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  • 7/28/2019 Do the Phenology and Functional Stem Attributes of Woody Species

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    O RI G I N A L P A P E R

    Do the phenology and functional stem attributes of woody speciesallow for the identification of functional groups in the semiarid

    region of Brazil?

    Andre Luiz Alves de Lima Everardo Valadares de Sa Barretto Sampaio

    Cibele Cardoso de Castro Maria Jesus Nogueira Rodal

    Antonio Celso Dantas Antonino Andre Laurenio de Melo

    Received: 4 June 2011/ Revised: 17 February 2012/ Accepted: 5 May 2012 / Published online: 24 May 2012

    Springer-Verlag 2012

    Abstract The phenology of tree species in environments

    that are subject to strong climatic seasonality is mainlydetermined by water availability, which may vary as a

    function of wood density. The relationship among phe-

    nology, water potential, wood density and the capacity of

    water storage in the stem were determined for woody

    species of caatinga vegetation (dry forest) in the semiarid

    region of NE Brazil. Leaf flush and fall, flowering and

    fruiting events were recorded over a 31-month period, and

    the water potential was measured over a two-year period.

    These data were related to precipitation, water availability

    in the soil and photoperiod. Seven deciduous species

    exhibited low wood density (DLWD,\0.5 g cm-3), high

    capacity of water storage in the stem (until 250 % of the

    dry weight) and high water potential during the year, as

    opposed to 15 deciduous species that showed high wooddensity (DHWD, C0.5 g cm-3). Leaf flush, flowering and

    the fruiting of DHWD species were related to precipitation,

    whereas these phenological events occurred at the end of

    the dry season and/or the beginning of the rainy season for

    DLWD species and were related to the photoperiod. The

    two evergreen species showed variations of water potential

    that were intermediate between those of DHWD and

    DLWD deciduous species, leaf flush during the dry season

    and flowering at the end of dry season. These results sug-

    gest the existence of three functional groups: evergreen

    species, DHWD deciduous species and DLWD deciduous

    species.

    Keywords Caatinga Dry forest Flushing

    Photoperiod Water potential Wood density

    Introduction

    Phenology is of great importance for the assessment of

    ecosystems because the production of leaves, flowers and

    fruits is closely related to several biotic and abiotic factors

    (Rathcke and Lacey 1985). These phenological events

    occur during the rainy season for most species in season-

    ally dry forests of the tropics (Bullock and Sols-Magall-

    anes 1990; Bach 2002; McLaren and McDonald 2005)

    because the development of vegetative and reproductive

    structures depends on water availability. However,

    regardless of the rainy season, plants can obtain water from

    the soil or use water previously accumulated in plant tis-

    sues (Borchert 1994a; Holbrook et al. 1995; Frederic et al.

    2005; Elliott et al. 2006). In these forests, some species

    develop deep root systems (Mooney et al. 1995; Holbrook

    Communicated by H. Pfanz.

    A. L. A. de Lima (&) A. L. de Melo

    Universidade Federal Rural de Pernambuco (UFRPE), Unidade

    Academica de Serra Talhada (UAST), Fazenda Saco s/n, Caixa

    Postal 063, 56900-000 Serra Talhada, Pernambuco, Brazil

    e-mail: [email protected]

    E. V. de Sa Barretto Sampaio A. C. D. Antonino

    Centro de Tecnologia, Departamento de Energia Nuclear,

    Universidade Federal de Pernambuco (UFPE), Av. Prof. Lus

    Freire 1000, Cidade Universitaria, 50740-540 Recife,Pernambuco, Brazil

    C. C. de Castro

    Universidade Federal Rural de Pernambuco, Unidade

    Academica de Garanhuns, Avenida Bom Pastor, s/n-Boa Vista,

    55296-901 Garanhuns, Pernambuco, Brazil

    M. J. N. Rodal

    Departamento de Biologia/Area de Botanica, Universidade

    Federal Rural de Pernambuco (UFRPE), Rua Dom Manoel de

    Medeiros s/n, Dois Irmaos, 52171-900 Recife, Pernambuco,

    Brazil

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    Trees (2012) 26:16051616

    DOI 10.1007/s00468-012-0735-2

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    et al. 1995) or store water in their stems and root tissues

    (Barbosa 1991; Borchert 1994a; Rivera et al. 2002).

    Plants are subject to strong water stress in seasonally dry

    environments, making their hydraulic systems subject to

    cavitation (Hacke et al. 2001). Consequently, plants have

    developed several adaptive mechanisms to adjust to this

    condition, such as variations in wood density. High wood

    density and thick cell walls protect plants from cavitation,but they cause low water storage in stem tissues. Con-

    versely, low wood density and thin cell walls increase the

    chances of cavitation (Sobrado 1993; Stratton et al. 2000;

    Hacke et al. 2001; Reich et al. 2003; Bunker et al. 2005;

    Swenson and Enquist 2007; Chave et al. 2009). However,

    water storage may be higher, and the maintenance of a high

    water potential may be longer (Hacke et al. 2001; Mark-

    esteijn and Poorter 2009). These differences related to

    water availability may result in different phenological

    patterns (Holbrook et al. 1995).

