diana e murphy financial disclosure report for 2009

18
FINANCIAL DISCLOSURE REPORT in Government Act of 1978 FOR CALENDAR YEAR 2009 (~ ~:.s.c. app. 8§ 1o~-110 1, Person R~po~lng (last name, first, middle initial) 2. Court or Organization 3. I~t~ of Rq~ort Mmphy, Diana £. U.S.Court o f Appeals (8th Cir) 05/04/2010 4. Title (A~ticle l~ judges indicat~ active or s~nior stat~s; 5a. Report Type (ch~ck appropriate type) 6. Reporting Period magistrate judges indicat* full- or part-time) [] Homination, Date 01/01/2009 U.S. Circuit Judg e (Active) [] Initial [ ] Annual [ ] Final to , 12/31/2009 7. Chambers or Olgtce Address 8. On the basis of the information oatalaed in this Report and any medifleatioas pertalaiog thereto, it is, in my opinion , in eomi~laace LI.S. Courthouse w|th applicabl e laws and regulations. 300 S. Fourth Street, 11E Minneapolis, MN 55415 Reviewing Officer Date IMPORTANT NOTES: T ~ e inmuc~ons accompanying ~his form must be foilowe~ Complete all pa~s, checA~g the NON E box for each part where you have no reportabl e information. Sign on last pag~ I. POSITIONS. t,,~,,~s D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY 1 . Life Trus ee Univ~sity of Minnesota Foundation 2. Trustee University of St. Thomas 3. Direc or Minnesota Opera 4. Direc or Hill Museum and Manuscript Library 5. Director Spencer Williams Fou ndation for Judicial In~nce-.~-~_ ~] NONE (No reportable agreements.) DATE ]~ARTIES AND TERMS

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Page 1: Diana E Murphy Financial Disclosure Report for 2009

8/3/2019 Diana E Murphy Financial Disclosure Report for 2009

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FINANCIAL DISCLOSURE R E P O R Tin Government Ac t o f 1978

F O R C A L E N D A R Y EA R 2 0 09 ( ~ ~ : . s .c . a p p . 8 § 1 o ~ - 1 1 0

1 , P e r s o n R ~ p o ~ l n g ( l a s t n a m e , f i r st , m i d d l e i n i t ia l ) 2. Cour t or Organi zat i on 3 . I ~ t ~ o f R q ~ o r t

M mphy , D i an a £ . U.S .Cour t o f Appeals (8 th Cir) 05 /04 /2010

4 . T i t l e ( A ~ t i c l e l ~ j u d g e s i n d i c a t ~ a c t i v e o r s ~ n i o r s t a t ~ s ; 5 a . R e p o r t T y p e ( c h ~ c k a p p r o p r i a t e ty p e ) 6. Report ing Periodm a g i s t r a t e j u d g e s i n d i c a t * f u l l - o r p a r t - t i m e )

[ ] H o m i n a t i o n , D a t e 01 /01 /2009U.S . C i rcu i t Judg e (Ac t ive )

[] Initial [] A n n u a l [] Final to

,, 12/31/2009

7 . Chambers or Olgtce Address 8. On the basis of the information oatalaed in this Report and anymedifleat ioas pertalaiog thereto, i t is, in my opinion , in eomi~laace

LI .S . Cou r t hou se w|th appl icable l aws and regu la t ions .

300 S . Four th S t reet , 11EM inneapo l i s , M N 55415

Reviewing Officer D a t e

I M P O R T A N T N O T E S : T ~ e i n m u c ~o n s a c c o m p a n y in g ~h is f o rm m u s t b e f o i lo we ~ Co m p l e te a l l p a~s ,

checA~g the NON E box for each part where you have no reportable in format ion . S ign on last pag~

I. PO SITIO NS. t ,,~ ,,~s

D N O N E ( N o reportable positions.)

P O S I T I O N N A M E O F O R G A N I Z A T IO N / E N T I TY

1 . Life Tru stee U n iv~ si ty o f M in n eso ta Fo u n d a t io n

2. Trustee Univers i ty o f St . Thomas

3. D irecto r M in n eso ta O pera

4. D irecto r Hill M u seu m an d M a n u scr ipt L ib ra ry

5. D i rec t o r S p e n c e r W i l li a m s F o u n d a t i o n f o r J u d i c i a l I n ~ n c e - .~ - ~ _

~] NONE (No reportable agreements.)

D A T E ] ~A RT IES AND TERM S

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F IN A N C IA L D IS C L O S U R E R E P O R T [ r ~ , m . ° t r e ~ ° a e ~ , ~ , g

Page 2 of 18I [ Mushy, Diana E.

05/~010

III. NON-~S~NT ~CO~.

A. Ffler’s Non-Inv~tment Incom e

NONE ~o reportable non-investment income.)

S O ~ C E A ~ T Y P E(yore, no t ~o~e’s)

I.

2.

3.

4,

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - If you w~re married during any partton of tl~ reporting year, comple~ this

(Dollar amount not requ ired except for honoraria,)

[~] NONE (No reportable non-investment income.)

D A T E S O U R C E A N D T Y P E

1.

2.

3.

4.

(Includes those to spouse and dependent children; see pp. 25-27 of fdlng instructions.)

["-] NONE (No reportable reimbursements.)

SOU RC E D A T E S L OC AT I ON ]’UR PO SE IT E M S P AID O R P R O VIDE D

1. American Jewish Congress & June 14-16 Washington, DC Speech - Internat iona l Tran sport .; hotel and meals

American University Law Judges Meeting

School

2.

3.

4.

5.

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INamef l ’ e r~ o ~ R e p o r t i n g Date of ReportF IN A N C IA L DI SC L O S U R E R E P O R T

[ M u r p h y , Dian,.E.

Page 3 of 18 o 5 / o 4 t 2 o ~ o

[~] NONE 0 go repotable g~s.)

SOURCE D E S C R I P T I O N V A L U E

2.

3.

4.

5.

[~] N O N E ( N o reportable liabilities.)

C R E D I T O R D E S C R I P T I O N VALUE CODE

1 .

2.

3,

4.

5.

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INamef P e r s o n R e p o S i n g D a ~ e o f R e p o r ~DIS~LO~ ~PORT

[ Mushy, Di~a ~0 5 / ~ / 2 0 1 0a g e 4 of 18

N O N E ~ o r~ormble income, ~sets, or tramactiom.)

O) (2) 0) (2 ) O) (2 ) (3 ) (4 )P~ "~)~ a~ ~h ~t A m ~ n t T~ (e .g~, ~ Vake V a M e T~ ( e .g . , Da ~ V~ Gain l~ti~ of

(A 2~ o r i n t . ) ( J - P ) C~3 ~ empf i on ) ( l -P) (A-~ [ ( if palate

1 . ~d’i Red~ment A~] No n e ~ T p~ial dist 1~ 15 / 09Milw, Wl ~SBon~)

2.

