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1 Did viruses evolve as a distinct supergroup from common ancestors of cells? Ajith Harish 1 *, Aare Abroi 2 , Julian Gough 3 and Charles Kurland 4 1 Structural and Molecular Biology Group, Department of Cell and Molecular Biology, Biomedical Center, Uppsala University, 751 24 Uppsala, Sweden. 2 Estonian Biocentre, Riia 23, Tartu, 51010, Estonia. 3 Computational Genomics Group, Department of Computer Science, University of Bristol, The Merchant Venturers Building, Bristol BS8 1UB, UK 4 Microbial Ecology, Department of Biology, Lund University, Ecology Building, SE-223 62 Lund, Sweden. *Corresponding author: [email protected] (preferred), [email protected] (institutional) Abstract The evolutionary origins of viruses according to marker gene phylogenies, as well as their relationships to the ancestors of host cells remains unclear. In a recent article Nasir and Caetano-Anollés reported that their genome-scale phylogenetic analyses identify an ancient origin of the “viral supergroup” (Nasir et al (2015) A phylogenomic data-driven exploration of viral origins and evolution. Science Advances, 1(8):e1500527). It suggests that viruses and host cells evolved independently from a universal common ancestor. Examination of their data and phylogenetic methods indicates that systematic errors likely affected the results. Reanalysis of the data with additional tests shows that small-genome attraction artifacts distort their phylogenomic analyses. These new results indicate that their suggestion of a distinct ancestry of the viral supergroup is not well supported by the evidence. Introduction The debate on the ancestry of viruses is still undecided: In particular, it is still unclear whether viruses evolved before their host cells or if they evolved more recently from the host not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission. The copyright holder for this preprint (which was this version posted April 18, 2016. ; https://doi.org/10.1101/049171 doi: bioRxiv preprint

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Page 1: Did viruses evolve as a distinct supergroup from common ...€¦ · 18.04.2016  · be polarized a posteriori [12, 14]. However, there are no known outgroups for the ToL. In the absence

1

Did viruses evolve as a distinct supergroup from common ancestors of cells?

Ajith Harish1*, Aare Abroi2, Julian Gough3 and Charles Kurland4

1Structural and Molecular Biology Group, Department of Cell and Molecular Biology, Biomedical Center, Uppsala University, 751 24 Uppsala, Sweden.

2Estonian Biocentre, Riia 23, Tartu, 51010, Estonia. 3Computational Genomics Group, Department of Computer Science, University of Bristol, The Merchant Venturers Building, Bristol BS8 1UB, UK

4Microbial Ecology, Department of Biology, Lund University, Ecology Building, SE-223 62 Lund, Sweden.

*Corresponding author: [email protected] (preferred), [email protected] (institutional)

Abstract

The evolutionary origins of viruses according to marker gene phylogenies, as well as their

relationships to the ancestors of host cells remains unclear. In a recent article Nasir

and Caetano-Anollés reported that their genome-scale phylogenetic analyses identify an

ancient origin of the “viral supergroup” (Nasir et al (2015) A phylogenomic data-driven

exploration of viral origins and evolution. Science Advances, 1(8):e1500527). It suggests that

viruses and host cells evolved independently from a universal common ancestor.

Examination of their data and phylogenetic methods indicates that systematic errors likely

affected the results. Reanalysis of the data with additional tests shows that small-genome

attraction artifacts distort their phylogenomic analyses. These new results indicate that their

suggestion of a distinct ancestry of the viral supergroup is not well supported by the

evidence.

Introduction

The debate on the ancestry of viruses is still undecided: In particular, it is still unclear

whether viruses evolved before their host cells or if they evolved more recently from the host

not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission. The copyright holder for this preprint (which wasthis version posted April 18, 2016. ; https://doi.org/10.1101/049171doi: bioRxiv preprint

