defense of rachels against killing and letting die
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Defense of Rachels' denial that there is a moral distinction between killing and letting dieTRANSCRIPT
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Jay Carlson:A Defense of Rachels and the Equivalency Thesis
The Difference thesis, a frequent member in many common sense conceptions of moral
reasoning, claims that allowing someone to die has a different moral status than actively bringing
about that person’s death, i.e. killing them. The intuitive pull of this thesis is that agents who
actively commit wrongdoing are usually judged to be more blameworthy than those who
passively allow wrongdoing to happen; for example, even though many WWII-era Germans
allowed the Nazis to commit various atrocities, the average German’s blameworthiness does not
rise to the level of the Nazi soldiers who perpetrated those atrocities. James Rachels, however,
claims that the Difference Thesis is false: there is no moral distinction between killing a person
and allowing them to die.
In this paper, I will defend Rachels from Philippa Foot’s advocacy for the Difference
Thesis. I will argue that Foot understands Rachels to be making a far stronger claim than I think
Rachels intended. On my reading of Rachels, he is arguing for a symmetry concerning the
permissibility of these two acts, not that there is never a morally relevant difference between
killing and letting die. I will also respond to other objections to Rachels’ position that arise.
Second, I will explore the findings of experimental philosophy studies on the questions of killing
and letting die, specifically with an eye towards what kinds of reasons people undergird the
intuitions they have about cases like Rachels’ Smith and Jones.
The immediate context in which Rachels confronts the Difference Thesis is the question
of the permissibility of euthanasia. Advocates of the Difference Thesis regarding euthanasia
claim that while actively ending some person P’s life by a lethal injection would constitute a
morally impermissible act, to refrain from resuscitating P if she went into cardiac arrest or to
discontinue life-sustaining treatment—i.e. to allow the patient to die—can be a morally
permissible act. The permissibility of allowing someone to die is of course qualified in several
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Jay Carlson:A Defense of Rachels and the Equivalency Thesis
ways—e.g. P is in the late stages of a terminal illness, she has an advance do-not-resuscitate
directive, and continuing treatment is judged to be no longer beneficial to P. These
qualifications notwithstanding, the key point for the Difference Thesis advocate is that while
there are some circumstances wherein allowing a patient to die is permissible, there are no
circumstances in which actively killing a patient is permissible. The American Medical
Association supports this asymmetry of the evaluative statuses of killing and letting die when it
claims that passive forms of euthanasia where one ceases to continue treatment is a permissible
option for physicians to use, but active euthanasia that involves the “intentional termination” of a
patient’s life is contrary to the ethos of the medical profession and thus is not justified under any
circumstances (Rachels 1975, 586).
Rachels argues against the Difference Thesis by imagining the cases of Smith and Jones,
both of whom wish to kill a young relative in order to receive an inheritance. Smith goes
through with his plan and actively drowns the child in the bathtub. Before Jones can commit a
similar deed, however, his targeted victim slips and falls unconscious in a bathtub and drowns.
Rachels argues that we would not judge Jones’ passively letting the child drown to be less
morally wrong than Smith’s active drowning; the mere fact that Jones was not the active agent in
the death of the child does not lessen his moral culpability. The acts of killing and letting die
were the only difference between the cases of Smith and Jones, and since that difference did not
render an intuitive difference in the moral evaluation of Smith and Jones, Rachels concludes that
the killing and letting die distinction does not “in itself make a moral difference” (Rachels 1975,
588).
Rachels also explains that the killing and letting die distinction has an initial intuitive pull
because we are accustomed to see acts of killing as accompanied by wicked motives to harm
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Jay Carlson:A Defense of Rachels and the Equivalency Thesis
someone, and acts of letting someone die—as in when a veterinarian puts down a beloved pet or
a doctor turns off the life support on a brain-dead patient—are usually accompanied by more
benevolent motives and intentions. Rachels claims that what determines our judgments about
these cases is not the activity or passivity of agent, but rather the “other factors” involved in the
case such as the motives and intentions of the agents in question (Rachels 1975, 588). The Smith
and Jones case are illustrative of the point that if we control for the motives of the active and
passive agent, then the intuitive impulse to judge the active agent differently than the passive
agent disappears.