~T~ Fr~ MM F~d,~ Intent ~ T

3. ~r~ Fr~ ~ F~ Mp~, ~Interest

~ T

7. Bo~ - U.S. T~ No~ N o n e ~ T

8. U.S. Tr~ Bond No n e R~eem~ 1 ~ 0 3 / ~

9. U.S. T~u~ Bon~ No n e R~e~ 1~17/~

1 0 . Bo~ - Inver Grove Hei#~, ~ N o r a S o l d 0 1 1 1 5 ~

1 4 . Bo~ - Mi~om HGR ED No n e S o ld 0 1 /0 2 /~

~ 1 6 . Bo~-W~,~ N O ~ S o l d 011301~ ~

1 7 . Bond - Buffalo, ~ No~ S o l d 01126/~ ~

¯1 . I n c o n m C m i u C o d o : A -S 1 ,0 0 0 o r ’ les s B -$1 ,0 0 1 - $2 ,5 0 0 C =$2 .501 . $5 , 000

( S ¢ * C o l m n u s B I ~ d D 4 ) F - $ 5 0 , 0 0 1 - $ I 0 0 , 0 0 0 O - $ 1 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 H 1 ~ $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0 H 2 = M o r t t h a n 1 5 , 0 0 0 , 0 0 0

2 . V a l ue Code s J =$15,000 or ~ K =$15 , 00 I - $50 , 000 L =$5 0 .0 0t - $ I~ 0,0 00 M =$1 0 0 .0 01 - $2 50 ,0 0 0

( S ¢ ~ C o hm ’ m s C I a u d D 3 )N p 3 = $ 2 5 0 , 0 0 1 , ~ . 2 5 . 0 0 0 , 0 0 1 - $ 5 0 0 , 0 0 0 . $ 5 0 , 0 0 0 . 0 0 ~

O , ~ 5 0 0 , 0 0 1 - S l 0 0 ~ , 0 0 0p4PI =Morels 1,000.001tba~ $50.000,000" $5.000.000

P 2 = $ 5 ,0 0 0 . 0 0 | - $ 25 , 0 0 0 , 0 0 0

U ~ B o o k V a l u e

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F IN A N C IA L D IS C L O S U R E R E P O R T N . ,m e o f V , ~ - . o n R q , . . . ~ n g D a t e o r

Page 5 of 18 M u r p h y . D i an a E . 0 5 / 0 4 / 2 0 1 0

VII. INVESTMENTS an d TRUS TS - ~,,~,,, , .. , ,~,~, ~ ,, .~ a,,~, ~ ,, . . of ~,,~e o ,,a ,~.~,,~ ¢s~-,.~ ,.~ ~,~ . ~ - s o o y ~

N O N E ( N o r ep or ta b le incom e, a sse ts , or t r a nsa ct ions . )

A. B. C. D.

D e s c r i p t i o n o f A ~ e t s I n c o m e d i n i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( in c lu d i n g t n ~ t a s s e t s ) s e p o t ~ n g p e r io d o f r e p o ~ n g p ~ r i o d

(1) (2) (I). (2) 0) ( 2 ) ( 3 ) ( 4 ) (5)Place "(X)" afar each assetm o u n t T y p e ( e . g . , : V a l u e V a l u e Type (e.g.,a t e V a l u e G a i n Identity of

e x e m p t f m m p r i o i ’ d i s c l o s u r e C o d ~ I div.,rent,~ o d e 2 . M e t h o d buy, sell,m / d d / y y C o d e 2 C o d e I buyer/seller( A - H ) or int,) ".I-I~)o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) (if private

( Q - W ) t r a n s ~ o n )

1 8 . B o n d - B u m s v i l I e , M N H o n e S o l d 0 1 / 0 6 / 0 9

1 9 . B o n d - F o r e s t L a k e C i t y , M S N o n e S o l d 0 2 / 0 2 / 0 9

2 0 . B o n d - F o r e s t L a k e C i t y , M N N o n e S o l d 02/02/09 ~.

2 1 . B o n d - M a p l e G r o v e , M H~ I n t e r e s t ~ T

2 2 . B o n d - M a p l e G r o v e , ~~ I n t e r e s t ~ T

2 3 . B o n d - R o s e m o u n t , ~ N o n e S O l d 01113/09 ~

2 4 . B o n d - R o s e m o u n t , ~ N o n e S o l d 0 2 / 0 2 / 0 9

2 5 . B o n d - S t . P a u l , M S H o n e S o l d 0 1 / 2 1 / 0 9 ~

2 6 . B o n d - G r a n d M e a d o w , M S H o n e S o l d 0 1 / 3 0 / 0 9 ~

2 7 . B o n d - M a p l e w o o d , M S H o n e S o l d 0 2 / 0 2 / 0 9 ~

2 8 . B o n d - M a p l e w o n d , M N N o n e S o l d 0 2 / 0 2 / 0 9

2 9 . B o n d - P i p e s t o n e , M S ~ I n t e r e s t ~ T

3 0 . B o n d - R o c k f o r d , M H ~ I n t e r e s t ~T

3 I.B o n d - S t . L o u i s P a r k , M N H o n e S o l d 0 2 / 0 2 / 0 9

3 2 . B o n d - S o . S t . P a u l , M ~ N o n e S o l d 0 2 / 0 2 / 0 9

3 3 . B o n d - U l e n - H i t t e r d a l D s t . M S N o n e S o l d 0 1 1 0 6 / 0 9

3 4 . B o n d - U l e n - H i t ~ e r d a l D s t . M S N o n e S o l d 0 4 / 0 1 / 0 9

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Page 6 o f 18 M u r p h y , D i a n a E . 0 5 / 0 4 / 2 0 1 0

VII. INVESTMENTS and TR U STS -~o,~ ~,~o ,,~,~,~, ~. ,~ ,~o~ o/,~,~ o,~

NONE ~o reportable income, ~sets, or ~a~actiom.)

A. B. C. D.

~pfion of A~ . In~e d~g " ~ v~e at ~ T~fiom ~ng

(~cl~ ~st ~) . ~ing ~ ofr~

O) (2) (l) (2) O) (2) (3) (4) (5 )

PI~ "~ ~ ~h ~t ~ount T~ ( e .g . , V~ VaMe. T~ ( e .g . ,ex~~m p~ ~lm~ ~ 1 d iv . , ~ g ~ 2 M~ b ~ , ~ l l , ~ ~ 2 ~ 1 ~ y ~ / ~ l l e r

(A-~ or im0

(J-P) C~e 3 ~on). (J-P)

(~

35 . Bo~ - US Tr~ N o n e ~ T

36 . Bond - M~l~ ~ No~ So M Oll~l~

37 . Bond - Pigmy, ~~ I n t e~ s t ~ T

38 . Bond - Pi~to~, ~~ Int~t ~ T

39 . Bo~ - R~o~, ~ ~ In~t ~ T

40 . Bo~ - St. ~uis P~, ~ N o n e S o M 0~02~

41 . Bo~ - So. SL Paul, ~ No~ S o l d 0~02~

42 . Bond - UlewHi~l Dsg ~ N o n e So M ~101~

43 . Bo~ - ~en-Hi~r~l Dsg ~ No n e So M ~011~

~. Bond - Bl~min~, ~ N o n e S o l d 01/~

45 . Bo~ - ~over, ~ No n e S o l d 01/14~

46 . Bo~ - Bloomin~o~ ~ No~ S o l d 01/30~

~ 7. Bo~ - Ch~ ~ No n e S o l d 0~02/~

48 . Bond - D~om C~, ~ No n e So M 0 1 / ~ 1 0 9

49 . Bo~ - Mi~lis Me~oli~ Ai~m ~ I n ~ r ~ t ~ T

50 . B o n d - S L ~ u i * C ~ , M N ~ In~t S o l d 12~ 1 / 09

51 . Bond - Sfillwa~r, ~ ~ l n t e~ s t T

1 . l n ~ o m e G a i n C o d es : A =,$ 1 ,000 or le~ B , -$1,001 - $2 ,500 C = $ 2 , 5 0 ! - $ 5 , 0 0 0 D =$5 , 00!

