diane p wood financial disclosure report for 2010

8/3/2019 Diane P Wood Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act o f 1978(5 U.S .C. app. 101-111)

1. Person R eport ing (las t name, f i rs t , middle ini t ia l)W O O D , D I A N E P .

4. Ti t le (Ar t ic le l I I judges indica te ac t ive or sen ior s ta tus ;magistrate judges indicate full- or part- t ime)

2. Court or O r g a n i z a t i o nU. S . C our t o f A pp ea l s , 7 th C i r

5a . Repor t Type (c hec k approp r ia te type )] N o m i n a t i o n , D a t e

U . S . C i r c u i t J u d g e ( A c t i v e )

7. Chambers or Office Address2688 U .S. Co u r t ho u se21 9 S. Dear b o r n St r ee tChi cag o , I L 60 60 4 - 1 81 8

[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and anymodltieations pertaining thereto, it is, in my opinion, in compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

Reviewing Off icer Date

3. Date of Repor t05/05/2011

6. Repor t ing Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P 0 S I T I 0 N S . (Reporting individual only; see p p . 9 - 1 3 of filing instructions.)~] N O N E (No reportable positions.)

POSITIONI. S e n i o r L e c l u r e r i n L a w2. T r u s t a n d C o u n c i l M e m b e r3. B o a r d M e m b e r

NAME OF ORGANIZATION/ENTITYT he U n i v er s i t y o f Ch i cag o L aw Scho o lA m e r i c a n A c a d e m y o f A r t s & S c i e n c e sCo n s t i t u t io n a l R i g h t s F o u n d at i o n Chi cag o

4. C o u n c i l M e m b e r Am er i can L aw I n s t i tu t e5 . B o a r d M e m b e r ( P r e s id e n t 2 0 1 1 ) T ex as L aw R ev i ew Asso c i a t i o n

II. AGREEMENTS. (Reporting individuat only; seepp. 14 -16 of filing instructions.)~-] N O N E (No reportable agreements.)

D A T E PARTIES AND TERMS


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I l L N O N - I N V E S T M E N T I N C O M E . (Reporting i n d i v i d u a l a n d s p o u s e ; see p p . 1 7 - 2 4 of filing instructions.)A. Filers Non-Investment Income~-] NONE non-investment income.)N o reportable

DATE SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )1.2010 U n i v er s i t y o f Ch i cag o Sal ar y ( T o t a l ) $26 ,9 55 .0 02 . 2 0 1 0 We st Ser v i ces , I n c . (Bo o k R o yal t i es ) $ 5 ,3 47 . 6 53.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - I f yo u w ere married during any portion o f t h e reporting year, complete this section.(Dol lar amount not required except for honoraria . )

N O N E ( N o reportable non-investment income.)

1.20102 . 2 0 1 03.4.

DATE SOURCE AND TYPENo r t hwes t em F ei n b er g Scho o l o f Med i c i n e - P r o f es so r o f Neu r o l o g y - Sa l ar ySel f E mp l o ye d Heal t h Car e Co n su l t an t - E x p er t Neu r o l o g i s t

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmenL( Includes those to spouse and dependent chi ldren; see pp. 2 5 -27 of f ! l ing instruct ions .)

D (No reportable reimbursements.)O N ESOURCE DATES LOCATION PURPOSE

1. T ex as A tto rn ey G en era ls 1 /29 /10 -1/3 1/1 0 Au s t in , T X T e x a s A G D i s t in g u i s h e dO ffice S p e a k e r S e r ie s2. A B A E m p l o y m e n t L a w 2/4/10-2/5/10 S a n A n t o n i o , T X A B A E m p l o y m e n t L a w T, LSect i o n Midwinte r Mee t ing3. U C - Be rk e le y S ch o ol of L aw 3 /4 /1 0- 3/ 5/ 10 Be rk e le y , C A M o o t C o ur t Jud g e T, L, F4. P epper d ine Unive r s i ty Law 3/6/10-3/7/10 M alibu , C A M o o t C o ur t Jud g e T , L , FS c h o o l5. British Ins ti tute of Intl and 3/15/10-3/17/10 L o nd o n, Un it ed K in g do m 2 01 0 G r ot iu s L e ct ur e T, L, FCo mp ar a t i v e L aw ( BI I CL )

ITEMS PAID OR PROVIDEDT,F


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FINANCIAL DISCLOSURE REPORTPage 3 of 8 Ia m e of Person Repor t ingW O O D , D I A N E P .