The upshot of Rachels’ assertion there is no moral difference between killing and letting
die is that active and passive forms of euthanasia have the same moral status. Such a claim
would directly contradict the AMA’s policy that asserts just this very difference. But Rachels
also give an additional argument that the AMA’s stated policy of allowing some instances of
passive euthanasia but not permitting any instances of active euthanasia is incoherent. To refrain
from giving further treatment is an active choice to take a course of action, namely one that lets
the patient die. Insofar as this course of action is taken with full knowledge that it will result in
the death of the patient, then it even passive forms of euthanasia would constitute an “intentional
termination” of the patient that the AMA has deemed impermissible (Rachels 1975, 588). While
the AMA could still hold the impermissibility of active euthanasia, it could only consistently do
so if it deemed all passive forms of euthanasia impermissible as well. Since rejecting passive
forms of euthanasia would undermine the conventional medical and legal practices such as
advanced directives that are frequently utilized in end-of-life scenarios, the simpler route to
resolve this incoherence would seem to be to concede that there are some cases where active
euthanasia is permissible.
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Jay Carlson:A Defense of Rachels and the Equivalency Thesis
Philippa Foot defends the Difference Thesis by claiming that acts of killing and letting
die can be seen as violations of distinct rights. Killing another person is a violation of that
person’s negative right not to be interfered with without just cause (Foot 1978, 101), while
allowing someone to die is a failure to provide that person with what she needs to survive (Foot
1978, 100). The former kind of rights and duties are ones Foot calls duties to justice, while the
latter are rights and duties to charity (Foot 1978, 97). Foot connects this framework of rights and
duties to Rachels’ case of Smith and Jones by noting that that while Smith’s active drowning of
the child is judged to be wrong because it is a violation of the child’s right not to be interfered
with—and thus a violation of justice—Jones’ letting the child drown is a violation of his duty to
be charitable toward him (Foot 2002, 84). Thus, though Foot concedes that we have no reason to
think that either Smith or Jones’ action is worse than the other, this is only an accidental feature
of these particular cases that might not generalize over all instances of killing and letting die.
The crucial point for Foot is that their respective derelictions regards two different duties and
that these duties have different domains of applicability: “an act of charity is in question only
where something is not demanded by justice” (Foot 1978, 97). The negative duty to not interfere
with someone is more stringent duty than the positive duty to provide someone with a good or
service (Foot 1980, 160). The different scopes of these duties opens up the possibility that other
killing and letting die instances will not produce identical moral evaluation like the cases of
Smith and Jones do.
Foot develops two pairs of counterexamples to illustrate cases where doing and allowing
—and specifically killing and letting die—fail to have identical evaluations. Suppose that an
officer of a retreating army comes upon a mortally wounded soldier. The officer knows that
shooting the soldier will be to his benefit, as it would spare him the slow agony of death, as well
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Jay Carlson:A Defense of Rachels and the Equivalency Thesis
as possibly being taken prisoner by the approaching enemy. Nevertheless, the soldier insists that
he not be shot, but that he be left to die on his own time. Foot notes that even though it would be
the humane and charitable to shoot the soldier, in this case the officer has a duty not to shoot him
because it would violate that soldier’s right to not be interfered with. In more general terms,
active non-voluntary euthanasia is impermissible. But suppose that the officer came upon
another mortally wounded soldier who instead of requesting not be shot, asks that he be given a
drug that will temporarily extend his life (though not cure him of his injuries). Foot notes that
the temporary extension of the soldier’s life would only expose him to more of the harms of his
battle—continued pain, possibly being captured by the enemy, etc.—and would unlikely net him
any benefits (Foot 1978, 88). In this case Foot claims that if the officer failed to honor the
soldier’s request it would not constitute a dereliction of his duty to not interfere as was the case
in the soldier who asked not to be shot. To refrain from giving the soldier the life-extending
drug would not be a dereliction of the officer’s duty to charity either, as it is probably in the
soldier’s best interest that his death be swift and not drawn out. Thus, the officer is permitted to
not give the soldier the drug and allow him to die, that is, to practice passive non-voluntary
euthanasia. The second case Foot mentions to illustrate her point is a person drinking what is
known to be a harmful substance. It would be impermissibly paternalistic to coercively take the
bottle away from him, but it would be permissible to refrain from helping him retrieve the bottle
if it rolled away (Foot 1980, 88). These cases purport to demonstrate that there are times where
active interference is impermissible, but allowing something to happen in the same case is
permissible.
