Derby

MESSAGE FROM THE PRESIDENT October was a successful month for our chapter. Chris Pohl, from OneAmerica Financial Partners, demonstrated a good sense of humor and did a good job explaining how Internal Audit can become and remain relevant in today’s world. Our Chapter has two new Certified Internal Auditors. Join me in congratulating Heather Shults and John Abbott on their accomplishments. The 2018 Fall Student Networking Event was a success. Thanks to all of you who attended. The IIA HQ has created an IIA hosted email address for our chapter chapter17@iiachapters.org. This IIA email address will serve as a tool for our chapter to utilize in conducting administrative activities and communicating with members and stakeholders. With the new IIA email address, our chapter will: Have one point of contact for official communications; Have more effective and secured communication through an IIA hosted email address; Retain email communications for better chapter management and succession planning. Our Seminar chair is working hard to put together programs that will bring value to our members. You will learn more about it in next month newsletter. I am excited for this month lunch meeting. It will feature Josh Zik, from EBS Group, presenting on “Intro to Data Analytics”.

See you at the meeting.

SPECIAL POINTS OF INTEREST

November Monthly

Luncheon Meeting

November Event

Local IIA News

National IIA News

NEWSLETTER SUBMISSIONS

The newsletter will be published each month from September 2018 through May 2019. If you have a request for a submission please email the information to cknable@caesars.com and your submission will be included in the next month’s issue.

Twitter Page LinkedIn Group AuditChannel Facebook Page Chapter Homepage

Louisville IIA Chapter News Disclosures

NOVEMBER 2018

MONTHLY CAP UPDATE

CAP Update November 2018

We earned 338 points in October, for a CAP total of 553. A highlight of the significant events include the Quality Assurance Review (QAR) seminar on October 3-4 with 24 members in attendance; the October luncheon meeting on the topic “Journey to Relevance for Internal Audit”, and the student networking event. The student event was co-hosted by the Louisville IIA Chapter and the ISACA Chapter and held at Bellarmine University on October 18th. We have had excellent member participation in our events so far. Please keep up your support of our Chapter!

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NOVEMBER MONTHLY MEETING

Date: Tuesday, November 13, 2018

Registration: 11:30 a.m. - 12:00 p.m. ET

Meeting Time: 12:00 - 1:00 p.m.

Presenter(s): Josh Zik, Senior manager in the Entrepreneurial Business Solutions Group

(EBS Group) at Strothman and Company CPE credits: 1 hour

Cost: Member Price: $25

Non-Member Price: $30

Location: Bristol Bar & Grill - Downtown

614 W. Main Street

Louisville, KY 40202

Registration: Here

Lunch Menu

The monthly meeting includes your choice of one meal selection:

Chicken Pesto Flat Bread

Grilled chicken, red onions, bell peppers with basil pesto on a house made flat bread.

Salmon Burger

Pan-seared ground salmon served on a

brioche bun with lettuce, tomato, kettle chips and fennel aioli.

Linguini Pietro Linguini tossed with mushrooms, capers and sun-dried toma-toes in white wine and olive oil.

Turkey Sandwich Smoked turkey breast, cheddar cheese, lettuce and tomato on toasted wheat bread (packet of mayon-naise and mustard on the side). Served with chips.

Presentation Summary

Intro to Data Analytics

This dynamic presentation will dive into data analytic practices today and will also aim to cover a broad range of other fraud related topics. Presenters’ Profiles Josh Zik, Senior manager in the Entrepreneurial Business Solutions Group (EBS Group) at Strothman and Company

Josh Zik is a senior manager in the Entrepreneurial Business Solutions Group (EBS Group) at Strothman and Company. The EBS Group works with small-business owners and CFOs to assist with business reporting needs, minimization of taxes and various tax and accounting issues. Josh provides high-quality audits, reviews, compilations, and innovative and creative tax planning solutions for small-business clients. Josh has nine years of public accounting experience; all of those include gross receipts and contract compliance experience and vendor, service and construction contracts. He has also spent seven and a half years working with governmental clients. Prior to that, he worked as an auditor for Ernst & Young. Josh is a member of the Association of Certified Fraud Examiners (ACFE). The ACFE is the world’s largest anti-fraud organization and premier provider of anti-fraud training and education. The Certified Fraud Examiner (CFE) credential denotes proven expertise in fraud prevention, detection and deterrence. He is also a CPA. Josh graduated from the University of Kentucky in 2001 with a B.A. in Finance and Decision Science and Information Systems. He received his advanced accounting certificate from Bellarmine University in 2009.

