dna typing and threshold setting

87
DNA typing and threshold setting Bruce R. McCord International Forensic Research Institute Florida International University [email protected] www.fiu.edu/~mccordb

Upload: trannhan

Post on 12-Feb-2017

239 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: DNA typing and threshold setting

DNA typing and threshold setting

Bruce R. McCordInternational Forensic Research

InstituteFlorida International University

[email protected]/~mccordb

Page 2: DNA typing and threshold setting

Setting Instrument Parameters and Thresholds

Bruce McCord FIU

Page 3: DNA typing and threshold setting

Spinal Tap Video

• The problem of instrument sensitivity

• Exists everywhere and is fundamental to the concept of signal to noise

Page 4: DNA typing and threshold setting

Setting thresholds for the ABI 310/3100

• Where do current ideas on instrument thresholds for the ABI 310/3100 come from?

• How do I set these values in my laboratory?

• Why might they vary from one instrument to the next?

• How do these thresholds affect data interpretation?

Page 5: DNA typing and threshold setting

Amounts of DNA Required

RFLP/VNTRs

PCR/STRs

LCN/STRs

50 ng – 1000 ng

0.5 – 2 ng

<0.1 ng

1985-1995

1991-present(kits since 1996)

1999-present

LCN extends the range of samples that may be attempted with DNA testing

Page 6: DNA typing and threshold setting

Setting thresholds for the ABI 310/3100

• Where do current ideas on instrument thresholds for the ABI 310/3100 come from?

• How do I set these values in my laboratory?

• Why might they vary from one instrument to the next?

• How do these thresholds affect data interpretation?

• How to deal with issue in a way to ensure a conservative result?

Page 7: DNA typing and threshold setting

What is a true peak (allele)?

Peak detection threshold

Noise (N)

Signal (S)

S/N >3

Peak height ratio (PHR)

Stutter product

Heterozygote peak balance

True allele

Allele 1

Allele 2

PHR >60% Stutter <15%

GeneScan function Genotyper function

Stutter percentage

Provides range in which mixtures may reliably be detected

Page 8: DNA typing and threshold setting

Fundamental Ideas behind threshold Settings for the ABI310/3100

Detection Limit: 3x the standard deviation of the noise. Estimated using 2x peak to peak noise. (approximately 35 - 50 RFUs)

Peaks below this level may be random noise

Limit of Quantitation: 10x the standard deviation of the noise

Estimated using 7x peak to peak noise (150-200 RFUs)

Below this point estimates of peak area or height are unreliable and may not be reliable indicators of mixture ratios

Stochastic Threshold: Level of quantifiable DNA below which peaks can show severe imbalance (peak height ratios below 60%) Approximately 150 -200 RFUs. (always greater than the LOQ) Variance in peak height ratio is the sum of variance due to the stochaistic amplification and instrumental noise.

Page 9: DNA typing and threshold setting

Useful Range of an Analytical MethodIn

stru

men

t R

esp

on

se

Dynamic Range

LOL

LOQ/STO

limit of quantitation/

stochaistic threshold

limit of linearity

~50 RFUs

~5-7000 RFUs

LOD

limit of detection

LOD = 3x SD of blankLOQ = 10x SD of blankSTO = peak balance threshold

~200 RFUs

Concentration of Sample

Page 10: DNA typing and threshold setting

The Scientific Reasoning behind the Concept of an Analytical Threshold (limit of detection)

• This is fundamentally an issue of reliability

• For a peak intensity below the LOD there is a very real chance that such a signal is the result of a random fluctuation

• This is known as pulling data out of thin air. Abracadabra! It’s an

allele

Page 11: DNA typing and threshold setting

Limit of Detection

• Typically 3 times the signal-to-noise (based on standard deviation of the noise)

2X Np-pPeak to peak noise

Approximates 3x sd of noise

Is this peak real?

> 3 S/N

Yes, it is a peak but you cannot rely on it for concentration determinations as it is not >10 S/N

Page 12: DNA typing and threshold setting

The Scientific Reasoning behind the LOQ/Stochastic threshold

• With peak intensity below the LOQ, you have significant variation in height from one sample to the next.

• Similarly due to stochaistic fluctuation in peak height ratios, interpreting data below the stochaistic threshold presents the real problem of allele dropout.

• Bottom line: . Input levels of DNA should be sufficiently high to avoid straddle data. Mixture interpretation must be done cautiously on low level data as peak intensities are highly variable.

How low can you go?

Page 13: DNA typing and threshold setting

Stochastic Statistical Sampling

True amount

What might be sampled by the PCR

reaction…

>20 copies per allele 6 copies copies per allele (LCN)

Resulting electropherogram

OR

Copies of allele 1

Copies of allele 2

Allele imbalance Allele dropout

Page 14: DNA typing and threshold setting

Types of Results at Low Signal Intensity(Stochastic amplification potential)

Straddle Data

• Only one allele in a pair is above the laboratory stochastic threshold

At low levels of input DNA, the potential for straddle data is high.

