development of lrfd resistance factors for external ... · factors for external stability of...
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Development of LRFD Resistance
Factors for External Stability of
Mechanically Stabilized Earth (MSE)
WallsFinal: FDOT BDK75-977-22
1
Primary Researcher
Scott Wasman, PhD
UF Graduate Students
Gary Drew
Max Krause
Austin Lovejoy
Chris Pyle
Riley O’Brien
PI and CO-PI
Michael McVay, PhD
David Bloomquist, PhD, PE
Project Managers
Rodrigo Herrera, PE
Peter Lai, PE
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Scope of Work
Perform centrifuge tests of MSE wall external stability which include soil variability
Sliding stability
Bearing capacity (flat ground)
Bearing capacity (on embankments)
Analyze and validate test results
Calculate dead load factors: horizontal and vertical soil pressures
Quantify CVQ, CVR (load and resistance)
Quantify bias: lQ and lR for conventional methods
Validate methods for bearing of walls on embankments
Develop resistance factors (F) for stability cases tested
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LSasEHa
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slidinghKqKh
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Sliding Bearing
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Background-Conventional Methods
Use conventional analytical expressions where load and resistances are factored with AASHTO recommended values
Ka from Rankine or Coulomb
zz
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Background-AASHTO LRFD
F Rn h SiQi
h = 1.0 - redundancy = load factor (dead, vertical, horizontal, surcharge, etc.)Q = load or force effectF = resistance factorRn = nominal resistance (force)
• Governing equation
• Load factor equation
𝛼 = 𝜆 1 + 𝑛𝐶𝑉
l = bias in loadn = constantCV = s/m (measured)
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Background-AASHTO LRFD
F
lR (DqD LqL )(1CVq
2)
(1CVR2
(lDqD lLqL )exp ln((1CVR
2)(1CVq
2))
CVq (qDlDCVD )
2 (qLlLCVL )2
(qDlD)2 2qDqLlDlL (qLlL )
2
= Dead and live load factors
l = bias (measured/predicted)
= Reliability
CVR sRmR
Derived with First Order Second
Moment (FOSM) and for lognormal
load and resistance
• Resistance Factor (F) Equation (FHWA, 2001 and Styler, 2006)
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Soil Property Parametric Study
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Stability Simulations-Monte Carlo
Greatest influence on Pf from:
CV and m of backfill and foundation soil;
CV backfill
Greatest influence on Pf from:
CV and m of foundation soil
m of retained soil
Sliding Bearing
PfPf
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Centrifuge Tests
2.6 m diameter; 12.5 G-Ton capacity beam centrifuge
Model heights up to 24 in, widths up to 20 in
Hydraulic system for double acting pneumatic pistons
12-Channel wireless data acquisition
Scaling laws
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Instrumentation
• Stress sensor requires calibration for use in soil
• Performed in centrifuge utilizing increased G environments
• Embedded sensor will influence measurements
• Factors must be satisfied for reliable output
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Sliding Stability Models
Designed for stability against pullout and rupture failure
CDRpullout, rupture (capacity/demand) > 2
sv = 1.5 inch
sh = 2 inch
#rows = 4
wr = 0.25 inch
tr = 0.0125 inch
f ’y = 35,000 psi (reinforcement)
f ’y = 2,324 psi (connection)
H = 6 inches
L = 6 inches
Fpullout = 0.90
Frupture = 0.75
DL = 1.35
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Sliding Stability Tests
m CV
m CV
Surcharge, qs
Horizontal
Sensors
Vertical Sensor
Vertical
Horizontal
Top
Middle
Bottom
Prototype
Acceleration Wall Height
(g) (ft)
34.67 17.57
28.90 14.64
23.11 11.71
17.34 8.79
11.56 5.86
5.78 2.93 t = sNtan()
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Sliding Stability Test Results
• CDRmeasured grouped by mbf (backfill)
• mbf = 32° and CV = 11%
• K-S (Kolmogorov-Smirnov) fit test = 5% showed
both Lognormal and Inverse Gauss to fit
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Horizontal Dead Load Factor, DL
• For l = 0.70, CV = 0.62 EH = 1.52
• AASHTO (2012) recommends EH = 1.5
𝜎𝐻𝑅𝑎𝑛𝑘𝑖𝑛𝑒′ = 𝜎𝑉
′𝐾𝑎
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Horizontal Dead Load Factor, DL
• For l = 0.78, CV = 0.56 EH = 1.63
• AASHTO (2012) recommends EH = 1.5
𝜎𝐻𝐶𝑜𝑢𝑙𝑜𝑚𝑏
′ = 𝜎𝑉′𝐾𝑎
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LRFD Ffor Sliding StabilityR
an
kin
eC
ou
lom
b
UF values
Rankine: F = 0.74 – 0.94
Coulomb: F = 0.63 – 0.68
AASHTO recommended value
