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Disaster and Climate Change Risk Assessment Methodology for IDB Projects Developing climate resilient infrastructure PPPs Webinar 2: An introduction to the tools and how to use them to prepare resilient projects Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB

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Page 1: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

Disaster and Climate Change Risk Assessment

Methodology for IDB Projects

Developing climate resilient infrastructure PPPs

Webinar 2: An introduction to the tools and how to use them to

prepare resilient projects

Maricarmen Esquivel and Daniela Zuloaga

Climate Change Division, IDB

Page 2: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

OUTLINE

1. Institutional Background

2. Methodology• 3 phases• 5 steps

3. Lessons Learned

Page 3: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

BACKGROUND

OP-704

DISASTER RISK MANAGEMENT POLICY

Approach focused on PREVENTION

PROGRAMMING

DIRECTIVE A-1

Disaster Risk Management Projects

PREPARATION AND EXECUTION OF PROJECTS

DIRECTIVE A-2

Risk and project viability

Investment

Loans

Policy Based Loans Contingent Credit Lines Screening and

DRA

Page 4: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

BACKGROUND

Page 5: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

COMMUNITY OF PRACTICE ON RESILIENCE

Climate

Change

Objective: establish a unified methodology for the identification, evaluation and

management of climate and disaster risks for IDB projects

Environment, Rural Development

and Disaster Risk Management

Environmental and

Social Safeguards

Unit

Page 6: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

DISASTER AND CLIMATE CHANGE RISK ASSESSMENT METHODOLOGY

https://publications.iadb.org/en/executive-summary-disaster-and-climate-risk-assessment-methodology-idb-projects-technical-reference

https://publications.iadb.org/en/disaster-and-climate-change-risk-assessment-methodology-idb-projects-technical-reference-document

Page 7: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

LESSONS LEARNED

Integrated approach to risk

Sequential and gradual process

Time flexibility in the project cycle, qualitative & quantitative

There are common principles, but it should be tailored to the institution

Its good to have/or obtain in-house capacity: on engineering and risk

Page 8: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology
Page 9: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology
Page 10: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology
Page 11: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

System level

Replicate this logic to other systems

(country’s systems), adapting it to

their own conditions

Project level

How to apply an identification and

evaluation process in specific

projects

DISASTER AND CLIMATE CHANGE RISK ASSESSMENT METHODOLOGY

Page 12: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

DISASTER AND CLIMATE CHANGE RISK ASSESSMENT METHODOLOGY

Country systems

?

Page 13: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

DISASTER AND CLIMATE CHANGE RISK ASSESSMENT METHODOLOGY

? ? ? ? ?

?

Page 14: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology
Page 15: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

Step 1

Hazard Screening

Page 16: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

HAZARD SCREENING

A questionnaire

embedded in the Bank’s

system

Support tools

Page 17: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

These answers trigger (or not) the policy and determine if CC staff is needed

QUESTIONNAIRE example

The operation is in a geographical area exposed to natural hazards. (Climate change may

increase the frequency and/or intensity of some hazards).

The sector of the operation is vulnerable to natural hazards. (Climate change may increase the

frequency and/or intensity of some hazards).

The operation has the potential to exacerbate risk to human life, property, the environment or

cause economic disruption.

The specific objective of the operation is climate change adaptation.

The operation includes activities related to climate change adaptation, but these are not the

primary objective of the operation.

YES NO

HAZARD SCREENING

Page 18: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

Exposure of project to natural hazards?

Seismic events

Coastal flooding

Inland flooding

Hurricanes

Landslides

Drought

Volcanic activity

Sea level rise

Wildfires, heatwaves, blizzards

Glacial retreat

Other slow-onset climate related changes (temp, precipitation, insolation, seasonal patterns)

YES NO

These answers provide a disaster risk classification

QUESTIONNAIRE con’t

HAZARD SCREENING

Page 19: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

Support tool –

hazard

component

Earthquakes

Storm Surge

Hurricane - wind

Riverine flooding

Sea Level Rise

Tsunami

Precipitation

Wildfires

Landslides

Volcanoes

Heat waves

Drought + CC

+ CC

+ CC

+ CC

+ CC

HAZARD SCREENING

Page 20: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

Step 2

Criticality & Vulnerability

Page 21: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

CRITICALITY AND VULNERABILITY

¿Operation scope – new design/build, modernization/upgrading, planning or others?

¿What is the expected life span of the different project components?

¿If any of the project components were to fail, is there potential for loss of lives?

¿How many people will the project serve?

¿Are there redundant systems that may be used if any component were to fail?

Support tool:

vulnerability

componentIdentify a project’s characteristics that make it more or les vulnerable to natural

hazards

Page 22: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

Sector specific charts

Page 23: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology
Page 24: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology
Page 25: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

Step 3

Narrative

Page 26: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

NARRATIVE

Existing studies¿Are there previous risk studies? (¿Have the impacts of natural hazards on theoperation and of the operation on the risk conditions of the area beenconsidered?)

Hazard evaluation¿Has the local meteorology, hydrology and climate change been studied andhow? (¿Local gauges? ¿GCM/RCM? ¿Official standards to incorporate climatechange projections?)

¿Has the local geology and seismicity been studied? (¿Have the hills beenstudied? ¿Have faults been studied? ¿Is there a seismic catalogue?)

Design considerations

¿What hydrological and hydraulic parameters were used to design culverts anddrainage? (¿Types of analyses, methods, return periods, climate change?)

¿Have slope stabilization measures been studied?

¿What seismic design code was used? (¿Is there a local code?)

Response systems¿Does an Early Warning System exist or planned?

Is there an institution in charge of managing and centralizing all disaster and climate risk efforts?

Page 27: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

Step 4

Qualitative assessment

Page 28: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

QUALITATIVE EVALUATION

Page 29: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology
Page 30: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

Step 5

Quantitative assessment

Page 31: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

QUANTITATIVE EVALUATION

Create hazard, exposure and vulnerability models…

… and calculate

$

risk

Page 32: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

QUANTITATIVE EVALUATION

Alternative 1 Alternative 2

Loss = 10‰ Loss = 6‰ Loss = 5‰

Page 33: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

Example: Rehabilitation of a road

Paved

road

Unpaved road

% d

am

ag

e

Water height (m)

Damage (%)

Section Return

Period

Current

conditionsMeasures

3

Measures

2

Current +

CC

Measures

1

Loss (US$)

Pro

ba

bili

ty o

f a

nn

ua

l

exce

ed

an

ce

Original design under

CCMeasures 3 under

CC

Change m

ax d

aily p

recip

itation

(%)

Peak d

ischarg

e

(m3/s

)

TR

5TR

25TR

100

Page 34: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

QUANTITATIVE EVALUATION

Incorporation of Climate Change in standard

analyses

Climate Change

Page 35: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology
Page 36: Disaster and Climate Change Risk Assessment Methodology ... · Maricarmen Esquivel and Daniela Zuloaga Climate Change Division, IDB. OUTLINE 1. Institutional Background 2. Methodology

LESSONS LEARNED

Integrated approach to risk

Sequential and gradual process

Time flexibility in the project cycle, qualitative & quantitative

There are common principles, but it should be tailored to the institution

Its good to have/or obtain in-house capacity: on engineering and risk