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ASIS&T 2017 SIG/CR WORKSHOP – PRE-CONFERENCE VERSION 1 Disciplinary, Asynthetic, Domain-Dependent: NARCIS a National Research Classification in Isolation Richard P. Smiraglia Visiting Professor, Data Archiving and Networked Services, Royal Netherlands Academy of the Arts and Sciences, The Hague, The Netherlands Professor, University of Wisconsin-Milwaukee NARCIS is the national research portal of Netherlands’ wide-ranging data and research archiving structure for the twenty-first century. The acronym stands for National Academic Research and Collaborations Information System (NARCIS). According to various websites of the Dutch research community, NARCIS is a repository that combines open access publications and datasets from Dutch scholars with texts of peer reviewed publications and other research data. NARCIS is governed by a knowledge organization system—a classification—by the same name. For a variety of reasons addressed in this concept paper—a disciplinary base, a lack of synthesis, and domain-dependency—the NARCIS classification is “siloed” or highly compartmentalized and therefore inhospitable for interoperability. In addition, the classification has been completely revised at least once, leading to the problems of scheme- versioning if not also subject ontogeny. 1.0 Domain dependence The NARCIS Classification is domain-dependent, meaning it is entirely and only designed for the contents of the NARCIS data portal, which is the current output of Dutch scholarship. The NARCIS Classification is designed to provide access to scientific information from Dutch scholars who enter their research into its repository. NARCIS Classification symbols are assigned to represent the knowledge-bases of contributing scholars, rather than to represent the content of the publications in the NARCIS repository. The NARCIS project (DANS a) began in 2004 as a cooperative project of Dutch research institutes resulting in the opening of its original portal in 2007. Since 2011 it has been housed at DANS (Data Archiving and Networked Services, A Division of the Royal Netherlands Academy of the Arts and Sciences). The current classification dates from 2015, although it is not clear from public documents who exactly is responsible for its intellectual management. The classification is made up of two classes (DANS b)—D for the sciences broadly, and E for interdisciplinary areas. Altogether there are 223 classes, divisions and subdivisions. The classification is overwhelmingly for the sciences: The general outline shows the two classes and the seven divisions of class D, each with its respective number of divisions and subdivisions: D10000 Science and technology 89 D20000 Life sciences, medicine and health care 63 D30000 Humanities 28

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ASIS&T2017SIG/CRWORKSHOP–PRE-CONFERENCEVERSION 1

Disciplinary,Asynthetic,Domain-Dependent:NARCISaNationalResearchClassificationinIsolation

RichardP.Smiraglia

VisitingProfessor,DataArchivingandNetworkedServices,RoyalNetherlandsAcademyoftheArtsandSciences,TheHague,TheNetherlandsProfessor,UniversityofWisconsin-Milwaukee

NARCISisthenationalresearchportalofNetherlands’wide-rangingdataandresearcharchivingstructureforthetwenty-firstcentury.TheacronymstandsforNationalAcademicResearchandCollaborationsInformationSystem(NARCIS).AccordingtovariouswebsitesoftheDutchresearchcommunity,NARCISisarepositorythatcombinesopenaccesspublicationsanddatasetsfromDutchscholarswithtextsofpeerreviewedpublicationsandotherresearchdata.NARCISisgovernedbyaknowledgeorganizationsystem—aclassification—bythesamename.Foravarietyofreasonsaddressedinthisconceptpaper—adisciplinarybase,alackofsynthesis,anddomain-dependency—theNARCISclassificationis“siloed”orhighlycompartmentalizedandthereforeinhospitableforinteroperability.Inaddition,theclassificationhasbeencompletelyrevisedatleastonce,leadingtotheproblemsofscheme-versioningifnotalsosubjectontogeny.1.0DomaindependenceTheNARCISClassificationisdomain-dependent,meaningitisentirelyandonlydesignedforthecontentsoftheNARCISdataportal,whichisthecurrentoutputofDutchscholarship.TheNARCISClassificationisdesignedtoprovideaccesstoscientificinformationfromDutchscholarswhoentertheirresearchintoitsrepository.NARCISClassificationsymbolsareassignedtorepresenttheknowledge-basesofcontributingscholars,ratherthantorepresentthecontentofthepublicationsintheNARCISrepository.TheNARCISproject(DANSa)beganin2004asacooperativeprojectofDutchresearchinstitutesresultingintheopeningofitsoriginalportalin2007.Since2011ithasbeenhousedatDANS(DataArchivingandNetworkedServices,ADivisionoftheRoyalNetherlandsAcademyoftheArtsandSciences).Thecurrentclassificationdatesfrom2015,althoughitisnotclearfrompublicdocumentswhoexactlyisresponsibleforitsintellectualmanagement.Theclassificationismadeupoftwoclasses(DANSb)—Dforthesciencesbroadly,andEforinterdisciplinaryareas.Altogetherthereare223classes,divisionsandsubdivisions.Theclassificationisoverwhelminglyforthesciences:ThegeneraloutlineshowsthetwoclassesandthesevendivisionsofclassD,eachwithitsrespectivenumberofdivisionsandsubdivisions:

