development of polymer composite materials for ......abs acrylonitrile butadiene styrene terpolymer...
TRANSCRIPT
Development of Polymer
Composite Materials For
Packaging And Storage Of
Liquid Food Products
Krishnamurthy Prasad
A thesis submitted in fulfillment of the requirement for the degree of
Doctor of Philosophy
Mechanical and Product Design Engineering
Faculty of Science, Engineering and Technology
Swinburne University of Technology
Melbourne, Australia
July 2020
Abstract
ii
ABSTRACT
Linear Low-Density Polyethylene (LLDPE) is widely used in the manufacture of
packaging films, containers and tanks. Knowing and controlling the extent of permeant
(gas/vapour/liquid) transport through the matrix polymer is critical in packaging applications.
This involves exerting control on the extent of porosity observed through the bulk of the system.
This can be achieved by changing the chemical and physical nature of the polymer, blending
the polymer with another, dispersing particulate, fibrillar or lamellar fillers, converting the
microstructure of the polymer to a cellular one, creating a laminate type structure or using an
effective combination of all these processes. Amongst these, the dispersion of hydrophilic fillers
(specifically, natural fibres) in combination with the right processing technique was found to
be the most economical way of tuning the porosity of a hydrophobic polymer such as LLDPE.
In this thesis, we have studied the effect of two processing techniques- the high pressure,
high shear compression molding and the low pressure, low shear rotational molding/
rotomolding on the porosity, mechanical and morphological properties of LLDPE wood flour
composites. From the trends in the measured properties, we have created a better understanding
of the effect of the processing method on the porosities and transport characteristics at different
scales (free volume, microscopic and macroscopic) in the polymer microstructure. Three types
of probes have been used for this purpose viz., a positronium (a bound state between an electron
and a positron that can resolve free volume level porosity), gaseous oxygen and liquid ethanol.
The gas and liquid transport phenomena studied in this thesis provide information for potential
application of these manufactured composites in storage applications. As the raw materials used
are food contact approved, the composites can be used also for food storage and packaging
applications. With this in mind, a detailed analysis of the mechanical performance of the
manufactured composites post ethanol sorption is also discussed. The observed porosity in the
rotomolded composites was then correlated to a suitable intensive property i.e. density. The VP
parameter that was consequently developed based on density trends was found to be extremely
effective in modelling gas (oxygen) permeability for both types of LLDPE natural fibre
composites we studied during the course of this thesis. Thus, the overall gas permeability of the
system could be directly correlated to an easily measurable intensive parameter. In addition, as
Abstract
iii
the composite material produced reincorporates waste products (wood flour) from the furniture
industry back into the supply chain it is also an economical and environment friendly solution.
We have also achieved a molecular understanding of the transport phenomena in a semi-
crystalline polymer system. We have used Molecular Dynamics (MD) based simulations run
on the High-Performance Computing systems g2 and OzStar. Specifically, during the course of
this thesis, various phenomena of interest are simulated in individual phases of a composite
material separately and the results of those simulations are combined to provide a
comprehensive view of the phenomenon through the composite. The systems simulated and
analysed during the course of this work are purely amorphous and purely crystalline
polyethylene, in addition to, lignin, cellulose and hemicellulose in wood. The simulated
observations are then verified using several intensive properties as a benchmark such as density
and free volume pore sizes. Once, the veracity of the simulated systems has been established,
the observed properties are input into several multi-phase semi-empirical models and
predictions on the trends in the properties of interest are made. Using data available in literature
and by generating our own experimental data, a rigorous test of the efficacy of the combined
MD- semi-empirical modelling approach is carried out. The phenomena tested include diffusion
(gaseous and liquid) and mechanical response (elastic moduli) as a function of temperature and
composition. Overall, a concerted effort is made to establish the importance of this approach
for realizing bottom up design.
Acknowledgement
iv
ACKNOWLEDGEMENT
This thesis is the culmination of a 16-year journey through a Bachelors and two Masters
degrees. A PhD is an investment and as such, is not a smooth road. Therefore, the people who
guide your journey are the most vital and I state my eternal gratitude to A. Prof. Igor Sbarski
and Dr. Mostafa Nikzad.
Igor, thank for your wisdom and care and indulgence. I will forever cherish our conversations
on history, football and diffusion. Thank you for making me fall in love with diffusion as much
as I am in with the other two.
Mostafa, without your drive, and your vision this thesis would not exist. Thank you for the
hours upon hours of science talk. Thank you for your honesty, forthrightness and dedication.
Thank you also to Peter Steer and Flexcube Pty. Ltd. for providing the raw materials and their
facilities for conducting preliminary product research.
This thesis is also dedicated to the memory of Prof. Pio Iovenitti. Pio thank you for all the help
you gave me during the various PhD progress reviews.
I am also very thankful to everyone in AD 206, ATC 801 and 802. You all made these years
fly by.
To my Amma and Appa, this is all for you. You believe in me more than I do myself. I do not
know what I would do without you.
To the JG, yesterday, today and tomorrow. You know who you are.
To Mumbai and Melbourne, my homes.
To Futbol Club Barcelona, thank you for bringing so much joy into my weekends.
And finally, to spoken word poetry, you found me. You found me.
Hey Chris, there’s a shadow on my sun.
நானும் ஒர ்கனவ ா ?
இந்த ஞாலமும் ப ாய் தாவனா ?
- ாரதியார ்
Declaration
v
DECLARATION I declare that this thesis contains no material which has been accepted for the award of any
other degree or diploma, except where due reference is made in the text. To the best of my
knowledge, this thesis contains no material previously published or written by another person,
except where due reference is made in the text.
KRISHNAMURTHY PRASAD 25th JULY 2020
vi
TABLE OF CONTENTS Chapter Page
Abstract ii
Acknowledgement iv
Declaration v
Table of contents vi
List of Nomenclature viii
List of Figures xv
List of Tables xxiii
1. Introduction 1
2. Literature Survey 11
2.1 Polymer Blends 15
2.2 Polymer Composites and Nanocomposites 24
2.2.1 Polymer Nanocomposites 24
2.2.2 Polymer Composites 29
2.3 Foamed Polymers 38
2.4 Polymer Laminates 46
2.5 Molecular Dynamics (MD) Based Simulations 55
3. Materials and Methods 90
3.1 Materials and Processing 90
3.2 Testing Material Properties 94
3.3 Molecular Dynamics (MD) Based Simulations and Semi-empirical Modelling 104
4. Results and Discussion 117
4.1 Influence of Material Composition and Processing Technique on the
Microstructural, Mechanical and Gas Transport Properties of LLDPE Wood
Flour Composites
117
4.2 Correlating Processing Technique to Permeant Transport Phenomena 145
4.2.1 Combining Molecular Dynamics and Semi-empirical Modelling for
Predicting Gas Diffusion. 145
Table of Contents
vii
4.2.2 Combining Molecular Dynamics and Semi-empirical Modelling for
Predicting Liquid Diffusion. 160
4.2.3 Using Molecular Dynamics in conjunction with Semi-empirical Models
for Predicting Trends in Elastic Moduli. 175
4.3 Ethanol Uptake and Influence on Long- and Short-term Mechanical Properties 183
5. Conclusions and Future Work 210
References 215
List of Publications and Presentations 232
viii
LIST OF NOMENCLATURE
ABS Acrylonitrile Butadiene Styrene terpolymer
ADC Azodicarbonamide
aH Semi-empirical parameter which represents the stress transfer between the fibre
and matrix
AMBER Assisted Model Building and Energy Refinement
bck Cox Krenchel fibre length distribution parameter
C Ethanol uptakes at any time t
C1 molar fraction of permeant in continuous phase
C2 molar fraction of permeant in dispersed phase
C∞ Ethanol uptakes at equilibrium
CFF Consistent Force Fields
CHARMM Chemistry at HARvard Molecular Mechanics
ci Atomic charge on atom ‘i’
cif Crystallographic Information File
CNT Carbon Nanotubes
CS Cellulose Stearate
D Diffusion/ Diffusion Coefficient
d' Distance that the permeant molecule must travel to diffuse through the
unmodified polymer
D0 Diffusion coefficient of the pure polymer
Dc Diffusion coefficient of continuous phase
DD Diffusion coefficient of dispersed phase
dD Diameter of wood flour dispersed phase particle
deff Effective molecular diameter
DFT Density Functional Theory
DMA Dynamic Mechanical Analyzer/Analysis
DSC Differential Scanning Calorimeter
List of Nomenclature
ix
E Elastic modulus
E Total energy
E11 Tsai Pagano longitudinal direction modulus
E22 Tsai Pagano transverse direction modulus
EAA Ethylene acrylic acid copolymer
EC Cohesive Energy Density
EC Elastic modulus of the continuous phase
ED Elastic modulus of the dispersed phase
Eeq Equilibrium modulus value
EIP Empirical Interatomic Potentials
Elfm Longitudinal single particle modulus of wood flour dispersed phase particle
EM Elastic modulus obtained using the Rule of Mixtures
EP Elastic modulus obtained using the Laminate Model
Elfm Transverse single particle modulus of wood flour dispersed phase particle
EPDM Ethylene-propylene-diene monomer copolymeric elastomer
EVA Ethylene Vinyl Acetate copolymer
f1 Free volume of continuous phase
f2 Free volume of dispersed phase
fA Free volume of amorphous phase
fC Free volume of crystalline phase
FDA Food and Drug Administration
FF Force field
g Proper bond dihedral angle
g0 Proper equilibrium bond dihedral angle
GAMESS General Atomic and Molecular Electronic Structure System
GNP Graphite Nanoplatelets
GO Graphene Oxide
GROMOS GROningen MOlecular Simulation
h Sample thickness in cm
HDPE High Density PE
HDPE-g-MA HDPE grafted with Maleic Anhydride
HIPS High Impact Polystyrene
HPC High Performance Computing
List of Nomenclature
x
j Characteristic jump distance for a single permeant molecule
Jeq Equilibrium creep compliance values
k Ratio of the average pore radius (s) to the average crystalline lamellar thickness
(lC)
kd Force constant for bond length
kg Force constant for proper bond dihedral angles
kN Kilo Newton
kθ Force constant for bond angle
kϕ Force constant for improper bond dihedrals
l Length of wood flour dispersed phase particle
L' Distance that the permeant molecule must travel to diffuse through the modified
polymer
LDPE Low Density PE
LLDPE Linear Low Density PE
LMDPE Linear Medium density PE
MAPS Materials and Process Simulation
MD Molecular Dynamics
MDPE Medium density PE
mi Mass of atom ‘i'
MM Molecular Mechanics
MMT Montmorillonite
MPa Mega Pascal
MSD Mean Squared Displacement
MW Molecular Weight
MWNT Multiwall carbon Nanotubes
n0 Cox Krenchel fibre orientation parameter
n1 Cox Krenchel fibre length distribution parameter
nHTL Halpin Tsai model parameter longitudinal direction
nHTT Halpin Tsai model parameter transverse direction
N Number of atoms in a MD simulation
NA Avogadro’s number
NMR Nuclear Magnetic Resonance Spectroscopy
NPT Number, Pressure, Temperature ensemble
List of Nomenclature
xi
NVE Number, Volume, Energy ensemble
NVT Number, Volume, Temperature ensemble
o Average jump distance between neighbouring cavities or free volume pores
OM Optical Microscope
OPLS Optimized Potentials for Liquid Simulations
P Pressure
p Pearson’s coefficient of correlation
PA Polyamide
PALS Positron Annihilation Lifetime Spectroscopy
PAO Poly (alklylene oxide)
PBT Poly (butylene terephthalate)
Pc Permeability coefficient of the pure polymer/ continuous phase
PC Poly (carbonate)
PCFF Polymer Consistent Force Field
PCL Poly (caprolactone)
PE Polyethylene
PECVD Plasma Enhanced Chemical Vapour Deposition
PE-g-MA Maleic anhydride grafted PE
PEN Poly (ethylene naphthalate)
PET Poly (ethylene terephthalate)
PHBV Poly (hydroxybutyrate-co-valerate)
PHEE Poly (hydroxyester ether)
PLA Poly (lactic acid)
PMMA Poly (methyl methacrylate)
PPC Poly (propylene carbonate)
PPRED Predicted permeability using the Alter model.
Ps Positronium
PS Poly (styrene)
PTFE Poly (tetrafluouroethylene)
PVDF Poly (vinylidene fluoride)
q Improper bond dihedral angle
q0 Improper equilibrium bond dihedral angle
QM Quantum Mechanical
List of Nomenclature
xii
r Actual bond length
R Pore size
r0 Equilibrium bond length
RF Radio Frequency
RGO Reduced Graphene Oxide
RH Relative Humidity
Ri Position of atom ‘i’
rij Distance between the two non-bonded atoms i and j
Rn Nanoplatelet radius in the Frederickson and Bicerano model
RP Probe radius in a MD environment
RPM Rotations per minute of the molding unit during the rotomolding operation.
Rrf Cut off radius in a MD environment
RT Room Temperature
RTM Resin Transfer Moulding
S Solubility/ Solubility Coefficient
S0 Solubility coefficient of the pure polymer
SBR Styrene-Acrylonitrile copolymers with Butadiene
SciPCFF Scienomics’ Polymer Consistent Force Field
SEBS Styrene Ethylene Butadiene Styrene block copolymer
SEM Scanning Electron Microscopy
STP Standard Temperature and Pressure
T Temperature in absolute (K)
tc Residence time of the permeant molecule within the cavity
Tg Glass transition temperature
TRAPPE Transferable Potentials for Phase Equilibria Force Field
Ubend Potential energy associated with angular bending interactions in a MD
environment
Ubond Potential energy associated with bonding interactions in a MD environment
Ubondbend Cross term defining coupling between bond stretching and bond flexing in a MD
environment
Ubondbond Cross term defining coupling two separate Ubond interactions in a MD
environment
UFF Universal Force Field
List of Nomenclature
xiii
UHBonding Potential energy associated with hydrogen bonding interactions in a MD
environment
Uimp Potential energy associated with improper bond dihedral interactions in a MD
environment
Unon-bond Potential energy associated with electrostatic, hydrogen bonding and van der
Waal’s interactions in a MD environment.
Upot Overall Potential Energy
Uvib Potential energy associated with bond vibrational interactions in a MD
environment
V Volume of simulation box
VARTM Vacuum Assisted Resin Transfer Molding
Vi Velocity of atom ‘i’
Vp Overall porosity of composite based on deviation of density from ρTH
Wn Nanoplatelet thickness in the Frederickson and Bicerano model
xck Cox Krenchel fibre volume dispersion parameter
α Dispersed phase aspect ratio
β Chain immobilization factor
δ % Average absolute relative error
ΔL/L Fractional change in length of composite specimen after ethanol uptake
ΔM/M Fractional change in mass of composite specimen after ethanol uptake
ε Effective dielectric constant of the medium
ε0 Vacuum permittivity (8.854 × 1012 F/m)
εij Well depth of the Lennard Jones potential between atoms ‘i' and ‘j’
θ Bond angle
θ0 Equilibrium bond angle
λ Improper angle corresponding to the deviation from planarity
λ0 Improper angle corresponding to the deviation from planarity at equilibrium
ρTH Theoretical density of composite obtained using Rule of Mixtures
σij Contact radius of the Lennard Jones potential between atoms ‘i' and ‘j’
σPR Poisson’s ratio
σx Stress in x direction
σy Stress in y direction
σz Stress in z direction
List of Nomenclature
xiv
τ Tortuosity
τ1, τ2 and τ3 Decay lifetimes associated with PALS measurements
ϕ Dispersed phase volume fraction
ϕCr Crystalline volume fraction of dispersed phase
ϕC Cellulose crystalline volume fraction in wood flour dispersed phase
xv
LIST OF FIGURES Figure Page
number
Figure 1.1: Steps involved in the Rotomolding Process. From Crawford [12] 4
Figure 1.2: Methods of controlling polymer permeability and mechanical
properties
5
Figure 2.1: Schematic of Permeation. 1: Adsorption, 2: Diffusion/Dissolution
through the polymer, 3. Desorption into stored material.
11
Figure 2.2: O2 permeability of PLA-MMT (○) and PLA-PCL-MMT (●)
systems with varying MMT content. From Urquijo et al. [57].
17
Figure 2.3: Variation in permeability of O2 and N2 in HDPE-EVA with
varying volume fraction of EVA. From John et al. [59].
18
Figure 2.4: Different morphologies and corresponding tortuous path exhibited
in HDPE-EVA blend. From John et al. [59]
18
Figure 2.5: Scheme for manufacturing microfibrillar LLDPE-PET blends.
Matrix polymer = LLDPE, Reinforcing polymer = PET microfibrills. From
Shields et al. [1].
20
Figure 2.6: (a): O2 permeability and (b): CO2 permeability of LDPE-EVA-
GO (■) and LDPE-EVA-RGO (▲) nanocomposites. From Tayebi et al. [72].
25
Figure 2.7: Model for Tortuous pathway of gas through PPC/OLDH
composites. From Li et al. [75]
27
Figure 2.8: Effect of moisture uptake on the hardness (GPa) of vinyl ester
clay nanocomposites. From Alatayeh et al. [77]
28
Figure 2.9: Liquid water uptake for rotomolded LMDPE-15% fibre
composites. From Cisneros-López et al. [85]
31
Figure 2.10: SEM micrographs of LLDPE- flax fibre composites (a):
(LLDPE: 12.5% fibre content, 75, 110, 120, 130, and 140°C barrel
temperature profile, and 150 rpm screw speed; (b): LLDPE: 12.5% fibre
content, 75, 120, 130, 140, and 150°C barrel temperature profile, and 110 rpm
screw speed). From Siaotong et al. [86]
32
List of Figures
xvi
Figure 2.11: Effect of water desorption on the Young’s modulus in the vinyl
ester based material up to an equilibrium state at around 3% of weight loss.
From Singer et al. [89].
34
Figure 2.12: O2 permeability for quenched and slow cooled HDPE-cellulose
fibre composites. From Fendler et al. [7]
36
Figure 2.13: Structure of azodicarbonamide (ADC). 39
Figure 2.14: Liquid Water absorption characteristics of HDPE-Wood straw
flour composites at various proportions of foaming agent and nano-clay. From
Babaei et al. [97]
41
Figure 2.15: Schematic for sol-gel deposition of TiOx films on PEN substrate.
Pre heating step makes the film denser by inducing solvent evaporation. Post
heating promotes polycondensation. From Park et al. [118].
50
Figure 2.16: SEM images of Nylon/carbon fibre laminates after contact with
water. From Pillay et al. [49]
52
Figure 2.17: (a): NVE ensemble (closed system), (b): NVT ensemble (closed
system but not heat isolated), (c): NPT ensemble (isobaric-isothermal)
70
Figure 2.18: Logarithm of the diffusion coefficients as a function of square
effective diameters. From Mozaffari et al. [139]
72
Figure 2.19: PE matrix containing six polymer chains, each having 200 C
atoms. The ball-and-stick model represents the PE chains with their centre of
mass in the unit cell and the thin-line model represents their periodic replicas.
From Börjesson et al. [140]
73
Figure 2.20: Three typical MSDs of an oxygen molecule in PE at 308 K. The
average MSD, shown in black, reveals a linear increase in MSD with time.
From Börjesson et al. [140]
73
Figure 2.21: Equilibrated structures of (a): PE–graphene and (b): PE–CNT
nanocomposites. From Erdtman et al. [141]
75
Figure 2.22: Layering in (a): PE–graphene and (b): PE–CNT (right) systems.
From Erdtman et al. [141].
75
Figure 2.23: Simulated (a): SiO2 and (b): PVDF-SiO2 composites. From Bai
et al. [142]
76
List of Figures
xvii
Figure 2.24: The graphs of MSD vs. time after MD, representing the fitting
line relation. From Deghani et al. [144].
77
Figure 2.25: Oxygen permeability along the z axis for simulated PET/PEN
blends (a): without transesterification and (b): with transesterification. From
Fermeglia et al. [145]
78
Figure 2.26: Simulating effect of branch length effect on PE strength for
different branch moieties (black: methyl, red: ethyl, brown: butyl) and
comparing with available experimental data (blue). 2n is the number of C
atoms in the PE backbone chain (50). From Liao et al. [146]
79
Figure 2.27: CNT (brown) delaminates from PE chains (Green). From Jia and
Qingsheng [147]
80
Figure 2.28: Trends in mechanical properties of PMMA as a function of
temperature using different MD forcefields. From Sahputra et al. [148]
81
Figure 3.1: (a): Compression Molding machine, (b): Chilling unit of
compression molding machine.
91
Figure 3.2: (a): Rotomolding machine, (b): Control unit of Rotomolding
machine 92
Figure 3.3: (a): Compression molded with pine flour L-R: 0%, 5%, 10% and
20% by weight pine flour, (b) Rotomolded specimens with pine flour L-R:
0%, 5%, 10% and 20% by weight pine flour (c): Rotomolded specimens 5%
and 10% by weight of oak flour.
93
Figure 3.4: Zwick Z010 Universal Testing Machine with (a): tensile grips,
(b): flexural grips, (c): Samples for tensile and flexural testing. 94
Figure 3.5: (a): CEAST Impact Testing machine, (b): Samples for impact
testing. 95
Figure 3.6: Olympus BX61 Optical Microscope (OM) 95
Figure 3.7: Zeiss Supra 40 Vp Scanning Electron Microscope (SEM) 96
Figure 3.8: Emitech K975X sputtering unit 96
Figure 3.9: Oven where solvent uptake experiments are conducted.
Maintained at an average temperature of 30 ±1ºC 97
Figure 3.10: Refrigerator where solvent uptake experiments are conducted.
Maintained at an average temperature of 6±2 ºC 98
List of Figures
xviii
Figure 3.11: (a): Differential Scanning Calorimeter, (b): Chiller Unit attached
to DSC machine. 98
Figure 3.12: (a): TA DMA 2980 Dynamic Mechanical Analyzer, (b):
Specimens for creep and storage modulus measurement 99
Figure 3.13: Hysitron TI Premier Nanoindenter 100
Figure 3.14: MOCON OxTran 2/21 Oxygen Permeability Tester 100
Figure 3.15: Disc samples for Oxygen Permeability testing 101
Figure 3.16: Pycnometer with water filled up to mark. 102
Figure 3.17: (a): Positron source of PALS machine, (b): Sample chamber for
PALS analysis 103
Figure 3.18: Crystalline Unit cell of PE constructed using the partial
coordinates suggested by Bruno et. al. [162] 104
Figure 3.19: Crystalline supercell of PE with C atoms shown in blue and H
atoms in green made up of several individual units of Figure 3.2.1. 105
Figure 3.20: Amorphous simulation box of PE with C atoms shown in blue
and H atoms in green. 105
Figure 3.21: Constructing the semi crystalline simulation cell. 110
Figure 3.22: Simulated molecules of (a): Cellulose, (b): Lignin, (c):
Hemicellulose, (d): Water, (e): Cellulose polymers, (f): Hemicellulose
polymer, (g): Lignin polymer, (h): Simulated wood flour with cellulose in
brown, water in yellow, hemi cellulose in green and lignin in blue.
111
Figure 3.23: γ vs crystalline volume fraction ϕCr for different sized
permeants through LLDPE. From Compan et al. [37] 113
Figure 4.1: SEM images of the raw materials (a): LLDPE, (b): Pine flour, (c):
Oak flour. 118
Figure 4.2: Evolution of microstructure in the LLDPE raw material as a
function of time at 200 °C: (a): 5 min, (b): 10 min, (c): 15 min, (d): 30 min.
(e): 240 °C at 12 min.
119
Figure 4.3: Evolution of microstructure in LLDPE raw material with 5% pine
flour as a function of time (a): 200°C, 5 min, (b): 200°C, 10 min, (c): 240 °C
at 12 min.
120
List of Figures
xix
Figure 4.4: Evolution of microstructure in LLDPE raw material with 10%
pine flour as a function of time: (a): 200°C, 5 min, (b): 200°C, 10 min, (c):
240 °C at 12 min.
120
Figure 4.5: Evolution of microstructure in LLDPE raw material with 20%
pine flour as a function of time at (a): 200°C, 5 min, (b): 200°C, 10 min, (c):
240 °C at 12 min.
121
Figure 4.6: Evolution of microstructure in LLDPE raw material with 5% oak
flour as a function of time at (a): 200°C, 5 min, (b): 200°C, 10 min, (c): 240
°C at 12 min.
121
Figure 4.7: Evolution of microstructure in LLDPE raw material with 10% oak
flour as a function of time at (a): 200°C, 5 min, (b): 200°C, 10 min, (c): 240
°C at 12 min.
122
Figure 4.8: VP of all the pine flour composite samples as determined by Eq
(3.2.5). 124
Figure 4.9: SEM images of samples with no pine flour incorporation. (a):
CM0, (b): Smooth surface of RM0; (c): Rough surface of RM0. 124-125
Figure 4.10: SEM images of samples with wood flour incorporation. (a):
CM5, (b): CM5_O, (c): CM 10, (d): CM 20, (e): RM5 smooth surface, (f):
RM10 smooth surface, (g): RM20 smooth surface, (h): RM5 rough surface,
(i): RM10 rough surface, (j): RM20 rough surface
126-127
Figure 4.11: SEM images of microstructure of compression molded samples.
(a): CM0, (b): CM5, (c): CM10, (d): CM20. 128
Figure 4.12: SEM images of microstructure of rotomolded samples (a): RM0,
(b): RM5, (c): RM10, (d): RM20. 128-129
Figure 4.13: Rotomolded RM20 specimen with physical holes indicated by
the red circle. 129
Figure 4.14: Estimating pore sizes through microstructural SEM of a RM5
sample. 130
Figure 4.15: Rough pore size distribution estimates of all composites. 130
Figure 4.16: Absolute and Relative Tensile strengths of (a), (b): Rotomolded
and (c), (d): Compression Molded composites 131-132
List of Figures
xx
Figure 4.17: Absolute and Relative Flexural strengths of (a), (b): Rotomolded
and (c), (d): Compression Molded composites 133-134
Figure 4.18: Absolute and Relative Impact strengths of (a), (b): Rotomolded
and (c), (d): Compression Molded composites 135-136
Figure 4.19: Absolute and Relative Storage Modulus in Single Cantilever
mode of (a), (b): Rotomolded and (c), (d): Compression Molded composites 137-138
Figure 4.20: Absolute and Relative Storage Modulus in Tensile mode of (a),
(b): Rotomolded and (c), (d): Compression Molded composites 139-140
Figure 4.21: Oxygen Permeability of all rotomolded composites 142
Figure 4.22: Pore size distribution of the simulated amorphous and crystalline
polyethylene molecules. 146
Figure 4.23: (a): Amorphous and (b): Crystalline PE simulation boxes with a
single oxygen molecule in red. 147
Figure 4.24: PALS spectrum of Compression Molded LLDPE specimen
where the yellow, blue, grey and black lines correspond to τ1, τ2, τ3 and the
source component.
149
Figure 4.25: Comparison of MSD of O2 molecule averaged over 30 runs
observed in Amorphous (A) and Crystalline (C) PE with the linear fit over a
temperature range of 293-308 K with a 5 K temperature step.
150
Figure 4.26: Evolution of the total energies of the simulated Amorphous and
the Crystalline PE systems with inserted oxygen molecule. 151
Figure 4.27: Comparison of D (cm2/s) between reported values obtained from
[38, 163-166] and simulated PE molecules (crystalline and amorphous). 152
Figure 4.28: Predicted D values compared to the reported data. 153
Figure 4.29: Visualising the crystallite and amorphous segments of
Polyethylene with increasing crystallinity. 158
Figure 4.30: Pore size distribution of the simulated wood molecule shown in
Section 3.2, Figure 3.22h. 161
Figure 4.31: Amorphous PE molecules in red. Ethanol in green. 162
Figure 4.32: Cellulose in brown, water in yellow, hemi cellulose in green and
lignin in blue. Ratio is 40:30:30 by weight cellulose: lignin: hemicellulose. 8%
by weight of water. 1 molecule of Ethanol in black.
162
List of Figures
xxi
Figure 4.33: Mean square displacement (MSD) of the ethanol molecules in
the Polyethylene simulation box with trajectory segment showing MSD α t.
Averaged over 30 simulations and a period of 10 ns.
163
Figure 4.34: Uptake of Ethanol of all samples at 6°C 164
Figure 4.35: Uptake of Ethanol of all samples at 30°C 164
Figure 4.36: Ethanol diffusion coefficients for the compression and
rotomolded composites at 6°C 165
Figure 4.37: Ethanol diffusion coefficients for the compression and
rotomolded composites at 30°C 166
Figure 4.38: Swelling of all composites at 6°C 167
Figure 4.39: Swelling of all composites at 30°C 167
Figure 4.40: Visualising tortuosity where s: average pore radius, lC: average
crystalline lamellar thickness and aspect ratio α = 2d/lC 171
Figure 4.41: Predictive abilities of the models listed in Table 2.10 for ethanol
diffusion at 6°C. 172
Figure 4.42: Predictive abilities of the models listed in Table 2.10 for ethanol
diffusion at 30°C. 172
Figure 4.43: Simulated stress vs strain curves in tensile mode for (a): semi-
crystalline PE at 30°C, 60°C and 90 °C and (b) simulated wood flour at 30°C,
60°C and 90 °C, (c): Relative drop in modulus value (E) as compared to
modulus value at the start (Ei) for the simulated PE vs experimental values.
176-177
Figure 4.44: Comparisons with experimental value; (a): Absolute and (b):
Relative composite elastic modulus 179
Figure 4.45: Tensile strength vs ethanol uptake % for all compression molded
samples 184
Figure 4.46: Tensile strength vs ethanol uptake % for all rotomolded samples 185
Figure 4.47: Flexural strength vs ethanol uptake % for all compression
molded samples 186
Figure 4.48: Flexural strength vs ethanol uptake % for all rotomolded samples 187
Figure 4.49: Impact strength vs ethanol uptake % for all compression molded
samples 188
Figure 4.50: Impact strength vs ethanol uptake % for all rotomolded samples 189
List of Figures
xxii
Figure 4.51: Storage Modulus (Tensile mode) vs ethanol uptake % for all
compression molded samples 190
Figure 4.52: Storage Modulus (Tensile mode) vs ethanol uptake % for all
rotomolded samples 191
Figure 4.53: Storage Modulus (Cantilever mode) vs ethanol uptake % for all
compression molded samples 192
Figure 4.54: Storage Modulus (Cantilever mode) vs ethanol uptake % for all
rotomolded samples 193
Figure 4.55: Burger’s representation of a viscoelastic material. 194
Figure 4.56: Creep compliance of all compression molded composites before
ethanol contact. 195
Figure 4.57: Creep compliance of all rotomolded composites before ethanol
contact 196
Figure 4.58: Creep compliance of all compression molded composites after
sustained ethanol contact at (a) 6°C, (b): 30°C. 197-198
Figure 4.59: Creep compliance of all rotomolded composites after sustained
ethanol contact at (a): 6°C, (b): 30°C. 199
Figure 4.60: Equilibrium Modulus vs ethanol uptake of the compression
molded samples. 200
Figure 4.61: Equilibrium Modulus vs ethanol uptake of the rotomolded
samples. 201
Figure 4.62: tr for all compression molded composites 208
Figure 4.63: tr for all rotomolded composites 208
xxiii
LIST OF TABLES
Table Page
number
Table 2.1: Permeabilities of compatibilized and uncompatibilized LDPE/PA
blends. From Mistretta et al. [61] 19
Table 2.2: Tensile strength (MPa) of polyurethane polysulfide blends with
varying polysulfide content and different soaking times. From Zhang et al. [66]. 22
Table 2.3: XC and O2 permeabilities of PET and PET/GNP nanocomposites.
From Al-Jabareen et al. [74] 26
Table 2.4: Tensile Strength and O2 permeabilities of rotomolded PE blend nano-
clay composites. From Pavani et al. [76] 27
Table 2.5: Tensile strength, Impact strength and water vapour permeability of
PP/PS-Sisal nanofibrils composite. From Krishnan et al. [87]. 33
Table 2.6: Water vapour permeabilities and elastic modulus of LDPE-Pineapple
fibre (of different surface treatments) composites. From George et al. [88] 33
Table 2.7: Mechanical and permeability properties of pristine epoxy and
mesostructured silica-epoxy nanocomposite. From Park et al. [99] 42
Table 2.8: O2 Transmission rates of the composite films before and after bending
tests. (U: Undercoat, NC= No change). From Shim et al. [114] 48
Table 2.9: Functional forms of several Class I and Class II forcefields. 61
Table 2.10: Semi-empirical models for estimating D 84
Table 2.11: Semi-empirical models for predicting elastic moduli of composites
with randomly oriented dispersed phase. 87
Table 3.1: Process cycle time and other parameters of the compression molding
technique 91
Table 3.2: Process cycle time and other parameters of the rotomolding technique 91
Table 3.3: Samples made from each molding method with wood flour content. 92
Table 4.1: Densities of all the specimens obtained from pycnometry 123
List of Tables
xxiv
Table 4.2: Heat of fusion (ΔHM; J/g) and % Crystallinities of all samples at 3
different heating rates 141
Table 4.3: Experimental (Pexp) vs predicted (Ppred) oxygen permeability values of
rotomolded composites 143
Table 4.4: Experimental and simulated densities 146
Table 4.5: PALS data indicating average pore size (R; in Å) compression molded
and rotomolded composites and the raw material 148
Table 4.6: δ for the various models listed in Table 2.10 154
Table 4.7: Experimental and simulated densities 160
Table 4.8: Slopes of MSD plot and simulated D from Eq (3.2.1) 163
Table 4.9: Pearson coefficient (p) between the D (cm2/s; shown in Figure 4.36
and 4.37) and VP (Figure 4.8) for both compression and rotomolding techniques
at two temperatures.
166
Table 4.10: Thickness and Swelling coefficient for all samples. 168
Table 4.11: Diffusion Coefficients obtained using several tortuosity models and
comparing to experimental values. 169
Table 4.12: δ values for all the models used in this thesis for ethanol diffusion 173
Table 4.13: Storage modulus from tensile mode DMA of compression molded
and rotomolded plain Polyethylene 178
Table 4.14: δ values for the models when compared to the experimental modulus
values of the compression and rotomolded sample. 180
Table 4.15: EM and ηM for the compression molded composites 203-204
Table 4.16: EM and ηM for the rotomolded composites 205-206
Table 4.17: EK for the compression molded composites 206
Table 4.18: EK for the rotomolded composites 207
1
CHAPTER 1
INTRODUCTION
In the packaging and storage industry, an extremely large range of products ranging
from food items to computer parts are enclosed and protected from the environment and other
factors by the use of effective packaging [1-5]. The polymer manufacturing sector is a massive
supplier of raw materials for the packaging and storage industry [6] . Food items such as fruits,
vegetables, meat, poultry and grains are only some of the items that are protected from
interacting with the environment using polymer based packaging [4]. As much as 42% of all
polymeric material manufactured globally is used in one form or the other in the packaging
industry [6]. In addition, almost half of the polymer consumed by the packaging industry is
food packaging in the form of films, sheets, bottles, etc. [6].
Amongst the polymers used for packaging and storage applications, it is the polyolefins
that are by and large, the most consumed [4, 6]. These include Polyethylene (PE) in its various
forms such as Low-Density PE (LDPE), High Density PE (HDPE) and linear low-density PE
(LLDPE). LLDPE happens to combine the main features of both LDPE and HDPE i.e. it has
improved chemical resistance, improved performance at both high and low temperatures, higher
strength at a given density and increased flexibility [6]. Thus, LLDPE has been used quite
extensively for the manufacture of polymeric storage units or tanks and forms the main raw
material that will be used throughout the scope of this thesis.
Now, for the storage of food items it is known that the control of permeant transport
through the packaging system, is of critical importance. Therefore, extensive research has been
carried out on the prediction and modelling of the transport of several permeants through
polymers and their composites [1, 7, 8]. However, in this project, the packaging of specific
liquid-based food products viz., high alcohol content foods such as wine and spirits will be
considered. Therefore, it is necessary for the developed packaging systems to address three very
important requirements.
Introduction
2
1. Food contact approval,
2. Required permeation/transport characteristics
3. Retention of mechanical properties.
First and foremost, the raw material (LLDPE) and all additives used as part of the raw
material formulation and the chosen dispersed phase all should pass Food and Drug
Administration (FDA) approval. As far as permeation is concerned, exerting control on the
permeability is immensely important for the physical, chemical and microbiological safety of
the stored material. Controlling the permeability characteristics of a polymer can be achieved
in many ways (and will be discussed in more detail in Sections 2.1 to 2.4). The formulation
designed must also possess predictable permeation characteristics for the wine/spirit type
material that will be stored in it. Therefore, an equation must be developed by which the
permeability of the molded system can be predicted based on an intensive property of the
system. In this work, density has been chosen as the intensive parameter, but it may be another
parameter such as volume crystallinity. It must be noted that both the extent and mechanism of
penetration/permeation of a permeant molecule (typically low molecular weight gases and
liquids) through a polymer has a massive effect on the service performance of the polymer
product. Hence, the third aspect of this project is understanding the effect of permeant uptake
on the mechanical performance of the product.
The generation of interfaces in a polymeric system due to the presence of a dispersed
phase creates routes for permeant transport and uptake and thus, avenues for control on
permeation [9-11]. However, the uptake of such materials into the polymer matrix through
either the static or dynamic free volume holes, has a massive influence is on the mechanical
performance of the polymer. Therefore, a composition that can retain its mechanical strength is
necessary. Also, as it is possible that the application of the storage unit can be at both low and
high temperatures, the molded compositions must be tested for their mechanical properties in
contact with the food product at various temperatures. Overall, a drop of around 10% in
mechanical performance (as compared to molded specimens that are dry) is a benchmark that
will be set. Specifically, the mechanical properties studied will be quasi static properties such
as tensile and flexural strength, storage moduli and equilibrium moduli (from creep analysis).
These properties will be measured before and after the uptake of the stored material. Also, the
temperature of storage will be varied so that both temperature and concentration effects are
Introduction
3
considered when studying the behavior of the composite material that will be used to design a
storage unit.
Storage units for storing wine/spirits can be manufactured in a variety of ways but
Rotational Molding or Rotomolding has certain characteristics that make it the most attractive
prospect for manufacturing large volume units. Rotomolding is one of the fastest growing
polymer processing techniques. Products fabricated using rotomolding find application in a
wide spectrum of industries ranging from agriculture to the automotive sector [12-15]. It is a
very low shear process and therefore the polymers chosen must have the requisite flow
properties. The process of rotomolding consists of 4 basic steps as shown in Figure 1.1:
1. Charging: In the first step of the rotomolding operation, the raw materials (polymer
powder or liquid as per requirement) are introduced into the shell-like mold.
2. Rotation and Heating: It is important to understand that rotomolding does not rely
on centrifugal forces to throw the plastic against the mold wall. The speeds of
rotation are slow, and the powder undergoes a regular tumbling and mixing action
[12]. Thus, after charging and closing the mold, it is slowly rotated on two axes
perpendicular to each other to ensure that the powder/liquid pool at the bottom of
the mold contacts with the entire inner surface of the mold. Using a combination of
biaxial rotation and heating over a period, the powder melts and forms a coating on
the inner surface of the mold.
3. Cooling: When all the raw material has adhered itself to the inner surface of the
mold, the external surface of the mold is cooled while continuing the rotation so that
the plastic raw material solidifies and attains the desired shape.
4. De-molding: Once the desired shape has been achieved, the mold is opened, and the
product is removed.
Introduction
4
Figure 1.1: Steps involved in the rotomolding Process. From Crawford [12]
The various kinds of articles that may be produced using rotomolding include tanks (
septic tanks to storage), door armrests, instrument panels, wheel arches, traffic and road signs,
shipping and airline containers, lightweight aerospace components, refrigerated boxes, pallets,
fish bins, paramedic cases, furniture, toys, bins and trash containers, road cones, helmets, boats
and kayaks, tool boxes, agricultural/gardening equipment, etc. Due to the simplicity of the
process, rotomolding has very few competitors for the production of large (> 2 m3) hollow
objects in one piece [12]. The polymers that may be rotomolded consists of polyolefins
(polyethylene- specifically LLDPE is currently the largest consumed polymer for this
manufacturing technique [12-15]), polycarbonate, polyamides, polyurethanes, polyvinyl
chloride, Acrylonitrile-Butadiene-Styrene (ABS) terpolymer, High Impact Polystyrene (HIPS),
various fluoropolymers, liquids such as liquid Nylon block copolymer, liquid polyurethanes,
and recently, biodegradable plastics like PLA, foamed plastic analogues of the polymers already
mentioned, etc. [12-15].
However, when rotomolding is compared to conventional polymer processing methods
such as compression molding, injection molding or blow molding, there are some major
differences. One of them is that there are complete phase changes followed by structure
consolidation in the conventional processing techniques while complete phase changes are
often not observed in the rotomolding process. In fact, in the rotomolding process, the
Introduction
5
polymeric raw material undergoes a sintering process, and this is then followed by structural
consolidation. Therefore, to benchmark all the results in this thesis, all compositions
manufactured by rotomolding were also made using compression molding. Using this, the
effects of process shear/pressure on the mechanical and transport properties of multi-phase
polymeric systems will be understood and knowledge gained that could be useful for the
packaging and storage industry, at large.
As mentioned earlier, there are three major requirements that the designed storage unit
must fulfill, and a comprehensive literature search was done for materials and methodologies
that could possibly do that and they are shown in Figure 1.2. More details on the literature
search are shown in Section 2.1 through Section 2.4 but briefly, the major ways include the
development of polymer blends, polymer composites or nanocomposites (depending on the
dimensions of the dispersed phase), creating laminates by coating or depositing thin layers of
high barrier materials on the polymer surface or converting the microstructure into a cellular
form via the incorporation of foaming agents [16].
Figure 1.2: Methods of controlling polymer permeability and mechanical properties
Introduction
6
The most suitable technique amongst these, for this thesis, was found to be the
development of polymer natural fibre composites. Traditionally, wines and spirits are stored in
wooden barrels and developing a polymer composite based on wood flour would have aesthetic
and functional properties that the other techniques could not offer. The mechanical and transport
properties of the developed composition were then comprehensively measured and modelled.
While this concluded the experimental section of the project, a further aspect of this study
involved developing a more fundamental understanding of the multi-phase polymer system and
to that effect, the use of Molecular Dynamics (MD) and semi-empirical modelling was
employed.