(S ee Co km m s B I a nd D4 ) F :-$5 0,0 01 - $1 00 ,0 00 O =,$ t00, f l01 - $1,000.000 H! ---$ t ,000,00l - $5,000.000 H2 -M o t i f t h a n $ 5 , 0 0 0 , 0 0 0

2 . V a l t ~ C o d e s J -$15 .000 o r | e ~ K,-$15,0~1 - $50,000 L --$5 0.0 01 - $1 00 ,0 00 M --$1 00 .0 01 - $2 50 ,0 00

( S e ~ C o l tm m s C I a n d D 3 ) N =$2 50 , 001 - $5 0 0 .0 0 0 O =$5 00 ,00 1 - $ 1,000,000 P I = $ 1 , 0 0 0 , 0 0 ! - $ 5 , 0 0 0 , 0 0 0 P2 =$5 , 000 , 001 - $2 5 . 000 , 000

P3 ~-$25,000,001 - $50,04)0.000 P4 =Mo t e t h an

3 . V a l ue M ct h o~ Code * Q =A ppra lm l R =C o s t ~ R ea l Es ta te O n ly) S = As s e ~n ’k -n t T = C a s h M a n e t

( S ¢ ~ C o l u n m C 2 ) U =B o o k Va lu e V =O th~ W =EstlmateM

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Iame of Person Report ing

[

D a C e o f R e p o r ~DISCLOSU~~PORT

~ Mushy, Diana E.P a g e 7 of 18 0 ~ / ~ n o ~ o

~I. ~S~NTS and TRUSTS - ~ ~.~. ~. a~ ~ .~vo-~ .~ ~t ~ ~ ~ ~,~ ~ ~)

N O ~ ~ o re~able in.me, ~sets, or tradition.)

A. B. C. D.

( 1 ) ( 2 ) (I) (2) (I) (2 ) (3 ) (4 ) (5 )

(A-~ o r i n ~ ) ( J - P ) C~ ~ ~) ( J ~ P ) ( A-~ ( i fpdv~e

(~ ~on)

5 2 . Bond - Hop~ns, ~ N o n e S o l d 01/~/~ ~

53 . Bond - Andov~, ~ N o n e " S o ld 01/~/~ ~

54 . Bond - Hop~, ~ N o n e S o l d 01/~/~ ~

5 5 . ’ Bond - O~t~ Co~W ~ Inter ~ T

56 . Bond - M~, ~ N o n e S o l d 01/~/~ ~

58 . ~nd - D~o~ Co,W, ~ N o n e S o l d 01~6/~ ~

5 9 . Bond - ~in~ ~~ In t e r ~ t ~ T

6 0. Bond - Gol~ Vails, ~ No~ S o l d 0 1 / 1 5 / ~ ~

6 1. Bo~ - M~tom~i, ~ N o n e S o l d 0~13/~

~

62 . Bond - M~lew~, ~ N o n e S o l d 0 1 / 0 7 / ~ ~

64 . Bo~ - O~s, ~ N o n e S o l d 01/~/~ ~

65 . Bond - O~go, ~ No n e S o l d 01/~/~’ . ~

66 . Bo~ - Prior ~e, ~ ~ lnt~t ~ T

67. Bond - R~ CW, ~ ~ I n ~ r ~ t ~ T

6 8 . Bond - Richflel~ ~ ~ Intent ~ T

I . I n c o n ~ G a i n C o d ~ : A -$1,000 or" l eu B -$ 1 , 0 0 1 - $ 2 , 5 0 0 C ~ $2 , 5O I o $5 , 000 D ~ $5 ,0 O I - $1 5 ,0 0 0 E ~ $1 5 ,0 0 1 - $5 0 .0 0 0

( S ~ C o h m m s B I a n d I ) 4 ) F - $50 , 001 - S 100 , ~ ) O O -$1 00 ,0 01 - $1 ,0 00 ,0 00 H I -$ 1. 00 0. 00 1 - $ 5,0 00 .0 00 H 2 ~ Mo ee t h an

2 . V a l ue Code ~ J "$15,000 o r I~lll K ,’$1 5 ,0 01 - $5 0 .0 0 0 L ~ $5 0 ,0 0 1 - $ 1 0 0 ,0 0 0 M ~$ 1 0 0 , 0 0 ! - $ 25 0 , 0 ~0

( S ~ C o l u m n s C I a n d D 3 ) N ~$ 25 0 . 0 0 1 - $ 5 0 0 , 0 0 0 O =$500000! - $1 , 000 , 000 P I ~$ 1 . 0 0 0 , 0 0 1 - $ 5 , 0 ~0 , 0 0 0 P 2 ~$ 5 , 0 0 0 . 0 0 1 -

P 3 -$ 25 . 0 0 0 , 0 0 1 o $ 5 0 , 0 0 0 , 0 ~0 P4 =iv[o~e ~han

3 . V a l ue M e t h od Code s Q - A pp¢ ~ s a l R -Cos~ (Real F.s t a~ C)~ly) S ~A ss~’ilent T = ~a s h M a rk e t

( S ~ C o l t m m C 2 ) U ~ B o o k V a l u e V , .O~1 ~ W =Est imated

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Jame of Persen Report ing

[

Date of ReportF I N A N C I A L D I S C L O S U R E R E P O R T .

Page 8 of 18 M u r p h y , D i a n a E . 0 5 / 0 4 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - + , < + ,. + , , ,e u + o + , ., , .. ~ m , ,- o . + + ,~ . ~ ~ , o + + o y v o ~ ~ , ~ d e ., ~ ,~ + . + , ~ + + ~ p j ~

N O N E ( N o r ep or ta b le incom e, a sse ts , or t r a nsa ct ions . )

A. B. C. D.D e s c ~ p t i o n 6 f A s s e t s I n c o m e d u r i n g G ro s s v a l u e a t e n d Transi t ions during ~port ing peried( i n c l u d i n g t r e s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p m ’ i ~ d

(l) (2) ( 1 ) ( 2 ) (l ) (2 ) O) (4) (5 )

P l a c e " ( X ) " a f l e ~ e a c h a s s e t " A m o u n t T y p e ( e . g . ~ Value Value T y p e ( e . g .; Da te. Va lu e G a i n I d e n t i t y o fe x e m p t f l ~ m p r i o r d i s c l o s u r e Code I d i v . , r e n t , C o d e 2 M e t h o d b ~ y , s e l l , mm/dd/yy C o d ~ 2 C o d e I b u y c f f s c i l e r

