum (A. St.-Hil., Juss., & Cambess.) A. Robyns 15 Malvaceae Anemo
Rollinia leptopetala R. E. Fr. 12 Annonaceae Zoo
Sapium glandulosum (L.) Morong 11 Euphorbiaceae Auto
Schinopsis brasiliensis Engl. 8 Anacardiaceae Anemo
Sebastiania macrocarpa Mull. Arg. 7 Euphorbiaceae Auto
Spondias tuberosa Arruda 11 Anacardiaceae ZooVarronia leucocephala (Moric.) J. S. Mill. 10 Boraginaceae Zoo
Ziziphus joazeiro Mart. 8 Rhamnaceae Zoo
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storage in the stem was tested using the Spearman corre-
lation test (Zar 1996).
Water potential was also measured in the 24 species
whose wood density was evaluated, except in Schinopsis
brasiliensis and Combretum pisonioides, which were rep-
resented only by plants with high canopies making it
unpractical to collect samples. Three individuals, other
than those used for wood density evaluations, were used foreach species, except for L. rigida, represented by the only
two individuals in the area. Samples of terminal branches
measuring 10 cm in length were collected monthly during
the pre-dawn period (between 0400 and 0530 hours) from
September 2007 to August 2009. Water potential was
measured with a Sholander pressure chamber (Borchert
1994a). Branches were chosen for this analysis because
many species had no leaves during the dry season. To avoid
water loss by the collected branches, the branches were
placed into plastic bags immediately after cutting, stored in
a cooler and processed within 2 h after sampling (Borchert
1994a). Measurements were taken to the maximum valueof 4.5 MPa which was the pressure limit that the Scho-
lander chamber could stand. This limit implies an under-
estimation of the lower values of water potential and it was
taken into account for the data interpretation.
Phenological data were collected in intervals of 15 days
for 264 individuals belonging to the 24 species, among
those present in an area of 1 ha, selected to have the
highest species diversity in the caatinga vegetation of the
station (Table 1). The number of plants of each species was
set at 11 or more, following the sample sizes suggested by
Frankie et al. (1974a) and Fournier and Charpantier (1975),
except when fewer that 11 were present in the area, in
which cases all present were measured. Leaf flush, leaf fall,
flowering (the presence of buds and/or flowers) and fruiting
(the presence of immature or mature fruits) were recorded
according to a semi-quantitative scale varying from zero to
100, with intervals of 25, and was used to describe the
percentual intensity of the phonological events (Fournier
1974). Dispersal syndromes were determined according to
the morphological criteria proposed by Van der Pijl (1982).
The data were analyzed in two ways. First, a multivar-
iate analysis (MANOVA) was performed to determine
groups of species with similar features with respect to the
following variables: water potential, wood density, capac-
ity of water storage in the stem, leaf flush, leaf fall, the
amount of leaves, flowering and fruiting. For this analysis,
the intensity of the phenophase was investigated (Fournier
1974). Due to the large amount of data for each species, a
factorial analysis was performed to reduce the number of
initial variables with the smallest possible loss of infor-
mation (Vicini and Souza 2005). Then, the MANOVA was
conducted using the SPSS (Statistical Package for the
Social Sciences) software. In the second analysis, a
Spearman correlation (Zar 1996) was used to evaluate the
relationship between biotic (water potential, leaf flush and
fall, flowering and fruiting) and abiotic (precipitation and
photoperiod) variables. Two analyses were carried out to
assess phenological events: one of the analyses used the
number of species that exhibited the phenophase, and
another used the intensity of the phenological event
(Fournier 1974) for each group of species.Finally, a variance analysis coupled with a Tukey test
(Zar 1996) was performed to compare water potential
among the species with low wood density, species with
high wood density and the evergreen species.
Results
Wood density and capacity of water storage in the stem
Wood density and the amount of water stored in saturated
wood were inversely correlated (rs = -0.80, p\ 0.0001,Fig. 2). Seven species exhibited low wood density and a
capacity for water storage higher than 100 % of their dry
weight. For some species, such as Commiphora lepto-
phloeos and Pseudobambax marginatum, this value was
more than 230 %. A total of 17 species showed high wood
density and a capacity for water storage that varied from 55
to 84 % of their dry weight.
