diana e murphy financial disclosure report for 2009
TRANSCRIPT
8/3/2019 Diana E Murphy Financial Disclosure Report for 2009
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FINANCIAL DISCLOSURE R E P O R Tin Government Ac t o f 1978
F O R C A L E N D A R Y EA R 2 0 09 ( ~ ~ : . s .c . a p p . 8 § 1 o ~ - 1 1 0
1 , P e r s o n R ~ p o ~ l n g ( l a s t n a m e , f i r st , m i d d l e i n i t ia l ) 2. Cour t or Organi zat i on 3 . I ~ t ~ o f R q ~ o r t
M mphy , D i an a £ . U.S .Cour t o f Appeals (8 th Cir) 05 /04 /2010
4 . T i t l e ( A ~ t i c l e l ~ j u d g e s i n d i c a t ~ a c t i v e o r s ~ n i o r s t a t ~ s ; 5 a . R e p o r t T y p e ( c h ~ c k a p p r o p r i a t e ty p e ) 6. Report ing Periodm a g i s t r a t e j u d g e s i n d i c a t * f u l l - o r p a r t - t i m e )
[ ] H o m i n a t i o n , D a t e 01 /01 /2009U.S . C i rcu i t Judg e (Ac t ive )
[] Initial [] A n n u a l [] Final to
,, 12/31/2009
7 . Chambers or Olgtce Address 8. On the basis of the information oatalaed in this Report and anymedifleat ioas pertalaiog thereto, i t is, in my opinion , in eomi~laace
LI .S . Cou r t hou se w|th appl icable l aws and regu la t ions .
300 S . Four th S t reet , 11EM inneapo l i s , M N 55415
Reviewing Officer D a t e
I M P O R T A N T N O T E S : T ~ e i n m u c ~o n s a c c o m p a n y in g ~h is f o rm m u s t b e f o i lo we ~ Co m p l e te a l l p a~s ,
checA~g the NON E box for each part where you have no reportable in format ion . S ign on last pag~
I. PO SITIO NS. t ,,~ ,,~s
D N O N E ( N o reportable positions.)
P O S I T I O N N A M E O F O R G A N I Z A T IO N / E N T I TY
1 . Life Tru stee U n iv~ si ty o f M in n eso ta Fo u n d a t io n
2. Trustee Univers i ty o f St . Thomas
3. D irecto r M in n eso ta O pera
4. D irecto r Hill M u seu m an d M a n u scr ipt L ib ra ry
5. D i rec t o r S p e n c e r W i l li a m s F o u n d a t i o n f o r J u d i c i a l I n ~ n c e - .~ - ~ _
~] NONE (No reportable agreements.)
D A T E ] ~A RT IES AND TERM S
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F IN A N C IA L D IS C L O S U R E R E P O R T [ r ~ , m . ° t r e ~ ° a e ~ , ~ , g
Page 2 of 18I [ Mushy, Diana E.
05/~010
III. NON-~S~NT ~CO~.
A. Ffler’s Non-Inv~tment Incom e
NONE ~o reportable non-investment income.)
S O ~ C E A ~ T Y P E(yore, no t ~o~e’s)
I.
2.
3.
4,
B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - If you w~re married during any partton of tl~ reporting year, comple~ this
(Dollar amount not requ ired except for honoraria,)
[~] NONE (No reportable non-investment income.)
D A T E S O U R C E A N D T Y P E
1.
2.
3.
4.
(Includes those to spouse and dependent children; see pp. 25-27 of fdlng instructions.)
["-] NONE (No reportable reimbursements.)
SOU RC E D A T E S L OC AT I ON ]’UR PO SE IT E M S P AID O R P R O VIDE D
1. American Jewish Congress & June 14-16 Washington, DC Speech - Internat iona l Tran sport .; hotel and meals
American University Law Judges Meeting
School
2.
3.
4.
5.
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INamef l ’ e r~ o ~ R e p o r t i n g Date of ReportF IN A N C IA L DI SC L O S U R E R E P O R T
[ M u r p h y , Dian,.E.
Page 3 of 18 o 5 / o 4 t 2 o ~ o
[~] NONE 0 go repotable g~s.)
SOURCE D E S C R I P T I O N V A L U E
2.
3.
4.
5.
[~] N O N E ( N o reportable liabilities.)
C R E D I T O R D E S C R I P T I O N VALUE CODE
1 .
2.
3,
4.
5.
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INamef P e r s o n R e p o S i n g D a ~ e o f R e p o r ~DIS~LO~ ~PORT
[ Mushy, Di~a ~0 5 / ~ / 2 0 1 0a g e 4 of 18
N O N E ~ o r~ormble income, ~sets, or tramactiom.)
O) (2) 0) (2 ) O) (2 ) (3 ) (4 )P~ "~)~ a~ ~h ~t A m ~ n t T~ (e .g~, ~ Vake V a M e T~ ( e .g . , Da ~ V~ Gain l~ti~ of
(A 2~ o r i n t . ) ( J - P ) C~3 ~ empf i on ) ( l -P) (A-~ [ ( if palate
1 . ~d’i Red~ment A~] No n e ~ T p~ial dist 1~ 15 / 09Milw, Wl ~SBon~)
2.
~T~ Fr~ MM F~d,~ Intent ~ T
3. ~r~ Fr~ ~ F~ Mp~, ~Interest
~ T
7. Bo~ - U.S. T~ No~ N o n e ~ T
8. U.S. Tr~ Bond No n e R~eem~ 1 ~ 0 3 / ~
9. U.S. T~u~ Bon~ No n e R~e~ 1~17/~
1 0 . Bo~ - Inver Grove Hei#~, ~ N o r a S o l d 0 1 1 1 5 ~
1 4 . Bo~ - Mi~om HGR ED No n e S o ld 0 1 /0 2 /~
~ 1 6 . Bo~-W~,~ N O ~ S o l d 011301~ ~
1 7 . Bond - Buffalo, ~ No~ S o l d 01126/~ ~
¯1 . I n c o n m C m i u C o d o : A -S 1 ,0 0 0 o r ’ les s B -$1 ,0 0 1 - $2 ,5 0 0 C =$2 .501 . $5 , 000
( S ¢ * C o l m n u s B I ~ d D 4 ) F - $ 5 0 , 0 0 1 - $ I 0 0 , 0 0 0 O - $ 1 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 H 1 ~ $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0 H 2 = M o r t t h a n 1 5 , 0 0 0 , 0 0 0
2 . V a l ue Code s J =$15,000 or ~ K =$15 , 00 I - $50 , 000 L =$5 0 .0 0t - $ I~ 0,0 00 M =$1 0 0 .0 01 - $2 50 ,0 0 0
( S ¢ ~ C o hm ’ m s C I a u d D 3 )N p 3 = $ 2 5 0 , 0 0 1 , ~ . 2 5 . 0 0 0 , 0 0 1 - $ 5 0 0 , 0 0 0 . $ 5 0 , 0 0 0 . 0 0 ~
O , ~ 5 0 0 , 0 0 1 - S l 0 0 ~ , 0 0 0p4PI =Morels 1,000.001tba~ $50.000,000" $5.000.000
P 2 = $ 5 ,0 0 0 . 0 0 | - $ 25 , 0 0 0 , 0 0 0
U ~ B o o k V a l u e
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F IN A N C IA L D IS C L O S U R E R E P O R T N . ,m e o f V , ~ - . o n R q , . . . ~ n g D a t e o r
Page 5 of 18 M u r p h y . D i an a E . 0 5 / 0 4 / 2 0 1 0
VII. INVESTMENTS an d TRUS TS - ~,,~,,, , .. , ,~,~, ~ ,, .~ a,,~, ~ ,, . . of ~,,~e o ,,a ,~.~,,~ ¢s~-,.~ ,.~ ~,~ . ~ - s o o y ~
N O N E ( N o r ep or ta b le incom e, a sse ts , or t r a nsa ct ions . )