The application of MD is to act as a conduit between the macroscopic laboratory
environment and the microscopic length and time scales of transport processes in polymeric
systems. Basically, using MD allows the prediction of the static and dynamic properties of
molecules directly from the underlying interactions between the molecules. Thus, exact values
of bulk properties (or within experimental error) can be obtained and also an understanding of
the atomic/molecular scale processes occurring concurrently with these macroscopic
observations be gained. The earliest MD simulation was in the year 1957 by Alder and
Wainwright [17] wherein perfectly elastic collisions were considered to be the only way in
which the atoms of the simulated system can interact. This was later improved upon by Rahman
[18] who applied a smooth, continuous potential to mimic real atomic interactions. The first
complex MD simulation was done for a protein [19] by developing an empirical energy function
constructed using first-principles assumptions. In the case of multi-phase polymeric systems
like the polymer natural fibre composites that will be developed in this thesis, the overall
modelling of any physical phenomenon can be done much more efficiently by using MD in
combination with either Empirical, Deterministic or Semi-Empirical mathematical models.
Empirical modelling refers to methods that characterize the system through techniques
such as polynomial regression. These techniques have the advantage of being fast to implement,
calibrate and simulate but do not offer any knowledge about the physics of the process [20].
Deterministic models, on the other hand, implement equations that describe all the physico-
chemical processes that comprise that particular phenomenon. Such models are more accurate
than empirical models and provide exhaustive information about the phenomenon itself but are
computationally intensive and time consuming [21]. The third option of semi-empirical
modelling helps combine the advantages of the empirical and deterministic techniques while
Introduction
7
minimizing the inherent drawbacks. Semi-empirical modelling is a versatile technique used
successfully in several engineering fields ranging from the sizing and the simulation of heat
exchangers, pumps and expanders [22], fluidized [23] and packed bed reactors [24], modelling
phenomena such as adsorption [25], combustion [26], diffusion [27], sorption [28] and viscosity
[29] and predicting physical properties such as elastic moduli [30]. In this project, the
observations from MD in combination with semi-empirical modelling were utilised to
effectively to predict trends in both transport and mechanical properties.
Thus, this project aims to contribute to the overall scientific view of transport through
multi-phase polymer systems and the corresponding effect on the mechanical performance. The
way to achieve that is two-fold:
1. Develop a semi-empirical model that takes into account the effect of processing on both
the mechanical performance and on the permeation characteristics of the designed
multi-phase polymeric system.
2. Use MD based simulations to develop representative models of all materials involved
viz., the polymer, the dispersed phase and the permeant and correlate the simulated
models with experimental results and improve the level of agreement between the two
results.
These models, and the ones developed during the course of this thesis and the various
properties of multi-phase polymeric systems, especially those that influence their mechanical
and transport properties, exerting control on these transport phenomena (diffusion, solubility
and permeability), the overall method of MD based simulations and the contributions made by
this thesis to this sphere are all detailed in Chapter 2.
The overall thesis structure is as follows:
In Chapter 1, a brief introduction of the thesis and the research question is provided.
In Chapter 2, a review of the relevant literature for transport property modification of
multi-phase polymer systems, semi-empirical modelling approaches for predicting transport
properties and the simulation of macromolecules through MD is provided.
In Chapter 3, the materials used during the course of this thesis and all of the
experimental and simulation methodologies are laid out. A thorough description of each
individual method is provided along with several parameters used in the MD simulations
throughout this thesis.
In Chapter 4 Section 1, the processing technique used is correlated to microstructural,
morphological and gas transport features of LLDPE wood flour composites. An intensive
Introduction
8
parameter (density) is used to model the overall gas transport properties of the fabricated
composites.
In Chapter 4 Section 2.1, a proof of concept for demonstrating the efficacy of combining
MD with semi-empirical modelling is shown. Here, an experimental property i.e. the diffusion
coefficient of O2, an essential permeant for consideration in food packaging applications, is
predicted as a function of temperature in LLDPE. A novel approach involving the separate
simulation of O2 diffusion in amorphous and crystalline LLDPE and then the semi-empirical
combination of these two results to predict overall diffusion is laid out. The amorphous and
crystalline LLDPE models are validated using density and free volume pore size data obtained
experimentally. The most efficacious model based on overall deviation of predicted data from
experimental data is suggested.
In Chapter 4 Section 2.2, the results obtained from Chapter 4 Section 2.1 are used to
model liquid (ethanol) diffusion coefficients in the fabricated composites. Following on from
the simulation of amorphous and crystalline LLDPE, a MD model of the dispersed phase i.e.
wood flour is developed and validated. Similar to Chapter 4 Section 2.1, the MD model of the
wood flour is validated using density and free volume pore size data and the semi-empirical
models used in Chapter 4 Section 2.1, are then tested for their efficacy in modelling liquid
diffusion. Once again, the most efficacious model based on overall deviation of predicted data
from experimental data is suggested.
In Chapter 4, Section 2.3, after the successful prediction and modelling of diffusion
phenomena in the fabricated composites, the MD approach is used to predict the mechanical
properties (specifically the elastic modulus of the fabricated composites). Semi-empirical
approaches are used to fit the simulated data to the experimental values obtained and once again
the best fit model is discussed.
In Chapter 4 Section 3, the effect of ethanol uptake on the mechanical properties of the
compression and rotomolded composites are investigated. In addition, a critical property for
storage application i.e. the creep compliance trends of our fabricated composites are studied in
three separate conditions, dry, after ethanol sorption at a relatively low temperature (6°C) and
after ethanol sorption at a relatively high temperature (30°C). Viscoelastic modelling is carried
out using the four element Burger’s model and intrinsic properties of the fabricated composites
including the Maxwell moduli and viscosities, Kelvin Voigt moduli and overall relaxation times
are analysed. The most viable composition of wood flour (pine and oak) based on retention of
overall stiffness is suggested.
Introduction
9
In Chapter 5, the overall conclusions of the entire thesis are presented and possible
future work based on the conclusions of this thesis are suggested.
Attached to the end of Chapter 5 is all the research that has been referred to and cited in
this entire thesis.
Finally, a list of all the publications and presentations made during the course of this
thesis are shown.
To conclude this section, the main objectives in terms of research and engineering
output of this project are listed out as follows:
1. The design of a LLDPE (composite or otherwise) storage unit for organic liquid storage.
Study the effect of the microstructures for its viability for organic liquid storage. Model
the permeation characteristics of the material used as a function of some intensive
property characteristic of the system.
2. Analyze the effect of composition on overall mechanical, morphological and transport
properties. The main property that affects all these properties is the overall porosity.
This project will be aimed that the process of creating porosity does not adversely affect
the mechanical properties of the proposed composition.
3. Optimise dispersed phase concentration in manufacturing rotomolding technique and
the benchmarking compression molding method. Compare and contrast the two values.
4. In depth first principles study of the transport process of relevant low molecular weight
permeants through PE and through the chosen dispersed phase using MD. Correlation
of simulated results with experimental results.
5. Isolate the mechanism of transport in the amorphous and crystalline regions of the semi-
crystalline LLDPE.
6. Analyse porosity (free volume level, micro and macro porosity) that can exist in a multi-
phase polymer composite system. Use of probes of different sizes and states to study
the overall pore size distribution in the system. This will also help correlate results from
widely disparate characterization methods and help analyse the relationship between the
nature of the probe and the measurement of porosity. Here again, MD will be used to
correlate the simulated data to experimental results.
7. Predict trends in transport and mechanical properties of the composites using a
combination of MD based simulations and semi-empirical modelling. Demonstrate
versatility and effectiveness of this approach. Also, discuss the current limitations and
ways to improve the approach.
Introduction
10
Based on these objectives the following scientific and engineering contributions can be
made
1. An in-depth analysis of the trends in static and dynamic mechanical properties of
composites made by a sintering-based processing technique (Rotomolding) vs those of
a conventional phase change and consolidation-based processing technique
(Compression Molding).
2. Correlating the trends in gas and liquid transport phenomena to an intensive parameter
characteristic of the processing method and the polymeric system.
3. Developing a Molecular Dynamics (MD) based methodology or algorithm that can help
predict trends in both transport and mechanical properties of multi-phase polymeric
systems with high accuracy.
11
CHAPTER 2
LITERATURE SURVEY
Fundamentally speaking, transport processes like permeation occur in a polymer in three
steps. A schematic of the process is shown in Figure 2.1 and is comprised of:
1. Adsorption of the penetrant molecule on one surface of the polymer
2. Sorption (dissolution) into and diffusion of the penetrant through the polymer.
3. Desorption from the other surface of the polymer.
Figure 2.1: Schematic of Permeation. 1: Adsorption, 2: Diffusion/Dissolution through the
polymer, 3. Desorption into stored material.
Permeation also occurs through pores, pinholes or microscopic cracks present in the
polymer. This is called the pore effect or Knudsen flux and is inversely proportional to the
square root of the molecular weight of the permeant [11]. In addition, the presence of free
volume holes (created by Brownian motions of the chains or by thermal perturbations) also play
an important role [11]. Thus, the overall transport of permeants through a polymer is a
combination of transport through the scheme in Figure 2.1, the influence of free volume holes-
both static and dynamic, and the presence and distribution of pores throughout the volume of
the polymer [11].
Literature Survey
12
Now, the static free volume is essentially independent of the thermal motions of the
polymer chains and is related to gas solubility or the solubility coefficient- S. Dynamic free
volume, on the other hand, derives from accessible conformational changes and segmental
motions of the polymer chains and is related to gas diffusivity or the diffusion coefficient-D. In
addition, S is a thermodynamic factor while D is more of a kinetic factor that reflects the
mobility of the permeant molecules in the polymer phase [10, 11, 31]. The overall permeability
(P) is the product of these two coefficients and is given by:
P = D × S (2.1)
The major factors that determine the nature and extent of permeant transport through a
polymeric system are the characteristics of the materials involved (polymer and permeant),
environmental factors (temperature and humidity), porosity factors (density, crystallinity,
nature of the dispersed phase and the corresponding interfacial tension) and geometry [9-11,
32-34]. In this thesis, we will be concentrating on the influences of microstructure and dispersed
phases and to that end, a quantity known as ‘Tortuosity’ (τ) needs to be defined. Physically
speaking τ can be defined using Eq (2.2) and the overall diffusion coefficient, D can then be
defined using Eq (2.3). Thus, τ is a measure by which the diffusion and permeability of a
permeant through a polymer matrix is affected. Various models for τ have been developed and
these been detailed in several reviews [10, 11, 35, 36]. An increased tortuosity indicates that
the permeant will take a longer time to permeate through the polymer while conversely a
reduced tortuosity will increase the permeant transport through the polymer matrix.
τ = L′
d′ (2.2)
where L’ and d’, are the distances that the permeant molecule must travel to diffuse
through the modified polymer matrix and the pure polymer respectively.
D = D0
τ (2.3)
where D0 is the diffusion coefficient of the pure polymer
Literature Survey
13
τ depends upon the aspect ratio, the shape, orientation and the extent of dispersion of
the dispersed phase in the matrix. The solubility coefficient is also affected by the dispersed
phase and becomes,
S = S0 (1 − Φ) (2.4)
where S0 = solubility coefficient of the pure polymer matrix and ϕ = volume fraction of
the dispersed phase within the system. This is the case if and only if the densities of the
crystalline phase are much higher than the density of the amorphous phase. In fact, for semi
crystalline polymers it has been observed that the S value even at 100% crystallinity is not zero
but rather a finite non-zero value [37]. In some specific cases, the S value for completely
crystalline polymer was found to be as much as 30% of the S value for the completely
amorphous version of the same polymer. In general, this indicates that the relationship of S with
ϕ is exponential in nature rather than linear [37-39].
Combining Eq (2.3) and Eq (2.4), the overall permeability P can be expressed as,
P = D0 S0 (1−Φ)
τ (2.5)
P = PC1−Φ
τ (2.6)
where the permeability of the continuous phase (Pc) is given by:
PC = D0 × S0 (2.7)
Eq (2.6) is just one of the major models used for defining the permeation in multi-phase
polymeric systems. There are several other mathematical models available in literature that
relate P to τ or PC. The models have been detailed in reviews by George and Thomas [9] ,
Hiltner et al. [10], Choudalakis and Gotsis [11], Tan and Thomas [35], Cui et al. [36], etc. These
models have limitations (for instance, some can only be used for low dispersed phase
concentrations (ϕ lower than 20% by volume) but provide a useful way to measure transport
properties in different multi-phase polymeric systems.
Literature Survey
14
The ways in which the transport properties of a polymeric system can be controlled are
by the development of multi-phase systems such as polymeric blends [40-42], incorporating
fillers to generate polymeric composites or nanocomposites [43-45], coating the polymer
surface with high barrier materials [46] or the incorporation of foaming agents to form a cellular
structure [47, 48]. All of these operations have effects on the porosity, fractional free volume,
segmental mobility, internal microstructure, crystallinity, and density of the system. While the
equations laid out in Eq (2.1) to Eq (2.7) are, for the most part, valid for all permeants
independent of the phase it must be noted that for liquid permeants, the sorption step is of added
importance. As the materials studied in this thesis will be multi-phase in nature, the sorption of
liquid permeants is of specific relevance. Therefore, extensive studies have been done on the
nature of sorption in single phase and multi-phase polymeric systems such as the studies of
Pillay et al. [49], Shen and Springer [50] and Ishak and Berry [51]. Based on their results, it has
been established that the sorption of liquid permeants in multi-phase polymeric systems
proceeds via the pathway of Fickian diffusion [49-51]. While it is common knowledge that the
dispersion of a filler into the polymer matrix or tuning the microstructure of a polymer can also
have substantial effects on the mechanical properties of the polymer, if an efficient packaging
system is to be designed mere exertion of control on the transport characteristics is not enough.
The effect of permeant sorption on the mechanical properties of a multi-phase polymeric system
also need to be analysed. In fact, exertion of control on the transport properties should not gain
precedence over the mechanical properties of the designed storage unit.
For the permeants of gaseous or vapour form, the corresponding effect on the
mechanical properties of a multi-phase polymeric system is limited. While some minor
plasticization may be seen (resulting in a slightly lowered modulus value) in general, the uptake
would have limited effects on the overall stiffness and so the mechanical properties post uptake
would be similar to those before uptake. However, for liquid permeants this is markedly
different. The diffusion of the liquid molecules through the microstructure of the multi-phase
polymeric system will indeed influence the mechanical properties a lot more than gaseous or
vapor form permeants. For the potential industrial application of the materials studied in this
thesis it is essential that an understanding is obtained of the transport mechanism of permeants
of gaseous and liquid form and the corresponding influence of the liquid permeant on the
mechanical properties of the material studied. Therefore, for each type of multi-phase polymeric
system studied in this chapter, the influence of the type of dispersion or the microstructure
generated on the mechanical properties of the polymer are also taken into account.
15
2.1 POLYMER BLENDS
Most synthetic homopolymers may be defined as a blend of a well-defined and ordered
polymer (crystalline region) within a matrix of disordered amorphous region. They are, hence,
referred to as semi crystalline materials [11]. A polymer blend, concurrently, is defined as a
system where domains rich in one polymer species are distributed in a matrix comprised largely
of a second polymer species with differing crystalline or amorphous and rubbery or glassy
natures. If a rubbery polymer (elastomer) is dispersed in a plastic phase, then the blend obtained
has a significantly improved impact strength (an example of this is HIPS [52]). If a plastic type
material is dispersed in an elastomeric phase, then reinforcement of the elastomer is observed
as a consequence [53]. Historically important polymer blends include cross-linked phenol-
formaldehyde with natural rubber, styrene and styrene-acrylonitrile copolymers with butadiene
(SBR and ABS, respectively), ABS with polycarbonate (PC) and PVC, Linear Low Density PE
(LLDPE) with Low Density PE (LDPE), Polypropylene oxide-HIPS-Nylon, Polysulfone-ABS,
PET or Polybutylene terephthalate (PBT) with PC, etc. [52]
In general, polymeric blends are either of a miscible or immiscible (large proportion of
all blends) nature. In both cases, the overall blend properties are mainly defined by the
interaction between the polymeric phases, degree of heterogeneity, the extents of crystallinity
and rubbery/glassy characteristics [9-11]. In addition, the internal structure of the blend post
formation should either have increased or reduced tortuosity as compared to the virgin polymers
(explained in Chapter 1). In addition, the viscosity ratio i.e. the ratio of the dispersed phase
viscosity to that of the matrix/continuous phase is another important parameter to be considered
in blend formulation. Easier deformation of the dispersed phase leads to the formation of well-
extended ellipsoidal morphology and increased tortuosity within the blend. Choosing the right
polymers with the right viscosity ratio can help exert rigorous control on the permeability of
the blend [9-11]. Incompatible blends often have interfacial pores between the continuous and
dispersed phases and these pores can also have a detrimental effect on the mechanical properties
such as lowered stiffness and also create areas of stress concertation that can lead to poor impact
properties.
Geerts et al. [54], blended EPDM (an ethylene-propylene-diene copolymeric elastomer)
with different dimethylsiloxanes to form an immiscible polymer blend. They discovered that
even a small incorporation of the siloxane results in a major change in the overall permeability
Literature Survey: Polymer Blends
16
of the polymer (20 times increase with 25% volume fraction of siloxane). Marcandalli et al.
[55] carried out the melt based blending of PP with hydrogenated oligocyclopentadiene
resulting in a system with permeability characteristics that could be controlled with post
fabrication annealing. They stated that with controlled annealing they were able to create a
porous (cellular) microstructure which contributed to increased permeability. Polymers with
such microstructure will be covered in more detail in Section 2.3. Passador et al. [56] studied
blends of High Density PE (HDPE) with LLDPE and concluded that the incorporation of
LLDPE into a HDPE matrix (without any compatibilizing agent) had a significant effect on the
water and oxygen barrier properties. As LLDPE is lower in crystallinity than HDPE, the formed
blend allowed for an increased transport of oxygen while the non-polar nature of the blend
reduced the transport of water vapour. Thus, selectivity of gas permeation through the blend
depending on blend composition (permeselectivity) was achieved by only a simple melt based
blending [56]. All these blends show high potential for scale up as no major changes in the
overall processability are observed i.e. both the blend and the primary polymer can be processed
under the same conditions using the same machine design. No analysis was done however of
the mechanical properties of the blend in Geerts et al. [54] or in Marcandalli et al. [55] but
Passador et al. [56] carried out a systematic analysis of the blend crystallinity which could later
be correlated to the stiffness.
A more comprehensive study on both transport and mechanical properties of a
polymeric blend was done by Urquijo et al. [57]. While in Passador et al. [56] the crystallinity
of the blends were measured (which could be correlated to elastic modulus values), in [57]
direct measurements of modulus values were carried out in addition to oxygen permeability.
Specifically, Urquijo et al. [57] observed that when blending two biopolymers viz., Poly (lactic
acid)- PLA and Poly (caprolactone)- PCL [57], due to the relatively lower crystallinity of PCL
than PLA, the dispersion of PCL into the PLA matrix via melt blending has the effect of
increasing the oxygen transport (Figure 2.2). In addition, no significant reduction in the
mechanical properties were observed. In fact, Urquijo et al. [57] went further by improving the
mechanical properties of the blend by adding a nano-clay filler. They also observed a sharp rise
in the complex viscosity of the blend (up to 100 times increase in PLA-7 weight%
montmorillonite (MMT) as compared to plain PLA and up to 1000 times increase in PLA-PCL
as compared to PLA-PCL-7 weight% MMT). Polymeric systems of this type will be addressed
in more detail in the polymer nanocomposite section (Section 2.4).
Literature Survey: Polymer Blends
17
Figure 2.2: O2 permeability of PLA-MMT (○) and PLA-PCL-MMT (●) systems with varying
MMT content. From Urquijo et al. [57].
According to Lange and Wyser [58], for an engineering polymer such as PET (which
has excellent solvent resistance), permeability is reduced between 2 and 10 times on an average
with respect to the base PET for about 5–30 % barrier polymer in the blend. Incorporation of
an aromatic polyester or a liquid crystalline polymer will increase the tortuosity to such an
extent that the obtained oxygen permeability is 50-100 times lower than that of base PET.
Conversely, John et al. [59] discovered that when Ethylene Vinyl Acetate copolymer (EVA) is
dispersed in a HDPE matrix, the overall permeability of the blend was higher than that of the
base HDPE. However, at high weight fractions of EVA (30 volume% and higher), the increase
in permeability with EVA incorporation is not as marked. Here, the blend morphology shifts
from a dispersed phase-continuous phase system to a co-continuous morphology (similar to an
interpenetrating polymer network, increasing the tortuosity and consequently, the extent of
increase in permeability is reduced). The variation in O2 and N2 permeabilities as a function of
EVA concentration is shown in Figure 2.3 and the mechanism for this is shown in Figure 2.4.
With the use of compatibilizers like Maleic anhydride grafted PE (PE-g-MA) it is observed that
there is better adhesion amongst the two phases and the overall permeability reduces but
remains higher than the base HDPE. This is due to the stabilizing effect of the compatibilizer
(increased interfacial adhesion) during the processing of the blend. Thus, control on the
permeability characteristics can be exerted by choosing whether to use a compatibilizer or not.
Literature Survey: Polymer Blends
18
Figure 2.3: Variation in permeability of O2 and N2 in HDPE-EVA with varying volume fraction
of EVA. From John et al. [59].
Figure 2.4: Different morphologies and corresponding tortuous path exhibited in HDPE-EVA
blend. From John et al. [59]
Santamaria et al. [60] fabricated an engineering polymer blend films of PC and
amorphous Polyamide (PA). They discovered that despite the biphasic nature of the blend (no
compatibilizer was used), the permeability of the blend to oxygen was reduced by 31% at a
25% weight ratio of amorphous polyamide. This was further accompanied by an improvement
by ~10% in the elastic modulus. They also studied the effect of differing draw ratios on the
mechanical and barrier properties and found that the permeability of the blends decreased
(around 36%) with increasing the draw ratio from 5 to 15. These decreases were attributed to
the higher fibrillation at high draw ratios which increased the aspect ratio of the dispersed phase
and the tortuosity of the oxygen path. Mistretta et al. [61] blended PA with LDPE (25 weight%
Literature Survey: Polymer Blends
19
PA, 75 weight% LDPE) and found that the incorporation of the engineering polymer PA
resulted in improved mechanical properties even under photo-oxidative conditions. The
improvement seen was also attributed to the use of maleic anhydride grafted SEBS (Styrene
Ethylene Butadiene Styrene) block copolymers as compatibilizers. However, the use of the
compatibilizer in this case resulted in lowered crystallinity leading to increased oxygen
permeability (Table 2.1). The actual mechanism for reduction in crystallinity with
compatibilization was not well defined but it showed how influential the crystallinity of the
fabricated blend is on the mechanical and barrier properties.
Table 2.1: Permeabilities of compatibilized and uncompatibilized LDPE/PA blends. From
Mistretta et al. [61]
Sample O2 Permeability [cm3 (STP) cm/cm2/s/atm]
LDPE/PA 6.82 × 10-9 ± 4 × 10-10
LDPE/PA/SEBS 2.95 × 10-8 ± 2 × 10-9
The major advantages of using polymeric blends is that it is possible to tailor the barrier
properties to the specific requirements of the manufacturer/application with little or no
modification of the existing processing equipment required [9]. However, some polymer blends
have been reported to undergo phase separation or spinodal decomposition after processing due
to temperature changes, applied shear force or pressure change [62]. Therefore, stabilizing
polymer blends at the interface becomes important. One way around this quandary is improving
the dispersion of the secondary phase into the primary polymer via the utilization of ultrasound
during processing as observed in the work by Hong and Lee [63]. However, the much-improved
impact strength of the synthesized blend cannot negate the significant increase in processing
cost that the use of a specialised ultrasonic transducer would entail. Another method is the use
of compatibilizing agents like maleic anhydride grafted polymers, silanes, etc. This limits the
application of the polymeric blend in food contact/storage or related applications as the toxicity
of the compatibilizer becomes an issue. This issue may be resolved using a dispersed phase
which is biologically benign. For instance, Krasnou et al., [64] synthesized a PP- Cellulose
Stearate (CS) blend. The use of CS had a two-fold advantage. Firstly, it was possible for melt-
based processing of the blend material (unmodified base cellulose is non-melting behaviour and
hence, high processing temperatures are required). Secondly, the water vapour permeability of
Literature Survey: Polymer Blends
20
the blend can be controlled due to the increased hydrophobic nature of the dispersed CS phase
as compared to base cellulose [64].
It is also possible to manage the morphology of the manufactured blend by using
specialised processing techniques. For instance, PET in a microfibrillar form was dispersed in
a Linear Medium density PE (LMDPE) phase by Lin et al. [65] (who also dispersed Poly
(ethylene naphthalate); PEN) and in LLDPE by Shields et al. [1]. Lin et al. [65] used
rotomolding to achieve this dispersion. First, they produced a PE-PET or PE-PEN master-batch
using single screw extrusion, drew the formed blend to achieve a microfibrillar morphology
and dispersed the microfibrils in PE by rotomolding. Unlike PET microfibrils, which lost their
fibrillar structure after rotomolding, PEN could retain the microfibrils even after processing,
attributed to higher melting temperature.
Figure 2.5: Scheme for manufacturing microfibrillar LLDPE-PET blends. Matrix polymer =
LLDPE, Reinforcing polymer = PET microfibrills. From Shields et al. [1].
Literature Survey: Polymer Blends
21
However, the mechanical properties of the rotomolded blend were not as good as those
observed by Shields et al. [1] who used a three step processing system culminating in a blown
film co-extrusion process. They were able to disperse PET in sheet and microfibrillar form
within the LLDPE matrix leading to an increased contact area and thus, better reinforcement
between the two phases (Schematic in Figure 2.5). They studied the effects of multiple
processing parameters, concentrating specifically on film drawing. They stated that the drawing
process did not have a significant effect on the overall barrier properties but played a huge role
in the improvement of the mechanical properties of the blend. For a 30% by weight
incorporation of PET microfibrils in a LLDPE matrix, the permeability to O2 was reduced by
40% with ~200% improvement in the tensile modulus. They suggested that if improvements in
mechanical properties were not of paramount importance then the drawing step could be
eliminated from the technique provided microfibrillar morphology was developed during co-
extrusion.
Therefore, by utilising rigorously selected polymers, ensuring efficient dispersion and
managing dispersed phase morphology, it is possible to control the permeability and mechanical
properties of a polymer blend. It is also required to address the class of polymers (commodity,
engineering or bio based, or a combination of all three) required, whether compatibilization of
the dispersed phase with the continuous phase is needed using an external aide (ultrasound/
chemical agent) or if the processing technique can produce an effective dispersion on its own.
If the use of an external aide is required, the production cost or toxicity regulations (if used in
a food contact environment) make the process untenable. Also, when considering the use of a
polymer blend for controlling permeability in a large-scale manufacturing application, the
viscoelastic, thermal and mechanical properties of the blend material chosen must be analysed
systematically to ensure that it fits the needs of the processing technique and the final
application.
However, this does not address situations wherein the permeant itself mechanically
adheres to or plasticizes the polymer through which the transport phenomenon is occurring. To
address this, the mechanical effects of liquid permeant uptake on the mechanical properties of
polymer blends need to be addressed. An example of this is provided by Zhang et al. [66] who
studied the effect of moisture uptake on the tensile properties of Polyurethane-Polysulfide
blends. They found that the incorporation of the polysulfide did result in a net reduction in water
uptake from 6.2 % over 96 h with for the plain polyurethane to 3.4 % over 96 h for the
Literature Survey: Polymer Blends
22
polyurethane blended with 20% by weight polysulfide. This was attributed to the introduction
of S-S bonds in the polyurethane backbone. As far as mechanical properties are concerned, the
tensile strength of the polyurethane decreased from 26.5 MPa to 19.7 MPa after immersion in
water for 96 h, with a retention of 74.3% as compared to the dry material. Meanwhile, the blends
only showed a slight decrease. In particular, when the content of polysulfide was 20% by
weight, the tensile strength retention reached 91.7% (Table 2.2), showing excellent water
resistance not only in terms of permeability but also in terms of mechanical strength. The
enhanced retention in tensile strength can attributed to the limited hydrolysis of the urethane
bond. The added polysulfide hindered the penetration of moisture and delayed the process of
the decomposition reaction demonstrating that blends can be designed to not only have
controlled permeability but also retain their mechanical performance after being completely wet
by the liquid permeant. It has to be noted that the reported properties were over a time of 96 h
which is much lower than the time scales of storage and contact in rotomolded tanks of the
optimized composition developed in this thesis may entail.
Table 2.2: Tensile strength (MPa) of polyurethane polysulfide blends with varying polysulfide
content and different soaking times. From Zhang et al. [66].
Sample Tensile strength (MPa) after soaking in water Retention
after 96 h 0 h 24 h 48 h 72 h 96 h
Neat Polyurethane 26.5 25.1 24.6 22.2 19.7 74.3
10% Polysulfide 24.7 23.5 22.9 22.7 22.3 90.1
20% Polysulfide 23.7 23.2 22.8 22.6 21.8 91.7
30% Polysulfide 22.9 22.3 21.5 20.9 20.5 89.5
The effect of non-aqueous permeant uptake on the mechanical properties of polymer
blends was carried out by analysed by Sujith et al. [67]. They studied the effects of aromatic
solvent, specifically, benzene, toluene and xylene uptake, on the behavior of nitrile rubber-
natural rubber blends compatibilised using EVA. Sujith et al. [67] waited for equilibrium to be
attained while studying the solvent uptake and then dried those samples at 60°C to desorb off
the water. The tensile properties of the desorbed samples were then compared to those of the
dry blends with whom no solvent contact had occurred. They found no significant difference in
tensile properties between the dry and desorbed specimens indicating that the blend they had
prepared was pretty resistant to solvent induced weakening. However, we have to note that the
Literature Survey: Polymer Blends
23
entire solvent uptake testing was carried over a time period of 96 h which, while significant, is
not long enough in order to act as an indicator of viability for the materials that will be tested
in this thesis. Longer term testing is necessary to prove the viability for storage application and
the details of those types of tests are given in Section 3.1 of this thesis. Specifically, the creep
compliance and equilibrium moduli of the fabricated compositions will be studied as a function
of the solvent uptake. Secondly, while the effects of solvent uptake on the tensile properties on
the blend are reported in [67] we will be providing a much bigger picture view of our system
wherein the effects of solvent uptake are not only studied on the static properties but also on
the dynamic properties such as storage moduli in different deformation modes (once again,
more details are provided in Section 3.1)
24
2.2 POLYMER COMPOSITES AND NANOCOMPOSITES
Polymer composites are multi-phase systems consisting of fillers dispersed in a polymer
matrix. If the dispersed filler has a dimension in the nano scale, then this system is referred to
a polymer nanocomposite [43, 68, 69]. Typically, for achieving control on the permeability and
the mechanical properties, nano fillers such as layered silicates (clays such as bentonite,
montmorillonite-MMT and sapiolite, talc, etc.), natural fibres (sisal, agave, cellulose, banana,
etc.), particulates like SiO2, CaCO3, ZnO, etc., specialty materials like carbon nanotubes (CNT;
or multi wall nano tubes- MWNT), graphene, fullerenes, etc. are used. The incorporation of
these fillers in the polymer matrix leads to a change in the tortuosity within the polymer matrix
as mentioned in Section 2.1 and thus, control on the permeability characteristics of the polymer
can be exerted [69]. Addition of fillers also affects mechanical properties like the elastic moduli
and impact strength which are very important parameters when considering usage in packaging
and storage sectors [69].
2.2.1 POLYMER NANOCOMPOSITES
A major facet of using nano-fillers is their large specific surface area values (m2/g). This
means that a very small incorporation (<5% by weight) is enough to bring about reinforcement
behaviour. This is also accompanied by significant changes in the mechanical and permeability
properties [43, 68, 69]. Industrially important polymer nanocomposites include the very first
Nylon-6 clay nanocomposite utilised as timing belt covers and engine covers in cars.
Polyolefin/clay nanocomposites shortly followed also being used in car doors, structural seat
backs and in fuel lines and fuel system components. Later, Nylon-6/Clay and PET/clay
nanocomposites were used to control permeability in commercial applications [70]. More
recently, there have been a remarkable number of publications on the control on permeability
properties of a wide range of polymers via the incorporation of nano-fillers of various types
using melt blending [71], batch mixing, solution casting, rotomolding, etc.
Mohammadi et al. [71] produced HDPE-fluoromica nanocomposites containing 6% by
weight of fluoromica using HDPE-grafted-Maleic Anhydride (HDPE-g-MA) as a
compatibilizer by melt blending and compression moulding. They discovered that the O2
Literature Survey: Polymer Nanocomposites
25
permeability reduced by 33% combined with a 30% improvement in the elastic modulus. They
also stated that the compatibilizer with the same chemical backbone as the matrix and lower
molecular weight was more desirable to improve nano-filler dispersion. Tayebi et al. [72]
synthesized LDPE-Reduced Graphene Oxide (RGO) and Graphene Oxide (GO)
nanocomposites via solution casting using EVA as a compatibilizer. For a 7 weight%
incorporation of RGO and GO there was a remarkable reduction of 91% and 97% respectively
in the oxygen permeability (Figure 2.6a) and 95% and 98% in the CO2 permeability respectively
(Figure 2.6b). This dramatic reduction in gas permeability was also accompanied by a 65%
(GO) and 92% (RGO) improvement in elastic modulus.
Figure 2.6: (a): O2 permeability and (b): CO2 permeability of LDPE-EVA-GO (■) and LDPE-
EVA-RGO (▲) nanocomposites. From Tayebi et al. [72].
Atayev et al. [73] incorporated unmodified and surface modified ZnO in PP using
extrusion and compression moulding. At a loading of 1 weight% of surface modified ZnO in
PP, a reduction of 17% in the oxygen permeability accompanied by a 2% improvement in the
elastic modulus was observed. Further incorporation of 5 weight% of MMT led to a total of
22.5% reduction in the oxygen permeability and a more significant 6.5% improvement in the
elastic modulus as compared to base PP. Al-Jabareen et al. [74] dispersed graphite nanoplatelets
(GNP) in PET using a microcompounder. The graphite was caged in a PET matrix by
sandwiching the nanoplatelets between two sheets of PET by compression moulding followed
by granulation. The oxygen barrier property of the PET-graphite nanocomposite was reduced
by 99% at only a 1.5% by weight amount of GNP. The elastic modulus of the matrix polymer
Literature Survey: Polymer Nanocomposites
26
was also improved by 21%. The reason for the reduced permeability was two-fold, first being
the increased tortuosity and the second being the higher degree of crystallinity brought about
by the nucleation of the PET by the dispersed GNPs. They also found an increased dimensional
stability but accompanied by an increase in the brittleness. They suggested that for a
combination of minimum oxygen transmission and higher dimensional stability an optimised
composition and processing conditions has to be selected. They also studied the effect of
quenching on the crystallinity and the barrier properties and found that the quenched specimen
(ice water as the quenching medium) had ~1/4th the crystallinity and ~2 times the O2
permeability of a PET specimen annealed at 180°C. This indicates that changing the overall
crystallinity of a polymeric system done post processing had significant effects on its O2
permeability (Table 2.3).
Table 2.3: XC and O2 permeabilities of PET and PET/GNP nanocomposites. From Al-Jabareen
et al. [74]
Sample % Crystallinity (XC) O2 Permeability
[cm3/m2/day/atm]
PET (Quenched) 5.5 16.1
PET (Annealed at 180°C) 23.6 8.3
PET (Annealed at 240°C) 13.2 11.1
PET/1.5% GNP (240°C) 17.3 0.1
Li et al. [75] dispersed surfactant modified Mg/Al layered double hydroxides (LDH) in
a Polypropylene carbonate (PPC) matrix using a twin rotor batch mixer creating a
biodegradable nanocomposite with potential as a packaging film. The O2 and water vapour
permeabilities were reduced by a factor of 54% and 18% respectively for a 2% by weight
loading of the LDH attributed to the increased tortuoisity in the nanocomposite (Figure 2.7). In
terms of mechanical properties, the tensile strength was increased by 83% for a 2% loading.
They also found that the PPC nanocomposite film had far lower permeability than both
commercial PE and PA flexible package films.
Literature Survey: Polymer Nanocomposites
27
Figure 2.7: Model for Tortuous pathway of gas through PPC/OLDH composites. From Li et
al. [75]
Pavani et al. [76] fabricated HDPE and HDPE-clay (5 weight% clay) nanocomposite
units with carbon filament winding via rotomolding and compared the permeability and
mechanical properties of the products. Pre-moulding dispersion of the clay in the polymer
matrix was carried out in a single screw extruder. It was found that due to the low shear
experienced in processing, the clay platelets are dispersed less uniformly in the polymer. As a
consequence, the permeability of the nanocomposite sample was higher than that of the virgin
polymer sample (Table 2.4). However, there was no major reduction in the tensile strength of
the rotomolded specimens suggesting that control on the permeability can be achieved by low
shear dispersion prior to moulding without substantial detriment to the mechanical properties.
Table 2.4: Tensile Strength and O2 permeabilities of rotomolded PE blend nano-clay
composites. From Pavani et al. [76].
Sample Tensile Strength (N) O2 Permeability [mL
(STP)/m2/day]
PE Blend [LLDPE-5% HDPE] 143.84 ± 32.03 13660
PE Blend-5 % Nano-clay 1 137.80 ± 11.38 32829
PE Blend-5 % Nano-clay 2 140.74 ± 6.25 150000
The effects of liquid permeant uptake on polymer clay nanocomposites has also been
analyzed quite extensively in literature. Some examples include Alateyah et al. [77] , Burcham
et al. [78], Zhou et al. [79], etc. Alateyah et al. [77] studied the effect of water uptake on the
Literature Survey: Polymer Nanocomposites
28
properties of vinyl ester layered silicate nanocomposites with varying concentrations of cloisite
clay. Overall, all samples showed a reduction in hardness after exposure to water because of a
combination of permeant induced plasticization and an overall decrease in the interfacial
interaction between the layered silicate and the polymer. Alateyah et al. [77] also found that as
the clay content increased the relative loss of hardness also reduced. This was attributed to the
relatively lower equilibrium uptake of water in the nanocomposite specimens as opposed to the
plain vinyl ester material.
Figure 2.8: Effect of moisture uptake on the hardness (GPa) of vinyl ester clay nanocomposites.
From Alateyah et al. [77]
Therefore, with the use of a nanocomposite it is possible both to control the permeability
and ensure retention of mechanical properties. Thus, polymeric nanocomposites are one of the
classes of materials that could be explored as a solution for this particular thesis. However,
nanocomposites do require the use of compatibilizing aids and other materials to ensure the
nanoscale dispersion of the dispersed phase and the relative toxicity does end up limiting the
application of nanocomposites in food contact and storage applications that is the main
requirement of this thesis.
29
2.2.2 POLYMER COMPOSITES
Polymer composites are multi-phase systems consisting of fillers dispersed in a polymer
matrix. Typically, for achieving control on the permeability and the mechanical properties,
fillers such as layered silicates (clays such as bentonite, montmorillonite-MMT and sapiolite,
talc, etc.), natural fibres (sisal, agave, cellulose, banana, etc.), particulates like SiO2, CaCO3,
ZnO, etc., speciality materials like carbon nanotubes (CNT; or multi wall nano tubes- MWNT),
graphene, fullerenes, etc. are used. The incorporation of these fillers in the polymer matrix leads
to a change in the tortuosity within the polymer matrix and thus can help exert control on the
permeability characteristics of the polymer can be exerted [69]. Addition of fillers also affects
mechanical properties like the elastic moduli and impact strength which are very important
parameters when considering usage in packaging and storage sectors [80].
Polymer-Natural fibre reinforced polymer composites are of great interest because they
are recyclable, environmental friendly, biodegradable, and cheap materials as compared to, say,
glass fibre based polymer composites [81, 82]. Natural fibres like flax, hemp, jute, and sisal
have been well recognized for their potential as reinforcements for engineering polymers. The
main features of these fibres (called lignocellulosic fibres) are their lightweight nature, high
specific modulus, non-toxicity and ease of processing [81]. Similar to the action of nano-fillers
discussed previously, the presence of the natural fibres within the polymer matrix aids in the
development of a tortuous pathway leading to control on permeant diffusion but there are more
details that have to be taken into account specifically in the case of natural fibre reinforced
polymer composites. Natural fibre reinforcements have found industrial usage in a number of
applications in automotive parts [81]. Flax, sisal, and hemp are used while producing door
cladding, seatback linings, and floor panels. Coconut fibre is used to make seat bottoms, back
cushions, and head restraints. Cotton is used to provide sound proofing while wood fibre is used
in seatback cushions. Major automotive companies such as BMW, Audi Group, Ford, Opel,
Volkswagen, Daimler Chrysler, Proton, General Motors and Cambridge have incorporated the
use of natural fibre reinforced polymer composites. Daimler Chrysler use flax–sisal fibre mat
embedded in an epoxy matrix for the door panels of Mercedes Benz E-class model. In fact, up
to fifty different components of the Mercedes E Class have been from natural fibre based
polymer composites [81, 83]. A two fibre (kenaf and flax) mixture has been used for
manufacturing package trays and door panel inserts for the Saturn L300 and the Opel Vectra.