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cells. The virus-early hypothesis posits that viruses predate or coevolved with their cellular

hosts [1]. Two alternatives describe the virus-late scenario: (i) the progressive evolution also

known as the escape hypothesis and (ii) regressive evolution or reduction hypothesis. Both

propose that viruses evolved from their host cells [1]. According to the first of these two

virus-late models, viruses evolved from their host cells through gradual acquisition of genetic

structures. The other alternative suggests that viruses, like host-dependent endoparasitic

bacteria, evolved from free-living ancestors by reductive evolution. The recent discovery of

the so-called giant viruses with double-stranded DNA genomes that parallel endoparasitic

bacteria with regards to genome size, gene content and particle size revived the reductive

evolution hypothesis. However, there are so far no identifiable ‘universal’ viral genes that are

common to viruses such as the ubiquitous cellular genes. In other words, examples of

common viral components that are analogous to the ribosomal RNA and ribosomal protein

genes, which are common to cellular genomes, are not found. This is one compelling reason

that phylogenetic tests of the “common viral ancestor” hypotheses seem so far inconclusive.

Recently, Nasir and Caetano-Anollés [2] employed phylogenetic analysis of whole-

genomes and gene contents of thousands of viruses and cellular organisms to test the

alternative hypotheses. The authors conclude that viruses are an ancient lineage that diverged

independently and in parallel with their cellular hosts from a universal common ancestor

(UCA). They reiterate their earlier claim [3] that viruses are a unique lineage, which predated

or coevolved with the last UCA of cellular lineages (LUCA) through reductive evolution

rather than through more recent multiple origins. Their claims are based on analyses of

statistical- and phyletic distribution patterns of protein domains, classified as superfamilies

(SFs) in Structural Classification of Proteins (SCOP) [4].

Detailed re-examination of Nasir and Caetano-Anollés' phylogenomic approach [2, 3]

suggests that small genomes systematically distort their phylogenetic reconstructions of the

not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission. The copyright holder for this preprint (which wasthis version posted April 18, 2016. ; https://doi.org/10.1101/049171doi: bioRxiv preprint

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tree of life (ToL), especially the rooting of trees. Here the ToL is described as the

evolutionary history of contemporary genomes: as a tree of genomes or a tree of proteomes

(ToP) [5-8]. The bias due to highly reduced genomes of parasites and endosymbionts in

genome-scale phylogenies has been known for over a decade [5, 6]. In fact, prior to the recent

proposal [2] these authors recognized the anomalous effects of including small genomes in

reconstructing the ToL in analyses that were limited to cellular organisms [9] or which

included giant viruses [3]: As they say “In order to improve ToP reconstructions, we

manually studied the lifestyles of cellular organisms in the total dataset and excluded

organisms exhibiting parasitic (P) and obligate parasitic (OP) lifestyles, as their inclusion is

known to affect the topology of the phylogenetic tree” [3]. But, they may not have adequately

addressed this problem, particularly when the samplings include viral genomes that are likely

to further exacerbate bias due to small genomes [2, 3]. For this reason we systematically

tested the reliability of the phylogenetic trees, especially the rooting approach favored by

Nasir and Caetano-Anollés [2]. This approach depends critically on a pseudo-outgroup to

root the ToP (ToL), but that pseudo-outgroup is not identified empirically. Rather, it is

assumed a priori to be an empty set [2].

We show here in several independent phylogenetic reconstructions that a rooting

based on a hypothetical “all-zero” outgroup—an ancestor that is assumed to be an empty set

of protein domains—creates specific phylogenetic artifacts: In this particular approach [2, 3]

implementing the all-zero outgroup artifactually draws the taxa with the smallest genomes

(proteomes) into a false rooting very much like the classical distortions due to long-branch

attractions (LBA) in gene trees [10].

Results and Discussion

We emphasize at the outset of this study that virtually all the evolutionary

not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission. The copyright holder for this preprint (which wasthis version posted April 18, 2016. ; https://doi.org/10.1101/049171doi: bioRxiv preprint

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interpretations based on phylogenetic reconstructions depend on a reliable identification of

the root of a tree [11, 12]. In particular, the rooting of a tree will determine the branching

order of species, and define the ancestor-descendant relationships between taxa as well as the

derived features of characters (character states). In effect, the root polarizes the order of

evolutionary changes along the tree with respect to time. By the same token, the rooting of a

tree distinguishes ancestral states from derived states among the different observed states of a

character. If ancestral states are identified directly, for example from fossils, characters can

be polarized a priori with regard to determining the tree topology. A priori polarization

provides for intrinsic rooting. However, direct identification of ancestral states, particularly

for extant genetic data is rarely possible. Consequently conventional phylogenetic methods

use time-reversible (undirected) models of character evolution and they only compute

unrooted trees. For example, the root of the iconic ribosomal RNA ToL or any other gene-

tree has not been determined directly [13, 14].

