ctr10114 martin fitzgerald 40125756 dissertation
TRANSCRIPT
Investigation into the Success of the Implementation of Sustainable Urban
Drainage Systems in Scotland Honours Project, March 2014
Bachelor of Engineering in Civil EngineeringName: Martin Fitzgerald Student No. 40125756
Supervisor: Mr. Bernard Kamya
Name: Martin Fitzgerald
Student Number: 40125756
Project Supervisor: Bernard Kamya
Submission Date: Friday March 21st 2014
Martin Joseph Fitzgerald
40125756
Investigation into the Success of the Implementation
of Sustainable Urban Drainage Systems in Scotland
Edinburgh, March 2014
Dissertation submitted to the School of Engineering and The
Built Environment, Edinburgh Napier University in partial
fulfilments of the requirements for the Honours Degree in Civil
Engineering.
Edinburgh Napier University,
School of Engineering and the Built Environment,
Department of Civil and Transport Engineering,
Edinburgh, 2014
This dissertation is to be appraised by:
Mr Bernard M Kamya - MBA, C.Eng, MICE, MIStructE
School of Engineering and the Built Environment,
Edinburgh Napier University,
Edinburgh
Along with one other member of the committee charged with
appraising the Civil & Transportation Engineering Year 4 Honours
Project, 2013/2014.
This dissertation was supervised by:
Mr Bernard M Kamya - MBA, C.Eng, MICE, MIStructE
School of Engineering and the Built Environment,
Edinburgh Napier University,
Edinburgh
i Abstract
Abstract
Due to the process of urbanisation, the area of impermeable surfaces on earth has
increased dramatically. This increase in impermeable area has in turn, led to an
increase in surface water runoff. For decades in Britain, traditional drainage systems
such as single and combined sewers were used to convey this runoff to the nearest
watercourse as quickly as possible. However, this was causing a major problem with
downstream flooding as well as immeasurable damage to the environment as often
untreated raw sewage and other contaminants were being discharged into these
watercourses.
Sustainable Urban Drainage Systems (SUDS) were then developed to replace these
traditional drainage systems. SUDS are designed to reduce the impact of new and
existing developments with regard to surface water drainage discharge. SUDS are
being more increasingly used to mitigate the flows and pollution from runoff, by
replicating as closely as possible natural drainage systems that use cost effective
solutions with low environmental impact.
The purpose of this dissertation is to determine how successful the implementation
of these sustainable urban drainage systems has been in Scotland. Whilst there is
no doubting that Scotland leads the way over nations like England and Wales, there
is no hiding from the fact that there is still a long way to go.
Factors for the success of SUDS in Scotland include legislation commanding the
mandatory use of SUDS on all new developments after 2005, extensive research
and detailed monitoring of SUDS. Reasons for doubt however, include adoption and
maintenance issues, poor communication between relevant parties and uncertainty
regarding the responsibility for maintaining SUDS systems.
In this report, a case study of the city of Perth in central Scotland further echoes
these doubts, and until they are resolved, the implementation of SUDS in Scotland
cannot be deemed 100% successful.
ii
Success of the Implementation of SUDS in Scotland
Table of Contents Abstract .................................................................................................................................................. i
Table of Contents ................................................................................................................................... ii
List of Abbreviations .............................................................................................................................. iv
Glossary of Terms ................................................................................................................................. v
List of Figures ....................................................................................................................................... ix
Acknowledgements ............................................................................................................................... ix
Chapter 1 Introduction
1.1 Introduction ................................................................................................................................. 1
1.2 Aims & Objectives ....................................................................................................................... 4
1.3 Research Methodology ............................................................................................................... 5
1.4 Brief introduction of the case study ............................................................................................. 6
Chapter 2 Literary Review
2.1 Introduction ................................................................................................................................. 7
2.2 The SUDS Concept .................................................................................................................... 8
2.2.1 What are SUDS? ................................................................................................................. 8
2.2.2 Why do we need SUDS? ..................................................................................................... 9
2.2.3 Integration and Planning .................................................................................................... 11
2.2.4 The importance of the Management Train Concept .......................................................... 12
2.3 Retrofitting ................................................................................................................................ 13
2.4 History & Development of SUDS .............................................................................................. 16
2.4.1 The Traditional Approach .................................................................................................. 17
2.4.1.1 Combined Sewer Systems (CSS) .............................................................................. 17
2.4.1.2 Separate Sewer Systems (SSS) ................................................................................ 17
2.4.2 The EU Water Framework Directive .................................................................................. 18
2.4.3 The SUDS Approach ......................................................................................................... 19
2.5 Economic & Social Effects of Flooding ..................................................................................... 20
2.6 The role of SUDS in reducing flood risk .................................................................................... 21
2.7 Types of SUDS ......................................................................................................................... 23
2.7.1 Prevention ......................................................................................................................... 24
2.7.1.1 Minimise Impervious Surfaces ................................................................................... 24
2.7.1.2 Site Management Measures ...................................................................................... 24
2.7.2 Conveyance ...................................................................................................................... 25
2.7.3 Pre-treatment .................................................................................................................... 25
2.7.4 Source Control .................................................................................................................. 26
2.7.5 Site Control ........................................................................................................................ 26
2.7.6 Regional Control ................................................................................................................ 26
2.7.7 Source Control Devices ..................................................................................................... 27