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CALL FOR VOLUNTEERS

A list of current chapter committees is on page six. Chairpersons for each committee are appointed each year by the newly-elected chap-ter presidents. Volun-teers are needed to work under the director of the committee chair-persons. Remember that you help shape the success of the chapter through all of your volunteering efforts. If you have not previously, or recently, served on a chapter committee, please seri-ously consider volun-teering. If you have an interest in a certain committee and would like to serve, or have questions about specific committee re-sponsibilities, please contact Mame Balla Sarr or Adrien Clod-felter

Internal audit activities interested in receiving a third party validation of their self-assessment can receive it through a pool of chapter volunteers. The cost is $1,500 and provides you with 2 volunteers from the chapter. There is a $500 discount, if you or a member of your audit staff have or are scheduled to perform a review as part of the chapter’s program. This is a cost effective way to satisfy standard 1312 that requires an external assessment be performed at least every five years. If you would like more information, please contact Jodi Renn at

2018 FALL EAST END IIA AFTERNOON MEETING

Date: Tuesday, December 4, 2018

Registration: 2:30pm –3:00pm

Meeting Time: 3:00pm –5:00pm

Topic: Ethics Training

Location: Republic Bank

Springhurst Community Room

9600 Brownsboro Road,

Louisville, Kentucky 40241

Registration: Here

CHAPTER QUALITY ASSESSMENT REVIEW PROGRAM

TOPICS AND RESOURCES ON THEIIA.ORG

IIA’s Centralized Source for Insights, Tools, and Resources by

Topic Access the most comprehensive and up-to-date list of resources for guidance, knowledge sharing,

publications, certifications, training, events, and more by the following topics:

Artificial Intelligence

Auditing Culture

CIA Prep

COSO

Cybersecurity

Data Analytics

Fraud

Fundamentals

Leadership Development

Risk

Stakeholder

Talent Management

Trusted Advisor

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LOCAL IIA NEWS New Members:

Lesley Just

Autumn Meyer

Megan Sucher

Kourtney Nett

Marea Aspillaga

Parker Norfleet

Holly Koch

Membership Anniversaries:

5 years:

Robin Witherspoon

10 years:

Todd Oberhausen

Timothy Howell

20 years:

Robert C. Aemmer

James Rose

25 years:

Jerry A. Batson

CAREER OPPORTUNITIES

LG&E Information Technology Auditor 4574BR

Title Information Technology Auditor

Requisition ID 4574BR

Address 220 W Main Street

City Louisville

State Kentucky

Company Paid Relocation - External Not Provided

Job Function Information Technology

Please be sure to visit the IIA Louisville Chapter’s career section to see any current job opportunities in

the area.

If you have a job to post, please contact the newsletter editor and/or Webmaster to have it included in the

newsletter and website.

EARN AND REPORT YOUR EOY CPES

CPE/CPD credits are required for end-of-year reporting to keep your IIA designation(s)

active, report now. The deadline is Dec. 31, 2018. North America members report CPE for

free.

If you do not report, your certification/qualification goes inactive, and as a result, you are

no longer approved to represent yourself as a certified individual.

Take advantage of these CPE Earning Opportunities below. Learn & Earn

Depending on your IIA designation, you will need to report 20 to 40 CPE/CPD credits each

year to maintain your certified status. Learn From The Leader with IIA Training.

From online options to in-person seminars, IIA Training has many options that will meet

your needs and fit in your schedule.

OnDemand (1–3 CPEs per course) Online and in-person (8–32 CPE/CPD)

Group Training for 5+ (8–32 CPE/CPD)

Conferences (Up to 18 CPE/CPD)

Vision University (Up to 30 CPE/CPD) Members-only Webinars (1 CPE/CPD)

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NATIONAL IIA NEWS

FUTURE IIA SEMINARS AND CONFERENCES

Conference Date Location

General Audit Management Conference

March 11-13, 2019 Gaylord Texan/Dallas/Ft. Worth,

TX

Internal Conference July 7-10, 2019 Anaheim, CA

Financial Service Exchange September 16-18, 2019 Washington DC

Women in Internal Audit Leadership

September 18, 2019 Washington DC

UPCOMING IIA WEBINARS

Learn Fromthe Leader: Thought Leadership on

High-Level topics

November 13,-15 2018 12:00—2:00 p.m. ET

CPE credit is available for those attending live broadcasts of IIA members-only webinars and guidance briefings, and completing polling questions. Registration is required.