    The interaction between phenological and physiological

    aspects is not well understood for many seasonally dryenvironments (Holbrook et al. 1995), especially in the

    caatinga, a dry forest that occupies approximately thou-

    sand km2 in NE Brazil, near the equator. The caatinga is

    characterized by low and erratic precipitation and high

    potential evapotranspiration and is located at the driest

    portion of the distribution of deciduous forests (Sampaio

    1995). Only a few studies related to plant phenology in the

    caatinga currently exist (e.g., Barbosa et al. 1989; Pereira

    et al. 1989; Machado et al. 1997; Griz and Machado 2001;

    Amorim et al. 2009). All of them consider precipitation to

    be the trigger factor of phenological events, despite the

    presence of some species that exhibit the beginning of

    phenological events during the dry season.

    A recent study (Lima and Rodal 2010) investigated the

    relationship between phenology and wood density of

    caatinga species and verified the existence of three groups

    of species: (1) deciduous species with high wood density,

    whose phenological events were directly related to pre-

    cipitation; (2) deciduous species with low wood density,

    whose phenological events started before the rainy season,

    and (3) evergreen species exhibiting high wood density,

    whose phenology did not have any direct relationship with

    precipitation. It is possible that the phenological differ-

    ences between these species are related to distinct patterns

    of variation in water potential throughout the year, but

    there have been no studies on this topic for caatinga spe-

    cies. These types of studies also remain scarce for other dry

    forests (Reich and Borchert 1984; Borchert 1994a, b;

    Holbrook et al. 1995), and no research has studied condi-

    tions as dry as those of the caatinga.

    The aim of this study is to verify the relationship among

    precipitation, wood density, water potential and phenology

    in woody species of caatinga vegetation. The hypotheses

    are: (1) water potential of species with low wood densities

    is high throughout the year (aside from the long duration of

    the dry season and the extreme conditions of water loss),

    and the production of leaves and flowers is not directly

    dependent on precipitation; (2) the water potential of the

    species with high wood density falls sharply during the dry

    season, and the phenophases are controlled by precipita-

    tion; and (3) similar to species with low wood density, thewater potential of evergreen species is high throughout the

    year, but these plants store low levels of water in their

    stems, and the occurrence of their phenophases is similar to

    those of species with low wood density.

    Materials and methods

    The study was conducted at the Experimental Station

    Lauro Bezerra (785900000S, 3881901600 W), belonging to the

    Company of Pernambuco Agricultural Research, munici-

    pality of Serra Talhada, Pernambuco state. The Station is500 to 700 m tall. Predominantly, luvisols (stony phase)

    and lithic eutrophic neosolis (Jacomine et al. 1973) are

    present. The annual mean precipitation is approximately

    650 mm, with broad variations over time, and the mean

    temperature is approximately 26 C, with slight variations

    over time (Melo 1988). Precipitation data from April 2007

    to October 2009 (Fig. 1) were obtained from the National

    Institute of Space Researchs Web site (http://www6.cptec.

    inpe.br/proclima/). Photoperiod data were calculated based

    on the geographical coordinates, using the formulas pro-

    vided by Lammi (2008).

    During the first year of the study, the dry season was very

    long, continuing from April 2007 to January 2008, and the

    precipitation was only 156 mm (Fig. 1). In 2008 and 2009,

    the annual precipitation was more than 800 mm (Fig. 1). In

    2008, 75 % of the precipitation occurred in February and

    March,and in 2009, 90 % wasconcentratedbetween January

    and May. The annual variation of the photoperiod was

    approximately 55 min (Fig. 1); the days with the shortest

    (1132 hours) and the longest (1227 hours) photoperiods

    occurred in June and December, respectively (Lammi 2008).

    The density of trees and shrubs with stem perime-

    ters[9 cm at soil level was recorded as being 3,690 plants/

    ha, the mean basal area was 20.5 m2 ha-1, the canopy was

    between 4 and 5 m high, and the emergent individuals ran-

    ged between 9 and 10 m high (Farias, unpublished data).