2.7.7.1 Pervious Pavements .................................................................................................. 27
iii Table of Contents
2.7.7.2 Green Roofs ............................................................................................................... 28
2.7.8 Filtration Devices ............................................................................................................... 29
2.7.8.1 Bio-Retention Areas ................................................................................................... 29
2.7.8.2 Grassed Filter Strips................................................................................................... 30
2.7.8.3 Filter Trench ............................................................................................................... 32
2.7.9 Infiltration Devices ............................................................................................................. 33
2.7.9.1 Infiltration Basin .......................................................................................................... 33
2.7.9.2 Infiltration Trench ....................................................................................................... 34
2.7.10 Other SUDS Techniques ................................................................................................. 35
2.7.10.1 Grassed Swales ....................................................................................................... 35
2.7.10.2 Retention Ponds ....................................................................................................... 36
2.7.10.3 Detention Basins ...................................................................................................... 37
2.7.10.4 Stormwater Wetlands ............................................................................................... 38
Chapter 3 SUDS – the good and the bad
3.1 Introduction ............................................................................................................................... 39
3.2 SUDS – Reasons for success................................................................................................... 40
3.2.1 Legislation ......................................................................................................................... 40
3.2.2 Detailed Research ............................................................................................................. 41
3.2.3 Effective planning and design ............................................................................................ 44
3.3 Engineering Nature’s Way Survey ............................................................................................ 47
3.4 SUDS – Reasons for doubt....................................................................................................... 49
3.4.1 No long-term testing .......................................................................................................... 49
3.4.2 Legislation and confusion over responsibilities .................................................................. 50
Chapter 4 Case Study
4.1 Introduction ............................................................................................................................... 53
4.2 Perth, Scotland ......................................................................................................................... 53
4.3 History of Flooding .................................................................................................................... 55
4.4 What are the issues? ................................................................................................................ 56
4.4.1 Adoption and Maintenance Issues..................................................................................... 56
4.4.2 Communication Issues ...................................................................................................... 57
4.4.3 Responsibility .................................................................................................................... 58
4.5 What is being done to help? ..................................................................................................... 58
4.6 Analysis & Discussion ............................................................................................................... 60
Chapter 5 Conclusion
5.1 Conclusions .............................................................................................................................. 62
5.2 Future Recommendations ........................................................................................................ 63
5.3 End Note ................................................................................................................................... 64
References............................................................................................................................................ i
iv
Success of the Implementation of SUDS in Scotland
List of Abbreviations
BMP Best Management Practice
BSI British Standards Institution
CAR Controlled Activities Regulations
CIRIA Construction Industry Research and Information Association
CIWEM Chartered Institution of Water and Environmental Management
COPA Control of Pollution Act 1974
CQA Construction Quality Assurance
ENW Engineering Nature’s Way (Hydro International plc)
EQS Environmental Quality Standard
EU WFD European Water Framework Directive
SCOTS Society of Chief Officers for Transportation in Scotland
SEPA Scottish Environmental Protection Agency
SNIFFER Scotland and Northern Ireland Forum for Environmental Research
SUDS Sustainable Urban Drainage Systems
SUDSWP SUDS Working Party
SW Scottish Water
WEWS ACT Water Environment and Water Services Act (Scotland) 2003
WQO Water Quality Objective
WQS Water Quality Standard
v Glossary of Terms
Glossary of Terms
Aquifer – Layer of rock or soil that holds or transmits water.
Asphalt – European Standard description of all mixtures of mineral aggregates bound with bituminous materials used in the construction and maintenance of paved surfaces.
Attenuation – Reduction of peak flow and increase of the duration of a flow event.
Balancing Pond – A pond designed to attenuate flows by storing runoff during the peak flow and
releasing it at a controlled rate during and after the storm. The pond always contains water. Also known as wet detention pond.
Base Flow – The sustained flow in a channel or system because of subsurface infiltration.
Basin – A ground depression acting as a flow control or water treatment structure that is normally dry
and has a proper outfall, but designed to detain stormwater temporarily.
Bioretention Area – A depressed landscaping area that is allowed to collect runoff so that it
percolates through the soil below the area into an under-drain, thus promoting pollutant removal.
Catchment – The area contributing surface water flow to a point on a drainage or river system. (Can
be divided into sub-catchments)
Construction Quality Assurance (CQA) - A documented management system designed to provide
adequate confidence that items or services meet contractual requirements and will perform adequately in service. CQA usually includes inspection and testing of installed components and records the results.
Control Structure – Structure to control the volume or rate of flow of water through or over it.
Controlled Waters – Waters defined and protected under the Water Resources Act 1991. Any relevant territorial waters that extend seaward for three miles from the baselines, any coastal waters that extend inland from those baselines to the limit of the highest tide or the freshwater limit or any river or watercourse, any enclosed dock that adjoins coastal waters, inland freshwaters, including rivers, watercourses and ponds and lakes with discharges and ground waters.
Conveyance – Movement of water from one location to another.
Design Criteria – A set of standards agreed by the developer, planners and regulators that the proposed system should satisfy.
Detention Basin – A vegetated depression that is normally dry except following storm events constructed to store water temporarily to attenuate flows. May allow infiltration of water to the ground.