Literature Survey: Polymer Composites
30
Wood fibre has been used in seatbacks for the Cadillac DeVille and in the cargo area floor of
the GMC Envoy and Chevrolet Trail-Blazer. Coconut fibres bonded with natural rubber latex
are being used in seats of the Mercedes Benz A-class model. The Cambridge Industry has
utilised flax fibre-reinforced polypropylene for Freightliner century COE C-2 heavy trucks and
also rear shelf trim panels of the 2000 model Chevrolet Impala. Besides automotive industry,
natural fibre composites have also found their application in building and construction
industries such as for panels, ceilings, window frame, decking and partition boards, aerospace,
automotive parts, sports and recreation equipment, boats, office products, machinery, etc. [81,
83, 84]
An important aspect of dispersing natural fibres in a polymer matrix (thermoplastic or
thermoset) is the extent of wetting of the natural fibre surface by the polymer. The presence of
natural fibres in the polymer matrix can result in the creation of a preferential pathway for the
diffusion of gas/permeant at the fibre/matrix interface and the presence of little microscopic
holes in the matrix both of which can result in increased permeability. To ensure wetting and
adhesion between the dispersed and continuous, fibre surface treatments and use of
compatibilizing agents are the two most regularly used pathways. Cisneros-Lopez et al. [85]
dispersed treated agave fibres by rotomolding in a medium density PE (MDPE) matrix. The
different treatment methods are as follows, UF: untreated fibre, M24H: 5% NaOH treatment
for 24 h, 2CB: 2% NaOH treatment for 15 min (alkali pre-treatment) followed by 10 weight%
2-chlorobenzaldheyde in ethanol for 15 min at room temperature (RT) and washing in 50:50
water: ethanol, MAPE: Alkali pre-treatment followed by mixing in 1weight% MA-g-PE in
1,2,4-Tricholorobenzene (TCB) for 30 min and drying, AA: Alkali pre-treatment followed by
immersion in 0.3M Acrylic Acid, 0.01 M benzoyl peroxide in 9:1 water: benzene solution for
1h at 50°C and then soaking in 6M NaCl and 1M NaOH for 15 min at RT, MMA: AA treated
fibres placed in 10 weight% methyl methacrylate and 0.01 M benzoyl peroxide in 9: 1 ethanol:
water mixture for 1 h at 90°C followed by cooling and washing by distilled water and 7:3
water: ethanol for 24h, TVS: AA treated fibres immersed in 5 weight% Triethoxy vinyl silane
in 95:5 ethanol: water mixture at pH 3.5-4 for 90 min at RT. They later studied the effect of
these surface treatment techniques on the mechanical and water uptake properties. Now, there
has been precedent for using low shear processing methods to disperse a nano-filler into a
polymer matrix [76] and in that work, the use of a single screw extruder had resulted in an
increase in the permeability of the polymer nanocomposite and a slight reduction in the
mechanical properties [76]. Now, in [85], the rotomolding of the polymer-fibre mix resulted in
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31
an increase in the water uptake, across the board for all the treated fibre-polymer composite
(Figure 2.9). They stated that the surface treatment of the fibres had extracted some of the waxes
on the fibre surface which led to a slight increase in the hydrophilic character. However, after
28 days, the PE-g-MA treatment lead to lower water absorption compared to untreated fibres,
thus showing the long-term efficacy of this treatment technique. In addition, the tensile strength
of the treated fibre-polymer composites was found to have reduced by ~25% except for the PE-
g-MA treated agave fibres (15% loading of fibre). This was attributed to low adhesion between
the treated fibres and the polymer matrix. In terms of elastic modulus, the PE-g-MA treated
agave fibre MDPE composite had a modulus about 30% higher than that of the virgin MDPE.
An increase in modulus was observed for all of the composites, attributed to the relative rigidity
of the fibre phase as compared to the polymer phase.
Figure 2.9: Liquid water uptake for rotomolded LMDPE-15% fibre composites. From
Cisneros-López et al. [85]
Siaotong et al. [86] used twin screw extrusion, pelletization and rotomolding to disperse
silane treated flax fibres in LLDPE and HDPE. It was found that the use of high screw speeds
and lower barrel temperature profile led to a more porous microstructure. In general, at lower
processing temperatures, higher fibre content resulted in a slower melt flow (especially in the
rotomolding process), high porosity, low density, high water absorption, and, lower tensile
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32
strength [86]. The higher porosity at high screw speeds is also apparent from the SEM
micrographs of the LLDPE-flax fibre composites. Figure 2.10a which is a 12.5% flax fibre-
LLDPE composite fabricated using 140°C maximum barrel temperature and 150 rpm screw
speed. Figure 2.10b is a similar composition fabricated at 150°C maximum barrel temperature
using a lower 110 rpm screw speed. Thus, changing the extrusion profile could control the
porosity of the polymer microstructure which in turn, could control overall permeability.
Figure 2.10: SEM micrographs of LLDPE- flax fibre composites (a): (LLDPE: 12.5% fibre
content, 75, 110, 120, 130, and 140°C barrel temperature profile, and 150 rpm screw speed; (b):
LLDPE: 12.5% fibre content, 75, 120, 130, 140, and 150°C barrel temperature profile, and 110
rpm screw speed). From Siaotong et al. [86].
Krishnan et al. [87] isolated cellulosic nanofibrils from raw sisal fibres and dispersed
them in a PP/PS blend matrix in a high shear batch mixing environment. They discovered that
at very low weight loadings, there was a significant reinforcing action. At 0.5 weight% loading,
the presence of the nanofibrils increased the elastic modulus by ~46% the tensile strength by
~39% and doubled the impact strength. This is also accompanied by a 21% reduction in the
water vapour permeability (Table 2.5). This is attributed to the high interfacial adhesion
between the nanofibrils and the polymer matrix leading to an increased tortuosity and thus,
reduced permeability. At higher loadings, it was observed that the water vapour permeability
increased due to increase in the porosity of the polymer microstructure brought about by the
agglomeration of the fibrils. The dispersion of treated and untreated pineapple fibres in LDPE
was performed by George et al. [88]. They found that the treatment of the pineapple fibre with
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33
an isocyanate, specifically poly (methyl) poly (phenyl isocyanate), reduced the water vapour
permeability by 67% and also, more than doubled the elastic modulus at a 20% by weight
loading. And similar to Krishnan et al. [87], the water vapour permeability increased at
increased fibre loading (Table 2.5) [88]. Thus, by choosing the right fibre concentration and
treatment method, the permeability performance of a natural fibre composite can be controlled.
While Siaotong et al. [86], Krishnan et al. [87] and George et al. [88] studied how these
porosities can be affected by the type of treatment used, no study was made of the mechanical
properties before and after permeant uptake. In fact, most of the tests were performed only
before the permeant uptake and were used for optimizing composition and treatment procedure
as shown in Tables 2.5 and 2.6.
Table 2.5: Tensile strength, Impact strength and water vapour permeability of PP/PS-Sisal
nanofibrils composite. From Krishnan et al. [87].
Sisal content
(weight%)
Elastic
Modulus
(MPa)
Tensile
Strength
(MPa)
Impact
Strength
(J/m)
Water vapour
Permeability [cm2 min-1]
at 1 atm and 28°C × 10-10
0 590 23.0 75 0.958
0.5 1520 31.5 160 0.758
1.5 1430 30.0 150 1.080
5 1320 28.4 130 1.774
Table 2.6: Water vapour permeabilities and elastic modulus of LDPE-Pineapple fibre (of
different surface treatments) composites. From George et al. [88]
Type of Pineapple
fibre
Tensile Strength
(MPa)
Water vapour Permeability [cm2
min-1] and 28°C × 10-9
20% Untreated 800 1.13
20% NaOH treated 1100 1.11
20% PMPI 1800 0.38
There are, however, examples where the extent of permeant uptake and its effect on the
mechanical properties of the polymer matrix has been studied. Singer et al. [89] did a
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34
comprehensive study on water desorption on the mechanical properties of cured epoxies.
However, it was only for static properties such as Young’s Moduli shown in Figure 2.11. While
these properties are important for characterizing the effect of the dispersed phase and of matrix
consolidation, they provide very little information as to the time dependent properties which
are the most important factors for packaging applications.
Figure 2.11: Effect of water desorption on the Young’s modulus in the vinyl ester-based
material up to an equilibrium state at around 3% of weight loss. From Singer et al. [89].
In terms of thermoplastic natural fibre composites, the material that will be covered in
this thesis, the work by Camara Bezerra et.al [90] was done to show the effect of permeant
uptake on static mechanical properties, specifically, the tensile, impact and flexural strengths.
An equilibrium was established after about 21 days of solvent contact and corresponded to
weight uptake of 3% for a 10 mm thick sample and about 9% for a thinner 3 mm sample. For
the thinner specimen, the tensile, flexural and impact strengths reduced by 76%, 38% and 78%
respectively after 21 days of solvent contact. For the thicker specimen, the tensile, flexural and
impact strengths reduced by 50%, 60% and 17% respectively. However, the tests were only
done for the static properties and no dynamic properties like the storage moduli or equilibrium
moduli from creep were studied.
It is also possible to make polymer composites based on treated and untreated natural
fibre flour as reported by Tzerki et al. [91]. The polymer matrix was a copolymer of succinic
and adipic dimethylesters. The flours were isolated from olive, spruce and paper and were
Literature Survey: Polymer Composites
35
treated via acetylation or a compatibilizing agent (MA-grafted polyester). In all cases, the
mechanical performance when the compatibilizer was used (with untreated fibres) was much
better than that with the surface treated fibres (and no compatibilizer). The water vapour
permeability for the compatibilized system was also higher than that seen when the surface
treated fibres (and no compatibilizer) were used. This indicates that the hydrophilic nature of
the composite was reduced when the fibres were surface treated. This also reduced the adhesion
between the polyester copolymer and the dispersed fibres thus leading to lowered water vapour
permeability and reduced mechanical properties. Therefore, it is important to choose the right
surface treatment technique depending upon the nature of the polymer matrix, mechanical and
permeability properties required. The degree of interfacial adhesion between the polymer
matrix and the fibres influences the overall porosity. Using this, control can be exerted on the
gas/vapour permeability but the accompanied changes in mechanical properties should be
accounted for.
Sreekumar et al. [92] compared different polymer-natural fibre composite fabrication
techniques. They fabricated a polyester-sisal fibre composite using compression molding and
resin transfer moulding (RTM). They found that the water uptake of the compression moulded
specimen was higher than that of the resin transfer moulded specimen at same fibre loading (43
vol%). Also, the mechanical properties of the RTM specimen were better than that of the
compression moulded specimen. This further proves that the interfacial adhesion and overall
porosity are essential factors in controlling the mechanical and permeability properties of the
composite. In RTM as the resin flow front advances through the fibres, the size of entrapped
air decreases due to the hydrostatic pressure. This low void content is one of the main reasons
for the increase in mechanical properties and reduction in permeability of composites fabricated
by RTM. Fendler et al. [7] attempted to study the effect of cooling rate (a post-processing
parameter) on the barrier properties of HDPE cellulose fibre melt blended composite using PE-
g-MA as a compatibilizer. They found that using a quenching process to cool the composite
resulted in higher permeability to oxygen than using a slow cooling approach. This was
attributed to the reduced crystallinity of the quenched specimens as compared to the slow cooled
ones. This is very similar to results seen by Al-Jabareen et al. [74] in their study on PET-GNP
nanocomposites. Thus, similar influences of post fabrication cooling rates are seen on both
lamellar and fibrillar nanocomposites. Fendler et al. [7] stated that a reduction of about 10%
(~66% crystallinity for the slow cooled, ~55% crystallinity for the quenched specimen) in
crystallinity resulted in more than doubling of the oxygen permeability- 4.02 × 10-18 kg.
Literature Survey: Polymer Composites
36
m/m2/s/Pa for the slow cooled specimen as compared to 8.64 × 10-18 kg. m/m2/s/Pa for the
quenched specimen (Figure 2.12). Such a dramatic increase in the permeability was
accompanied by only a slight reduction in the mechanical properties. The elastic modulus of
the quenched specimen was ~500 MPa as compared to ~650 MPa for the slow cooled specimen
at 2% loading of cellulose fibre. The fact that the oxygen permeability could change so
significantly based on the methodology of cooling utilised after the fabrication of the composite
is an interesting result and it speaks to how intimately, the crystallinity (and hence the
microstructure) of the polymer composite is linked with its barrier properties.
Figure 2.12: O2 permeability for quenched and slow cooled HDPE-cellulose fibre composites.
From Fendler et al. [7].
Thus, with the use of natural fibres or natural fibre flour as a reinforcement, it is possible
to control the mechanical and permeability properties by changing the extent of adhesion
between the fibre phase and the polymer phase. Using surface treatments of the fibre (leading
to a roughened and cleaned fibre surface), using a compatibilizer (like PE-g-MA, vinyltrimethyl
silane, etc.) or utilising a polymer-fibre mixture of similar hydrophilicity are way in which
rigorous control on the permeant transport through the polymer can be obtained. This could
result in an increase in the number of production steps and production cost. Also, as mentioned
before, the inherent toxicity of the compatibilizer, surface treated natural fibres will affect the
application of the nanocomposite for applications where the permeability and mechanical
properties and the trend in values thereof are of importance as required in this thesis.
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37
It is also important to note the following advantages and disadvantages. As observed,
with the incorporation of lamellar nano-fillers like layered silicates, a significant change in
mechanical and permeability properties as compared to the base material is seen at relatively
low weight fractions (typically <5 weight%). However, to ensure control on the properties, it is
required, in a lot of cases, to modify the surface of the nano-filler and ensure that there is no
agglomeration within the polymer matrix. This often results in an increase in the viscoelastic
parameters (specifically, the zero-shear viscosity and the storage and loss moduli) of the
material and thus ends up requiring potential modification of the processing technique used
[93]. These increases in viscosity have previously been attributed to the confinement of the
polymer chains between the layered silicate layers. However, Galgali et al. [93] proved that the
reason for this increased zero-shear viscosity is not due to confinement (i.e., a large activation
energy barrier) but rather due to the frictional interactions between the silicate layers. This
definitely limits the use of nanocomposite materials as rotomoldable compounds as a low zero
shear viscosity is an absolute requirement if the composition is to be rotomolded.
38
2.3 FOAMED POLYMERS
Foamed or porous materials are two-phase systems consisting of a continuous solid or
liquid phase and either a continuous or discontinuous gaseous phase [94]. Polymeric foams are
materials that belong to this category of porous materials and can be classified on the basis of
their topology or their average pore size [95]. In terms of topology, there are two types of porous
polymeric materials; open pore foams, where the gas is dispersed continuously in the solid
phase and closed pore foams wherein the gas is enclosed in the pores and thus, have a
continuous solid phase and a dispersed/discontinuous gas phase [95]. In terms of average pore
size, porous polymers are classified into conventional, microporous and nano-porous polymers.
Conventional porous polymers have average pore sizes larger than 100 μm whereas
microporous polymers have an average pore size in the order of 10 μm and nanoporous
polymers have an average pore size less than 1 μm [94]. Production of polymeric foams (i.e.,
porous polymeric materials, also known as cellular materials) is one approach to improve
several properties of the base polymer or to increase the range of potential applications. It is
seen that these porous (particularly microporous) polymeric materials or polymeric foams show
significant improvements of compressive, flexural, impact and tensile strength; increase in
fatigue life, toughness, thermal stability, light reflectivity, and lower thermal conductivity as
compared to the neat polymer [95].
Foaming is a particularly difficult process in the case of polymers because they are soft,
viscoelastic materials and have poor thermal stability (compared with other materials; i.e.,
metals, ceramics, etc.) [95]. Foams can be produced by extrusion, injection molding,
rotomolding or compression molding in the melt state or in the solid state by forcing gas into a
solid polymer followed by depressurization [96]. All methods can use either physical or
chemical foaming agents. Chemical foaming agents are substances which decompose via
chemical reaction at processing temperatures thus liberating gases like CO2 and/or N2. Physical
foaming agents are substances that gasify but do not react chemically under foaming conditions
[95, 96]. Chemical foaming agents may be of endothermic or exothermic in nature or a
combination of the two may be used as well. Exothermic foaming agents release heat while
decomposing and examples of those are azodicarbonamide (ADC; Figure 2.13), sulfonyl
hydrazides, etc. Endothermic foaming agents absorb heat during processing to decompose and
a main example of such an agent is CO2. Endothermic foaming agents are physiologically
Literature Survey: Foamed Polymers
39
harmless and have massive potential for use in fabricating foamed plastics for food contact and
storage applications [96].
Figure 2.13: Structure of azodicarbonamide (ADC).
Polymer foams were first made in the 1930s and 40s. Foamed polystyrene (PS) was the
first polymer foam produced in 1931 starting the era of cellular plastics. This was followed by
the invention of polyurethane and the following development of flexible polyurethane foam a
few years after the end of the Second World War [96]. With improvements in knowledge and
of technology, the porous polymer sector has evolved into a highly sophisticated field and
polymeric foams made today are used for a wide range of applications. Foamed plastics can
often be stronger than their non-foamed ones and because of the reduced weight can achieve
outstanding cost-to-performance and favourable strength-to-weight ratios [94]. Due to these
unique characteristics, foamed plastics can be used in producing light parts with high strength,
and industrial applications including automotive and aircraft, packaging, sporting goods and
electrical and thermal insulation. Their use as light-weight materials is a prominent example,
e.g., allowing the reduction of consumption of fossil fuels in transportation. Other applications
include, utilising their low thermal conductivity for heat insulation, low acoustic conductivity
for acoustical insulation, and flexibility for damage-absorbing behaviour. Moreover, foams are
also used for even more specialized applications, e.g., open-porous membranes or sensors. The
success of cellular polymers is also reflected in their market volume, which already exceeds
bulk polymers when the volume-based consumption is considered [94-96].
In polymeric blends and composites, the interface between the two phases is an
important source of voids and pores that act as pathways for the permeant molecule and large
interfacial adhesion or uniform filler dispersion leads to formation of tortuous pathways that
controls the permeability [96]. In polymer foams, the pores themselves act as channels for
permeant transport. In terms of application, it is seen that generally, closed-cell foams have
lower permeability, leading to better insulation properties while open-cell foams, on the other
hand, provide better absorptive capability. The formation of an either a closed cell or an open
cell porous microstructure will have significant effects on the permeant transport [95]. Changes
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40
in the pore structure of a polymer can be brought about by directly processing the polymer in a
foaming process and varying parameters like the proportion of blowing agent, the temperature
profile used during processing, or indirectly, by incorporating a microporous filler [96] or a
combination of microporous and nano fillers [97, 98]. Most thermoplastic nanocomposite
foams including polyolefin types, to date are synthesized via a two-step process; the
nanocomposite is synthesized first and followed by foaming. The synthesized thermoplastic
nanocomposites can be used to produce nanocomposite foams. For large-scale production, the
direct utilization of foaming (blowing) agents is the most commonly used method [94].
Babaei et al. [97] studied the physical and mechanical properties of closed cell foamed
HDPE/wheat straw composites with and without the presence of nano-clay. In a batch mixer,
they mixed varying proportions of nano-clay to the HDPE- wood Flour (60% HDPE and 40%
wood flour) mixture followed by a chemical foaming agent (ADC). The foamed mix was then
pelletised and moulded. They found that the average cell size observed from SEMs increased
with increasing amounts of the chemical foaming agent. When the nano-clay was added to the
foamed composites, the cell size reduced but the cell density increased. The extremely fine
dimensions and high aspect ratio of the nano-clay helped create more foaming nucleation
centres in the polymer. This increased the polymer mixture viscosity and improved the
resistance against cell growth, producing cells with smaller dimensions. The overall material
density also decreased significantly (21.7%) with a 4 weight% incorporation of the chemical
foaming agent. At a combination of 5 weight% nano-clay and 4 weight% chemical foaming
agent an increase in the composite density is seen and that density is higher than that of the base
HDPE (1.19 g/cm3 for the composite, 0.965 g/cm3 for the base HDPE). Thus, a foam with both
low and high densities and consequently, differing permeability characteristics can be
fabricated. It is seen that the water absorption or uptake of the foam at 4% addition of foaming
agent (0% nano-clay) is 26.5% higher than that of the base HDPE but when 5% of nano-clay is
added the absorption of the foamed composite is nearly the same as that of the base HDPE
(Figure 2.14).
Literature Survey: Foamed Polymers
41
Figure 2.14: Liquid water absorption characteristics of HDPE-wood straw flour composites at
various proportions of foaming agent and nano-clay. From Babaei et al. [97].
The mechanism of water absorption is the saturation of the cell walls followed by
penetration into the void spaces. As the void spaces are occupied by the nano-clay, the
permeability is reduced. However, the control of the properties of this foam composite are
constrained by the overall reduction the mechanical properties observed (17% and 30%
reduction in impact strength and 33% and 50% reduction in tensile modulus for 2% and 4% of
chemical foaming agent respectively) [97]. Improper adhesion between the wood flour and the
HDPE matrix is attempted to be improved by using a PE-g-MA but no effective improvement
is seen. Therefore, there is room for improvement in this system, but the controllable density
and permeability properties and the use of a bio based dispersed phase (wood flour) make it an
attractive proposition as a packaging material, provided the mechanical properties are optimised
by better adhesion between the HDPE and the wood flour.
Park et al. [99] went with an alternate approach to increasing polymer permeability
without compromising on the mechanical properties by synthesizing a mesostructured filler and
then dispersing it into the polymer matrix. They synthesized a nano sized silica specimen with
large pores and a wormhole-like framework structure using a long chain amine and sodium
silicate. Two types of samples were made- calcinated and uncalcinated and it was found that
for a 5% loading of the as-synthesized, uncalcinated silica into a cured epoxy matrix, the oxygen
permeabilities increased by as much as 5 to 6 times as compared to the calcinated silica
dispersion. They stated that the major difference between the uncalcinated and calcinated silica
specimens is that the long chain amine is partitioned between the silica and the uncured polymer
Literature Survey: Foamed Polymers
42
in the former while in the latter, the long chain amine exists exclusively in the polymer phase.
This partitioning of the long chain amine (which is a curing agent for the epoxy) between the
silica phase and the polymer phase affects the diffusion rates of the polymer and the curing
agent in and out of the pores of the silica. This leads to non-uniform crosslinking in the silica-
polymer interface resulting in the formation of a more permeable polymer corona around the
silica particles. This corona provides a percolation pathway and enhanced oxygen permeation
is observed. Analysing 0.9-1.5 mm thick films, they were able to observe an increase of ~500%
in the O2 permeability for a 12% by weight incorporation of mesostructured uncalcinated silica
(Table 2.7). This was also accompanied by 4-to 5.5-times increase in the tensile modulus.
Moreover, the benefit in mechanical properties occurs with little or no change in the overall
transparency.
Table 2.7: Mechanical and permeability properties of pristine epoxy and mesostructured silica-
epoxy nanocomposite. From Park et al. [99].
Sample Tensile Modulus
(MPa)
O2 Permeability [cm3
mil/m2/day] × 10-4
Pristine Epoxy 2.96 2.3
Epoxy + 12 weight%
uncalcinated mesostructured
Silica
11.90 14.0
Like other polymer systems, post processing and fabrication treatment can be used to
tune the properties of a polymer foam. Mrlik and Madeed [100] studied the effects of gamma-
irradiation on biaxially oriented PP. The polymer used was produced using blow moulding and
already had a closed cellular structure. Just plain gamma-irradiation did not seem to have any
significant effect on the pore structure of the original foam, but the gamma-irradiation brings
about significant (depending on the extent of dose) chain scission and cross linking in the
polymer matrix. At lower dosages (1 kGy and 5 kGy), cross linking was the dominant
phenomenon resulting in slightly reduced swelling properties as the cross linking prevented the
absorption of water into the matrix. In fact, the examination of the mechanical properties in the
static mode as well as dynamic mode showed that, the samples irradiated at lower doses, below
5 kGy provide the enhancement due to the cross-linking of the polymer structure, while those
Literature Survey: Foamed Polymers
43
irradiated at higher doses also exhibit the cross-linking behaviour but they were considerably
affected by scission and provide samples with poor mechanical properties.
Willett and Shogren [101] fabricated open cell foams of biopolymeric materials ranging
from corn starch to poly (hydroxybutyrate-co-valerate)- PHBV via extrusion. Talc was used as
a nucleating agent and deionised water was injected into the barrel section of the extruder. They
found that the addition of PLA and PHBV significantly reduced the density of the foams. The
application of these foams may be in packaging application wherein mechanical properties and
water absorption and weight loss are significant parameters to be considered. The mechanical
property studied was the compressive strength and a strong correlation was found to exist
between foam density and compressive strength, regardless of the type of resin blended with
the corn starch. High density corn and potato starch foams showed high compressive strength
(0.3-0.35 MPa). There was no other mechanical property investigated in this report. Poly
(hydroxyester ether) - PHEE also significantly reduced water absorption (155% at 20%
incorporation as compared to 415% for the starch alone), with the effect increasing as the
proportion of PHEE increased. PLA also reduced water absorption, although the reduction was
not as great as with PHEE. With 20% of PLA being incorporated, this water absorption almost
halved as compared to the starch alone and the weight loss was reduced by almost 80%. The
resins which gave the densest foams had water absorption values equal to or greater than the
control starch. On the other hand, resins which gave the lowest density foams tended to absorb
less water than the starch control. As all the polymers used in this study had a lower surface
energy than starch, the overall energy of the system was minimized by a migration of the
polymer to the foam surface. In general, it was found that the water absorption decreased as the
polymer surface concentration gradually increased.
Along with the use of foaming agents, there is another technique for making polymer
foams. Guo et al. [102] placed PLA sheets obtained commercially in a CO2 pressure vessel
under different saturation pressures. The samples were then removed from the vessel and
allowed to undergo desorption. Finally, they heated the desorbed PLA sheets in a water bath
and post drying the sheet was in the form of a closed cell foam. They took these closed cell
foams and converted them to open cell structures by using ultrasonic input. Thus, it is possible
to generate both types of cellular structures without the need for actual melt processing. The
open cell PLA foams synthesized post ultrasound input were tested for acoustic shielding and
the overall sound permeability properties of the foam were studied. It is plausible that the
improved acoustic permeability may translate to improved gas transfer as well. They also
Literature Survey: Foamed Polymers
44
suggested that to improve the uniformity of the properties, it may be needed to have ultrasonic
input on both sides of the PLA foam.
Bledzki and Faruk [103] used injection moulding to fabricate closed cell PP-wood fibre
foam composites with and without the use of PP-g-MA as a compatibilizer and a 4% proportion
of the chemical foaming agent. Using wood fibre content of 30% and 50% by weight, they were
able to demonstrate that the foamed PP-wood fibre composites showed substantial reductions
in density (1.01 g/cm3 for unfoamed 30% wood fibre composites to 0.76 g/cm3 for 4% foamed
30% wood fibre composite and 0.74 g/cm3 for 4% foamed 30% wood fibre composite with 5%
PP-g-MA). This was also accompanied by slight improvements in both the specific tensile and
flexural strengths. The permeability of the fabricated composites to liquid water was tested next
and they found that the microcellular structure of the foamed PP-wood fibre composites resulted
in an increase in the water uptake, but the extent of water uptake could be controlled by the use
of the PP-g-MA compatibilizing agent. Thus, they were able to fabricate a foamed product with
controllable mechanical and permeability characteristics using a dispersed phase primarily
consisting of bio-sourced materials.
A situation wherein a foam is the dispersed phase in a matrix can also be accomplished.
Ramkumar et al. [13] studied the mechanical and flow properties of foamed LLDPE for
rotomolding application. A powder mixture of LLDPE and LLDPE foam containing up to 10
weight% of LLDPE foam was moulded in a rotomolding unit and it was seen that a proportion
of 6 weight% of foam produced the foam blend with the best mechanical properties. However,
no characterization with respect to the permeability properties was conducted. Low density
closed cell foams were successfully fabricated using rotomolding on both a lab and an industrial
scale by Bush and Ademosu [104]. The two component polymer foams were fabricated in such
a way that the skin of the outer polymer was not pierced by the expanding foam within. The
outer skin was comprised of LLDPE while the foam was primarily of PS. A solid low-density
PS foam was formed within the air space of a hollow shape with the walls formed from LLDPE.
This specialised process, known as ROTOFOAM ©, was able to fabricate a foam with intimate
contact between the LLDPE skin and the PS inner foam. The raw materials were PS beads
containing 6% w/w of n-pentane and LLDPE powder. The expansion of the foam was
controlled using pressurised water vapour generated from hydrated powders at about 60-80°C.
The n-pentane from the PS beads is evaporated without distinctly softening the PS. The PS
beads coalesce and expand while the LLDPE powder fuses and forms the skin while some
migration of the LLDPE from the skin to the core of the product helped improve the degree of
Literature Survey: Foamed Polymers
45
adhesion between the skin and the core. The overall process depended on the temperatures
applied at the inside mould surfaces and within the moulding cavity itself so that the skin could
substantially form before the foam expanded significantly. On both the experimental and
industrial scales the use of a hydrated powder foaming agent coupled with a relatively low
maximum foam temperature below 90°C, enabled a regular box-like foam to be made with cells
of 150–200 μm within a sintered structure. Again, no test on permeability characteristics of the
fabricated foams were carried out but the adjustable skin and foam thickness of the LLDPE-PS
foam could lead to interesting gas transport properties [104].
Thus, polymeric foams combine good mechanical properties, tuneable cellular
structures and the ability to be produced by a wide variety of processing techniques ranging
from low to high shear processes. This makes them very interesting materials for application in
controlled gas permeability systems. By varying parameters such as processing temperature and
its profile, using a chemical or physical blowing agent, nano-fillers, polymer blends,
compatibilizers, post processing techniques and indeed, solid state fabrication, it is possible to
produce polymeric foams with controlled cell size, distribution and morphology. The porous
microstructure also makes it possible to fabricate thicker cross sections and not massively
influence the overall permeability. The thicker cross sections can also ensure that the overall
stiffness of the structure is maintained. Another advantage of the use of polymeric foams is that
for an ultimate application involving food storage and possibly, increased permeability, the use
of a polymer foam seems to have the largest advantage provided the blowing agent used is a
benign gas (such as endothermic foaming agent) or a food contact approved chemical. The very
microstructure of a polymeric foam suggests that gas and vapour transport are greatly increased
as compared to the bulk polymer, in most cases. Also, by incorporating fillers and ensuring
good adhesion with the polymer matrix, it is possible to improve the mechanical properties of
the polymer system while keeping the cellular structure intact.
46
2.4 POLYMER LAMINATES
In the fabrication of polymeric laminates for packaging or storage application, a plastic
barrier is combined with other materials i.e. other plastics or foil, often via co-extrusion [105].
Multi-layer polymer matrices can either be in the form of a laminate or have a single thin coat
of a non-polymeric material on the surface [106]. Several transparent metals or their oxides as
well as high aspect ratio material fillers such as cellulose fibres, mica, etc. have been used for
this purpose [105, 106]. The natural result of the formation of a laminate or any sort of multi-
layer matrix is the creation of additional interfaces between the layers. In some cases, these
additional interfaces take the form of a trans-crystalline layer between two immiscible polymer
layers. This happens as a result of high polydispersity and the diffusion of shorter chains at the
interface [107]. Control on the overall permeability to both liquids and gases can be achieved
as the permeability of this interface can be massively different than that of the bulk polymers.
The reasoning behind using multi-layer polymeric laminates is bringing about changes in the
tortuosity, which as mentioned before is a significant parameter in controlling the permeability
properties of the overall product. If more individual layers (polymeric or otherwise) are present
between one side of the polymer matrix and the other, it only follows that the permeability of
this multi-layer system should be lower than that of individual layers and more rigorous control
on the flow of permeant (gas/vapour/liquid) can be exerted if there are multiple layers forming
the barrier. Using this principle, a number of multi-layer films and laminates have been used
for applications ranging from food storage to filtration/separation, protecting semiconductors
and flexible electronics from dust and oxidation [105]. In addition, polymer laminates are also
used in combination with textiles wherein the laminate can act as a barrier to liquid water but
is sufficiently permeable to water vapour and allows for sweat to evaporate through the clothing
[108-110].
The use of specialised vapour deposition systems is required for inorganic or metallic-
polymer laminates fabrication. Multiple dedicated extrusion units, dies and adhesives are
required for polymer-polymer or some inorganic-polymer laminates to keep the heterogenous
system uniform and stable [111]. Hence, new efforts are more directed towards the directed
deposition of a single layer of a multi-phase film. The ability to accurately control the
permeability characteristics is an important requirement for today’s applications and polymeric
laminates have been used commercially for such purposes. Examples include Gore-Tex® [an
Literature Survey: Polymer Laminates
47
expanded Polytetrafluouroethylene (PTFE) membrane coated one side- with infiltration- by a
blend of polyaklylene oxide (PAO) poly(urethane-urea) or a PTFE/PAO/PU membrane
adhesively laminated to an outer and inner layer of Nylon], Sympatex ® (a single layer of a
polyester-polyether blend or a polyester-polyether membrane adhesively laminated to an outer
and inner layer of Nylon) and Nafion ® (a perfluorosulfonate ionomer membrane). Sandwiched
layers of glass between those of polycarbonate using EVA as an adhesive- a technology
developed by (amongst others) SABIC and their Insulgard ™ line are bullet resistant laminates.
Packaging applications that required excellent barrier properties were once, predisposed to use
metal foils but a lower cost method was developed and that resulted in the commercial
application of metallised films. For instance, the metallized line of polyester by Mitsubishi
Polyester Film LLC. Other commercial laminates include the Norplex-Micarta line of
thermosetting laminates (compression molding of prepregs of phenolic, epoxy, silicone or
melamine resin laminate with fibreglass, cork, cotton, paper, carbon fibre, etc.) and Ashland
Inc.’s flexible laminates based on urethane acrylates, etc. Thus, there is a wide range of
commercialised application for polymer laminates [108-112]. The fabrication of polymer
laminates, as seen, is an interdisciplinary exercise as it involves first, the fabrication of a
polymer blend or composite and then the controlled deposition of this heterogenous material on
to a base polymer forming a multi-phase laminate [113]. As mentioned before, the different
kinds of polymer laminates are stand-alone polymeric systems which may or may not be multi
layered and/or multi-phased, polymeric layers coated with an inorganic material or
nanocomposite systems wherein nanoscale fillers are a part of this multi-phase polymeric layer.
The deposition of metallic layers on a polymer substrate is done by using techniques
such as PECVD (Plasma Enhanced Chemical Vapour Deposition) and RF (Radio-Frequency)-
PECVD [113]. In these techniques, the substrate is placed in an evacuated chamber where a
plasma is generated and a vapour stream containing the metal precursor is slowly introduced.
The vapour stream encounters the plasma, gets ionised and eventually gets deposited onto the
substrate. A characteristic of PECVD and RF-PECVD is that lower operation temperatures are
used and the chances of cracking the deposited layer are lower. In addition, the bombardment
of the plasma onto the substrate also helps reduce the amount of surface impurities and thus,
rigorously control the permeability of the fabricated laminate.
Howells et al [113] fabricated a silicon oxide layer onto different grades of PET and
PEN and found that the deposition of a very uniform thin film on the substrate led to the
development of a highly tortuous pathway. In certain cases, they found that the permeability of
Literature Survey: Polymer Laminates
48
the composite to water vapour was as much as 750 times lower than that of the uncoated
substrate when a 1000 nm thick layer of silicon oxide was deposited. At that thickness, the
nature of the polymer did not matter as the permeability reduction in PEN was the same as that
reported for PET. Another encouraging result was that even a thick deposition layer did not
result in any cracking showing the uniformity and stability of deposition achieved. Shim et al.
[114] deposited silicon oxynitride on polyether sulfone using PECVD and RF-PECVD and
found that when a silicon based undercoat layer was used as a compatibilizer between the PES
and the oxynitride layer, an oxygen permeability of as low as 0.2 cm3/m2/day was achieved at
only a 25 nm deposition thickness as compared to ~20 cm3/m2/day for the laminate without the
undercoat layer. In further dynamic bending tests, the composite film was subject to high stress
and tested for crack formation and no significant change in gas permeability was seen (Table
2.8).
Table 2.8: O2 Transmission rates of the composite films before and after bending tests. (U:
Undercoat, NC= No change). From Shim et al. [114].
Mode
O2 Permeability [cm3 m2/day] × 10-4
25 nm SiOxNy 150 nm SiOxNy
PES/SiOxNy PES/U/SiOxNy PES/SiOxNy PES/U/SiOxNy
No bend 1.5 0.2 0.4 0.3
Bend in curling
direction NC NC NC NC
Bend in reverse of
curling direction NC NC ~29 NC
Inorganic polymer laminates can also be made by Physical Vapour Deposition
techniques such as Magnetron Sputtering. In this technique thin films are deposited onto a
polymer substrate using very high-power densities (kW cm-2) for very short pulses (tens of
microseconds). Without using toxic and flammable gases in depositing process (as are often
required in the PECVD process), magnetron sputtering technique takes advantage of using
target sputtering deposition to fabricate laminates with high microstructure density. Liu and
Chang [115] deposited thin silicon oxynitride films onto a PES substrate using this technique.
They changed the atmosphere under which the deposition was taking place by changing the N2
content and also the RF power applied. They discovered that the water vapour transmission rate
Literature Survey: Polymer Laminates
49
of the optimised composite (deposition carried out under pure N2 and high radio frequency
power) was 2 orders lower than that for the uncoated PES demonstrating the ability of this
technique to create highly defined microstructures.
Iwamori et al. [116] deposited thin layers of silicon oxide and silicon oxynitride onto
PET substrate using RF magnetron sputtering. They discovered that as the coating thickness
increases, the oxygen transmission rate of both films decreased but the OTR of the oxynitride
films were always lower than those of the oxide films. The reduction in permeability was
attributed to the lack of pinholes or cracks on the deposited thin film and the reason for the
uniformity of the film is characteristic of the magnetron sputtering technique. This, in
combination, with the non-use of toxic precursor gases, makes the RF magnetron sputtering
technique a desirable one for fabricating metallic polymer laminates. Also, the use of nitrogen
plasma, in place of oxygen plasma results in lower defects overall and this is attributed to the
lower amount of peroxide produced when there is no oxygen present in the fabrication
atmosphere [116]. However, using these solid state deposition techniques is not as suitable for
large-area applications because of the expensive and complicated processing environments (e.g.
a vacuum and/or an inert environment) and the most benign technique in that regard is sol-gel
based deposition [116]. The sol–gel process involves the formation of an oxide network through
hydrolysis and polycondensation reactions of molecular precursors in water and co-solvent
media. Different precursors provide different properties. Organically modified precursors with
organic functional groups can react with organic resins and in the meantime condense with
inorganic precursors to produce organic–inorganic hybrid coatings. In this way, two
incompatible phases are connected together with strong covalent bonds and create novel
properties. This facet of sol-gel deposition makes it an attractive prospect for creating inorganic
material- polymer frameworks, laminates and composites [117].
Rezaei et al. [117] deposited silica onto a corona treated BOPP matrix using the sol-gel
route. The synthesized sol was a mixture of tetraethylorthosilicate and 3-
methacryloxypropyltrimethoxysilane and was further mixed with different acrylate oligomers
and applied onto the BOPP substrate. The curing and final deposition was done using UV curing
under a high-pressure Hg lamp resulting in a 10 μm thick coating on the BOPP substrate. The
barrier properties of this inorganic-organic hybrid BOPP laminate were compared against that
of plain BOPP. The optimised coatings had water vapour and oxygen permeabilities of 0.96
g/m2/day and 159 cm3/m2/day compared to 11 g/m2/day and 566 cm3/m2/day for the plain BOPP
substrate showing a permeability reduction by factors of 12.5 and 3.54 for water and oxygen
Literature Survey: Polymer Laminates
50
respectively. This indicated that oxygen had more ability to permeate through hybrid films
compared to water vapour suggesting that oxygen penetrated through the coating defects and
despite the smaller kinetic radius, water vapour permeated less than oxygen through the film
because of the polarity and density of coating.
Park et al. [118] also attempted to deposit titanium oxide films on flexible PEN
substrates and systematically studied the water vapour permeabilities of the synthesized
laminates. They found that by utilising a two-stage thermal treatment to evaporate the solvent
and allow for polycondensation a close packed, physically stable film was deposited that was
highly crack resistant. The schematic for that method is shown in Figure 2.15. The barrier
properties of the laminate were checked, and it was found that for an 86 nm thick deposit on
the PEN substrate reduced the water vapour transmission rate from 1.55 g/m2/day to 0.133
g/m2/day at 60ºC and 0.0387 g/m2/day at room temperature. The high barrier properties and the
crack resistance showed that this laminate had potential for application as passivation layers in
organic flexible electronic devices.
Figure 2.15: Schematic for sol-gel deposition of TiOx films on PEN substrate. Pre-heating step
makes the film denser by inducing solvent evaporation. Post heating promotes
polycondensation. From Park et al. [118].
There are also several studies and patents available on the use of low shear processing
techniques like rotomolding for producing polymeric laminates wherein a layer of one polymer
is deposited onto another by using successive charging steps while carrying out the rotomolding
process. A technique for making a multi-layer article via rotomolding was developed by Carrow
and Rees [119]. They carried out a two stage moulding procedure wherein the first polymer is
introduced into the mould, heated and subsequently melted. After this, particles of the second
polymer are introduced just before the first polymer layer becomes smooth and glassy. The
mould is then heated and rotated and the second polymer is melted leading to the formation of
Literature Survey: Polymer Laminates
51
a multi-layer article post cooling. A peroxide based crosslinking agent is also used in
combination with the first polymer (typically LLDPE or LDPE) in order to have a continuous
top layer with no pinholes or punctures. The suggested peroxide was 2,5-dimethyl-2,5-di(t-
butylperoxy) hexyne-3 and the suggested second polymer was Nylon 11. Gardebjer et al. [120]
fabricated multi-layer LDPE- Ethylene acrylic acid (EAA) films via hot-melt extrusion and
studied their permeability to carboxylic acids for potential use in packaging. They modelled the
overall permeability of the system and took into consideration the interfacial contribution so
essential to laminate type materials. The model they developed consequently shows how the
overall permeability can be controlled based on the properties of the interface and the number
of interfaces present in the system.
Choi and Sankar [121] studied the effects of massive temperature changes (via
cryogenic cycling) on the H2 permeability of plain epoxy/graphite composite and
epoxy/graphite/nano-alumina composite laminates. Conditions resembling space vehicle
refuelling cycles were recreated by subjecting the laminates to cryogenic cooling for several
cycles. The results showed that the permeability increased as the number of cryogenic cycles
increased and then reached a constant value. They also discovered that the laminate which had
a dispersion of nano alumina showed a higher permeability than that seen for the laminates
without the nano alumina. They conjectured that the cryogenic cycling, in general, had
increased the number of microcracks in the specimens and hence it became easier for the gas to
permeate which was proven by optical microscopy. Importantly, one of the samples they tested
was a textile specimen which showed microcrack formation, but these cracks did not connect
and hence no significant change in permeability was observed for this specimen. In general, the
permeability of laminated composites was found to increase anywhere between 3% and 12%
after cryogenic cycling.
There are many advantages involved in using polymer laminates for controlling the
permeability properties. For instance, it only takes a very small amount of the barrier material
thickness on the polymer substrate and that there has been recent significant mathematical
development in more accurately understanding their permeability behaviour. However, it is
apparent that the cost involved (in designing the fabrication set up in case of PECVD and
magnetron sputtering) and the scale at which the deposition is performed is not enough to justify
a manufacturing application especially for storage units. Such a deposition of a barrier layer
would necessitate either a post fabrication step or inherent modifications of the moulding
process making it an expensive investment. There are processes like lay-up, vacuum assisted
Literature Survey: Polymer Laminates
52
resin transfer molding (VARTM) or even low shear process like rotomolding where fabrication
of a large and complex laminate polymers or even nanocomposite structures can be done at a
larger scale [121, 122]. However, there are some associated disadvantages like the increased
cycle times for the moulding operations (multiple mold charging required or manual fabrication
required in the lay-up operations) and possible non-reusability of consumables vacuum bag,
peel ply, sealing tube and resin tubing, low/limited injection pressures on account of air
leakages and related factors, low compressive pressure on the preform leading to low air void
compressibility in the VARTM process [119, 121, 122].