6. A m erica n C o n s ti tu tio n 3 /2 3 /10 W ashin g to n , D .C . L u n che o n P re se n ta tio n FSoc ie ty

7. A m e r i ca n S o c i e ty o f l n t l L a w 3/2 3 /10 -3 /2 4 /10 W ashin g to n , D .C . A m e r i ca n J o u r n a l o f T, L , F( ASI L ) an d U n i v er s i ty o f I n t e r n a t i o n a l L aw Bo ar dC h i c a g o L a w S c h o o l Meet i n g8. Unive r s i ty o f Texas Law 4/23/10 Au s t in , T X Rec ip ien t - Unive r s i ty FScho o l Al u mn i Asso c i a t i o n o f T e x a s L a w S c h o o lO u t s t a n d in g A l u m n u sA war d9. Unive r s i ty o f Texas Law 4/24/10 Au s t in , T X L aw R ev i ew Assn . An n u al T, L , FR ev i ew Asso c i a t i o n Meet ing

1 0 . R e n a i s sa n c e W e e k e n d 7 /1 /10- 7 /5 /10 H ilto n He a d Is la n d , S .C . R en a is s a n ce W ee k e n d L, FP r o g r a m1 1 . P h i A lph a D e l ta Law 8/4/10-8/5/10 T amp a, F l o r i d a R e c ip ie n t - Ph i A l ph a D e lt a T , L

Fraternity , Intl Bar b ar a J o r d an Pu b l i cSer v i ce Awar d1 2 . F e de ra l B a r A s s oc ia ti on o f 9 /2 7 /1 0- 9/ 28 /1 0 O k l a h o m a C i t y , O K O k l a h o m a C i ty F e d e r a l T, L , FO k l a h o m a C i t y Bar Asso c i a t i o n Wi l l i am J .Ho l l o way L ec t u r e1 3 . A m er ican Ente r pr i s e Ins t i tu te 9/2 9/10 -10 /3 /10 W ash in g to n , D.C . A E I Tra n sa tla n tic La w T, L , F( A EI) For um1 4 . F ed er a l Bar Asso c i a t i o n 10/7 /10-10/8 /10 H o us to n , T exa s K e y n o te Sp e ak e r - T,L,FSo u t her n T ex as Chap t er So u t her n Di s t r i c t o f T ex asF ed er a l Bar Asso c i a t i o nD i n n e r1 5 . A m e r ic a n A c a d e m y o f A r t s & 10/8/10-10/10/10 C a m b r i d g e , M A A m e r ic a n A c a d e m y o f A r ts T,L,F

S c i e n c e s (A A A S ) & Sci en ces 20 1 0 I n d u ct i o nW e e k e n d1 6 . Am er i can L aw I n s t i tu t e ( AL l ) 10/20/10-10/21/10 N e w Y o rk , N Y A L l C o u n c il M e e t in g T, L, Fa n d A L l N o m i n a t in gC o m m i t t e e M e e t in g

1 7 . T e x a s E x e s 10/21/!0-10/24/10 Au s t in , T X R eci p i en t - T ex as E x es T, F, ED i s t in g u i s h e d A l u m n aAward1 8 . Am er i can L aw I n s t i tu t e ( AL l ) 12/2/10-12/4/10 Santa Fe , N M A L l E x e c u t iv e C o m m i t t e e T, L, FMeet i n g an d R et r ea t1 9 .

