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    Baseband TransmissionHa Hoang Kha, Ph.D

    Ho Chi Minh City University of Technology

    Email: [email protected]

    Chapter

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    Baseband Transmission 2 H. H. Kha, Ph.D.

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    Content

    1) Discrete PAM signals

    2) Power Spectra of Discrete PAM Signals

    3) InterSymbol Interference

    4) Nyquists Criterion For Distortionless Baseband Binary

    Transmission

    5) Correlative Coding

    Baseband Transmission 3 H. H. Kha, Ph.D.

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    1. Discrete PAM Signals

    The use of an appropriate for baseband

    representation of digital is basic to itstransmission from a source to a destination

    There are some different formats for therepresentation of the binary data sequence

    Unipolar format (on-off signaling) Polar format

    Bipolar format (also known as pseudoternarysignaling)

    Manchester format (also known as biphase baseband

    signaling)

    Baseband Transmission 4 H. H. Kha, Ph.D.

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    Discrete PAM Signal

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    Baseband Transmission 6 H. H. Kha, Ph.D.

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    2. Power Spectra of Discrete PAM Signals

    Data signaling rate (or data rate) is defined as

    the rate, measured in bits per second (bps), at

    which data are transmitted.

    It is also common practice to refer to the data

    signaling rate as the bit rate, denoted by

    where Tb

    is the bit duration

    b

    bT

    R 1

    Baseband Transmission 7 H. H. Kha, Ph.D.

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    Power Spectra of Discrete PAM Signals

    In contrast, the modulation rate is defined as the

    rate at which signal level is changed, dependingon the nature of the format used to represent thedigital data

    The modulation rate is measured in bauds or

    symbol per secondFor an M-ary format (withMan integer power of

    two) used to represent binary data, the symbolduration of the M-ary format is related to the bitduration Tb by

    MTT b 2log

    Baseband Transmission 8 H. H. Kha, Ph.D.

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    Power Spectra of Discrete PAM Signals

    Discrete amplitude-modulated pulse train may

    be described as different realizations (sample

    functions) of a random processX(t)

    The coefficientAk is a discrete random variable

    v(t) is basic pulse shape, centered at the origin, t = 0,

    and normalized such that v(0) = 1

    Tis the symbol duration

    k

    k kTtvAtX )(

    Baseband Transmission 9 H. H. Kha, Ph.D.

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    Power Spectra of Discrete PAM Signals

    To proceed with the analysis, we model the

    mechanism responsible for the generation of thesequence {Ak}, defining as a discrete stationaryrandom source

    The source is characterized as having

    ensemble-averaged autocorrelation function

    whereEis the expectation operator

    nkkA AAEnR )(

    Baseband Transmission 10 H. H. Kha, Ph.D.

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    Power Spectra of Discrete PAM Signals

    The power spectral density of the discrete PAM

    signalX(t) is given by

    V(f) is the Fourier transform of the basic pulse v(t)

    The values of the functions V(f) andRA(n) depend on

    the type of discrete PAM signal being considered

    )2exp()()(1

    )( 2

    nfTjnRfVT

    fS AX

    Baseband Transmission 11 H. H. Kha, Ph.D.

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    Power Spectra of Discrete PAM Signals

    NRZ Unipolar Format

    Suppose that the 0s and 1s of a random binary

    sequence occur with equal probability

    For n = 0, we may write

    21)()0( aAPAP kk

    2)()()0()0(][

    2222 aaAPaAPAE kkk

    Baseband Transmission 12 H. H. Kha, Ph.D.

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    Power Spectra of Discrete PAM Signals

    NRZ Unipolar Format

    Consider next the productAkAk-n for n 0

    The autocorrelation functionRA(n) may be expressed as

    follows

    44

    14

    1032

    2 aaAAE nkk 0n

    4

    2)(2

    2

    a

    a

    nRA

    0

    0

    n

    n

    Baseband Transmission 13 H. H. Kha, Ph.D.

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    Power Spectra of Discrete PAM Signals

    NRZ Unipolar Format

    For the basic pulse v(t), we have a rectangular pulse

    of unit amplitude and duration Tb. The Fourier

    transform of v(t) equals

    The power spectral density of NRZ unipolar format

    )(sin)( bb fTcTfV

    nbb

    bb

    bX nfTjfTc

    TafTc

    TafS )2exp()(sin4)(sin4)(

    22

    22

    Baseband Transmission 14 H. H. Kha, Ph.D.