    Wood density was determined for three individuals from

    24 species that presented higher values of importance in the

    community (phytosociological data in Ferraz et al. 1998,

    Table 1). From each individual, stems or branches with at

    least 3 cm diameter were collected (Barbosa and Ferreira

    2004). The disks, including bark and wood, were obtained

    on the same day during the rainy season. They were

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    http://www6.cptec.inpe.br/proclima/http://www6.cptec.inpe.br/proclima/http://www6.cptec.inpe.br/proclima/http://www6.cptec.inpe.br/proclima/
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    saturated in water for 3 days, weighed (Msat) and placed in

    water again to determine their volume (Trugilho et al.

    1990). They were then dried at 103 C until they reached a

    constant weight (MS). The basic wood density (D g cm-3)

    and the amount of saturated water (QAsat %) were calcu-

    lated following Borchert (1994a): D = MS/volume and

    QAsat = 100 (Msat-MS)/MS. The classification of species

    with respect to wood density followed Borchert (1994a):

    low-density species were those whose wood density was

    less than 0.5 g cm-3, while high-density species were

    those with values up to and including 0.5 g cm-3. The

    relation between wood density and capacity of water

    Fig. 1 Accumulated monthly

    precipitation and mean monthly

    photoperiod of Serra Talhada

    municipality, Pernambuco state,

    Brazil

    Table 1 Species studied in relation to phenology, water potential and wood density, with respective family name and dispersal mode (anemo

    anemochorous, auto autochorous and zoo zoochorous) in Serra Talhada, Pernambuco state, Brazil

    Species Number of individuals Family Dispersal modes

    Amburana cearensis (Allemao) A.C.Sm. 15 Fabaceae Anemo

    Anadenanthera colubrina (Vell.) Brenam 11 Fabaceae Auto

    Aspidosperma pyrifolium Mart. 11 Apocynaceae Anemo

    Bauhinia cheilantha (Bong.) Steud. 12 Fabaceae Auto

    Combretum pisonioides Taub. 2 Combretaceae Anemo

    Commiphora leptophloeos (Mart.) Gillet. 13 Burseraceae Zoo

    Croton blanchetianus Baill. 12 Euphorbiaceae Auto

    Croton rhamnifolioides Pax and K. Hoffm. 12 Euphorbiaceae Auto

    Cynophalla flexuosa (L.) J. Presl 12 Capparaceae Zoo

    Jatropha mollissima (Pohl) Baill. 9 Euphorbiaceae Auto

    Licania rigida Benth. 2 Chrysobalanaceae Zoo

    Manihot epruinosa Pax & K. Hoffm. 13 Euphorbiaceae Auto

    Mimosa ophtalmocentra Mart. ex Benth. 15 Fabaceae Auto

    Myracrodruon urundeuva Allemao 13 Anacardiaceae Anemo

    Piptadenia stipulacea (Benth.) Ducke 9 Fabaceae Auto

    Poincianella pyramidalis (Tul.) L. P. Queiroz 21 Fabaceae Auto

    Pseudobombax marginatum (A. St.-Hil., Juss., & Cambess.) A. Robyns 15 Malvaceae Anemo

    Rollinia leptopetala R. E. Fr. 12 Annonaceae Zoo

    Sapium glandulosum (L.) Morong 11 Euphorbiaceae Auto

    Schinopsis brasiliensis Engl. 8 Anacardiaceae Anemo

    Sebastiania macrocarpa Mull. Arg. 7 Euphorbiaceae Auto

    Spondias tuberosa Arruda 11 Anacardiaceae ZooVarronia leucocephala (Moric.) J. S. Mill. 10 Boraginaceae Zoo

    Ziziphus joazeiro Mart. 8 Rhamnaceae Zoo

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    storage in the stem was tested using the Spearman corre-

    lation test (Zar 1996).

    Water potential was also measured in the 24 species

    whose wood density was evaluated, except in Schinopsis

    brasiliensis and Combretum pisonioides, which were rep-

    resented only by plants with high canopies making it

    unpractical to collect samples. Three individuals, other

    than those used for wood density evaluations, were used foreach species, except for L. rigida, represented by the only

    two individuals in the area. Samples of terminal branches

    measuring 10 cm in length were collected monthly during

    the pre-dawn period (between 0400 and 0530 hours) from

    September 2007 to August 2009. Water potential was

    measured with a Sholander pressure chamber (Borchert

    1994a). Branches were chosen for this analysis because

    many species had no leaves during the dry season. To avoid

    water loss by the collected branches, the branches were

    placed into plastic bags immediately after cutting, stored in

    a cooler and processed within 2 h after sampling (Borchert

    1994a). Measurements were taken to the maximum valueof 4.5 MPa which was the pressure limit that the Scho-

    lander chamber could stand. This limit implies an under-

    estimation of the lower values of water potential and it was

    taken into account for the data interpretation.