A. B. C. D.
D e s c r i p t i o n o f A ~ e t s I n c o m e d i n i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
( in c lu d i n g t n ~ t a s s e t s ) s e p o t ~ n g p e r io d o f r e p o ~ n g p ~ r i o d
(1) (2) (I). (2) 0) ( 2 ) ( 3 ) ( 4 ) (5)Place "(X)" afar each assetm o u n t T y p e ( e . g . , : V a l u e V a l u e Type (e.g.,a t e V a l u e G a i n Identity of
e x e m p t f m m p r i o i ’ d i s c l o s u r e C o d ~ I div.,rent,~ o d e 2 . M e t h o d buy, sell,m / d d / y y C o d e 2 C o d e I buyer/seller( A - H ) or int,) ".I-I~)o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) (if private
( Q - W ) t r a n s ~ o n )
1 8 . B o n d - B u m s v i l I e , M N H o n e S o l d 0 1 / 0 6 / 0 9
1 9 . B o n d - F o r e s t L a k e C i t y , M S N o n e S o l d 0 2 / 0 2 / 0 9
2 0 . B o n d - F o r e s t L a k e C i t y , M N N o n e S o l d 02/02/09 ~.
2 1 . B o n d - M a p l e G r o v e , M H~ I n t e r e s t ~ T
2 2 . B o n d - M a p l e G r o v e , ~~ I n t e r e s t ~ T
2 3 . B o n d - R o s e m o u n t , ~ N o n e S O l d 01113/09 ~
2 4 . B o n d - R o s e m o u n t , ~ N o n e S o l d 0 2 / 0 2 / 0 9
2 5 . B o n d - S t . P a u l , M S H o n e S o l d 0 1 / 2 1 / 0 9 ~
2 6 . B o n d - G r a n d M e a d o w , M S H o n e S o l d 0 1 / 3 0 / 0 9 ~
2 7 . B o n d - M a p l e w o o d , M S H o n e S o l d 0 2 / 0 2 / 0 9 ~
2 8 . B o n d - M a p l e w o n d , M N N o n e S o l d 0 2 / 0 2 / 0 9
2 9 . B o n d - P i p e s t o n e , M S ~ I n t e r e s t ~ T
3 0 . B o n d - R o c k f o r d , M H ~ I n t e r e s t ~T
3 I.B o n d - S t . L o u i s P a r k , M N H o n e S o l d 0 2 / 0 2 / 0 9
3 2 . B o n d - S o . S t . P a u l , M ~ N o n e S o l d 0 2 / 0 2 / 0 9
3 3 . B o n d - U l e n - H i t t e r d a l D s t . M S N o n e S o l d 0 1 1 0 6 / 0 9
3 4 . B o n d - U l e n - H i t ~ e r d a l D s t . M S N o n e S o l d 0 4 / 0 1 / 0 9
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Page 6 o f 18 M u r p h y , D i a n a E . 0 5 / 0 4 / 2 0 1 0
VII. INVESTMENTS and TR U STS -~o,~ ~,~o ,,~,~,~, ~. ,~ ,~o~ o/,~,~ o,~
NONE ~o reportable income, ~sets, or ~a~actiom.)
A. B. C. D.
~pfion of A~ . In~e d~g " ~ v~e at ~ T~fiom ~ng
(~cl~ ~st ~) . ~ing ~ ofr~
O) (2) (l) (2) O) (2) (3) (4) (5 )
PI~ "~ ~ ~h ~t ~ount T~ ( e .g . , V~ VaMe. T~ ( e .g . ,ex~~m p~ ~lm~ ~ 1 d iv . , ~ g ~ 2 M~ b ~ , ~ l l , ~ ~ 2 ~ 1 ~ y ~ / ~ l l e r
(A-~ or im0
(J-P) C~e 3 ~on). (J-P)
(~
35 . Bo~ - US Tr~ N o n e ~ T
36 . Bond - M~l~ ~ No~ So M Oll~l~
37 . Bond - Pigmy, ~~ I n t e~ s t ~ T
38 . Bond - Pi~to~, ~~ Int~t ~ T
39 . Bo~ - R~o~, ~ ~ In~t ~ T
40 . Bo~ - St. ~uis P~, ~ N o n e S o M 0~02~
41 . Bo~ - So. SL Paul, ~ No~ S o l d 0~02~
42 . Bond - UlewHi~l Dsg ~ N o n e So M ~101~
43 . Bo~ - ~en-Hi~r~l Dsg ~ No n e So M ~011~
~. Bond - Bl~min~, ~ N o n e S o l d 01/~
45 . Bo~ - ~over, ~ No n e S o l d 01/14~
46 . Bo~ - Bloomin~o~ ~ No~ S o l d 01/30~
~ 7. Bo~ - Ch~ ~ No n e S o l d 0~02/~
48 . Bond - D~om C~, ~ No n e So M 0 1 / ~ 1 0 9
49 . Bo~ - Mi~lis Me~oli~ Ai~m ~ I n ~ r ~ t ~ T
50 . B o n d - S L ~ u i * C ~ , M N ~ In~t S o l d 12~ 1 / 09
51 . Bond - Sfillwa~r, ~ ~ l n t e~ s t T
1 . l n ~ o m e G a i n C o d es : A =,$ 1 ,000 or le~ B , -$1,001 - $2 ,500 C = $ 2 , 5 0 ! - $ 5 , 0 0 0 D =$5 , 00!