The issue is best avoided by reamping the sample at higher input DNA

Otherwise straddle data makes locus inconclusive

160RFUs

130 RFUs150 RFUs

Stochaistic limit

One allele peak above the detection threshold and

one below

50 RFUsDetection limit

Straddle data may be caused by degradation, inhibition and low copy issues.

Page 15: DNA typing and threshold setting

Stochastic Sampling can cause interpretational problems

This case resulted in a hung jury. Defense expert claimed low PHR indicated exclusion. Prosecution claimed inconclusive result

Police Rule: loci must be above threshold and within 66% of each other to be included as major contributor. Defense confused this. Inconclusive ≠ Exclusion!

Defendants profile is D5(12,13) D13(12,14) D7(9,12)

Page 16: DNA typing and threshold setting

Other reasons to avoid interpreting low level data and setting thresholds

Pull-up

Non Specific Amplification, -A,

Spikes

Page 17: DNA typing and threshold setting

Another problem is stutter

• Stutter increases at low copy #

Leclair et. al (2004) Systematic analysis of stutter percentages and allele peak

height and peak area ratios at heterozygous STR loci for forensic casework and database samples. J. Forensic Sci. 49(5): 968-980

Peak height (D5S818)

% S

tutt

er

Page 18: DNA typing and threshold setting

Extract of Pistol Grip and Trigger Relatively low amount of amplified DNA?

Blue

Green

Yellow Enhanced stutter or mixture?

Page 19: DNA typing and threshold setting

What else can go wrong?

• Most validation studies are performed on pristine samples derived from clean sources.

• DNA degradation will result in dropped alleles from larger sized amplicons

• DNA inhibition will result in dropped alleles from any location and the effects are difficult to predict

• Inhibition and degradation can produce stochastic effects – peak balance issues and allele dropout.

Yarr,Take care mates!

Page 20: DNA typing and threshold setting

Powerplex 16 9947A Positive Control 0.250 ng/ 12.5 ul

Bone Sample 2003.5.6

0.250 ng/ 12.5 ul

Big Mini

0 ng

5 ng

10 ng

15 ng

TH01TPOX

CSF1POD7S820FGA

RFU

Degraded DNA Sample Humic Acid Inhibited DNA SampleSki slope effect Less predictable effects

Degradation vs Inhibition

Page 21: DNA typing and threshold setting

True BaselineDetection Limit Estimate

Stochaistic Limit Estimate

Noise p-p

Limit of Quantitation

The issue with low level data interpretation

Thompson, W.C. et al. The Champion, April 2003, pp 16-25

Page 22: DNA typing and threshold setting

So how to set thresholds?• First determine the analytical threshold for

your particular laboratory using the signal intensity from one or several CE systems

Analytical threshold for this instrument is approx. 50 RFUs, LOQ is approximately180RFUs.

LOD

LOQ

Page 23: DNA typing and threshold setting

Next determine the dynamic range

1. Perform a series of amplifications of 5 different samples with 5.00, 2.00, 1.00, 0.50, 0.25, 0.13, 0.06, 0.03 ng DNA

2. Use your laboratory quantification system, your thermal cycler, and your 310.

3. Determine the average and standard deviation of each set of samples

4. Your dynamic range is the range of concentrations that are not overloaded. Overload point is where peaks flat top. (this can be checked by ex

Page 24: DNA typing and threshold setting

Limit of Linearity (LOL)• Point of saturation for an instrument detector so that higher amounts of

analyte do not produce a linear response in signal

• In ABI 310 or ABI 3100 detectors, the CCD camera saturates leading to flat-topped peaks.

Off-scale peaks

Stutter and noise may be artificially enhanced

Page 25: DNA typing and threshold setting

TWGDAM validation of AmpFlSTR BlueWallin et al. (1998) J. Forensic Sci. 43(4): 854-870

Determination of Minimum Sample

• Goal: avoid situations where peak imbalance results in only one detectable allele from a heterozygous pair.

• Perform serial dilution (1ng- 8pg) of 2 control samples which were heterozygous at all 3 loci

– Samples above 125pg had peak height RFUs above 150

– Below 125pg peak heights were not significantly above background

– At 31 pg peaks were very low or undetectable

• “Peaks below 150 RFU should be interpreted with caution”

Page 26: DNA typing and threshold setting

Sensitivity of DetectionMoretti et al, JFS, 2001, 46(3), 661-676

• Different 310 instruments have different sensitivities; determination of analytical thresholds should be performed following in-house studies– Variations in quantitation systems– Variations in amplification systems– Variations in instrument sensitivity

• Peaks with heights below the threshold should be interpreted with caution– Caution should be used before modification of

• Amplification cycles• Electrophoretic conditions

• Peak heights are also a function of sample condition/ PCR, extraction, inhibition, degradation

Page 27: DNA typing and threshold setting

Template v Peak Height, D7, CE 6

0

200

400

600

800

1000

1200

1400

1600

1800

2000

0 0.2 0.4 0.6 0.8 1 1.2

Template

Pea

k H

eigh

t

(Debbie Hobson-FBI)

Sensitivity Study: Profiler Plus

Observation: Peak height variation increases with concentrationTherefore: its difficult to assess the quantity of DNA solely by peak height

Page 28: DNA typing and threshold setting

Next set the stochaistic threshold

• Stochastic Threshold – the signal intensity at which a particular quantity of DNA can no longer reliably be detected– Reliability can be defined by an increase in the standard deviation of

peak height intensity or an increase in the standard deviation of signal intensity or both.