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    Power Spectra of Discrete PAM Signals

    NRZ Unipolar Format

    Use Poisons formula written in the form

    We may simplify the expression for the power spectral

    density SX(f) as

    m bbn

    bT

    mf

    TnfTj

    1)2exp(

    )(4)(sin4)(

    2

    2

    2

    fa

    fTcTa

    fS bbX

    Baseband Transmission 15 H. H. Kha, Ph.D.

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    Power Spectra of Discrete PAM Signals

    NRZ Polar Format

    Similar to that described for the unipolar format, we findthat

    The basic pulse v(t) for the polar format is the same asthat for unipolar format

    The power spectral density of the NRZ polar format is

    0

    )(2a

    nRA0

    0

    n

    n

    )(sin)( 22 bbX fTcTafS

    Baseband Transmission 16 H. H. Kha, Ph.D.

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    Power Spectra of Discrete PAM Signals

    NRZ Bipolar Format

    The successive 1s in the bipolar format be assigned

    pulses of alternating polarity

    The bipolar format has three level: a, 0, -a

    Assume that the 1s and 0s in the input binary data

    occur with equal probability, we find the respective

    probabilities of occurrence of these level are

    4

    1

    210

    41

    aAP

    AP

    aAP

    k

    k

    k

    Baseband Transmission 17 H. H. Kha, Ph.D.

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    Power Spectra of Discrete PAM Signals

    NRZ Bipolar Format

    For n = 0, we may write

    For n = 1, the dibit represented by the sequence

    (AkAk-1) can assume only four possible forms:

    (0,0), (0,1), (1,0), (1,1). Hence we may write

    2

    002

    2222 aaAPaAPaAPaAE kkkk

    441

    4

    1032

    2

    1

    aaAAE

    kk

    Baseband Transmission 18 H. H. Kha, Ph.D.

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    Power Spectra of Discrete PAM Signals

    NRZ Bipolar Format

    For n > 1, we find that

    For the NRZ Bipolar format, we have

    0nkkAAE

    0

    4

    2

    )( 2

    2

    a

    a

    nRA

    otherwise

    1

    0

    n

    n

    Baseband Transmission 19 H. H. Kha, Ph.D.

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    Power Spectra of Discrete PAM Signals

    NRZ Bipolar Format

    The basic pulse v(t) for the NRZ bipolar format

    has its Fourier transform as in previous cases

    The power spectral density of the NRZ bipolar

    format is given

    )2exp(2exp(

    42)(sin)(

    222

    bbbbX fTjfTjaa

    fTcTfS

    )(sin)(sin

    )2cos(1)(sin2222

    22

    bbb

    bb

    b

    fTfTcTa

    fTfTc

    Ta

    Baseband Transmission 20 H. H. Kha, Ph.D.

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    Power Spectra of Discrete PAM Signals

    Manchester Format

    In Manchester format, the input binary data consists ofindependent, equally likely symbol

    The autocorrelation functionRA(n) for the Manchester format is

    the same as for the NRZ polar format

    0

    )(2a

    nRA0

    0

    n

    n

    Baseband Transmission 21 H. H. Kha, Ph.D.

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    Power Spectra of Discrete PAM Signals

    Manchester Format

    The basic pulse v(t) for the Manchester formatconsists of a doublet pulse of unit amplitude and total

    duration Tb.The Fourier transform of the pulse equals

    The power spectral density of the Manchester format

    is given

    2sin2sin)( bb

    b

    fTfT

    cjTfV

    2sin

    2sin)( 222 bbbX

    fTfTcTafS

    Baseband Transmission 22 H. H. Kha, Ph.D.

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    Power Spectra of Discrete PAM Signals

    Baseband Transmission 23 H. H. Kha, Ph.D.

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    3. InterSymbol Interference

    Consider basic elements of a baseband binary PAM

    system The input signal consists of a binary data sequence {bk} with a

    bit duration of Tb seconds

    This sequence is applied to a pulse generator, producing the

    discrete PAM signal

    v(t) denotes the basic pulse, normalize such that v(0) = 1

    The coefficient akdepends on the input data and the type of

    format used The waveformx(t) represents one realization of the random

    processX(t)

    k

    bk kTtvatx )(

    Baseband Transmission 24 H. H. Kha, Ph.D.

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    InterSymbol Interference

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    InterSymbol Interference

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    InterSymbol Interference

    The receiving filter output may be written as

    is scaling factor

    The pulsep(t) is normalized such that

    k

    bk kTtpaty )(

    1)0( p

    Baseband Transmission 27 H. H. Kha, Ph.D.