(S ee Co km m s B I a nd D4 ) F :-$5 0,0 01 - $1 00 ,0 00 O =,$ t00, f l01 - $1,000.000 H! ---$ t ,000,00l - $5,000.000 H2 -M o t i f t h a n $ 5 , 0 0 0 , 0 0 0
2 . V a l t ~ C o d e s J -$15 .000 o r | e ~ K,-$15,0~1 - $50,000 L --$5 0.0 01 - $1 00 ,0 00 M --$1 00 .0 01 - $2 50 ,0 00
( S e ~ C o l tm m s C I a n d D 3 ) N =$2 50 , 001 - $5 0 0 .0 0 0 O =$5 00 ,00 1 - $ 1,000,000 P I = $ 1 , 0 0 0 , 0 0 ! - $ 5 , 0 0 0 , 0 0 0 P2 =$5 , 000 , 001 - $2 5 . 000 , 000
P3 ~-$25,000,001 - $50,04)0.000 P4 =Mo t e t h an
3 . V a l ue M ct h o~ Code * Q =A ppra lm l R =C o s t ~ R ea l Es ta te O n ly) S = As s e ~n ’k -n t T = C a s h M a n e t
( S ¢ ~ C o l u n m C 2 ) U =B o o k Va lu e V =O th~ W =EstlmateM
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Iame of Person Report ing
[
D a C e o f R e p o r ~DISCLOSU~~PORT
~ Mushy, Diana E.P a g e 7 of 18 0 ~ / ~ n o ~ o
~I. ~S~NTS and TRUSTS - ~ ~.~. ~. a~ ~ .~vo-~ .~ ~t ~ ~ ~ ~,~ ~ ~)
N O ~ ~ o re~able in.me, ~sets, or tradition.)
A. B. C. D.
( 1 ) ( 2 ) (I) (2) (I) (2 ) (3 ) (4 ) (5 )
(A-~ o r i n ~ ) ( J - P ) C~ ~ ~) ( J ~ P ) ( A-~ ( i fpdv~e
(~ ~on)
5 2 . Bond - Hop~ns, ~ N o n e S o l d 01/~/~ ~
53 . Bond - Andov~, ~ N o n e " S o ld 01/~/~ ~
54 . Bond - Hop~, ~ N o n e S o l d 01/~/~ ~
5 5 . ’ Bond - O~t~ Co~W ~ Inter ~ T
56 . Bond - M~, ~ N o n e S o l d 01/~/~ ~
58 . ~nd - D~o~ Co,W, ~ N o n e S o l d 01~6/~ ~
5 9 . Bond - ~in~ ~~ In t e r ~ t ~ T
6 0. Bond - Gol~ Vails, ~ No~ S o l d 0 1 / 1 5 / ~ ~
6 1. Bo~ - M~tom~i, ~ N o n e S o l d 0~13/~
~
62 . Bond - M~lew~, ~ N o n e S o l d 0 1 / 0 7 / ~ ~
64 . Bo~ - O~s, ~ N o n e S o l d 01/~/~ ~
65 . Bond - O~go, ~ No n e S o l d 01/~/~’ . ~
66 . Bo~ - Prior ~e, ~ ~ lnt~t ~ T
67. Bond - R~ CW, ~ ~ I n ~ r ~ t ~ T
6 8 . Bond - Richflel~ ~ ~ Intent ~ T
I . I n c o n ~ G a i n C o d ~ : A -$1,000 or" l eu B -$ 1 , 0 0 1 - $ 2 , 5 0 0 C ~ $2 , 5O I o $5 , 000 D ~ $5 ,0 O I - $1 5 ,0 0 0 E ~ $1 5 ,0 0 1 - $5 0 .0 0 0
( S ~ C o h m m s B I a n d I ) 4 ) F - $50 , 001 - S 100 , ~ ) O O -$1 00 ,0 01 - $1 ,0 00 ,0 00 H I -$ 1. 00 0. 00 1 - $ 5,0 00 .0 00 H 2 ~ Mo ee t h an
2 . V a l ue Code ~ J "$15,000 o r I~lll K ,’$1 5 ,0 01 - $5 0 .0 0 0 L ~ $5 0 ,0 0 1 - $ 1 0 0 ,0 0 0 M ~$ 1 0 0 , 0 0 ! - $ 25 0 , 0 ~0
( S ~ C o l u m n s C I a n d D 3 ) N ~$ 25 0 . 0 0 1 - $ 5 0 0 , 0 0 0 O =$500000! - $1 , 000 , 000 P I ~$ 1 . 0 0 0 , 0 0 1 - $ 5 , 0 ~0 , 0 0 0 P 2 ~$ 5 , 0 0 0 . 0 0 1 -
P 3 -$ 25 . 0 0 0 , 0 0 1 o $ 5 0 , 0 0 0 , 0 ~0 P4 =iv[o~e ~han
3 . V a l ue M e t h od Code s Q - A pp¢ ~ s a l R -Cos~ (Real F.s t a~ C)~ly) S ~A ss~’ilent T = ~a s h M a rk e t
( S ~ C o l t m m C 2 ) U ~ B o o k V a l u e V , .O~1 ~ W =Est imated
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Jame of Persen Report ing
[
Date of ReportF I N A N C I A L D I S C L O S U R E R E P O R T .
Page 8 of 18 M u r p h y , D i a n a E . 0 5 / 0 4 / 2 0 1 0
V I I . I N V E S T M E N T S a n d T R U S T S - + , < + ,. + , , ,e u + o + , ., , .. ~ m , ,- o . + + ,~ . ~ ~ , o + + o y v o ~ ~ , ~ d e ., ~ ,~ + . + , ~ + + ~ p j ~
N O N E ( N o r ep or ta b le incom e, a sse ts , or t r a nsa ct ions . )
A. B. C. D.D e s c ~ p t i o n 6 f A s s e t s I n c o m e d u r i n g G ro s s v a l u e a t e n d Transi t ions during ~port ing peried( i n c l u d i n g t r e s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p m ’ i ~ d
(l) (2) ( 1 ) ( 2 ) (l ) (2 ) O) (4) (5 )
P l a c e " ( X ) " a f l e ~ e a c h a s s e t " A m o u n t T y p e ( e . g . ~ Value Value T y p e ( e . g .; Da te. Va lu e G a i n I d e n t i t y o fe x e m p t f l ~ m p r i o r d i s c l o s u r e Code I d i v . , r e n t , C o d e 2 M e t h o d b ~ y , s e l l , mm/dd/yy C o d ~ 2 C o d e I b u y c f f s c i l e r
( A - H ) o r i n t . ) ¯ (J-P) ¯ ( ~ o d ~ 3 r e d e m p t i o n ) ( I - P ) ( A - H ) ( i f p r i v a t e
( Q - W ) t r a n s a c ~ ’ , o n )
6 9. Bo n d - S t . P a u l P a r k , MN~ In teres t
M T
70.B o n d - S h e : o ~ m e ~ , ~ $ Inte,es~ Sold m / 0 3 / 0 9
71 . B ond - B looming t on , M N N o n e S o l d 01 /06 /09
72 . B ond - B looming t on , M N N o n e S o l d 01/28 /091
73 . B ond - Champl i n , M N~ Interest ~ T
74 . Bo n d - Chaska , M N N o n e S o l d 01 /07/09
~ 5 . ~ o n d - C h ~ k ~ , m N ~ I n ~ e s ~ ~ T
76 . Bond - Lake El rno , MN~ Interest + T
77 . Bo n d - Mi n n e t o n k a , MN ~ Interest ~ T
’ 78 . B ond - M ounds View, lVlN N one ’ S o l d 01 /06 /09
1 7 ~ . ~ o n d - ~ o r ~ e td , U N ~ I n t e n t ~ T
80 . Bo n d - Sa i n t An t h o n y , MN~