In terms of the effects of liquid uptake on the mechanical properties, the work of Pillay
et al. [49] is of special relevance. The main advantage of the use of multi-layer polymer
laminates is the improvement in flexural properties and this was investigated for Nylon based
laminates in [49]. Visually speaking the effect of liquid permeant contact (in this case, water)
with the laminate system is showed in Figure 2.16. In terms of mechanical properties, the
average flexural modulus was lowered by 15% after exposure to moisture at 100°C. However,
the modulus of the material was fully recovered after drying. The flexural strength was lowered
by 45% after exposure to moisture and recovered to within 10% after drying. Both of these
indicate the high resistance of the laminate to mechanical detonation post permeant contact.
However, as seen from Figure 2.16, some amount of mechanical damage is unavoidable.
Figure 2.16: SEM images of Nylon/carbon fibre laminates after contact with water. From
Pillay et al. [49]
Literature Survey
53
Based on the comprehensive study of advantages and disadvantages in the different
multi-phase polymeric systems the polymer natural fibre composites are most suited for this
purpose. Now, when considering the use of a polymer natural fibre composite in an industrial
application (such as storage unit manufacture), it may be required to have a pre-dispersion step
before the processing and product fabrication. This is done in order to ensure compatibility and
effective dispersion and to avoid use of a compatibilizing agent. This results in an increase in
production time and adds to product cost. Also, the incorporation of even small amount of nano
fillers leads to significant changes in the viscoelasticity [123] which can imply that changes in
the processing equipment design or type may be required to help compound the polymer system
effectively. In conclusion, it is essential to juxtapose the stringent control on mechanical and
permeability properties often obtained with nano-filler incorporation with the corresponding
increase in processing and production complexity, time and cost and also, the toxicity of the
potential compatibilizing agent. In order to have an economically viable large-scale
manufacturing process of a polymeric system that allows for control of gas permeability without
major changes to the overall mechanical properties, modifications of several operational,
processing and design parameters will be required. The following statements may be used as
guides:
1. The processing technology used, and the associated parameters can greatly affect
permeability. An example of this is the cooling rate utilised post fabrication which can
be either slow and controlled or rapid (quenching). When quenching is carried out, the
polymer chains have a reduced capacity to form a crystalline structure which results in
lowered crystallinity, increasing void volume/porosity and has been shown to increase
gas/vapour permeability.
2. Geometric parameters like product wall thickness and the presence/absence of sharp
corner are very important factors when it comes to controlling the overall permeability.
However, lower wall thickness and the presence of sharp corners may have a detrimental
effect on the mechanical properties and hence, the geometry has to be given careful
consideration before large scale manufacture can be done.
3. The overall porosity of the system can also be controlled by varying the shear utilised
while processing. The use of an overall low shear fabrication technique or using a
combination of low barrel temperature profile and high screw speeds (in extrusion) can
have a significant effect on the porosity. However, this could be at a cost of poorer filler
dispersion or the possibility of effectively dispersing only low dispersed phase
Literature Survey
54
concentrations. This often results in increased void space, larger segmental mobility and
increased permeability. Irrespective of the chemical compatibilizing treatment done on
the dispersed phase (say, natural fibres), the combination of the low shear and
temperature profiles with high screw speeds (low residence time) contributes to
increased permeability. In applications wherein, an increased permeability is necessary
this may be the route to head down but it is essential that the mechanical properties of
the fabricated polymer are not reduced significantly as reduced interfacial adhesion
between the dispersed and continuous phases can have a detrimental effect on the
mechanical properties. The reduction in mechanical properties can be resolved by using
an external scaffold to hold the structure together but the scaffold has to be designed in
such a way that it does not reduce the cross-sectional area available for permeability
4. Using certain naturally occurring and naturally permeable dispersed phase
materials, it is possible to have a control on the water vapour and possibly the oxygen
permeability of the fabricated polymer. This control means both an increase and a
reduction in overall permeability can be seen with changes in concentration of the
nanofibrils. Dispersing crystalline natural fibres at a high concentration could result in
agglomeration that may create voids for allowing gas/vapour transport and the
orientation/rigidity of the fibrils will ensure there is little reduction in the mechanical
properties Using hydrophilic natural fibres as the dispersed phase in a hydrophobic
polymer matrix with little/no compatibilization will increase the hydrophilicity and
consequently water vapour permeability of the composite. It is also possible to have a
controlled increase in the permeability by surface treatment of natural fibres but it is
essential to account for the toxicity of the treated fibres for food storage applications.
However, the reduction in the mechanical properties like impact strength which can
arise from such agglomeration has to be addressed before the units fabricated from such
a composite may be used commercially.
With an effective combination of some or all of these methods, it may be possible to
design a manufacturing technique and a potential product of controlled gas permeability at an
industrial scale with attention also given to the overall economics of the process. By ensuring
that the additives and other materials utilised in the manufacturing process are at levels
compatible with the standards and practises of the food industry, the fabricated polymeric unit
can be used for storing food-based products.
55
2.5 MOLECULAR DYNAMICS (MD) BASED SIMULATIONS
Molecular dynamics (MD) simulations, first developed in the late 70s for protein folding
and conformational analyses have advanced from simulating several hundreds of atoms to
systems with several thousand or even millions of atoms [17, 18, 124]. The methodology of
MD involves simulating the motions of particles (atoms, molecules, granules, etc.) via a
classical approach and solving Newton’s second law [17, 18, 124]. It is by far the most efficient
and widely used numerical approach for studying thermodynamic properties in atomic and
molecular systems. In MD, atoms with initial positions and velocities are exposed to collisions
governed by the empirical interatomic potentials (EIP). As a consequence of these collisions,
the atoms making up the simulated system occupy several different coordinate positions based
on time. Such a system can, in effect, be defined by a mathematical expression that correlates
total energy to particle coordinates. This expression is known as a forcefield (FF). Generically,
a force field can be expressed in analytical form as U(r1, r2, r3,......rn) where r represents the
positional coordinates. Before carrying out a MD simulation, information is required about the
initial positions (r), velocity (v), charge (q) and bond information (type of atoms, bond angles,
lengths, etc). To run a simulation, in addition to above, information is also needed about the
force acting on each particle and the acceleration. The parameters are typically obtained either
from ab initio or semi-empirical quantum mechanical calculations or by fitting to experimental
data such as neutron, X-ray and electron diffraction, NMR, infrared, Raman and neutron
spectroscopy, etc. Molecules are simply defined as a set of atoms that is held together by simple
elastic (harmonic) forces and the FF replaces the true potential with a simplified model valid in
the region being simulated. Ideally it must be simple enough to be evaluated quickly, but
sufficiently detailed to reproduce the properties of interest of the system studied.
In a MD simulation, all of the atoms are treated as point masses and all the electrons are
assumed to be in the ground state. To determine the positions of the various atoms at different
simulation times, methods such as the Verlet algorithm [125] are used to solve the equations of
motion. If the initial position of the atom is given by r(t) then:
r(t + Δt) = r(t) + v(t)Δt +1
2a(t)Δt2 +
1
3!
r (t)Δt3 + O(Δt4) (2.8)
r(t − Δt) = r(t) − v(t)Δt +1
2a(t)Δt2 −
1
3!
r (t)Δt3 + O(Δt4) (2.9)
Molecular Dynamics based simulations
56
r(t + Δt) + r(t − Δt) = 2r(t) + a(t)Δt2 + O(Δt4) (2.10)
r(t + Δt) = 2r(t) − r(t − Δt) + a(t)Δt2 + O(Δt4) (2.11)
Thus, the position in the next time step can be described in terms of the previous position
and the current acceleration. Next, the individual atoms making up the simulated molecule are
described using a potential energy function (U) given by:
d2Ri
dt2 = −1
mi∇iU(R) (2.12)
Eq (2.12) is then solved, subject to the following initial conditions, R = R(0) and v =
v(0) and applying relevant boundary conditions (Ri, vi, and mi are position and velocity and
mass of atom i). Defining the inter and intra-atomic and molecular interactions happening
within the simulation box involves solving the electronic Schrödinger equation for each atom
in the system. This becomes extremely complicated, especially in a polymeric system with
several hundreds or thousands of atoms. Therefore, analytical representations of the potential
surface inside the box are utilised. For instance, it is possible to express the overall potential
energy of the system (Upot) as:
Upot = Ubond + Unon bond (2.13)
Ubond potentials and arise because of near neighbour connections in the molecular
structure. Unon-bond potentials depend upon the distance between the interacting species. These
non-bonded potentials are calculated between atoms belonging either to the same chain (but
separated by more than two or three bonds depending on the definition of the torsional potential)
or to different molecules. Depending on the different ways of defining Ubond and Unon-bond there
are several different force fields. A generic example is shown in Eq (2.14) wherein the first four
terms constitute the intramolecular terms Ubond and the last two represent the repulsive and Van
der Waals interactions (by means of a 12,6 Lennard-Jones type potential) and the Coulombic
interactions and constitute Unon- bond. In Eq (2.14), r, θ, q and g are the actual values for bond
length, bond angle, improper and proper dihedral angles while r0, θ0, q0 and g0 are the
equilibrium values, kd, kθ, kϕ and kg are the associated force constants with n being the
periodicity of the torsional potential. rij is the distance between the two non-bonded atoms i and
Molecular Dynamics based simulations
57
j, εij and σij are the well depth and contact radius of the Lennard-Jones potential between these
atoms, ci and cj are the charges on i and j, 7ε0 is the vacuum permittivity (8.854 × 10-12 C2 J-1m-
1) and ε is the effective dielectric constant of the medium.
Upot = ∑kd
2(r − r0)2
bonds
+ ∑kθ
2(θ − θ0)2
bond angles
∑k∅
2(q − q0)2
improper dihedrals
+ ∑kτ
2[1 − cos(ng − g0)]
torsion
+ ∑ 4εij [(σij
rij)
12
− (σij
rij)
6
]
non−bonded
+ 1
4πεε0
cicj
rij
(2.14)
One of the major limitations of MD can be seen from the expressions used to define the
intramolecular bonds. The first expression in Eq (2.14), represents the dynamics of bond
stretching and squeezing and is of a simple harmonic form. The values for r0 can be obtained
using Raman spectroscopy or from X-ray diffraction experiments. However, in general, a
harmonic potential loses a lot of accuracy for any displacement of more than 10% from the
equilibrium value. But more importantly, the use of the harmonic function implies that the bond
cannot be broken, so no chemical processes can be studied. This is one of the main limitations
of forcefield based MD simulations compared to ab initio MD. The second expression in Eq
(2.14) is for angular bending of the bonds and is also represented using a harmonic potential as
in Eq (2.15) but in some cases a trigonometric potential can also be used as shown in Eq (2.16).
Ubend = ∑kb
2(θ − θ0)2
angles (2.15)
Ubend = ∑kb
2(cos θ − cos θ0)2
angles (2.16)
As angle bending is also associated with vibrational movements additional harmonic
terms are sometimes added to the Ubend term as shown in Eq (2.17) where s represents the
distance between the two external atoms forming the bond and is referred to as the Urey-Bradley
or U-B potential.
Molecular Dynamics based simulations
58
Uvib = ∑kb
2(s − s0)2
angles (2.17)
The third expression in Eq (2.14) represents the torsion observed in any molecule
containing more than 4 atoms in a row. Torsional motions are much less stiff than bond
stretching motions and are necessary for ensuring the correct degree of rigidity of the molecule
and to reproduce the major conformational changes due to bond rotation. For polymers and
other macromolecules, this is an extremely important term as it helps determine the local
structure and relative stability thereof. However, an additional term is needed with the torsional
terms to ensure planarity for some types of bonding systems such as sp2 hybridized carbon
atoms in carbonyls or aromatic rings. This extra component describes the positive contribution
to the energy of those out-of-plane motions and is shown in Eq (2.18) where 𝜆 is the improper
angle corresponding to the deviation from planarity. An alternative to Eq (2.18) is shown in Eq
(2.19)
Uimp = ∑kimp
2[1 + cos(2λ − π)]
impropers (2.18)
Uvib = ∑kimp
2(λ − λ0)2
impropers (2.19)
The first of the two intermolecular/ non-bonding terms used in Eq (2.14) represent the
repulsive and attractive Van der Waals forces between the atoms. The repulsion is a
consequence of the overlap of the electronic orbitals of both atoms while the interaction
between the induced dipoles leads to an attractive force. These two forces vary as different
power functions of the interatomic distance. Non-bonded interactions are usually excluded
between atoms which are already interacting by a bond or bond angle term (first and second
neighbours) and they are often modified for the end atoms of a dihedral angle (third
neighbours). Van der Waals forces act between any pair of atoms belonging to different
molecules, but they also intervene between atoms belonging to the same molecule that are
sufficiently separated, as described later. It is possible to define a set of parameters (e.g. σij and
ε𝑖𝑗) for each different pair of atoms, but for convenience most force fields give individual
atomic parameters (i.e. σ𝑖 and ε𝑖), together with some rules to combine them. The Lennard-
Molecular Dynamics based simulations
59
Jones parameters for pairs of unlike atoms are often derived by mixing rules, e.g. the Lorentz-
Berthelot combining rules shown in Eq (2.20) and Eq (2.21) [126]:
εij = √εiiεjj (2.20)
σij = σii+ σjj
2 (2.21)
Depending on the type of forcefields used, the forms of the individual terms may vary.
For instance, a different expression may be used for non-bonded van der Waal’s interaction like
the Lennard-Jones 9, 6 potential [127] instead of the 12, 6 expression shown in Eq (2.14). The
final term in Eq (2.14) serves to describe the electrostatic interactions. Some forcefields can
also include cross terms between different degrees of freedom/ interactions. These are good for
describing the coupling between stretching, bending, and torsion. They bring corrections to the
intramolecular energy and allow to reproduce better the observed spectra of intramolecular
vibrations. Some examples of cross terms are Ubond-bond, Ubond-bend and UH-Bonding and are shown
in Eq (2.22), (2.23) and (2.24) where rAD is the distance between the donor and the acceptor
atoms, and θAHD is the angle between the donor, the hydrogen, and the acceptor atoms.
Ubond−bond = kbb
2(r − r0)(r′ − r0
′ ) (2.22)
Ubond−bend = k
bb′
2[(r − r0)(r′ − r0
′ )] (2.23)
UH−bonding = [(A
rAD12
) − (B
rAD10
)] cos2θAHD (2.24)
The final aspect of MD forcefields is the mechanism by which polarizability can be
introduced into the system. In a condensed matter system, the emergence of local electric fields
induces the appearance of dipoles in the system and describing only the average polarization
through the entire system is not enough as local effects are not described well enough by the
average value. Essentially, in the absence of polarizability, the simulated molecule would
behave the same way irrespective of the state it is in or the medium it has been dispersed in.
Interactions such as solvation, H- bond directionality and cation-aromatic interactions cannot
Molecular Dynamics based simulations
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be effectively modelled. Hence, most modern forcefields explicitly include the polarization. In
this case, for each atom or molecule the surrounding particles will induce a charge redistribution
that needs to be modelled which is done in either one of three ways. The charges can be allowed
to fluctuate according to the environment so that the charge flows between the atoms till the
instantaneous electronegativities are equal. Using shell model or defining Drude type particles
wherein the polarizability is incorporated by representing the atom itself as a combination of a
charged core and a charged shell. The interactions between the core and shell are modelled by
a harmonic oscillator as in Eq (2.14) where the force constant in this case is inversely
proportional to the polarizability and the total displacement depends on the simulated medium
and the electrostatic environment created thereof. The final method is to define induced point
dipoles associated with each polarizable atom.
The origin of the use of forcefields in contemporary MD simulations were with the goal
of predicting molecular structures and relative conformational enthalpies. These include the
Molecular Mechanics or MM category forcefields. Now, originally these forcefields were used
for hydrocarbon molecules but soon expanded into the simulation of carbonyl compounds and
organic sulphides and amides. However, they were still used for isolated molecules. New
developments needed to be done for using MD for more complex systems. The Dreiding and
Universal Force Fields (UFF) systems were the next set of developed force fields that contained
parameters for all atoms in the periodic table. In terms of the mathematics, Dreiding [128] and
UFF (Universal Force Fields) [129] are known as Class I forcefields and the equations that
define these forcefields are like Eq (2.14). There is a distinct lack of cross terms in their
expressions and the incorporation of cross terms such as Eq (2.22), (2.23) and (2.24) were done
in the Class II forcefields. Some examples of these are the CHARMM (Chemistry at HARvard
Molecular Mechanics) [130], AMBER (Assisted Model Building and Energy Refinement)
[131], GROMOS (GROningen MOlecular Simulation) [132], OPLS (Optimized Potentials for
Liquid Simulations) [133, 134], TRAPPE (Transferable Potentials for Phase Equilibria Force
Field) [135] and the entire category of Consistent Force Fields (CFF) [136].
The ultimate goal of a force field is to describe in classical terms all the quantum
mechanical facts, partitioning the total electronic energy into well separated atom-atom
contributions, such as Coulombic, polarization, dispersion, and repulsive energies.
Unfortunately, even disposing of very accurate Quantum Mechanical (QM) calculations, it is
impossible to fully separate the intricate electronic effects. This implies that the simulation
operators are obliged to employ significant physical approximations to describe in a tractable
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manner the intermolecular interactions, which limits their accuracy. Therefore, they are called
empirical potentials or empirical force fields, and depending on the procedure followed to
develop them and the set of input data used to optimize their parameters, different force fields
applicable to different systems or problems are obtained. Thus, each force field has its own
strengths and weaknesses related to the data and procedure employed in its parametrization, so
the final choice depends on the particular problem being considered. However, as of today all
leading force fields provide quite reasonable results for a wide range of properties of isolated
molecules, pure liquids, and aqueous solutions [134]. The specific force fields that were used
in this thesis, the modifications done to the different ensembles used and the methodology for
modelling and predicting the relevant physical phenomena for this thesis are covered in more
detail in Section 3.2.
Some examples of forcefields and details about them are shown in Table 2.9.
Table 2.9: Functional forms of several Class I and Class II forcefields.
Name Functional form of energies associated with different bonding and non-
bonding terms
AMBER
[131]
Bonding terms:
Bond length: E = ∑𝑘b
2(r − r0)2
bonds
Bond angles: E = ∑𝑘a
2(θ − θ0)2
angles
Bond torsion: E = ∑𝑘t
2[1 + cos(nφ + δ𝑛)]torsion ;
n can be as high as 12 for some dihedral angles.
Bond dihedrals: E = ∑ kd(ψ − ψ0)2dihedrals
Non-bond terms:
Van der Waals defined by Lennard Jones 12,6 potential:
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E = ∑ 4εij [(σij
rij)
12
− (σij
rij)
6
]
non−bonded
For the case when or are fluorine atoms the Lennard-Jones form above is
replaced by a Hill potential
E = ∑ εij [6
α − 6𝑒
α(1−rij
6√2𝜎𝑖𝑗)
−2α
α − 6(
σij
rij)
6
]
non−bonded
where the free parameter α = 12 is chosen to reproduce the long range
behaviour of the Lennard-Jones potential. As with the electrostatic interaction,
the van der Waals interaction is neglected for 1-2 and 1-3 bonded atoms, and
it is scaled by 0.5 for 1-4 bonded atoms.
Electrostatic interactions defined by Coulombic expression.
E = ∑1
4πεε0
qiqj
rijnon−bonded
CHARMM
[130]
Bonding terms:
Bond length: E = ∑ 𝑘b(r − r0)2bonds
Bond angles: E = ∑ 𝑘a(θ − θ0)2angles
Bond torsion: E = ∑ kt[1 + cos(nφ + φ0)]torsion
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Bond dihedrals: E = ∑ 𝑘d(ψ − ψ0)2dihedrals
Non-bond terms:
Van der Waals defined by Lennard Jones 12,6 potential:
E = ∑ 4εij [(σij
rij)
12
− (σij
rij)
6
]
non−bonded
Electrostatic interactions by Coulombic expression.
E = ∑1
4πεε0
qiqj
rijnon−bonded
DREIDING
[128]
Bonding terms:
Bond length: E = ∑ kb(r − r0)2bonds
Bond angles: E = ∑ ka(θ − θ0)2angles
Bond torsion: E = ∑ kt[1 + cos(nφ + φ0)]torsion
Bond dihedrals: E = ∑ kd(ψ − ψ0)2dihedrals
Non-bond terms:
Van der Waals defined by Lennard Jones 12,6 potential:
E = ∑ 4εij [(σij
rij)
12
− (σij
rij)
6
]
non−bonded
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Electrostatic interactions by Coulombic expression.
E = ∑1
4πεε0
qiqj
rijnon−bonded
TRAPPE
[135]
Bonding terms:
Bond length: E = ∑ kb(r − r0)2bonds
Bond angles: E = ∑ ka(θ − θ0)2angles
Bond torsion: E = ∑ 𝑘0 + k1(1 + cos φ) + k2(1 − cos 2φ) +torsion
K3(1 + cos 3φ)
Bond dihedrals: E = ∑ kd(ψ − ψ0)2dihedrals
Non-bond terms:
Van der Waals defined by Lennard Jones 12,6 potential:
E = ∑ 4εij [(σij
rij)
12
− (σij
rij)
6
]
non−bonded
Electrostatic interactions by Coulombic expression.
E = ∑1
4πεε0
qiqj
rijnon−bonded
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GROMOS
[132]
Bonding terms:
Bond length: E = ∑Kb
4(r2 − r0
2)2
bonds
Bond angles: E = ∑Ka
2(cos θ − cos θ0)2
angles
Bond torsion: E = ∑ K1(1 + cos 𝛿𝑛 cos m𝑛φ𝑛)torsion ; cos 𝛿𝑛 = ±1
Bond dihedrals: E = ∑ Kd(ψ − ψ0)2dihedrals
Non-bond terms:
Van der Waals defined by Lennard Jones 12,6 potential:
E = ∑ 4εij [(σij
rij)
12
− (σij
rij)
6
]
non−bonded
Electrostatic interactions by Coulombic expression with three contributions.
E1 = ∑1
4πεε0
qiqj
rijnon−bonded
E2 = ∑qiqj
4πεε0
−12 𝐶𝑟𝑓rij
2
𝑅𝑟𝑓3
non−bonded
E3 = ∑qiqj
4πεε0
−(1 −−12 Crf)
Rrfnon−bonded
Crf is related to the cut off radius Rrf, the relative permittivity and the inverse
Debye screening length of the medium outside the cutoff sphere.
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OPLS
[133, 134]
Bonding terms:
Bond length: E = ∑ Kb(r − r0)2bonds
Bond angles: E = ∑ Ka(θ − θ0)2angles
Bond torsion: E = ∑𝑉1
2[1 + cos(φ + f1)] torsion +
𝑉1
2[1 + cos(2φ + f2)] +
𝑉1
2[1 + cos(3φ + f3)]
V1, V2, and V3 are the coefficients in the Fourier series, and f1, f2, and f3
are phase angles
Non-bond terms:
Van der Waals defined by Lennard Jones 12,6 potential:
E = ∑ 4εij [(σij
rij)
12
− (σij
rij)
6
]
non−bonded
Electrostatic interactions by Coulombic expression.
E = ∑1
4πεε0
qiqj
rijnon−bonded
UFF
[129]
Bonding terms:
Bond length: E = ∑Kb
2(r − r0)2
bonds or E = ∑ 𝐷𝑖𝑗(𝑒−𝑥(𝑟−𝑟𝑖𝑗) − 1)
2
bonds
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Where x = √kij
2D𝑖𝑗
The Morse function is a more accurate description since it implicitly includes
inharmonic terms near equilibrium (rij) and leads to a finite energy (Dij) for
breaking bonds
Bond angles: E = ∑Ka
𝑛2(1 − cos 𝑛𝜃)
angles
Bond torsion: E = ∑Kt
2[1 − cos(𝑛φ0) cos(nφ)]torsion
Non-bond terms:
Van der Waals defined by Lennard Jones 12,6 potential:
E = ∑ 4εij [(σij
rij)
12
− (σij
rij)
6
]
non−bonded
Electrostatic interactions by Coulombic expression.
E = ∑1
4πεε0
qiqj
rijnon−bonded
PCFF/
SciPCFF
[136]
Bonding terms:
Bond length: E = ∑ K2(r − r0)2bonds
Bond length quartic: E = ∑ K2(r − r0)2bonds
+ K3(r − r0)3 + K4(r − r0)4
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Bond angles: E = ∑ Ka(θ − θ0)2angles
Bond angle quartic: E = ∑ K2(r − r0)2bonds
+ K3(r − r0)3 + K4(r − r0)4
Bond torsion: E = ∑ 𝐾1(1 + cos(nφ + φ0)torsion
Bond dihedrals: E = ∑ Kd(ψ − ψ0)2dihedrals
Cross Terms:
Bond-bond: E = K𝑏𝑏′(r − r0)(r′ − r0′ )
Bond-angle: E = K𝑏𝜃(r − r0)(𝜃 − θ0)
End bond torsion: E = (r − r0) ∑ V(n)cos (nφ)
V(n) ranges from -2.4 to 1.6
Middle bond torsion: E = (r − r0)[F(1) cos φ + F(2) cos 2φ +
F(3) cos 3φ]
F(1) ranges from -13.80 to 54.88, F(2) ranges from -7.93 to 6.05, F(3) ranges
from 0 to 2.34.
Angle-angle: E = Kbθ(θ − θ0)(θ′ − θ0′ )
Angle-torsion: E = (θ − θ0)[F(1) cos φ + F(2) cos 2φ + F(3) cos 3φ]
F(1) ranges from -8.04 to 69.73, F(2) ranges from -2.77 to 3.29 , F(3) ranges
from -7.03 to 7.44
Angle-angle-torsion: Kθθ′φ(θ − θ0)(θ′ − θ0′ )(φ − φ0)
Non-bond terms:
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Van der Waals defined by Lennard Jones 9,6 potential:
E = ∑ εij [2 (σij
rij)
9
− 3 (σij
rij)
6
]
non−bonded
Electrostatic interactions by Coulombic expression.
E = ∑1
4πεε0
qiqj
rijnon−bonded
Now, the several ensembles in which the MD simulations, particularly for estimating
physical properties of polymers, are carried out in will be discussed. Essentially, an MD
simulation can be characterized by 5 parameters viz,
1. Total number of atoms (N),
2. Volume (V)
3. Temperature (T)
4. Pressure (P)
5. Total energy (E).
Based on which parameters are kept constant, there are three set ups that can be used in
any MD simulation:
1. The first one is the Microcanonical ensemble or the NVE set up. Here, the particle
number (N), volume (V) and total energy (E) (sum of Kinetic and Potential Energies)
are constant and Temperature (T) and Pressure (P) are unregulated.
2. The second set up is the Canonical ensemble or the NVT set up. Here, N, V are constant,
T is regulated by a thermostat and P is unregulated.
3. The third set up is known as the Isothermal-Isobaric ensemble or the NPT set up. This
is similar to NVT except that P is regulated while V and E are the observables to be
calculated.
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A period of equilibration is usually necessary at the beginning of a simulation to allow
for the system to relax toward equilibrium. Following this period, the runs are carried out for
1–100 ns, with the configurations and thermodynamic data stored for analysis [137].
The exact sort of post run analysis and interpretation will be explained in Section 3.2
but in general, the NVE, NVT and NPT ensembles can be visually represented as seen in Figure
2.17. From Figure 2.17, it is also apparent why the NPT ensemble is used mostly for estimating
physical properties owing to it being closest to representing pressure equilibration.
Figure 2.17: (a): NVE ensemble (closed system), (b): NVT ensemble (closed system but not
heat isolated), (c): NPT ensemble (isobaric-isothermal)
Some examples of MD used in literature for simulating and predicting some transport
properties of polymers are listed below. Typically, the force fields used in all of these systems
were of the Class II category and included AMBER, DREIDING and some proprietary
forcefields such as COMPASS. However, the principle aim was understanding the
methodology used for predicting transport phenomena of small molecular weight permeants of
different phases. The hope was that these major observations that could help while building up
simulated versions of Polyethylene, the dispersed phase and the different permeants that would
be studied in this thesis.
The first example is not for Polyethylene but for an amorphous polymer that is used in
several applications- Polystyrene (PS). Asahi and Tamai [138] simulated the transport of CO2
and N2 in PS for which they used the AMBER forcefield while carrying out the simulation. The
cut off distance used was 9 Å and used the Verlet algorithm shown in Eq (2.9)- Eq (2.11) with
a time step of 1 fs. The initial structure was equilibrated for 50 ps and sampled for 100 ps at
300 K. Twenty gas molecules were then inserted into separate cavities in the PS simulation to
simulate the diffusion behaviour. The PS simulation itself was built using the crystal unit cell
Molecular Dynamics based simulations
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dimensions obtained from X- ray diffraction studies and the unit cell itself was repeated 3, 4
and 6 times in the x, y and z direction respectively creating a supercell with 9216 atoms. In
order to properly estimate D, they had to use a relatively higher temperature of 500 K for
simulation. The diffusion coefficients D of the gases were calculated from the mean-square
displacement sampled for 10 ns for each model gas and averaged over three independent runs.
They found that the interaction parameter and axial length of penetrant molecules were found
to be the two most important facets affecting D.
Simulation of commercial PS (an atactic polymer and thus, possessing low crystallinity)
was also done by Mozaffari et al. [139]. Unlike Asahi and Tamai [138], they used a higher time-
step of 1.5 fs and a cut off distance of 10 Å. In addition, they constrained all bond length. They
found that the center-of-mass mean-square-displacement of the permeant (whether argon,
nitrogen, carbon dioxide, methane or propane is shown to pass through three distinct regimes
irrespective of temperature. The first is the short-time ballistic regime. Then a regime of
anomalous diffusion occurs, in which the mean-square-displacement is proportional to tx with
x< 1. Finally, for sufficiently long times, the Fickian regime occurs, for which the mean-square-
displacement is proportional to t. This is the minimum time that the simulation needs to be run
for to get an accurate value for D. The reason for anomalous diffusion is a structure of the
environment which alters the possible diffusion pathway by introducing extra tortuosity on a
certain length scale, or which delays the diffusion by forcing the permeant molecules to adopt
certain shapes in order to be able to slip through openings.
According to Asahi and Tamai [138], the axial length of the permeant contributed to the
diffusive transport. In this work, the diffusion coefficient was found to be correlated also to the
permeant shape (Figure 2.18) as follows where deff is the effective molecular diameter [Eq
(2.25)]:
ln(D) = K1 − K2deff2 (2.25)
It was also found that the penetrant molecule shape consideration lead to changes in
calculated values. For instance, approximating non-spherical molecular molecules to be
spherical molecules lead to massive deviations while estimating D. Also, D could be correlated
to the average jump distance between neighbouring cavities or free volume pores (o) and also,
the amount of residence time (tc) the permeant molecule had in the cavity [Eq (2.26)].
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D =o2
6tC (2.26)
Figure 2.18: Logarithm of the diffusion coefficients as a function of square effective diameters.
From Mozaffari et al. [139]
Another interesting result from Mozaffari et al. [139] was that all calculated transport
coefficients (diffusion, solubility and permeability) were found to be higher than the
experimental data but the ratios of calculated permeabilities are in a very good agreement with
experiment. This is an attribute of MD that seems to be universal. The overestimation of specific
values but experimental agreement with the ratios and the overall trends are often seen for a
range of material properties and polymers simulated using MD. It is a result that is addressed
in this thesis in Section 4.2 but for the time being, exploration of similar works of molecular
simulation in literature will be continued.
Using MD to simulate diffusion in PE was done by Börjesson et al. [140]. They
developed a periodic cell as shown in Figure 2.19 and used several forcefields to simulate PE.
Using equilibrated density as an indicator, they found that the AMBER force field worked best
as compared to other forcefields like OPLS and Dreiding for the same cut off distance (10 Å).
Molecular Dynamics based simulations
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Figure 2.19: PE matrix containing six polymer chains, each having 200 C atoms. The ball-and-
stick model represents the PE chains with their centre of mass in the unit cell and the thin-line
model represents their periodic replicas. From Börjesson et al. [140]
The larger observation, however, from their work indicated the need for High
Performance Computing in MD simulations, especially when dealing with transport
phenomena. In Figure 2.20, there are several trajectories that a permeant molecule (in this case,
oxygen) can take when diffusing in the PE simulation box. However, when several of these
trajectories were combined, it is seen that there is a proportional relationship to MSD with time.
Figure 2.20: Three typical MSDs of an oxygen molecule in PE at 308 K. The average MSD,
shown in black, reveals a linear increase in MSD with time. From Börjesson et al. [140]
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The number of runs they carried out were 128. While for other operations, this is a very
large number of runs, for simulating transport in polymeric systems via MD, such a high
number is essential. Therefore, it was decided that in this thesis, the High-Performance
Computing (HPC) system at the Department of Astrophysics, Swinburne University of
Technology would be utilized for the MD runs. The details of the HPC used and the number of
runs is all detailed in Section 3.2 but at this juncture, it is important to note the effective
confluence of parallel computing and molecular simulations. On a regular computing system,
carrying out such data intensive simulations would be quite difficult but the presence of an HPC
greatly facilitates such work.
Polyethylene (PE) composite systems were then studied by Erdtman et al. [141] who, in
particular, analyzed the transport of the permeants in the direction exactly perpendicular and
parallel to the dispersed phase (graphene or carbon nanotubes-CNTs) orientation in a simulated
PE. The built simulations of PE with graphene and PE with CNT are shown in Figure 2.21. The
structures were first equilibrated by studying the variation in structure density with time. Once
the density fluctuations with time had stopped, the structures were further optimized using
dispersion corrected density functional theory (DFT-D) with the B3LYP hybrid functional and
the 6-311G(d, p) and 6-311G(2d,2p) basis sets. All DFT-D geometry optimizations were
performed using the General Atomic and Molecular Electronic Structure System (GAMESS-
US). The dimensions of the periodic cell were 34.08 Å, 31.97 Å, 30 Å in the x-, y-, and z-
dimensions, respectively. This is sufficiently large to prevent interaction between an atom and
its periodic image. 6 PE chains (220 atoms). However, the chirality of polymer and additives
not considered. For estimating diffusion coefficients, the slope of the mean squared
displacement curve was only calculated form first 30% of trajectory (without the first 20 ps)
because initial movement of penetrant molecules is too ballistic while the final 70% had
statistical uncertainty.
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Figure 2.21: Equilibrated structures of (a): PE–graphene and (b): PE–CNT nanocomposites.
From Erdtman et al. [141]
Interestingly, they observed that there was a slightly elevated density for the PE regions
in the presence of the fillers as compared to the density value obtained for pure amorphous PE
showing that the PE chains pack more tightly in the presence of CNT/Graphene. It was almost
like an induced crystallinity was observed and made evident from the structures observed post
equilibration in the presence of the dispersed phases (Figure 2.22a and b). The addition of a
graphene sheet or CNT induced a layered PE structure near the additive surface and that the
ordered structure decreases with increasing distance to the additive. At long distances (beyond
~15 Å), the layering diminished, and the PE structure remained amorphous.
Figure 2.22: Layering in (a): PE–graphene and (b): PE–CNT (right) systems. From Erdtman et
al. [141].
a b
a b
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Another example of a composite system was studied by Bai et al. [142]. They simulated
Polyvinylidene fluoride (PVDF) - SiO2 composites and investigated the effects of the
concentration and size of silica particles on the diffusion behavior of water through the
composite. They used the COMPASS forcefield for this purpose. The simulated SiO2 and
PVDF structures are shown in Figure 2.23 and a cutoff distance of 9.5 Å was employed to
evaluate the non-bond interaction with a time step of 1 fs.
Figure 2.23: Simulated (a): SiO2 and (b): PVDF-SiO2 composites. From Bai et al. [142]
The PVDF polymer chain consisted of 100 repeat units while the silica particle had an
approximate radius of 7.94 Å and had α-quartz silica crystal structure. The properties they
simulated included the X ray diffraction pattern, PVDF chain mobility, free volume, diffusion
of water and the effect of SiO2 particle size on all these properties. Bai et al. [142] used a
simulated probe in order to calculate the free volume and porosity in the simulation box. This
method is known as a Connolly probe and was developed by Connolly [143]. Essentially, a
probe “molecule” with the radius RP rolls over the van der Waals surface that defines the
simulated molecule, and the free volume is defined as the volume on the side of the Connolly
surface without atoms. The fractional free volume (FFV) is determined by the ratio of the free
volume to the total volume of the model. The results showed that the diffusion coefficients of
water were positively correlated with the mobility of the PVDF chain, and the free volume of
the membranes. The diffusion coefficient of water was also negatively correlated with the
a b
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crystalline domains of the polymer chain. They also found from the simulated XRD that the
crystalline region of the PVDF polymer were disrupted owing to the interaction between the
SiO2 and the polymer chains similar to results of Edrtman et al. [141].
MD simulations of transport have also been done for polymer blends such as those of
Polypropylene (PP) with Polylactic acid (PLA) and Polyethylene terephthalate (PET) and
Polyethylene naphthanate (PEN). Deghani et al. [144] conducted the manufacture and
molecular simulation of PP/PLA blends (Figure 2.24). The approach they used was to simulate
diffusion separately in the two phases and then combine the results using semi-empirical
modelling.
Now, the semi-empirical approach is something that will also be used in this thesis and
further explanation of this is given in Section 3.2. Essentially, the modelling a physical
phenomenon can be done using either Empirical, Deterministic or Semi-Empirical techniques.
Semi-empirical modelling helps combine the advantages of the empirical and deterministic
techniques while minimizing the inherent drawbacks and has been used successfully in several
engineering fields. The results of MD for the work of Deghani et al. [144] helped confirm that
the PP-rich blends have greater oxygen barrier properties compared to those for the PLA-rich
blends due to lower MSD value and thus, D of the oxygen in the simulated PP as opposed to
the simulated PLA (Figure 2.24).
Figure 2.24: The graphs of MSD vs. time after MD, representing the fitting line relation. From
Deghani et al. [144].
Molecular Dynamics based simulations
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PET/PEN blends were simulated by Fermeglia et al. [145] using the COMPASS
forcefield. They built systems of PET and PEN with industrially utilized molecular weights
(Mw of 18000 g/mol). The built polymer molecules were subjected to successive annealing
cycles under an NVT protocol. After each annealing the structures were minimised with respect
to energy and only those structures corresponding to the minimum energy were used for further
modeling. From the fully relaxed models, NPT MD experiments were run at 583 K for all
systems, and at 298 K for the PET and PEN pure homopolymers. They identified the Hildebrand
solubility parameter for each polymer and used the output of the MD results as inputs for a
mesoscale simulation. This work demonstrated the potential of using MD for simulating the
distribution of the individual PET and PEN phases in the microstructure of the blend in the
presence of absence of transesterification between the two polymers. Another important result
showed that there was a bimodal distribution in oxygen permeability values in the absence of
transesterification while with transesterification, the permeability trend pointed to a single
averaged value through the structure of the blend. This showed an MD and mesoscale
simulation proof for introducing blend miscibility by bringing about esterification between the
two components of the blend (Figure 2.25).
Figure 2.25: Oxygen permeability along the z axis for simulated PET/PEN blends (a): without
transesterification and (b): with transesterification. From Fermeglia et al. [145]
While the predictions of transport properties are important for this thesis, predictions of
other material properties such as the mechanical properties are also extremely important for
storage applications. With that in mind, the use of MD for predicting mechanical properties of
both macromolecules, such as the polyolefin raw material used in this thesis and (inorganic and
Molecular Dynamics based simulations
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organic based) dispersed phase materials was carried out. There are several examples of the use
of MD for such a purpose in literature and some of them are reported below.
Figure 2.26: Simulating effect of branch length effect on PE strength for different branch
moieties (black: methyl, red: ethyl, brown: butyl) and comparing with available experimental
data (blue). 2n is the number of C atoms in the PE backbone chain (50). From Liao et al. [146]
The use of MD for simulating the mechanical behavior of PE as a function of branching
was demonstrated by Liao et al. [146] who also took into account the effect of chain branching
on the system. They suggested that the role of the branched chains in a mostly linear polymer
is similar to that of rubber particles in a rubber toughened blend. They used the OPLS field for
the simulation and a cut off distance of 10 Å. They simulated a tensile yield stress in the y-
direction for the built PE with branches of either methyl, ethyl or butyl moieties and studied the
evolution of the normalized stress σy/σy_avg_max as a function of branch length ‘l’. The simulated
trend was then compared with experimental data obtained after normalizing the fracture tensile
stress observed experimentally. Their results are shown in Figure 2.26 and it seen that there is
decent agreement, but the accuracy is a bit short.
An example of MD used for simulating the mechanical deformation of a thermoplastic
composite is the work of Jia and Qingsheng [147]. The system they explored was that of PE
and CNTs similar to the work done by Edrtman et al. who estimated the transport properties
and layering in PE/CNT nanocomposites. Jia and Qingsheng [147] used the NVT ensemble to
Molecular Dynamics based simulations
80
carry out this simulation and found that the CNT at first is covered completely by the PE chains
and as the simulation proceeds and the displacement is higher, the CNT gets slowly gets
delaminated off the PE chains (Figure 2.27).
Figure 2.27: CNT (brown) delaminates from PE chains (Green). From Jia and Qingsheng
[147].
Amongst amorphous polymers, the simulation and analysis of Polymethylmethacrylate
(PMMA) was done by Sahputra et al. [148]. They used a range of forcefields viz., OPLS,
Dreiding, AMBER etc and compared their individual effectiveness in simulating the structure
and predicting the properties of PMMA for both smaller and larger systems. They used 3
different versions of PMMA for each forcefield and these versions had molecular weights of
7510, 15010 and 30010 respectively. Interestingly, while Sahputra et al. [148] did predict the
mechanical properties (specifically, Young’s modulus) of the PMMA using MD, they did so
over a range of temperatures (150 K to 750 K) and plotted the trends in Young’s modulus as a
function of temperatures. Using this plot, they were able to predict a Tg for the simulated
PMMA by concentrating on the inflection point on the graph where there is a marked drop in
modulus value as shown in Figure 2.28. Also, at room temperature, the Young’s modulus for
the simulated PMMA is about 3.74, 3.69 and 4.68 GPa for the simulations using the
DREIDING, AMBER, and OPLS force fields respectively while the experimental modulus
value is about 3-5 GPa [148, 149]. At temperatures between 200 and 300 K, all force fields also
predicted that the Young’s modulus is in close agreement with experimental data (between 3-
4.8 GPa).
Molecular Dynamics based simulations
81
Figure 2.28: Trends in mechanical properties of PMMA as a function of temperature using
different MD forcefields. From Sahputra et al. [148]
In addition to simulating material properties, over the past few decades, there has been
enough progress in computation and parameterized forcefields that MD has been used
successfully to recreate simulated models of biological relevance. Examples like entire proteins
in solution with explicit solvent representations, membrane embedded proteins, or large
macromolecular complexes like nucleosomes or ribosomes have been simulated and modelled
using MD. Irrespective of how complicated the built system gets, the typical MD algorithm
used for simulating tends to follow a predictable path and is as follows:
1. An initial model of the system is obtained from either experimental structures or
comparative modeling data. The simulated system could be represented at different
levels of detail. Atomistic representation is the one that leads to the best reproduction
of the actual systems. However, coarse-grained representations are becoming very
popular when large systems or long simulations are required.