– The stochastic threshold should be greater than the limit of quantitation

Bone sample with low PHR

Page 29: DNA typing and threshold setting

Stochastic Study(Debbie Hobson-FBI)

• 25 Individuals– 63 pg to 1 ng amplifications with Profiler Plus

and Cofiler

– amplicon run on five 310s

– GeneScan Analysis threshold sufficient to capture all data

– GenoTyper: category and peak height

• Import data into Excel– peak height ratios determined for

heterozygous data at each locus

Page 30: DNA typing and threshold setting

Heterozygote Peak Height Ratios

Holt CL, Buoncristiani M, Wallin JM, Nguyen T, Lazaruk KD, Walsh PS. TWGDAM validation of AmpFlSTR PCR amplification kits for forensic DNA casework. J Forensic Sci2002; 47(1): 66-96.

Observation: Peak height ratio variation inversely proportional to input DNA

Page 31: DNA typing and threshold setting

Heterozygote Peak Height RatiosIdentifiler STR Kit Developmental Validation

60 %

Outliers

Template inputs 250 pg - 3 ng

Collins PJ, Hennessy LK, Leibelt CS, Roby RK, Reeder DJ, Foxall PA. Developmental validation of a single-tube amplification of the 13 CODIS STR loci, D2S1338, D19S433, and amelogenin: the AmpFlSTR Identifiler PCR amplification kit. J. Forensic Sci. 2004; 49(6): 1265-1277.

Page 32: DNA typing and threshold setting

Heterozygote Peak Height RatiosIdentifiler STR Kit Developmental Validation

Heterozygote peak height ratios with varying inputs of template DNA. The results depicted are from three amplifications of a single genomic DNA at 0.03125, 0.0625, 0.125, 0.2, 0.25, 0.5, 1.0, and 1.25 ng. Multiple injections were averaged, resulting in a total of 39 data points per input amount (13 heterozygous markers × 3 repetitions).

60 %

Collins PJ, Hennessy LK, Leibelt CS, Roby RK, Reeder DJ, Foxall PA. Developmental validation of a single-tube amplification of the 13 CODIS STR loci, D2S1338, D19S433, and amelogenin: the AmpFlSTR Identifiler PCR amplification kit. J. Forensic Sci. 2004; 49(6): 1265-1277.

Page 33: DNA typing and threshold setting

Mixture ExampleThe proper setting of thresholds underlies rules for mixture interpretation.

List the genotypes?

Peak height ratios and thresholds control interpretationExcessive variation in PHR makes this data uninterpretable

Page 34: DNA typing and threshold setting

Alternative Procedure

1. Since most estimates for LCN show up from 100-250pg DNA, select a low level- say 150pg as your stochastic limit.

2. Amplify 2 or more samples at a range of concentrations (1.0-0.005) ngmultiple times and score the intensity

3. The stochastic limit is the intensity (RFUs) at which half the alleles have intensity above this value and half are below

4. In this way you define straddle data as at the point 50% of your alleles will be above this mark

Page 35: DNA typing and threshold setting

Alternative Procedure(Mass State Police)

1. Since most estimates for LCN show up from 100-250pg DNA, select a low level-say 150pg as your stochastic limit.

2. Amplify 2 or more samples at a range of concentrations (1.0-0.005) ng multiple times and score the intensity

3. The stochastic limit is the intensity (RFUs) at which half the alleles have intensity above this value and half are below

4. In this way you define straddle data as at the point 50% of your alleles will be above this mark

Page 36: DNA typing and threshold setting

Instrument factors

1. Because only signal is measured (RFUs) in forensic DNA

analysis, many labs find that one instrument or another is

more sensitive

2. There are also differences in sensitivity based on injection

parameters, capillary illumination (single vs multiple) and

laser intensity

3. Lastly the variation in qPCR sensitivity affects the output of

any system

4. These differences should be corrected by proper setting of

threshold parameters and/or adjustment of qPCR results.