20 .21 .22 .23 .24 .25 .

D a t e o f R e p o r t05/05/2011


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N a m e o f P e r s o n R e p o r t i n gP a g e F I N A N C I A L 4 o f 8 DISCLOSURE REPORT I WOOD, D I A N E P .

V . G I F T S . (lncludes those to spouse and dependent children; see pp. 28-31 of filing instructions.)[] N O N E (No reportable gifts.)

SOURCE DESCRIPTION1.

2.

3.

4.

5.

D a t e o f R e p o r t05/05/2011

VALUE

V I . L I A B I L I T I E S . ( Includes those of sponse and depen dent children; see pp. 3 2-33 of f ! l ing instructions .)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.2.

3.

4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPORTPage 5 of 8

N a m e o f P e r so n R e p o r t i n gWOOD, DIANE P.

D a t e o f R e p o r t05/05/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)[] NONE i n come , asse ts , or t ransa ct ions . )N o reportable

1 . Teachers Insuranc e & Annuity Assn. None N T(TIAA)2. College Retirement Equities Fund (CREF) None O T3. Harris B ank of Chicago A I n t e r e s t J T4. RBS Citizens, N.A. A I n t e r e s t J T5. C h a s e B a n k A I n t e r e s t M T

5. ADC Telecommunications A Dividend

7. Ameriprise 403(b) None M T

8. Avanir Pharmaceuticals A Div id end J T9. Baird Insured Deposit A I n t e r e s t K T1 0 . Bristol Myers A Dividend J T1 1 . F a s t e n a l B Dividend M T

1 2 . Fidelity NMFF 457 (b) None L T

1 3 . Fidelity North w estern 403(b ) None O T

1 4 . FRDXX Fidelity Cash Reserves C I n t e r e s t L T

1 5 . CLSPX Colum bia Mid Cap G rowth C1Z None M T

1 6 . FDVLX Fidelity Value None M T

1 7 . OB FV X Old M u tual Fo cu sed Fund CLZ , None L Tfka OBH GX Old Mu tual Grow

Sold 12/13/10 J AN/A

I , ih c 0~ G a in C o d e s : A ~ $ 1 ~ 0 0 0 5 ~ i ~ ss B = $1,001 - $2,5 00 C = $2,5 01 - $5 ,000 D =$5,001 - $15,000 E =$15,001 - $50,000(S~e Colunms B I and D4) F =$50~001 : $100,000 G = $I00,001 ~ $1,000,000 H I =$ t 000 00 ~ $5 000 , 000 H2--More than $5 000,000 .....

2. V a l u e C o d e s J = $15 ,000 o r le ss K = $15,001 - $50,000 L = $5 0,001 - $100,000 M =$100,001 : $250,000(See Cotum ~s C| and D3) N =$250, 00 | : $500 , 0~0 O =$500,001 - $1.,000,000 P1 =$1,000,00i ~ $5~000~000 P2 ~$5i000;001 ~ $25~000~000P 3 = $25 ,000,001-$5 0,000 ,000 P 4 = M o re tha ~ ~0!000:00 0

3. V a l u e M e t h o d C o d e s Q = A p p r a i sa l R =Cost (Real Estatc Only) S = A S s e s s m e f i t ? T ~C~h M ~rk~t(Scc C o lu m n C 2) u =B o o k Va l u e V = O t hcr W = E s t i ma t ed


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FINANCIAL DISCLOSURE REPORTPage 6 of g Ia m e o f P e r s o n R e p o r t in gW OOD, DIANE P. D a t e o f R e p o r t05/05/2011

N O N E (No reportable income, assets, or transactions.)