Interest M T
81 . Bo n d - S t. Lo u is P a rk, M N N o n e S o l d 01 /06 /09
8 2 . B ond - S hakopee , M N~ Interest ~ T
83 . B ond- Wash i ng t on Cry , M N~ Interest M T
~4 . Bond - West S t . Paul , MN~
Interest ~ T
85 . Bo n d - A n o ka , M N N o n e S o l d 101/06/09
I . I n c o m e G a i n C o d e~ : A -$ t,/~0 0le~ B -$1 ,0 0 1 - $2 ,.q)0 C -$2 .5 0 1 - $$,0 0 0 D -$5 ,0 0 1 - $! 5 ,0 e 0 E =$15 , 001 - $50 , 0~ 0
(Se e Co l unm$ BI a nd D4 ) F-$50 ,001 - $100 ,000 O - , $100 , 001 . $ 1 , 000 , 000 H I =$1,000,00l - $5,~00,000 H 2 ~ Mo ~ e t l u m $5 , 000 . 000
2. Vnlu~ Cod~ J -$15 ,000 og | e~ K =$15 , 001 - $50 , 000 L ~D0 , 0 0 1 - $ 1 0 0 , 0 0 0 M ~$ 1 0 0 , 0 0 1 - $ 25 0 , 0 0 0
(S ~: Co lu nm s C 1 sa d D3 ) H ~ $2 50 ,0 01 - $5 00 ,0 ~0 O =$500 , 0~ I - $1 . 000 , 000 P I = $ 1 . 0 0 0 , 0 0 ! - $ 5 . 0 0 0 , 0 0 0 P 2 - $ 5 ,0 0 0 . 0 0 1 - $ 2 5 , ~ 0 , 0 0 0
P 3 = $ 25 , 0 0 0 , 0 0 1 - $ 5 0 . 0 0 0 , 0 0 0 P4 =’Mc~e Iha~ $50,000,000
3 . V a l ue M e t h od Code ~ Q =Appra isa l R =,C o s* ([~ d :a | ~ t~ O n ly ) S =A ssessm en t T =C_.~h Ma rke~
(S~ Column C2) U = Book V a l ue V -O t h e r W =Est imated
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F IN A N C IA L DI SC L O S U R E R E P O R T N a m e o f P e r s o n R e p o r t i a g D a t e o ! R e p e l ’ /
Page 9 of 18 Murphy, Diana E . 0 5 J 0 4 / 2 0 1 0
VH . INVEST ME NT S an d TR UST S - ~,,,,~ ,~.. ~,,~o,,~ a,,~:,,,~ ~,,- of ~,,,,,~ o~ d~,,,~ ~U~d..,,~ .,, W U-~0 ,,/.~.~ ~,,,,~o,~
NONE (’No repo r t abl e i n co m e , as se t ~, o r t ran s ac t i o n s . )
A. B. C. D.
D e s c r ip t i o n o f A s s e ts - I n c o m e d u r i n g { 3 r o s s v a l u e a t ~ n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
( in c l u d i n g t r u s t a s s e ts ) r e p o t t in g p e r i o d . 0 f r e p o ~ i n g ] ~ e r i o d
(1) (2) O) (2) (l ) (2) (3) (4) (5 )P l a c e : " ( X ) ’ ~ a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., Value Value T y p e ( e : g . , D a te Value Gain I d e n t i t y o f
e x e m p t f ~ o m p r i o r d i s c l ~ ’ u r e Code I d i v . , ~ , n t , C o d e 2 M e t h o d buy, sell, r m n / d d / y y C o d e 2 C o d e 1 b u y e r / s e l l e r(A-H) o r i n t . ) ( J - P ) C o d e 3 ¯ r e d e m p t i o n ) ( J - . P ) (A-H) ( i f p r i v a t e
( Q - W ) t r a n s a c t io n )
86 . B ond - B looming t on , M N~ Interest ~ T
87 . B ond - Ed i n a , M N N o n e ~ T
8 8 . B o n d - G o l d e n Val ley, M N
~I n t e r e s t
~T
8 9 . Bond - Golden V al l ey, M N~ Interest ~ T
90 . B ond - Inv e r Grov e Hei gh t s, M N~
Interest~ T
91 . B ond - M a p l e Grov e , M N N o n e S o l d 01 /15 /09
92 . B o n d - R o s e m o u n t , M N N o n e S o l d 02/02109
9 3 . " B ond - A noka , M N ~ Interest .~ T
! 9 4 . B ond - B looming t on , M N ~ Interest ~ T
[95. Bond- Dayton, ~ ~ Interest ~ T
96 . Bond - Golden V al l ey, M N~ Interest ~ T
97 . Bond - Golden V al l ey, M N~ Interest !~ T
98 . Bond - Golden Val ley , IVI’N~ Interest ~ T
99 . B o n d - M a p l e w o o d , M N No n e S o l d 02 /02 /09
1 0 0 . B ond - S t . M ic hae l , M N No n e So ld 02 /12 /09
1 0 1 . B ond - S t . M ic hae l , M N Hone S o l d 02 /13/09
1 0 2 . B ond - Th ree Riv e r s, M H No n e So ld 01 /21 /09
1. Income ~ Ced~: A =$1 ,0 0 0 o t le ss B =$ t,0 0 1 - $2 ,50 0 C = $ 2 , 5 0 1 - $ 5 . 0 0 0 D ,=$5 ,0 0 1 - $1 5 ,0 00 E =$1 5 .0 0 1 - $5 0 ,0 0 0 /( S ee C o lu apm s B 1 s a d D 4) F =$50,001 - $100,000 O , , ,$100,001 - $1,000,000 HI ~!,000,001 . $5,000,000 H 2 =Mo zc lh a a $5 , 0~ 0 . 000
2 . V a l u e C o d ¢ ~ J = $ 1 5 ,0 ~ 0 o r le ~ s K = $ 1 5 ,0 0 1 - $ 5 0 ,0 0 0 L = $ 5 0 , 0 0 | - $ 1 0 0 , 0 0 0 M
( S e e C o l m ~ . n s C I a n d D 3 ) N - $ 2 5 0 , 0 01 - $ 5 ~ 0 , 0 0 0 O - $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 P l = $ 1 , 0 0 ~ , 0 0 ! - $ 5 , 0 0 0 , 0 0 0 P 2 = $ 5 , 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0
P 3 = $ 25 , 0 0 0 ,0 0 1 - $ 5 0 , 0 0 0 , 0 0 0 P 4 - - M o ~ e l h a n
3 . V a l u e M e t h o d C . o d e a Q , A p w a i s a l R " C o s t (Real Es t a te Only) S = A s s e s sm e n t T ~ 7 . a s h M a n e t
( S ¢ ~ C o l u ~ n n C 2 ) U =B o o k Va lu e V =O~her W =Est imated
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REPORT J N a m e o f P e r s o n R e p o r t in g Date of ReportFINANCIAL D I S C L O S U R EI
J Mu r phy , D la n t E .P a g e 1 0 o f 18 0 5 / 0 4 / 2 0 1 0
V-] N O N E ( N o r ep or ta b le income, a sse ts , or t r a nsa ct ions . )