Page 37: DNA typing and threshold setting

310 vs 3100

LASER

Capillary Array

ABI 3100, 3130, 3100Avant

ABI 310

Sample

310 1.5uL in 24 uL formamide

31xx 1uL in 10uL formamide

Injection

310 5s@15kV = 75kVs

3130 (4 cap) 5s@3kV = 15kVs

3100(16cap) 10s@ 3kV = 30kVs

Irradiation

310 direct

3130 (4 cap) side

3100 (16 cap) both sides

Bottom line: you would expect to see 1. an approximate 3 fold difference in rfus between a 310 and a 3130 (4 cap) 2. an approximate 2 fold difference between a 310 and a 3130xl (16 cap)

Page 38: DNA typing and threshold setting

Additional Issues

LASER

Capillary Array

ABI 3100, 3130, 3100Avant

ABI 310

Threshold (ABI)

310 50 RFUs

31xx 30 RFUs

Stochaistic

310 150 RFUs

31xx 90 RFU

Dynamic Range

310 4500

31131xx 3500

Bottom line: 310 will appear more sensitive with a wider dynamic range unless proper validations are performed.

Page 39: DNA typing and threshold setting

Bottom Line

LASER

Capillary Array

ABI 3100, 3130, 3100Avant

ABI 310

Validate each class of instrument

and expect differences in

sensitivity/ signal to noise

Compensate for differences by

choosing appropriate thresholds

Validate at 2 or more injection

levels so that injection time

can be increased-

remembering that longer

injections risk drifting into

LCN regime

Calling thresholds involve sensitivity, dynamic range and the necessity to avoid LCN data

Page 40: DNA typing and threshold setting

MiniSTRs and LCN.

MiniSTRs were developed to access degraded DNA.

They do not solve the inherent low copy limitation of the PCR.

Instead because of their sensitivity, they complicate it.1. Short PCR primers amplify better. 2. Better amplification means laboratories can access extremely low

levels of DNA3. At such levels (1-20 cells) a scientist cannot express a strong

opinion about how DNA arrived at the site where it was recovered.

4. This DNA could just as easily come from pre or post deposition as it could come from the suspect.

Page 41: DNA typing and threshold setting

0

1000

2000

3000

4000

5000

31.25 62.5 125 250 500

Mean Peak Height [RFU]

Template Concentration

[pg/25ml reaction volume]

D5S818

D8S1179

D16S539

MiniStrs show the same effectIn spite of the improved sensitivity, peak balance is

poor at low template concentration

0

0.2

0.4

0.6

0.8

1

31.3 62.5 125.0 250.0 500.0

Template Concentration

[pg/25 ml reaction volume]

Mean Peak Ratio

D16S539

D5S818

D8S1179

31pg

125 pg

Page 42: DNA typing and threshold setting

A comparison of the performance of the Identifiler® Plus Kit with the Identifiler® Kit on an inhibited casework sample. The Identifiler® Kit is unable to amplify a blood sample from a leather glove. The Identifiler® Plus kit delivers a full profile as a result of its enhanced formulation. 1ng input DNA and 28 cycles of amplification were used for both kits.

Next generation kits in the US will include better buffers and enzymes to attack PCR inhibition

ie: Identifiler +(ABI) and Powerplex HS (Promega)

Page 43: DNA typing and threshold setting

The bottom line:1. Low signal levels are bad because:

a. They may indicate low copy # DNA = inconsistent or misleading results

b. They often coincide with peak imbalancec. PCR and instrumental artifacts appear at these

levels2. Relying on signal level to determine DNA quantity can be

misleadinga. There is wide variation in signal strength of amplified

DNAb. Inhibitors and mixtures complicate interpretation

1. peak imbalance can occur even in single source samples due to inhibition and degradation2. instruments can vary in sensitivity

Page 44: DNA typing and threshold setting

Fuzzy Logic in Data Interpretation

• The ABI 310 is a dynamic system

• Sensitivity varies with– Allele size– Injection solvent– Input DNA– Instrument factors– Presence of PCR inhibitors– Gel matrix

• Thus interpretation must be conservative and data from these studies yields guidelines, not rules. These guidelines must be based on in-house validation. In addition the interpretation and its significance cannot be dissociated from the overall facts of the case.

Page 45: DNA typing and threshold setting

Conclusions

• Be conservative in interpretation– Set thresholds based on signal to noise and stochaistic

amplification (2 thresholds). Base these numbers on controlled in-house experiments

– Understand that different instruments may vary in sensitivity – set thresholds high enough to encompass this variation

– Understand that even with such guidelines issues such as degradation and inhibition can skew results.

• Leave room for the facts of the sample in your interpretation

Page 46: DNA typing and threshold setting

Issues with Data below the Stochastic Threshold

• PCR artifacts and stutter become prevalent

• Low levels of bleed through are possible

• Instrument spikes are more numerous

• -A peaks may appear

• Dye blobs become more significant in overall e-gram

• Low level 2nd contributors may show peaks

Page 47: DNA typing and threshold setting

So why examine low level data at all?