    Phenological data were collected in intervals of 15 days

    for 264 individuals belonging to the 24 species, among

    those present in an area of 1 ha, selected to have the

    highest species diversity in the caatinga vegetation of the

    station (Table 1). The number of plants of each species was

    set at 11 or more, following the sample sizes suggested by

    Frankie et al. (1974a) and Fournier and Charpantier (1975),

    except when fewer that 11 were present in the area, in

    which cases all present were measured. Leaf flush, leaf fall,

    flowering (the presence of buds and/or flowers) and fruiting

    (the presence of immature or mature fruits) were recorded

    according to a semi-quantitative scale varying from zero to

    100, with intervals of 25, and was used to describe the

    percentual intensity of the phonological events (Fournier

    1974). Dispersal syndromes were determined according to

    the morphological criteria proposed by Van der Pijl (1982).

    The data were analyzed in two ways. First, a multivar-

    iate analysis (MANOVA) was performed to determine

    groups of species with similar features with respect to the

    following variables: water potential, wood density, capac-

    ity of water storage in the stem, leaf flush, leaf fall, the

    amount of leaves, flowering and fruiting. For this analysis,

    the intensity of the phenophase was investigated (Fournier

    1974). Due to the large amount of data for each species, a

    factorial analysis was performed to reduce the number of

    initial variables with the smallest possible loss of infor-

    mation (Vicini and Souza 2005). Then, the MANOVA was

    conducted using the SPSS (Statistical Package for the

    Social Sciences) software. In the second analysis, a

    Spearman correlation (Zar 1996) was used to evaluate the

    relationship between biotic (water potential, leaf flush and

    fall, flowering and fruiting) and abiotic (precipitation and

    photoperiod) variables. Two analyses were carried out to

    assess phenological events: one of the analyses used the

    number of species that exhibited the phenophase, and

    another used the intensity of the phenological event

    (Fournier 1974) for each group of species.Finally, a variance analysis coupled with a Tukey test

    (Zar 1996) was performed to compare water potential

    among the species with low wood density, species with

    high wood density and the evergreen species.

    Results

    Wood density and capacity of water storage in the stem

    Wood density and the amount of water stored in saturated

    wood were inversely correlated (rs = -0.80, p\ 0.0001,Fig. 2). Seven species exhibited low wood density and a

    capacity for water storage higher than 100 % of their dry

    weight. For some species, such as Commiphora lepto-

    phloeos and Pseudobambax marginatum, this value was

    more than 230 %. A total of 17 species showed high wood

    density and a capacity for water storage that varied from 55

    to 84 % of their dry weight.

    Phenology

    The seven species with low wood density were leafless

    during the dry season and started flushing at the end of this

    season. Therefore, they are deciduous with low wood

    density (DLWD). The flush of 15 species with high wood

    density that were also leafless during the dry season began

    with the occurrence of rain (Fig. 3a, b), except for Mimosa

    ophtalmocentra and Ziziphus joazeiro, who flushed at the

    end of the dry season. Therefore, these 15 species are

    deciduous with high wood density (DHWD). Z. joazeiro

    lost its leaves gradually in the middle of the dry season and

    showed leaf flush synchronously; flowers of this species

    were produced at the end of the dry season, after the loss of

    all the leaves. Two high wood density species, Cynophalla

    flexuosa and Licania rigida, remained with leaves through

    the dry season and are considered evergreen species

    (Fig. 4).

    The leaf flush of both DLWD and DHWD species had a

    positive correlation with precipitation. For DHWD species,

    this correlation was stronger (rs = 0.50; p\ 0.001) than

    for DLWD species (rs = 0.31; p = 0.02). The leaf flush of

    the DLWD species had a strong correlation with the

    enhanced photoperiod (rs = 0.51; p\ 0.001), whereas

    DHWD species did not exhibit this correlation.

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    DLWD species not only produced leaves earlier than

    DHWD species did (Fig. 3c) but also began to lose their

    leaves before DHWD species did. DLWD species began

    losing their leaves in the middle of the rainy season and

    were leafless at the beginning of the dry season (Fig. 3c, d,

    e). DHWD species maintained their leaves for a longer

    period, and their leaves fell gradually during the dry season

    (Fig. 3c).

    Fig. 2 Mean wood density

    (with standard deviations) and

    quantity of water storage in

    saturated wood (with standard

    deviations), for each species, in

    an area of the caatinga, Serra

    Talhada municipality,

    Pernambuco state, Brazil.

    DLWD (seven species in the left

    side of the figure) = deciduous

    species with low wood density;

    Black arrow: evergreen species.