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    InterSymbol Interference

    The outputy(t) is produced in response to binary data

    waveform applied to the input of the transmitting filter.Especially, the pulse is response of the cascade

    connection of the transmitting filter, the channel, and the

    receiving filter, which is produced by the pulse v(t) applied

    to the input of this cascade connection

    P(f) and V(f) are Fourier transform ofp(t) and v(t)

    )(tp

    )()()()()( fHfHfHfVfP RCT

    Baseband Transmission 28 H. H. Kha, Ph.D.

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    InterSymbol Interference

    The receiving filter outputy(t) is sampled at time ti = iTb

    The first term is produced by the ith transmitted bit.

    The second term represents the residual effect of all

    other transmitted bits on the decoding of the ith bit; thisresidual effect is called intersymbol interference (ISI)

    k

    bbki kTiTpaty )(

    ik

    k

    bbki kTiTpaa

    Baseband Transmission 29 H. H. Kha, Ph.D.

    4 Nyquists Criterion For Distortionless

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    4. Nyquist s Criterion For Distortionless

    Baseband Binary Transmission

    Typically, the transfer function of the channel

    and the transmitted pulse shape are specified,and the problem is to determine the transferfunctions of the transmitting and receiving filtersso as to reconstruct the transmitted datasequence {bk}

    The receiver does this by extracting and thendecoding the corresponding sequence ofweights, {ak}, from the outputy(t).

    Except for a scaling factor,y(t) is determined by

    the akand the received pulsep(t)

    Baseband Transmission 30 H. H. Kha, Ph.D.

    Nyquists Criterion For Distortionless

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    Nyquist s Criterion For Distortionless

    Baseband Binary Transmission

    The extraction involves sampling the outputy(t)

    at some time t = iTb

    The decoding requires that the weighted pulse

    contribution akp(iTb-kTb) for k = i be free form ISI

    due to the overlapping tails of all other weightedpulse contributions represented by k i

    Baseband Transmission 31 H. H. Kha, Ph.D.

    giai nen

    Nyquists Criterion For Distortionless

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    Nyquist s Criterion For Distortionless

    Baseband Binary Transmission

    This, in turn, require that we control the received

    pulsep(t), as shown by

    where, by normalization,p(0) = 1

    0

    1bb kTiTp ki

    ki

    Baseband Transmission 32 H. H. Kha, Ph.D.

    Nyquists Criterion For Distortionless

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    Nyquist s Criterion For DistortionlessBaseband Binary Transmission

    The receiver output

    Which implies zero intersymbol interference (ISI)

    This condition assures perfect reception in theabsence of noise

    ii aty

    Baseband Transmission 33 H. H. Kha, Ph.D.

    Nyquists Criterion For Distortionless

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    Nyquist s Criterion For DistortionlessBaseband Binary Transmission

    Consider the sequence of samples {p(nTb)},

    where n = 0, 1, 2,

    Sampling in the time domain produces

    periodicity in frequency domain

    WhereRb = 1/Tb is the bit rate

    P(f) is the Fourier transform of an infinite periodic sequence of

    delta functions of period Tb, and whose strengths are weighted

    by the respective sample values ofp(t)

    n

    bb nRfPRfP )(

    Baseband Transmission 34 H. H. Kha, Ph.D.

    Nyquists Criterion For Distortionless

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    Nyquist s Criterion For DistortionlessBaseband Binary Transmission

    That is

    where m = ik.

    Impose the condition of zero ISI on the samplevalues ofp(t)

    dtftjmTtmTpfP bb 2exp)()()(

    dtftjtpfP 2exp)()0()(

    )0(p

    Baseband Transmission 35 H. H. Kha, Ph.D.

    Nyquists Criterion For Distortionless

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    Nyquist s Criterion For DistortionlessBaseband Binary Transmission

    Sincep(0) = 1, by normalization, the condition for

    zero ISI is sastisfied if

    Nyquist criterion for distortionless baseband

    transmission

    bn

    b TnRfP

    Baseband Transmission 36 H. H. Kha, Ph.D.

    Nyquists Criterion For Distortionless

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    Nyquist s Criterion For DistortionlessBaseband Binary Transmission

    Ideal solution

    A frequency functionP(f), occupying the narrowest band, isobtained by permitting only one nonzero component in the seriesfor eachfin the range extending fromB0 toB0, whereB0denotes half the bit rate

    We specifyP(f)

    Hence, signal waveform that produces zero ISI is defined by thesinc function

    2

    0bRB

    00 22

    1)(

    B

    frect

    BfP

    Baseband Transmission 37 H. H. Kha, Ph.D.

    tB

    tBtp

    0

    0

    2

    2sin)(

    tBc 02sin

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    InterSymbol Interference

    Ideal solution

    Baseband Transmission 38 H. H. Kha, Ph.D.