•Detection of straddle data in which one allele is above threshold and the other is below

•Detection of the presence of low level mixtures

•Clues to the presence of inhibited samples or poor injections

•Aids in determination if a suspect is excluded as a contributor

Page 48: DNA typing and threshold setting

Allele Drop In

1ng

8pg

Comparison of STR Kit Amplification SOP with LCN Using the

Same DNA Donor

Data from Debbie Hobson (FBI) – LCN Workshop AAFS 2003Input DNA

SOP

LCN

Allele Drop Out

50 µL PCR

5 µL PCR

Heterozygote Allele Imbalance

PHR = 87%

PHR = 50%

Page 49: DNA typing and threshold setting

Low copy number situations exist in many samples

• In a 1:1 mixture, each DNA source is at LCN when the total amount of DNA in the amplification reaction is ~ 0.125 ng.

• In a 1:9 mixture, the minor component could be at LCN even when the total amount of DNA in the amplification is 1 ng.

Robin Cotton, AAFS 2003 LCN Workshop“Are we already doing low copy number (LCN) DNA analysis?”

Page 50: DNA typing and threshold setting

Some interpretational guidelines with LCN

• At least two* PCR amplifications from the same DNA extract

• An allele cannot be scored (considered real) unless it is present at least twice in replicate samples

• Extremely sterile environment is required for PCR setup to avoid contamination from laboratory personnel or other sources

*five is better; results are investigative

Page 51: DNA typing and threshold setting

Typical LCN Procedure

Extract DNA from stain

Perform3 Separate PCR Amplifications

Quantify Amount of DNA Present

Interpret Alleles Present

Develop a Consensus Profile(based on replicate consistent results)

Page 52: DNA typing and threshold setting

Replicate LCN Test Results from FSSGill, P. (2002) Role of short tandem repeat DNA in forensic casework in the UK--past, present, and future perspectives. BioTechniques 32(2): 366-385.

F’ used to designate that allele drop-out of a second allele cannot be discounted when only a single allele is observed (OCME uses “Z”)

Page 53: DNA typing and threshold setting

Replicate analysis of 100pg samples28 cycles standard conditions

Bruce Budowle, Arthur J. Eisenberg, Angela van Daal, Validity of Low Copy Number Typing and Applications to Forensic Science, Croatian Medical Journal, 2009, 50, 207-216.

Note allele dropout and drop-in at the stutter position

Page 54: DNA typing and threshold setting

Meatloaf Principle

• I want youI need youBut -- there aint no way Im ever gonna love youNow dont be sadcause two out of three aint bad

– Meatloaf

• You see an allele twice in 3 runs• What if the the 4th measurement shows no

allele?• Is seeing an allele 50% of the time a measure of

reliability. Is 66% ok?

Page 55: DNA typing and threshold setting

Interesting effects with low copy data

Table 1 Details of analysis

Number of single cells analysed 226Results obtained 206 (91%)Amplification failure 20 (9%)Full STR profile 114 (50%)Acceptable profile (amelogenin,>4 STRs) 144 (64%)Partial profile (1-4 STRs) 62 (27%)Surplus alleles* 28 (12%)False alleles** 11 (5%)Allele dropout 88 (39%)

*Additional allele present in conjunction with true alleles.

**Additional allele in place of true allele. Extra-allelic peaks could be caused by contamination, somatic mutation or PCR-generated non-allelic peaks. We never saw more than two additional peaks in a profile or in 18 negatives, minimizing the possibility of cellular contamination

Findley et al. (1997) Nature article

Straddle data may be low copy!

Page 56: DNA typing and threshold setting

Catch 22

• Note the Catch 22. Are two amplifications of 50pg better than 1 of 100pg?

• Are 3 amplifications of 17pg better than one of 50?

• Data shows that the lower the amount of the DNA amplified the more likely allele dropout and false alleles occur

• This somewhat calls in to question the idea that a sample should be split and run multiple times

Page 57: DNA typing and threshold setting

Problems with Obtaining Correct Allele Calls at Low DNA Levels

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Percent Typed

DNA Concentration (pg)

Sensitivity Series - 32 cycles

Correct 100% 90% 60% 40% 0%

Partial 0% 10% 30% 40% 50%

Incorrect 0% 0% 10% 20% 20%

Failure 0% 0% 0% 0% 30%

100 pg 50 pg 20 pg 10 pg 5 pg

Coble, M.D. and Butler, J.M. (2005) J. Forensic Sci. 50: 43-53

Page 58: DNA typing and threshold setting

The problem with LCN DNA is that you cant be sure if it is from the case or if it is from some other event.

Time

Crime Event

Opportunity for DNA Transfer from Perpetrator

Opportunity for Adventitious Transfer

Adapted from Gill, P. (2002) BioTechniques 32(2): 366-385, Figure 5

Potential to “Contaminate”

Discovery

Investigators arrive, detect, and recover evidentiary material

Laboratory analysis

Analysis completed

Higher sensitivity techniques are most

likely to pick up previously deposited

(background) DNA

Page 59: DNA typing and threshold setting

Low Copy Number Comments • Low copy DNA involves the analysis of levels of DNA lower than 100-200pg –

Caragene 2009, Budowle 2009.

• Low copy DNA is by its nature irreproducible and there is a greater potential for error when compared to conventional DNA typing. Probative value is limited–Budowle – 2009.

