data management requirements for the 2018 regulatory agenda

DataManagementReview.comDecember 12, 2017

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Welcome to A-Team Group’s webinar

Data management requirements

for the 2018 regulatory agenda


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A recording of this webinar can be found at

http://resource.datamanagementreview.com/webina

r-recording-regulatory-agenda-dec2017

http://resource.datamanagementreview.com/webinar-recording-regulatory-agenda-dec2017


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Moderator:

Sarah Underwood, Editor, A-Team Group


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Panel Member: Dessa Glasser, Principal Consultant,

Financial Risk Group (FRG) and Former CDO,

JP Morgan Chase

Areas of Expertise:

• A proven track record designing and executing

global innovative solutions for clients in the areas

of data, analytics and risk

• The first Chief Data Officer for JPMorgan Chase

Asset Management

• The first Deputy Director of the Office of Financial

Research, responsible for data, standards, analytics

and technology

• First Chief Risk Officer for Bunge


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Panel Member: Kelvin Dickenson, Vice President,

Compliance Solutions, Opus/Alacra

Areas of Expertise:

• Responsible for product strategy and product

management for the Opus range of solutions

for KYC and entity reference data

• Advisory board member of the Association of

Certified Financial Crime Specialists

• 12 years in the data industry providing solutions to

financial firms globally

• 20 years of prior experience at US and UK banks in

a range of compliance and risk management roles


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Panel Member: Chris Casey, Global Head of

Regulatory and Reference Data, Bloomberg

Areas of Expertise:

• Oversees product development and business

management globally for all regulatory and

reference data

• Spent 10 years advising global financial institutions

on regulatory readiness and compliance as a

consultant in KPMG's Financial Services Consulting

practice


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The regulatory agenda for 2018 and the compliance requirement

How firms are approaching the MiFID II and MiFIR hangover

Existing and new, internal and external data for the 2018 regime

Data management challenges of GDPR and how to solve them

Data management challenges of PRIIPs and how to approach them

How to prepare for FRTB in the run up to compliance in early 2020

Technology solutions to support the requirements of new regulations

Benefits firms can derive from a strategic approach to regulation

Talking Points


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The regulatory agenda for 2018

• MiFID II/MiFIR

• PRIIPs

• GDPR

• FRTB

• SFTR

• KYC/AML


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The MiFID II/MiFIR hangover and how to approach

it from a data management perspective


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Existing and new data that must be sourced

internally and externally for compliance with

2018 regulations

• Reference data

• Standard data

• Pricing data

• Structured data

• Unstructured data

• Index data

• Benchmark data


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Data management challenges of GDPR and how

they can best be approached

• Ensure individuals’ rights

• Documentation access

• Right of rectification

• Right to be forgotten

• Right to portability

• Right to object

• Accountability

• Documentation

• Data protection by design

• Data Protection Officer

• Breach notification


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How to address the ongoing data management

challenges of PRIIPs

• PRIIPs KIDs

• Transparency

• Data aggregation

• Maintenance

• Distribution

• Disclosure


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Data and data management requirements of

Benchmark Regulation

• Index data

• Benchmark data

• Increasing data volume

• Data governance

• Distribution


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How to prepare for FRTB in the run up to

compliance in early 2020

• Data sourcing

• Market data

• Internal/standard model

• Risk factors

• Observation data

• Capital calculations

• Disclosure


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Technology solutions to support firms within the

scope of new regulations


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To what extent are firms taking a strategic approach

to regulation and where are the data crossovers?


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The benefits of a strategic approach to regulation

• Increased efficiency

• Reduced cost

• Fewer data sources

• Improved compliance

• Integrate new regulation


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Advice for data practitioners as they look forward

to the 2018 regulatory agenda


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Thank you to our sponsor

Chris Casey

Global Head of Regulatory & Reference Data

Bloomberg L.P.

Office: +1-646-324-4441

[email protected]


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FROM

Join the

Data Management Review Online Community

Data Management Review is your single destination for knowledge and resources covering data management

approaches, trends and challenges as well as all the regulations impacting financial data management for the

enterprise.

Join our 15,000 other members - it’s entirely free to join!

Sign up at http://bit.ly/signupforDMR

Membership entitles you to free access to expert unbiased commentary.

We deliver:

Regular weekly updates on the latest news and views

Blogs and commentary

White papers

Surveys and research

Data management handbooks

Events

Webinars

Awards

http://bit.ly/signupforDMR

data management requirements for the 2018 regulatory agenda

Data & Analytics