F = 1.0
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Bearing Stability Models
Designed for stability against pullout and rupture failure
CDRpullout, rupture (capacity/demand) > 2
sv = 0.78 inch
sh = 0.47 inch
#rows = 6
wr = 0.25 inch
tr = 0.0125 inch
f ’y = 35,000 psi (reinforcement)
f ’y = 2,324 psi (connection)
H = 6 inches
L = 3 inches
Fpullout = 0.90
Frupture = 0.75
DL = 1.35
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Bearing Stability Tests
Side View Plan View
Miniature soil pressure
sensors
backfill soil
(CV, CV)
Measured soil
pressure
distribution
foundation
soil
(CV, CV)
LH
L
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Bearing Stability Test Results
Rigid wall facing Flexible reinforced soil
Load-Displacement curves capacity
FV = sV dL = sV L
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• Vmeasured (capacity) grouped by mfs (foundation soil)
• mfs = 26°-30° and mfs = 31°-33°
• K-S (Kolmogorov-Smirnov) fit test = 5%
Bearing Stability Test Results
= 5%
p = 0.75
= 5%
p = 0.93
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Validation-Force Equilibrium• Failure of wall can be described by a planar rupture surface
through backfill (observed in tests)
• Vcalculated from force polygon and measured weights
Of interest: S2, V
and e
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• Good correlation between Vmeasured and Vcalculated
• Model is accurate representation
• Useful for investigating S2, eccentricity (e) and angle of inclination (d)
• Backfill m and m range 93 pcf – 99 pcf and 28° and 33°
Validation-Force Equilibrium
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• Inclined loads (T in MSE wall and wedge) reduce length of bearing rupture surface i.e., reduced capacity
• Sokolovski (1960) showed analytically for d = 0°-20°depth of rupture 0.78L to 0.3L and lateral extents 1.9L to 0.6L, respectively
Effects of Load Inclination
• Depth of rupture ≈ 0.5L
• Lateral extent ≈ 0.67L
• Depth of rupture ≈ 0.7L
• Lateral extent > 0.67L
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• Horizontal force equilibrium based on force polygon gives S2
Angle of Load Inclination, d
• Using Vmeasured and tan-1(S2/ Vmeasured), d is back calculated for comparison to the smaller of fs and bf at interface between foundation soil and backfill
Solid line is upper
bound limit (d)
All tests show
dcalculated < fs or bf
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Observed and Predicted Vertical Dead Load Stresses
Beneath MSE Wall & Dead Load Factor, DL
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s’ = soil’s effective unit weight
z = depth of overburden (H)
Load factor calculated with bias (l) and CV of load (Nowak, 1995) and n = 2 (AASHTO, 2009)
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• Factoring the predicted load (applied vertical resultant) with EV = 1.80 brings almost all points above 1:1 line
Vertical Dead Load Factor, DL
• For l = 0.96, CV = 0.42 EV = 1.80
• Bathurst et. al. proposed EV = 1.75 from 34 tests on full scale MSE walls
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Eccentricity, e, and Effective Length, L’
L
Calculated from measured soil pressure distributions
Calculated from estimated moments and
resultant vertical force
R2 = 0.62 between measured and predicted
x1
x2
x3
x4
V4
V3
V2
V1
Capacity equation: qu = ½L’Ni
where L' = L-2e
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Bearing Capacity Analysis:
• Bearing capacity equation
• Evaluation with 7 soil self weight factors, N :
• Meyerhof’s
• Hansen’s
• Vesic’s
• Salgado’s
• Eurocode 7 (2005)
• Michalowski (1997)
• Bolton et. al.(1993)
where
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where
L = foundation width
B = unit length
for these tests, m =1.09
Bearing Capacity Analysis:
• Evaluation of 4 methods of load inclination factor, i:
• Hansen’s
• Vesic’s
• Muhn’s
• New
h = 2 hereinh = 1
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LRFD F for Bearing Stability
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Tests of MSE Walls on Embankments
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Tests of MSE Walls on Embankments
• Models with mfs = 26°-27°being evaluated for CVR
• Previous tests had mfs > 32 and
did not result in bearing failures
and had moisture contents
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Observed Load-Displacement and
Failures
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Validation-Force Equilibrium
• Correlation between Vmeasured and Vcalculated
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Bearing Capacity Prediction