A. B. C. D .
D e s c r i p t i o n o f A s s e t s Income during G r o s s . v a l u e a t . e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e t ’ i o d
( i n c l u d i n g t n ~ s t a s s e t s ) - r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d
( 1 ) ¯ (2 ) (1) (2) ( 1 ) (2) (3) (4) (5 )
P l a c e " ( X ) " a l ~ e r e a c h a s s e t A m o u n t T y p e ( e ~ g . , Value Va lue T y p e ( e . g . , D a t e Value Gain I d e n t i t y o f
e x e m p t f r o m p r i o r d i se l o ~ u r e C o d e i d i v . , r e n t , C o d e 2 M e t h o d ¯ b u y , s e l l , m m /d d / y y C o d e 2 Code I buyer/sel ler( A - H ) or inL) ( J -P ) C o d e 3 n u te m p t io n ) ( J - P ) ( A - H ) ( i f p r i v a t e
103 . B ond - Wash i ng t on Cou n ty , M N~ In teres t ~ T
104 . B ond - B looming t on , M H ~ In teres t ~ T
105 . Bon d - C ry s t a l , M N N o n e S o l d 01 /27/09
106 . Bon d - Hop k ins , M N~ In teres t ~ T
10 7 . Bo n d - L in o La kes, IvlN N o n e S o l d 0 1 1 1 5 1 0 9
108 . B ond - S p r i ng Lake P a rk~
In teres t ~ T
109 . B ond - Th ree Riv e r s P a rk , M N ~ Interest ~ T
110. Bo n d - Wo r t h i n g t o n , MN N o n e S o l d 01 /06 /09
111 . Bond - Alexand r i a , M N ~ In teres t ~ T
112 . B ond - B l ooming t on , Iv lN ~ In teres t ~ T
113 . B ond - B rook lyn CU’ , M N ~ Interest ~ T
114 . B ond - B rook lyn Ct r , M N N o n e S o l d 01 /15 /09
115 . B ond - B rook lyn CIx , M lqi~ Interest ~ T
116. B o n d - C w s t a l, M N !~ In teres ti~
T
117 . B ond - Eden P r a i r i e , M ’ b l ~ In teres t ~ T
118 . Bond - F r i d l ey , M lq No n e S o l d 01 /06 /09
119 . B ond - Hopk i n s , M lq No n e S o l d 01 /06 /09
1 . I n c o m e G a i u C o d es :
(S ee Co lu mn s BI a nd D4 ) F -$~ 0,0 0 1 -
2 . V a l u e C o d e r J
( S ee C o lu r rm s C 1 a n d D 3 ) N -$ 25 0 , 0 0 1 - $ 5 0 0 , 0 0 0 O =$500 , 001 -
P 3 ~ $ 25 , 0 ~0 , 0 0 1 . $ 5 0 , 1 )0 0 ,0 0 0 P4 =Mo re t h an $50 , 000 , 000
! 3 . V a l ue M e t h od Code s Q -Ap p ra i s a l R =C os t (R ea l E sta t~ O nly ) S ~ Asse ssm cn l T = ~ . a s h M a rk ~
(S ee C o lu n ’m C 2 ) U =Bo o k Va lu e V -<)tho r W =E~ im a ted
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F IN A N C IA L D IS C L O S U R E R E P O R T S a m e o f P ¢ , - , o . R . ~ o ~ , g
Page 1 1 of 1 8 M u r p h y , D i a n a E . 0 5 / 0 4 / 2 0 1 0
V I I. IN V E S T M E N T S a n d T R UST S - ~co ~ ,~.0 ,.. ,~o~, a.ct,,~ ~ , ~ o / ,p o u ~ a . ~ d , ~ , ~ ~ u , ~ . ; , ~ n , . ~ o ] ’~ , , ~ , u~ , ,~
"-] NONE (No r ep or ta b le income, a sse ts , or t r a nsa ct ions . )
A. B. C. D.D e s c r i p t io n o f A s s e t e Income during G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g v e p o r t i n g p e ~ u d
( i n c l u d i n g t n l s t a s s e t s ) r e p o f f . i n g p e r i o d of repo~ng per i od
(l) (2) (I) (2 ) (l ) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r " e a c h a s s e t A m o u n t Type.(e.g, ~ a h e Value T y p ~ ( e . g ., Date Value Gain I d e n t i t y o f
e x e m p t f r o m p r i o r d i s c t o s u r e C o d e l div. ,rent , C o d e2 M e t h o d buy, sel l , m m / d d / y y C o d e 2 I C o d e i I m y e r / s e l l e z( A - H ) or int .) . ( J - P ) Code 3 r edemp t i on ) ( J -P) (A-H) ( i f p r i v a t e
( Q - W )
120. B ond - Inv e r Grov e Hg t s , M N N o n e S o l d 01 /06 /09
1 2 1 . B o n d - L i n o L a k e s , M N N o n e S o l d 01 /15 /09
122 . B ond - M inneapo l i s , M NN o n e S o l d
0 1 1 0 6 1 0 9
123 . B ond - M inneapo l i s , M N~ In t e r e~ ~ T
’ 124 . B ond - M inneapo l i s , M N ~ Interest ~ T
1 2 5 . B o n d - R o b b i n s d a l e , M N N o n e S o l d 01 /06 /09
1 2 6 . B o n d - S a u k C e n ~ ’ e , M N ~ Interest ~ T 01 /06109
127. Bond - ScotX County, M3s l N o n e S o l d i01 /06 /09
128 . Bond - Shakopee, MN N o n e S o l d 01 /06 /09
1 2 9 . Bo n d - S p r in g Lake P ad c, M N N o n e S o l d 01 /06 /09
130 . B ond - S t . A n thony , M N N o n e S o l d 02 /13/09
131 . B ond - S t . M ic hae l , M N N o n e S o l d 01 /06 /09
13 2 . Bon d - S t ap le s , M N~ Interest ~ T
1 3 3 . B o n d - S t . P a u l , M N N o n e S o l d 01 /06 /09
1 3 4 . Bo n d - Th ree R ive ts P aA , M N N o n e S o l d 01 /21 /09
1 3 5 . B o n d - W o a h in g to n , M N N o n e S o l d 01 /06 /09
1 1 3 6 . B o n d - N ~ w B r i g h t o n , M N N o n e S o l d 01 /06 /09
t . I n come Ga i n Code s : A , , .$ t ,000 o r less B ,-$1,001 - $2.500 C - - $2 . 501 - $~ . 000 " D ~,00l - $1~.000 E ~$ 1 5 , 0 0 ! - $ 5 0 , 0 0 0
( S ee C o lu m n s B 1 a n d D 4) F
2 . V a l ue Code s J ~$15.04)0 o~ less K ~$ | 5 , 0 0 1 - $ 5 0 , 0 0 0 L ~ $5 0 ,0 01 - $1 0 0,0 00 M -$1 0 0,0 0 1 - $2 50 ,0 0 0
( S ¢ ~ C o h n n n s C ! a n d D 3 ) N - $2 50 , 001 - $ . S 00 , 000 O =$500,00L
3 . V a l w M e t h o d C o d e s Q ~ A p p l a i ~ l R - C o s t ( R ea l E s t a t e O n ly ) S =~ T ~ . a s h M a r k ~
(Se e Co l un~n C2 ) U =B o o k Va lu e V -O *h~ W ~ Es t lm a t ed
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N a m e o f P m , ’s o m R e p o r ~ n g D a t e o f R e p o r ~FINANCIAL DISCLOS~~PORT[ Mushy, Di~a E.a g e 1 2 o f 1 8 o 5 ~ o ~ o
~. ~S~S and TRUSTS -~ ~, ~ a~ ~ o/~ ~ ~ ~ ~ ~ ~-~o
N O N E ~ o re~rtable income, ~sets, or tr~actio~.)