Phenology
The seven species with low wood density were leafless
during the dry season and started flushing at the end of this
season. Therefore, they are deciduous with low wood
density (DLWD). The flush of 15 species with high wood
density that were also leafless during the dry season began
with the occurrence of rain (Fig. 3a, b), except for Mimosa
ophtalmocentra and Ziziphus joazeiro, who flushed at the
end of the dry season. Therefore, these 15 species are
deciduous with high wood density (DHWD). Z. joazeiro
lost its leaves gradually in the middle of the dry season and
showed leaf flush synchronously; flowers of this species
were produced at the end of the dry season, after the loss of
all the leaves. Two high wood density species, Cynophalla
flexuosa and Licania rigida, remained with leaves through
the dry season and are considered evergreen species
(Fig. 4).
The leaf flush of both DLWD and DHWD species had a
positive correlation with precipitation. For DHWD species,
this correlation was stronger (rs = 0.50; p\ 0.001) than
for DLWD species (rs = 0.31; p = 0.02). The leaf flush of
the DLWD species had a strong correlation with the
enhanced photoperiod (rs = 0.51; p\ 0.001), whereas
DHWD species did not exhibit this correlation.
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DLWD species not only produced leaves earlier than
DHWD species did (Fig. 3c) but also began to lose their
leaves before DHWD species did. DLWD species began
losing their leaves in the middle of the rainy season and
were leafless at the beginning of the dry season (Fig. 3c, d,
e). DHWD species maintained their leaves for a longer
period, and their leaves fell gradually during the dry season
(Fig. 3c).
Fig. 2 Mean wood density
(with standard deviations) and
quantity of water storage in
saturated wood (with standard
deviations), for each species, in
an area of the caatinga, Serra
Talhada municipality,
Pernambuco state, Brazil.
DLWD (seven species in the left
side of the figure) = deciduous
species with low wood density;
Black arrow: evergreen species.
DHWD (other species, except
the evergreen
ones) = deciduous species with
high wood density
Fig. 3 Vegetative phenological events of seven deciduous species
with low wood density (DLWD) and 15 deciduous species with high
wood density (DHWD) in Serra Talhada municipality, Pernambuco
state, Brazil. a and d intensity of phenophases; b and e proportion of
species in each phenophase; c proportion of leaves. Bar rainfall;
dotted line DLWD; continuous line DHWD
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Phenophase anticipation of DLWD species is reinforced
by the fact that leaf fall was also anticipated and occurred
during the same period through the years (Fig. 3d, e). It is
important to note that the falling of leaves in these species
had a positive correlation with precipitation (rs = 0.26;
p = 0.04), as opposed to the DHWD species, which
showed a negative correlation with precipitation (rs =
-0.29; p = 0.02).
Vegetative events in the two evergreen species did not
show an obvious pattern because leaf flush and fall
occurred at different periods of the year (Fig. 4a), although
leaf flush was more common in the dry season. Flowering
of C. flexuosa occurred during the dry season, and fruiting
occurred in the transition between the dry and rainy season
(Fig. 4b). Flowering of L. rigida also occurred in the dry
season but the number of observed plants (two) was too
small to allow any firm conclusion.
Flowering of DLWD species occurred in the transition
between the dry and rainy seasons or during the dry season,
whereas the flowering of DHWD species occurred only
during the rainy season (Fig. 5a, b), except for the species
Myracrodruon urundeuva, Ziziphus joazeiro, Mimosa
ophtalmocentra and Anadenanthera colubrina, which
showed some flowering individuals at the end of the dry
season. Flowering induction by precipitation in DHWD
species is indicated by the strong positive correlation
between these variables (rs = 0.56; p\ 0.001), as opposed
to the DLWD species, whose correlation was not signifi-
cant (rs = 0.02; p = 0.89).