Diffuse Pollution – Pollution arising from land-use activities (urban and rural) that are dispersed across a catchment or sub-catchment and which do not arise as a process effluent, municipal sewage effluent or an effluent discharge from farm buildings.
Evapotranspiration - The process by which the Earth’s surface or soil loses moisture by evaporation
of water and its uptake and then transpiration from plants.
Extended detention basin – A detention basin is where the runoff is stored beyond the time normally
required for attenuation. This provides extra time for natural processes to remove some of the pollutants in the water.
Filter Drain – A linear drain consisting of a trench filled with a permeable material, often with a perforated pipe in the trench’s base to assist drainage and store and conduct water, but it may also be designed to permit infiltration.
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Success of the Implementation of SUDS in Scotland
Filter Strip – A vegetated area of gently sloping ground designed to drain water evenly off impermeable areas and filter out silt and other particulates.
Filtration – The act of removing sediment or other particles from a fluid by passing it through a filter.
First Flush – The initial runoff from a site/catchment following the start of a rainfall event. As runoff
travels over a catchment it will collect or dissolve pollutants and the ‘first flush’ portion of the flow may be the most contaminated as a result. This is especially true for intense storms and in small or more uniform catchments. In larger or more complex catchments, pollution wash-off may contaminate runoff throughout a rainfall event.
Floodplain – Land adjacent to a watercourse that would be subject to repeated flooding under natural conditions.
Flow control device – A device used to manage the movement of surface water into and out of an attenuation facility, for example weirs.
Geomembrane – An impermeable plastic sheet, typically manufactured from polypropylene, high-density polyethylene or other geosynthetic material.
Geotextile – A plastic fabric that is permeable.
Green roof – A roof on whose surface plants can grow. The vegetated surface provides a degree of
retention, attenuation and treatment of rainwater, and promotes evapotranspiration.
Groundwater – Water that has been percolated into the ground; it includes water in both the
unsaturated zone and the water table.
Groundwater protection zone (source protection zone) – Areas that influence water supply
boreholes where groundwater must be protected from pollution. These are defined by reference to travel times of pollutants within the groundwater.
Gully – Opening in the road pavement, usually covered by metal grates, which allows water to enter conventional drainage systems.
Hydrograph – A graph illustrating changes in the rate of flow from a catchment over time.
Hydrology – The study of the waters of the Earth, their occurrence, circulation and distribution, their
chemical and physical properties and their reaction with the environment including their relation to living things.
Impermeable – Does not allow water to pass through it.
Impermeable Surface – An artificial non-porous surface that generates a surface water runoff after
rainfall.
Infiltration (to a sewer) – The entry of groundwater to a sewer.
Infiltration (to the ground) – The passage of surface water into the ground.
Infiltration basin – A dry basin designed to promote infiltration of surface water into the ground.
Infiltration device – A device designed to promote infiltration of surface water into the ground.
Infiltration trench – A trench, usually filled with permeable granular material, designed to promote
infiltration of surface water to the ground.
Integrated management practice – The concept of integrating SUDS into the design of a
development from the feasibility stage so that the development is designed to achieve the best SUDS layout.
Interflow – Shallow infiltration to the soil, from where it may infiltrate vertically to an aquifer, move horizontally to a watercourse or be stored and subsequently evaporated.
vii Glossary of Terms
Initial rainfall loss – The amount of rain that falls on a surface before water begins to flow off the surface.
Lagoon – A pond designed for the settlement of suspended solids.
Micropool – Pool at the outlet to a pond or wetland that is permanently wet and improves the
pollutant removal of the system.
Percentage runoff – The proportion of rainfall that runs off a surface.
Permeability – A measure of the ease with which a fluid can flow through a porous medium. It depends on the physical properties of the medium, for example grain size, porosity and pore shape.
Permeable surface – A surface formed of material that is itself impervious to water but, by virtue of voids formed through the surface, allows infiltration of water to the sub-base through the pattern of voids, for example concrete block paving.
Pervious surface – A surface that allows inflow of rainwater into the underlying construction or soil.
Piped system – Conduits generally located below ground to conduct water to a suitable location for treatment and/or disposal.
Pollution – A change in the physical, chemical, radiological or biological quality of a resource (air, water or land) caused by man’s activities that is injurious to existing, intended or potential uses of the resource.
Pond – Permanently wet basin to retain stormwater and permit settlement of suspended solids and
biological removal of pollutants.
Porous surface – A surface that infiltrates water to the sub-base across the entire surface of the
material forming the surface, for example grass and gravel surfaces, porous concrete and porous asphalt.
Prevention – Site design and management to stop or reduce the pollution of impermeable surfaces and reduce the volume of runoff by reducing impermeable areas.
Proper outfall – An outfall to a watercourse, public sewer and in some instances an adopted highway drain. Under current legislation and case law, having a proper outfall is a prerequisite for defining a sewer.
Public sewer – A sewer that is vested and maintained by the sewerage undertaker.
Rainfall event – A single occurrence of rainfall before and after which there is a dry period that is sufficient to allow its effect on the drainage system to be defined.
Rainwater use system – A system that collects rainwater from where it falls rather than allowing it to drain away, and includes water that is collected within the boundaries of a property, from roofs and surrounding surfaces.
Retention pond – A pond where runoff is detained for a sufficient time to allow settlement and
possibly biological treatment of some pollutants.