2. Once the system is built, forces acting on every atom are obtained by deriving
equations, the force-fields, where potential energy is deduced from the molecular
structure.
3. Once the forces acting on individual atoms are obtained, classical Newton’s law of
motion is used to calculate accelerations and velocities and to update the atom
positions. As integration of movement is done numerically, to avoid instability, a
time step shorter than the fastest movements in the molecule should be used. This
Molecular Dynamics based simulations
82
ranks normally between 1 and 2 fs for atomistic simulations and is the major
bottleneck of the simulation procedure.
There are several ways that the simulations can be sped while using the algorithm
described earlier. The first deals with the use of periodic boundary conditions. This has to do
with the fact that the use of MD is to predict bulk properties of materials and not really simulate
molecules in vacuum. For a system of N atoms or molecules or particles, the number of particles
close to the wall of the simulation cell or box of side length ‘L’ would be proportional to N-1/3
which means that with an increase in the number of atoms simulated and the complexity of the
simulation, it is no longer viable to consider the walls of the simulation box as a rigid surface.
In fact, what is done in MD is that the simulation box is surrounded by an infinite number of
replicas of itself. Only the N atoms inside the main cell are considered explicitly, but as soon
as one of the atoms leaves the cell, an image particle enters from the opposite side to replace it.
The second deals with the analysis of long-range interactions and electronic density.
While the molecular electronic density can be obtained with a high accuracy by means of high-
level quantum-mechanical calculations, the problem of reducing such density to a manageable
description to be used in a MD simulation is not trivial. The usual choice is to assign a partial
atomic charge to each nucleus and use Coulomb’s law to compute their contribution to the total
energy. The partial charges can be derived from a fit to experimental thermodynamic data, but
this approach is only practical for small molecules. Also, electrostatic interactions are long-
ranged, so they require particular treatment when truncating them while carrying out the
simulation. Typically, a cut off distance (Rrf) is included as part of the simulation algorithm.
Typical values given for this cut off distance are about 8-10 Å i.e. the non-bond interactions
smoothly decay to 0 at 8-10 Å from each atom. This also helps greatly reduce the degree of
computation required by essentially all atoms that are beyond that distance as part of a dielectric
continuum.
The third method is to use neighbor and cell lists. Based on the previous two steps, a
specific number of ‘N’ atoms or particles in a box of side L are assigned and all long-range
interactions beyond a distance RC from an atom are cut off. The MD run for this system will
then involve evaluating the total force on an atom ‘i’ arising from all other atoms that are within
a sphere of radius Rrf with ‘i' as centre. Thus, the number of operations involved would be 1
2 N
(N-1). Now, by ensuring that Rrf is much smaller than L a list of all atoms that are at a distance
smaller than Rrf + l where l is user chosen value (like 1 Å) is kept. So, at each time step, the
Molecular Dynamics based simulations
83
search for the atoms situated at a distance < Rrf of a given atom is done only over the atoms
included in its neighbour list. The list has to be updated regularly to take into account the atoms
that enter or leave the sphere, or even better one can keep a record of the atomic displacements
and update it whenever one of them has moved more than l. Another way would be to define a
distance l’ ≥ Rrf and dividing the entire simulation cell into sub-cells of side l’. Each particle in
the system is assigned to one of these sub-cells. For each atom ‘i’, only the atoms located in the
same sub-cell or adjacent sub-cells can be at a distance < Rrf and so the search can be limited
to only those sub-cells.
The fourth method deals with the use of simulation time steps. MD runs are done at user
defined timesteps and the effective use of these timesteps can also markedly increase the
simulation speed. A smaller time step will improve the accuracy solution, but at the cost of
requiring a much larger number of time steps to obtain a trajectory of the required length. On
the other hand, a too large value for timestep will cause large fluctuations or drifts in the energy
and can even make the simulation unstable. In any case the timestep should not be larger than
the mean time between each interatomic collision.
The fifth method is the use of United Atom Models. This method involves the
combination of several atoms in the simulation by defining them as a single interaction site.
The most typical case consists in replacing -CH3 or =CH2 groups by a single site. In this way,
not only the fastest degrees of freedom are removed, but additionally the number of atoms
composing the system is largely reduced. However, some atomic details are inevitably lost, so
this method can be considered already as a kind of coarse grained simulation.
The sixth and final method involves the use of High Performance Computing systems
(HPC). The parallel processing capabilities of HPC ensure that vastly larger numbers of
simulations can be carried out simultaneously.
Finally, the results obtained from MD simulation were then combined with semi-
empirical models found in literature to analyse the effectiveness of the MD method to build
accurate versions of the materials studied in this thesis. In order to model transport properties,
the models used are shown in Table 2.10 and in order to model mechanical properties such as
the elastic modulus as done in this thesis, the models used are shown in Table 2.11. In terms of
the models in Table 2.11 it important to note that the relatively small aspect ratios of the wood
flour particles used (~4.5), effective load transfer across the fibre matrix interface is more
difficult and therefore, a limitation on the efficacy of modelling the elastic properties is exerted.
Molecular Dynamics based simulations
84
Table 2.10: Semi-empirical models for estimating D
Model Expression
Maxwell
[150]
𝐃 = 𝐃𝐂 𝐃𝐃 + 𝟐𝐃𝐂 + 𝟐𝛟(𝐃𝐃 − 𝐃𝐂)
𝐃𝐃 + 𝟐𝐃𝐂 − 𝛟(𝐃𝐃 − 𝐃𝐂)
This model was developed for permeability but the relevance of this
model for diffusion is studied in this work.
This model assumes the system to be a random dispersion of non-
interacting impermeable spheres that comprises the dispersed phase in a
continuous matrix where D, Dc and DD refers to the overall, continuous
phase and dispersed phase diffusion coefficient respectively, ϕ is the
dispersed phase volume fraction.
This model works in low dispersed phase concentration environments
(volume fraction ϕ ~ 0.2 and below) and for blends and composites systems
where the properties of the dispersed phase can be accurately measured
[151, 152].
Kalnin
[152]
𝐃 =𝐃𝐂
𝟏 − 𝛟 +𝐂𝟏
𝐂𝟐𝛟
[𝟏 +ⅆ (𝐃𝐃
𝐂𝟏
𝐂𝟐− 𝐃𝐂) 𝛟
(ⅆ − 𝟏)𝐃𝐂 −𝐂𝟏
𝐂𝟐𝐃𝐃 − (
𝐂𝟏
𝐂𝟐𝐃𝐃 − 𝐃𝐂) 𝛟
]
Where the ratio C1/C2 is the partition coefficient and d is the number of
dimensions (in this case, 3). For this work, C1/C2 is estimated to be f2/f1
where f1 and f2 are the fractional free volumes of the simulated amorphous
and crystalline PE systems. The calculation and other details are given in
Section 4.2). However, more accurate values can be obtained by carrying
out dedicated MD simulations.
Molecular Dynamics based simulations
85
Maxwell-
Wagner-Sillar
(M-W-S)
[151]
𝐃 = 𝐃𝐂 𝐧 𝐃𝐃 + (𝟏 − 𝐧)𝐃𝐂 + (𝟏 − 𝐧)𝛟(𝐃𝐃 − 𝐃𝐂)
𝐧 𝐃𝐃 + (𝟏 − 𝐧)𝐃𝐂 − 𝐧𝛟(𝐃𝐃 − 𝐃𝐂)
Equation derived for a dilute dispersion of ellipsoids and n is a factor that
denotes the shape of the dispersed phase.
For n = 0, this model reduces to the Rule of Mixtures:
𝐃 = 𝛟𝐃𝐃 + (𝟏 − 𝛟)𝐃𝐂
For spherical shape of the dispersed phase, n = 1/3 and the model reduces
to Maxwell Model [150].
For n = 1, this model reduces to the Laminate Model
𝟏
𝐃=
𝛟
𝐃𝐃+
(𝟏 − 𝛟)
𝐃𝐂
For prolate ellipsoids, in which the longest axis of the ellipsoid is directed
along the applied pressure gradient: 0 ≤ n ≤ 1/3. n was chosen to be the
average i.e. 1/6 in this work.
For oblate ellipsoids in which the shortest axis of the ellipsoid is directed
along the applied pressure gradient: 1/3≤n≤1. n was chosen to be the
average i.e. 2/3 in this work.
Fredrickson
and Bicerano
(F and B)
[153]
This model describes D through a disperse phase that is defined as a
random array of disk shaped nanoplatelets. These nanoplatelets have
radius Rn, thickness Wn and are separated by an average distance that
exceeds Rn.
For a dilute regime where α= dispersed phase aspect ratio and ϕ =volume
fraction, αϕ << 1. This model is referred to as “F and B dilute” in this paper.
Molecular Dynamics based simulations
86
𝐃
𝐃𝐂=
𝟏
𝟏 + 𝐊𝛂𝛟
Where,
𝛂 =𝐑𝐧
𝐖𝐧
𝐊 = 𝛑
𝐥𝐧 𝛂
In a semi dilute regime, the interparticle distance is less than R and the
dispersed phase particles are almost overlapping. This creates a more
tortuous pathway. This model is referred to as “F and B semi dilute” in this
paper.
𝐃
𝐃𝐂=
𝟏
𝟏 + 𝛍𝛂𝟐𝛟𝟐
𝛍 = 𝛑𝟐
𝟏𝟔 𝐥𝐧𝟐 𝛂
Equations for deriving α are covered in Section 4.3.
Weissberg[154]
𝐃
𝐃𝐂=
𝟏 − 𝛟
𝟏 − 𝟎. 𝟓𝐥𝐧(𝟏 − 𝛟)
This model can be considered an amalgamation of the Maxwell model
[151, 152] and an additive logarithmic relationship between the
diffusivities of the continuous amorphous and volume fraction of the
dispersed crystalline phase. This model is applicable to systems wherein
the dispersed phase is comprised of randomly overlapping
(interpenetrating) spheres of either uniform or non-uniform sizes.
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87
The expression for the conventional Logarithmic Model is:
𝐃 =𝛟
𝐥𝐧(𝐃𝐃)+
(𝟏 − 𝛟)
𝐥𝐧(𝐃𝐂)
Table 2.11: Semi-empirical models for estimating elastic moduli for composites with randomly
oriented dispersed phase.
Model Expression Reference
Rule of
Mixtures
𝐄 = (𝟏 − 𝛟)𝐄𝐂 + 𝛟𝐄𝐃
ϕ is the volume fraction of the dispersed phase while E, EC and
ED are the moduli of the composite, continuous and dispersed
phases respectively.
[155]
Laminate
𝐄 =𝟏
(𝟏 − 𝛟)𝐄𝐂
+𝛟𝐄𝑫
[155]
Hirsch
𝐄 = 𝐚𝐇𝐄𝐌 + (𝟏 − 𝐚𝐇)𝐄𝐏
𝐚𝐇 is a semi-empirical parameter which represents the stress
transfer between the fibre and matrix while EM and EP represent
the modulus values obtained from using the rule of mixtures and
the laminate model.
[155]
Short Fibre
𝐄 = 𝐄𝐂 +√𝟏𝟔𝛑𝛟𝟐𝟑
𝟒(𝐄𝐃 − 𝐄𝐜)
[156]
Molecular Dynamics based simulations
88
Carman-
Reifsnider
𝐄 = 𝐄𝛈𝛟 + 𝐄𝐂(𝟏 − 𝛟)
𝐄𝛈 = 𝛈𝐄𝐃
𝛈 = 𝟏 −𝐭𝐚𝐧𝐡 (𝛂𝐊)
𝐚𝐊
𝐊 = √
−𝟐𝟏 + 𝛔𝐏𝐑
𝐄𝐃
𝐄𝐂⋅ 𝐥𝐧 𝛟
α and σPR are the aspect ratio of the dispersed phase and
Poisson’s ratio of the continuous phase respectively.
[157]
Halpin-
Tsai
𝐄 = 𝐄𝐂 (𝟏 + 𝛃𝛈𝛟
𝟏 − 𝛈𝛟𝐃)
𝛈 =
𝐄𝐃
𝐄𝐂− 𝟏
𝐄𝐃
𝐄𝐂+ 𝛃
𝛃 = 𝟐𝛂
Or
𝛃 =𝟐(𝟏 − 𝟐𝛔𝐏𝐑)
𝟏 + 𝛔𝐏𝐑
When β is expressed in terms of α, the model is referred to as
Halpin-Tsai 1 and in the other case as Halpin-Tsai 2.
[155],
[158]
Molecular Dynamics based simulations
89
Cox
Krenchel
𝐄 = 𝐧𝟏𝐧𝟎𝐄𝐃𝛟𝐃 + 𝐄𝐂(𝟏 − 𝛟)
𝐧𝟎 = 𝐜𝐨𝐬𝟒(𝛂)
𝐧𝟏 = 𝟏 −𝐭𝐚𝐧𝐡 (
𝐛𝐜𝐤𝐥𝟐
)
(𝐛𝐜𝐤𝐥
𝟐)
𝐛𝐜𝐤 =𝟐
ⅆ𝐃√
𝐄𝐂
𝐄𝐥𝐟𝐦(𝟏 − 𝛔𝐏𝐑) 𝐥𝐧 (𝛑
𝐱𝐜𝐤𝛟)
[159]
Tsai
Pagano
𝐄 =𝟑
𝟖𝐄𝟏𝟏 +
𝟓
𝟖𝐄𝟐𝟐
𝐄𝟏𝟏 = 𝐄𝐜 [𝟏 + 𝟐𝛂𝐧𝐇𝐓𝐋𝛟
𝟏 − 𝐧𝐇𝐓𝐋𝛟]
𝐧𝐇𝐓𝐋 =(
𝐄𝐥𝐟𝐦
𝐄𝐂) − 𝟏
(𝐄𝐥𝐟𝐦
𝐄𝐂) + 𝟐𝛂
𝐄𝟐𝟐 = 𝐄𝐜 [𝟏 + 𝟐𝐧𝐇𝐓𝐓𝛟
𝟏 − 𝐧𝐇𝐓𝐓𝛟]
𝐧𝐇𝐓𝐓 =(
𝐄𝐭𝐟𝐦
𝐄𝐂) − 𝟏
(𝐄𝐭𝐟𝐦
𝐄𝐂) + 𝟐
E11 is higher than E22 for all composites we have studied.
E11 is about 9% greater than E22 at 5% wood and ~30% greater
at 20% wood content
[159]
90
CHAPTER 3
MATERIALS AND
METHODS
3.1 MATERIALS AND PROCESSING
Rotomolding grade LLDPE with brand name: Alkatuff LL710UV and melt flow index
(MFI) of 10 g/min and average particle size of 300 µm was provided by Price Plastics Pty. Ltd.,
Dandenong, Victoria. Untreated fine pine flour was purchased from Pollard’s Sawdust Supplies
Pty. Ltd., Plenty, Victoria. Oak flour was obtained from contacts at Flexcube Pty. Ltd.
Denatured ethanol (drum grade) was procured from Sigma Aldrich. The oak and pine flour
particles both had a particle size of about 350 µm and based on thermogravimetric analysis had
a water content of 8 ± 1%. Using a nanoindenter (described in more detail in Figure 3.13) the
moduli of single pine and oak particles were found to be 3650±1400 MPa and 4900±800 MPa
respectively. AR Grade citric acid and sodium citrate dihydrate were also obtained from Sigma
Aldrich and were dissolved in distilled water to form a buffer solution of pH 4.5 ± 0.5.
Compression molding was carried out on a LabTech Scientific compression molding
machine at the Materials Processing Laboratory, ATC, Swinburne University of Technology
(Figure 3.1). Rotomolding was carried out at Roto Industries Pty. Ltd., Pakenham, Victoria
(Figure 3.2). The processing cycle details are in Tables 3.1 and 3.2 and the compositions of the
different samples molded via compression and rotomolding are enlisted in Table 3.3. Pictures
of the molded specimens are shown in Figure 3.3.
All samples were analysed for their mechanical, thermal, morphological, porosity and
transport properties.
Materials and Methods: Materials and Processing
91
Table 3.1: Process cycle time and other parameters of the compression molding technique
Cycle Pressure (kPa) Temperature (°C) Time (min)
Pre-heating 101.325 190 7
Venting 7600 190 5
Heating 10000 190 5
Cooling 7600 13 5
Table 3.2: Process cycle time and other parameters of the rotomolding technique
Cycle RPM Temperature (°C) Time (min)
Heating Major axis: 7.5, Minor axis: 5 240 12
Ambient cooling - Room temperature 4
Fan cooling - Room temperature 6
Cooling chamber - 13 12
Figure 3.1: (a): Compression Molding machine, (b): Chilling unit of compression molding
machine.
a b
Materials and Methods: Materials and Processing
92
Figure 3.2: (a): Rotomolding machine, (b): Control unit of Rotomolding machine
Table 3.3: Samples made from each molding method with wood flour content.
Molding
technique Sample name Type of Wood
Wood flour content
(weight %)
Compression
Molding
CM0 None 0
CM5 Pine 5
CM10 Pine 10
CM20 Pine 20
CM5_O Oak 5
CM10_O Oak 10
Rotomolding
RM0 None 0
RM5 Pine 5
RM10 Pine 10
RM20 Pine 20
RM5_O Oak 5
RM10_O Oak 10
a b
Materials and Methods: Materials and Processing
93
Figure 3.3: (a): Compression molded with pine flour L-R: 0%, 5%, 10% and 20% by weight
pine flour, (b) Rotomolded specimens with pine flour L-R: 0%, 5%, 10% and 20% by weight
pine flour (c): Rotomolded specimens 5% and 10% by weight of oak flour.
c
94
3.2 TESTING MATERIAL PROPERTIES
The molded specimens were cut into samples for carrying out the Tensile, Flexural and
Izod Impact tests. Examples of the samples are shown in Figure 3.4. The tensile and flexural
strengths were tested on a Zwick Z010 Universal testing machine with a 10 kN load cell (Figure
3.4a and 3.4b). The strain rates were 50 mm/min for the tensile strength (ASTM D638) and 3
mm/min for the flexural strength (ASTM D790) analysis.
Figure 3.4: Zwick Z010 Universal Testing Machine with (a): tensile grips, (b): flexural grips,
(c): Samples for tensile and flexural testing.
a b
c
Materials and Methods: Testing Material Properties
95
Izod impact tests (ASTM D256) were done on a CEAST Impact testing machine (Figure
3.5) with the notch on the sample being made on an Instron notch cutter. For each test, a
minimum of 3 samples were analysed per composition.
Figure 3.5: (a): CEAST Impact Testing machine, (b): Samples for impact testing.
Morphological properties of the samples were analysed using a and an Olympus BX61
Optical Microscope (OM) shown in Figure 3.6 and a Zeiss Supra 40 Vp Scanning Electron
Microscope (SEM) shown in Figure 3.7. The samples analysed via SEM were first coated with
gold on an Emitech K975X sputtering unit (Figure 3.8).
Figure 3.6: Olympus BX61 Optical Microscope (OM)
a
b
Materials and Methods: Testing Material Properties
96
Figure 3.7: Zeiss Supra 40 Vp Scanning Electron Microscope (SEM)
Figure 3.8: Emitech K975X sputtering unit
Materials and Methods: Testing Material Properties
97
Some molded specimens cut for mechanical testing were dipped in solutions of 100%
by volume of ethanol (adjusted to pH of 4.5± 0.5 using citric acid buffer) in water at 6 ºC and
30ºC to study the influence of material processing technique on solvent uptake characteristics
of the samples. ASTM D570 normally used for measuring water uptake of plastic materials was
used for this purpose. The mass, length, width and thicknesses of the sample were monitored
over time and followed by mechanical testing at the end of the sorption test, in order to
determine the effect of the solution uptake on the composite’s mechanical properties. Samples
were wiped off with a soft cloth and left in a fume cupboard for 5-10 min after removal from
sorption set up before testing the mechanical properties. The diffusion coefficient (D) was
obtained from the sorption data using Eq (3.2.1)
D = −h
π2
d
dtln (1 −
C
C∞) (3.2.1)
Where C∞ is the mass uptake at equilibrium and d
dtln (1 −
C
C∞) represents the slopes of
the plot of ln (1 −C
C∞) vs time and h is the thickness of the sample in cm, C and C∞ are the
ethanol uptakes at any time t and at equilibrium respectively.
Figure 3.9: Oven where solvent uptake experiments are conducted. Maintained at an average
temperature of 30 ±1ºC
Materials and Methods: Testing Material Properties
98
Figure 3.10: Refrigerator where solvent uptake experiments are conducted. Maintained at an
average temperature of 6±2 ºC
Figure 3.11: (a): Differential Scanning Calorimeter, (b): Chiller Unit attached to DSC machine.
The crystallinity of all the molded specimens was tested using a TA DSC 2010
Differential Scanning Calorimeter (Figure 3.11a). Heating runs were conducted from room
temperature to 300°C at a heating rates of 5, 10 and 15°C/min to check the trends in and the
effect of heating rate on the % crystallinity of the composite specimens. The weights of the
specimens for DSC were 7-10 mg, taken from the powdered raw material and from the molded
specimens. The % crystallinity of the specimen was determined by dividing the heat of fusion
a b
Materials and Methods: Testing Material Properties
99
for the analysed specimen obtained by integrating the area under the fusion/melting peak in the
DSC graph by 293.1 J/g which is the heat of fusion for 100% crystalline LLDPE.
Storage moduli of the samples before and after ethanol contact were measured on a TA
Dynamic Mechanical Analyzer DMA 2980 (Figure 3.12a) in the tensile and single cantilever
modes. Sample dimensions were 25.4 mm × 12.5 mm with the thickness being 1.5-2.5 mm.
Testing span of 17.5 mm was used in single cantilever and about 20 mm in tensile modes. The
frequency used was 1 Hz and the analysis was carried out from 30°C to 100°C at a heating rate
of 3°C/min. Creep analysis of the specimens was also done under similar circumstances (tensile
mode, before and after ethanol contact) and over a period of 24 h under a stress of 1 MPa.
Equilibrium compliance values (Jeq) from using the DMA set up in tensile mode was then
converted to the corresponding equilibrium modulus values using Eq 3.2.2.
Eeq =1
Jeq (3.2.2)
Figure 3.12: (a): TA DMA 2980 Dynamic Mechanical Analyzer, (b): Specimens for creep
and storage modulus measurement
Elastic modulus of the pine and oak flour themselves were estimated using the
indentation technique on a Hysitron TI Premier Nanoindenter at Swinburne University of
Technology. Samples were encapsulated in an epoxy matrix followed by polishing of the top
surface in order to expose the powders to the indenter and further analysis.
a b
Materials and Methods: Testing Material Properties
100
Figure 3.13: Hysitron TI Premier Nanoindenter
Oxygen permeability of the samples was tested on a MOCON OxTran 2/21 Oxygen
Permeability Tester at Gunn Labs, Black Rock, Victoria (Figure 3.14). The analysis was carried
out at 23°C, 0% Relative Humidity (RH) under ASTM F1927. The samples were cut into disks
of ~90 mm diameter (Figure 3.15).
Figure 3.14: MOCON OxTran 2/21 Oxygen Permeability Tester
Materials and Methods: Testing Material Properties
101
Figure 3.15: Disc samples for Oxygen Permeability testing
The densities, and thus, the macroporosities of the samples were estimated using the
pycnometer method. Initially the clear glass pycnometer is weighed to find out its empty weight
(W0). Then some quantity of the sample is added to the pycnometer and weighed (W1). The
displacement fluid (in this case, water) is poured into the pycnometer till it is full and weighed
again (W2). Then the fluid and the sample are removed from the pycnometer and only the
displacement fluid is poured into the pycnometer till full and weighed again (W3). The density
(or specific gravity as the value obtained is the ratio of the density of the sample to the density
of the displacement fluid which is 1 g/cm3 for water) is given by:
ρ =𝑊1−𝑊0
[(𝑊1−W0)−(W2−W3)] (3.2.3)
If the densities of the constituent materials i.e. LLDPE (ρ1) and wood flour (ρ2) and the
composition (ϕ is the volume fraction of the LLDPE) are known, then the rule of mixtures can
be used to estimate the theoretical densities of the samples.
ρ𝑇𝐻 = ϕρ1 + (1 − ϕ)ρ2 (3.2.4)
Knowing the values of ρTH and ρ, the overall porosity (Vp) in the system can be estimated
by the following formula:
V𝑃 = 100 (1 −ρ
ρΓH) (3.2.5)
Materials and Methods: Testing Material Properties
102
Figure 3.16: Pycnometer with water filled up to mark.
Microporosity of the composites were analysed using Positron Annihilation Lifetime
Spectroscopy (PALS). This technique employs a positronium, Ps (a bound state between a
positron and an electron) to probe the void sites associated with free volume in condensed
matter systems and can measure the average diameters of pores from 0.1 – 20 nm [160]. The
average lifetime of the positronium is measured with ORTEC spectrometers using 22Na as the
positron source. The exponential decay data obtained from the PALS measurement was fitted
to three components with the characteristic lifetimes of τ1, τ2 and τ3. The first component, τ1
was fixed to 0.125 ns and is attributed to para-Positronium (p-Ps) annihilation (a bound state
of the positron with an electron of opposite spin) [161]. The second component, τ2, is attributed
to the free annihilation of the generated positrons with free electrons within the sample. The
final component, τ3, is attributed to the annihilation of the ortho-Ps or o-Ps which is the bound
state of the positrons with electrons of the same spin. The τ3 lifetime is used to correlate the
micropore diameters within the sample using the Tao-Eldrup [160, 161] equation given by Eq
(3.2.6). Here, τ3 is in ns, d is the average pore diameter in nm and Δ is an empirical parameter
equal to 0.166 nm. The tested specimens were prepared to 2 mm thick and placed each side of
the Mylar sealed source to ensure that all the positrons annihilate within the sample [160]. A
source correction of 1.613 ns and 3.32% was used.
𝜏3 =1
2[1 −
𝑑
d+Δ+
1
2πsin (
2πd
d+Δ)]
−1
(3.2.6)
Materials and Methods: Testing Material Properties
103
Figure 3.17: (a): Positron source of PALS machine, (b): Sample chamber for PALS analysis
a b
104
3.3 MOLECULAR DYNAMICS AND SEMI-
EMPIRICAL MODELLING
MD simulations were carried out using the Materials and Process Simulation (MAPS)
software developed by Scienomics Inc. The building, equilibration and simulation of
polyethylene and wood flour systems were carried out using MD. All simulations were run on
the gStar and OzStar High Performance Computing Systems at the Department of Astrophysics,
Swinburne University of Technology.
First, the simulation of Polyethylene and the methods used to build amorphous,
crystalline and semi crystalline simulation cells will be discussed. The Crystalline Builder
Module of the MAPS program was used to construct both the crystalline unit cell (and a
crystalline Supercell. The dimensions of the crystalline unit cell were a = 7.121 Å, b = 4.851 Å
and c = 2.548 Å and all unit cell angles are 90°. These dimensions were obtained from the data
provided by Bruno et. al. [162]. The Crystalline Builder module has provisions for constructing
cells of various space groups as required. From the data of Bruno et. al. [162], the geometry of
the crystalline unit is orthorhombic in nature. The specific positions (knowns as the partial
coordinates) of the H and C atoms in the unit cell provided in [162] helped us create a
crystallographic information file or a .cif file which could be used to construct both the unit
cells (Figure 3.18) and the supercell (comprised of 4116 atoms; Figure 3.19) in the MAPS
program.
Figure 3.18: Crystalline Unit cell of PE constructed using the partial coordinates suggested
by Bruno et. al. [162] with carbon atoms shown in blue and hydrogen atoms in green.
MD and semi-empirical modelling
105
Figure 3.19: Crystalline supercell of PE with carbon atoms shown in blue and hydrogen atoms
in green made up of several individual units of Figure 3.18.
The amorphous cell of PE was constructed using 8 PE chains of DP (degree of
polymerization) of 75 corresponding to a total of 3600 atoms using the Amorphous Builder
Module of the MAPS program (Figure 3.20). The use of several thousand atoms in the
simulation has been shown to achieve more exact predictions of bulk properties as indicated in
[140].
Figure 3.20: Amorphous simulation box of PE with carbon atoms shown in blue and hydrogen
atoms in green.
MD and semi-empirical modelling
106
Following this, the validities of the constructed models were tested. The first step
involves assigning a force field for the simulated systems. The SciPCFF field, developed by
Scienomics Inc, parameterised for polymeric systems was chosen. It is an extension of the
Polymer Consistent Force Field (PCFF). SciPCFF is intended for applications to polymers,
organic materials and porous materials and can be used for calculations of cohesive energy,
compressibility, heat capacity, elastic constants and mechanical properties. More details on
SciPCFF are seen in Table 2.9 in Section 2.5. After the assignment of the force field, the systems
were subjecting to the following MD operations outlined in Algorithm A described in steps a1-
a4.
ALGORITHM A
a.1. The geometry of the system was optimised and the overall energy minimized using the
steepest descent method for a total of 2000 steps (2000 is the recommended number of
steps for the Optimizer module of the MAPS program)
a.2. After the geometry optimization, the simulation boxes were subjected to a NVT step.
Non-bond interactions were controlled by using a cutoff distance of 10 Å and the Ewald
summation method was used to quantify electrostatic (Coulomb) interactions. The
duration of the run was 0.2 ns and the temperature (set at 298K) was controlled using a
Nose-Hoover thermostat with a damping coefficient of 10 fs.
a.3. The NVT run was followed by a NPT dynamics step for 2 ns. This was also carried out
at 298 K under 101.325 kPa pressure and the Ewald summation method was used to
quantify electrostatic (Coulomb) interactions with the same cut off distance as in Step
2. Temperature was controlled again using the Nose-Hoover thermostat with a damping
coefficient of 10 fs.
a.4. After the NPT dynamics run, the density of the simulated system is compared against
density values mentioned in literature for amorphous and crystalline PE.
After the optimization of the simulation boxes with respect to density, the atomistic pore
size distribution in the simulation boxes were estimated. This was done in order to quantify the
accessible volume in the systems and also to get a perspective on the nature of diffusive
transport through the amorphous and crystalline sections of a semi crystalline polymer and
through wood flour. The Trajectory Analysis menu on the MAPS program was used to estimate
MD and semi-empirical modelling
107
the free volumes of the system and the pore size distribution within each simulation box was
estimated.
Estimating the capability of the MD technique to predict more relevant transport
properties was then carried out. First, a single O2 molecule was introduced into the amorphous
and crystalline PE simulation boxes (in accordance to the method developed by Börjesson et
al. [140]) and the D value for the O2 in the amorphous and crystalline PE systems were
estimated as a function of temperature. The most common way to evaluate D in MD simulations
involves the calculation of the mean-square displacements, MSDs that is given by:
MSD = ⟨r(t + t0) − r0(t0)⟩2 (3.3.1)
Here, r0 is the initial position and ri indicates the position at time ti = t + t0. The ‘⟨⟩’
indicates that the MSD values are averaged over all penetrant molecules and all possible time
origins of the simulation runs. The MSDs and the simulation run time (t) can then be used to
evaluate the D of the gas using Einstein’s relation shown in Eq (3.3.2) with the caveat that the
gas molecules follow a random walk. This leads to certain deviations with high density
polymers. In addition, this equation can be applied only for sufficiently long times. Over those
time scales, the simulated gas molecules have experienced enough jumps in their trajectories
so that a random walk scheme could be considered and in effect, the overall MSD becomes
proportional to ‘t’ [140]. Hence, long simulation times are often needed to obtain an accurate
value of D from Eq (3.3.1). Therefore, simulation times of 5 ns were chosen for the O2 diffusion
studies in amorphous PE and 10 ns for crystalline PE.
D =1
6t⟨𝑟𝑖(𝑡 + 𝑡0) − 𝑟0(𝑡0)⟩2 (3.3.2)
The pathway used to estimate the diffusion coefficients via MD simulations in the
MAPS program is as outlined in Algorithm B described in steps b1-b10.
ALGORITHM B
b.1. Use the Matrix Builder command that is part of the Amorphous Builder module to
incorporate the O2 molecule in the matrix corresponding to either the Crystalline or
Amorphous PE simulation box.
MD and semi-empirical modelling
108
b.2. Subject the combined system to an energy minimization step by utilizing the Optimizer
module. Use the Steepest descent method with a total 2000 steps as described in
Algorithm A.
b.3. Longer NVT (2 ns) and NPT (5 ns) steps were used when estimating D and studying
the diffusive transport of O2 as compared to when building only the amorphous and
crystalline simulation boxes as explained in Algorithm A.
b.4. D was estimated from the overall MSD in the NPT run using Eq (3.3.1).
b.5. 30 NPT runs were carried out at each temperature (293, 298, 303 and 308 K) to obtain
some statistical rigour for the calculation of D.
b.6. These were done for both the Crystalline and Amorphous PE systems to compare the
diffusive transport seen in the crystalline region of PE as compared to the amorphous
region.
b.7. The obtained D values were plotted as a function of temperature.
b.8. The data obtained from the simulation of O2 diffusion in purely crystalline and the
purely amorphous polyethylene was attempted to be fit to the averaged diffusivity
experimental data obtained from 5 representative papers on the analysis of O2 transport
in LLDPE [52-56] using several semi-empirical diffusion models shown in Section 2.5,
Table 2.10. The crystallinities of the samples analysed in the papers [38, 163-166] were
found to be all around 30 ± 5% (estimated from the enthalpy of 100% crystalline PE in
J/g). This would correspond to a volume crystallinity of 26.8% taking into account the
densities of 100% amorphous (0.85 g/cm3) [167] and 100% crystalline PE (1 g/cm3)
[168]).
b.9. The deviation of the predicted D values from the experimental values can be quantified
using Eq (3.3.3) where Di, E represents the experimental value and Di,M is the predicted
value by the model at temperature “i”, ‘n’ is the number of data points and DA, E is the
average experimental value over the considered temperature range. Based on the values
of average absolute relative error (δ) for the different models they can be ranked in terms
of their accuracy in predicting the diffusion of O2 through a semi crystalline LLDPE
δ =100
N∑ |
Di−DEexp
Dexp|
N
i=1 (3.3.3)
MD and semi-empirical modelling
109
b.10. The most ideal model is then recommended and possible ways of improving the
simulation so as to be more reflective of the reality of transport of O2 through LLDPE
are suggested.
Once, it had been established that the physical and transport properties of the simulated
PE molecules were similar to experimental values available in literature, simulation boxes of
materials that resemble and represent the raw materials viz., semi-crystalline LLDPE and pine
flour were constructed. First, a semi-crystalline LLDPE cell was constructed as outlined in
Algorithm C described in steps c1-c5.
ALGORITHM C
c.1. The AMBER [169] force field was used to carry these MD simulations. Details about
AMBER are in Table 2.9, Section 2.5.
c.2. The constructed and equilibrated crystalline simulation cell was extended in the z
direction by 40 Å.
c.3. Using the Matrix builder module again, the simulated amorphous PE chains are then
introduced into the extended box.
c.4. A geometry optimization/energy minimization step was then performed and then the
procedure is the same as the method employed to construct the individual amorphous
and crystalline simulation boxes. An NVT run of 2 ns and NPT run of 5 ns was done
and the system was equilibrated.
c.5. The final system had the empirical formula of C3864H7758 (Figure 3.21) and the box had
the dimensions of 55 Å x 37 Å x 56 Å. The proportions of the amorphous and
crystalline PE molecules were so that the overall product had ~ 46% crystallinity to
reflect the properties of the Alkatuff LL710UV (Section 3.1) used as the main raw
material.
Schematically, the whole process can be shown as in Figure 3.21.
MD and semi-empirical modelling
110
Figure 3.21: Constructing the semi crystalline simulation cell.
The construction of the pine flour simulation cell involved incorporating the 4 major
phases in the pine flour viz., cellulose, hemicellulose, lignin and water into the same box in
specific proportions. Cellulose (Figure 3.22a) and hemicellulose monomers (Figure 3.22b) with
ab initio charges assigned to the terminal chain atoms were constructed using the Sketching
tool of the MAPS program and the systems were optimised using PCFF [170] as the forcefield.
The monomer unit for the lignin molecule (Figure 3.22c) was adapted from Dabral et. al [171].
The cellulose molecule had a degree of polymerization of 25 and two molecules were generated
with an overall empirical formula of C600H1004O500 (Figure 3.22e), the hemicellulose molecule
has a DP of 13 and an overall empirical formula of C507H703O327 (Figure 3.22f) and the lignin
molecule had a DP of 5 and an empirical formula of C430H462O145 (Figure 3.22g). The cellulose,
hemicellulose and lignin molecules were combined to form a single simulation box of a wood
molecule (Figure 3.22h) with all sides of the simulation box being 31.5 Å. The ratios of the
cellulose to lignin was then 40:30:30 by weight to approximate the proportions of the cellulose,
hemicellulose and lignin molecules in softwood [172]. The overall empirical formula of this
system was C600H1004O500 and to this system molecules of water were introduced which
constituted 8% by weight of the overall system which was the equilibrium amount of moisture
in the pine flour measured on a TA Thermogravimetric Analyzer. This system was used to
approximate the wood flour dispersed in the LLDPE matrix.
MD and semi-empirical modelling
111
Figure 3.22: Simulated molecules of (a): Cellulose, (b): Lignin, (c): Hemicellulose, (d): Water,
(e): Cellulose polymers, (f): Hemicellulose polymer, (g): Lignin polymer, (h): Simulated wood
flour with cellulose in brown, water in yellow, hemi cellulose in green and lignin in blue.
Using these equilibrated systems of semi-crystalline PE and pine flour, physical and
transport properties of interest could be predicted and modelled. The two properties that have
g f e
a
b
d
h
MD and semi-empirical modelling
112
been predicted using Molecular Dynamics were the diffusion coefficient of ethanol and the
elastic modulus in tensile mode. The ethanol diffusion in semi-crystalline PE and pine flour
were simulated at 6 ± 2 °C and 30°C as done experimentally. The simulated D values were then
estimated using the same methodology as used for the diffusion of oxygen through simulated
PE and were compared with the experimental values obtained using Eq (3.2.1). The major
difference being that the time of simulation used for the ethanol diffusion was 10 ns for all the
systems analysed. In order to predict the ethanol diffusion in semi crystalline PE, the simulated
D value was input into various expressions of material tortuosity. The tortuosity parameter was
discussed in brief in Chapter 2 but now more detail about the influence of microstructure
tortuosity on small molecule transport in polymers is provided.
According to Compan et al. [37], the overall diffusion (D) coefficient of a semi-
crystalline polymer can be defined in terms of the diffusion through the completely amorphous
phase of a semi-crystalline polymer (DC) as shown in Eq (3.2.4) where τ represents the
geometrical impedance of the impermeable crystalline phase and is known as ‘tortuosity’ and
β is a measure of the immobilization effect generated by the crystalline phase on the amorphous
phase and is known as the ‘chain immobilization factor’.
𝐃 = 𝐃𝐂
𝛃𝛕 (3.3.4)
τ can be defined in Eq (3.3.5) where d’ and L, are the distances that the permeant
molecule must travel to diffuse through the semi-crystalline matrix and the pure amorphous
polymer respectively. τ depends upon the aspect ratio, the shape, orientation and the extent of
dispersion of the dispersed phase in the matrix [27].
𝛕 = ⅆ′
𝐋 (3.3.5)
Geometrically speaking, tortuosity can be visualized within the microstructure of a
polymer and the corresponding path taken by a permeant molecule by means of Figure 2.7. The
mathematical representation of β at any temperature T is shown in Eq (3.3.6) where m2 is the
molecular diameter squared in angstrom2 and R is the universal gas constant. γ is a
proportionality constant defined by Eq (3.3.7) where NA is Avogadro’s number, ΔEC is the
MD and semi-empirical modelling
113
difference in cohesive energy density between the completely amorphous PE and semi-
crystalline PE, and j is the characteristic jump distance for a single permeant molecule [37].
𝛃 = 𝐞𝐱𝐩 (𝐣𝐦𝟐
𝐑𝐓) (3.3.6)
𝛄 =−𝛑
𝟒𝛌𝐍𝐀𝚫𝐄𝐂 (3.3.7)
Compan et al. [37] then plotted variations in β as a function of molecular diameter at
various LLDPE crystalline volume fractions ( ϕCr) and is shown in Figure 3.23. The
crystallinity of the LLDPE specimens used to make all samples is 49 ± 1 % as mentioned earlier
which corresponds to a ϕCr of 0.44. For a polymer of that crystallinity, a molecule of ethanol
with diameter of 4.4 Å (similar to propane- 4.3 Å – as studied by Compan et al. [37]) will have
a γ value of about 250 [37]. Based on this, using Eq (3.3.6) and Eq (3.3.7), β comes out to be
~6.8.
Figure 3.23: γ vs crystalline volume fraction ϕCr for different sized permeants through
LLDPE. From [37]
The interpretation of τ is a bit more complicated as it depends on dispersed phase aspect
ratio (α) and dispersed phase volume fraction (ϕ). There are several expressions for τ and
include the ones by Cussler [173, 174] shown in Eq (3.3.8) and Eq (3.39) respectively, Lape et
al. [175] shown in Eq (3.3.10), Gusev and Lusti [176] shown in Eq (3.3.11), Frederickson and
Bicerano’s two separate versions depending on dilute [Eq (3.3.12) and Eq (3.3.13)] or semi
MD and semi-empirical modelling
114
dilute [Eq (3.3.14) and Eq (3.3.15)] volume fractions of the dispersed phase [153], Nielsen
[177] shown Eq (3.3.16) and by Hendeknvist and Gedde [154] shown in Eq (3.3.17).