The fruit production of DHWD and DLWD species
occurred continuously during the year (Fig. 5c, d) and
seemed to vary as a function of the dispersal syndrome(Fig. 5e, f). Five of the seven DLWD species, including
Spondias tuberosa and Commiphora leptophloeos, were
autochorous and zoochorous (Table 1) and produced fruits
at the end of the dry season or at the beginning of the rainy
season. However, the diaspores were dispersed only during
the rainy season. This phenological behavior of DLWD
species resulted in a high correlation between fruiting and
precipitation (rs = 0.60; p\ 0.001). Both DLWD species
that flowered at the beginning of the dry season and pro-
duced fruits soon afterward (Pseudobombax marginatum
and Amburana cearensis) were anemochorous.
The fruit production of DHWD species also presented acorrelation with precipitation (rs = 0.28; p = 0.02). Eight
out of 15 DHWD species were autochorous, and fruit
production tended to occur during the rainy season,
although some species, such as Poincianella pyramidalis
and Sebastiania macrocarpa, had fruits that were main-
tained in the plant during part of the dry season. Ziziphus
joazeiro, a zoochorous species, began to produce fruits at
the end of the dry season, but dispersion occurred during
the rainy season. Rollinia leptopetala, which is also zooc-
horous, produced and dispersed its fruits during the rainy
season. Among the anemochorous species, Myracrodruon
urundeuva and Aspidosperma pyrifolium produced fruits
during the dry season.
Water potential
The water potentials of the DHWD, DLWD and evergreen
species were different during the dry season and similar
during the rainy season (Table 2). The potential of the
DHWD species (Fig. 6) was positively correlated with
precipitation (rs = 0.60; p = 0.001). The water potential
of DLWD species was less variable during the year, always
higher than -0.5 MPa (Fig. 6), and independent of pre-
cipitation (rs = 0.13; p = 0.54).
Water stress during the dry season was so high for
DHWD species that the water potential of most of them
surpassed the measuring capacity of the pressure camera
(-4.5 Mpa). Even considering their water potential in these
occasions as the limit of the chamber (which certainly
overestimated the true values) the potentials in the dry
season were clearly lower than than those of DLWD and
evergreen species (Fig. 6). The number of DHWD species
with water potentials of less than -4.5 MPa varied from
Fig. 4 Leaf flush and fall a and flowering and fruiting b of two
evergreen species in Serra Talhada municipality, Pernambuco state,
Brazil
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one to ten species (average of 8) between September and
January (dry time).
Similar to DHWD species, evergreen species demon-
strated a positive correlation between water potential and
precipitation (rs = 0.58; p\ 0.01; Fig. 6). However, the
variation in water potential of these species during the year
was lower than that recorded for DHWD species.
Groups of species
The species were separated into two main groups: one
group was composed of high wood density species, and the
other was composed of low wood density species, except
for Spondias tuberosa, which was considered a sister group
of the high wood density species (Fig. 7). Although this
species had low wood density, it showed phenological and
physiological features similar to those of low wood density
species, so it was treated within this group. We discuss this
species in more detail below. The group of high wood
density species included both deciduous and evergreen
species, in spite of their differences in phenological events.
Discussion
Vegetative events
It was possible to identify three groups of species that
exhibited strong relationships with water potentials, wooddensities, water storage capacity in the stem tissues and
phenology. Species with high wood density were divided
into two groups, deciduous (DHWD species) and evergreen
species. The third group was that of deciduous low wood
density (DLWD) species These same basic groups have
been registered in studies developed in other dry tropical
forests (Borchert 1994a; Rivera et al. 2002). However, the
proportions of species and plants in the vegetation com-
munity belonging to each group seem to differ among
Fig. 5 Reproductive events of 7 deciduous species with low wood
density (DLWD) and 15 deciduous species with high wood density(DHWD) in Serra Talhada municipality, Pernambuco state, Brazil.
a and c intensity of the phenophases; b and d proportion of species in
each phenophase; e and f number of species for each dispersal mode
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forests (Borchert 1994a; Borchert et al. 2002). In our area,
most of the species (62 %) belong to the DHWD species
group and they comprise 82 % of the trees in the com-
munity (while evergreens were represented by only two
species, comprising 2 % of the trees in the community.