( A - H ) o r i n t . ) ¯ (J-P) ¯ ( ~ o d ~ 3 r e d e m p t i o n ) ( I - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n s a c ~ ’ , o n )

6 9. Bo n d - S t . P a u l P a r k , MN~ In teres t

M T

70.B o n d - S h e : o ~ m e ~ , ~ $ Inte,es~ Sold m / 0 3 / 0 9

71 . B ond - B looming t on , M N N o n e S o l d 01 /06 /09

72 . B ond - B looming t on , M N N o n e S o l d 01/28 /091

73 . B ond - Champl i n , M N~ Interest ~ T

74 . Bo n d - Chaska , M N N o n e S o l d 01 /07/09

~ 5 . ~ o n d - C h ~ k ~ , m N ~ I n ~ e s ~ ~ T

76 . Bond - Lake El rno , MN~ Interest + T

77 . Bo n d - Mi n n e t o n k a , MN ~ Interest ~ T

’ 78 . B ond - M ounds View, lVlN N one ’ S o l d 01 /06 /09

1 7 ~ . ~ o n d - ~ o r ~ e td , U N ~ I n t e n t ~ T

80 . Bo n d - Sa i n t An t h o n y , MN~

Interest M T

81 . Bo n d - S t. Lo u is P a rk, M N N o n e S o l d 01 /06 /09

8 2 . B ond - S hakopee , M N~ Interest ~ T

83 . B ond- Wash i ng t on Cry , M N~ Interest M T

~4 . Bond - West S t . Paul , MN~

Interest ~ T

85 . Bo n d - A n o ka , M N N o n e S o l d 101/06/09

I . I n c o m e G a i n C o d e~ : A -$ t,/~0 0le~ B -$1 ,0 0 1 - $2 ,.q)0 C -$2 .5 0 1 - $$,0 0 0 D -$5 ,0 0 1 - $! 5 ,0 e 0 E =$15 , 001 - $50 , 0~ 0

(Se e Co l unm$ BI a nd D4 ) F-$50 ,001 - $100 ,000 O - , $100 , 001 . $ 1 , 000 , 000 H I =$1,000,00l - $5,~00,000 H 2 ~ Mo ~ e t l u m $5 , 000 . 000

2. Vnlu~ Cod~ J -$15 ,000 og | e~ K =$15 , 001 - $50 , 000 L ~D0 , 0 0 1 - $ 1 0 0 , 0 0 0 M ~$ 1 0 0 , 0 0 1 - $ 25 0 , 0 0 0

(S ~: Co lu nm s C 1 sa d D3 ) H ~ $2 50 ,0 01 - $5 00 ,0 ~0 O =$500 , 0~ I - $1 . 000 , 000 P I = $ 1 . 0 0 0 , 0 0 ! - $ 5 . 0 0 0 , 0 0 0 P 2 - $ 5 ,0 0 0 . 0 0 1 - $ 2 5 , ~ 0 , 0 0 0

P 3 = $ 25 , 0 0 0 , 0 0 1 - $ 5 0 . 0 0 0 , 0 0 0 P4 =’Mc~e Iha~ $50,000,000

3 . V a l ue M e t h od Code ~ Q =Appra isa l R =,C o s* ([~ d :a | ~ t~ O n ly ) S =A ssessm en t T =C_.~h Ma rke~

(S~ Column C2) U = Book V a l ue V -O t h e r W =Est imated

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F IN A N C IA L DI SC L O S U R E R E P O R T N a m e o f P e r s o n R e p o r t i a g D a t e o ! R e p e l ’ /

Page 9 of 18 Murphy, Diana E . 0 5 J 0 4 / 2 0 1 0

VH . INVEST ME NT S an d TR UST S - ~,,,,~ ,~.. ~,,~o,,~ a,,~:,,,~ ~,,- of ~,,,,,~ o~ d~,,,~ ~U~d..,,~ .,, W U-~0 ,,/.~.~ ~,,,,~o,~

NONE (’No repo r t abl e i n co m e , as se t ~, o r t ran s ac t i o n s . )

A. B. C. D.

D e s c r ip t i o n o f A s s e ts - I n c o m e d u r i n g { 3 r o s s v a l u e a t ~ n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( in c l u d i n g t r u s t a s s e ts ) r e p o t t in g p e r i o d . 0 f r e p o ~ i n g ] ~ e r i o d

(1) (2) O) (2) (l ) (2) (3) (4) (5 )P l a c e : " ( X ) ’ ~ a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., Value Value T y p e ( e : g . , D a te Value Gain I d e n t i t y o f

e x e m p t f ~ o m p r i o r d i s c l ~ ’ u r e Code I d i v . , ~ , n t , C o d e 2 M e t h o d buy, sell, r m n / d d / y y C o d e 2 C o d e 1 b u y e r / s e l l e r(A-H) o r i n t . ) ( J - P ) C o d e 3 ¯ r e d e m p t i o n ) ( J - . P ) (A-H) ( i f p r i v a t e

( Q - W ) t r a n s a c t io n )

86 . B ond - B looming t on , M N~ Interest ~ T

87 . B ond - Ed i n a , M N N o n e ~ T

8 8 . B o n d - G o l d e n Val ley, M N

~I n t e r e s t

~T

8 9 . Bond - Golden V al l ey, M N~ Interest ~ T

90 . B ond - Inv e r Grov e Hei gh t s, M N~

Interest~ T

91 . B ond - M a p l e Grov e , M N N o n e S o l d 01 /15 /09

92 . B o n d - R o s e m o u n t , M N N o n e S o l d 02/02109

9 3 . " B ond - A noka , M N ~ Interest .~ T

! 9 4 . B ond - B looming t on , M N ~ Interest ~ T

[95. Bond- Dayton, ~ ~ Interest ~ T

96 . Bond - Golden V al l ey, M N~ Interest ~ T

97 . Bond - Golden V al l ey, M N~ Interest !~ T

98 . Bond - Golden Val ley , IVI’N~ Interest ~ T

99 . B o n d - M a p l e w o o d , M N No n e S o l d 02 /02 /09

1 0 0 . B ond - S t . M ic hae l , M N No n e So ld 02 /12 /09

1 0 1 . B ond - S t . M ic hae l , M N Hone S o l d 02 /13/09

1 0 2 . B ond - Th ree Riv e r s, M H No n e So ld 01 /21 /09

1. Income ~ Ced~: A =$1 ,0 0 0 o t le ss B =$ t,0 0 1 - $2 ,50 0 C = $ 2 , 5 0 1 - $ 5 . 0 0 0 D ,=$5 ,0 0 1 - $1 5 ,0 00 E =$1 5 .0 0 1 - $5 0 ,0 0 0 /( S ee C o lu apm s B 1 s a d D 4) F =$50,001 - $100,000 O , , ,$100,001 - $1,000,000 HI ~!,000,001 . $5,000,000 H 2 =Mo zc lh a a $5 , 0~ 0 . 000

2 . V a l u e C o d ¢ ~ J = $ 1 5 ,0 ~ 0 o r le ~ s K = $ 1 5 ,0 0 1 - $ 5 0 ,0 0 0 L = $ 5 0 , 0 0 | - $ 1 0 0 , 0 0 0 M