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    InterSymbol Interference

    Ideal solution

    Baseband Transmission 39 H. H. Kha, Ph.D.

    Nyquists Criterion For Distortionless

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    Nyquist s Criterion For DistortionlessBaseband Binary Transmission

    There are two practical difficulties that make it

    an undesirable objective for system design: It requires that the amplitude characteristic ofP(f) be

    flat formB0 toB0 and zero elsewhere. This isphysically unrealizable because of the abrupttransitions at B

    0 The function p(t) decreases as 1/|t| for large |t|,

    resulting in a slow rate of decay. This is caused bythe discontinuity ofP(f) at B0. Accordingly, there ispractically no margin of error in sampling times in the

    receiver

    Baseband Transmission 40 H. H. Kha, Ph.D.

    Nyquists Criterion For Distortionless

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    Nyquist s Criterion For DistortionlessBaseband Binary Transmission

    Practical solution

    We may overcome the practical difficulties posed by the idealsolution by extending the bandwidth fromB0 = Rb/2 to an

    adjustable value betweenB0 and 2B0

    In doing so, we permit three components as shown by

    0

    002

    122)(

    BBfpBfpfP

    00 BfB

    Baseband Transmission 41 H. H. Kha, Ph.D.

    Nyquists Criterion For Distortionless

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    Nyquist s Criterion For DistortionlessBaseband Binary Transmission

    Practical solution

    A particular form ofP(f) that embodies many desirablefeatures is constructed by a raised cosine spectrum

    Rolloff factor

    0

    22cos1

    4

    1

    2

    1

    )(10

    1

    0

    0

    fB

    ff

    B

    B

    fP

    10

    101

    1

    2

    2

    fBf

    fBff

    ff

    0

    11B

    f

    Baseband Transmission 42 H. H. Kha, Ph.D.

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    InterSymbol Interference

    Practical solution

    Nyquists Criterion For Distortionless

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    Nyquist s Criterion For DistortionlessBaseband Binary Transmission

    Practical solution

    The time responsep(t), that is, the inverse Fourier

    transform ofP(f), is defined

    A more general relationship between required

    bandwidth and symbol transmission rate involves the

    roll-off factor

    22

    0

    2

    00

    161

    2cos)2(sin)(

    tB

    tBtBctp

    Baseband Transmission 44 H. H. Kha, Ph.D.

    )1(2 010 BfBB

    5 C l ti C di

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    5. Correlative Coding

    It is possible to achieve a bit rate of 2B0 per second in a

    channel of bandwidthB0 Hertz by adding intersymbolinterference to the transmitted signal in a controlled manner

    Such schemes are called correlative coding or partial-

    response signaling schemes

    The design of these schemes is based on the premise thatsince intersymbol interference introduced into the

    transmitted signal is known, its effect can be compensated

    at the receiver.

    Correlative coding may be regarded as a practical means ofachieving the theoretical maximum signaling rate of 2Bo per

    second in a bandwidth ofB0 hertz

    Baseband Transmission 45 H. H. Kha, Ph.D.

    C l ti C di

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    Correlative Coding

    Duobinary signaling

    Consider a binary input sequence {bk} consisting of

    uncorrelated binary digits each having duration Tbseconds, with symbol 1 represented by a pulse of

    amplitude +1 volt, and symbol 0 by a pulse of

    amplitude -1 volt This sequence is applied to duobinary encoder, it is

    converted into a three-level output, namely -2, 0, and

    +2 volts

    Baseband Transmission 46 H. H. Kha, Ph.D.

    Correlative Coding

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    Correlative Coding

    Duobinary signaling

    Baseband Transmission 47 H. H. Kha, Ph.D.

    Correlative Coding

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    Correlative Coding

    Duobinary signaling The digit ck at the duobinary coder output is the

    sum of the resent binary digit bkand its previousvalue bk-1

    One of the effects of the transformation is tochange the input sequence {bk} of uncorrelatedbinary digits into a sequence {ck} of correlateddigits

    This correlation between the adjacent transmittedlevels may be viewed as introducing ISI into thetransmitted signal

    1 kkk bbc

    Baseband Transmission 48 H. H. Kha, Ph.D.