~on efA~ ~me ~ng ¯ ~ v~e at ~d T~fiem du~g ~g
O) (2 ) (!) (~ 0) ( 2 ) ( 3 ) (4 )
P~ "~ ~ ~h ~t A~t T~ (e.g , , ¯ Va~ e Va ~ e T~ ( e .g . , ~ Val~ ~ I d ~ f i ~ o f
(A-~ or ~t .) O - P ) ~ 3 ~pfi~) ( J - P ) (A-~ (if pd~
137. Bond - Andov~, ~ N o n e So ld 101 / 13 / ~ ~
138. ~nd - A~ ~ N o n e S o l d ~ 0 1 / ~ / ~
139. Bond - Br~ C~r, ~ N o n e S o l d 01/30/~ ~
140. Bo~ - Buffalo, ~ N o n e S o l d 01/26/~ ~
141. Bond - B~sville, ~~ Inter ~ T
t42. Bond - Cen~i~ Sch~l, ~ No~ So ld 0 1 / 0 6 / ~
143. Bond- ~in~ ~ ~ Intent ~ T
!~." Bond - E~ ~v~, ~ No n e So ld 0 1 / 0 6 / ~
1~. Bond - F~dl~, ~ ~In t e r ~ t
~T
147. Bo~ - Hop~ No n e So ld 01/~/~
148 . Bon d - L i t ch f i e l d No n e So ld 0 1 / ~ / 0 9
150. Bond - Mi~l~, ~ ~ l n ~ r ~ t ~ T
151. Bond - MinerVa No n e So ld 01/~/~
152. Bond - Mo~, ~ ~ ln~t ~ T
153. Bond - N~ Brighton, ~ No n e S o l d 0 1 / ~ / 0 9
L ~ Gain Code:t: A -$1,000 e¢ k~ B , ,d;t ,001 - $2,500 . C : ~ $2 , 50! - $5 , 000 D ’=85 ,00 1 - $15 .0 00 E =$1 5 .0 01 - $5 0 ,0 0 ~
(Se e Co l mrml BI l i n d D4 ) F -$ 5 0 , 0 0 1 o $ 1 ~0 , 0 0 0 G =$100 , 001 . $ 1 , 0~ 0 , 000 H 1 = $ L 0 0 0 , 0 0 I . $ 5 , 0 0 0 , 0 ~0 H 2 =Mo re t t u m $5 , 000 , 000
2 . V a l ue Code * J - $15 , 000 o r " l e t * K -$ 1 5 , 0 0 1 - $ 5 0 , 0 0 0 L =$50 , 001 - $100 , 000 M = $ 1 0 0 , 0 0 ! - $ 25 0 , 0 0 0
( S ~ e C o hm m $ ( 2 1 a n d D 3 ) N = $ 25 0 , 0 0 1 - $ 5 0 0 , 0 0 0 O -$ 5 0 0 , 0 0 1 ; $ 1 , 0 0 0 , 0 0 0 PI ~ =$1 ,000 , 001 - $5 , 000 , 000 P2 ----$5,000,00 t - $25,000,000
1’3 =d125,000,001 - $50,000,000 P4 =Mo t e t h an $50 , 000 , 000
3 . V a l u ~ M e t h o d C o d e s Q reapp ra isa l R =C o st (R ea ! Es ta te O n ly ) S =As~essmetM T =~sh Market
( S ~ C o l m r m C 2 ) U = Book V a l u~ V -Oth~ W =Est imated
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Iame of P~ ’~oa Repor t ing Date of ReportD I S C L O S U R E R E P O R T
] Murphy, Diana E.
Page 13 ofl 8 0 5 / 0 4 / 2 0 1 o
VII . INVESTMENTS and TRUSTS - ~o~ ~,~, ~,~offi and~ ~e ofeo,~ o~ d~,~ ck~ ~ p~ ~ o1~ ~,~
NONE (No r ep or ta b le income, a sse ts , or t r a nsa ct ions . )
A. B. C. D.D e s c r ip t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T ra n s a c t i o n s d u r i n g v e p e r t i n g p e r io d( in s l u d in g [ x u s t a s s e ts ) r e p o r t in g p e r io d ¯ 6 f r e p o r t i n g p e r i o d
(1) [ (2) (1) 1(2) (1 ) (2) ] (3) (4) (5 )
P l a c e ~ ( X ) " a f l e r e a c h a s s e t ~nt~lt Type(e.g., Value I Value Type(e.g,, Dat~ 1 Value [ Gain [ I d e n t i t y o f
e x e m p t f ro m p r i o r d i s c lo s u s e div., re.t, C o d e 2 [ M e t h o d b u y , s e l l , i n~/dd /yy~C~
buys/ sel ler(A-H) o r i n t . ) ( J ÷ P ) Code3 r e d e m p t i o n ) ~ j . o ~ ) 2 ~ , ~ - ~ ( i f p r i v a t e
................. ]- W ) i
154 . Bond - Nor th S t . Pau l , M ~ ~] In teres t~ T
155 . Bond - Nor th S t . Pau l , M ~~ Interest ~ T
1 5 6 . B o n d - O l r o s t e d , M ~
~Interest
~T
i 5 7 . B ond - P r i o r Lake , ]v lN N o n e " So ld 01 /30 /09
[ 5S . Bond - Roch e s t e r , M N ~ Interest ~ T
1 5 9 . B o n d - S t . C l o u d , M N N o n e So ld 02/13109
1 6 0 . B o n d - S t . C l o u d , M ~ N o n e S o l d 01106/09
161 . Bond - S t . Pau l l M N N o n e So ld 0t106109
1 6 2 . B o n d - S t . P a u l , M N No n e S o l d 0 1 1 1 5 1 0 9
163 . B on d - S t . P au l , IvlN ~ Interest ~ T
164 . B i l l - U .S . T re as u ry N o n e ~. T
1 6 5 . B o n d - W a c o n i a , M N ~ Interest ~ T
1 6 6 . B o n d - W a c o n i a , M N ~ In,’ res t !~ T
167 . S ha r es Comex Go ld Tn~ s t No n e S o l d 1 2 / 2 1 1 0 9
1 6 8 . B o n d - A n o k a , M N N o n e S o l d 0 1 / 0 6 / 0 9
169 . U .S . T re as u ry Bi l l No n e ~ T
170 . U .S . T re as u ry Bond N o n e ~ T
I . I n c o m e G a i n C o d e~ : A - S 1 , 0 0 0 o ¢ I ~ s B -$ 1 , 0 0 1 - $ 2 . 5 0 0 C ~2,50t - $5,000 D --$5 ,0 ~ 1 - $15 ,0 0 0 E =$1 5 ,0 01 - $5 0 ,0 0 0
(S ee Co h~ -m ~ BI an d D 4) F ,-$S O,O 01 - $1 00 ,0 00 O -$ 1 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 H I ~ $ 1, 0~ 0 ,0 0 1 - $ 5. 0~ 0 ,0 0 0 H 2 =M o ~ th a n $ 5, 00 0 ,0 0 0
2 . V a l ue Code s ~-$15,000 or I~ K ~ $1 5 ,0 0 1 - $5 0 ,0 0 0 L =$5 0 ,0 0 1 - $ 10 0 ,0 0 0 M ~ $ I 0~ ,00 1 - $2 ,5 0 ,00 0