( S e e C o l m ~ . n s C I a n d D 3 ) N - $ 2 5 0 , 0 01 - $ 5 ~ 0 , 0 0 0 O - $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 P l = $ 1 , 0 0 ~ , 0 0 ! - $ 5 , 0 0 0 , 0 0 0 P 2 = $ 5 , 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0

P 3 = $ 25 , 0 0 0 ,0 0 1 - $ 5 0 , 0 0 0 , 0 0 0 P 4 - - M o ~ e l h a n

3 . V a l u e M e t h o d C . o d e a Q , A p w a i s a l R " C o s t (Real Es t a te Only) S = A s s e s sm e n t T ~ 7 . a s h M a n e t

( S ¢ ~ C o l u ~ n n C 2 ) U =B o o k Va lu e V =O~her W =Est imated

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REPORT J N a m e o f P e r s o n R e p o r t in g Date of ReportFINANCIAL D I S C L O S U R EI

J Mu r phy , D la n t E .P a g e 1 0 o f 18 0 5 / 0 4 / 2 0 1 0

V-] N O N E ( N o r ep or ta b le income, a sse ts , or t r a nsa ct ions . )

A. B. C. D .

D e s c r i p t i o n o f A s s e t s Income during G r o s s . v a l u e a t . e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e t ’ i o d

( i n c l u d i n g t n ~ s t a s s e t s ) - r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

( 1 ) ¯ (2 ) (1) (2) ( 1 ) (2) (3) (4) (5 )

P l a c e " ( X ) " a l ~ e r e a c h a s s e t A m o u n t T y p e ( e ~ g . , Value Va lue T y p e ( e . g . , D a t e Value Gain I d e n t i t y o f

e x e m p t f r o m p r i o r d i se l o ~ u r e C o d e i d i v . , r e n t , C o d e 2 M e t h o d ¯ b u y , s e l l , m m /d d / y y C o d e 2 Code I buyer/sel ler( A - H ) or inL) ( J -P ) C o d e 3 n u te m p t io n ) ( J - P ) ( A - H ) ( i f p r i v a t e

103 . B ond - Wash i ng t on Cou n ty , M N~ In teres t ~ T

104 . B ond - B looming t on , M H ~ In teres t ~ T

105 . Bon d - C ry s t a l , M N N o n e S o l d 01 /27/09

106 . Bon d - Hop k ins , M N~ In teres t ~ T

10 7 . Bo n d - L in o La kes, IvlN N o n e S o l d 0 1 1 1 5 1 0 9

108 . B ond - S p r i ng Lake P a rk~

In teres t ~ T

109 . B ond - Th ree Riv e r s P a rk , M N ~ Interest ~ T

110. Bo n d - Wo r t h i n g t o n , MN N o n e S o l d 01 /06 /09

111 . Bond - Alexand r i a , M N ~ In teres t ~ T

112 . B ond - B l ooming t on , Iv lN ~ In teres t ~ T

113 . B ond - B rook lyn CU’ , M N ~ Interest ~ T

114 . B ond - B rook lyn Ct r , M N N o n e S o l d 01 /15 /09

115 . B ond - B rook lyn CIx , M lqi~ Interest ~ T

116. B o n d - C w s t a l, M N !~ In teres ti~

T

117 . B ond - Eden P r a i r i e , M ’ b l ~ In teres t ~ T

118 . Bond - F r i d l ey , M lq No n e S o l d 01 /06 /09

119 . B ond - Hopk i n s , M lq No n e S o l d 01 /06 /09

1 . I n c o m e G a i u C o d es :

(S ee Co lu mn s BI a nd D4 ) F -$~ 0,0 0 1 -

2 . V a l u e C o d e r J

( S ee C o lu r rm s C 1 a n d D 3 ) N -$ 25 0 , 0 0 1 - $ 5 0 0 , 0 0 0 O =$500 , 001 -

P 3 ~ $ 25 , 0 ~0 , 0 0 1 . $ 5 0 , 1 )0 0 ,0 0 0 P4 =Mo re t h an $50 , 000 , 000

! 3 . V a l ue M e t h od Code s Q -Ap p ra i s a l R =C os t (R ea l E sta t~ O nly ) S ~ Asse ssm cn l T = ~ . a s h M a rk ~

(S ee C o lu n ’m C 2 ) U =Bo o k Va lu e V -<)tho r W =E~ im a ted

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F IN A N C IA L D IS C L O S U R E R E P O R T S a m e o f P ¢ , - , o . R . ~ o ~ , g

Page 1 1 of 1 8 M u r p h y , D i a n a E . 0 5 / 0 4 / 2 0 1 0

V I I. IN V E S T M E N T S a n d T R UST S - ~co ~ ,~.0 ,.. ,~o~, a.ct,,~ ~ , ~ o / ,p o u ~ a . ~ d , ~ , ~ ~ u , ~ . ; , ~ n , . ~ o ] ’~ , , ~ , u~ , ,~

"-] NONE (No r ep or ta b le income, a sse ts , or t r a nsa ct ions . )

A. B. C. D.D e s c r i p t io n o f A s s e t e Income during G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g v e p o r t i n g p e ~ u d

( i n c l u d i n g t n l s t a s s e t s ) r e p o f f . i n g p e r i o d of repo~ng per i od

(l) (2) (I) (2 ) (l ) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r " e a c h a s s e t A m o u n t Type.(e.g, ~ a h e Value T y p ~ ( e . g ., Date Value Gain I d e n t i t y o f

e x e m p t f r o m p r i o r d i s c t o s u r e C o d e l div. ,rent , C o d e2 M e t h o d buy, sel l , m m / d d / y y C o d e 2 I C o d e i I m y e r / s e l l e z( A - H ) or int .) . ( J - P ) Code 3 r edemp t i on ) ( J -P) (A-H) ( i f p r i v a t e

( Q - W )

120. B ond - Inv e r Grov e Hg t s , M N N o n e S o l d 01 /06 /09

1 2 1 . B o n d - L i n o L a k e s , M N N o n e S o l d 01 /15 /09

122 . B ond - M inneapo l i s , M NN o n e S o l d

0 1 1 0 6 1 0 9

123 . B ond - M inneapo l i s , M N~ In t e r e~ ~ T

’ 124 . B ond - M inneapo l i s , M N ~ Interest ~ T

1 2 5 . B o n d - R o b b i n s d a l e , M N N o n e S o l d 01 /06 /09

1 2 6 . B o n d - S a u k C e n ~ ’ e , M N ~ Interest ~ T 01 /06109

127. Bond - ScotX County, M3s l N o n e S o l d i01 /06 /09

128 . Bond - Shakopee, MN N o n e S o l d 01 /06 /09

1 2 9 . Bo n d - S p r in g Lake P ad c, M N N o n e S o l d 01 /06 /09

130 . B ond - S t . A n thony , M N N o n e S o l d 02 /13/09

131 . B ond - S t . M ic hae l , M N N o n e S o l d 01 /06 /09

13 2 . Bon d - S t ap le s , M N~ Interest ~ T

1 3 3 . B o n d - S t . P a u l , M N N o n e S o l d 01 /06 /09

1 3 4 . Bo n d - Th ree R ive ts P aA , M N N o n e S o l d 01 /21 /09

1 3 5 . B o n d - W o a h in g to n , M N N o n e S o l d 01 /06 /09

1 1 3 6 . B o n d - N ~ w B r i g h t o n , M N N o n e S o l d 01 /06 /09

t . I n come Ga i n Code s : A , , .$ t ,000 o r less B ,-$1,001 - $2.500 C - - $2 . 501 - $~ . 000 " D ~,00l - $1~.000 E ~$ 1 5 , 0 0 ! - $ 5 0 , 0 0 0