• Bearing capacity equation
• Evaluation with 3 modified soil self weight factors, N
’ :
• Bowles (1996) • Hansen’s
• Vesic’swhere R is ratio of Kpmin/ Kpmax = K(-)/K(+)
where N’= Ng
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Bearing Capacity Prediction
• Predictions based on Bowles method use Hansen’s N and i, giving the lowest bias (l) = 3.4
• Vesic’s gives bias (l) = 4.3
• Hansen’s gives bias (l) = 7.2
• If a bearing capacity problem, all methods highly over conservative
• Extents of rupture surfaces suggest failures exhibiting a deeper rupture due to the combined shear on vertical and horizontal plane from slopes and MSE wall
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Plaxis Analysis: MSE Walls on
Embankments
Test 17
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Observed Rupture Surfaces
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Conclusions and Recommendations
Sliding Stability
• Resistance factors (F)determined for wall heights of 8 ft, 11 ft and 14 ft, L/H =
1, and backfill properties of m = 32° CV = 11%
• Franged from 0.74 – 0.94 using Rankine’s loading and 0.63 – 0.68 using
Coulomb’s loading
• Horizontal load factor (EH) was 1.52 using Rankine’s loading and 1.63 using
Coulomb’s loading
• AASHTO (2012) recommended design: EH = 1.5, estimating lateral loading
using Rankine’s method and F = 1.0
• Coulomb’s method leads to conservative F’s and are recommended for wall
dimensions and soil properties tested
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Conclusions and Recommendations
Bearing Stability
• Recommend Vertical load factor (EV) = 1.87 be used based on 152 measurements
of vertical force. Current practice EV = 1.35 (AASHTO, 2012).
• Observed rupture surfaces supported the use of load inclination factors, i
• Recommended
• Resistance factors (F)determined for wall height 20 ft with L/H = 0.5, and
foundation soil properties of m = 26° - 30° and 31° - 33° with CV = 5%
• Recommend:
For = 3.09:
F = 0.47 for mfoundation soil = 26°- 30° and F = 0.45 for mfoundation soil = 31°- 33°
For = 2.32:
F = 0.65 for mfoundation soil = 26°- 30° and F = 0.68 for mfoundation soil = 31°- 33°
• AASHTO (2012) recommended F = 0.65
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Conclusions and RecommendationsMSE Walls on Embankments
• 14 tests exhibited failure – 12 tests with mfs = 26°- 27°
• Tests with mfs = 26°- 27° exhibited deeper rupture surfaces due to the combined shear on vertical and horizontal plane from slopes and MSE wall
• Bearing capacity prediction methods which account for ground inclination, g,
(Bowles, Meyerhof, Hansen, and Vesic) are highly over conservative
• Current methods (Bowles, Meyerhof, Hansen, and Vesic) lead to bias, l, > 3
• Tests suggest bearing capacity of MSE walls on embankments not an issue,
passive zone present in bearing capacity failure could not be defined by shape
of observed rupture surfaces
• Results indicate the stability was is an overall stability problem (validated with
Plaxis model)
• Slope stability analysis should be performed for MSE walls on embankments
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Final Report
41
McVay, M.C., Bloomquist, D., Wasman, S.J., Drew, G., Lovejoy, A., Pyle, C., O’Brien, R. (2013). “Development of LRFD Resistance Factors for Mechanically Stabilized Earth (MSE) Walls”, FDOT Final Report BDK75 977-22. (http://www.dot.state.fl.us/research-center/Completed_Proj/Summary_GT/FDOT-BDK75-977-22-rpt.pdf)
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Publications
42
Wasman, S., McVay, M., Bloomquist, D., Harrison, M., and Lai, P., “Evaluation of LRFD Resistance Factors and Risk for Mechanically Stabilized Earth Walls”, ASCE Risk Assessment and Management in Geoengineering, Atlanta, Georgia, June 26-28th, 2011.
Wasman, S.J., McVay, M.C., Bloomquist, D., Lai, P., Jones, L. and Herrera, R., "Determination of LRFD Vertical Load and Resistance Factors for Bearing Capacity of Mechanically Stabilized Earth Walls in Granular Soils", Geotextiles and Geomembranes, (Reviewed with minor revisions).
Wasman, S.J., McVay, M.C., Herrera, R., Jones, L., and Lai, P., "Load Factors for Vertical and Horizontal Earth Pressure in LRFD of MSE Walls", (In Preparation).
Wasman, S., Pyle, C., O’Brien, R., and McVay, M.C., “Centrifuge Modeling of External Stability of Mechanically Stabilized Earth Walls”, Panamerican Conference on Soil Mechanics and Geotechnical Engineering, Buenos Aires, Argentina, November 15th-18th, 2015 (In Preparation).
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Thank You!
Questions?