Accordingly, conventional approaches to character polarization are indirect and the

rooting of trees is normally a two-stage process. The most common rooting method is the

outgroup comparison method, which is based on the premise that character-states common to

the ingroup (study group) and a closely related sister-group (the outgroup) are likely to be

ancestral to both. Therefore, in an unrooted tree the root is expected to be positioned on the

branch that connects the outgroup to the ingroup. In this way, the tree (and characters) may

be polarized a posteriori [12, 14]. However, there are no known outgroups for the ToL. In the

absence of natural outgroups, pseudo-outgroups are used to root the ToL [14]. The best-

known case is the root grafted onto the unrooted ribosomal RNA ToL based on presumed

ancient (pre-LUCA) gene duplications [15, 16]. Here the paralogous proteins act as

reciprocal outgroups that root each other. Unlike gene duplications used to root gene trees,

the challenge of identifying suitable outgroups becomes more acute for genome trees.

not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission. The copyright holder for this preprint (which wasthis version posted April 18, 2016. ; https://doi.org/10.1101/049171doi: bioRxiv preprint

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To meet this challenge Nasir and Caetano-Anollés use a hypothetical pseudo-

outgroup: an artificial taxon constructed from presumed ancestral states. For each character

(SF), the state '0' or 'absence' of a SF is assumed to be “ancestral” a priori. This artificial “all-

zero” taxon is used as outgroup to root the ToL. Further, they use the Lundberg rooting

method, in which outgroups are not included in the initial tree reconstruction. The Lundberg

method involves estimating an unrooted tree for the ingroup taxa only, and then attaching

outgroup(s) (when available) or a hypothesized ancestor to the tree a posteriori to determine

the position of the root [17]. Unrooted trees describe relatedness of taxa based on graded

compositional similarities of characters (and states). Accordingly, we can expect the “all-

zero” pseudo-outgroup to cluster with genomes (proteomes) in which the smallest number of

SFs is present. The latter are the proteomes described by the largest number of ‘0s’ in the

data matrix.

The instability of rooting with an all-zero pseudo-outgroup becomes clear when the

smallest proteome in a given taxon sampling varies in the rooting experiments (Figs. 1 and

2). Rooting experiments were preformed both for SF occurrence (presence/absence) patterns

and for SF abundance (copy number) patterns. However, we present results for the SF

abundance patterns, as in [2]. Throughout, we refer to genomic protein repertoires as

proteomes. Proteome size related as the number of distinct SFs in a proteome (SF occurrence)

is depicted next to each taxon for easy comparison in Figs. 1 and 2. Phylogenetic analyses

were carried out as described in [2, 3] (see methods). SFs that are shared between proteomes

of viruses and cellular organisms were used as the characters (Fig. 1a) as in [2]. Initially no

viruses are included in tree reconstructions and here the root was placed within the Archaea,

which has the smallest proteome (503 SFs) among the supergroups (Fig 1b). When a still

smaller bacterial proteome (420 SFs) was included, the position of the root as well as the

branching order changed. In this case, the bacteria were split into two groups and the root

not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission. The copyright holder for this preprint (which wasthis version posted April 18, 2016. ; https://doi.org/10.1101/049171doi: bioRxiv preprint

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was placed within one of the bacterial groups (Fig. 1c). Further, when a much smaller

archaeal proteome was included (228 SFs), the root was relocated to a branch leading to the

now smallest proteome (Fig. 1d). Note that the newly included taxa, both bacteria and

archaea are host-dependent symbionts with reduced genomes.

Similarly including viruses in the analyses draws the root towards the smaller viral

proteomes (Fig. 2). As in the rooting experiments in Fig. 1, a group of DNA viruses (107-175

SFs) was introduced. These DNA viruses have larger proteomes than do the RNA viruses,

but they are much smaller than most known endosymbiotic bacteria (Fig. 2d). Again, the root

was repositioned within the DNA viruses group (Fig. 2a). Following this experiment, two

extremely reduced (107 SFs each) endosymbiotic bacteria classified as Betaproteobacteria

were included. These further displaced the root closer to the smallest set of proteomes (Fig.