Caatinga is the driest of dry tropical forests, with its low
and erratic rainfall coupled to a very high potential
evapotranspiration, Therefore, water limitation seems to
restrict the presence of evergreens to a higher degree than
the other groups and it seems to favor the selection of
species with high wood density that resist to high negative
pressures in their xylems (Hacke et al. 2001).
The inclusion of Spondias tuberosa as a sister group of
the DHWD species in the grouping analysis may have
occurred because of its relatively high wood density
(0.49 g.cm-3). However, its phenological and physiologi-
cal behaviors were very similar to those of the DLWDspecies. The high capacity of this species to store water
within its root tissues (Cavalcanti and Resende 2006) may
explain these results.
The DLWD species had morphological and phenologi-
cal characteristics similar to those of the Dlight species
mentioned by Borchert (1994a), with similar water storage
capacity in the stem tissue (average of 193 % of the stem
dry weight) and high water potentials ([-0.5 MPa). To
Borchert (1994a) water storage capacity is one of the main
determinants of plant functional types in tropical dry for-
ests. The high capacity of DLWD species to store water in
their stems and their tendency to produce leaves at the endof the dry season and at the beginning of the rainy season
and to lose leaves during the rainy season led to certain
questions: (1) Why do DLWD species begin to produce
leaves during the dry season?; (2) Why do DLWD species
begin to lose leaves during the rainy season?; (3) If DLWD
species have large amounts of stored water, why do they
not produce new leaves after their leaves fall?; and (4) Why
do DLWD species begin to produce leaves only at the end
of the dry season?
There are two answers to the first question (that are not
mutually exclusive) related to the attainment of water and
evolutionary strategy. Plants need water (Holbrook et al.
1995), which can be obtained in three ways: (a) root growth
and exploitation of underground water (Mooney et al.
1995; Borchert 1994a; Holbrook et al. 1995; Pratt et al.
2007; Jackson et al. 2007), which is not commonly
observed in DLWD species (Chapotin et al. 2006; Hol-
brook et al. 1995); (b) from dew through leaf absorption
(Breshears et al. 2008; Munne-Bosch 2010), which is
impossible because the plants did not have leaves during
this period; and (3) from plant tissues (Daubernmire 1972;
Reich and Borchert 1982; 1984; Borchert 1994a; Borchert
and Rivera 2001), which is the most plausible possibility.
Chapotin et al. (2006) confirmed that DLWD species may
use stored water to produce new leaves and that leaf flush
at the end of the dry season would be advantageous
because plants could enjoy the sporadic rains that occur
during this period.The second explanation is related to
evolutionary strategy, i.e., plant species would be selected
to begin their flush at the end of the dry season to avoid or
to minimize injuries made by herbivores (van Schaik et al.
1993; Coley and Barone 1996; Chapotin et al. 2006; Sloan
et al. 2006).
Table 2 Results of the analysis of variance of water potential
between deciduous species with low wood density, deciduous species
with high wood density and evergreen species during the dry (Sep-
tember 2007 to January 2008 and August 2008 to January 2009) and
rainy (February to July 2008 and 2009) seasons in Serra Talhada
municipality, Pernambuco state, Brazil
Dry period Rain period
Months F Months F
September 16.937*** February 4.999*
October 8.809** March 5.037*
November 3.081 April 5.037*
December 15.527*** May 1.170
January 22.905*** June 1.408
August 13.537*** July 1.408
September 19.502*** February 1.752
October 12.059*** March 3.332
November 12.337*** April 2.847
December 10.248** May 4.839*
January 19.451
***
June 2.574July 6.264**
*** P\0.001, ** P\0.01, * P\ 0.05
Fig. 6 Mean water potential (with standard deviations) of deciduous
species with low wood density (seven species, 21 plants) and high
wood density (13 species, 39 plants) and evergreen species (two
species, five plants) in Serra Talhada municipality, Pernambuco state,
Brazil. (Average standard devation: DHDW = -1.3 MPa;
EHWD = -0.49 MPa; DLWD = -0.1 MPa)
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The answer to the second question is related to a strat-
egy used to avoid water loss during the dry season and
water storage when water is abundant. Another explanation
is that plants store large amounts of water during the rainy
season, allowing leaf flush and/or flowering to occur at the
end of the dry season. If this is true, it would be more
advantageous to lose leaves at the end of the rainy season
and at the beginning of the dry season, avoiding excessive
water loss (Borchert and Rivera 2001; Borchert et al.2002). This is the most plausible explanation, and it shows
the importance of the maintenance of a large quantity of
water within stem tissues, similar to what was observed in
this study.