D10000Scienceandtechnology 89

D20000Lifesciences,medicineandhealthcare 63

D30000Humanities 28

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D40000Lawandpublicadministration 11

D50000Behaviouralandeducationalsciences 4

D60000Socialsciences 9

D70000Economicsandbusinessadministration 1

E10000Interdisciplinarysciences 8

The“sciences”occupy76%.WecancomparethisvisualizationwiththosefromtheDeweyDecimalClassification23(Choi2017,8),Wikipediacategories2008,andtheUniversalDecimalClassification2008(datafromtheKnowledgeSpaceLab):

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InDDC23thesciencesoccupy28.1%(60022.6%,5005.5%),inWikipedia18%,inUDC72%.Althoughcomparisonsobviouslyarenotexact,itisinterestingtoseehowthedisciplinaryfocusofNARCISalignswiththeliterarywarrant-basedUDC,aswellashowdifferentitisproportionatelyfromtheWikipediacategories.AnonmaliesincludethefactthatEconomicsoccupiesitsowndivisionwithbusinessadministrationattheendoftheDclass.Humanitiesoccupiesonedivisionintotal.ThebreakdownoftheHumanitiesisasfollows:

D30100Digitalhumanities 1

D31000Paleography,bibliology,bibliography,libraryscience 1

D32000Philosophy 5

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D33000Theologyandreligiousstudies 1

D34000History 3

D35000Artsandculture 5

D36000Languageandliteraturestudies 6

D37000Archaeology 1

D38000AreaStudies 1

Afurtheranomalyoccurswithinformationscience,whichisnotpresentintheNARCISclassification.“Libraryscience”occursasadivisionofbibliography,whichisamethodologyofhistoryunderhumanities.“Computerscience,”however,occupiesadivisionwith8subdivisionsincludinginformationsystems,artificialintelligence.Thequestionforclassificationresearchbecomesthedegreetowhichtheclassificationisinfluencedpoliticallybyitsdomainratherthanempiricallyrepresentingscholarship.Smiraglia(2014)suggeststhepoliticaldisciplinarityisaresultofsocialepistemologicalforces.Butifthegoaloftherepositoryistoproperlyrepresentscholarshipamoreempiricalbasisforthestructureoftheclassificationwouldbeappropriate.Theabsenceofinformationscienceandthemisnamingandmisplacingoflibrarianshipsuggestspoliticalculturalpervasiveness(Smiraglia2015)asaformofunseenobjectivedisciplinaryviolence(Tennis2013).2.0Asynthetic

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TheNARCISclassificationhasnoevidenceofsynthesis.Divisionsandsubdivisionsmaybeindependentlyrepresentedbutnotcombinedinknowledgerepresentationoreitherpre-orpost-coordinatesearching.TheNARCISclassificationwebsite(DANSb)describeseachindividuallynamed“category”asa“facet.”ButthereisnoevidenceoffacetanalyticaltheoryintheconstructionofimplementationoftheNARCISclassification.3.0InterdisciplinarityInterdisciplinarityispoorlyservedintheNARCISclassification.AseparateclassEissetasideforinterdisciplinarysciences.Itincludes:

E11000Biotechnology

E12000Technologyinmedicineandhealthcare

E13000Developmentstudies

E14000Migration,ethnicrelationsandmulticulturalism

E15000Environmentalstudies

E16000Nanotechnology

E17000Greenhousegasmitigation

E18000Biobasedeconomy

TheisolationoftheseareasoftransdisciplinarityfromtherestoftheknowledgebaseisanotherexampleofhowtheNARCISclassificationsilosbydiscipline—adistinctlyanti-interdisciplinaryapproach.AccordingtoSzostak,GnoliandLópez-Huertas(2016),interdisciplinarityrequirestheabilitytosearchtogetherbyphenomenoninordertoavoidtheobstaclesimposedbydisciplinaryboundaries.NospecificphenomenaareidentifiedintheNARCISclassification,norareanyscopenotesavailabletoassistinchoiceofclassificationforknowledgerepresentation.4.0SchemechangeNARCISClassificationwascompletelyrevisedin2015whenthedatabasemigratedfromanearlierrepositorytoitscurrenthomeatDANS.Accordingtothewebsite(DANSb),theclassificationwaschangedradicallyin2015:

ThepreviousNARCISclassificationcodeconsistedoftwomaincategories.The"A"codegaveanoverviewofareasofinterest,andthe"D"codeclassifiedscientificdisciplines.Inaddition,theclassificationincludeda"C"codeforinterdisciplinaryresearchareas.Thisclassificationconsistedof94"A"codes,eight"C"codes,and182"D"codes.Thenewclassificationisincludes223codes(andterms):214"D"codes(disciplines)and8"E"codes(interdisciplinarysciences).Thechanges[we]re:

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-Removalofthe"A"codes(areasofinterest):All"A"codeshaveexpiredandwherepossible,havebeenmodifiedormergedwitha"D"code.-Changeinthe"D"codes(disciplines):duetotheadditionofnewfieldsofscience,thenumberof"D"codeshasbeenexpanded.Thereare41newdisciplines.-“C"codeshavebecome"E"codes(interdisciplinarystudies),andareincludedinacategory"interdisciplinarysciences".

Thereisnoindicationofwhetherthedataintherepositorywereamendedatthistimetoreflecttheschemechange.Therepositoryconsistsoflinkstoinstitutionalrecords.Thatis,authors“deposit”textsinNARCISbyfirstmakingthemavailableintheiruniversityorinstitute-basedonlinerepositoriesandthenlinkingtotheNARCISportal.Thismakesanysuchshiftinknowledgerepresentationunlikely.Accordingtothewell-knownworkbyTennis(2006;2007)thisraisestwosituationsforrecordsclassifiedusingNARCIS.Firsttheproblemofsubjectontogeny(Tennis2002;2012);therelikelyaremanyclassifiedterms(areasofinterest,forexample,orolder“fieldsofscience,”orformerCcodesthatnowhavebecomeEcodes)forwhichrepresentationhasshiftedfromtheearlierversionoftheclassification.Second,thereisnowaytoconnectrecordsrepresentedbyeitherversionoftheclassificationtogethertosupportcollocationorpreciseretrieval.5.0SummaryandconceptsforSIG/CRTheNARCISclassification,criticismsabovenotwithstanding,supportsavitalresearchportalthat,inturn,supportsanationally-coordinatedresearcheffortdesignedtoprovidebetterinter-institutionalcommunicationofscholarlyproductivity.InmanywaystheNARCISclassificationistypicalofdomain-dependentinstitutionalknowledgeorganizationsystems.Unlikegeneralbibliographicsystems,theseclassificationsaredesignedtomeetspecificdomainrequirementsoverandaboveeitheruserneedsorgeneralknowledgediscoverypriorities.StudyingtheNARCISclassificationfromthepointsofferedinthispaperisusefulforSIG/CR.Themainpoints,toreiterate,are:

-Domain-dependence:theclassificationisderivedbyandfortheresearchinstitutesofTheNetherlandsandthereforereflectstheculturalimperativesoftheNetherlands’researchcommunity,butattheexpenseofempiricalknowledgerepresentation.-Asynthesis:theclassificationhasnosyntheticfeatures,defeatinganyattemptattheuseoffacetanalyticaltheory,whichalsorisksobscuringknowledgerepresentationofspecificphenomenawithinitsdiscipline-basedsilos.-Interdisciplinarity:inter-,trans-andmulti-disciplinarityarehighprioritiesforglobalknowledgediscovery;theclassificationisolatesinterdisciplinarycommunities,andobscuresthephenomenaofinteresttointerdisciplinaryresearch.