    DHWD (other species, except

    the evergreen

    ones) = deciduous species with

    high wood density

    Fig. 3 Vegetative phenological events of seven deciduous species

    with low wood density (DLWD) and 15 deciduous species with high

    wood density (DHWD) in Serra Talhada municipality, Pernambuco

    state, Brazil. a and d intensity of phenophases; b and e proportion of

    species in each phenophase; c proportion of leaves. Bar rainfall;

    dotted line DLWD; continuous line DHWD

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    Phenophase anticipation of DLWD species is reinforced

    by the fact that leaf fall was also anticipated and occurred

    during the same period through the years (Fig. 3d, e). It is

    important to note that the falling of leaves in these species

    had a positive correlation with precipitation (rs = 0.26;

    p = 0.04), as opposed to the DHWD species, which

    showed a negative correlation with precipitation (rs =

    -0.29; p = 0.02).

    Vegetative events in the two evergreen species did not

    show an obvious pattern because leaf flush and fall

    occurred at different periods of the year (Fig. 4a), although

    leaf flush was more common in the dry season. Flowering

    of C. flexuosa occurred during the dry season, and fruiting

    occurred in the transition between the dry and rainy season

    (Fig. 4b). Flowering of L. rigida also occurred in the dry

    season but the number of observed plants (two) was too

    small to allow any firm conclusion.

    Flowering of DLWD species occurred in the transition

    between the dry and rainy seasons or during the dry season,

    whereas the flowering of DHWD species occurred only

    during the rainy season (Fig. 5a, b), except for the species

    Myracrodruon urundeuva, Ziziphus joazeiro, Mimosa

    ophtalmocentra and Anadenanthera colubrina, which

    showed some flowering individuals at the end of the dry

    season. Flowering induction by precipitation in DHWD

    species is indicated by the strong positive correlation

    between these variables (rs = 0.56; p\ 0.001), as opposed

    to the DLWD species, whose correlation was not signifi-

    cant (rs = 0.02; p = 0.89).

    The fruit production of DHWD and DLWD species

    occurred continuously during the year (Fig. 5c, d) and

    seemed to vary as a function of the dispersal syndrome(Fig. 5e, f). Five of the seven DLWD species, including

    Spondias tuberosa and Commiphora leptophloeos, were

    autochorous and zoochorous (Table 1) and produced fruits

    at the end of the dry season or at the beginning of the rainy

    season. However, the diaspores were dispersed only during

    the rainy season. This phenological behavior of DLWD

    species resulted in a high correlation between fruiting and

    precipitation (rs = 0.60; p\ 0.001). Both DLWD species

    that flowered at the beginning of the dry season and pro-

    duced fruits soon afterward (Pseudobombax marginatum

    and Amburana cearensis) were anemochorous.

    The fruit production of DHWD species also presented acorrelation with precipitation (rs = 0.28; p = 0.02). Eight

    out of 15 DHWD species were autochorous, and fruit

    production tended to occur during the rainy season,

    although some species, such as Poincianella pyramidalis

    and Sebastiania macrocarpa, had fruits that were main-

    tained in the plant during part of the dry season. Ziziphus

    joazeiro, a zoochorous species, began to produce fruits at

    the end of the dry season, but dispersion occurred during

    the rainy season. Rollinia leptopetala, which is also zooc-

    horous, produced and dispersed its fruits during the rainy

    season. Among the anemochorous species, Myracrodruon

    urundeuva and Aspidosperma pyrifolium produced fruits

    during the dry season.

    Water potential

    The water potentials of the DHWD, DLWD and evergreen

    species were different during the dry season and similar

    during the rainy season (Table 2). The potential of the

    DHWD species (Fig. 6) was positively correlated with

    precipitation (rs = 0.60; p = 0.001). The water potential

    of DLWD species was less variable during the year, always

    higher than -0.5 MPa (Fig. 6), and independent of pre-

    cipitation (rs = 0.13; p = 0.54).

    Water stress during the dry season was so high for

    DHWD species that the water potential of most of them

    surpassed the measuring capacity of the pressure camera

    (-4.5 Mpa). Even considering their water potential in these

    occasions as the limit of the chamber (which certainly

    overestimated the true values) the potentials in the dry

    season were clearly lower than than those of DLWD and

    evergreen species (Fig. 6). The number of DHWD species

    with water potentials of less than -4.5 MPa varied from

    Fig. 4 Leaf flush and fall a and flowering and fruiting b of two

    evergreen species in Serra Talhada municipality, Pernambuco state,

    Brazil

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    one to ten species (average of 8) between September and

    January (dry time).

    Similar to DHWD species, evergreen species demon-

    strated a positive correlation between water potential and

    precipitation (rs = 0.58; p\ 0.01; Fig. 6). However, the

    variation in water potential of these species during the year

    was lower than that recorded for DHWD species.

    Groups of species

    The species were separated into two main groups: one

    group was composed of high wood density species, and the

    other was composed of low wood density species, except

    for Spondias tuberosa, which was considered a sister group

    of the high wood density species (Fig. 7). Although this

    species had low wood density, it showed phenological and

    physiological features similar to those of low wood density

    species, so it was treated within this group. We discuss this

    species in more detail below. The group of high wood

    density species included both deciduous and evergreen

    species, in spite of their differences in phenological events.