I8 . RC 2 C or por a t ion A Di v i d en d1 9 . F L P S X F i d e l i t y L o w P r i c e d S t o c k F u n d N o n e

JL

TT

20 . G E A Di v i d en d J T21 . L a k e C o un ty , IL S ch o o l D is tr ic t T a x - N o n e J TE x e m p t B o n d22 . M a r i c o p a , A Z T a x - E x e m p t B o n d N o n e J T

2 3 . M & I ( M a r s h a l l & I l s l e y ) B a n k A In teres t K T

24 . Mu l t i l i n k T el eco mmu n i ca t i o n s ( Y )25 . Si l v er ad o G o l d F i e l d s ( Y )2 6. S un M ic ro sy st em s A D i v i d e n d So l d 01/28/10 J A N/A27 . W & T O f f s h o r e A Di v i d en d J T28 . W a l m a r t d e M e x i c o A Di v i d en d K T29. Wells Fargo C Int . /Div. N T30 . W h o l e F o o d s A Di v i d en d M T31 . Z i m m e r M e d i c a l H o l d in g s A Di v i d en d J T32 . R e n t a l H o u s e , M a d i s o n , D a n e C o u n t y , E R e n t NW i s c o n s i n -S e e P a r t V I I I33 . Renta l H ous e , Tr av i s C o. , Texas - See P a r t B R e n t M

VII1

SS

i n c o m e G a n C o d e S i( S e e C o l u m n s B 1 a n d D 4 )

2 . V a l u e C o d e s( S e e C o l u m n s C I a n d D 3 )

3.V a l ue Me t ho d C o d e s( S ee C o l u m n C 2)

A =$1.000 or less B =$i 001 ~ $2;500 c ~$2~501 - $5,000 D =$5,001 - $15.000F - - $ 5 0 , 0 0 1 2 $ 1 0 0 , 0 ~ 0 ; G - - $ 1 0 0 ; 0 0 i i $ 1 ; 0 ~ 0 , 00 0 H i : = $ 1 , 0 0 0 , 0 0 1 ~ $ 5 i 0 0 9 ~ 0 0 0 . . . . H 2 = M o r e t h a n $ 5 ,0 0 0 ,0 0 0J =$15,000 or less K =$15,001 - $50 000 L =$50;001 - $100,000 M =$100 001 - $250.000N=$250,001 -$500~000 O~$50000 :$ 000000 P1 =$ 00000 =$5000000 P 2=$5000001 -$25 , 000.000P3 = $25,000.001 - $50.000,000 P 4 = Mrre tha n $50;000,000Q =Appraisal : R =C ost (R ea l E sta te On ly ) s--A ss~S gm dfii : T =C ash Mar ke tU = B o o k V a l ue V =Ot h e r W = E s t i ma t ed

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0


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V I II . ADD I T IONA L I NF OR M AT I ON OR E X P LANA T I ONS. (Indicate part of report.)

PAR T V I I . I n v es t men t s an d T r u s t s .N O T E : T h e T I A A a n d C R E F a c c o u n t s r e p o r t e d i n P a r t V I I a r e n o t i n c o m e - p r o d u c in g . T h e v a l u e o f a c c u m u l a t i o n s i n e a c h e i t he r i n c r e a s e s o r d e c r e a s e s d e p e n d i n go n t h e m a r k e t a n d t h e a m o u n t o f p r e m i u m s p a i d i n .

L i n e 34 . R en t a l ho u se , Mad i so n , Dan e Co u n t y , Wi sco n s i n . Assessed v a l u e f o r 20 1 0 :$282,30 0 .0 0

L i n e 35 R en t a l ho u se , T r av i s Co u n t y , T ex as . Assessed v a l u e f o r 20 1 0 :$21 6,733


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N a m e o f P e r s o n R e p o r t i n gW O O D , D IA N E P .

Date o f Repor t05/05/2011

IX . CERTIFICATION.I c e r ti f y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e ,t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r y

p r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s wh i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i th t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q. , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t io n s .

Signatu re: S/DIANE P. W OOD

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A L L S T O F I LE T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eA d m i n i s t ra t i v e O f f i c e o f th e U n i t e d S t a t e s C o u r t sSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

diane p wood financial disclosure report for 2010

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