2b). Finally, a set of four RNA viruses (4-17 SFs) in their genomes was introduced and they

rooted the tree within the RNA viruses (Fig. 2c). These results challenge the conclusion

drawn previously that the proteomes of RNA viruses are more ancient than proteomes of

DNA viruses [2]. In addition, the results contradict the purported antiquity of viral proteomes

as such. Rather, the data suggest that there are severe artifacts generated by genome size-bias

due to the inclusion of the viral proteomes in the analysis. These artifacts are expressed as

grossly erroneous rootings caused by small-genome attraction (SGA) in the Lundberg rooting

using the hypothetical all-zero outgroup.

Including the all-zero pseudo-outgroup in the analysis either implicitly (defined by the

ANCSTATES option in PAUP*) or explicitly (as a taxon in the data matrix) does not make a

difference to the tree topology and rooting. We note that including the hypothetical ancestor

during tree estimation amounts to a priori character polarization and pre-specification of the

root. In addition, the position of the root was the same in the different rooting experiments

when the all-zero pseudo-ancestor was explicitly specified as the outgroup for root trees

not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission. The copyright holder for this preprint (which wasthis version posted April 18, 2016. ; https://doi.org/10.1101/049171doi: bioRxiv preprint

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using the outgroup method (see supplementary Figs S1 & S2). These rooting experiments

reveal a strong bias in rooting that favors small genomes irrespective of the different rooting

methods—outgroup rooting, Lundberg rooting and intrinsic rooting—used to root the ToL

with the “all-zero” hypothetical ancestor. This SGA artifact is comparable to the better-

known LBA artifact that is associated with compositional bias of nucleotides or of amino

acids that distort gene trees [10].

The use of artificial outgroups is not uncommon in rooting experiments when rooting

is ambiguous [11]. Artificial taxa are either an all-zero outgroup or an outgroup constructed

by randomizing characters and/or character-states of real taxa. Although rooting experiments

with multiple real outgroups, or randomized artificial outgroups that simulate loss of

phylogenetic signal can minimize the ambiguity in rooting the all-zero outgroup has proved

to be of little use [11, 14]. Conclusions based on an all-zero outgroup are often refuted when

empirically grounded analysis with real taxa are carried out [14]. Indeed, the present rooting

experiments (Figs. 1 and 2) clearly show that the position of the root depends on the smallest

genome in the sample when a hypothetical all-zero ancestor/outgroup is used. In effect, the

rooting approach favored by Nasir and Caetano-Anolles [2] is not reliable.

Nevertheless, small proteome size is not an irreconcilable feature of genome-tree

reconstructions [5, 6, 18]. Small genome attraction artifacts may be observed when highly

reduced proteomes of obligate endosymbionts are included in analyses with common

samplings [3, 5, 6, 18]. However, their untoward effects are only observed in the shallow end

of the tree where the endosymbionts might be clustered with unrelated groups. In such cases

the deep divergences or clustering of major branches are unperturbed [6, 18]. Such size-

biases are readily corrected by normalizations that account for genome size (actually specific

SF content in this case) [5, 6, 18].

Though size-bias correction for SF content phylogeny is known to be reliable, both

not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission. The copyright holder for this preprint (which wasthis version posted April 18, 2016. ; https://doi.org/10.1101/049171doi: bioRxiv preprint

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for measures based on distance [6] and those based on frequencies of character distribution

[18], Nasir and Caetano-Anollés do not apply such corrections. They only attend to the

proteome size variations associated with SF abundances [2, 3]. Instead of accounting for

novel taxon-specific SFs in their model of evolution, the authors choose to exclude

potentially problematic small proteomes of parasitic bacteria and to include only the

proteomes of ‘free-living’ cellular organisms in their analyses [2, 3]. But all viruses are

parasites and obviously even more extreme examples of minimal proteomes.