The conclusion Foot draws for cases of euthanasia is that instances of active
nonvoluntary euthanasia are always impermissible, but instances of passive nonvoluntary
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Jay Carlson:A Defense of Rachels and the Equivalency Thesis
euthanasia are not always impermissible. Indeed, Foot argues that it all combinations of
euthanasia save active non-voluntary are permissible in at least some cases (Foot 1978, 108).
Foot argues that the former kind of act infringes upon the negative rights of the patient to not be
interfered with against their will that the other kinds of act do not. On these grounds Foot
concludes that there is a morally relevant difference between an instance of killing and letting
die.
Having sketched the broad outlines of the debate, we can now proceed to some analysis
of the claims being made. How strong should we understand Rachels’ claim that killing is not
morally distinct from letting die? Foot understands Rachels to be making the claim that killing
and letting die are equally iniquitous (Foot 1978, 108). Foot seems to be in agreement with
Nelson on this point, who also takes Rachels to be making the claim that killing and letting are
“equally bad” (Nelson 1985, 43). But it does not seem to me that Rachels is claiming that all acts
of killing are morally equivalent in all aspects to all acts of letting die in the same situation.
Quite the opposite, in cases where allowing someone to die would subject the patient to greater
amounts of pain and suffering than a lethal injection would subject them to, Rachels is clear that,
all things considered actively, actively killing the patient is a morally superior option (Rachels
1975, 586). So I do not take Rachels to be claiming so broad of an equivalency between killing
and letting die that they are equal in full tally of morally salient features of the respective acts.
Nor do I think he has to. Recall that Rachels’ gloss on the AMA policy that is his initial
target is cashed out specifically in terms of permissibility: “…it is permissible to withhold
treatment…but it is never permissible to take any direct action designed to kill a patient”
(Rachels 1975, 586). I think the equivalency of killing and letting die that Rachels is interested
in is not an all things considered equivalency, but just the equivalency of permissibility of these
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Jay Carlson:A Defense of Rachels and the Equivalency Thesis
respective acts. In contrast to the Difference Thesis, I will call this principle Rachels wishes to
defend the Equivalence Thesis (E). How strong of a claim is the Equivalence Thesis? We could
express the AMA policy (A) Rachels is responding to formally as follows1:
A: (∀x) (∃y)((Ly ⇒Py) & (Kx ⇒ ~Px))
Where Lx=x is an act of letting die, Px=x is permissible, and Kx=x is an act of killing. If
Rachels were to contradict A, it seems he would need to claim that every case where letting die
is permitted is a case where killing is permitted as well:
E: (∀x)(∀y) ((Lx & Px)(Ky & Py))
On this reading, Rachels is claiming that whenever there is a case where allowing
someone to die is permissible, then that is a case where actively killing them is permissible as
well. A corollary to E via contraposition is that if there is a case where killing is impermissible,
then that is also a case where letting die is impermissible. Rachels illustrates this corollary by
stating that for a doctor to allow a patient to die because of a routine, easily corrected malady
would be just as impermissible as actively killing a patient in a similar case would be (Rachels
588).
Of course, the Equivalence Thesis as outlined is precisely what Foot wants to reject. She
wants to defend the claim that there are cases where letting die is permissible but killing is
impermissible; in cases of active non-voluntary euthanasia, some negative rights are infringed
upon that are not otherwise infringed in other cases. Citing the case of non-voluntary euthanasia
as an objection to Rachels’ is a peculiar move for two reasons. First, it seems that Rachels would
claim that this is simply a red herring as far as the euthanasia debate goes, since no serious
participant in discussions over the morality of euthanasia defends the permissibility of killing
1 Thanks to Chris Nagel for help with formalizing this section. All remaining errors, however, are my own.
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Jay Carlson:A Defense of Rachels and the Equivalency Thesis
someone who does not want to be killed. Nothing relevant to the euthanasia debate seems to
follow from the impermissibility of non-voluntary cases. Second, an important difference that is
not fully elucidated in Rachels’ discussion of the relevance of the Smith and Jones cases to
questions of euthanasia is that while Smith and Jones are acting with harmful intent, the
participants in euthanasia are almost by definition acting with the intent to benefit the patient.