( S c ~ C o l u m n s C I a n d D 3 ) N
P 3 ~ $ 25 , 0 0 0 , 0 0 1 - $ 5 0 . 0 0 0 , 0 0 0 P4 - - Mo ~ e ~ han $50 , 000 . 000
3 , V a l ue M e t h od Code s Q ~ A p p ~ i s a l R ~ C o s t ( R ea l E s ~ a~ O n ly ) S =Ass~ss~Ttcnt T =4~ a s h Ma rke t
( S ~ e C o l u m ~ C 2 ) U ~ , B o o k Va lu e V =O th~ W = E ~im a te .d
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F IN A N C IA L D IS C LO S U R E R E P O R T Ia m e o f P e r s o n R e p o r t i n g
[
D a t e o f R e p o r t
I Murphy, Diana £.
05/0~/2010a g e 1 4 o f 1 8
NONE (No r ep or ta b le income, a sse ts , or t r a nsa ct ions . )A. ] B.
[C.
D e s c r i p ti o n o f A s s e t s i I m c o m e d u r i n g : G r o s s v a l u e a i e n d ¯ T r a n s a c t i o n s d u r i n g r e l m r t ln 8 p e r i o d
( i n c l u d i n g t r u s t ~ s s e t s ) [ repor t ing pe~io~ ’ o f r e p o r t i n g p e r i o d "
) Date , Value O a J n " Identjtyoflace "(X)" after each acsetA m o u n t I T y p e ( e . g , I Valu~I V a h i e , T y p e ( e . g , , imm!d~yy ’C0dF 2-
exemptf rompr io rd i scl~u re [ C o d e l d i e r en t l[C o d e2 [ M e t h o ~ f b u y, sell,. Co d e.l b u y e r / s ¢ l l o r
171 . Sh a re s Comex Gold T rus t No n e S o l d 12/21/09
172. Bond- AnokaMN ~ I n t e r e s t ~ T
1 7 3 . U . S . T r e a s u r y B i l l N o n e ~ T
174 . U .S . T re as u ry Bi l l No n e ~ T
175 . U .S . T re as u ry Bi l l No n e ~, T
176 . U .S . T re as u ry Bi l l No n e ~ T
177 . U .S , T re as u ry Bi l l No n e ~ T
178 . U .S . T re as u ry Bi l l No n e ~ T
17 9 . B ond - M inneso t a S t a t e N o n e ~ T Bu y 1 2 / 0 1 1 0 9
1 8 0 , Bo n d - M o u n d M ’ N - N o n e
~T Bu y 12/01/09
1 8 1 . B o n d - S t . P a u l M N No n e ~ T Bu y 1 2 1 0 1 1 0 9
182 . Sh a re s Comex Gold T r N o n e Bu y 02/13109
184 . Sh a re s Com ex Gold T r No n e Bu y 03 /26 /09
1 8 5 . S o l d 11/2/09
( P r o )
187 . U .S . T re as u ry Bi l l No n e ~ T Bu y 01 /26 /09
I . l a c o m ( ~ G s l a C o d es : A =$1 , 000 o r l e s s B =-$1.001 - $2 ,500 ¢ -$2.501 - $5#00 D =$5#01 - !;l 5 ,000 E =$15 , 001 . $50 , 000
2 . V a l ue Code s I -~ 1 5 ,0 0 0 o r le ss K ~ $1 5 ,0 0 1 - $5 0 ,0 0 0 L ~=$50.001 . - $ 100,000 M -$ 1 0 0 , 0 0 1 ¯ $ 25 0 , 0 ~0
P3 =$2 5 , 000 , 001 - $50 , 000 , 000 P4 =Mo Pe t h a~ $50 , 000 , 0003 . V a l u ~ M e t h o d C o d e s Q -Ap p ra i s a l R =C o s t ( P~ a l E s t a t e O n ly ) S =A s s es s m en t T --Cash Market
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FINANCIAL DISCLOSURE REPORT ] N . ~ o ~ r ~ - , o n ~ . p ~ . ~ .,
Page 1 5 ofl 8[ ~,~hy. m.,= ~. o s / ~ / 2 0 ~ O
N O ~ ~ o reportable income, ~sets, or tra~act~om0
A. B, C. D.~pfion of~ ~me d~ng ~ ~e atcnd Tm~fio~
0) (2 ) 0) (2 ) O) (~ )
188, U.S. Tr~ Bill N o n e ~ T Bu y 0 ~ 1 0 1 ~
] 89. U.S. Tr~ BHI N o n e ~ T Bu y 0 7 / 2 8 / ~
190. U.S. Tr~ Bill N o n e
~T Bu y 0 ~ 3 1 1 ~
193. U,S. Tr~u~ Bill No~ ~ T Bu y 0 1 ~ 6 / 0 9
194. U,S. Tr~ Bill N o n e ~ T Bu y 0 1 ~ 0 1 ~
195. U.S. Tre~ Bill N o n e ~ T Bu y 0 ~ 1 0 / 0 9
1 9 6 . S P D R G o l d T ~ t No~ Bu y 0~!31~
198. Sh~ Comex Gold Tr N o n e Bu y 0~13/~
2~. SPDR Gold T~t N o n e Bu y 0 3 / 2 6 1 ~
(~)
202 . Sold’ 1~21/~
2 0 3 . S h ~ s C o m e x G o ld T r N o n e Bu y 0 3 1 2 6 / ~
~)
I. l~om¢ Gain Codw: A -$ L04)0 o r I , -~ B =$I,001 - $2,500 C - - $2 , 501 - $~ , 000 D ~ $ 5 , 0 0 1 - $ ~ , ~ 0 0 E ~ $15 , 00! - $~ O , 000
(Sc~ C o l u r t m s B I a n d D4) F =$:$0 ,00 1 - $1O0 ,0 00 {3 =$10 0~ 0~ 1. $ 1 ,000 ,000 H 1 =$1 , 000 , 001 - $5 . 000 . 000 i ! 2 = M ore t h a n $ 5 , 0 0 0 , 0 0 0
2 . Va lu e C o d es J =$1 5 ,0 0 0 o r le~ K =$15 , 001 - $50 , 000 L =$5 0 ,0 0 1 - $1 00 .0 0 0 M =$1 0 0,0 0 ! - $2 50 ,0 00
( S e e C o l u m n s C I a n d D 3 ) N =$2 50 , 001 - $~ 00 , 000 O =$500,001 - $ 1,000,000 P I = $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 . 0 0 0 P2 =$5 , 000 , 001 - $2 5 , 000 , 000
P3 =$2 5 , 000 , 00 ! - $50 , 000 , 000 P 4 = M o t e t h a n $ 5 0 , 0 0 0 , 0 0 03 . V a h m M e t h o d C o d ~ Q - A p p r a i ~ l R ~ (Real Estate Ottty) S =A~smem T = Ca s h M a rk e t
( S e e C o l u n m C 2 ) U =B o o k V- r u e V =Othe* W = E a t i ma t u t .