This problem is further exacerbated by the uneven and largely incomplete annotation

of SF domains in viral proteins [19, 20]. In fact, many viral ‘proteomes’ that were sampled in

[2] are as small as a single SF. It is not clear why the inclusion of small viral proteomes was

not recognized as even more problematic than the inclusion of small parasitic bacterial

proteomes, in spite of the previous assertion of these authors that small proteomes should be

excluded [9]. Nevertheless, including small viral proteomes is inconsistent with specifically

excluding small cellular proteomes in the ToL, especially when hypotheses of reductive

evolution are considered. Screening taxa based on ‘lifestyle’ (free-living or parasitic) seems

unwarranted since extreme reductive genome evolution, sometimes called genome

streamlining, is not limited to host adapted parasitic bacteria but is common in free-living

bacteria as well as eukaryotes [21-23].

In addition to the ToP, the authors use a so-called tree of domains (ToD) to support

their conclusion that proteomes of viruses are ancient and that proteomes of RNA viruses are

particuarly ancient. The ToD is projected as the evolutionary trajectory of individual SFs.

Such projections are used as proxies to determine the relative antiquity or novelty of SFs [2].

The ToD like the ToP is also rooted with a presumed pseudo-outgroup and that rooting may

be an artifact as for the ToP. Much more serious than potential artifacts in ToD is an

egregiously bad assumption from the perspective of the SCOP hierarchal classification: the

not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission. The copyright holder for this preprint (which wasthis version posted April 18, 2016. ; https://doi.org/10.1101/049171doi: bioRxiv preprint

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very notion that the ToD describes evolutionary relationships between SFs in the same way

the ToL describes genealogy of species. Evolutionary relationships between SFs with

different folds in SCOP classification are not established [4, 24]. Physicochemical protein

folding experiments and corresponding statistical analyses of sequence evolution patterns,

including simulations of protein folding are all consistent with the observations that the

sequence-structure space of SFs is discontinuous [25, 26]. Empirical data indicate that the

evolutionary transition from one SF to another through gradual changes implied in the ToD is

unlikely, if at all feasible. This makes the ToD hypothesis, which assumes that all SFs are

related to one another by common ancestry untenable. Thus the ToD contradicts the very

basis upon which SFs are classified in the SCOP hierarchy [4, 24]. The ToD is therefore

uninterpretable as an evolutionary history of individual SFs. Accordingly, the ToD cannot

reflect the ‘relative ages’ of SFs nor can it support the inferred antiquity of viruses in the

ToP.

Unlike phylogenetic trees that describe the evolution of individual proteomes, Venn

diagrams, SF sharing patterns and summary statistics of SF frequencies among groups of

proteomes only depict generalized trends. Multiple evolutionary scenarios can be invoked a

priori to explain the general trends without any phylogenetic analyses. Although such

patterns may be suggestive, they do not by themselves support reliable phylogenetic

inferences [19, 20]. Thus the authors’ inferences in [2] based on statistical distributions of

SFs alone are speculative, at best.

In summary, the authors’ [2, 3] proposed rooting for the ToL seems to be influenced

by clearly identifiable artifacts. The conceptual issue of proteome evolution may be traced to

a very widely held view: namely that “ToP were rooted by the minimum character state,

assuming that modern proteomes evolved from a relatively simpler urancestral organism that

harbored only few FSFs” [2, 9]. Thus, a common prejudice is that the origins of modern

not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission. The copyright holder for this preprint (which wasthis version posted April 18, 2016. ; https://doi.org/10.1101/049171doi: bioRxiv preprint

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proteomes ought to reflect a monotonic evolutionary progression that is embodied in

something like Aristotle’s Great Chain of Being [10]. The “all-zero” or “all-absent”

hypothetical ancestor is neither empirically grounded nor biologically meaningful, but it does

indeed reflect a common prejudice [10, 14]. Indeed, we bring into question the inferred

relative antiquity of viruses and Archaea in the ToL and the notion that viruses make up an

independent fourth supergroup [2]. In effect, we suggest that the phylogenetic approach of

Nasir and Caetano-Anolles’ [2, 3] provides neither a test nor a confirmation of any one of the

hypotheses for the origins of viruses [1]. Despite its importance, reconciling the extensive

genetic and morphological diversity of viruses as well as their evolutionary origins remains

murky [1, 27]. Better methods and empirical models are required to test whether a

multiplicity of scenarios or a single over-arching hypothesis is applicable to understand the

origins of viruses.