This critical distinction of course is not lost on Foot: “…when we talk about euthanasia we are
talking about a death understood as a good or happy event for the one who dies” (Foot 1978, 86).
The import of the fact that euthanasia presumes that death is a benefit for the patient means that
the prima facie harm that accompanies death is either mitigated or removed entirely. If the harm
is removed, then perhaps the violation of the negative right to not be harmed seems removed as
well.
But this objection misses the mark, as the right formulated by Foot is not the right not to
be harmed, but the right not to be interfered with. The right Foot is referencing has less to do
with harms necessarily as they do with demarcating what one is in control of. In Nelson’s
language, the negative rights being discussed here are against being killed even if killing does
not constitute a harm for the recipient (Nelson 1985, 47).
Nevertheless, Foot’s cases calls into question the wider plausibility of the Equivalence
Thesis: is it true that active killing is permitted in every case where allowing to die is permitted?
It would surely count as a strike against the Equivalence Thesis if it only had purchase in cases
of euthanasia but not apply to a wider array of cases of killing and letting die. For instance,
under the Equivalence Thesis allowing a killing to happen would be as impermissible as
perpetrating the murder itself. Are all cases where killing is impermissible also cases where
letting someone die is impermissible as well? In the abstract this might not seem completely
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Jay Carlson:A Defense of Rachels and the Equivalency Thesis
implausible: it seems plausibly impermissible for one to have full knowledge of a murder taking
place and have a way to prevent or resist that murder—e.g. having access to police or emergency
services—and nevertheless fail to do anything about it. More problematic examples for the
Equivalence Thesis might be the case of famine relief or alleviation of third world hunger. One
could see this as a species of the argument that we’re letting people die all the time by indulging
ourselves in luxury goods with resources that could be put to more productive and beneficial
uses. On the Equivalence Thesis, there is no difference in permissibility between killing a
hungry child and knowing about such situations and failing to send money or resources to help
relieve such situations. For some who are sympathetic to the work of Peter Singer (Singer 1979)
this might be a bullet that is willing bitten, but for others it is hard to see how the mere failure to
send money would be on a moral par of, say, gunning a child down in cold blood. Several
options are available here. One might be that our knowledge of what specific situation needs
rectifying and how we can best contribute to relief efforts is not always clear. Corruption is a
frequent story about charities and there are frequently questions about well-intentioned resources
either being squandered, misused, or falling into the wrong hands.
Some might respond that the actual perpetration of the murder is morally worse than the
act of letting such an action happen, but this misses a crucial component of Equivalence Thesis
mentioned above. The claim of the Equivalence Thesis is only that there is an equivalence of
permissibility between killing and letting die in a given case. This is consistent with the
respective actions having morally salient differences when all things are considered; one act
might involve a greater infliction pain and suffering, for example. So long as killing is
permissible whenever letting die is permissible and letting die is impermissible whenever killing
is impermissible, the Equivalence Thesis is maintained. Another objection might be given to this
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Jay Carlson:A Defense of Rachels and the Equivalency Thesis
Equivalence Thesis specific to cases of euthanasia. If killing is permitted whenever letting die is
permitted, then that would seem to give license to actively killing patients with terminal illnesses
who have do-not-resuscitate directives. To this one would respond that both killing and letting
die are subject to the same qualifications to be permissible. Patients must consent, and the action
taken must be done with the intention to benefit and not harm the patient. It is quite clear that
someone who stalked around a hospital intentionally killing people who would be allowed to die
if they flat-lined or went unconscious would not meet these two conditions.
An intriguing final objection to the Equivalence Thesis comes from some studies of
experimental philosophy that tease out people’s intuitions on the putative distinction between
acts of commission and omission, the more category of killing and letting die. Several studies of
surveys that test these sorts of intuitions have shown that people do tend to show the sort of
intuitions that would be counter to the proposal Rachels would suggest and I have defended in
this paper. I want to suggest some reasons as to why this is the case, as well as some interesting
prospects for further development.