• Low copy DNA found carries an increased risk of contamination and special LCN facilities should be used. Caragene 2009.

• Very partial profile must be interpreted cautiously and may not be suitable for comparison purposes. – Caragene 2009

• Evidence cannot be used for exculpatory purposes, Budowle 2009.

• Allele dropout, allele drop-in, peak height imbalance , enhanced stutter resulting from stochastic effects can cause issues in interpretation. – Budowle2009, Findley, 1997

• At least 2 repeated analyses must be performed when analyzing low copy DNA and a consensus profile is obtained in which for an allele to be scored, it must appear at least twice. Taberlet 1996, Gill 2001, Budowle 2009, Caragene 2009.

• Tissue source cannot be determined and there are inevitable uncertainties relating to how and when the DNA was transferred to the surface Gill 2009.

• Negative controls are not a reliable indicator of the absence of contamination –Gill 2000. Reagents and consumable may contain low levels of extraneous DNA complicating interpretation – Budowle 2009.

• Relative amounts of stutter increases, making standard guidelines invalid – Gill

Page 60: DNA typing and threshold setting

Issues:

Was evidence collected with LCN in mind?

Is LCN evidence reliable?

Does the obtained profile result from the evidence?

Page 61: DNA typing and threshold setting

Low copy DNA potential

• NY OCME has produced a validation study and guidelines for LCN DNA. (Low template)

– Procedures involve increased cycles (31) and injection (up to 30s)

– Consensus profiles are necessary from 3 amplifications

– Interpretation requires detection of a minimum number of heterozygous loci

– 100 pg or less of DNA generated reproducible results with anticipated stochastic effects for over 107 samples

– Down to 25 pg of DNA, 92% or more of the expected alleles were consistently detected

– Croatian Medical Journal 2009, 50 250-267.

Page 62: DNA typing and threshold setting

High Sensitivity Data from OCME

• Touch sample extracts: 42.4% HT-DNA, 40.3% LT-DNA

– HT-DNA ≥ 100 pg in each of two replicates

– LT-DNA < 100 pg in each of three replicates

• For 56.8% of all cases, the “best” sample yielded a profile.

– 42.4% of all cases - foreign profile

– 14.4% of all cases - elimination profile

• 1018 -1019 -Average RMP of LT-DNA NY SDIS Profiles

20% of LT-DNA profiles submitted to SDIS confirmed

matches.

Office of Chief Medical Examiner The City of New York

Page 63: DNA typing and threshold setting

– 51.3% LT-DNA, 44.4% HT-DNA

– 36.67% yield a profile: 7.3% single source, 29.3% deduced major

• 30.2% foreign:18.44% CODIS, 6% not eligible for database, 5.8% insuff loci

• 6.44% elimination

– 17.1% inconclusive

• profiles < 8 alleles over 6 loci

• mixtures for comparison < 12 alleles over 8 loci (for example)

• >6 alleles at 2 loci in the composite profile (LT-DNA) or at 2 loci overall (HT-DNA)

– 42.2% mixture for comparison

• Cannot be excluded or rule out as a contributor

– Still a Qualitative statement – dropped alleles makes this an issue

450 GUN Samples

Page 64: DNA typing and threshold setting

Post PCR manipulation

• Reprocessing post PCR to concentrate samples can improve signal but be careful

– PCR sample is concentrated but:

• Spin filtration may result in removal of background salts,

• This can greatly enhance sensitivity due to the stacking process

• Best idea- remake sample up in buffer, not water to avoid massive issues with stochastic effects.

Page 65: DNA typing and threshold setting

How much signal enhancement can you get? (the good - circa 1993)

No Post PCR

Float Dialysis

Float Dialysis

Centricon + Float Dialysis

Humtho1 D1S80

Devaney and Marino, MMB, 2001. Holleran, Jung and McCord, JLC, 1993

Page 66: DNA typing and threshold setting

Why does it work?V=iR

+DNA -

DNA -DNA -DNA -DNA -

DNA -Buffer

High Field Low Field

Low Ionic Strength High Ionic Strength

(a) Stacking with Low Ionic Strength

+Buffer

Low Field

High Ionic Strength High Ionic Strength

Low Field

(b) Regular EK Injection

DNA -DNA -

Page 67: DNA typing and threshold setting

What techniques are available?

• Microcon, QIAquick, and other spin filtration techniques

– Capture the DNA, flush away salts and elute in water or TE-4

• Float dialysis

– Pipette 20uL of DNA onto a disk floating into a petri dish filled with distilled water for 20-30 min.

Page 68: DNA typing and threshold setting

Example procedure• Procedure

• 1. Add 5 volumes of Buffer PB to 1 volume of the PCR sample and mix.

• For example, add 250 μl Buffer PB to 50 μl PCR sample.

• 2. Place a MinElute column in a 2 ml collection tube (provided).

• 3. To bind DNA, apply the sample to the MinElute column and centrifuge from 1 min.

• 4. Discard flow-through. Place the MinElute column back into the same tube.