Return period – The occurrence frequency of an event. A 100-year storm refers to the storm that
occurs on average every 100 years. In other words, its annual probability of exceedance is 1 percent. (1/100)
Runoff – Water flow over the ground surface to a drainage system. This occurs if the ground is impermeable or saturated, or if rainfall is particularly intense.
Runoff coefficient – A measure of the amount of rainfall converted to runoff.
Sewer – A pipe or channel with a proper outfall that takes domestic foul and/or surface water from
buildings and associated paths and hardstandings from two or more curtilages.
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Success of the Implementation of SUDS in Scotland
Soakaway – A subsurface structure into which surface water is conveyed to allow infiltration into the ground.
Source control – The control of runoff at or near its source.
Storm – An occurrence of rainfall, snow or hail.
Stormwater hotspot – Stormwater hotspots are defined in the USA as areas where land use or activities may generate highly contaminated runoff, or where groundwater is an important resource for drinking water abstraction.
Sub-base – The unbound layer of aggregate used immediately below the bound layers. It is laid on
the soil (or capping layer) to provide a stable foundation for construction of the road pavement.
Sub-catchment – A division of a catchment, allowing runoff management as near to the source as is
reasonable.
SUDS – Sustainable drainage systems or sustainable (urban) drainage systems. A sequence of
management practices and control structures designed to drain surface water in a more sustainable fashion than some conventional techniques.
Surface water management train – The management of runoff in stages as it drains from a site.
Suspended solids – Undissolved particles in a liquid.
Swale – A shallow vegetated channel designed to conduct and retain water, but may also permit infiltration; the vegetation filters particulate matter.
Time of entry – Time taken for rainwater to reach an inlet into the drainage system after hitting the ground.
Treatment – Improvement of the quality of water by physical, chemical and/or biological means.
Treatment volume – The proportion of total runoff from impermeable areas captured and treated to
remove pollutants.
Turbidity – Reduced transparency of a liquid caused by the presence of undissolved matter.
Watercourse – Any natural or artificial channel that conveys surface and/or ground water.
Weep garden – Bioretention system built into a terrace on a sloping site, where the water is allowed
to seep out of the face of the retaining wall that forms the terrace.
Wetland – A pond that has a high proportion of emergent vegetation in relation to open water.
(Wilson, et al., 2004)
(Nelson & Nelson, 1973)
ix List of Figures
List of Figures
Figure 1.1 Volume of water stored in the water cycle's reservoirs ............................. 1
Figure 1.2 The Natural Hydrologic Cycle A ............................................................... 3
Figure 1.3 The Natural Hydrologic Cycle B ............................................................... 3
Figure 1.4 Map of Scotland ....................................................................................... 6
Figure 2.1 The SUDS Triangle .................................................................................. 8
Figure 2.2 CIRIA Management Train Concept .......................................................... 9
Figure 2.3 Disturbance to the water cycle caused by impermeable surfaces .......... 10
Figure 2.4 Green Roof Garden, Edinburgh ............................................................. 15
Figure 2.5 A retrofit rain garden on an Islington housing estate .............................. 15
Figure 2.6 Management Train Concept [2] .............................................................. 23
Figure 2.7 Common SUDS Techniques .................................................................. 23
Figure 2.8 Permeable Paving .................................................................................. 27
Figure 2.9 Green Roof ............................................................................................ 29
Figure 2.10 Bio-retention area ................................................................................ 30
Figure 2.11 Grassed Filter Strip .............................................................................. 31
Figure 2.12 Filter Trench ......................................................................................... 32
Figure 2.13 Infiltration Basin ................................................................................... 33
Figure 2.14 Infiltration Trench ................................................................................. 34
Figure 2.15 Grassed Swale ..................................................................................... 35
Figure 2.16 Retention Pond .................................................................................... 36
Figure 2.17 Detention Basin .................................................................................... 37
Figure 2.18 Stormwater Wetland............................................................................. 38
Figure 3.1 Hopwood Park MSA, M42, Worcs - Ornamental Pond ........................... 46
Figure 4.1 Banks of the River Tay, Perth ................................................................ 54
Figure 4.2 A view of the River Tay and Perth city centre on a summer day ............. 54
Figure 4.3 Flooding in Gowrie Street/Perth Street, Perth 2011 ................................ 55
Figure 4.4 Flooding in Feus Street, Perth 2010 ....................................................... 55
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Success of the Implementation of SUDS in Scotland
Acknowledgements The work presented in this dissertation has been carried out at the School of
Engineering & the Built Environment in Edinburgh Napier University under the
supervision of Mr Bernard M. Kamya. I am extremely grateful to Bernard for his
valuable guidance and discussions during the process of writing this dissertation.
Thank you also to the staff of Scottish Water and of the Perth and Kinross County
Council who assisted me in my case study of Perth, Scotland.
I would like to thank my colleagues in the Civil Engineering 4th Year class of
2013/2014 at Edinburgh Napier University who made it a very enjoyable year and in
particular to David O’Toole, David Harte, Antòin O’Sullivan, Ken Kennedy, Trevor
Devereux, Brian Kavanagh, Emad Gharib and Terence Connolly who provided an
excellent work environment in which to complete this project.