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F IN A N C IA L D IS C L O S U R E R E P O R T [ N . = e o f V , ~ , R ~ o r ~ , g
Page 1 6 of 18[ Mushy. Bt~a g. 0 5 / ~ / 2 0 1 0
NONE ~o re~rtable income, ~sets, or ~a~actiom.)
A. B. C. D.
0) (2 ) 0) (2 ) (0 (2 ) (3) (4) (5 )
(A-~ or ~L) ( J - P ) ~ 3 mpfion) ( J - P ) (A-~ (if pfi~
2~. U.S. Tre~w Bill No n e ~ T Bu y 0~/~
208. U.S. T~ Bill N o n e ~ T Buy ~29/~
2~. U.S. Tre~ Bill N o n e~ T Bu y 0 7 / 2 6 / ~
211. Bo~ - Mi~om Sine No n e ~ T Bu y 1 1 / 0 2 / ~
212. Bond - Mo~d ~ No~ ~ T Bu y 1 1 / 2 3 / ~
213. B~d - St Paul ~ No n e ~ T Bu y 1 1 / 2 3 / ~
~14. Bond - H~m ~ N o n e ~ T Bu y 11/23 /09
215. Bond - St. Paul ~ N o n e ~ T Bu y 1~ 01 / 09
216. U.S: Tr~Bill N o n e ~ T Bu y 1~ 01 / 09
218.
220 .
221 .
(S ee C o lu m ns B I a n d D4 ) F -Y,5 0 .00 1 - $1 0 0 .00 0 O .-$| 00 .0 0 1 - $1 .0 O 0 .0 00 H I ~$ 1 . 0 0 0 . 0 0 1 * $ 5 . 0 0 0 . 0 0 0 . H 2 =Mo I~ t h an $5 . 000 . 000
2 . V a l ue Code ~ J =$! 5,000 o r lea s K -$ 1 5 , 0 0 1 - $ 5 0 , 0 0 0 L =$50,00! - $100,000 M , - $100 , 00 ! - $2 50 , 000
( S e e C o lu m n s C ! a n d D 3 ) N =$2 50 , 001 - $500 , 000 O = $ 5 0 0 , 0 0 | - $ 1 , 0 0 0 , 0 0 0 P ! -- $1 ,0 0 0, 00 1 - $ 5 ,0 0 0, 00 0 P 2 ~ -- $5 ,0 0 0, 00 1 . $2 5 ,0 0 0,0 0 0
P3 =$2 . $, 000 , 001 - $50 , 000 , 000 P4 =Mo re t h an $ : 3 0 , 000 , 000
! ( S e ~ C o l u m n C 2 ) U ~ B o o k V a l u e V =Other W =Es t imated
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’ F IN A N C IA L D IS C L O S U R E R E P O R T N . ,e o f t . e ,o , R ~ p o , ~ n D.~ of~,
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V I H . AD D IT I O N A L I N FO R M A T I O N O R E X P L A N A T I O N S .
1 . Par t VII . Inves tmen ts and Trus t s , line 35 , May 2 009 repor t a t l ine 62 inco r rect ly l i s ted in teres t in Pa r t B b u t th i s bond ea rn s none.
2. Par t VII . Inves tmen ts and Trus t s , line 170 , May 2 009 repor t a t l ine 249 inco r rect ly l i s ted in teres t in Pa r t B bu t th i s bond ea rns n one. "
3. Pa r t V I I . Inve s tmen t s and T rus t s , l i ne 171 , M ay 200 9 r ep o r t a t l i ne 250 h a d i nco r r ec t va l ue ¢ode~ ; co r r ec t va l ue code wa s T
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FINANCIALDISCLOSUR E N a m e o f P e r ~ o a R e p o r t in g D a t e o f R e p o r tR E P O R T
[ Murphy, Diana E.
05/04/2010age 18 of 18
I X . C E R T I F IC A T I O N .
I c er t i fy th a t a l l i n fo rma t i o n g iven abo ve ( inc lud ing i n fo rma t i on p e r t a i n i n g t o my s p ous e and m ino r o r dep end en t ch i ld re n , i f any ) i saccu r a t e , t ~ ue , and comp le t e t o th e be~ t o f my k now ledge and b e l i e f, and th a t any i n fo rm a t i on no t r ep o r t e d was w i th h e ld becaus e i t me t ap p l i cab l e s t a t u t o ryp r o v i s io n s p e r m i t ti n g n o n - d i s cl o s u r e .
I f u r th e r ce r t i fy th a t e a rned i nco me f rom o u t s i de emp loy men t and h on o r a r i a an d th e accep t ance o f g i f t s wh ich h ave been r ep o r t e d a r e i ncomp l i ance w i th th e p rov i s i ons o f 5 U ~ .C . ap p . § 501 e t . s eq . , 5 U .S .C . § 73 5 3 , and Ju d ic i a l Confe rence r e gu l a t i on s .
S i g n a t u r e
N O T E : A N Y I N D I VI D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T HI S R E P O R T M A Y B E S U B J E C T TO C I V I LAND CRI ] ~ I I NAL SANCT I ONS (5 U .S .C . ap p . § 104)
F I L I N G I N S T R U C T I O N S
M a i l s i g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s to :
C om m i t t e e o n F i n a nc i a l D i s cl o s u r eA d m i n i s t ra t i v e O f fi c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 lO n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4