( S ee C o lu m n s B 1 a n d D 4) F

2 . V a l ue Code s J ~$15.04)0 o~ less K ~$ | 5 , 0 0 1 - $ 5 0 , 0 0 0 L ~ $5 0 ,0 01 - $1 0 0,0 00 M -$1 0 0,0 0 1 - $2 50 ,0 0 0

( S ¢ ~ C o h n n n s C ! a n d D 3 ) N - $2 50 , 001 - $ . S 00 , 000 O =$500,00L

3 . V a l w M e t h o d C o d e s Q ~ A p p l a i ~ l R - C o s t ( R ea l E s t a t e O n ly ) S =~ T ~ . a s h M a r k ~

(Se e Co l un~n C2 ) U =B o o k Va lu e V -O *h~ W ~ Es t lm a t ed

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N a m e o f P m , ’s o m R e p o r ~ n g D a t e o f R e p o r ~FINANCIAL DISCLOS~~PORT[ Mushy, Di~a E.a g e 1 2 o f 1 8 o 5 ~ o ~ o

~. ~S~S and TRUSTS -~ ~, ~ a~ ~ o/~ ~ ~ ~ ~ ~ ~-~o

N O N E ~ o re~rtable income, ~sets, or tr~actio~.)

~on efA~ ~me ~ng ¯ ~ v~e at ~d T~fiem du~g ~g

O) (2 ) (!) (~ 0) ( 2 ) ( 3 ) (4 )

P~ "~ ~ ~h ~t A~t T~ (e.g , , ¯ Va~ e Va ~ e T~ ( e .g . , ~ Val~ ~ I d ~ f i ~ o f

(A-~ or ~t .) O - P ) ~ 3 ~pfi~) ( J - P ) (A-~ (if pd~

137. Bond - Andov~, ~ N o n e So ld 101 / 13 / ~ ~

138. ~nd - A~ ~ N o n e S o l d ~ 0 1 / ~ / ~

139. Bond - Br~ C~r, ~ N o n e S o l d 01/30/~ ~

140. Bo~ - Buffalo, ~ N o n e S o l d 01/26/~ ~

141. Bond - B~sville, ~~ Inter ~ T

t42. Bond - Cen~i~ Sch~l, ~ No~ So ld 0 1 / 0 6 / ~

143. Bond- ~in~ ~ ~ Intent ~ T

!~." Bond - E~ ~v~, ~ No n e So ld 0 1 / 0 6 / ~

1~. Bond - F~dl~, ~ ~In t e r ~ t

~T

147. Bo~ - Hop~ No n e So ld 01/~/~

148 . Bon d - L i t ch f i e l d No n e So ld 0 1 / ~ / 0 9

150. Bond - Mi~l~, ~ ~ l n ~ r ~ t ~ T

151. Bond - MinerVa No n e So ld 01/~/~

152. Bond - Mo~, ~ ~ ln~t ~ T

153. Bond - N~ Brighton, ~ No n e S o l d 0 1 / ~ / 0 9

L ~ Gain Code:t: A -$1,000 e¢ k~ B , ,d;t ,001 - $2,500 . C : ~ $2 , 50! - $5 , 000 D ’=85 ,00 1 - $15 .0 00 E =$1 5 .0 01 - $5 0 ,0 0 ~

(Se e Co l mrml BI l i n d D4 ) F -$ 5 0 , 0 0 1 o $ 1 ~0 , 0 0 0 G =$100 , 001 . $ 1 , 0~ 0 , 000 H 1 = $ L 0 0 0 , 0 0 I . $ 5 , 0 0 0 , 0 ~0 H 2 =Mo re t t u m $5 , 000 , 000

2 . V a l ue Code * J - $15 , 000 o r " l e t * K -$ 1 5 , 0 0 1 - $ 5 0 , 0 0 0 L =$50 , 001 - $100 , 000 M = $ 1 0 0 , 0 0 ! - $ 25 0 , 0 0 0

( S ~ e C o hm m $ ( 2 1 a n d D 3 ) N = $ 25 0 , 0 0 1 - $ 5 0 0 , 0 0 0 O -$ 5 0 0 , 0 0 1 ; $ 1 , 0 0 0 , 0 0 0 PI ~ =$1 ,000 , 001 - $5 , 000 , 000 P2 ----$5,000,00 t - $25,000,000

1’3 =d125,000,001 - $50,000,000 P4 =Mo t e t h an $50 , 000 , 000

3 . V a l u ~ M e t h o d C o d e s Q reapp ra isa l R =C o st (R ea ! Es ta te O n ly ) S =As~essmetM T =~sh Market

( S ~ C o l m r m C 2 ) U = Book V a l u~ V -Oth~ W =Est imated

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Iame of P~ ’~oa Repor t ing Date of ReportD I S C L O S U R E R E P O R T

] Murphy, Diana E.

Page 13 ofl 8 0 5 / 0 4 / 2 0 1 o

VII . INVESTMENTS and TRUSTS - ~o~ ~,~, ~,~offi and~ ~e ofeo,~ o~ d~,~ ck~ ~ p~ ~ o1~ ~,~

NONE (No r ep or ta b le income, a sse ts , or t r a nsa ct ions . )

A. B. C. D.D e s c r ip t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T ra n s a c t i o n s d u r i n g v e p e r t i n g p e r io d( in s l u d in g [ x u s t a s s e ts ) r e p o r t in g p e r io d ¯ 6 f r e p o r t i n g p e r i o d

(1) [ (2) (1) 1(2) (1 ) (2) ] (3) (4) (5 )

P l a c e ~ ( X ) " a f l e r e a c h a s s e t ~nt~lt Type(e.g., Value I Value Type(e.g,, Dat~ 1 Value [ Gain [ I d e n t i t y o f

e x e m p t f ro m p r i o r d i s c lo s u s e div., re.t, C o d e 2 [ M e t h o d b u y , s e l l , i n~/dd /yy~C~

buys/ sel ler(A-H) o r i n t . ) ( J ÷ P ) Code3 r e d e m p t i o n ) ~ j . o ~ ) 2 ~ , ~ - ~ ( i f p r i v a t e