Methods

Here, genomic protein repertoires are referred to as proteomes. We re-analyzed a

subset of the 368 proteomes sampled in [2] for phylogenetic rooting of diverse cells and their

viruses. Here, we sampled 102 cellular proteomes containing 34 each from Archaea, Bacteria

and Eukaryotes, respectively as well as 16 viral proteomes from [2]. For the latter, we note

that the DNA virus proteomes were substantially larger than those of RNA viruses in terms of

the number of identified SFs. In addition we included for comparison some of the smallest

known proteomes of Archaea and Bacteria not included in [2]. Roughly, half of the sampled

proteomes were analyzed (Figs 1 and 2) for computational simplicity. Results did not vary

when all the sampled taxa were included (see supplementary Figs S3 & S4). Rooting

experiments were preformed both with SF occurrence (presence/absence) patterns and SF

abundance (copy number) patterns; however, we present results for the SF abundance

not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission. The copyright holder for this preprint (which wasthis version posted April 18, 2016. ; https://doi.org/10.1101/049171doi: bioRxiv preprint

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patterns as in [2]. In addition to the Lundberg rooting procedures carried out as in [2, 3],

rooting experiments were repeated by including the all-zero taxon in the tree reconstruction

process implicitly (using the ANCSTATES option in PAUP*) and explicitly as taxon in the

data matrix. Further, when the all-zero taxon was explicitly included, rooting experiments

were also repeated with the outgroup rooting method. Phylogenetic reconstructions were

carried out using maximum parsimony criteria implemented in PAUP* ver. 4.0b10 [28] with

heuristic tree searches using 1,000 replicates of random taxon addition and tree bisection

reconnection (TBR) branch swapping. Trees were rooted by Lundberg method, outgroup

method or intrinsically rooted by including the hypothetical all-zero ancestor in tree searches.

Acknowledgements: A. H. acknowledges support from The Swedish Research Council (to

Måns Ehrenberg) and the Knut and Alice Wallenberg Foundation, RiboCORE (to Måns

Ehrenberg), A.A. acknowledges support from European Regional Development Fund through

the Centre of Excellence in Chemical Biology grant number 3.2.0101.08-0017 and C.G.K.

acknowledges support from the Nobel Committee for Chemistry of the Royal Swedish

Academy of Sciences.

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22. Giovannoni, S.J., J. Cameron Thrash, and B. Temperton, Implications of streamlining theory for microbial ecology. ISME J, 2014. 8(8): p. 1553-1565.

23. Dujon, B., et al., Genome evolution in yeasts. Nature, 2004. 430(6995): p. 35-44. 24. Gough, J., et al., Assignment of homology to genome sequences using a library of

hidden Markov models that represent all proteins of known structure. Journal of Molecular Biology, 2001. 313(4): p. 903-919.

25. Oliveberg, M. and P.G. Wolynes, The experimental survey of protein-folding energy landscapes. Quarterly reviews of biophysics, 2005. 38(03): p. 245-288.

26. Wolynes, P.G., Evolution, energy landscapes and the paradoxes of protein folding. Biochimie, 2015. 119: p. 218-230.

27. Forterre, P., M. Krupovic, and D. Prangishvili, Cellular domains and viral lineages. Trends in Microbiology, 2014. 22(10): p. 554-558.

28. Swofford, D.L., PAUP*. Phylogenetic Analysis Using Parsimony (*and Other Methods). Version 4. 2003, Sunderland, Massachusetts: Sinauer Associates.

not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission. The copyright holder for this preprint (which wasthis version posted April 18, 2016. ; https://doi.org/10.1101/049171doi: bioRxiv preprint

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13

Figure 1

Figure 1. Implementing an “all-zero” pseudo-outgroup [2] severely distorts rooting of the ToL. Rooted

trees were reconstructed from a subset of 368 taxa (proteomes) sampled in [2], which included 17 taxa each

from Archaea, Bacteria, Eukarya (ABE) and 9 taxa from the virus groups (V). (a) Venn diagram shows the 455