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-Schemechange:theclassificationhasbeenoverhauledonce,likelycreatingtheproblemsofsubjectontogeny

The2017SIG/CRcallforpapersaskedfor“conceptualandtechnicalissuesofcreatingarelationshipamongontologies.”Thefourpointsraisedinthispaperserveasstartingpointsforsuchagatheringofconceptualaspectsofinteroperability,aswellas(onehopes)usefulcriticismsofaworkingdomain-dependentclassification.ReferenceChoi,Inkyung.2017.“VisualizationsofCross-culturalBibligraphicClassification:Comparative

StudiesoftheKoreanDecimalClassificationandtheDeweyDecimalClassification.”InNorthAmericanSymposiumonKnowledgeOrganization2017.http://www.iskocus.org/NASKO2017papers/NASKO2017_paper_21.pdf

DANSa.DataArchingandNetworkedServices(DANS),RoyalNetherlandsAcademyoftheArts

andSciences.“AboutNARCIS.”https://www.narcis.nl/about/Language/enDANSb.“NARCISClassification.”https://www.narcis.nl/classification/Language/enScharnhorst,Andrea,RichardP.Smiraglia,ChristopheGuéretandAlkimAlmilaAkdagSalah.

2016.“KnowledgeMapsoftheUDC:UsesandUseCases.”KnowledgeOrganization43:641-54.

Smiraglia,RichardP.2014.Cultural Synergy inInformation Institutions.NewYork:Springer,

2014.Smiraglia,RichardP.2015.“CulturalPervasivenessorObjectiveViolence?:ThreeQuestions

aboutKOSasCulturalArbiters.”In26thASIS[T]SIG/CRClassificationWorkshop,ed.MelissaAdler.DOI:http://dx.doi.org/10.7152/acro.v26i1.14981

Szostak,Rick,ClaudioGnoliandMaríaLópez-Huertas.(2016).InterdisciplinaryKnowledgeOrganization.Switzerland:Springer.

Tennis,JosephT.2002.“SubjectOntogeny:SubjectAccessthroughTimeandtheDimensionalityofClassification.”InChallengesinKnowledgeRepresentationandOrganizationforthe21stCentury,IntegrationofKnowledgeacrossBoundaries:ProceedingsoftheSeventhInternationalISKOConference,10-13July2002Granada,Spain,ed.MariaJ.López-HuertasandFranciscoJ.Munoz-Férnandez.AdvancesinKnowledgeOrganization8.Würzburg:ErgonVerlag,54-59.

Tennis,JosephT.2006.“VersioningConceptSchemesforPersistentRetrieval.”BulletinoftheAmericanSocietyofInformationScienceandTechnology32no.5:13-16.

Tennis,JosephT.2007.“DiachronicandSynchronicIndexing:ModelingConceptualChangeinIndexingLanguages.”InInformationSharinginaFragmentedWorld,Crossing

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Boundaries.Proceedingsofthe35thAnnualMeetingoftheCanadianAssociationforInformationScience/L’AssociationCanadienneDesSciencesDeL'information,Montreal,editedbyC.ArsenaultandK.Dalkir.Montreal:CanadianAssociationforInformationScience.

Tennis,JosephT.2012.“TheStrangeCaseofEugenics:ASubject’sOntogenyinaLong-LivedClassificationSchemeandtheQuestionofCollocativeIntegrity.”JournaloftheAmericanSocietyforInformationScienceandTechnology63:1350-59.doi:10.1002/asi.22686

Tennis,JosephT.2013.“EthosandIdeologyofKnowledgeOrganization:TowardPreceptsforanEngagedKnowledgeOrganization.”KnowledgeOrganization40:42-49.