................. ]- W ) i

154 . Bond - Nor th S t . Pau l , M ~ ~] In teres t~ T

155 . Bond - Nor th S t . Pau l , M ~~ Interest ~ T

1 5 6 . B o n d - O l r o s t e d , M ~

~Interest

~T

i 5 7 . B ond - P r i o r Lake , ]v lN N o n e " So ld 01 /30 /09

[ 5S . Bond - Roch e s t e r , M N ~ Interest ~ T

1 5 9 . B o n d - S t . C l o u d , M N N o n e So ld 02/13109

1 6 0 . B o n d - S t . C l o u d , M ~ N o n e S o l d 01106/09

161 . Bond - S t . Pau l l M N N o n e So ld 0t106109

1 6 2 . B o n d - S t . P a u l , M N No n e S o l d 0 1 1 1 5 1 0 9

163 . B on d - S t . P au l , IvlN ~ Interest ~ T

164 . B i l l - U .S . T re as u ry N o n e ~. T

1 6 5 . B o n d - W a c o n i a , M N ~ Interest ~ T

1 6 6 . B o n d - W a c o n i a , M N ~ In,’ res t !~ T

167 . S ha r es Comex Go ld Tn~ s t No n e S o l d 1 2 / 2 1 1 0 9

1 6 8 . B o n d - A n o k a , M N N o n e S o l d 0 1 / 0 6 / 0 9

169 . U .S . T re as u ry Bi l l No n e ~ T

170 . U .S . T re as u ry Bond N o n e ~ T

I . I n c o m e G a i n C o d e~ : A - S 1 , 0 0 0 o ¢ I ~ s B -$ 1 , 0 0 1 - $ 2 . 5 0 0 C ~2,50t - $5,000 D --$5 ,0 ~ 1 - $15 ,0 0 0 E =$1 5 ,0 01 - $5 0 ,0 0 0

(S ee Co h~ -m ~ BI an d D 4) F ,-$S O,O 01 - $1 00 ,0 00 O -$ 1 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 H I ~ $ 1, 0~ 0 ,0 0 1 - $ 5. 0~ 0 ,0 0 0 H 2 =M o ~ th a n $ 5, 00 0 ,0 0 0

2 . V a l ue Code s ~-$15,000 or I~ K ~ $1 5 ,0 0 1 - $5 0 ,0 0 0 L =$5 0 ,0 0 1 - $ 10 0 ,0 0 0 M ~ $ I 0~ ,00 1 - $2 ,5 0 ,00 0

( S c ~ C o l u m n s C I a n d D 3 ) N

P 3 ~ $ 25 , 0 0 0 , 0 0 1 - $ 5 0 . 0 0 0 , 0 0 0 P4 - - Mo ~ e ~ han $50 , 000 . 000

3 , V a l ue M e t h od Code s Q ~ A p p ~ i s a l R ~ C o s t ( R ea l E s ~ a~ O n ly ) S =Ass~ss~Ttcnt T =4~ a s h Ma rke t

( S ~ e C o l u m ~ C 2 ) U ~ , B o o k Va lu e V =O th~ W = E ~im a te .d

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F IN A N C IA L D IS C LO S U R E R E P O R T Ia m e o f P e r s o n R e p o r t i n g

[

D a t e o f R e p o r t

I Murphy, Diana £.

05/0~/2010a g e 1 4 o f 1 8

NONE (No r ep or ta b le income, a sse ts , or t r a nsa ct ions . )A. ] B.

[C.

D e s c r i p ti o n o f A s s e t s i I m c o m e d u r i n g : G r o s s v a l u e a i e n d ¯ T r a n s a c t i o n s d u r i n g r e l m r t ln 8 p e r i o d

( i n c l u d i n g t r u s t ~ s s e t s ) [ repor t ing pe~io~ ’ o f r e p o r t i n g p e r i o d "

) Date , Value O a J n " Identjtyoflace "(X)" after each acsetA m o u n t I T y p e ( e . g , I Valu~I V a h i e , T y p e ( e . g , , imm!d~yy ’C0dF 2-

exemptf rompr io rd i scl~u re [ C o d e l d i e r en t l[C o d e2 [ M e t h o ~ f b u y, sell,. Co d e.l b u y e r / s ¢ l l o r

171 . Sh a re s Comex Gold T rus t No n e S o l d 12/21/09

172. Bond- AnokaMN ~ I n t e r e s t ~ T

1 7 3 . U . S . T r e a s u r y B i l l N o n e ~ T

174 . U .S . T re as u ry Bi l l No n e ~ T

175 . U .S . T re as u ry Bi l l No n e ~, T

176 . U .S . T re as u ry Bi l l No n e ~ T

177 . U .S , T re as u ry Bi l l No n e ~ T

178 . U .S . T re as u ry Bi l l No n e ~ T

17 9 . B ond - M inneso t a S t a t e N o n e ~ T Bu y 1 2 / 0 1 1 0 9

1 8 0 , Bo n d - M o u n d M ’ N - N o n e

~T Bu y 12/01/09

1 8 1 . B o n d - S t . P a u l M N No n e ~ T Bu y 1 2 1 0 1 1 0 9

182 . Sh a re s Comex Gold T r N o n e Bu y 02/13109

184 . Sh a re s Com ex Gold T r No n e Bu y 03 /26 /09

1 8 5 . S o l d 11/2/09

( P r o )

187 . U .S . T re as u ry Bi l l No n e ~ T Bu y 01 /26 /09

I . l a c o m ( ~ G s l a C o d es : A =$1 , 000 o r l e s s B =-$1.001 - $2 ,500 ¢ -$2.501 - $5#00 D =$5#01 - !;l 5 ,000 E =$15 , 001 . $50 , 000

2 . V a l ue Code s I -~ 1 5 ,0 0 0 o r le ss K ~ $1 5 ,0 0 1 - $5 0 ,0 0 0 L ~=$50.001 . - $ 100,000 M -$ 1 0 0 , 0 0 1 ¯ $ 25 0 , 0 ~0

P3 =$2 5 , 000 , 001 - $50 , 000 , 000 P4 =Mo Pe t h a~ $50 , 000 , 0003 . V a l u ~ M e t h o d C o d e s Q -Ap p ra i s a l R =C o s t ( P~ a l E s t a t e O n ly ) S =A s s es s m en t T --Cash Market

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FINANCIAL DISCLOSURE REPORT ] N . ~ o ~ r ~ - , o n ~ . p ~ . ~ .,

Page 1 5 ofl 8[ ~,~hy. m.,= ~. o s / ~ / 2 0 ~ O

N O ~ ~ o reportable income, ~sets, or tra~act~om0

A. B, C. D.~pfion of~ ~me d~ng ~ ~e atcnd Tm~fio~

0) (2 ) 0) (2 ) O) (~ )

188, U.S. Tr~ Bill N o n e ~ T Bu y 0 ~ 1 0 1 ~

] 89. U.S. Tr~ BHI N o n e ~ T Bu y 0 7 / 2 8 / ~

190. U.S. Tr~ Bill N o n e

~T Bu y 0 ~ 3 1 1 ~

193. U,S. Tr~u~ Bill No~ ~ T Bu y 0 1 ~ 6 / 0 9

194. U,S. Tr~ Bill N o n e ~ T Bu y 0 1 ~ 0 1 ~

195. U.S. Tre~ Bill N o n e ~ T Bu y 0 ~ 1 0 / 0 9

1 9 6 . S P D R G o l d T ~ t No~ Bu y 0~!31~

198. Sh~ Comex Gold Tr N o n e Bu y 0~13/~

2~. SPDR Gold T~t N o n e Bu y 0 3 / 2 6 1 ~

(~)