    Discussion

    Vegetative events

    It was possible to identify three groups of species that

    exhibited strong relationships with water potentials, wooddensities, water storage capacity in the stem tissues and

    phenology. Species with high wood density were divided

    into two groups, deciduous (DHWD species) and evergreen

    species. The third group was that of deciduous low wood

    density (DLWD) species These same basic groups have

    been registered in studies developed in other dry tropical

    forests (Borchert 1994a; Rivera et al. 2002). However, the

    proportions of species and plants in the vegetation com-

    munity belonging to each group seem to differ among

    Fig. 5 Reproductive events of 7 deciduous species with low wood

    density (DLWD) and 15 deciduous species with high wood density(DHWD) in Serra Talhada municipality, Pernambuco state, Brazil.

    a and c intensity of the phenophases; b and d proportion of species in

    each phenophase; e and f number of species for each dispersal mode

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    forests (Borchert 1994a; Borchert et al. 2002). In our area,

    most of the species (62 %) belong to the DHWD species

    group and they comprise 82 % of the trees in the com-

    munity (while evergreens were represented by only two

    species, comprising 2 % of the trees in the community.

    Caatinga is the driest of dry tropical forests, with its low

    and erratic rainfall coupled to a very high potential

    evapotranspiration, Therefore, water limitation seems to

    restrict the presence of evergreens to a higher degree than

    the other groups and it seems to favor the selection of

    species with high wood density that resist to high negative

    pressures in their xylems (Hacke et al. 2001).

    The inclusion of Spondias tuberosa as a sister group of

    the DHWD species in the grouping analysis may have

    occurred because of its relatively high wood density

    (0.49 g.cm-3). However, its phenological and physiologi-

    cal behaviors were very similar to those of the DLWDspecies. The high capacity of this species to store water

    within its root tissues (Cavalcanti and Resende 2006) may

    explain these results.

    The DLWD species had morphological and phenologi-

    cal characteristics similar to those of the Dlight species

    mentioned by Borchert (1994a), with similar water storage

    capacity in the stem tissue (average of 193 % of the stem

    dry weight) and high water potentials ([-0.5 MPa). To

    Borchert (1994a) water storage capacity is one of the main

    determinants of plant functional types in tropical dry for-

    ests. The high capacity of DLWD species to store water in

    their stems and their tendency to produce leaves at the endof the dry season and at the beginning of the rainy season

    and to lose leaves during the rainy season led to certain

    questions: (1) Why do DLWD species begin to produce

    leaves during the dry season?; (2) Why do DLWD species

    begin to lose leaves during the rainy season?; (3) If DLWD

    species have large amounts of stored water, why do they

    not produce new leaves after their leaves fall?; and (4) Why

    do DLWD species begin to produce leaves only at the end

    of the dry season?

    There are two answers to the first question (that are not

    mutually exclusive) related to the attainment of water and

    evolutionary strategy. Plants need water (Holbrook et al.

    1995), which can be obtained in three ways: (a) root growth

    and exploitation of underground water (Mooney et al.

    1995; Borchert 1994a; Holbrook et al. 1995; Pratt et al.

    2007; Jackson et al. 2007), which is not commonly

    observed in DLWD species (Chapotin et al. 2006; Hol-

    brook et al. 1995); (b) from dew through leaf absorption

    (Breshears et al. 2008; Munne-Bosch 2010), which is

    impossible because the plants did not have leaves during

    this period; and (3) from plant tissues (Daubernmire 1972;

    Reich and Borchert 1982; 1984; Borchert 1994a; Borchert

    and Rivera 2001), which is the most plausible possibility.

    Chapotin et al. (2006) confirmed that DLWD species may

    use stored water to produce new leaves and that leaf flush

    at the end of the dry season would be advantageous

    because plants could enjoy the sporadic rains that occur

    during this period.The second explanation is related to

    evolutionary strategy, i.e., plant species would be selected

    to begin their flush at the end of the dry season to avoid or

    to minimize injuries made by herbivores (van Schaik et al.

    1993; Coley and Barone 1996; Chapotin et al. 2006; Sloan

    et al. 2006).