The 2003 study of Spranca, Minsk, and Baron provides one of the most thorough
explorations of subjects’ reflective judgments on the putative distinction between killing and
letting die. The opinions of the testers themselves on this question are sympathetic with Rachels,
that at least in cases of active and passive euthanasia, the distinction between killing and letting
die—or, more broadly for this study, acts of commission and omission—is largely irrelevant
(Spranca, Minsk, Baron 2003, 2). Their aim in this study is to present scenarios that would seem
to trigger a response similar to their own view. To this end, they presented scenarios that
attempted to control for the knowledge, intentions, and outcomes that are present in the
description of the cases.
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Jay Carlson:A Defense of Rachels and the Equivalency Thesis
In the first case, a tennis player, John, is having dinner with his rival the day before a
match. John knows that his opponent, Ivan, is allergic to Cayenne pepper and that the house
dressing has cayenne pepper, and that an allergic reaction would give him an advantage in the
game. The subjects were then presented with various scenarios where John either subtly
recommends the cayenne-laced dressing or, if Ivan orders it on his own, simply fails to inform
him of its cayenne content. The results confirmed that 65% of surveyed population judged the
acts of omission—e.g. failing to tell about the salad—as less bad than the parallel acts of
commission—e.g. recommending the tainted salad (Spranca, Minsk, Baron 2003, 9). The
phenomena of judging omissions as less morally wrong is identified by the testers as omission
bias, a heuristic whereby harmful commissions are judged as greater than corresponding
omissions (Spanca, Minsk, Baron 2003, 4). Of the subjects who judged the acts of omission as
less morally wrong than the commission one of the primary reasons offered as justification for
their judgments was that when John played a causal role in Ivan getting sick—by recommending
the salad dressing—the test subjects were more likely to judge John as morally responsible
(Spranca, Minsk, Baron 2003, 10).
The conclusisons the various surveys arrive at is that though there are normative reasons
to take the killing/letting die distinction as morally irrelevant, people nevertheless have beliefs to
the contrary, specifically in thinking that omissions are less bad then commissions. Some
ideological diagnoses by Spanca, Minsk, and Baron are presented as possible explanations for
why this is so. One option is that thinking acts of omissions are not as bad as acts of
commissions conveniently makes us feel less responsible or guilty for our failure to alleviate
problems we have not actually brought about (Spranca, Minsk, Baron 2003, 29). Another option
is that these intuitions are symptomatic of an omission bias that distorts the perceptions such that
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omissions, when all other factors are held constant will generate an intuition that is more in favor
with the normative judgments the testers think is true (Spranca, Minsk, Baron 2003, 19). This
option, however, seems severely question begging against those who favor the Difference
Thesis, as the test subjects seem inclined to. These experiments are only asking about comparing
the moral worth of omissions and commissions. But this is far afield of the interpretation of
Rachels I find more fruitful, namely of evaluating killing and letting die in terms of
permissibility. This, to my knowledge has not been pursued in the literature as of yet.
I have argued that Rachels’ claim in “Active and Passive Euthanasia” should be
understood merely as a claim about the equivalency of permissibility. If understood in this way,
I think Rachels’ position can withstand the objections that are leveled against it.
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Works Cited
Foot, Philippa. “Euthanasia.” Philosophy and Public Affairs. Vol. 6: 2 (1978): 85-112.
---“Killing, Letting Die, and Euthanasia: A Reply to Holly Smith Goldman.” Analysis. Vol.
41.3 (Jun 1981): 159-60
---“Killing and Letting Die.” Moral Dilemmas and Other Topics in Moral Philosophy. Oxford:
Clarendon Press, 2002. 78-87.
Nelson, William. “Positive Rights, Negative Rights and Property Rights.” Tulane Studies in Philosophy. 33 (1985):43-49.
Rachels, James. “Active and Passive Euthanasia.” New England Journal of Medicine. Vol. 292 (1975). Reprinted in Intervention and Reflection: Basic Studies in Bioethics. Ed. Ronald Munson. 9th Ed. 2012. 585-589.
Singer, P. (1979). Practical Ethics. Cambridge University Press.
Spranca, Mark, Elisa Minsk, and Jonathan Baron. "Omission and commission in judgment and choice." Journal of Experimental Social Psychology 27.1 (2003): 76-105.