• 5. To wash, add 700 μl Buffer PE to the MinElute column and centrifuge 1 min.

• 6. Discard flow-through and place the MinElute column back to the same tube.

• 7. Repeat the steps 5 and 6 three times to make a total of four washes.

• 8. Discard flow-through and place the MinElute column back in the same tube.

• Centrifuge the column for an additional 1 min at maximum speed.

• 9. To elute DNA, add 10 μl Buffer EB (10 mM Tris·Cl, pH 8.5) to the center of the

• membrane, let the column stand for 1 min, and then centrifuge for 1 min.

• The average eluate volume is 9 μl from 10 μl elution buffer

• volume.

http://www.qiagen.com/products/dnacleanup/gelpcrsicleanupsystems/minelutepcrpurificationkit.aspx#Tabs=t2

25uL DNA concentrated to 10 uL + salt concentration dropped from 50 mM KCl, 1.5mM MgCl and 10 mM Tris-HCl to 10mM Tris HCl.

Smith, P.J. and Ballantyne, J. (2007) Simplified low copy number DNA analysis by post-PCR purification. J. Forensic Sci., 52, 820.

Page 69: DNA typing and threshold setting

Float dialysis procedure

1. Pour 30–100 ml of dialysis buffer, usually double-distilled water or 1X TE (10 mM Tris-HCl, 1 mM EDTA, pH 8.0), into a petri plate or beaker.

2. Float a 25 mm diameter, Type-VS Millipore membrane (MF type, VS filter, mean pore size = 0.025 μm, Millipore, Inc. #VSWP 02500) shiny side up on the dialysis buffer. Allow the floating filter to wet completely (~5 minutes) before proceeding.

3. Pipette a few μl of the DNA droplet carefully onto the center of the filter

4. Cover the petri plate or beaker and dialyze for 1 to 4 hours.

(20-30 min is also effective (BRM))

5. Carefully retrieve the DNA droplet with a micro-pipette and

place in a microcentrifuge tube.

http://www.neb.com/nebecomm/techBulletinFiles/DROP_Dialysis.pdf

Page 70: DNA typing and threshold setting

Example of Post PCR cleanup

• A buccal swab sample from a known volunteer was serially diluted and a 125pg and 63pg total ampamplified using full volume Identifiler reactions (25µL) for 28 cycles.

• A 1.5µL Amplicon was mixed with 24.5µL HiDi Formamide and 0.5µL GS500 LIZ Size Standard.

• Samples were injected for 5 seconds at 15kV on a 310 Genetic Analyzer

• The results were analyzed using GeneMapper ID v3.2.1

• Samples are analyzed at 75RFU using “Local Southern” with “no smoothing”

Page 71: DNA typing and threshold setting

Post PCR De-Salting Procedure

• The post PCR desalting was performed using Microcon 100 Devices. – 400µL of deionized sterile water was added first in order to pre-wet

the Microcon membrane– 10µL of Amplicon from a 125pg and 63pg post PCR amplicon was

added to the water in the Microcon– The amplicons were centrifuged for ~10 minutes at 3000 RPM in an

Eppendorf 5415c centrifuge– The samples were not spun to dryness. Instead the slightly wet

membranes were inverted and the volume captured in a new 1.5mL centrifuge tube. The volume of amplicon recovered was measure by a calibrated pipette and determined to be ~10-12µL

– A volume of 1.5µL of the de-salted amplicon was prepared as previously described and analyzed using the same electrophoretic and analysis conditions.

– NOTE THAT THE AMPLICON WAS NOT CONCENTRATED FROM THE ORIGINAL VOLUME!

Page 72: DNA typing and threshold setting

~63pg Genomic DNA310 Genetic Analyzer @ 75RFU Allele Calling Threshold

1.5uL Amplicon (no purification)

1.5uL Amplicon Post Microcon Clean-up w/Elution in Deionized Water

[13] Allele below threshold

Page 73: DNA typing and threshold setting

Preliminary Results

• The de-salted samples had signal intensities ~400% higher than the original amplicon injections

• The alleles detected in the de-salted samples are the same as those detected in the original 500pg samples.

Page 74: DNA typing and threshold setting

Why would anyone care?

Because enhancing sensitivity inevitably leads to improved detection of low copy DNA,

Once such techniques are employed, precautions must be taken such as1. Performing multiple amplifications to develop a consensus profile, due

to increased probability of allele drop out and drop in2. Understanding the issue of severe peak balance when making mixture

calculations3. Enhancing laboratory protocols to avoid contamination.4. Being aware that such samples may produce exclusions in situations

where exogenous DNA is present on a sample that is not related to the suspected DNA deposition.

Page 75: DNA typing and threshold setting

But Isnt post PCR cleanup different from LCN? I’m not pushing the # of cycles!

• Many people confuse the definition of LCN, thinking that there is a difference between pushing the number of cycles, lowering reaction volume, injecting longer, MiniSTRs and post PCR cleanup.

• Not true.