The third question follows the same logic as the second
one. If DLWD plants flush during the rainy season, they
expose their leaves to the long dry season and, thus, lose
large quantities of water that they would not be able to
replace during the same season. This occurrence could
result in a collapse of vascular bundles due to embolism
(Sobrado 1993; Chave et al. 2009).
The fourth question seems to be related to several eco-
logical factors. It would be more advantageous to flush
leaves at the end of the dry season because the rainy season
would be closer, and water used for the production and
maintenance of new leaves, flowers and fruits could be
replaced in a relatively short period of time (Rivera et al.
2002; Elliott et al. 2006). Additionally, the mature leaves,in which photosynthesis is more efficient, would already be
produced at the beginning of the rainy season, and photo-
synthetic gain would be maximized during this short period
(Rivera et al. 2002; Elliott et al. 2006).
How do plants recognize the end of the dry season?
Several studies discuss this question (Borchert and Rivera
2001; Rivera and Borchert 2001; Rivera et al. 2002;
Borchert et al. 2004; Chapotin et al. 2006; Sloan et al.
2006; Calle et al. 2010). Plant species would be selected to
Fig. 7 Dendrogram showing
the relationships among species
in Serra Talhada municipality,
Pernambuco state, Brazil, based
on values of wood density,
capacity of water storage in the
stem, water potential, leaf flush
and fall, quantity of leaves,
flowering and fruiting. The top
group includes species with
high wood density (except
Spondias tuberosa), while the
lower group includes species
with low wood density
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initiate their vegetative and reproductive activities when
induced by a photoperiod enhance that occur at the end of
the dry season. This seems to be the only environmental
aspect that does not vary over the years, occurring on a
regular basis (Rivera et al. 2002). This explanation is
supported by the strong coincidence between photoperiod
enhancement and the occurrence of phenological events
and also by the regularity of these events, which alwaysoccur during the same period of the year. However, there
are no studies that test this hypothesis for caatinga species.
Only experimental studies would allow more consistent
support for this hypothesis.
As opposed to what was observed for DLWD species,
DHWD species presented phenological behavior and
morpho-functional features that were directly related to
precipitation. Leaf flush occurred at the beginning of the
rainy season, except in Ziziphus joazeiro and Mimosa
ophtalmocentra. These species were classified as DHWD
(having limited capacity to store water). A possible
explanation for obtaining water could be the growth of theroot system (Frederic et al. 2005) or water storage within
the root system (Jackson et al. 2007). At the end of the dry
season, Ziziphus joazeiro lost its leaves completely.
Afterward, leaf flush and flowering began synchronously
between individuals. This phenological behavior fits the
pattern described by Borchert (2000) for brevideciduous
species, which lose their leaves for some weeks at the end
of the dry season and then sprout and flower afterwards.
Some researchers (Daubernmire 1972; Reich and Borchert
1982; Borchert 1994a) explain that old leaves have reduced
stomatic control, and consequently, the quantity of water
lost through evapotranspiration is larger than that absorbed
by the roots. When the plant loses its leaves completely, it
reduces water loss, and root absorption becomes positive.
The plant thereby rehydrates itself and can flush leaves and
flowers during the dry season.
The continuous leaf flush observed in DHWD species
during the rainy season suggests that these plants are active
when there is water in the soil, as opposed to what was
observed in DLWD species, which showed reduced leaf
flush and the falling of their leaves even under high water
potential (i.e., with water availability in the plant tissues)
during the rainy season.