SFs shared between viruses and cells (ABEV), which were used to reconstruct trees. (b) Single most

parsimonious tree of ABE taxa rooted within Archaea. (c, d) New taxa, which represent the smallest proteome

after inclusion, were progressively included in size order. The position of the root node changed accordingly to

the branch corresponding to a group (or taxon) with the smallest proteome, which is Bacteria (c), Archaea (d);

the Eukarya section is collapsed since tree topology is unaffected. Taxa are described by their NCBI taxonomy

ID, taxonomic affiliation (A, B, E or V) and proteome size in terms of the number of distinct SFs present in the

genome. To compare the position of the root node trees are drawn to show branching patterns only, branch

lengths are not proportional to the quantity of evolutionary change.

not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission. The copyright holder for this preprint (which wasthis version posted April 18, 2016. ; https://doi.org/10.1101/049171doi: bioRxiv preprint

Page 14: Did viruses evolve as a distinct supergroup from common ...€¦ · 18.04.2016  · be polarized a posteriori [12, 14]. However, there are no known outgroups for the ToL. In the absence

14

Figure 2

Figure 2. Rooting experiments (continued from Fig. 1) show rooting bias of “all-zero” pseudo-outgroup

towards small proteomes. (a-c) New taxa, which represent the smallest proteome after inclusion, were

progressively included in size order, where the smallest proteome was from mega DNA viruses (a), Bacteria (b)

and RNA viruses (c). Details in trees are same as in Fig. 1. (d) Comparison of proteome sizes of sampled taxa in

terms of SF occurrence used to estimate trees in this study and in [2]. Numbers in parentheses above each group

indicate the number of proteomes.

not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission. The copyright holder for this preprint (which wasthis version posted April 18, 2016. ; https://doi.org/10.1101/049171doi: bioRxiv preprint

Page 15: Did viruses evolve as a distinct supergroup from common ...€¦ · 18.04.2016  · be polarized a posteriori [12, 14]. However, there are no known outgroups for the ToL. In the absence

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All_Zero_Anc

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All_Zero_Anc

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259564_A_557

262543_B_690

Intrinsincally rooted trees‘0’ prespeci�ed as the ancestral stateand hypothetical “all-zero” ancestor included in tree search.

EUKARYABACTERIAARCHAEA Smallest proteome

Root node

Outgroup rooted trees“all-zero” taxon explicitly includedin the data matrix and speci�ed asthe outgroup.

(a) (b) (c)

(d) (e) (f )

Figure S1. Rooting experiments (continued from Fig 1) where trees were either intrinsically rooted by including the hypothetical ancestor in tree search (a-c) or byincluding and explicit all-zero ancestor taxon and specifying it to be the outgroup.

not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission. The copyright holder for this preprint (which wasthis version posted April 18, 2016. ; https://doi.org/10.1101/049171doi: bioRxiv preprint

Page 16: Did viruses evolve as a distinct supergroup from common ...€¦ · 18.04.2016  · be polarized a posteriori [12, 14]. However, there are no known outgroups for the ToL. In the absence

1094892_V_175

290317_B_639

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399549_A_51369014_A_536

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EUKARYABACTERIAARCHAEADNA VirusesRNA viruses

Smallest proteomeRoot node

Outgroup rooted trees“all-zero” taxon explicitly includedin the data matrix and speci�ed asthe outgroup.

Intrinsincally rooted trees‘0’ prespeci�ed as the ancestral stateand hypothetical “all-zero” ancestor included in tree search.

(a) (b) (c)

(d) (e) (f )

Figure S2. Rooting experiments (continued from Fig 2) where trees were either intrinsically rooted by including the hypothetical ancestor in tree search (a-c) or byincluding and explicit all-zero ancestor taxon and specifying it to be the outgroup.

not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission. The copyright holder for this preprint (which wasthis version posted April 18, 2016. ; https://doi.org/10.1101/049171doi: bioRxiv preprint

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4932_E_777

64091_A_549

349101_B_734

263820_A_491

365044_B_770

100226_B_776

44689_E_894

227321_E_899

240292_B_783

228908_A_228

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357804_B_762

321956_B_506

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251221_B_733

167879_B_765

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3694_E_974

284811_E_765

9606_E_1113

2903_E_963

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318161_B_758

349307_A_512

70601_A_503

383372_B_722

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8355_E_1008

351607_B_638

(a) (b) (c)