    Table 2 Results of the analysis of variance of water potential

    between deciduous species with low wood density, deciduous species

    with high wood density and evergreen species during the dry (Sep-

    tember 2007 to January 2008 and August 2008 to January 2009) and

    rainy (February to July 2008 and 2009) seasons in Serra Talhada

    municipality, Pernambuco state, Brazil

    Dry period Rain period

    Months F Months F

    September 16.937*** February 4.999*

    October 8.809** March 5.037*

    November 3.081 April 5.037*

    December 15.527*** May 1.170

    January 22.905*** June 1.408

    August 13.537*** July 1.408

    September 19.502*** February 1.752

    October 12.059*** March 3.332

    November 12.337*** April 2.847

    December 10.248** May 4.839*

    January 19.451

    ***

    June 2.574July 6.264**

    *** P\0.001, ** P\0.01, * P\ 0.05

    Fig. 6 Mean water potential (with standard deviations) of deciduous

    species with low wood density (seven species, 21 plants) and high

    wood density (13 species, 39 plants) and evergreen species (two

    species, five plants) in Serra Talhada municipality, Pernambuco state,

    Brazil. (Average standard devation: DHDW = -1.3 MPa;

    EHWD = -0.49 MPa; DLWD = -0.1 MPa)

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    The answer to the second question is related to a strat-

    egy used to avoid water loss during the dry season and

    water storage when water is abundant. Another explanation

    is that plants store large amounts of water during the rainy

    season, allowing leaf flush and/or flowering to occur at the

    end of the dry season. If this is true, it would be more

    advantageous to lose leaves at the end of the rainy season

    and at the beginning of the dry season, avoiding excessive

    water loss (Borchert and Rivera 2001; Borchert et al.2002). This is the most plausible explanation, and it shows

    the importance of the maintenance of a large quantity of

    water within stem tissues, similar to what was observed in

    this study.

    The third question follows the same logic as the second

    one. If DLWD plants flush during the rainy season, they

    expose their leaves to the long dry season and, thus, lose

    large quantities of water that they would not be able to

    replace during the same season. This occurrence could

    result in a collapse of vascular bundles due to embolism

    (Sobrado 1993; Chave et al. 2009).

    The fourth question seems to be related to several eco-

    logical factors. It would be more advantageous to flush

    leaves at the end of the dry season because the rainy season

    would be closer, and water used for the production and

    maintenance of new leaves, flowers and fruits could be

    replaced in a relatively short period of time (Rivera et al.

    2002; Elliott et al. 2006). Additionally, the mature leaves,in which photosynthesis is more efficient, would already be

    produced at the beginning of the rainy season, and photo-

    synthetic gain would be maximized during this short period

    (Rivera et al. 2002; Elliott et al. 2006).

    How do plants recognize the end of the dry season?

    Several studies discuss this question (Borchert and Rivera

    2001; Rivera and Borchert 2001; Rivera et al. 2002;

    Borchert et al. 2004; Chapotin et al. 2006; Sloan et al.

    2006; Calle et al. 2010). Plant species would be selected to

    Fig. 7 Dendrogram showing

    the relationships among species

    in Serra Talhada municipality,

    Pernambuco state, Brazil, based

    on values of wood density,

    capacity of water storage in the

    stem, water potential, leaf flush

    and fall, quantity of leaves,

    flowering and fruiting. The top

    group includes species with

    high wood density (except

    Spondias tuberosa), while the

    lower group includes species

    with low wood density

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    initiate their vegetative and reproductive activities when

    induced by a photoperiod enhance that occur at the end of

    the dry season. This seems to be the only environmental

    aspect that does not vary over the years, occurring on a

    regular basis (Rivera et al. 2002). This explanation is

    supported by the strong coincidence between photoperiod

    enhancement and the occurrence of phenological events

    and also by the regularity of these events, which alwaysoccur during the same period of the year. However, there

    are no studies that test this hypothesis for caatinga species.

    Only experimental studies would allow more consistent

    support for this hypothesis.

    As opposed to what was observed for DLWD species,

    DHWD species presented phenological behavior and

    morpho-functional features that were directly related to

    precipitation. Leaf flush occurred at the beginning of the

    rainy season, except in Ziziphus joazeiro and Mimosa

    ophtalmocentra. These species were classified as DHWD

    (having limited capacity to store water). A possible

    explanation for obtaining water could be the growth of theroot system (Frederic et al. 2005) or water storage within

    the root system (Jackson et al. 2007). At the end of the dry

    season, Ziziphus joazeiro lost its leaves completely.

    Afterward, leaf flush and flowering began synchronously

    between individuals. This phenological behavior fits the

    pattern described by Borchert (2000) for brevideciduous

    species, which lose their leaves for some weeks at the end

    of the dry season and then sprout and flower afterwards.

    Some researchers (Daubernmire 1972; Reich and Borchert

    1982; Borchert 1994a) explain that old leaves have reduced

    stomatic control, and consequently, the quantity of water

    lost through evapotranspiration is larger than that absorbed

    by the roots. When the plant loses its leaves completely, it

    reduces water loss, and root absorption becomes positive.

    The plant thereby rehydrates itself and can flush leaves and

    flowers during the dry season.