Next, I would like to thank my family, in particular my parents Michael and Ann. They
encouraged and supported me right from the beginning and during the difficult times
when I was in need of inspiration and encouragement, they were always there to talk
and to keep me focussed and my appreciation for their love and support cannot be
expressed in words.
Finally, there is one person who must get an extra special mention.
Niamh, without you this dissertation would not have been possible. When things
looked bleak and I needed encouragement, you were there every second of every
day to keep me going and I am very grateful for that. I love you very much.
I would like to dedicate this dissertation to my late Grandmother Mary (Ma) Mc
Donnell who sadly passed away during the writing of this dissertation and also to my
late Grandfather James (Jim) Fitzgerald, both of whom always instilled in me the
importance of education and the need to work hard in order to achieve success.
Martin Fitzgerald
Edinburgh, Scotland
March 2014
1 Introduction
Chapter 1
Introduction
1.1 Introduction
“We forget that the water cycle and the life cycle are one”
- Jacques Cousteau
Water, little would argue that this is the key component in supporting life on earth.
Humans use water every single day in some form or another. Billions of litres of
water are used in the running of day to day activities from washing clothes and cars,
recreational purposes, agricultural needs, food processing to drinking.
Water covers approximately 71% of the earth’s surface, yet, it is one of the most
sought after commodities among human life.
Despite the vast quantities of water on earth, only 2.5% of all this water is fresh
water, and 98.8% of that fresh water is made up of ice and groundwater. Less than
0.3% of all freshwater is found in rivers, lakes and the atmosphere, with only 0.003%
found in the biological bodies and manufactured products. (Pidwirny, 2006)
Figure 1.1 Volume of water stored in the water cycle's reservoirs
The water found on earth continuously moves through a natural process called the
Hydrologic Cycle. This cycle refers to the continuous exchange of water within the
hydrosphere, between the atmosphere, soil water, surface water, groundwater and
(Pidwirny, 2006)
2
Success of the Implementation of SUDS in Scotland
plants. The water moves through each of these regions through the processes of
evaporation, transpiration, precipitation and finally to runoff.
Precipitation falls in many forms such as rain, snow, sleet etc. and this falls at an
approximate rate of 119 Tt per year over land. (Pidwirny, 2006)
[NOTE: 1Tt = 1012, and 100 = one ton/1000Kg]
It is this precipitation that gives us the need for drainage, particularly in urban areas.
Water has to be sent back to oceans via rivers and streams, and this can only be
done through drainage networks as the process of urbanisation has dramatically
increased the area of impermeable land on earth, thereby increasing runoff.
But, it is not sufficient to just drain this water away, it must also be treated to remove
contaminants and pollutants before it reaches the intended water body and at times
of heavy rainfall, the stormwater must be attenuated until a point when the receiving
watercourse is sufficiently capable of managing the water to prevent downstream
flooding. From the statistics outlined above, it is clear that there are very limited
supplies of fresh water on earth for a population of 7 Billion and growing. For this
reason, pollutants must be removed before it reaches the intended water body and
pollutes a vast volume of our water supply.
For many years, the traditional approach to urban drainage was to collect runoff in
pipes and transport it to the nearest water course as quick as possible. This caused
immeasurable and irreversible damage to the environment as well as major flooding
issues and it soon became apparent a new system was necessary.
It was at this point that Sustainable Urban Drainage Systems (SUDS) were
developed.
Sustainable Urban Drainage Systems are designed to reduce the impact of new and
existing developments with regard to surface water drainage discharge. SUDS are
being more increasingly used to mitigate the flows and pollution from runoff, by
replicating as closely as possible natural drainage systems that use cost effective
solutions with low environmental impact.
The general consensus is that Sustainable Urban Drainage Systems have been a
widespread success. However, this dissertation will take a deeper look at SUDS in
3 Introduction
Scotland and look at the importance of their implementation on the environment and
the lives of people who have to live with flood risk. From this, the author will attempt
to draw a conclusion on the success of the implementation of SUDS in Scotland and
attempt to make recommendations in order to further improve the SUDS experience.
Figure 1.2 The Natural Hydrologic Cycle A
Figure 1.3 The Natural Hydrologic Cycle B
(Pidwirny, 2006)
(Bauder, 2006)
4
Success of the Implementation of SUDS in Scotland
1.2 Aims & Objectives
The success of Sustainable Urban Drainage Systems is based on 3 primary factors:
1. Has the quality of storm water on discharge been improved?
2. Has the system provided a wildlife or landscape benefit?
3. Is the area in question still prone to flooding?
As well as the 3 points outlined above, the success of SUDS can be based on
whether or not they have improved the quality of life for those people who have to
live with the stress of knowing their home is at risk of flooding.
In general, Sustainable Urban Drainage Systems have been a great success. Top
water engineering professionals all agree that Scotland is streets ahead of other
nations regarding the implementation of SUDS. However, there is an argument that
a lot more can be done to improve the SUDS experience in Scotland including more
funding for the adoption and maintenance of SUDS and putting more effort into the
retrofitting of SUDS in Scotland.
The aim of this dissertation is to draw a conclusion on the success of SUDS in
Scotland by compiling all of the opinions of top water engineering professionals as
well as the opinion of the author.
The author’s opinion will be based on several factors. These factors include looking
at successful cases of SUDS in Scotland and the reasons for their continued
success but also based on what has not been done and what could be improved.