𝛕 = 𝟏 +(𝛂𝝓)𝟐
𝟒(𝟏−𝛟𝐂) (3.3.8)
𝛕 = 𝟏 +𝟏
𝟖(𝛂𝝓)𝟐
(𝟏−𝛟𝐂)
(3.3.9)
𝛕 = 𝟏 +(𝛂𝝓)𝟐
𝟗 (3.3.10)
𝛕 = 𝐞𝐱𝐩 [(𝛂𝛟
𝟑.𝟒𝟕)
𝟎.𝟕𝟏
] (3.3.11)
𝛕 = 𝟒 [(𝟏+𝐱+𝟎.𝟏𝟐𝟒𝟓𝐱𝟐)
(𝐱+𝟐)]
𝟐
(3.3.12)
𝐱 =𝛑𝛂𝛟
𝟐 𝐥𝐧(𝛂
𝟐) (3.3.13)
𝛕 = 𝟏
𝟏+𝛍𝛂𝟐𝛟𝐂𝟐 (3.3.14)
𝝁 = 𝝅𝟐
𝟏𝟔 𝐥𝐧𝟐 𝜶 (3.3.15)
𝛕 = 𝟏 + 𝟎. 𝟓𝛂𝛟 (3.3.16)
𝛕 =
𝟑+𝛟[(𝛂
𝟏.𝟓𝟕−𝟏𝛂
)−𝟏]
𝟑 (3.3.17)
Modifications to the Cussler model [173, 174] shown in Eq (3.3.8) were done by Aris
[178] shown in Eq (3.3.18) and by Falla et al. [179] and Wakeham and Mason [180] shown in
MD and semi-empirical modelling
115
Eq (3.3.19). In these modifications, the term k is used which was defined by Cussler [173, 174]
as the ratio of the average pore radius (s) to the average crystalline lamellar thickness (lC).
𝛕 =𝟏
[𝟏+𝛂𝟐𝛟𝟐
𝟒(𝟏−𝛟)+
𝛂𝛟
𝟐𝐤+
𝟐𝛂𝛟
𝛑(𝟏−𝛟)𝐥𝐧(
𝛑𝛂𝟐𝛟
𝟒𝐤(𝟏−𝛟))]
(3.3.18)
𝛕 =𝟏
[𝟏+𝛂𝟐𝛟𝟐
𝟒(𝟏−𝛟)+
𝛂𝛟
𝟐𝐤+𝟐(𝟏−𝛟) 𝐥𝐧(
𝟏−𝛟
𝟐𝐤𝛟)]
(3.3.19)
Eq (3.3.8) through Eq (3.3.19) were input into Eq (3.3.4) and the DC value was obtained
from the MD algorithm (b.1-b.10) but by incorporating an ethanol molecule instead of oxygen
molecule. In addition, the analysis was done in the simulated pine flour (Figure 3.22h)
following also the algorithm b.1-b.10 with a single ethanol molecule and only in the amorphous
PE (Figure 3.20) and not the semi-crystalline (Figure 3.21) or crystalline PE (Figure 3.19)- the
reasons for which will be explained in Section 4.2.2. The simulated D values for the PE and the
simulated pine flour were then combined to estimate the D of ethanol through the PE-pine flour
composite. The semi-empirical models used for this purpose were the Maxwell, M-W-S, Kalnin
and Weissberg models shown in Table 2.10. In order to estimate the efficacy of the models, the
average absolute relative error (δ) was used. The expression for δ values is previously shown
in Eq (3.3.3).
The simulated elastic moduli were also compared and fit with experimental values of
storage modulus in tensile mode obtained from Dynamic Mechanical Analysis (for the semi-
crystalline PE and the composite specimens) at 30°C and with modulus data obtained from the
Hysitron Nanoindenter (for the pine flour). The methodology for measuring the elastic modulus
of a simulated molecule is as outlined in Algorithm D described in steps d1-d3:
ALGORITHM D
d.1. The equilibrated system obtained after NPT dynamics is enlarged/strained
continuously in one direction and the instantaneous pressure in that direction is
recorded while the other two directions are kept at the same initial (in this case,
atmospheric) pressure.
MD and semi-empirical modelling
116
d.2. This enlargement is done stepwise till the required maximum strain is reached. The
simulation is carried out till about 10% of strain but for both the simulated PE and
wood, the reported modulus values are those obtained at ~0.1% of strain.
d.3. Total run time of simulation is 1 ns. 15 MD runs each were carried out at 30 °C (303
K) for the semi-crystalline PE and the simulated pine flour.
The models listed out in Table 2.11 were then used to determine the efficacy of the
simulation similar to the O2 and ethanol diffusion methodology which used the models listed in
Table 2.10.
117
CHAPTER 4
RESULTS AND
DISCUSSION
4.1 INFLUENCE OF MATERIAL COMPOSITION AND
PROCESSING TECHNIQUE ON THE
MICROSTRUCTURAL, MECHANICAL AND GAS
TRANSPORT PROPERTIES OF LLDPE WOOD
FLOUR COMPOSITES
This chapter has the following aims:
1. The analysis and characterization of the microstructural and morphological features
developed in the composite materials produced during the course of this thesis. These
parameters are highly dependent on the nature of the processing method used to
manufacture the composite. Thus, the compression and rotomolding techniques can be
compared and contrasted in terms of the type of morphology developed.
2. The mechanical properties of the fabricated composites and their correlation to the type
of processing method and type of microstructure is analyzed.
3. The composite microstructure can have profound effects on the composite gas transport
characteristics. Therefore, the oxygen transport characteristics of the composites are
measured, and an attempt is made to model the transport coefficient as a function of the
wood flour.
Influence of Material Composition and Processing Technique.
118
One of the main techniques used to characterize microstructural and morphological
features of polymer composites is the SEM. However, first, it is important to have a visual
understanding of the raw materials used to build up the composite. This method of isolating and
studying each component of a composite separately and then using the combined results to
characterize the composite is something that will be studied in detail in Section 4.2. In this
section, analysis of the raw materials LL710 UV, pine and oak flour- representative images of
which are shown in Figure 4.1, will be carried out. While the LLDPE powder is mostly spherical
in shape (Figure 4.1a), the pine and oak flour consist of fibrous particles (Figure 4.1b and c).
The aspect ratios of both the pine and oak flour were measured by averaging out the length to
diameter ratios of ~100 particles. Both the pine and oak flour were found to have an aspect ratio
of 4.5±0.5.
Figure 4.1: SEM images of the raw materials (a): LLDPE, (b): Pine flour, (c): Oak flour.
In order to develop the understanding and optimize cycle times and temperature of the
rotomolding process, a simple sintering study was carried out and is shown in Figure 4.2.
Analysis of the plain rotomolded specimen and the reasoning behind the relatively high (240
°C) processing temperature needed can be done through Figures 4.2 a-d. From those figures,
microstructure transition from a particulate nature (Figure 4.2a) to a mixed particulate-
coalesced domain (Figure 4.2b) to a more consolidated and condensed structure (Figures 4.2c
and 4.2d) is demonstrated. However, the Figures 4.2 a-d are at a temperature of 200 °C and at
a cycle time of 5 min (Figure 4.2a) to 30 min (Figure 4.2d). Thus, at a cycle time of 30 min and
a temperature of 200 °C the microstructure is completely devoid of any particulates and is a
single coalesced domain. To reduce cycle time, the same test was carried out at 240 °C for 12
min (Figure 4.2e). It is seen that the nature of the cross section in Figure 4.2d and 4.2e are very
similar and thus, a cycle time of 12 min at 240 °C was utilised for all rotomolded compositions.
Influence of Material Composition and Processing Technique.
119
Figure 4.2: Evolution of microstructure in the LLDPE raw material as a function of time at 200
°C: (a): 5 min, (b): 10 min, (c): 15 min, (d): 30 min. (e): 240 °C at 12 min.
As far as the sintering behavior of the composites are concerned, trends similar to Figure
4.2 can be seen. Micrographs of the RM5, RM10 and RM20 specimens are shown in Figures
4.3, 4.4 and 4.5 respectively. Micrographs of the composites with oak flour are shown in Figure
4.6 (RM5_O) and Figure 4.7 (RM10_O). It has to be noted that the design of the composite
materials studied in this thesis were intentionally considered without surface modification of
the wood. This was specifically done for ensuring the viability of the composite materials for
a b
c d
E
e
Influence of Material Composition and Processing Technique.
120
food contact applications. Secondly, the interfacial pores thus generated could be potentially
used as a pathway for modifying permeability.
Figure 4.3: Evolution of microstructure in LLDPE raw material with 5% pine flour as a
function of time (a): 200°C, 5 min, (b): 200°C, 10 min, (c): 240 °C at 12 min.
Figure 4.4: Evolution of microstructure in LLDPE raw material with 10% pine flour as a
function of time: (a): 200°C, 5 min, (b): 200°C, 10 min, (c): 240 °C at 12 min.
a b c
a b c
Influence of Material Composition and Processing Technique.
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Figure 4.5: Evolution of microstructure in LLDPE raw material with 20% pine flour as a
function of time at (A): 200°C, 5 min, (B): 200°C, 10 min, (C): 240 °C at 12 min.
Figure 4.6: Evolution of microstructure in LLDPE raw material with 5% oak flour as a function
of time at (a): 200°C, 5 min, (b): 200°C, 10 min, (c): 240 °C at 12 min.
a b c
a b c
Influence of Material Composition and Processing Technique.
122
Figure 4.7: Evolution of microstructure in LLDPE raw material with 10% oak flour as a
function of time at (a): 200°C, 5 min, (b): 200°C, 10 min, (c): 240 °C at 12 min.
In all cases a highly consolidated structure was seen after the optimized cycle time. It is
seen, once again, that the microstructure transitions from a loose grouping of particulates to a
particulate domain and finally to a consolidated structure. However, differences between the
samples could be quantified in terms of the densities of the composites. These trends in density
and their correlation to overall porosity are the first set of results presented in this thesis.
The trends in density with wood flour incorporation for all the composites produced and
is shown in Table 4.1. It can be clearly seen that the densities of the rotomolded composites
consistently reduce with increasing wood flour concentration. That is also independent of the
type of wood flour used (pine or oak). The trends in density can also be visualized using the VP
parameter explained in Eq (3.2.5) and is shown in Figure 4.8. Only the pine flour composites
are plotted but as seen in Table 4.1, the differences in densities between the oak and pine flour
composites are insignificant. This is attributed to two factors, firstly that the average particle
sizes for the pine and oak flour are both around 350 µm and secondly, because there is no
chemical compatibilization carried out between the PE and the wood flour.
a b c
Influence of Material Composition and Processing Technique.
123
Table 4.1: Densities of all the specimens obtained from pycnometry
Sample Density (g/cm3) CM0 0.94 ± 0.01 CM5 0.95 ± 0.01
CM5_O 0.96 ± 0.01 CM10 0.95 ± 0.03
CM10_O 0.94 ± 0.03 CM20 0.97 ± 0.01 RM0 0.93 ± 0.02 RM5 0.88 ± 0.02
RM5_O 0.87 ± 0.04 RM10 0.85 ± 0.04
RM10_O 0.83 ± 0.01 RM20 0.82 ± 0.04
Raw PE 0.96 ± 0.02 Pine flour 1.18 ± 0.05 Oak Flour 1.12 ± 0.07
In terms of VP, it is seen that the VP values for the compression molded composites
remains fairly independent of the wood flour concentration (Figure 4.8). The VP for the
rotomolded composites increases consistently with increased wood flour concentration and this
corresponds to the generation of porous microstructures and surfaces. The RM20 has a density
of 0.82 g/cm3 and a porosity of 18.33% as compared to 0.97 g/cm3 and 3.4% porosity for CM20.
Essentially, for the rotomolded specimens, an increased presence of pores reduces the extent of
packing and dispersion of the continuous (LLDPE) and dispersed (wood flour) phases leading
to a net reduction in density. This shall be discussed in more detail by comparing the SEM
images of the surfaces and the microstructures of the compression and rotomolded composites.
Once again, the SEM images shown are those of the pine flour composites as the oak flour
composites visually are quite similar to the pine flour composites due to the lack of any
chemical compatibilization carried out before processing.
Influence of Material Composition and Processing Technique.
124
Figure 4.8: VP of all the pine flour composite samples as determined by Eq (3.2.5).
The SEM images of the plain samples (i.e. samples without any wood flour
incorporation) are shown in Figure 4.9. The first observation that can be made from the samples
is that the Compression Molded specimens seem to have no differences in terms of their surface
(Figure 4.9a) while the rotomolded specimens have two distinct surfaces: a smooth surface that
is molded in contact with the mold surface (Figure 4.9b) and a rough surface away from the
mold (Figure 4.9c).
0
5
10
15
20
25
0 5 10 15 20 25
Vp
(%)
Wood Flour Content (Weight%)
ROTOMOLDED
COMPRESSIONMOLDED
a b
Influence of Material Composition and Processing Technique.
125
Figure 4.9: SEM images of samples with no pine flour incorporation. (a): CM0, (b): Smooth
surface of RM0; (c): Rough surface of RM0.
The next set of samples studied are the ones with wood flour incorporation. Amongst
those, it can be seen that there is a migration of wood particles to the surface in the rotomolded
specimens while no such migration is observed amongst the compression molded specimens
(Figure 4.10 a, b, c and d). Also, this tendency of surface migration is more pronounced on the
rough surface of the rotomolded specimens. For instance, the RM20 specimen has several wood
flour particles clearly visible on both the rough (Figure 4.10h) and smooth (Figure 4.10g)
surfaces while such wood particles are only observed on the rough surfaces of the RM5 and
RM10 samples as seen from Figure 4.10h and 4.10i respectively. This is attributed to a
combination of the presence of the wood flour without compatibilization and lower dispersive
effects (as seen in the rotomolding process). It is also noticeable that the smooth surface of the
rotomolded samples show larger pores (Figure 4.10 e, f and g) than what is observed for the
rotomolded sample with no wood flour incorporation (Figure 4.9b).
c
Influence of Material Composition and Processing Technique.
126
a b
c d
e f
Influence of Material Composition and Processing Technique.
127
Figure 4.10: SEM images of samples with wood flour incorporation. (a): CM5, (b): CM5_O,
(c): CM 10, (d): CM 20, (e): RM5 smooth surface, (f): RM10 smooth surface, (g): RM20
smooth surface, (h): RM5 rough surface, (i): RM10 rough surface, (j): RM20 rough surface
In terms of the microstructure, it is a different story as the porosity is seen only in the
samples with wood incorporation (Figures 4.11 b, c and d and Figures 4.12 b, c and d) and both
CM0 and RM0 show no visible pores (Figure 4.11a and 4.12a). It is important to note that while
the control of porosity is the overall objective, that attaining this objective is not at the cost of
significant reduction in mechanical properties. A manifestation of this is seen in the RM20
specimen. While there is significant porosity that could be used for controllably increasing gas
permeation, the visible holes on the molded specimen (Figure 4.13) indicates that this
composition is not viable and that the dispersive effects in rotomolding can only be effective
for lower concentrations of dispersed phase incorporation.
g h
i j
Influence of Material Composition and Processing Technique.
128
Figure 4.11: SEM images of microstructure of compression molded samples. (a): CM0, (b):
CM5, (c): CM10, (d): CM20.
a b
c d
a b
Influence of Material Composition and Processing Technique.
129
Figure 4.12: SEM images of microstructure of rotomolded samples (a): RM0, (b): RM5, (c):
RM10, (d): RM20.
Figure 4.13: Rotomolded RM20 specimen with physical holes indicated by the red circle.
A rough estimate is also made of the pore size distribution in the microstructure of the
composites both compression and rotomolded. In addition to the VP values, this also provides a
visual proof of the increased porosity in the rotomolded specimens as compared to the
compression molded specimens. An example of the way such a pore size distribution was
estimated is shown in Figure 4.14a and 4.14b. For each composite, pore size values were
obtained by averaging the results for 5 such images. The overall pore size distribution obtained
using this method is then shown in Figure 4.15. It can be clearly seen that all the rotomolded
composites show a higher pore size average than the corresponding compression molded
equivalents. The RM20 specimen has a much higher proportion of pores than all the other
composites, once again, indicating that this composition is not viable for use.
c d
Influence of Material Composition and Processing Technique.
130
Figure 4.14: Estimating pore sizes through microstructural SEM of a RM5 sample.
Figure 4.15: Rough pore size distribution estimates of all composites.
The mechanical properties of the composites were then tested in order to understand the
influence of the type of processing, and by extension, the microstructure on the fabricated
material. The tensile strengths of the rotomolded and compression molded samples are shown
in Figure 4.16. It can be seen that the tensile properties reduce consistently with wood flour
incorporation irrespective of type in the rotomolded system while a consistent increase is seen
for the compression molded composites. This is clearly down to the fact that the dispersive
0
10
20
30
40
0 500 1000 1500 2000
%
Pore size (micron)
a b
Influence of Material Composition and Processing Technique.
131
ability of the compression molding process is better than that of rotomolding. That being said,
at 5% of the wood flour concentration, the tensile strengths of both the compression and
rotomolded composites are quite similar at around 12 MPa. This indicates that up to 5% by
weight the rotomolded composite is comparable to a compression molded composite and is
more porous (as seen in the VP trends in Figure 4.8) which helps with a controlled increase in
permeability.
0
5
10
15
0 5 10 15 20 25
Tens
ile S
tren
gth
(MPa
)
Wood Flour weight fraction (%)
Pine FlourRotomolded
Oak FlourRotomolded
0
0.2
0.4
0.6
0.8
1
1.2
0 5 10 15 20 25
Rel
ativ
e Te
nsile
Str
engt
h
Wood Flour weight fraction (%)
Pine FlourRotomolded
Oak FlourRotomolded
b
a
Influence of Material Composition and Processing Technique.
132
Figure 4.16: Absolute and Relative Tensile strengths of (a), (b): Rotomolded and (c), (d):
Compression Molded composites
The flexural strengths of the rotomolded and compression molded samples are shown
in Figure 4.17 and show a similar trend to what is seen for the tensile strengths in Figure 4.16.
For liquid storage applications such as the one explored in this thesis the flexural strengths of
the composites are of higher relevance. Based on these trends it may be necessary to have
external strengthening of the final molded product. However, before that the strength of the
0
5
10
15
20
0 5 10 15 20 25
Tens
ile S
tren
gth
(MPa
)
Wood Flour weight fraction (%)
Pine FlourCompressionMolded
Oak FlourCompressionMolded
0
0.2
0.4
0.6
0.8
1
1.2
1.4
0 5 10 15 20 25
Rel
ativ
e Te
nsile
Str
engt
h
Wood Flour weight fraction (%)
Pine FlourCompressionMolded
Oak FlourCompressionMolded
d
c
Influence of Material Composition and Processing Technique.
133
composites has to be tested after they have been exposed to liquid uptake in order to recreate
application conditions. That will be detailed in Section 4.3.
0
5
10
15
20
0 5 10 15 20 25
Flex
ural
Str
engt
h (M
Pa)
Wood Flour weight fraction (%)
Pine FlourRotomolded
Oak FlourRotomolded
0.00
0.20
0.40
0.60
0.80
1.00
1.20
0 5 10 15 20 25
Rel
ativ
e Fl
exur
al S
tren
gth
Wood Flour weight fraction (%)
Pine FlourRotomolded
Oak FlourRotomolded
b
a
Influence of Material Composition and Processing Technique.
134
Figure 4.17: Absolute and Relative Flexural strengths of (a), (b): Rotomolded and (c), (d):
Compression Molded composites
The impact strengths of the rotomolded and compression molded samples are shown in
Figure 4.18. Once again there is a clear reducing trend but this time it is seen for both the
compression molded and rotomolded composites. This is because both sets of composites are
uncompatibilised in nature. Here, like Figure 4.16, it can be seen that as long as the dispersed
0
2
4
6
8
10
12
14
16
0 5 10 15 20 25
Flex
ural
Str
engt
h (M
Pa)
Wood Flour weight fraction (%)
Pine FlourCompressionMolded
Oak FlourCompressionMolded
c
0
0.2
0.4
0.6
0.8
1
1.2
0 5 10 15 20 25
Rel
ativ
e Fl
exur
al S
tren
gth Pine Flour
CompressionMolded
Oak FlourCompressionMolded
d
Influence of Material Composition and Processing Technique.
135
phase concentration is around 5% by weight, the drop is not as significant as it is at higher
concentrations.
0
10
20
30
40
50
0 5 10 15 20 25
Impa
ct S
tren
gth
(kJ/
m2 )
Wood Flour weight fraction (%)
Pine FlourRotomolded
Oak FlourRotomolded
0
0.2
0.4
0.6
0.8
1
1.2
0 5 10 15 20 25
Rel
ativ
e Im
pact
Str
engt
h
Wood Flour weight fraction (%)
Pine FlourRotomolded
Oak FlourRotomolded
a
b
Influence of Material Composition and Processing Technique.
136
Figure 4.18: Absolute and Relative Impact strengths of (a), (b): Rotomolded and (c), (d):
Compression Molded composites
The storage moduli in single cantilever mode of the rotomolded and compression
molded samples are shown in Figure 4.19 while the storage moduli in tensile mode are shown
in Figure 4.20. The trends in these properties are similar, in the sense that, the moduli increase
with increasing dispersed phase concentration for the compression molded composites while a
0
10
20
30
40
50
0 5 10 15 20 25
Impa
ct S
tren
gth
(kJ/
m2 )
Wood flour weight fraction (%)
Pine FlourCompressionMolded
Oak FlourCompressionMolded
c
0
0.2
0.4
0.6
0.8
1
1.2
0 5 10 15 20 25
Rel
ativ
e Im
pact
Str
engt
h
Wood flour weight fraction (%)
Pine FlourCompressionMolded
Oak FlourCompressionMolded
d
Influence of Material Composition and Processing Technique.
137
slight reduction is seen for the rotomolded composites. This speaks to the lower dispersive
power of the rotomolding system.
0
200
400
600
800
1000
0 5 10 15 20 25
Stor
age
Mod
ulus
(MPa
)
Wood Flour weight fraction (%)
Pine FlourRotomolded
Oak FlourRotomolded
0
0.2
0.4
0.6
0.8
1
1.2
0 5 10 15 20 25
Rel
ativ
e St
orag
e M
odul
us
Wood Flour weight fraction (%)
Pine FlourRotomolded
Oak FlourRotomolded
b
a
Influence of Material Composition and Processing Technique.
138
Figure 4.19: Absolute and Relative Storage Modulus in Single Cantilever mode of (a), (b):
Rotomolded and (c), (d): Compression Molded composites
0
500
1000
1500
0 5 10 15 20 25
Stor
age
Mod
ulus
(MPa
)
Wood Flour weight fraction (%)
Pine FlourCompressionMolded
Oak FlourCompressionMolded
c
0
0.2
0.4
0.6
0.8
1
1.2
1.4
1.6
1.8
0 5 10 15 20 25
Stor
age
Mod
ulus
(MPa
)
Wood Flour weight content (%)
Pine FlourCompressionMolded
Oak FlourCompressionMolded
d
Influence of Material Composition and Processing Technique.
139
0
100
200
300
400
500
600
0 5 10 15 20 25
Stor
age
Mod
ulus
(MPa
)
Wood Flour weight fraction (%)
Pine FlourRotomolded
Oak FlourRotomolded
a
0
0.2
0.4
0.6
0.8
1
1.2
0 5 10 15 20 25
Rel
ativ
e St
orag
e M
odul
us
Wood Flour weight fraction (%)
Pine FlourRotomolded
Oak FlourRotomolded
b
Influence of Material Composition and Processing Technique.
140
Figure 4.20: Absolute and Relative Storage Modulus in Tensile mode of (a), (b): Rotomolded
and (c), (d): Compression Molded composites
Now that the trends in mechanical properties for the compression and rotomolded
composites have been established, we move our attention to modelling the trends in composite
permeability. It is well known that intensive properties such as crystallinity and density of a
polymer significantly influence the overall permeation characteristics [181]. However, models
developed on this basis are not completely deterministic in nature because they often include
0
200
400
600
800
0 5 10 15 20 25
Stor
age
Mod
ulus
(MPa
)
Wood Flour weight fraction (%)
Pine FlourCompressionMolded
Oak FlourCompressionMolded
c
0
0.2
0.4
0.6
0.8
1
1.2
1.4
0 5 10 15 20 25
Rel
ativ
e St
orag
e M
odul
us
Wood Flour weight fraction (%)
Pine FlourCompressionMolded
Oak FlourCompressionMolded
d
Influence of Material Composition and Processing Technique.
141
parameters that are customised to individual systems. One such model that correlates
crystallinity to polymer permeability is the one by Duan et. al. [181] shown in Eq (4.1.1).
P = PC (1− Xc
1+0.5Xc) (4.1.1)
Here, Xc refers to the fractional degree of crystallinity. The logic behind the
development of this model is that while a linear model would show zero permeability at <100%
crystallinity, this particular model shows zero permeability at exactly 100% crystallinity. In
order to estimate the differences in crystallinity between the different composites, Differential
Scanning Calorimetry (DSC) was carried out. The area under the melting curve was estimated
from the DSC graph and divided by the heat of fusion for purely crystalline PE which is 293.1
J/g. based on this, the % crystallinities of all the composite specimens and the raw material
LL710UV are shown in Table 4.2.
Table 4.2: Heat of fusion (ΔHM; J/g) and % Crystallinities of all samples at 3 different heating
rates
Sample 5°C/min 10°C/min 15°C/min
ΔHM XC ΔHM XC ΔHM XC
LL710UV 143 48.8 135 46.1 138 47
CM0 135 46.1 131 44.6 137 46.7
CM5 144 49.1 131 44.6 139 47.4
CM5_O 151 51.5 137 46.7 142 48.5
CM10 139 47.4 143 48.7 130 44.4
CM10_O 133 45.4 133 45.4 144 49.1
CM20 129 44.2 130 44.4 132 45.1
RM0 130 44.4 140 47.8 133 45.4
RM5 140 47.8 137 46.7 134 45.7
RM5_O 141 48.1 144 49.1 137 46.7
RM10 133 45.4 130 44.4 135 46.1
RM10_O 148 50.5 137 46.7 130 44.4
RM20 146 49.8 130 44.4 146 49.8
Influence of Material Composition and Processing Technique.
142
From Table 4.2, it can be seen that there are no major differences or trends in %
crystallinity values. Therefore, other intensive properties are needed to effectively model
polymer permeability. The trends in VP (Figure 4.8) and the pore size distribution (Figure 4.15)
both indicate an increased porous microstructure for the rotomolded composites with wood
flour incorporation. Hence, to confirm whether these trends also correlated with increased O2
permeabilities, gas permeability testing of the RM0, RM5, RM5_O, RM10 and RM10_O
samples was carried out. No testing was done on the compression molded samples because they
were used to benchmark the trends in properties and had no potential for manufacturing storage
tanks. The values are shown in Table 4.3 and the trends were fit using the Alter model [182].
The Alter model is another expression that correlates an intensive property (in this case, density
or ‘ρ’) to polymer permeability [182]. The model expression is shown in Eq (4.1.2), and is
based on the observation that density is a parameter that can help correlate subtle differences
between different areas of the polymer sample to its overall permeability [182].
P = K (1 − ρ)n (4.1.2)
Figure 4.21: Oxygen Permeability of all rotomolded composites
Influence of Material Composition and Processing Technique.
143
Based on the trends it is clearly seen that with an increase in pine or oak flour content
(Figure 4.21) there was a definite increase in O2 permeability. Thus, one of the primary aims of
the project with respect to controlled permeability increase has been achieved.
Table 4.3: Experimental (Pexp) vs predicted (Ppred) oxygen permeability values of rotomolded
composites
Wood Flour weight %
(type)
ρ (g/cm3)
Pexp (cm3.mm/m2/year)
Ppred (cm3.mm/m2/year)
0 0.93 28616 ± 716 31065
5 (Pine) 0.90 34492 ± 1534 35829
10 (Pine) 0.86 38544 ± 658 40991
5 (Oak) 0.89 38835 ± 3407 35829
10 (Oak) 0.84 39712 ± 2500 41336
Based on Figure 4.21, it is possible to state the model equations for oxygen permeability
(Ppred) of the rotomolded composites. The model equation for the pine composites is shown in
Eq (4.1.3) and that for the oak composites is shown in Eq (4.1.4).
PPRED = 9.1 × 104 × (1 − ρ)0.4 (4.1.3)
PPRED = 8.3 × 104 × (1 − ρ)0.4 (4.1.4)
Thus, the two aims laid out in the start of this chapter have been achieved in the
following ways:
1. The compression molded and rotomolded composites have the following morphological
and microstructural characteristics:
a. The surfaces of the rotomolded composites differ based on whether they are in
contact with the inner surface of the mold and thus, possess a smoother outer
surface in contact with the mold and a rough inner surface. The compression
Influence of Material Composition and Processing Technique.
144
molded composites show no such morphological difference between the
surfaces.
b. Pores are found on the rough surface, smooth surface and the microstructure of
the rotomolded LLDPE wood flour composites while the pores are only found
in the microstructure of the compression molded composites.
2. The composites do not differ noticeably in terms of crystallinity but do in terms of
density. In terms of gas transport, the porosity created can be directly correlated to
changes in density. As density is an intensive parameter it is an effective tool for
modelling this transport phenomenon. The model of Alter [182] performs quite
acceptably for all rotomolded composites made in this thesis independent of the type of
dispersed phase used.
However, to design a viable storage unit it has to be ensured that the introduction of
porosity to controllably increase permeability does not result in a major detriment to the
mechanical properties. A second aspect to be considered is that with increased microstructural
porosity, the diffusion tendency of the stored liquid material also increases. Therefore, it is
essential that these results of controlled permeability increase are also juxtaposed with the
corresponding trends in the mechanical and liquid uptake properties. This will be carried out in
Section 4.2.
145
4.2 CORRELATING PROCESSING TECHNIQUE TO
PERMEANT TRANSPORT PHENOMENA
4.2.1 COMBINING MOLECULAR DYNAMICS AND SEMI-
EMPIRICAL MODELLING FOR PREDICTING GAS
DIFFUSION.
The aims of this chapter are to follow on the results shown in Section 4.1. Those results
indicated that controlled increase in gas permeability can be achieved by introducing a wood
flour dispersed phase in the rotomolded composites. The gas permeability can be modelled
based on changes in composite density obtained using the pycnometry method. Independent of
the nature of the dispersed phase i.e, whether it is oak or pine flour, the composite permeability
can be described in the form of the Alter model shown in Eq (4.1.2). The individual model
expressions for the pine and oak flour composites are shown in Eq (4.1.3) and Eq (4.1.4).
In this chapter, a methodology for predicting physical properties of composite materials
is developed. The methodology is as follows:
1. Defining a composite as a multi-phase material and thus, the overall properties are a
function of the properties of each individual phase with a weighing parameter that
describes the interaction between the phases and its effect on the overall property-
essentially semi-empirical modelling.
2. The use of Molecular Dynamics (MD), as explained in Section 3.3 for building
representative models of the continuous and dispersed phases for carrying out the
simulation. Using and optimizing the forcefield used to define the interactions and the
algorithm used to equilibrate the system.
3. Establishing proof of concept and then modelling analogous properties. In this chapter,
the proof of concept is established by predicting the temperature variation of oxygen
diffusion in semi-crystalline Polyethylene similar to the raw material (LLDPE) used.
The analogous property that will be modelled here is the diffusion of ethanol and it is
analyzed whether the developed methodology is versatile enough to predict both gas
and liquid diffusion.
Combining MD and Semi-empirical Modelling for Predicting Gas Diffusion.
146
Using the steps a1-a4 for algorithm A stated in Section 3.3, equilibrated simulation cells
of amorphous and crystalline PE were built. From these cells, the first set of simulated results
obtained are the densities and are shown in Table 4.4. Reference data of densities were obtained
from [167, 168]. This helped to validate the simulation with respect to one intensive property
viz., density.
Table 4.4: Experimental and simulated densities
Molecule Simulated molecule
density (g/cm3)
Experimental density
(g/cm3)
Amorphous PE 0.83 ± 0.03 0.85 [167]
Crystalline PE 1.04 ± 0.04 1.00 [168]
Figure 4.22: Pore size distribution of the simulated amorphous and crystalline polyethylene
molecules.
The averaged pore size distribution from the Trajectory Analysis module at T = 298 K
is shown in Figure 4.22. The pore sizes observed in the crystalline and amorphous PE boxes
ranged from 1.9 Å to 3.5 Å (average of ~2.6 Å) and 2 Å to 6.0 Å (average of ~4 Å) respectively.
As stated before, the proof of concept of this methodology is established by predicting the
Combining MD and Semi-empirical Modelling for Predicting Gas Diffusion.
147
phenomenon and extent of oxygen diffusion in a simulated Polyethylene. From the pore size
distribution obtained the following claims can be made:
1. The wider distribution of pore sizes for the amorphous PE indicate that diffusion
through the amorphous section is more favourable than the crystalline PE, which is
characterised by its narrower pore size distribution.
2. The average hydrodynamic radius of an oxygen molecule is kinetic diameter of O2
molecule is 3.46 Å and falls within the size distribution ranges of both the amorphous
and crystalline PE systems. This indicates the possibility of diffusion in both the
crystalline and amorphous section of a PE specimen [183].
Based on this, a single oxygen molecule of oxygen was introduced into the equilibrated
simulation cells of both amorphous and crystalline PE obtained using Algorithm A (as detailed
in Section 3.3) shown in Figure 4.23. The reason for choosing a single molecule of oxygen is
based on the inherently low solubility of oxygen in LLDPE as measured and used for MD
simulations by Börjesson et al. [140].
Figure 4.23: (a): Amorphous PE and (b): Crystalline PE simulation boxes with a single oxygen
molecule in red.
Another interesting result was seen when the CM0 and RM0 samples were analysed for
the pore size results using the PALS technique. The PALS spectrum for one example of the
a b
Combining MD and Semi-empirical Modelling for Predicting Gas Diffusion.
148
CM0 sample is shown in Figure 4.24 with the results for RM0 and CM0 shown in Table 4.5. It
can be clearly seen that the R values are very similar to the CM0 sample irrespective of the
different mechanism of product formation in rotomolding as opposed to compression molding.
This indicated that in terms of microporosity (the extent and distribution of pores < 5 nm in
size), the compression molded and rotomolded materials are very similar. In fact, when all of
the samples containing wood flour were analysed it was found that they too had very similar
pore sizes to CM0 and RM0. Thus, showing that all composites differed very little in
microporosity and that perhaps the driving force behind the physical differences between the
composites, such as density was, in fact, the macroscopic porosities. In effect, by using MD a
system identical to the real-life material in terms of microporosity can be built. Then, by
comparing and contrasting the differences in simulated and experimental physical properties
such as diffusion coefficients and mechanical properties, the extent of macroporosity can be
isolated and later correlated to a parameter such as VP that will be studied in detail in this
Chapter.
Table 4.5: PALS data indicating average pore size (R; in Å) compression molded and
rotomolded composites and the raw material
Sample R (Å)
CM0 6.46 ± 0.01
CM5 6.45 ± 0.03
CM10 6.43 ± 0.02
CM20 6.35 ± 0.04
RM0 6.45 ± 0.02
RM5 6.44 ± 0.03
RM10 6.40 ± 0.04
RM20 6.38 ± 0.03
Combining MD and Semi-empirical Modelling for Predicting Gas Diffusion.
149
Figure 4.24: PALS spectrum of Compression Molded LLDPE specimen where the yellow,
blue, grey and black lines correspond to τ1, τ2, τ3 and the source component.
Once, the oxygen molecule was introduced by using the Matrix Builder module in the
MAPS program, Algorithm B comprising of steps b1-b10 stated in Section 3.3 was used to
simulate oxygen diffusion in both crystalline and amorphous Polyethylene over a temperature
range of 293 K to 308 K in steps of 5 K. 30 runs were carried out for each temperature point
for both the amorphous and crystalline PE systems. The MSD of the oxygen molecule was
tracked and the averaged MSD over 30 runs were plotted as a function of time (Figure 4.25)
Combining MD and Semi-empirical Modelling for Predicting Gas Diffusion.
150
Figure 4.25: Comparison of MSD of O2 molecule averaged over 30 runs observed in
Amorphous (A) and Crystalline (C) PE with the linear fit over a temperature range of 293-308
K with a 5 K temperature step.
The plot itself starts from 1 ns onwards and the reason for that is clear from Figure 4.26
which shows the evolution of the total energy as a function of simulation time. Diffusion in
polymers is speculated to go through an initial (short time) ballistic regime for several
picoseconds before reaching the region where MSD(t) is directly proportional to time [184].
This leads to the clearly observed offset of the MSD values in the initial stages of the simulation.
To account for this, the D values were estimated only from the MSD data in the time range 1–
5 ns for the amorphous system and 1–10 ns for the crystalline system. It is clearly observed that
the cumulative displacement seen in the amorphous PE is higher than what is seen for a
corresponding crystalline PE if the MSDs are compared at the same temperature, indicating that
the diffusion of O2 in amorphous PE would be higher than what would be seen in crystalline
PE.
Combining MD and Semi-empirical Modelling for Predicting Gas Diffusion.
151
Figure 4.26: Evolution of the total energies of the simulated Amorphous and the Crystalline
PE systems with inserted oxygen molecule.
It is also observed that the MSD in the crystalline region is still a non-zero quantity
(Figure 4.25). To our knowledge, this is the first time that this has been demonstrated. It is
important to consider the transport through the crystalline regime because it leads to much better
prediction using semi-empirical modelling. This is because, the simulated D values of O2
through both the amorphous and crystalline PE simulation boxes when juxtaposed with
experimental data of oxygen diffusion through semi-crystalline LLDPE (Figure 4.27) form an
upper and lower bound for D values. It has to be noted that the experimental values of D were
chosen from [38, 163-166] because the % crystallinities of all the LLDPE specimens considered
amongst the papers in [38, 163-166] were similar at 30±5%.
Combining MD and Semi-empirical Modelling for Predicting Gas Diffusion.
152
Figure 4.27: Comparison of D (cm2/s) between reported values obtained from [38, 163-166]
and simulated PE molecules (crystalline and amorphous).
By assuming that LLDPE or any such semi-crystalline polymers can be visualised as a
composite with dispersed PE crystallites in a matrix of completely amorphous PE, different
models that correlate D to parameters such as volume fraction, shape, size and orientation of
the dispersed phase (Table 2.10) could be used to confirm or deny the validity of the simulation.
The predictions obtained from the different models using the simulated data is shown in Figure
4.28. The corresponding deviation of the predicted values (using the models in Table 2.10) from
the experimental values can be done using the % average absolute relative error (δ) shown
previously in Eq (3.3.3). This equation can be customised for diffusion modelling as shown in
Eq (4.2.1.1) where Dexp is the experimental D value obtained from averaged values from [38,
163-166], N is the number of values (in this case, N= 4), Di is the D value predicted by the
model.
δ =100
N∑ |
Di−Dexp
Dexp|
N
i=1 (4.2.1.1)
0.E+00
1.E-07
2.E-07
3.E-07
4.E-07
5.E-07
6.E-07
7.E-07
8.E-07
290 295 300 305 310
Diff
usio
n C
oeff
icie
nt (c
m2 /s
)
Temperature (K)
Amorphous PE simulated
Reported
Crystalline PE Simulated
Combining MD and Semi-empirical Modelling for Predicting Gas Diffusion.
153
Figure 4.28: Predicted D values compared to the reported data.
As mentioned in Chapter 1, mathematical models for predicting physical phenomena
can be divided into three categories viz., Empirical, Deterministic or Semi-Empirical
techniques. Now, the models listed in Table 2.10 fall into either the empirical or semi-empirical
category. The rule of mixture, laminate and logarithmic models are purely empirical models
and have no direct relevance to gas diffusion in semi-crystalline systems. The five Maxwell
model variants viz., Maxwell, Weissberg, Kalnin and the two M-W-S models and the two
Frederickson and Bicerano (F and B dilute and F and B semi dilute) models are semi-empirical
expressions that have been developed for transport property modelling.
0.E+00
1.E-07
2.E-07
3.E-07
4.E-07
5.E-07
6.E-07
7.E-07
8.E-07
290 295 300 305 310
Diff
usio
n C
oeff
icie
nt (c
m2 /s
)
Temperature (K)
Reported
Amorphus PE Simulated
Crystalline PE Simulated
Rule of Mixtures
Laminate
Logarithmic
Weissberg
Maxwell
Kalnin
MWS; n = 1/6
MWS; n = 2/3
F and B Dilute α = 10.2
F and B Semi dilute α = 10.2F and B Dilute α = 2.795
F and B Semi dilute α = 2.795
Combining MD and Semi-empirical Modelling for Predicting Gas Diffusion.
154
Table 4.6: δ values for the various models listed in Table 2.10
Model δ
Rule of Mixtures 13.0
Laminate 56.4
Logarithmic 20.0
Maxwell 12.0
Weissberg 5.90
Kalnin 54.0
Maxwell-Wagner-Silar (M-W-S); n = 1/6 8.40
Maxwell-Wagner-Silar (M-W-S); n = 2/3 15.1
F and B dilute (α =2.795) 54.7
F and B semi dilute (α =2.795) 12.1
F and B dilute (α =10.2) 68.0
F and B semi dilute (α =10.2) 19.6
From Table 4.6, it can be seen that amongst the empirical models, the rule of mixtures
has the lowest δ value. Now, the rule of mixtures assumes that there is no interaction between
the different phases that make up the composite and that interparticle distances are very large.
Both are not true in case of semi crystalline systems. Thus, the efficacy of this model for this
phenomenon is out of chance. However, this model could be improved by introducing a
parameter that considers the effect of the crystalline phase on the amorphous. This can be seen
especially when it comes to modelling mechanical properties (specifically the elastic modulus
which will be done in Section 4.3) as is known from the Halpin-Tsai method [185]. In this
approach a mixing parameter ξ is introduced which at values of zero indicates a lower bound in
the elastic modulus while at values of infinity indicates an upper bound in the elastic modulus
values. A complementary approach to the rule of mixtures for estimating the effective D value
could involve the use of a mixing parameter. The logarithmic model also seems to be a good fit
and while it also is an empirical model, it is known that the Solubility coefficient (S) of the
permeant in a polymer is inherently linked to the Cohesive Energy Density (EC) of the polymer
[186]. A linear relationship is also found between log D (Diffusion coefficient) and the EC
[187]. Hence, the logarithmic model works out to be relevant to diffusion.
Amongst the semi-empirical models, the Maxwell models provide an effective way of
modelling the diffusion behaviour in semi-crystalline PE. At low crystallinities, PE could be
Combining MD and Semi-empirical Modelling for Predicting Gas Diffusion.
155
considered to be a dispersion of equi-axed and particle like crystallites reinforcing an
amorphous matrix [188]. Thus, the Maxwell model, which assumes spherical particles to be the
dispersed phase, seems to be able to accurately predict the D values. The highest accuracy
amongst the Maxwell model variants is obtained by using the Weissberg model where
interactions and overlapping between the dispersed phase particles is considered [154]. Despite
the accurate predictions of the Weissberg model, the underlying assumption is that the dispersed
phase is of spherical morphology. Thus, this model could be made more rigorous by considering
the shape and orientation and aspect ratio of the dispersed phase.