202 . Sold’ 1~21/~

2 0 3 . S h ~ s C o m e x G o ld T r N o n e Bu y 0 3 1 2 6 / ~

~)

I. l~om¢ Gain Codw: A -$ L04)0 o r I , -~ B =$I,001 - $2,500 C - - $2 , 501 - $~ , 000 D ~ $ 5 , 0 0 1 - $ ~ , ~ 0 0 E ~ $15 , 00! - $~ O , 000

(Sc~ C o l u r t m s B I a n d D4) F =$:$0 ,00 1 - $1O0 ,0 00 {3 =$10 0~ 0~ 1. $ 1 ,000 ,000 H 1 =$1 , 000 , 001 - $5 . 000 . 000 i ! 2 = M ore t h a n $ 5 , 0 0 0 , 0 0 0

2 . Va lu e C o d es J =$1 5 ,0 0 0 o r le~ K =$15 , 001 - $50 , 000 L =$5 0 ,0 0 1 - $1 00 .0 0 0 M =$1 0 0,0 0 ! - $2 50 ,0 00

( S e e C o l u m n s C I a n d D 3 ) N =$2 50 , 001 - $~ 00 , 000 O =$500,001 - $ 1,000,000 P I = $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 . 0 0 0 P2 =$5 , 000 , 001 - $2 5 , 000 , 000

P3 =$2 5 , 000 , 00 ! - $50 , 000 , 000 P 4 = M o t e t h a n $ 5 0 , 0 0 0 , 0 0 03 . V a h m M e t h o d C o d ~ Q - A p p r a i ~ l R ~ (Real Estate Ottty) S =A~smem T = Ca s h M a rk e t

( S e e C o l u n m C 2 ) U =B o o k V- r u e V =Othe* W = E a t i ma t u t .

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F IN A N C IA L D IS C L O S U R E R E P O R T [ N . = e o f V , ~ , R ~ o r ~ , g

Page 1 6 of 18[ Mushy. Bt~a g. 0 5 / ~ / 2 0 1 0

NONE ~o re~rtable income, ~sets, or ~a~actiom.)

A. B. C. D.

0) (2 ) 0) (2 ) (0 (2 ) (3) (4) (5 )

(A-~ or ~L) ( J - P ) ~ 3 mpfion) ( J - P ) (A-~ (if pfi~

2~. U.S. Tre~w Bill No n e ~ T Bu y 0~/~

208. U.S. T~ Bill N o n e ~ T Buy ~29/~

2~. U.S. Tre~ Bill N o n e~ T Bu y 0 7 / 2 6 / ~

211. Bo~ - Mi~om Sine No n e ~ T Bu y 1 1 / 0 2 / ~

212. Bond - Mo~d ~ No~ ~ T Bu y 1 1 / 2 3 / ~

213. B~d - St Paul ~ No n e ~ T Bu y 1 1 / 2 3 / ~

~14. Bond - H~m ~ N o n e ~ T Bu y 11/23 /09

215. Bond - St. Paul ~ N o n e ~ T Bu y 1~ 01 / 09

216. U.S: Tr~Bill N o n e ~ T Bu y 1~ 01 / 09

218.

220 .

221 .

(S ee C o lu m ns B I a n d D4 ) F -Y,5 0 .00 1 - $1 0 0 .00 0 O .-$| 00 .0 0 1 - $1 .0 O 0 .0 00 H I ~$ 1 . 0 0 0 . 0 0 1 * $ 5 . 0 0 0 . 0 0 0 . H 2 =Mo I~ t h an $5 . 000 . 000

2 . V a l ue Code ~ J =$! 5,000 o r lea s K -$ 1 5 , 0 0 1 - $ 5 0 , 0 0 0 L =$50,00! - $100,000 M , - $100 , 00 ! - $2 50 , 000

( S e e C o lu m n s C ! a n d D 3 ) N =$2 50 , 001 - $500 , 000 O = $ 5 0 0 , 0 0 | - $ 1 , 0 0 0 , 0 0 0 P ! -- $1 ,0 0 0, 00 1 - $ 5 ,0 0 0, 00 0 P 2 ~ -- $5 ,0 0 0, 00 1 . $2 5 ,0 0 0,0 0 0

P3 =$2 . $, 000 , 001 - $50 , 000 , 000 P4 =Mo re t h an $ : 3 0 , 000 , 000

! ( S e ~ C o l u m n C 2 ) U ~ B o o k V a l u e V =Other W =Es t imated

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’ F IN A N C IA L D IS C L O S U R E R E P O R T N . ,e o f t . e ,o , R ~ p o , ~ n D.~ of~,

Page 1 7 of 1 8 M u r p h y . D i a n a E . 0 5 / 0 4 / 2 0 1 0

V I H . AD D IT I O N A L I N FO R M A T I O N O R E X P L A N A T I O N S .

1 . Par t VII . Inves tmen ts and Trus t s , line 35 , May 2 009 repor t a t l ine 62 inco r rect ly l i s ted in teres t in Pa r t B b u t th i s bond ea rn s none.

2. Par t VII . Inves tmen ts and Trus t s , line 170 , May 2 009 repor t a t l ine 249 inco r rect ly l i s ted in teres t in Pa r t B bu t th i s bond ea rns n one. "

3. Pa r t V I I . Inve s tmen t s and T rus t s , l i ne 171 , M ay 200 9 r ep o r t a t l i ne 250 h a d i nco r r ec t va l ue ¢ode~ ; co r r ec t va l ue code wa s T

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FINANCIALDISCLOSUR E N a m e o f P e r ~ o a R e p o r t in g D a t e o f R e p o r tR E P O R T

[ Murphy, Diana E.

05/04/2010age 18 of 18

I X . C E R T I F IC A T I O N .

I c er t i fy th a t a l l i n fo rma t i o n g iven abo ve ( inc lud ing i n fo rma t i on p e r t a i n i n g t o my s p ous e and m ino r o r dep end en t ch i ld re n , i f any ) i saccu r a t e , t ~ ue , and comp le t e t o th e be~ t o f my k now ledge and b e l i e f, and th a t any i n fo rm a t i on no t r ep o r t e d was w i th h e ld becaus e i t me t ap p l i cab l e s t a t u t o ryp r o v i s io n s p e r m i t ti n g n o n - d i s cl o s u r e .

I f u r th e r ce r t i fy th a t e a rned i nco me f rom o u t s i de emp loy men t and h on o r a r i a an d th e accep t ance o f g i f t s wh ich h ave been r ep o r t e d a r e i ncomp l i ance w i th th e p rov i s i ons o f 5 U ~ .C . ap p . § 501 e t . s eq . , 5 U .S .C . § 73 5 3 , and Ju d ic i a l Confe rence r e gu l a t i on s .

S i g n a t u r e

N O T E : A N Y I N D I VI D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T HI S R E P O R T M A Y B E S U B J E C T TO C I V I LAND CRI ] ~ I I NAL SANCT I ONS (5 U .S .C . ap p . § 104)

F I L I N G I N S T R U C T I O N S

M a i l s i g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s to :

C om m i t t e e o n F i n a nc i a l D i s cl o s u r eA d m i n i s t ra t i v e O f fi c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 lO n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4