The author aims to outline a number of areas in which the authorities could improve
in order to make the implementation of SUDS more successful.
The author will also attempt to identify an area in Scotland that is historically prone to
flooding and other drainage issues and investigate what is being done in order to
alleviate the risk of flooding there. This case study will further add to the argument
that more could, and should be done to further the success of the implementation of
SUDS in Scotland.
5 Research Methodology
1.3 Research Methodology
The first step in this dissertation is to gain a greater knowledge of Sustainable Urban
Drainage Systems. This includes researching the following in detail:
1. What are SUDS?
2. The SUDS Concepts
3. Why do we need SUDS?
4. The background leading to the development of SUDS
5. Types of SUDS
6. Advantages and disadvantages of the different types of SUDS
After I have expanded my knowledge of SUDS, I will then look at recent surveys and
publications of some of Scotland’s top water engineering professionals, including
those of consulting engineers, house builders, developers, local authority
representatives, SEPA and Scottish Water. This will be done in order to gain an
insight into their views on the implementation of SUDS in Scotland, whether they
believe SUDS to have been a success or not, and what areas they feel can be
improved.
Next, I will begin to draw up my own argument for the success of SUDS. I will start
by briefly looking at cases where SUDS have been undoubtedly successful and
reasons for their success. This will be done in order to prove that the SUDS model is
indeed, efficient.
After the successful cases have been identified in brief, I aim to identify an area in
Scotland that has been plagued with flooding and other drainage issues over the
past number of years and investigate what the authorities are doing to eradicate this
flood risk. I will then gather the necessary statistics required for this area in order to
understand better the circumstances of the chosen area. This case study will further
add to the argument that there is still a long way to go for SUDS to be considered
100% successful.
The final step is to draw an overall conclusion to the success of SUDS in Scotland.
This will be done by taking a general outlook on both successful and unsuccessful
cases as well as looking at whether the systems have met the criteria set out by the
EU Water Framework Directive.
6
Success of the Implementation of SUDS in Scotland
1.4 Brief introduction of the case study
As part of this dissertation, an area of Scotland with notable flooding and other
drainage issues is to be looked at in detail. This will be done in order to gain an
insight into what is being done in Scotland to alleviate the drainage issues for areas
like this.
The area chosen for this case study is Perth which lies within the Tayside region of
Scotland, under the control of the Perth and Kinross County Council. This area, in
recent years has had well-publicised issues with flooding including major floods in
1993, 1999, 2010, 2011 and 2012,
As of a 2002 SNIFFER (Scotland and Northern Ireland Forum for Environmental
Research) Report, Perth had 32 SUDS sites; undoubtedly that number has risen in
the years since that survey. What this dissertation aims to do is look at Perth in more
detail and discover the reason for the continued flooding as seen in 2010,11 and 12.
This could be down to the SUDS in operation there being unsuccessful, they might
be a part of small development sites, or it could be due to the obvious need for a
major, public SUDS system to be put in place.
Chapter 4 of this dissertation will outline the results of my investigation, also
including the views of a senior flood engineer from the Perth and Kinross County
Council who has co-written many published journals and is highly-respected water
engineering professional.
Figure 1.4 Map of Scotland
Perth, Scotland
(Scotland Channel, 2014)
7 Introduction
Chapter 2
Literary Review
2.1 Introduction
The purpose of this chapter is to look at SUDS in more detail in order to gain a
greater understanding of their history and how they work. This will enable the author
to be in a greater position to make a judgement on the success of SUDS
implementation in Scotland and draw a conclusion on the matter in the final chapter
of this report.
Outlined in this chapter are the SUDS Concepts, the history and development of
SUDS, the problems associated with flooding and why SUDS are necessary to
alleviate these problems and finally a description of the various types of SUDS
techniques in use in Scotland today.
The SUDS concepts include the aims and objectives of SUDS and how they can
effectively be integrated into new and existing developments by means or integration
and planning from the beginning of the design process or through retrofitting. Also
described in this section is the CIRIA management train concept and its importance
in delivering effective SUDS techniques to new developments.
The history and development of SUDS is a closer look at why SUDS were necessary
to be developed. This section will outline the traditional means of urban drainage, the
legislation that paved the way for change and the SUDS solution and how it differs
from traditional drainage methods.
Finally, this chapter will give a brief outline to the different SUDS techniques
available in Scotland today. They will be classed in order of preference according to
the CIRIA Management Train Concept, most preferential being source control
measures, with the least preferential being site and regional control measures.
8
Success of the Implementation of SUDS in Scotland
2.2 The SUDS Concept
2.2.1 What are SUDS?
Sustainable drainage systems (SUDS) are increasingly being used to mitigate the
flows and pollution from runoff. The philosophy of SUDS is to replicate as closely as
possible the natural drainage from a site before development and to treat runoff to
remove pollutants, so reducing the impact on receiving watercourses. This requires a
reduction in the rate and volume of runoff from developments, combined with
treatment to remove pollutants as close to the source as possible. They can also
provide other environmental benefits such as wildlife habitat, improved aesthetics or
community resource. (Wilson, et al., 2004)
Figure 2.1 The SUDS Triangle
In essence, the SUDS approach to drainage involves controlling the runoff from
development sites so that it mimics green field runoff and maintains the natural
drainage patterns, as well as enhancing the local environment.