    Correlative Coding

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    Correlative Coding

    Duobinary signaling

    The overall transfer function of this filter connected in cascadewith the ideal channelHc(f) is

    ( ) ( ) 1 exp 2C bH f H f j fT

    bbC

    bbbC

    fTjfTfH

    fTjfTjfTjfH

    expcos)(2

    expexpexp1)(

    Baseband Transmission 49 H. H. Kha, Ph.D.

    Correlative Coding

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    Correlative Coding

    Duobinary signaling

    For the ideal channel of bandwidthB0 = R b/2, we have

    The overall frequency response has the form of a

    half-cycle cosine function

    0

    1)(fHC

    otherwise

    2bRf

    0

    expcos2

    )( bb fTjfT

    fH

    otherwise

    2bRf

    Baseband Transmission 50 H. H. Kha, Ph.D.

    Correlative Coding

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    Correlative Coding

    Duobinary signaling

    The corresponding value of the impulse response consists of twosinc pulse, time-displaced by Tb seconds

    bb

    bb

    b

    b

    TTt

    TTt

    Tt

    Ttth

    sinsin)(

    tTt

    TtT

    TTt

    Tt

    Tt

    Tt

    b

    bb

    bb

    b

    b

    b

    sin

    sinsin

    2

    Baseband Transmission 51 H. H. Kha, Ph.D.

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    Duobinary signaling

    C l ti C di

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    Correlative Coding

    Duobinary signaling

    Baseband Transmission 53 H. H. Kha, Ph.D.

    Correlative Coding

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    Correlative Coding

    Duobinary signaling

    The original data {bk} may be detected from theduobinary-coded sequence {ck} by subtracting theprevious decoded binary digit from the currentlyreceived digit ck

    It is apparent that if ck is received without error and ifalso the previous estimate at time t = (k-1)Tbcorresponds to a correct decision, then the current

    estimate will be correct too

    1

    kkk bcb

    kb

    1

    kb

    Baseband Transmission 54 H. H. Kha, Ph.D.

    Correlative Coding

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    Correlative Coding

    Duobinary signaling Practical solution

    Use precoder before the duobinary coding to avoid errorpropagation

    The precoder operation performed on the input binary sequence

    {bk} converts it into another sequence {ak} defined by

    1 kkk aba

    Baseband Transmission 55 H. H. Kha, Ph.D.

    Correlative Coding

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    Correlative Coding

    Duobinary signaling Practical solution

    The resulting precoder output {ak} is applied to the duobinarycoder

    The sequence {ck} is related to {ak} as follows

    1 kkk aac

    Baseband Transmission 56 H. H. Kha, Ph.D.

    Correlative Coding

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    Correlative Coding

    Baseband Transmission 57 H. H. Kha, Ph.D.

    Correlative Coding

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    Correlative Coding

    Illustrating doubinary coding

    Decision rule

    volt1if1

    volt1if0

    k

    k

    kcsymbol

    csymbolb

    Baseband Transmission 58 H. H. Kha, Ph.D.

    6 Eye Pattern

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    6. Eye Pattern

    One way to study ISI in a PCM or data

    transmission system experimentally is to applythe received wave to the vertical deflectionplates of an oscilloscope an to apply a sawtoothwave at the transmitted symbol rate R = 1/T tothe horizontal deflection plates

    The waveforms in successive symbol intervalsare thereby translated into one interval on theoscilloscope display

    The resulting display is called an eye pattern

    Baseband Transmission 59 H. H. Kha, Ph.D.

    Eye Pattern

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    Eye Pattern

    Baseband Transmission 60 H. H. Kha, Ph.D.

    Eye Pattern

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    Eye Pattern

    The width of the eye opening defines the time

    interval over which the received wave can besampled without error form ISI. It is apparentthat the preferred time for sampling is the instantof time at which the eye is opened widest

    The sensitivity of the system to timing error isdetermined by the rate of closure of the eye asthe sampling time is varied

    The height of the eye opening, at a specifiedsampling time, defines the margin over noise

    Baseband Transmission 61 H. H. Kha, Ph.D.

    Eye Pattern

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    Eye Pattern

    Baseband Transmission 62 H. H. Kha, Ph.D.

    Homework

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    Homework

    Problems: 4.1, 4.2, 4.3

    Problems: 4.7, 4.8, 4.9 Problems: 4.16, 4.18, 4.19

    Problems: 4.21, 4.25, 4.26

    Textbook:

    Simon Haykin, Commun icat ion System, 4th Edition,

    John Wiley & Son, Inc. , 2001.