    The continuous leaf flush observed in DHWD species

    during the rainy season suggests that these plants are active

    when there is water in the soil, as opposed to what was

    observed in DLWD species, which showed reduced leaf

    flush and the falling of their leaves even under high water

    potential (i.e., with water availability in the plant tissues)

    during the rainy season.

    The water potential of DHWD species showed wide

    variation during the year (Ackerly 2004; Bucci et al. 2004),

    influencing leaf flush and fall (Borchert 1994a, b, c). Leaf

    flush in these plants occurred continuously during the rainy

    season and diminished when the precipitation became

    scarce; then, the leaves began to fall, probably as a strategy to

    minimize water loss. According to Borchert (1994a), falling

    leaves in DHWD species may occur as a function of varia-

    tions of water status, and water status may vary with water

    availability in the soil, which varies across microhabitats.

    The water potential of DHWD species diminished

    gradually during the dry season to acquire the water in the

    soil; when water became scarce, the plant lost its leaves

    (Borchert 1994a). Therefore, the minimum water potential

    of DHWD species is an important predictor of water

    availability in the soil, contrary to what was observed for

    DLWD species, in which the water potential was not cor-

    related to water availability in the soil.

    Reproductive events

    The occurrence of flowering at the end of the dry season

    and beginning of the rainy season, as observed in DLWD

    species, has been commonly recorded in areas of season-

    ally dry forests (Frankie et al. 1974a; Borchert 1994a;

    Holbrook et al. 1995). Plants that produce flowers at the

    end of the dry season would enjoy a reduction in the

    competition for pollinators (Frankie et al. 1974b) because

    the number of flowering species is lower during this time

    than it is during the rainy season. Additionally, Janzen(1967) and van Schaik et al. (1993) suggested that many

    plants do not grow leaves during the dry season, which

    attracts pollinators. Although DLWD species do not com-

    pose a large group of species in the area, they are eco-

    logicaly important because they provide floral resources in

    the dry season.

    The flowering period is of great importance for the

    reproductive success of plants (Rathcke and Lacey 1985).

    It may therefore be directly related to dispersal syndromes,

    as was observed in the anemochoric species in the study

    area. This species tend to produce flowers at the end of the

    rainy season and produce fruits during the dry season,

    which is favorable for diaspore dispersal (Lampe et al.

    1992) because when most species do not grow leaves,

    obstacles to dispersion are diminished (Lampe et al. 1992),

    and the stronger wind can carry diaspores larger distances

    (Morellato 1995). However, species that produce flowers

    and fruits during the dry season, such as Amburana cear-

    ensis and Pseudobombax marginatum, store water within

    their tissues or must have a deep root system capable of

    reaching sub-soil water. Contrary to anemochoroic species,

    autochorous species tend to produce fruits during the rainy

    season. Some authors suggest that many autochorous spe-

    cies need water to release disapores (Griz and Machado

    2001). Plants that produce flowers at the end of the dry

    season, such as the zoochorous Spondias tuberosa and

    Commiphora leptophloeos, produce fruits at the end of the

    dry season; their seeds can be dispersed when the rainy

    season begins. This strategy allows seeds to be dispersed

    when water is available, favoring seedling establishment

    (Rathcke and Lacey 1985). Generally, zoochoric species

    tend to disperse their seeds during the rainy season, when

    the availability of dispersers is high (Morellato 1995).

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    Generally, it is observed that, independent of wood

    density, the time production of fruits varies according to

    the dispersal mode. However, species that begin fruit

    production during the dry season must have water available

    to support the physiological changes and, in the case of

    DLWD species, the water may come from the reserves

    stored in the stem.

    Conclusions

    Strong rain seasonality seems to constitute a selective

    pressure that determines the evolution of species with dif-

    ferent phenological and physiological strategies related to

    water availability in the soil or water stored in plant tissues.

    Such features influence wood density and water potential.

    Species with low wood density are capable of flush inde-

    pendent of rain and exhibit high water potential throughout

    the year, as opposed to species with high wood density,

    which directly depend on precipitation. These results sug-gest that the phenology of species with low wood density is

    induced by the photoperiod and that not only rainfall but

    also water potential, wood density and water storage

    capacity are important factors in determining phenological

    events in low rainfall areas. DLWD species, although not

    abundant in the area, are ecologically important because

    they provide floral resources in the dry season.

    Acknowledgments We thank the Empresa Pernambucana de Pes-

    quisa Agropecuaria (IPA) for its support during the field work and the

    Brazilian National Research Council (CNPq) and the State of Per-

    nambuco Research Council (FACEPE-Fundacao de Amparo a Cien-

    cia e Tecnologia do Estado de Pernambuco) for their financialsupport. This study is part of the first authors PhD thesis.

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