CIA Exam Changes Coming January 2019

To ensure the material within all three parts of the CIA exam stays current and valid, the CIA

underwent a global job analysis study to determine the knowledge, skills, and abilities most

applicable to today’s internal audit practitioners. The study results indicated the need to revise the

exam syllabi to reflect the evolution of the internal audit profession worldwide.

As a result of the study the updated CIA exams will take effect January 2019, in English only as

follows:

Three exam parts are balanced, clear, and uniform.

Minimal duplication and overlap among exam parts.

Aligned with The IIA’s International Standards for the Professional Practice of Internal

Auditing.

Up-to-date with the current global practice of internal auditing.

Covers the knowledge, skills, and abilities exam candidates must possess to be the most

competent and capable internal auditor possible.

Each candidate should review the changes and determine the best timing to complete their

individual studies and take the exam. Please review the CIA Exam: Why and How It’s Changing

Handbook and CIA Exam: FAQs for additional details.

Certification Reporting

2018 CPE/CPD reporting is now open. Log in to the Certification Candidate Management

System (CCMS) to complete the CPE or CPD Reporting Form.

The reporting deadline is Dec. 31 each year. Should you fail to report your CPE/CPD, your

certification/qualification will become inactive, and as a result, you are no longer approved to

represent yourself as a certified individual. Individuals remaining "Inactive" for 12 months or

longer will be charged a certification reinstatement fee.

NEW! In 2018, two of your CPE/CPD credits must be earned in Ethics. The IIA currently

provides Ethics for Internal Auditors, an OnDemand course that can help you obtain these CPE.

The IIA will be adding additional ethics training options throughout 2018 and beyond.

As an IIA certified or qualified professional, you are responsible for ensuring that the CPE or

CPD information in your report is accurate. You must include your membership or customer

identification number when reporting your CPE or CPD. Get more information on CPE reporting

steps for current and inactive certificants.

PRESIDENT AND NOMINATING COMMITTEE CHAIR

Mame Balla Sarr American Commercial Barge Lines (812) 288-0250

VICE PRESIDENT Adrien Clodfelter Humana, Inc.

(502) 476-3420

SECRETARY AND CHAPTER

ACHIEVEMENT PROGRAM CHAIR Jenni Schelling Louisville Water Company (502) 569-3647

TREASURER Brittany Schaefer Kindred Healthcare (502) 596-7605

ACADEMIC RELATIONS Judy Martin University of Louisville

ADVOCACY/DIVERSITY Open

AUDIT Alex Goffner American Commercial Barge Lines

CERTIFICATIONS Bob Aemmer LG&E and KU Energy

CHIEF AUDIT EXECUTIVE ROUNDTABLES

Open GOVERNMENT RELATIONS

Jodi Renn Jefferson County Public Schools

JUNIOR ACHIEVEMENT Tracy Wilkerson Humana, Inc.

MEMBERSHIP Brent Dunne Gillies Hilliard Lyons Lee Taylor Hilliard Lyons

NEWSLETTER EDITOR Catie Knable Caesars Entertainment

PROGRAMS/SEMINARS Melanie Nesler Computershare

QUALITY ASSESSMENT REVIEWS Jodi Renn Jefferson County Public Schools

ADVERTISEMENT POLICY Area employers are eligible for free recruitment postings on the Louisville IIA website and in the monthly newsletter, IF at least one employee is a member of the local chapter. Newsletter advertisement rates for employers without a local chapter member and executive search firms are: $50 – ½ page; $100 – full page. Paid advertisements also include posting of recruitment information on the chapter website for one month. Payments must be received prior to posting. For more information, please email the Louisville IIA Chapter President or Secretary.

ELECTED MEMBER TERMS Craig Robinson (Thru 12/31/2018) Churchill Downs

Glenn Reed (Thru 12/31/2018) Louisville Metro

Whitney Reh (Thru 12/31/2018) Humana, Inc. Brandon Booth (Thru 12/31/2019)

Louisville Metro Government

Erin Bukowski (Thru 12/31/2019)

Citizens Union Bank

PAST PRESIDENTS TERMS Sonja Health (Thru 5/31/2020)

Humana, Inc. Sasha Pavoni (Thru 5/31/2019) Humana, Inc.

SOCIAL ACTIVITIES Andrea Higgins Robert Half Management Resources

WEBMASTER/SOCIAL MEDIA Sonja Heath Humana, Inc.

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OFFICERS AND COMMITTEE CHAIRPERSONS

BOARD OF GOVERNORS

P.O. Box 70092 Louisville, KY 40270