• The concept results from the simple fact that low levels of DNA produce stochastic effects that begin at 250pg and increase the lower you go.

• In addition at low levels, artifacts (pullup, nonspecific PCR, spikes, dye blobs, -A ) become more visible

• Low levels of exogenous DNA amplify better (drop-in and contamination become apparent)

Page 76: DNA typing and threshold setting

Various methods to push sensitivity(Increasing sensitivity but dropout)

Standard method1uL input DNA

Post PCR cleanup2uL input DNA

Post PCR cleanup2uL Input DNA 30s inj.

Increased amplification from 28 to 32 cycles

Forster, L. et al. Forensic Science International: Genetics 2 (2008) 318–328

Page 77: DNA typing and threshold setting

Overall results indicate some pretty weird stuff

A. Standard method 1uL input DNAB. Post PCR cleanup 2uL input DNA, regular inj.C. Post PCR cleanup 2uL Input DNA, 30s inj. D. Increased amplification from 28 to 32 cycles

When duplicate PCR is run with/more cycles or post PCR cleanup is performed:

1. 50% of peaks that should be present are not seen.2. 25% of peaks that should be present are not duplicated in 2 replicate runs.

Forster, L. et al. Forensic Science International: Genetics 2 (2008) 318–328

Page 78: DNA typing and threshold setting

When duplicate PCR is run with/more cycles or post PCR cleanup is performed:

1. 50% of peaks that should be present are not seen.2. 25% of peaks that should be present are not duplicated in 2 replicate runs.3. 44% of peaks have balance worse than 50%4. Allele Drop-in occurs for a significant number of samples

Forster, L. et al. Forensic Science International: Genetics 2 (2008) 318–328

A. Standard method 1uL input DNAB. Post PCR cleanup 2uL input DNA, regular inj.C. Post PCR cleanup 2uL Input DNA, 30s inj. D. Increased amplification from 28 to 32 cycles

Dropin occurs and balance suffers in either technique

Page 79: DNA typing and threshold setting

One further point should be made about sample intensities

• Post PCR cleanup improves low level DNA results but what caused the problem in the first place?

• Sometimes LCN can be confused. Sometimes the problem is extraction and inhibition….

• HOW DOES THE METHOD OF EXTRACTION ENTER INTO THE EQUATION?

Page 80: DNA typing and threshold setting

Lysis Buffer ComparisonOrganic (37C, 30 min.) Imbalance Observed

1uL Bloodstain digested in TNE + Sarkosyl & purified by Phenol/Chloroform in a Microcon 100 device

Page 81: DNA typing and threshold setting

Lysis Buffer ComparisonBuffer G2 w/Proteinase K (37C, 30 min.) Imbalance Observed

1uL Bloodstain digested in Buffer G2 & Proteinase K Purified by EZ1 Investigator Trace Tip Dance Protocol

Page 82: DNA typing and threshold setting

Lysis Buffer ComparisonBuffer G2 Only (No ProK) (37C, 30 min.) Imbalance Observed

1uL Bloodstain digested in Buffer G2 only Purified by EZ1 Investigator Trace Tip Dance Protocol

Page 83: DNA typing and threshold setting

EZ1 ExtractionPretreatment Buffer C

• Replaced Buffer G2 with Buffer C– Buffer C (contains a surfactant)

• Set-up replicate sets consisting of five swabs each with 1uL bloodstains – Add 200 – 500uL of Buffer C– 10uL of Proteinase K (20mg/mL)– 30 minute digest at 56C – Average yield 0.7ng/uL among all samples

• (30min., 2hr, & overnight)• Yield on par with organic extraction

Page 84: DNA typing and threshold setting

EZ1 ExtractionLysis Buffer C (56C, 30 minutes)

Inter-Locus Balance is Restored at Locus D13S317 & other loci

Page 85: DNA typing and threshold setting

Key points

• Some types of inter-locus imbalance and poor recovery may to be due to an incomplete sample lysis and not PCR inhibition

– The IPC in the Quantifiler Human does not indicate the presence of a PCR inhibitor

– Re-Purification of EZ1 extracted samples does not appear to recover the lost alleles

– The inter-locus imbalance pattern from samples with an incomplete digest appears to be similar between organic, chelex, and magnetic bead extracts

• Low signal levels may be a result of inhibition or poor extraction and not just LCN.

Page 86: DNA typing and threshold setting

Key points

• The data suggests that DNA remains bound to histone proteins if the sample is insufficiently digested. The protein bound DNA is then lost as waste during the purification steps of a magnetic bead extraction.

• The incorporation of a surfactant appears to significantly improve cellular digestion. Inter-locus allele balance is now routinely observed with EZ1 extractions since the new lysis buffer was placed into casework.

Page 87: DNA typing and threshold setting

Conclusions

Know the quantity of DNA you are analyzing.

Pay attention to extraction protocols and look for inhibition

Be sure to set stochastic thresholds properly.

For a few dollars more do replicate amplifications if the levels are below 100pg and eliminate controversy