The two M-W-S models consider the crystallites to be ellipsoidal. Depending on the
orientation of the ellipsoids, there are two versions of the M-W-S model as shown in Table 2.10
and they are both very effective in modelling D as a function of temperature. The reason that
the δ values for these models are slightly higher has clearly got to do with the choice of n. While
average values of 1/6 or 2/3 have been chosen by us in this work, the real picture is that the
value of n lies between 0 and 1/3 for prolate elliposids and between 1/3 and 1 for oblate
ellipsoids. Thus, the use of a single value of n is not the best approach but for the sake of
demonstrating a model’s viability to predict D is enough. It is for this purpose that the M-W-S
model is also effective for modelling liquid diffusion- a facet that will be covered later in this
Chapter when discussing the MD based simulation of ethanol diffusion in the composites.
However, as demonstrating proof of concept for the combined MD and semi-empirical
modelling technique is the aim at this point in this thesis, remaining models listed in Table 3.4
are now analyzed.
For application of the Kalnin model, the ratio C1/C2 has to be estimated and is shown
in Eq (4.2.1.2)
C1
C2=
Volume O2Occupied Volume crystal
Volume O2Occupied Volume amorphous
= Vol O2
Volume crystal ×(100−fc)/100Vol O2
Volume amorphous ×(100−fa)/100
(4.2.1.2)
In Eq (4.2.1.2), fa and fc represent the percentage free volumes of the simulated
amorphous and crystalline molecules respectively. The equilibrated simulation boxes after
Algorithm B steps b1-b10 (mentioned in Section 3.3) had been run were analysed and the
average volumes of the amorphous and crystalline boxes in the simulations were 34000±330
Å3 and 31000±200 Å3 respectively while fa and fc are 36 ± 2% and 21 ± 1% as shown earlier in
Table 3.4. Therefore, as a single O2 molecule has been used in each system, C1/C2 becomes
Combining MD and Semi-empirical Modelling for Predicting Gas Diffusion.
156
0.89. However, this is an approximation and much more dedicated MD work must be done to
find an exact value for C1/C2. It is seen from Figure 4.29 that the Kalnin model is not able to
predict D with as much accuracy as the Maxwell model. However, this is because the actual
partition coefficient of the permeant has not been estimated in this thesis. It can be suggested
that by accurately measuring the amorphous and crystalline oxygen volume fractions and by
extension, the partition coefficient, better predictions can be achieved using the Kalnin model.
The two F and B models are the only set of semi-empirical models that take into account
physical properties of the dispersed phase such as its aspect ratio (α). A probable definition for
α is the ratio of the largest to smallest dimension of the PE crystalline unit cell as stated by
Bruno et. al. [162]. This would be given by 7.121/2.548 i.e. 2.795.
An alternative as suggested by Hedenkvist and Gedde [154] correlates α to the tortuosity
(τ) where w is the width and l is the thickness of the crystal and ϕ is the dispersed phase volume
fraction.
α =w
l=
1
0.785−√0.616−x
x+3
(4.2.1.3)
x =ϕ
τ−1 (4.2.1.4)
On the basis of work done by Michaels and Parker [189] and Compan et. al. [37], an
equation for τ was obtained, shown in Eq (4.2.1.5), where n is 1.88 for branched and linear PE.
ln τ = −n ln(1 − ϕ) (4.2.1.5)
Based on Eqs (4.2.1.3), (4.2.1.4) and (4.2.1.5), a value of 10.2 was obtained for α. These
two values of α viz., 2.795 and 10.2 were then input into the model equation. The F and B
models themselves were developed for two separate regimes and are shown in Table 2.10:
1. F and B dilute for dispersed phase concentrations wherein no overlap is observed
between two dispersed phase ellipsoids.
2. F and B semi-dilute for dispersed phase concentrations where overlap is possible.
Visually speaking, the F and B type dispersion in a semi-crystalline polymer could be
as seen in Figure 4.29.
Combining MD and Semi-empirical Modelling for Predicting Gas Diffusion.
157
Amongst the results from the F and B models, it is seen that α of 2.795 leads to more
accurate prediction of D values when combined with the F and B semi-dilute model. Based on
the δ values the following was concluded for the simulation via MD and modelling via semi-
empirical approaches of the diffusion of O2 in semi-crystalline LLDPE:
1. The Rule of Mixtures is an empirical model but is able to predict D values quite
accurately, but this accuracy is incidental. The development of the rule of mixtures
does not provide any mechanistic information regarding the diffusion process. In
keeping with theme of semi-empirical modelling that is a major part of this thesis,
the introduction of a parameter akin to ξ as in the Halpin-Tsai model [190] in the
rule of mixtures expression can be considered. However, once again, no
improvement of the interpretation of diffusion may be achieved by this. In fact, a
more relevant model for this purpose may very well be the logarithmic model based
on the close relationship between D, S and log (CED) [186, 187]. This is also
demonstrated by the viability of the Weissberg model which is a logarithmic
interpretation of the semi-empirical Maxwell class of models. However, there is no
parameter in the Weissberg model expression for quantifying the nature of the
dispersed phase (aspect ratio, orientation, amongst others). This model can be
improved by treatment similar to what has been done in the M-W-S and the F and
B models.
2. The M-W-S model (at n values of 1/6 and 2/3) was developed for an ellipsoidal
shape of a dispersed phase while the Maxwell model assumes a spherical shape of
the dispersed phase. From Table 4.6, it is seen that the M-W-S model assuming a
prolate ellipsoidal dispersion (n = 1/6) shows a lower value of δ compared to n =
2/3. This indicates that the shape of the PE crystallites in the amorphous PE matrix
is closer to being ellipsoidal than spherical with the diffusion taking place
preferentially along the longer axis of the crystallite. Also, the values of n chosen
while fitting the model are arbitrarily chosen as the average of the ranges in which
they are applicable i.e n = 1/6 when in reality it is some value between 0 and 1/3,
and n = 2/3 when in reality it is some value between 1/3 and 1. Therefore, the δ for
the M-W-S models are lower than the classical Maxwell model. This does not
indicate that the Maxwell model is better but rather that a more accurate value for n
needs to be found. In essence, the M-W-S model is more relevant because ellipsoidal
Combining MD and Semi-empirical Modelling for Predicting Gas Diffusion.
158
crystallite morphology has been found to be more realistic than spherical crystallites
in Polyethylene.
3. More accurate estimation of the permeant partition coefficients in the amorphous
and crystalline phases will lead to better predictions when using the Kalnin model.
4. The semi dilute version of the F and B models show lower values for δ as opposed
to the dilute ones. Previous works on semi-crystalline polymers have suggested that
the crystalline phase of the PE itself transitions from a discontinuous domain at
lower % crystallinities to a continuous crystal domain at higher % crystallinities
[191]. It may be possible that at the crystallinity values studied (26.8% by volume)
corresponds to a crystalline phase domain that is closer to being discontinuous than
continuous. This also explains why a smaller value of α show a better prediction
than the value offered by Eqs (4.2.1.3), (4.2.1.4) and (4.2.1.5). However, as
crystallinity increases, the crystallites will stack up leading to an increased
crystalline phase aspect ratio as seen in Figure 4.29. It can be contended that an
increased % crystallinity results in the crystallites proceeding to stack together.
Thus, a more rigorous expression for α based on improvements in Eq (4.2.1.5) and
combined with TEM images that focus on the crystalline domains in the PE samples
can help make better predictions of α and consequently, D.
Figure 4.29: Visualising the crystallite and amorphous segments of Polyethylene with
increasing crystallinity.
Based on points 1-4 mentioned above, it can be claimed that this methodology based on
isolating and simulating the continuous and dispersed phases separately and combining the
Combining MD and Semi-empirical Modelling for Predicting Gas Diffusion.
159
individual results using semi-empirical modelling can be used effectively for predicting
transport coefficients such as D in semi crystalline polymers. After establishing the proof of
concept, this technique can be further used to predict diffusion of ethanol in the rotomolded and
compression molded LLDPE wood flour composites studied in Section 4.2.2.
160
4.2.2 COMBINING MOLECULAR DYNAMICS AND SEMI-
EMPIRICAL MODELLING FOR PREDICTING LIQUID
DIFFUSION.
From the previous chapter, it is clear that the technique of isolating individual phases of
the composite and simulating the transport phenomena through them separately leads acuuarte
predictions of transport phenomena in the composite itself. In Section 4.2.1 it was established
for gas (oxygen) diffusion and in this chapter, this methodology is expanded to include liquid
diffusion. As the potential application for all of the products manufactured and studied in this
thesis is for food storage application with the food item itself being a wine or a spirit (materials
consisting of high alcohol content), the liquid diffusant of choice is ethanol. Therefore, in this
Chapter, the method and the models applied for gas diffusion are analysed with respect to their
efficacy in predicting liquid ethanol diffusion. In Section 4.2.1, Figure 4.22 represented the pore
size distributions of crystalline PE (Figure 3.19) and amorphous PE (Figure 3.20) and was used
to check the possibility of diffusion through the conventionally impermeable crystalline phase
of a semi crystalline polymer. The same procedure was also carried out for the simulated wood
system (shown in Figure 3.22h) and the results are shown in Figure 4.30. The averaged size
was 4.50 Å which is close to the 4.83±0.06 Å estimated using PALS. The simulated value of
density for the wood system (1.27 ± 0.03 g/cm3) was also quite close to the experimental value
of 1.18 ± 0.05 g/cm3 indicating the high accuracy of the simulated systems as relates to intensive
properties such as density and pore size (Table 4.7).
Table 4.7: Experimental and simulated densities
Molecule Simulated molecule
density (g/cm3)
Experimental density
(g/cm3)
Semi-crystalline PE 0.80 ± 0.05 0.96 ± 0.02
Wood 1.27 ± 0.03 1.18 ± 0.03
Combining MD and Semi-empirical Modelling for Predicting Liquid Diffusion.
161
Figure 4.30: Pore size distribution of the simulated wood molecule shown in Section 3.3,
Figure 3.22h.
Now, when it comes to simulating ethanol diffusion, akin to oxygen diffusion, of the
extent of diffusion that may happen in all the three simulated phases need to be estimated viz.,
the amorphous PE, the crystalline PE and the wood system. In the previous chapter, it is
postulated that, as the average size of the oxygen molecule is less than the largest pore size
observed in both the amorphous and crystalline PE systems, there must be a finite, non-zero
amount of diffusion happening through both phases. In the case of ethanol, the same kinetic
molecular diameter is 4.40 Å [192] and based on this value, it can be categorically stated that,
while there will be diffusion through both the amorphous PE and wood phases, the diffusion
through the crystalline phase is impossible. In case of oxygen and its diameter of 3.46 Å there
are at least some pores in the crystalline PE pore size distributiuon shown in Figure 4.22 that
will be accessible to the O2 molecules but it is clear that at a size of 4.40 Å, no pores in the
crystalline PE are accessible to the ethanol molecules and hence, only the amorphous PE and
the wood syatem are simulated with ethanol molecules. The methdology followed by Algorithm
B using steps b1-b5 (mentioned in Section 3.3) and the MSD was then measured for each of
the 30 NPT runs carried out at 303 K (corresponding to the samples kept in the vacuum oven
as in Figure 3.9) and 279 K (corresponding to the samples kept in the fridge as in Figure 3.10).
First, the simulated results of ethanol diffusion will be presented. In Figure 4.31 and
Figure 4.32 examples of amorphous PE and the wood system with a single molecule of ethanol
Combining MD and Semi-empirical Modelling for Predicting Liquid Diffusion.
162
are shown. This system was then simulated using Algorithm B as mentioned before and the
averaged (over 30 runs) MSD results of the ethanol molecule are shown in Figure 4.33.
Figure 4.31: Amorphous PE molecules in red. Ethanol in green.
Figure 4.32: Cellulose in brown, water in yellow, hemi cellulose in green and lignin in blue.
Ratio is 40:30:30 by weight cellulose: lignin: hemicellulose. 8% by weight of water. 1 molecule
of Ethanol in black.
Combining MD and Semi-empirical Modelling for Predicting Liquid Diffusion.
163
Figure 4.33: Mean square displacement (MSD) of the ethanol molecules in the Polyethylene
simulation box with trajectory segment showing MSD α t. Averaged over 30 simulations and a
period of 10 ns.
The major difference between the MSD plots in this Chapter and the ones in Section
4.2.1, is that the MSD in Figure 4.33 in this section reaches proportionality with t much quicker
in the systems explored in Section 4.2.1. Also, in Section 4.2.1, the D value had to be obtained
from MSD plots after 1 ns to take into account the initial ballistic type movement of the oxygen
molecule, no such behavior was seen for the ethanol systems. The reasons for this, at this point
of time, are not exactly clear. In Figure 4.33, there are 4 MSD plots and the D of ethanol
obtained from Eq (3.2.1) are shown in Table 4.8.
Table 4.8: Slopes of MSD plot and simulated D from Eq (3.2.1)
System Slope of MSD plot (cm2/s) Simulated D (cm2/s)
Amorphous PE 30°C 5 × 10-6 8.3 × 10-7
Amorphous PE 6°C 6 × 10-7 1.0 × 10-7
Simulated wood flour 30°C 4 × 10-7 6.7 × 10-8
Simulated wood flour 6°C 9 × 10-9 1.5 × 10-9
Combining MD and Semi-empirical Modelling for Predicting Liquid Diffusion.
164
Now, in terms of experimental results, the ethanol uptake technique was explained in
Section 3.2 and the D value can be estimated quantitatively from the sorption plots shown in
Figure 4.34 and 4.35 using Eq (3.2.1).
Figure 4.34: Uptake of Ethanol of all samples at 6°C
Figure 4.35: Uptake of Ethanol of all samples at 30°C
Combining MD and Semi-empirical Modelling for Predicting Liquid Diffusion.
165
There are two major conclusions that can be drawn from the sorption plots of the
composites at 6°C and 30°C
1. The extent of ethanol uptake is higher for the rotomolded specimens than the
corresponding compression molded specimens at both temperatures and irrespective of
the use of pine or oak flour to manufacture the composite.
2. An increase in the wood flour content results in an increase in the ethanol uptake
regardless of the use of processing method but the increase in ethanol uptake is much
more significant for the rotomolded composites.
These observations correlate perfectly with the observed density trends shown in
Section 4.1 (Table 4.1 and Figure 4.8) and also show that by changing the shear involved in
processing, it is possible to produce a composite specimen with controllable transport
characteristics. While visually speaking the trends do tend to match, it important to note that
verification of correlation can only be done by referring to values of correlation coefficients.
The Pearson coefficient (p)- the definitions for which are shown in [193, 194] was used for
estimating the type of relationship between VP (shown in Figure 4.8) and ethanol uptake
(Figures 4.34 and 4.35) for both the compression molded and rotomolded samples. The p values
are shown in Table 4.9 while the D of ethanol as a function of wood flour concentration obtained
using Eq (3.2.1) on the sorption plots are shown in Figure 4.36 and 4.37.
Figure 4.36: Ethanol diffusion coefficients for the compression and rotomolded composites at
6°C
0
1E-10
2E-10
3E-10
4E-10
5E-10
6E-10
7E-10
0 5 10 15 20
D (c
m2 /s
)
Wood flour weight fraction (%)
COMPRESSIONMOLDED PINE
ROTOMOLDEDPINE
COMPRESSIONMOLDED OAK
ROTOMOLDEDOAK
Combining MD and Semi-empirical Modelling for Predicting Liquid Diffusion.
166
Figure 4.37: Ethanol diffusion coefficients for the compression and rotomolded composites at
30°C
Table 4.9: Pearson coefficient (p) between the D (cm2/s; shown in Figure 4.36 and 4.37) and
VP (Figure 4.8) for both compression and rotomolding techniques at two temperatures.
Molding technique Temperature (°C) p
Compression Molding 6 0.56
30 0.76
Rotomolding 8 0.96
30 0.99
The first observation made is that all p values are > 0 for all conditions indicating a
positive correlation between VP and D exists at all tested temperatures i.e. D increases with
increase in VP. The second observation is that the VP for the compression molded specimens
are consistently lower than what is seen for the rotomolded specimens. This indicates that the
effect of VP is more pronounced for rotomolding than it is for compression molding. Therefore,
not only are the porosities consistently higher for rotomolded composites, these porosities are
correlated to transport phenomena to a higher degree as well. To isolate the effects of sorption
and swelling, an analysis of the swelling coefficients was carried out and is shown in Figures
4.38 and 4.39.
0
2E-09
4E-09
6E-09
8E-09
1E-08
1.2E-08
1.4E-08
1.6E-08
1.8E-08
2E-08
0 5 10 15 20
D (c
m2 /s
)
Wood flour weight fraction (%)
COMPRESSIONMOLDED PINE
ROTOMOLDEDPINE
COMPRESSIONMOLDED OAK
ROTOMOLDEDOAK
Combining MD and Semi-empirical Modelling for Predicting Liquid Diffusion.
167
Figure 4.38: Swelling of all composites at 6°C
Figure 4.39: Swelling of all composites at 30°C
Combining MD and Semi-empirical Modelling for Predicting Liquid Diffusion.
168
The overall swelling coefficient values are tabulated in Table 4.10. It was found that
there is no observable difference in the swelling behaviour with pine flour incorporation. Also,
all of the samples showed a value of the swelling coefficient close to 0.005 ± 0.0007 at 6°C and
0.02 ± 0.002 at 30°C. As a consequence, the differences in sorption behaviour can be attributed
completely to the composite macroporosity.
Table 4.10: Thickness and Swelling coefficient for all samples.
Sample h (cm) of samples
dipped at 30°C
Swelling coefficient
at 30°C
h (cm) of
samples dipped
at 6°C
Swelling
coefficient at 6°C
CM0 0.185 ± 0.005 0.022 0.180 ± 0.005 0.005
CM5 0.193 ± 0.003 0.019 0.180 ± 0.003 0.005
CM5_O 0.185 ± 0.005 0.019 0.185 ± 0.005 0.005
CM10 0.178 ± 0.100 0.016 0.180 ± 0.100 0.005
CM10_O 0.185 ± 0.005 0.015 0.185 ± 0.005 0.004
CM20 0.195 ± 0.005 0.016 0.190 ± 0.005 0.004
RM0 0.188 ± 0.008 0.019 0.180 ± 0.010 0.005
RM5 0.202 ± 0.010 0.022 0.205 ± 0.010 0.005
RM5_O 0.230 ± 0.010 0.023 0.205 ± 0.015 0.006
RM10 0.209 ± 0.004 0.017 0.210 ± 0.010 0.006
RM10_O 0.225 ± 0.015 0.019 0.200 ± 0.010 0.006
RM20 0.238 ± 0.010 0.022 0.240 ± 0.010 0.006
In order to correlate the MD results to the experimental D values it is important to
understand that the D value obtained for PE is only for the amorphous phase of the PE.
According to Gibson [195], the impermeable cellulose phase exists in plant cell walls in the
forms of microfibrils. These microfibrils have an average diameter of 3.5 nm and possess both
crystalline and non-crystalline regions. The crystalline regions constitute the overwhelming
majority of the cellulose phase and are found to have an average length of about 20 nm [195]
while in the cell wall, thus leading to an α of 5.7. The ϕC is 0.4 in softwoods like Pinus Radiata
Combining MD and Semi-empirical Modelling for Predicting Liquid Diffusion.
169
[172]. Thus, the overall τ is found to be ~3.15 using Eq (3.3.8), and consequently, the D for
ethanol in the simulated wood system is found to be 2.1 × 10-8 cm2/s at 30°C and 4.7 × 10-10
cm2/s at 6°C.
The estimation of D for semi-crystalline polymers such as PE from the simulated MSD
data is a bit more nuanced. In Section 3.3, the work of Compan et al. [37] has been noted, who
helped correlate the overall diffusion (D) coefficient in semi crystalline polymers (specifically
LLDPE) to the diffusion through the completely amorphous phase of the polymer (DC). This
has been explained in Eq (3.3.4) and Eq (3.3.5) and the terms τ (geometrical impedance of the
impermeable crystalline phase) and β (immobilization effect generated by the crystalline phase
on the amorphous phase) were defined. β has been defined using Eq (3.3.6) and Eq (3.3.7) while
τ is much more nuanced. A wide range of expressions have been developed over the years for
defining τ and they have been shown in Section 3.2, Eq (3.3.8) through Eq (3.3.19). All of those
equations were used and the predicted D values are shown in Table 4.11.
Table 4.11: Diffusion Coefficients obtained using several tortuosity models and comparing to
experimental values.
Model 𝛕 β𝛕
𝐃 = 𝐃𝐂
𝛃𝛕
at 30°C
(×10-9
cm2/s)
%
difference
from Dexp
at 30°C
𝐃 = 𝐃𝐂
𝛃𝛕
at 6°C
(×10-10
cm2/s)
%
difference
from Dexp
at 6°C
Cussler
(Eq 3.3.8) 1.7 11.8 70.6 1935 84.8 2951
Cussler
(Eq 3.3.9) 1.0 7.1 169.3 3270 140.4 4952
Lape et. al.
(Eq 3.3.10) 1.2 8.1 103.3 2876 124.0 4362
Gusev and Lusti
(Eq 3.3.11) 1.6 11.2 74.6 2050 89.6 3123
Frederickson and
Bicerano
Dilute
(Eqs 3.3.12, 3.3.13)
4.8 32.5 25.6 638 30.7 1006
Combining MD and Semi-empirical Modelling for Predicting Liquid Diffusion.
170
Frederickson and
Bicerano Semi
Dilute (Eqs 3.3.14,
3.3.15)
1.9 12.9 64.7 1764 77.6 2694
Nielsen
(Eq 3.3.16) 1.6 11.2 74.5 2046 89.4 3117
Hedenkvist and
Gedde
(Eq 3.3.17)
1.2 8.2 101.6 2828 122.0 4289
Cussler-Aris
(Eq 3.3.18) 43.3 296.1 2.8 19 3.4 21
Cussler-Wakeham
and Mason and
Falla et al.
(Eq 3.3.19)
39.2 267.4 3.1 10 3.7 34
From Table 4.11, it can be clearly seen that Eq (3.3.18) and Eq (3.3.19) are the most
suitable in terms of predicting the experimental diffusion coefficient. Part of this is relies on the
derivation of those equations. The work of Aris [173, 174] shown in Eq (3.3.18), Falla et al.
[179] and Wakeham and Mason [180] shown in Eq (3.3.19) helped modify the Cussler approach
by defining the composite system as a 2-dimensional regular array of parallel strips and
expanded by integration for a 3-dimensional system for pure diffusive transport (Figure 4.40).
In both Eq (3.3.18) and Eq (3.3.19) - the term involving α2 reflects the contribution of the
tortuous path of the permeant through the dispersed phase. The second term represents the
resistance to permeation of the slits and depends on σ- the pore aspect ratio. The last term
represents the constriction from the wide space between the plates into the narrow slits and it
should depend on the constriction ratio, α/σ. Now, σ for the PE system was defined by Cussler
as the ratio of the average pore radius (s) to the average crystalline lamellar thickness (lC). Thus,
the calculation of σ requires the results of PALS which can provide information such as the
average pore radius (s). Values for lC were obtained by a survey of several papers that analysed
the crystallite structure of several polyethylene samples. Based on the results of 6 independent
studies, it was concluded that lC is ~17.1 ± 3 nm (171 ± 30 Å) [196-201]. This helped involve
not only intensive properties such as lC and s to the model equation but also, helped incorporate
Combining MD and Semi-empirical Modelling for Predicting Liquid Diffusion.
171
experimental data from PALS to increase the relevance of Eq (3.3.18) and Eq (3.3.19) to the
composite specimens produced in this thesis.
Figure 4.40: Visualising tortuosity where s: average pore radius, lC: average crystalline lamellar
thickness and aspect ratio α = 2d/lC
The predicted values from these two techniques average to 3.06 ×10-9 cm2/s compared
to an average of 3.45 ×10-9 cm2/s experimentally at 30°C and 3.54 × 10-10 cm2/s compared to
an average of 2.80 × 10-10 cm2/s at 6 °C. Based on the simulated values of D of ethanol for PE
and wood, several semi-empirical models were used to predict the D of the composite samples.
These models were also used in Section 4.2.1 to estimate the diffusion coefficient of oxygen
through semi-crystalline PE and are listed out in Table 2.10. The predictive abilities of the
models can be seen in Figure 4.41 (30°C) and Figure 4.42 (6°C).
Combining MD and Semi-empirical Modelling for Predicting Liquid Diffusion.
172
Figure 4.41: Predictive abilities of the models listed in Table 2.10 for ethanol diffusion at 30°C.
Figure 4.42: Predictive abilities of the models listed in Table 2.10 for ethanol diffusion at 6°C.
0
5E-09
1E-08
1.5E-08
2E-08
2.5E-08
0 5 10 15 20
D (c
m2 /s
)
Wood flour weight fraction (%)
COMPRESSION MOLDED
ROTOMOLDED
RULE OF MIXTURES
LAMINATE MODEL
LOGARITHMIC
MAXWELL
KALNIN
MWS n = 1/6
MWS n = 2/3
WEISSBERG
Vp ROTOMOLDING
Vp COMPRESSION MOLDING
0
5E-10
1E-09
1.5E-09
2E-09
2.5E-09
0 5 10 15 20
D (c
m2 /s
)
Wood flour weight fraction (%)
COMPRESSION MOLDED
ROTOMOLDED
RULE OF MIXTURES
LAMINATE MODEL
LOGARITHMIC
MAXWELL
KALNIN
MWS n = 1/6
MWS n = 2/3
WEISSBERG
Vp ROTOMOLDING
Vp COMPRESSION MOLDING
Combining MD and Semi-empirical Modelling for Predicting Liquid Diffusion.
173
Table 4.12: δ values for all the models used in this thesis for ethanol diffusion
Model δ (Compression Molded) δ (Rotomolded)
6°C 30°C 6°C 30°C
Rule of Mixtures 17.8 14.41 15.9 150.1
Laminate Model 10.5 17.5 30.0 252.9
Logarithmic 10.8 17.3 26.2 216.8
Maxwell 15 14 200 200
Weissberg 10.0 17.0 27.4 230.1
Kalnin 426 972 657 4121
M-W-S; n = 1/6 11.0 16.2 25.9 195.0
M-W-S; n = 2/3 10.7 17.3 26.4 240.9
VP based scaling 20 16 55 11
Two results are immediately apparent from Figures 4.41 and 4.42 and from the δ
values presented in Table 4.12:
1. All semi-empirical models are able to predict the trends in the compression molded
samples.
2. Of those models that predict the trends in compression molded samples well, similar to
Section 4.2.1, the M-W-S models are the most effective thus demonstrating that models
developed for transport phenomena work effectively independent of the phase state of
the diffusant.
3. The predictive ability for these models for the rotomolde composites is pretty poor.
4. Of those models that are halfway decent in predicting these trends, the VP based scaling
model developed seems to work effectively for only one set of rotomolded composites.
The reasons for these observations may be the reasons outlined in Section 4.1 Figures
4.2 to 4.7. This set of figures shows the evolution of surface and microstructure of rotomolded
composites and establishes it as a molding tehcnique that involves sintering of the raw material
particles followed by phase consolidation and formation of a microstructure. It is important to
note that this sintering phenomenon is the driving force even if the molding temperature
(240°C) itself is several degrees higher than the polymer melting point and indeed is also higher
than the corresponding temperature used in compression molding (190°C). Secondly, the
Combining MD and Semi-empirical Modelling for Predicting Liquid Diffusion.
174
rotomolding operation is carried out at atmospheric pressure while the compression molding is
carried out in the presence of higher pressure. The compression molding technique uses the
combination of elevated temperature and pressure to achieve phase change followed by cooling
and cosolidation to not only disperse the wood flour in the polymer matrix but also to develop
the microstructure. Rotomolding, on the other hand, uses rottaion about two axes (granted the
rotation in itself is at quite a slow raet) to achieve dispersion. Based on these observations, it is
clear why the models that have been developed for transport phenomena in composite materials
are not capable of modelling rotomolded materials as accurately as the compression molded
counterparts. That being said, it is important to note that there does exist a mathematical
parameter than can used quantitavely to differentiate between composites made by the phase
change and consolidation technique such as compression molding and also injection molding
and extrusion and those made by the sintering followed by consolidation method such as the
rotomolded composites. That parameter is VP. However, based on the trends in ethanol
diffusion at 6 °C and the corresponding incapabilities of all of the models whether the VP based
one or the other listed in Table 2.10, it is clear that the mere use of VP is not enough and that
new parameters will need to be developed to quantititavely model trends in physical properties
of rotomolded composites (which will be covered in Chapter 5).
A note is also to be made as to why the Maxwell family of models, specifically the M-
W-S expressions [151] are found to be useful for modelling transport phenomena in composite
systems. This is because they take into account the transport through the dispersed phase as
well. A lot of other models, including all of the tortuosity expressions listed out in Eq 3.3.8 to
3.3.19 assume that no transport happens through the dispersed phase. In Section 4.1, it is
demonstrated how this is an incorrect assumption to make, especially in polymeric systems,
which possess a range of pore sizes. Thus, an average size on its own is often not indicative of
the whole system.
175
4.2.3 USING MOLECULAR DYNAMICS IN CONJUNCTION
WITH SEMI-EMPIRICAL MODELS FOR PREDICTING
TRENDS IN ELASTIC MODULI.
The purpose of this thesis is to investigate the potential of LLDPE wood flour
composites for storage applications. To that effect, the transport phenomena of gaseous and
liquid permeants through such a composite system has been studied from a practical perspective
using liquid uptake and gas permeability measurements. These have then been analysed from a
theoretical perspective using MD. For storage application, the mechanical properties of the
fabricated system are also of equal importance. Hence, in Section 4.1, the effect of wood flour
incorporation on the various mechanical properties of the system have been investigated. Now,
in this Section, we will use MD to provide a molecular prediction of the trends in mechanical
properties as a function of temperature. Using Algorithm D comprised of steps d1-d5, simulated
stress vs strain curves were obtained for both the semi-crystalline PE (Figure 4.43a) and the
simulated wood flour (Figure 4.43b). In order to obtain a more holistic molecular interpretation
of the continuous and dispersed phases, it is important that the simulation not only is able to
predict values at just one temperature point but rather over several temperatures. The objective
of this would be the prediction of properties over a whole temperature spectrum. At this
juncture, three separate temperature points
The simulated stress vs strain curves for the semi-crystalline PE (Figure 4.43a) showed
that there was a drop in the modulus value with increase in simulation temperature. This,
however, is an expected result, and in order to establish the effectiveness of Algorithm D shown
in Section 3.3, comprised of steps d1-d5, the stress vs strain curves were simulated for 3
different temperatures viz., 30°C, 60°C, 90°C and the corresponding simulated modulus values
were used to estimate the relative drop in modulus value with an increase in temperature. As
established throughout this thesis, all of the simulated values should always be presented in
juxtaposition with experimental data and the deviation of the simulated data from the
experimental results should be quantified. To this end, DMA of the CM0 and RM0 in tensile
mode of values were carried out from 30°C to 100°C in order to estimate the storage moduli of
these specimens over a range of temperatures. These values were then used to estimate the
relative drop of storage modulus from 30°C to 100°C. The 3 simulated modulus values are
Using MD in Conjunction with Semi-empirical Models for Predicting Trends in Elastic Moduli
176
plotted in juxtaposition with the DMA obtained values (averaged from the CM0 and RM0
values shown later on in Figure 4.52). It is seen that the simulated values are quite close to the
experimental values indicating that, in addition, to transport phenomena, the MD method was
also quite effective in predicting trends in mechanical properties of the semi-crystalline PE
(Figure 4.43c).
Algorithm D shown in Section 3.3 comprised of steps d1-d5 was also repeated for the
simulated wood molecule and the corresponding stress vs strain curves for the wood system
were obtained for 30°C, 60°C and 90°C similar to the semi-crystalline PE and is shown in
Figure 4.44b. While the availability of the TA DMA 2980 (Figure 3.12) helped measure the
mechanical properties as a function of temperature for the PE samples, a machine that could
help measure the mechanical properties of the wood flour used in this thesis (oak and pine flour)
was not available at the time of writing this thesis and so the viability of the MD method had to
be estimated by comparing the simulated and experimental modulus values at a single
temperature unlike the range of temperatures used for PE validation. The Hysitron nano
indenter shown in Figure 3.13 was used to estimate the elastic modulus of the pine flour at
30°C.
a
Using MD in Conjunction with Semi-empirical Models for Predicting Trends in Elastic Moduli
177
Figure 4.43: Simulated stress vs strain curves in tensile mode for (a): semi-crystalline PE at
30°C, 60°C and 90 °C and (b): simulated wood flour at 30°C, 60°C and 90 °C, (c): Relative
drop in modulus value (E) as compared to modulus value at the start (Ei) for the simulated PE
vs experimental values
b
c
Using MD in Conjunction with Semi-empirical Models for Predicting Trends in Elastic Moduli
178
Table 4.13: Storage modulus from tensile mode DMA of compression molded and rotomolded
plain Polyethylene
Sample Elastic Modulus
(MPa)
CM0 493 ± 17
RM0 540 ± 20
It is seen that the simulated value of elastic modulus for the simulated PE (702 MPa) is
larger than the experimental values of both the compression (CM0–493 MPa) and rotomolded
(RM0–540 MPa) samples. This is because the simulated semi-crystalline PE possesses only
microporosity and no macroscopic porosity that can be seen in the real molded specimens. The
main influencing factor for creating the macroporosity is the processing technique itself. Thus,
using MD simulations, it is possible to analyze a material completely separated from the
influence of manufacturing. It could be that the simulated modulus values represent a sort of
upper bound on the modulus of LLDPE. The larger the deviation from this value, the larger is
the influence of macroscopic porosity and it is thus possible to rank various processing methods
based on their abilities to produce macroscopic porosities in a LLDPE specimen. The simulated
elastic modulus value for the pine flour obtained at 30°C was 5730±1630 MPa, which is
comparable to the experimental values of 3650±1400 MPa obtained from nanoindentation
analysis of the pine flour specimen. However, as the MD model developed in this study is still
a simplified one, further analysis of other material properties will require an improvement,
which we hope to achieve in our future work.
The theoretical modulus values are predicted using the models as shown in Table 2.11.
shown in Section 2.5. Based on optical microscopy results, the aspect ratio (α) of the pine flour
particles was found to be 4.5±0.5, while Poisson’s ratio (σPR) of the matrix polymer LLDPE is
0.44. The absolute and relative change in elastic modulus of the PE-pine flour composite as a
function of pine flour weight fraction are presented in Figure 4.44a and b respectively, with the
percentage average absolute relative errors (δ estimated using Eq 3.3.3) as presented in Table
4.14.
Using MD in Conjunction with Semi-empirical Models for Predicting Trends in Elastic Moduli
179
Figure 4.44: Comparisons with experimental value; (a): Absolute and (b): Relative composite
elastic modulus
0
200
400
600
800
1000
1200
1400
1600
1800
0 5 10 15 20
Stor
age
Mod
ulus
(MPa
)
Wood Flour Content (Weight%)
Compression Molded
Rotomolded
Rule of Mixtures
Laminate
Short Fibre
Hirsch
Carman-Reifsnider
Halpin Tsai
Halpin Tsai2
Tsai Pagano
Cox Krenchel
0
0.5
1
1.5
2
2.5
0 5 10 15 20
E/E
C
Wood Flour Content (Weight%)
Rotomolded
Compression Molded
Rule of Mixtures
Laminate
Short Fibre
Hirsch Model
Carman-Reifsnider
Halpin Tsai
Halpin Tsai 2
Tsai Pagano
Cox Krenchel
b
Using MD in Conjunction with Semi-empirical Models for Predicting Trends in Elastic Moduli
180
Table 4.14: δ values for the models when compared to the experimental modulus values of the
compression and rotomolded sample.
Model Compression Molded
δ
Rotomolded
δ
Rule of Mixtures 13 122
Laminate 39 42
Short fibre 78 86
Hirsch 58 64
Carman-Reifsnider 54 60
Halpin-Tsai1 71 78
Halpin-Tsai2 38 42
Tsai Pagano 61 59
Cox Krenchel 36 33
From Figure 4.44a, it can be seen that the simulated modulus values predicted using the
models in Table 2.11 are all higher than what is observed experimentally. This overestimation
can be attributed to the simulated molecules being idealized and also the inability to recreate
processing created inconsistencies and voids in a MD environment. From Table 4.14, when the
respective δ values are considered, it can be seen that the Halpin-Tsai2 and the Cox and
Krenchel models, which include structural parameters such as a and σPR is the most accurate.
That being said, the δ value is still quite high at 38 and 36 respectively for compression-molded
samples, which shows that much more improvements to the simulated molecules are needed.
Indeed, when the corresponding δ values for the rotomolded specimens are considered, it is 33
and 42 respectively. This clearly indicates that there should be a parameter in the models in
Table 2.11 that reflects the VP of the composite. That being said, the laminate model is also
able to predict relative elastic moduli relatively well. However, as the laminate model is
analytical in nature, it does not provide an effective way to represent the physical characteristics
of our system.
The model developed by Hirsch and reported by Cao et al. [155] combines the results
of the rule of mixtures and the laminate models and when it comes to the relative changes in
modulus values as shown in Figure 4.44b, an α value of 0.25 provides an excellent agreement
between the experimental and predicted trends for the compression-molding samples. However,
it has to be noted again that this agreement is analytical in nature and that further rigor has to
Using MD in Conjunction with Semi-empirical Models for Predicting Trends in Elastic Moduli
181
be introduced by incorporating characteristic parameters of the matrix polymer and the
dispersed phase.
The Carman-Reifsnider [157], the two versions of the Halpin-Tsai models [155], [158]
and the Cox and Krenchel [159]models all attempt this by using the single fibre moduli, α and
σPR, which are characteristic properties of the dispersed and continuous phases. It can be seen
that the use of these characteristic parameters helps in achieving accurate predictions of the
trends in elastic moduli in the case of the Halpin-Tsai and Cox and Krenchel models. Further,
the Halpin-Tsai and the Cox and Krenchel approaches can be customized for any and all
composite systems. Also, more precise predictions can be obtained by improving the simulated
systems by incorporating factors such as branching and co-monomers in the simulated
molecules. However, for all of the models except the Cox and Krenchel models, it is quite clear
that the accuracy of these predictions is only for the compression-molded samples. The overall
reduction in elastic moduli with increase in dispersed phase concentration in rotomolding is
only recreated by the Cox and Krenchel model which takes into account (in addition to intensive
properties of the continuous and dispersed phases), the influence of dispersed phase orientation
and volume dispersion effects. Thus, the effect of interfacial porosity required to study the
trends in elastic moduli as a function of dispersed phase concentration for low shear processing
techniques like rotomolding, is only considered by the Cox and Krenchel model.
Now, to further enhance accuracy of the proposed methodology here, the following
considerations will be taken into account in a separate publication, while addressing the
potential contributing factors related to the interface:
1. Having an equilibrated density closer to experimental values by developing the
transitionary regions between the crystalline and amorphous phase in polyethylene.
2. Simulating the trends in elastic modulus values as a function of temperature and
increasing the accuracy of this prediction by comparing with temperature-ramped
DMA.
3. Developing a semi-empirical expression for elastic moduli of polymer composites by
considering the differences between the theoretical and experimental composite
densities.
Now, the conclusions that may be made from Section 4.2 as a whole are as follows:
1. Isolating the individual phases of a composite systems and then simulating the particular
phenomenon of interest on the isolated phase, can lead to accurate predictions of the
phenomenon in the composite system.
Using MD in Conjunction with Semi-empirical Models for Predicting Trends in Elastic Moduli
182
2. As far as transport properties such as diffusion are concerned, irrespective of the state
of the diffusant, the models that take into account interaction and overlaps between the
dispersed and continuous phases (for instance, the M-W-S and the F and B models) are
the best suited.
3. The models, however, only seem to work for compression molding based on the
observation that the average absolute relative error (δ) values seen for the rotomolding
process are all consistently higher (bar the Rule of Mixtures but this is because of the
purely empirical nature of that model) than that seen for compression molding. In some
case, the δ values seen are in excess of 100 indicating that the composite created by
rotomolding is completely unlike the ones created by phase change and consolidation
like compression molding. One of the ways to address this would be to incorporate
macroscopic porosity indicators like VP in the model expression but, at best, this is a
stop gap, which means there is big potential to develop semi-empirical models for
sintering based process like rotomolding.
4. This Chapter has comprehensively covered transport phenomena but for packaging
system both the transport and mechanical performance are important. Hence, the
mechanical behaviour of the fabricated composites, subsequent measurement, analysis,
simulation and predictive modelling will be shown in Section 4.3.
183
4.3 ETHANOL UPTAKE AND INFLUENCE ON LONG-
AND SHORT-TERM MECHANICAL
PROPERTIES.
The simulation work presented in Section 4.2.1 and 4.2.2 were aimed at providing a
novel outlook regarding transport phenomena in composite systems. Based on those results it
is claimed that the combination of MD and semi-empirical modelling is an effective method for
predicting trends in transport phenomena independent of the phase of the permeant. That was
demonstrated by modelling gas (oxygen) diffusion and also liquid (ethanol) diffusion in
LLDPE-wood composites. In this Chapter, those results will be used to predict the stiffness
(through storage moduli measurement) of the composites produced in this thesis. In addition to
that, a comprehensive overview of how the compression and rotomolded composites respond
mechanically to ethanol uptake will be provided. In Section 4.2.2, it was found that the diffusion
of the ethanol through the composites is well correlated to the VP, which in turn, is related to
the macroscopic porosity in the composites. This is because not only were the microporosities
of all the samples similar (Table 4.5) but also were the swelling coefficients at both tested
temperatures of 6°C and 30°C (Figures 4.38 and 4.39 and Table 4.10). Thus, the entire
phenomenon of diffusion and the reason for the trends in diffusion coeffcinet can be attributed
to the macroscopic porosoity indicated by VP.
In this Chapter, the effect of ethanol uptake on the long and short term mechanical
properties of the composites are studied. Similar to the diffusion coefficient modelling done in
Section 4.2.2, the modulus of the composite samples were measured experimentally as a
function of dispersed phase concentration. The modulus values of the LLDPE and the wood
flour were then predicted using MD simulations as described by Algorithm D based on steps
d1-d3. After which, semi-empirical models such as the ones mentioned in Table 2.11 were used
to model the trends. In addition, similar to Section 4.2.1 and 4.2.2, the models were then ranked
based on the respective δ values.
The first set of the results in this Chapter are the static mechanical properties viz., the
tensile and flexural strengths and the corresponding effect of ethanol contact on the properties
of the compresssion and rotomolded samples. This is followed by the effect of ethanol uptake
on the trends in the dynamic mechanical properties of the compression and rotomolded
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
184
composites viz., the storage modulus in both tensile and cantlever modes and also, the creep
properties.