More often than not, one individual SUD system cannot tick all three of the boxes
required in the SUDS concept. As a result, a treatment or management train is
required that comprises of one or more technique. The management train may also
include techniques such as good site management to prevent pollution. Several
SUDS techniques will be needed to reduce the volume of runoff and treat pollution.
(Wilson, et al., 2004)
9 The SUDS Concept
Figure 2.2 CIRIA Management Train Concept
2.2.2 Why do we need SUDS?
There are a large number of human and non-human activities that can destabilize
the hydrologic cycle. One of the major human activities to have the greatest impact
on the hydrologic cycle is the process of urbanisation.
When rain falls on undeveloped land, the vast majority of the water will soak away
into the topsoil and it will slowly make its way through the soil to find the nearest
water course. Approximately 15-20% of this rainfall becomes direct surface runoff,
which will slowly make its way to the nearest watercourse over the rough ground
which will most likely contain vegetation hence removing pollutants. This means that
the effect of rainfall, be it a small shower or even a short, heavy storm, will be spread
out over a number of hours, meaning there will be little impact on flow rates for the
receiving water course because a lot of the water will have absorbed into the ground.
However, when a large number of people move to an area and that area of land is
developed, the area of impermeable surfaces massively increases due to tarmac
roads, pavements, roofs and driveways. As well as this, most areas of a site are
excavated before construction and better quality material is compacted in layers to
reduce settlement of buildings after construction has been completed. As a result of
these compacted layers of soil, water is impeded from draining through the it, making
the soil almost as impermeable as the roads and pavements.
(CIRIA, 2000)
10
Success of the Implementation of SUDS in Scotland
The water that would have previously been able to infiltrate the soil now runs off the
surface, creating a greater volume of water, which ends up flowing to areas of a
lower topographical level, generating floods.
In developed sites, direct runoff can increase to more than 80% of the total rainfall
volume, compared to a figure of 15-20% for an undeveloped site (Sieker, 2010). On
top of this, paved surfaces are smoother than the previous condition of a site where
vegetation may have been present, meaning that the surface runoff may travel over
that surface much faster, thereby reaching the watercourse quicker.
The greater volume of water and higher flow rates mean that receiving waters are
more sensitive to rainfall intensity and volume in a developed site as opposed to an
undeveloped site. Because of the increased volumes and flow rates of runoff on
developed sites, peak flow rates can increase by a factor up to ten, meaning streams
and rivers have to cope with larger and often sudden runoff flows. Often what
happens is the streams and rivers cannot cope with this added pressure and flooding
occurs. It is for this reason that drainage is required, and where the idea of
Sustainable Urban Drainage Systems (SUDS) comes into play.
Figure 2.3 Disturbance to the water cycle caused by impermeable surfaces
(Sieker, 2010)
11 The SUDS Concept
2.2.3 Integration and Planning
One of the main philosophies of SUDS is “prevention is better than cure”. If SUDS
are only considered as an after-thought to a conventional site design, more often
than not the results are unnecessarily large and costly.
For this reason, a successful SUDS design requires the drainage to be carefully
integrated into the site while taking the original green field drainage patterns into
consideration. SUDS designs that integrate the features into the overall site design
generally result in smaller, more cost-effective solutions. (Minnesota Metropolitan
Council, 2001)
In order to effectively integrate SUDS into the initial site design, the following factors
should be taken into consideration:
1) Reduction of impervious surfaces can be achieved by simple street design. If
a site is correctly laid out, length of roads can be minimised as well as the
width of roads being kept to the absolute minimum consistent with achieving
safe traffic management. The edge of streets can be constructed using
pervious surfaces to reduce runoff. Also cul-de-sac turning areas can be
designed to use the minimum required turning circle and the use of
hammerheads is also beneficial in reducing the area of impervious surfaces.
2) Raised kerbs and gutters should be avoided wherever possible as they
amplify stormwater volume and velocity (Minnesota Metropolitan Council,
2001). Also roads without raised kerbs and gutters tend to be less expensive
at construction stage, but it is important that roads without these features
should be designed with detailed edges so as to collect water into the SUDS
feature as opposed to flowing back into the road construction and weakening
it.
3) Reinforced grass can be used wherever possible for overspill car parking
areas and parking space dimensions minimised.
4) The landscaped areas associated with roads and car parks can be placed so
that they act as filter strips, swales etc.
5) Most importantly, the site layout and levels should be designed to follow the
existing site topography as much as possible. This helps to preserve natural
12
Success of the Implementation of SUDS in Scotland
hydrology and drainage pathways on the site and assists with overland flood
routes. (Atlanta Regional Commission, 2001)
(Wilson, et al., 2004, pp. 33-34)
2.2.4 The importance of the Management Train Concept
The management train concept is fundamental to designing a successful SUDS
scheme and addresses the quality and quantity of runoff at all stages of a drainage
system. It uses drainage systems in series to improve the quality and quantity of
runoff incrementally, by reducing pollution, flow rates and volumes.
The management train provides a list of the following techniques, listed in order of
preference according to CIRIA C609 – Sustainable Drainage Systems
1) Prevention – The use of good site design and housekeeping measures on
individual sites to prevent runoff and pollution (for example, sweeping
impervious surfaces to remove dust and grit) and rainwater reuse, rainwater
harvesting.