EUKARYABACTERIAARCHAEA Smallest proteome

Root node

Figure S3. Rooting experiments (corresponding to Fig 1) with a larger taxon sampling

not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission. The copyright holder for this preprint (which wasthis version posted April 18, 2016. ; https://doi.org/10.1101/049171doi: bioRxiv preprint

Page 18: Did viruses evolve as a distinct supergroup from common ...€¦ · 18.04.2016  · be polarized a posteriori [12, 14]. However, there are no known outgroups for the ToL. In the absence

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9615_E_1091

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4558_E_9602903_E_963

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411154_B_664

391009_B_584

380703_B_807

212035_V_176

391774_B_666

349101_B_734

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44056_E_842

374847_A_451

70791_E_915227321_E_899

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6669_E_1042

104341_E_864

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326298_B_602

415426_A_455

100226_B_776

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1094892_V_175

44689_E_8943694_E_974

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192952_A_618

224324_B_577

381666_B_810

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240015_B_694

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70601_A_503

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10090_E_1110

45157_E_821

1349409_V_108

448385_B_835

273068_B_646

1235314_V_177228908_A_228

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7955_E_1088

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192952_A_618

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100226_B_776

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1105097_B_420

224325_A_569

312017_E_777

349101_B_734

415426_A_455

9606_E_1113

348780_A_588272569_A_639

1343077_B_107

362976_A_570

208963_B_846

397948_A_493

2903_E_963

6239_E_9449615_E_1091

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444157_A_468

167879_B_765

296587_E_898

45157_E_821

420247_A_500

383372_B_722391037_B_726

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228908_A_228

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1349409_V_108

240292_B_783

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262724_B_634

339860_A_475

284590_E_770

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410358_A_525

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1054217_A_469

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1349410_V_107

348780_A_588

411154_B_664

1094892_V_175

273507_E_834

227321_E_899

349101_B_734

368407_A_598

357804_B_762

374847_A_451

1053648_B_107

269482_B_829

167879_B_765

4932_E_777

656190_V_4

3702_E_988

284590_E_770

240015_B_694

2903_E_963

486041_E_869

399550_A_446

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349307_A_512

391009_B_584

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444157_A_468

225164_E_1047

312017_E_777

565050_B_724

243232_A_499

362976_A_570

284811_E_765

70791_E_915

9913_E_1090

7955_E_1088

263820_A_491

436308_A_502

368408_A_449

8355_E_1008

212035_V_176

340102_A_493

228908_A_228

208963_B_846

10090_E_1110

273068_B_646

273116_A_486

1105097_B_420

81931_V_5

306902_E_775

6239_E_944

224324_B_577351607_B_638

391774_B_666

556484_E_858

240292_B_783

397948_A_493

365044_B_770

1054217_A_469

4558_E_960

224325_A_569

44056_E_842

1349409_V_108

7227_E_985

420247_A_500

9606_E_1113

9615_E_1091

243090_B_707

9598_E_1088

192952_A_618

190192_A_473

3694_E_974

323259_A_591

273063_A_524

64091_A_549

380703_B_807

187420_A_523

6669_E_1042

272562_B_706

81824_E_900

104341_E_864

367737_B_607

367110_E_883

262724_B_634

70601_A_503

321956_B_506

339860_A_475

1235314_V_177

251221_B_733

453591_A_431

448385_B_835

296587_E_898

45157_E_821

318161_B_758

259564_A_557

4896_E_777

272557_A_469

326298_B_602

224308_B_781272568_B_692

410358_A_525

100226_B_776

262543_B_690

290317_B_639

383372_B_722

402880_A_509

11520_V_7

5762_E_843

1036743_B_726

272569_A_639

399549_A_513

415426_A_455

EUKARYABACTERIAARCHAEADNA VirusesRNA viruses

Smallest proteomeRoot node

(a) (b) (c)

Figure S4. Rooting experiments (corresponding to Fig 2) with a larger taxon sampling

not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission. The copyright holder for this preprint (which wasthis version posted April 18, 2016. ; https://doi.org/10.1101/049171doi: bioRxiv preprint