The water potential of DHWD species showed wide
variation during the year (Ackerly 2004; Bucci et al. 2004),
influencing leaf flush and fall (Borchert 1994a, b, c). Leaf
flush in these plants occurred continuously during the rainy
season and diminished when the precipitation became
scarce; then, the leaves began to fall, probably as a strategy to
minimize water loss. According to Borchert (1994a), falling
leaves in DHWD species may occur as a function of varia-
tions of water status, and water status may vary with water
availability in the soil, which varies across microhabitats.
The water potential of DHWD species diminished
gradually during the dry season to acquire the water in the
soil; when water became scarce, the plant lost its leaves
(Borchert 1994a). Therefore, the minimum water potential
of DHWD species is an important predictor of water
availability in the soil, contrary to what was observed for
DLWD species, in which the water potential was not cor-
related to water availability in the soil.
Reproductive events
The occurrence of flowering at the end of the dry season
and beginning of the rainy season, as observed in DLWD
species, has been commonly recorded in areas of season-
ally dry forests (Frankie et al. 1974a; Borchert 1994a;
Holbrook et al. 1995). Plants that produce flowers at the
end of the dry season would enjoy a reduction in the
competition for pollinators (Frankie et al. 1974b) because
the number of flowering species is lower during this time
than it is during the rainy season. Additionally, Janzen(1967) and van Schaik et al. (1993) suggested that many
plants do not grow leaves during the dry season, which
attracts pollinators. Although DLWD species do not com-
pose a large group of species in the area, they are eco-
logicaly important because they provide floral resources in
the dry season.
The flowering period is of great importance for the
reproductive success of plants (Rathcke and Lacey 1985).
It may therefore be directly related to dispersal syndromes,
as was observed in the anemochoric species in the study
area. This species tend to produce flowers at the end of the
rainy season and produce fruits during the dry season,
which is favorable for diaspore dispersal (Lampe et al.
1992) because when most species do not grow leaves,
obstacles to dispersion are diminished (Lampe et al. 1992),
and the stronger wind can carry diaspores larger distances
(Morellato 1995). However, species that produce flowers
and fruits during the dry season, such as Amburana cear-
ensis and Pseudobombax marginatum, store water within
their tissues or must have a deep root system capable of
reaching sub-soil water. Contrary to anemochoroic species,
autochorous species tend to produce fruits during the rainy
season. Some authors suggest that many autochorous spe-
cies need water to release disapores (Griz and Machado
2001). Plants that produce flowers at the end of the dry
season, such as the zoochorous Spondias tuberosa and
Commiphora leptophloeos, produce fruits at the end of the
dry season; their seeds can be dispersed when the rainy
season begins. This strategy allows seeds to be dispersed
when water is available, favoring seedling establishment
(Rathcke and Lacey 1985). Generally, zoochoric species
tend to disperse their seeds during the rainy season, when
the availability of dispersers is high (Morellato 1995).
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Generally, it is observed that, independent of wood
density, the time production of fruits varies according to
the dispersal mode. However, species that begin fruit
production during the dry season must have water available
to support the physiological changes and, in the case of
DLWD species, the water may come from the reserves
stored in the stem.
Conclusions
Strong rain seasonality seems to constitute a selective
pressure that determines the evolution of species with dif-
ferent phenological and physiological strategies related to
water availability in the soil or water stored in plant tissues.
Such features influence wood density and water potential.
Species with low wood density are capable of flush inde-
pendent of rain and exhibit high water potential throughout
the year, as opposed to species with high wood density,
which directly depend on precipitation. These results sug-gest that the phenology of species with low wood density is
induced by the photoperiod and that not only rainfall but
also water potential, wood density and water storage
capacity are important factors in determining phenological
events in low rainfall areas. DLWD species, although not
abundant in the area, are ecologically important because
they provide floral resources in the dry season.
Acknowledgments We thank the Empresa Pernambucana de Pes-
quisa Agropecuaria (IPA) for its support during the field work and the
Brazilian National Research Council (CNPq) and the State of Per-
nambuco Research Council (FACEPE-Fundacao de Amparo a Cien-
cia e Tecnologia do Estado de Pernambuco) for their financialsupport. This study is part of the first authors PhD thesis.
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