The tensile strength of the composites and the effect of ethanol contact is shown in
Figures 4.45 (compression molded composites) and 4.46 (rotomolded composites). First, the
trends in Figure 4.45 are examined. It can be seen that with an increase in wood flour content
(independent of the tyep of wood), there is a slight increase in the tensile strength value. For
instance, the CM10 and CM10_O specimens showing tensile strengths of 13.4 ± 1.0 MPa and
12.8 ± 1.0 MPa respectively. These represent a 12% and 7% improvement respectively over the
CM0 specimen which had a tensile strength of 12.0 ± 0.4 MPa. This increase with wood flour
incorporation is also maintained with ethanol uptake as, independent of the sorption being
carried out at 6 °C or 30°C, the tensile strength of the composite specimens are larger than of
the plain CM0. It is important to also note that there is no major decrease in the tensile strength
of the compression molded composites at all compositions.
Figure 4.45: Tensile strength vs ethanol uptake % for all compression molded samples
0
2
4
6
8
10
12
14
16
0.00 1.00 2.00 3.00
Tens
ile S
tren
gth
(MPa
)
Alcohol uptake (vol%)
CM0
CM5
CM5_O
CM10
CM10_O
CM20
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
185
When juxtaposed with Figure 4.45, the trends in Figure 4.46 has some differences. First
and foremost, is that with an increase in the wood flour concentration, the tensile strength starts
reducing with the RM10 and RM10_O samples showing tensile strengths of 9.7 ± 0.2 MPa and
9.8 ± 0.2 MPa as compared to the RM0 value of 13.1 ± 0.5 MPa. The reasons for this are clearly
the lower dispersive efficiency of the rotomolding process. That being said, it is very possible
that this lower dispersive efficiency can be exacerbated in the presence of sorbed ethanol.
Evidence of this, however, is not seen amongst the RM5, RM10, RM20, RM5_O, RM10_O
specimens. On average the overall tensile strength of the specimens is maintained after ethanol
sorption and in the RM0 specimen, there is a slight increase after ethanol sorption at 30°C. But
this supposed increase is only of the order of 3% so could be attributed to experimental variation
rather than a true increase in tensile strength via plasticization.
Figure 4.46: Tensile strength vs ethanol uptake % for all rotomolded samples
The flexural strength of the composites and the effect of ethanol contact is shown in
Figures 4.47 and 4.48. Once again, the disucssion will be started with the trends in the
0
2
4
6
8
10
12
14
16
0.00 2.00 4.00 6.00 8.00 10.00
Tesn
ile S
tren
gth
(MPa
)
Alcohol uptake (vol%)
RM0
RM5
RM5_O
RM10
RM10_O
RM20
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
186
compression molded samples shown in Figure 4.47. As compared to the trends in tensile
strength values after wood flour incorporation, no trend is found in the Flexural Strength values.
All of the samples seem to form a band on the graph between 12 MPa and 13 MPa both before
and after contact with ethanol indicating that neither wood flour incorporation nor ethanol
sorption have a pronounced effect on the flexural behaviour of the compression molded
composites.
Figure 4.47: Flexural strength vs ethanol uptake % for all compression molded samples
In Figure 4.48, the trends for the rotomolded composites are presented. Similar to the
rotomolded composite trends in tensile strength, the flexural strength also reduces with the
incorporation of wood flour (pine or oak). The results in Figure 4.46 and 4.48, when juxtaposed
with the results in Section 4.1 present an interesting quandary. At the outset, the purpose of this
work is to check whether controlled increase in permeability is possible with the use of low
shear processing of composites. The use of wood flour is precipitated from its low cost,
biocompatible and food contact approved nature, but it is also clear that any storage unit made
from this process will have reduced mechanical strength. Therefore, at this juncture, it is
0
2
4
6
8
10
12
14
16
0.00 1.00 2.00 3.00
Flex
ural
Str
engt
h (M
Pa)
Alcohol uptake (vol%)
CM0
CM5
CM5_O
CM10
CM10_O
CM20
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
187
essential to note that while the main objective of this research is achieved from the trends seen
in Section 4.1, Figure 4.21 and Table 4.3, it should not be at the cost of vastly reduced
mechanical strength. For instance, with the incorporation of 5% by weight of wood flour, the
flexural strength is found to reduce by 4-17%. The overall flexural strength comes into play
when considering the stacking of these storage containers and therefore, it is important that a
proper choice of dispersed phase concentration is done. What is encouraging, however, is that
the flexural strength is maintained before and after the ethanol sorption at different
temperatures. Thus, when considering alcohol-based food contact applications, the sorption of
the food product into the pores of the designed storage will not have any major detriment on
the mechanical performance of the unit.
Figure 4.48: Flexural strength vs ethanol uptake % for all rotomolded samples
The variation in impact strength of the compression and rotomolded specimens as a
function of ethanol uptake are shown in Figure 4.49 and 4.50. The incorporation of solid fillers
without any sort of compatibilization between the matrix and the dispersed phase can lead to
0
2
4
6
8
10
12
14
16
18
20
0.00 2.00 4.00 6.00 8.00 10.00
Flex
ural
Str
engt
h (M
Pa)
Alcohol uptake (vol%)
RM0
RM5
RM10
RM5_O
RM10_O
RM20
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
188
delamination and poor interfacial properties [74]. This can have an adverse effect on the ability
of the composite specimens to absorb impact and is demonstrated conclusively by the reducing
trend in impact strength with increase in wood flour content. However, the better dispersive
properties of the compression molding process owing to the generation of a high pressure
environment compared to rotomolding ensures that, although impact strength reduces for all
composite specimens, the extent of this reduction (65% reduction for CM20 compared to CM0
and 78% for RM20 compared to RM0) and the absolute values of impact strength are always
higher for the compression molded specimens. This trend is also maintained with ethanol
sorption. It must be noted that after a 5% incorporation in the rotomolded system there is a
much more significant drop in impact properties irrespective of oak or pine flour being used as
the dispersed phase.
Figure 4.49: Impact strength vs ethanol uptake % for all compression molded samples
0
5
10
15
20
25
30
35
40
45
0.00 0.50 1.00 1.50 2.00 2.50 3.00
Impa
ct S
tren
gth
(kJ/
m2 )
Alcohol uptake (vol%)
CM0
CM5
CM5_O
CM10
CM10_O
CM20
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
189
Figure 4.50: Impact strength vs ethanol uptake % for all rotomolded samples
The next set of results are obtained from the DMA set up described in Chapter 3, Section
2. These properties of the composites and their variation with wood flour concentration and
ethanol uptake are analysed. The first of these properties studied is the storage modulus. It is
known that the storage modulus of a material indicates its inherent stiffness under dynamic
loading. Similar to the tensile and flexural modes of static analysis, tensile and single cantilever
modes of dynamic loading were exerted onto the samples. Therefore, in the following results,
the trends in storage moduli in the tensile and single cantilever modes the effect of ethanol
contact thereof will be presented. The trends in tensile mode storage moduli for the compression
and rotomolded composites are shown in Figures 4.51 and 4.52.
Amongst the compression molded samples, it is found that, once again, an increase in
modulus value is seen with increased wood flour concentration. As an example, the CM10 and
CM10_O samples show a modulus value that is 12% and 22% rspectively larger than the CM0
sample. It can be observed that the increase is higher with the oak flour as compared to the pine
flour and this could be attributed to the hardwood nature of oak.
0
5
10
15
20
25
30
35
40
45
0.00 2.00 4.00 6.00 8.00 10.00
Stor
age
Mod
ulus
(MPa
)
Alcohol uptake (vol%)
RM0
RM5
RM5_O
RM10
RM10_O
RM20
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
190
Figure 4.51: Storage Modulus (Tensile mode) vs ethanol uptake % for all compression molded
samples
Amongst the rotomolded composites observed in Figure 4.52, it is seen that there is a
formation of a band of results like Figure 4.47 between ~500 and 550 MPa for all the samples
except for RM20. This indicates that below the 20% by weight incorporation of the wood flour,
no major effect is seen on the overall storage modulus. More importantly, the storage moduli
for all samples except RM20 are not affected by ethanol sorption. Therefore, except for RM20,
all the samples maintain their mechanical performances in the presence or absence of ethanol.
With RM20, there is a pronounced reduction in the modulus value. For an ethanol uptake of
about 8% by weight at equilibrium, there is a 23% drop in storage modulus (415±30 MPa) as
compared to RM0 (534±20 MPa). This is also reflected in the slopes of the linear fits of the
storage moduli. The RM20 specimen shows an ~ 13 times larger rate of drop of modulus value
with ethanol sorption as the RM0 and a 4-11 times larger rate of drop than the specimens with
5% wood flour incorporation. Thus, with an increase in wood flour content in the rotomolded
0
100
200
300
400
500
600
700
0.00 1.00 2.00 3.00
Stor
age
Mod
ulus
(MPa
)
Alcohol uptake (vol%)
CM0
CM5
CM5_O
CM10
CM10_O
CM20
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
191
system there is a more pronounced drop in mechanical performance. This, once again, indicates
that, the dispersed phase concentration needs to be ≤ 10% by weight (pine or oak).
Figure 4.52: Storage Modulus (Tensile mode) vs ethanol uptake % for all rotomolded samples
The storage modulus in cantilever mode of the composites and the effect of ethanol
contact is shown in Figures 4.53 and 4.54. For the compression molded specimens in Figure
4.53, there is a consistent increase in modulus value with wood flour incorporation (oak or
pine). Now, comparing the modulus in cantilever mode vs the one in tensile mode, it is found
that the cantilever moduli are consistently higher than the tensile mode moduli. This is because
when strained under cantilever mode, the lower layers of the composite material are constantly
reisting the top layer that is directly in contact with the straining apparatus. That is, in the
cantilever mode, the modulus value reflects modes of tension and compression simultaneously
and hence, the cantilever modulus values are consistently higher than those in the tensile mode.
This will be relevant later in this section when will be discussing the predictions of MD
simulations, modelling the trends in simulated modulus value and comparing those with the
0
100
200
300
400
500
600
0.00 2.00 4.00 6.00 8.00 10.00
Stor
age
Mod
ulus
(MPa
)
Alcohol uptake (vol%)
RM0
RM5
RM5_O
RM10
RM10_O
RM20
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
192
experimental values. The experimental values chosen will be the storage modulus in tensile
mode because pure tension strain can be simulated while a combination of tensile and
compressive strain cannot be simulated in an MD environment.
Figure 4.53: Storage Modulus (Cantilever mode) vs ethanol uptake % for all compression
molded samples
The trends in cantilever storage modulus for the rotomolded samples reflect the trends
in the tensile mode (Figure 4.54). However, owing to the fact that the cantilever strain represents
a combination of tensile and compressive strain, the extent of the drop in the modulus value
with wood flour incorporation and ethanol contact is much more pronounced. One fact that is
consistent, however, is that the rate of drop in modulus value with ethanol sorption is highest
for the RM20 specimen.
0
200
400
600
800
1000
1200
0.00 1.00 2.00 3.00
Stor
age
Mod
ulus
(MPa
)
Alcohol uptake (vol%)
CM0
CM5
CM5_O
CM10
CM10_O
CM20
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
193
Figure 4.54: Storage Modulus (Cantilever mode) vs ethanol uptake % for all rotomolded
samples
The second set of results of DMA testing are the long term properties specifically, the
creep compliance. As a consequence of the viscoelasticity of the polymer matrix, a major
concern in using polymer composites are the long-term dimensional stability and their long-
term strength. Information on long-term deformation and strength are normally obtained by
extrapolation of short-term test data, obtained under accelerated testing conditions such as
higher temperature, stress and humidity, to service conditions by using a prediction model
[202]. The mechanism of creep deformation involves the polymer chains uncoiling and slipping
past each other when a constant stress is applied [202]. This phenomena is temperature
dependant since increased temperatures will decreases secondary bonding and increases chain
mobility. The creep compliance of the composites and the effect of ethanol contact is shown in
Figures 4.56, 4.57 and 4.58 for the compression molded specimens and Figures 4.59, 4.60 and
4.61 for the rotomolded specimens. The equilibrium moduli which are obtained by taking the
reciprocal of the equilbrium compliance are shown in Table 4.15 (compression molded
0
100
200
300
400
500
600
700
800
900
1000
0.00 2.00 4.00 6.00 8.00 10.00
Stor
age
Mod
ulus
(MPa
)
Alcohol uptake (vol%)
RM0
RM5
RM5_O
RM10
RM10_O
RM20
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
194
specimens) and 4.16 (rotomolded specimens). The fit was provided by using the Burger model
[203] shown in Eq (4.3.1) where EM and EK represent the Maxwell and Kelvin-Voigt elastic
moduli in MPa and tr is the relaxation time in s. Visually speaking the model of the material
can be represented by Figure 4.55. Burger’s model is a parallel combination of an elastic
Maxwell element (with characteristic modulus EM and visocosity 𝜂𝑀) with a viscous Kelvin-
Voigt element with characteristic modulus EK and visocosity 𝜂𝐾). The model displays a lagging
elastic response to stress represented by a relaxation time (tr). Mathematically speaking, tr is the
time required for the strain of a suddenly strained substance to reduce to 1/e of its initial value.
J(t) =1
EM+
1
EK(1 − e
−t
t𝑟 ) +t
𝜂𝑀 (4.3.1)
Figure 4.55: Burger’s representation of a viscoelastic material.
First, the trends in creep compliance of the specimens without ethanol contact is studied.
The creep compliance curve exhibited by both the compression molded (Figure 4.56) and
rotomolded (Figure 4.57) specimens contains the three classical regimes found in dynamic
response of semi crystalline materials viz., the instantaneous elastic response, the lagging
viscoelastic response and the permanent flow response [204]. As the wood content increases
(irrespective of pine or oak), the corresponding compliance values are found to reduce for the
compression molded composites which indicates that the compression molded composite has
higher stiffness than the matrix LLDPE. This is demonstrated by the higher storage modulus
value of the CM specimens with wood flour than that of CM0 as seen from Figure 4.51 and
4.53.
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
195
Figure 4.56: Creep compliance of all compression molded composites before ethanol contact.
With the rotomolded composites, however, the trend is exactly the opposite. With the
increase in wood content (pine or oak), there is a net reduction in the stiffness. This is
demonstrated by the lower storage modulus values of the RM specimens than that of RM0 as
seen in Figures 4.52 and 4.54. Once again, the fundamental difference in composite formation
mechanism between the rotomolding and compression molding processes is manifested in these
exactly opposing trends. The sintering and consolidation pathway by which the rotomolded
composites once again shows that the trends in its material properties are harder to predict than
trends in the material properties of the composites made by phase change and consolidation-
based techniques such as compression molding.
0
2000
4000
6000
8000
10000
12000
14000
16000
0 50000 100000 150000
Com
plia
nce
(µm
2 /N)
Time (s)
CM0_FIT
CM5_FIT
CM5_O_FIT
CM10_FIT
CM10_O_FIT
CM20_FIT
CM0
CM5
CM5_O
CM10
CM10_O
CM20
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
196
Figure 4.57: Creep compliance of all rotomolded composites before ethanol contact
Now amongst the compression and rotomolded composites, a similar trend between the
oak and pine flour-based composites would be expected. This is because these composites were
made in the absence of compatibilising and using the same processing conditions. Based on the
results while there are some minor differences that can be seen between the pine and oak flour
composites in terms of modulus value, by and large, within the 10% concertation range of the
dispersed phase, not many differences were observable in the modulus values before ethanol
contact. However, it is possible that the inherent higher stiffness of the oak particles (owing to
outs hardwood nature) may make them harder to disperse than the correspondingly more elastic
softwood pine particles at higher concentrations. A more detailed analysis of the EM, EK and tr
will be able to shed more light on the subtle differences between the behaviors of the pine and
oak flour composites and will be done later in this Chapter.
Carrying on from the creep compliance trends of the dry compression molded and
rotomolded composites, the effect on ethanol sorption on the creep compliances is studied next
and the trends are shown in Figures 4.58 and 4.59. It can be seen that the global trends are the
0
2000
4000
6000
8000
10000
12000
14000
16000
0 50000 100000 150000
Com
plia
nce
(µm
2 /N)
Time (s)
RM0_FIT
RM5_FIT
RM5_O_FIT
RM10_FIT
RM10_O_FIT
RM20_FIT
RM0
RM5
RM5_O
RM10
RM10_O
RM20
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
197
same as in Figure 4.56 and 4.57. Essentially, there is an increase in compliance with wood flour
(whether pine or oak flour) incorporation for the rotomolded composites and a reduction in
compliance with wood flour (whether pine or oak flour) incorporation for the compression
molded composites. However, there is also a difference in the absolute creep compliance values
for the samples with ethanol sorption as compared to those without. Also, the differences
between the compression molded composites exposed to ethanol are much less pronounced than
the corresponding rotomolded composites. For instance, the equilibrium compliance of CM10
and CM10_O after exposure to ethanol at 30°C increase by 4% and 9% as compared to CM0
while the corresponding changes for the rotomolded composites RM10 and RM10_O are 15%
and 25%. This increased change in compliance is due to the increased porosity in the
rotomolded composites and speaks for the need to cap the dispersed phase concertation in the
rotomolding process at 5% by weight. The changes in creep compliance for the 5% systems are
a much more manageable 5% and 11% for the RM5 and RM5_O respectively after exposure to
ethanol at 30°C.
0
2000
4000
6000
8000
10000
12000
14000
16000
0 50000 100000 150000
Com
plia
nce
(µm
2 /N)
Time (s)
CM0_POST_6_FIT
CM5_POST_6_FIT
CM5_O_POST_6_FIT
CM10_POST_6_FIT
CM10_POST_6_FIT
CM20_POST_6_FIT
CM0_POST_6
CM5_POST_6
CM5_O_POST_6
CM10_POST_6
CM10_O_POST_6
CM20_POST_6
a
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
198
Figure 4.58: Creep compliance of all compression molded composites after sustained ethanol
contact at (a): 6°C, (b): 30°C.
Previous work by Widiastuti et al. [205] had shown that the liquid sorption has a
significant plasticization effect on their model semi-crystalline polymer –Polylactic Acid
(PLA). They observed that the creep strain and compliance values at equilibrium increased with
liquid content at all tested temperatures. It has to be noted that while the creep experimental
itself was run only for 60 min, the changes in the creep compliance and strain values were
significant enough for comparisons to be possible. Now, the polymer used in this thesis is of a
semi-crystalline nature as well and from Figures 4.58 and 4.59 it can be seen that there is a
change in compliance at equilibrium with the sorption of ethanol when compared to those
values in Figure 4.56 and 4.57. Therefore, the results of Widiastuti et al. [205] can help
analyzing this material system as well. Following their example, the trends in equilibrium
modulus values are analysed using Eq (3.2.2) shown in Section 3.1. The plot of these values vs
ethanol uptake for the compression molded and rotomolded composites are shown in Figure
4.60 and 4.61 respectively
0
2000
4000
6000
8000
10000
12000
14000
0 50000 100000 150000
Com
plia
nce
(µm
2 /N)
Time (s)
CM0_POST_30_FIT
CM5_POST_30_FIT
CM5_O_POST_30_FIT
CM10_POST_30_FIT
CM10_O_POST_30_FIT
CM20_POST_30_FIT
CM0_POST_30
CM5_POST_30
CM5_O_POST_30
CM10_POST_30
CM10_O_POST_30
CM20_POST_30
b
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
199
Figure 4.59: Creep compliance of all rotomolded composites after sustained ethanol contact at
(a): 6°C, (b): 30°C.
0
2000
4000
6000
8000
10000
12000
14000
16000
18000
20000
0 50000 100000 150000
Com
plia
nce
(µm
2 /N)
Time (s)
RM0_POST_6_FIT
RM5_POST_6_FIT
RM5_O_POST_6_FIT
RM10_POST_6_FIT
RM10_O_POST_6_FIT
RM20_POST_6_FIT
RM0_POST_6
RM5_POST_6
RM5_O_POST_6
RM10_POST_6
RM10_O_POST_6
RM20_POST_6
a
0
2000
4000
6000
8000
10000
12000
14000
16000
18000
20000
22000
24000
0 50000 100000
Com
plia
nce
(µm
2 /N)
Time (s)
RM0_POST_30_FIT
RM5_POST_30_FIT
RM5_O_POST_30_FIT
RM10_POST_30_FIT
RM10_O_POST_30_FIT
RM20_POST_30_FIT
RM0_POST_30
RM5_POST_30
RM5_O_POST_30
RM10_POST_30
RM10_O_POST_30
RM20_POST_30
b
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
200
Figure 4.60: Equilibrium Modulus vs ethanol uptake of the compression molded samples.
Amongst the compression molded specimens, it can be seen that there is a slight
negative slope for all specimens indicating that the properties tend to diminish with increased
ethanol content and this slope further reduces with increased wood content. However, at no
point does the equilibrium modulus value of any compression molded composite specimen
become lower than that of the plain LLDPE i.e. CM0. Numerically speaking without ethanol
contact, the equilibrium moduli of CM5, CM5_O, CM10, CM10_O and CM20 are 12%, 10%,
59%, 36% and 66% higher than that of CM0. With the exposure to ethanol at 6°C, these values
change to 12%, 12%, 42%, 27% and 62% higher than that of CM0. With exposure to ethanol
at 30°C these values change to 9%, 12%, 41%, 27% and 50% higher than that of CM0.
0
20
40
60
80
100
120
140
160
180
0.00 1.00 2.00 3.00
Equ
ilibr
ium
Mod
lus (
MPa
)
Alcohol uptake (vol%)
CM0
CM5
CM5_O
CM10
CM10_O
CM20
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
201
Figure 4.61: Equilibrium Modulus vs ethanol uptake of the rotomolded samples.
Amongst the rotomolded composites, similar negative slopes are seen for the modulus
values with increase ethanol content (Figure 4.61). However, the major difference between the
compression and rotomolded composites comes about due to the higher VP of the rotomolded
composites as shown in Section 4.1, Figure 4.8. This increased macroporosity ends up leading
to a higher equilibrium ethanol uptake in the rotomolded composites at both 6°C and 30°C as
compared to the compression molded composites. What this means is that while there is a
reduction in the equilibrium modulus of the compression molded composites with increased
ethanol uptake, the modulus value of compression molded composite material is always higher
than that of the plain CM0. This luxury is not afforded to the rotomolded composites owing to
the low dispersive effects and the sintering-based mechanism of molding itself. Thus, for the
rotomolded composites, it must be acknowledged that beyond a loading of 10% by weight of
the wood flour phase, the reduction in the modulus values are quite unsustainable. However,
based on the results in Section 4.1, Figure 4.16 and combining that with the trends in
equilibrium moduli, only the 5% by weight composition of the storage unit seems to be the
ideal way forward.
0
20
40
60
80
100
120
140
0.00 2.00 4.00 6.00 8.00 10.00
Equ
ilibr
ium
Mod
lus (
MPa
)
Alcohol uptake (vol%)
RM0
RM5
RM5_O
RM10
RM10_O
RM20
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
202
Widiastuti et al. [205] also demonstrated how to fit a viscoelastic material model to the
creep results. This could be used to isolate and analyse the viscous and elastic components of
the system. While Widiastuti et al. [205] studied these for a polymeric system, in this thesis,
similar analysis was done for a polymer composite specifically a LLDPE-wood flour
composite. As mentioned earlier, the fit to the creep data was provided using the Burger model.
Based on the viscoelastic view of the polymeric systems offered by this model, the compliance
curves for the various compositions were fit using Eq (4.3.1). Based on the fit, individual values
of EM, ηM, EK and tr were obtained for each composition and for each ethanol uptake value and
are analyzed below. The trends in EM and ηM are shown in Table 4.15 for the compression
molded composites and in Table 4.16 for the rotomolded composites. The trends in EK and tr
are shown in Table 4.17 for the compression molded composites and in Table 4.18 for the
rotomolded composites
As staed previously, EM is an indicator of the stiffness and pure elastic response of the
polymer [205]. The difference in trends between the rotomolded and compression molded
composites can be explained based on the formation mechanism of these two different
composites. In rotomolding, due to the sintering based formation mechanism, we observe two
kinds of macroscopic pores- those present naturally on the pine particles and those that
constitute the interface between the LLDPE phase and the pine phase. Also, it has to be noted
that the compression and rotomolded composites differ only in their macroporosity as their
micropores are found to be of a similar diameter as proven by PALS analysis shown in [206].
The amount of interfacial pores is much higher in the rotomolded samples than in the
compression molded and this is manifested by the VP trends as explained earlier. This also
explains the relatively larger uptake of the ethanol in the rotomolded samples as seen in Figures
4.34 and 4.35. Now, when the ethanol uptake does occur, the pores on the interface are more
readily accessible than the pores on the pine particles and definitely more accessible than the
free volume associated micropores in the LLDPE matrix. The ethanol molecules then fill up
those interfacial pores and this results in a net reduction in the EM due to the plasticizing effects
of these ethanol molecules. Amongst the compression molded specimens, there is a relatively
smaller amount of interfacial pores and those do not increase dramatically with increased pine
content. This means that the compression molded system is more compact than the
corresponding rotomolded system and the compactness of the compression molded composites
is independent of pine concentrations. Therefore, the overall stiffness goes up with more pine
incorporation for the compression molded composites and the CM10 specimen shows an EM
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
203
value 48% higher than that of CM0. Even with ethanol uptake this trend of increase in EM
compared to CM0 is maintained for all compression molded composites. The same CM10
sample exposed to ethanol sorption at 30°C shows an EM value that is once again 35% higher
than that of the CM0. Thus, a slight drop is seen for CM10 with ethanol uptake and this negative
drop is much more pronounced for the CM20 specimen. Amongst the CM10_O specimen this
trend is repeated showing that the differences between composites made via pine or oak are
minimal. In the absence of ethanol, the CM20 specimen shows an EM value that is about 50%
higher than that of CM0 but this deteriorates to 33% higher than that of CM0 after ethanol
sorption at 30°C. Therefore, even with the compression molded systems there is an upper bound
to effectively disperse the pine particles.
Now, as far as ηM is concerned, all the compression molded samples show a trend similar
to what was seen in the EM. The increase in ηM implies that the samples with higher pine content
(CM5, CM5_O, CM10 and CM10_O) are stiffer than the correspnding CM0. When ethanol
uptake is taken into account however, CM10, CM10_O and CM20 show a signifcant drop in
ηM. A drop in ηM represents permanent viscous flow and thus, the introduction of ethanol seems
to have a plasticizing effect on the compression molded composites. It has to be noted that the
drop seems to be similar for CM10 and CM20 and this indiciates that any reinforcing or
stiffening action shows diminishing returns after 10% by weight of pine flour filler is introduced
via compression molding.
Table 4.15: EM and ηM for the compression molded composites
Sample Conditions EM (MPa) ηM (mPa.s)
CM0
No ethanol 232 41
6°C 242 48
30°C 230 46
CM5
No ethanol 254 46
6°C 267 49
30°C 252 48
CM5_O No ethanol 284 56
6°C 268 64
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
204
30°C 267 54
CM10
No ethanol 343 60
6°C 344 54
30°C 309 52
CM10_O
No ethanol 307 70
6°C 311 86
30°C 294 68
CM20
No ethanol 349 61
6°C 332 60
30°C 306 53
With the use of pine flour or oak flour in the rotomolded material, the EM values do
reduce compared to RM0. RM5 has an EM that is 24% lower than that of RM0 and further
addition of pine flour for RM10 and RM20 ends up producing composites with EM values that
are 27% and 29% respectively lower than that of RM0. RM5_O has an EM value that is 27%
lower than RM0 while RM10_O is 33% lower than RM0 and so, these trends are similar
between pine and oak flour based rotomolded composites.
Overall a reducing trend is seen and in the absence of ethanol uptake all the drops in EM
are quite similar. Once ethanol uptake occurs, the differences in durabvility amongst the
different rotomolded composites becomes quite clear. The RM5 and RM10 specimens seem to
handle ethanol uptake with minimal further reduction to EM at 6°C and even after ethanol uptake
at 30°C, RM10 sees an EM drop of about 36% while RM5 sees a similar drop to about 31%.
Thus, both RM5 and RM10 react similarly to ethanol uptake and are fairly capable at retaining
stiffness inspite of having quite porous microstructure shown by their corresponding VP values
of 9% and 13% respectively. RM5_O shows this sort of retention in modulus value with ethanol
uptake but RM10_O however drops by almost 50% after ethanol uptake at 30°C. Therefore,
RM10_O is not an approprate composition unless external strengthening of the structue is
provided. RM5_O, RM5 and RM10 seem to be the most appropraite based on these results.
RM20, also, fails quite significantly to maintain any durability at all with the EM dropping by
55% after ethanol uptake at 30°C and thus is not a viable composition for any potential storage
application.
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
205
Amongst the rotomolded composites, there is also a consistent reduction in the ηM at all
ethanol concentrations. Thus, while permanent viscous flow is seen for all rotomolded
composites, the extent of reduction in this viscosity is 44% for RM5, 63% for RM10 and 68%
for RM20 after ethanol contact at 30°C compared to those values before ethanol sorption. For
comparision, the compression molded specimens after contact with ethanol at 30°C show a
slight increase at all for CM10 and CM20 of 8% and10% respectively and a slight 4% drop for
CM5 indicating that the plasticizing action of ethanol is much more pronounced amongst the
rotomolded composites.
Table 4.16: EM and ηM for the rotomolded composites
Sample Conditions EM (MPa) ηM (mPa.s)
RM0
No ethanol 296 69
6°C 297 61
30°C 295 74
RM5
No ethanol 226 45
6°C 209 49
30°C 202 41
RM5_O
No ethanol 215 56
6°C 226 53
30°C 198 66
RM10
No ethanol 217 49
6°C 223 59
30°C 188 27
RM10_O
No ethanol 198 56
6°C 196 59
30°C 166 32
RM20 No ethanol 209 54
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
206
6°C 189 37
30°C 132 24
The second set of results obtained from fitting Burger’s model are related to the Kelvin
Voigt modulus and the relaxation time. Both parameters are associated with the amorphous part
of a semi-crystalline polymer. Amongst the various EK values it is seen that the compression
molded composites irrespective of composition or the type of dispersed phase used show a
maximum drop of around 10-12% from the values pre-ethanol sorption. This drop is due to the
slight plasticizing effect of the sorbed ethanol and is more obvious amongst the wood flour
composites than with the plain polymer because of the hydrophilic nature of both dispersed
phases and the permeant.
Table 4.17: EK for the compression molded composites
Sample Conditions EK (MPa)
CM0
No ethanol 140
6°C 134
30°C 136
CM5
No ethanol 156
6°C 155
30°C 146
CM5_O
No ethanol 156
6°C 144
30°C 150
CM10
No ethanol 219
6°C 201
30°C 195
CM10_O
No ethanol 184
6°C 173
30°C 174
CM20
No ethanol 226
6°C 210
30°C 199
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
207
Table 4.18: EK for the rotomolded composites
Sample Conditions EK (MPa)
RM0
No ethanol 151
6°C 160
30°C 150
RM5
No ethanol 153
6°C 142
30°C 139
RM5_O
No ethanol 156
6°C 131
30°C 121
RM10
No ethanol 126
6°C 123
30°C 120
RM10_O
No ethanol 135
6°C 106
30°C 96
RM20
No ethanol 110
6°C 83
30°C 89
The tr values (Figure 4.62 and Figure 4.63), for the most part, show a reducing trend
with increasing ethanol contact. This again speaks to the plasticizing nature of the ethanol for
the system. The only samples this is not seen for are the samples without any wood flour
incorporation i.e. CM0 and RM0. Therefore, the plasticizing effect of ethanol uptake in our
system can only be observed in the presence of the filler material.
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
208
Figure 4.62: tr for all compression molded composites
Figure 4.63: tr for all rotomolded composites
0
500
1000
1500
2000
2500
3000
0.00 1.00 2.00 3.00
tr (s
)
Alcohol uptake (vol%)
CM0
CM5
CM5_O
CM10
CM10_O
CM20
0
500
1000
1500
2000
2500
3000
3500
0.00 2.00 4.00 6.00 8.00 10.00
tr (s
)
Alcohol uptake (vol%)
RM0
RM5
RM5_O
RM10
RM10_O
RM20
Ethanol Uptake and Influence on Long-term and Short-term Mechanical Properties.
209
Based on the results in dynamic properties and the trends thereof as a function of wood
flour concentration and ethanol uptake, an understanding of the maximum loading of wood
flour before a general downtrend in mechanical performance begins has been established. For
the compression molding process, this happens to be at a wood flour concentration of 10% by
weight while for the rotomolding process, it can be stated that it happens to be between 5% and
10% by weight of wood flour, both independent of the type of wood flour used.
210
CHAPTER 5
CONCLUSIONS AND
FUTURE WORK The conclusions of the work conducted in this thesis can be divided in two categories
as shown below:
1. Experimental conclusions
2. MD Simulation conclusions.
5.1 Experimental Conclusions
The experimental conclusions of this thesis are concerned with the nature of LLDPE
natural fibre composites and their efficacy for storage unit manufacture, the potential for
permeation property control and the retention of mechanical performance under stresses arising
from storage application.
1. From a survey of the available literature in Chapter 2, it was determined how the method
of processing used and the associated parameters can greatly affect permeability in
various multi-phase polymeric systems. Examples of such parameters were the cooling
rates post fabrication, geometric parameters like product wall thickness and the
presence/absence of sharp, the system porosity (specifically the effect of process shear
on porosity) and the type of dispersed phase used. As the control we wanted to achieve
involved a controlled increase in polymer permeability and most of the cases in
literature dealt with controlled reduction manipulating process shear and the effective
use of dispersed phases were found to have most potential.
2. In terms of process shear, we found that an overall low shear fabrication technique or
using a combination of low barrel temperature profile and high screw speeds (in
extrusion) would have a significant effect on the porosity and often results in increased
void space, larger segmental mobility and increased permeability. Any consequent
reduction in mechanical properties can be resolved by using an external scaffold to hold
Conclusions and Future Work
211
the structure together, but the scaffold has to be designed in such a way that it does not
reduce the cross-sectional area available for permeability.
3. In terms of the dispersed phases to be used, we found that by using certain naturally
occurring and naturally permeable dispersed phase materials, it is possible to have a
control on the water vapour and possibly the oxygen permeability of the fabricated
polymer. This control means both an increase and a reduction in overall permeability
can be seen with changes in concentration of the fibrils. Using hydrophilic natural fibres
as the dispersed phase in a hydrophobic polymer matrix with little/no compatibilization
would increase the permeability of the composite. While it is also possible to have a
controlled increase in the permeability by surface treatment of natural fibres, as we were
dealing with potential food contact applications, it is essential to account for the toxicity
of the treated fibres. However, the reduction in the mechanical properties like impact
strength which can arise from such agglomeration had to be addressed before the units
fabricated from such a composite may be used commercially.
4. At the end of Chapter 2, we outlined the main research and engineering objectives of
this thesis and the results we were looking for. In brief, they involved a thorough
analysis of the effect of microstructures and structural porosity on the gas and liquid
transport in and on the mechanical attributes of our composite system. They also
involved an in depth first principles study of the process of permeation, diffusion and
sorption of relevant low molecular weight permeants through Polyethylene and through
the chosen dispersed phase using MD. We also wanted to use the MD algorithms we
would develop in the thesis to be used to predict trends in transport and mechanical
properties of the composites in conjunction with semi-empirical modelling. We will
cover those in Section 5.2.
5. Visually speaking, the compression molded and rotomolded composites differed quite
significantly. The surfaces of the rotomolded composites possess a smooth outer surface
which is in contact with the mold and a rough inner surface away from the mold. The
compression molded composites show no such morphological difference between their
two surfaces. Further, the rotomolded composites show porosity on the rough surface,
smooth surface and in the microstructure while such porosity is only found in the
microstructure of the compression molded composites.
6. Some observations were also made regarding the nature of product formation in the
rotomolded systems. Using a series of micrographs obtained using optical microscopy,
Conclusions and Future Work
212
we found that the rotomolded composite went through a sintering phase followed by
phase consolidation unlike the compression molded composites which went through
complete phase change followed by phase consolidation. This also explained why there
was a difference between the two surfaces of the rotomolded composites.
7. The observed porosity in the rotomolded composites was then attempted to be correlated
to a suitable intensive property. The two choices we had were either the density or the
overall crystallinity of the composites. Density and consequently, the VP parameter we
developed was found to be extremely effective in modelling oxygen permeability for
both types of LLDPE natural fibre composites we studied during the course of this
thesis. Thus, the overall oxygen permeability of the system could be directly correlated
to an easily measured intensive parameter.
8. In terms of the potential design of a viable storage unit, it had to be ensured that the
introduction of porosity to controllably increase permeability did not result in a major
detriment to the mechanical properties. Also, with increased microstructural porosity,
the diffusion tendency of the stored liquid material also increases. Therefore, we had to
ensure that these results of controlled permeability increase were also juxtaposed with
the corresponding trends in the mechanical and liquid uptake properties. The mechanical
properties were divided into two types viz., static (tensile strength, flexural strength and
impact strength) and dynamic (storage modulus in cantilever mode, storage modulus in
tensile mode and creep). We studied the trends in these properties as a function of
dispersed phase (oak or pine flour) concertation and ethanol uptake (no uptake, uptake
after sorption equilibrium at 6°C and uptake after sorption equilibrium at 30°C). Based
on these results and the trends thereof, an understanding of the maximum loading of
dispersed phase before a general downtrend in mechanical performance begins was
established. For the compression molding process, this happens to be at a wood flour
concentration of 10% by weight while for the rotomolding process, it can be stated that
it happens to be between 5% and 10% by weight of wood flour, both independent of the
type of wood flour used.
Conclusions and Future Work
213
5.2 MD simulation conclusions
From the work done on molecular simulations, in this thesis, we obained the followiung
conclusions:
1. The assumption that transport activity in a semi-crystalline polymer happens only
through the amorphous phase of that polymer is an unnecessary assumption. In fact, the
simulation and analysis of the extremely small (and yet, non-zero) transport through the
crystalline phase will help offer a more holistic view of the entire process.
2. As far as transport properties such as diffusion are concerned, irrespective of the state
of the diffusant, the models that take into account interaction and overlaps between the
dispersed and continuous phases (for instance, the M-W-S and the F and B models) are
the best suited. The models, however, only seem to work for compression molding based
on the observation that the δ values seen for the rotomolding process are all consistently
higher (bar the Rule of Mixtures but this is because of the purely empirical nature of
that model) than that seen for compression molding. In some case, the δ values seen are
in excess of 100 indicating that the composite created by rotomolding is completely
unlike the ones created by phase change and consolidation like compression molding.
One of the ways to address this would be to incorporate macroscopic porosity indicators
like VP in the model expression but, at best, this is a stop gap, whihc means there is big
potential to develop semi-empirical models for sintering based process like rotomolding
(we will explain this in more detail in the Future Work in Chapter 5).
3. An effective combination of MD and semi-empirical modelling is a highly versatile
technique. In order to model any general phenomena of interest, we could follow the
steps below
a. Isolate the individual phases of a composite system and simulate and validate
those models. The validation can be performed using any intensive property such
as free volume pore size or density.
b. Simulate the particular phenomenon of interest on each isolated phase, and then
combine the results of each individual phase using semi-empirical models
available in literature.
4. The final conclusion is that the choice of semi-empirical model makes a masisve
difference to the accyracy of the methodology. In our work, it is found that the models
that incorporate more characteristic parameters of the system, for instance, aspect ratios,
constriction ratios, and values that represent the type of interfacial morphology (stacked
Conclusions and Future Work
214
and overlapping as opposed to isolated and non-overlapping) are more preferable to
models that do not have any of these values as part of the model expression.
5.3 Future Work
Presented in this section are recommendations which, in the view of author, present
valuable extensions to the present work.
1. A more comprehensive study of the wetting process and surface interaction between
wood flour and polymer matrix in the rotomolding process
2. Increasing rigour of the VP parameter so that it can be used as a differentiator between
samples produced by sintering and those produced by phase change followed by
consolidation.
3. The present work may provide a feasible composition for storing food products with
high ethanol content. However, additional researches in development of a promising
rotomolded LLDPE-natural fibre composite package system are essential for
industrialization. According to the results revealed in this work, the optimal application
conditions for potential storage include: working at a dispersed phase concentration
between 5% and 10% by weight, operating at temperatures lower than 30 °C and
possibly using external scaffolds to compensate for long term creep displacement. The
next step is to assess manufacturing feasibility and then conduct a series of pilot scale
analysis based on the methodology proposed in this work.
4. Improvement of all the simulated models via the incorporation of transitional regimes
between the amorphous and crystalline phases.
5. Validating the MD + semi-empirical modelling approach for thermosetting composites
as opposed to the thermoplastic composites studied in this thesis.
215
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List of Publications and Presentations
232
LIST OF PUBLICATIONS
AND PRESENTATIONS
1. K Prasad, M Nikzad, I Sbarski, ‘Modelling permeability in multi-phase polymer
composites: A critical review of semi-empirical approaches’, Polymer Reviews,
https://doi.org/10.1080/15583724.2020.1743306.
2. K Prasad, M Nikzad, I Sbarski, ‘Using viscoelastic modelling and molecular dynamics
based simulations to characterize polymer natural fibre composites’, Journal of Applied
Polymer Science, https://doi.org/10.1002/app.49220
3. K Prasad, M Nikzad, CM Doherty, I Sbarski, ‘Predicting trends in structural and
physical properties of a model polymer with embedded natural fibres: Viability of
molecular dynamics studies for a bottom up design’, Journal of Applied Polymer
Science 136 (2019) 48189.
4. K Prasad, M Nikzad, I Sbarski, ‘Permeability control in polymeric systems: a review’,
Journal of Polymer Research 35 (2018) 232 (1-20).
5. K Prasad, M Nikzad, CM Doherty, I Sbarski, ‘Diffusion of low‐molecular‐weight
permeants through semi‐crystalline polymers: combining molecular dynamics with
semi‐empirical models’, Polymer International 67 (2018) 717-725
6. K Prasad, M Nikzad, I Sbarski, ‘Predicting Trends in Structural and Physical properties
of hybrid polymer composites using Molecular Dynamics’, 22nd International
Conference on Composite Materials (ICCM22), Melbourne, 2019.
7. K Prasad, ‘A Bottom-Up Design Approach for a Controlled Bulk Properties in Polymer
Structures using Molecular Dynamics’, Swinburne Research Conference, Swinburne
University of Technology, Hawthorn, 2018.
8. K Prasad, ‘A Bottom-Up Design Approach for a Controlled Bulk Properties in Polymer
Structures using Molecular Dynamics’, Borland Materials Forum, La Trobe University,
Bundoora, 2017.