2) Source Control – Control of runoff at or very near its source (through the use
of pervious pavements or green roofs for example)
3) Site Control – Management of water from several sub-catchments (by
routeing water from building roofs and car parks to one large soakaway or
infiltration basin for the whole site)
4) Regional Control – Management of runoff from several sites, typically in a
detention pond or wetland.
The SUDS management train is summarised in Figure 2.2 CIRIA Management Train
Concept. From this diagram, it is clear that prevention and source control are the
preferential options when it comes to choosing a suitable SUDS technique. These
two options should always be considered before site or regional controls. Water
should only be conveyed elsewhere only if cannot be dealt with on site (lack of space
for example). Conveyance between individual parts of the management train should
also be considered.
13 Retrofitting
An effective SUDS management train should take the following points into
consideration:
a) Dealing with runoff at source is generally more effective as you are dealing
with lesser volumes of runoff and pollutants tend to be less concentrated in
the stormwater stream (Wilson, et al., 2004, pp. 33-35).
b) According to the Building Regulations, Part H, infiltration of runoff is preferred
over discharge to watercourses. Discharge to sewers should be used only
when no other option is available.
c) Before treatment, it is vital for SUDS techniques employed to be able to
remove gross silt or sediment loads, so as to ensure the long-term
effectiveness of all techniques (Wilson, et al., 2004, pp. 33-35).
d) The treatment system should comprise of a series of features that
complement each other, such as filter strips and infiltration trenches.
e) The more techniques used in a system, the better performance is likely to be.
This is because the use of more than one technique reduces the risk of
system failure.
2.3 Retrofitting
Under current legislation, SUDS must be considered in the planning of all new
development sites. For new development sites, the easiest option is to provide a
management train which attempts to mimic the natural drainage of that site.
However, new developments only form a small part of the current urban areas and
the question then arises over all existing developments that don’t have any SUD
system in place. The answer is to retrofit SUDS to these existing developments. If
retrofit SUDS can be incorporated into existing development areas, then the
opportunities for delivering sustainable solutions that offer multiple benefits will be
much greater.
SUDS techniques can be retrofitted to existing sites to reduce the risk of flooding in
receiving waters or to reduce pollutant levels in runoff. It is often easier to retrofit an
individual technique, rather than to provide a management train like for new
developments (Wilson, et al., 2004, pp. 38-39).
14
Success of the Implementation of SUDS in Scotland
Retrofitting surface water management measures will deliver:
i. Drainage systems that mimic natural drainage processes
ii. Management of pollution alongside flood risk
iii. The ability to adapt and manage extreme events
iv. Extra benefits from better amenity, improved biodiversity and greater
resistance to climate change
v. Integration with urban design to create better places to live (Digman, et al.,
2012)
One issue with retrofitting SUDS is space requirements. Unlike in new developments
where SUDS are planned for from the beginning, in existing developments they are
merely an afterthought. As a result, the space necessary to construct the desired
SUD system is more often than not, not available.
On existing developments, more often than not the conventional approach to
drainage is in place, i.e. collect runoff in pipes and discharge it to the nearest
watercourse as quick as possible. However, many opportunities to retrofit measures
can be exploited if conventional thinking is challenged and an innovative approach to
surface water management is adapted (Digman, et al., 2012).
There are many examples of retrofit SUDS to be seen all over Scotland, and to a
great extent they have been a great success. Examples of retrofitted SUDS are not
only to be seen in private developments however, they can, and are, being
effectively integrated into public realms also. Many examples from around the world
are on show at present which solidify the argument that reducing surface water from
entering existing drainage systems, through retrofitting of SUDS, can be more cost
effective than increasing the drainage capacity (eg Green City, Clean Waters in
Philadelphia and the Green Streets approach in Portland Oregon). (CIRIA, 2012)
In Scotland, there are also many successful examples of retrofit SUDS to be seen.
Some examples include rain gardens in Islington and green roof gardens in
Edinburgh.
15 Retrofitting
Figure 2.4 Green Roof Garden, Edinburgh
Figure 2.5 A retrofit rain garden on an Islington housing estate
According to CIRIA C713, 2012 – Retrofitting to manage surface water, retrofit
measures could look like:
a) Existing buildings will be fitted with green roofs and rainwater harvesting
systems
b) Roads will have rain gardens in their verges, collecting and storing runoff,
removing pollutants and calming traffic
c) Some roads, paths and spaces between buildings will be reshaped to carry
surface water, and during extreme events act as “blue” flood pathways when
the capacity of drainage is exceeded
(Wakeham, 2009)
(Digman, et al., 2012)
16
Success of the Implementation of SUDS in Scotland
d) Open areas such as parkland and car parks will be designed and designated
to act as temporary flood storage
e) At the same time they will provide green infrastructure benefits such as
creating places for recreation and reducing urban heat islands
f) Surface water management will be an integral component of urban design,
providing a host of benefits such as enhancing amenity, increasing
biodiversity and enhancing land value
g) Local flood protection measures will be installed to make buildings more
resistant to flooding (Digman, et al., 2012).
Conventional SUDS design usually follows a pre-determined design criteria;
however, the design process for retrofit SUDS works in reverse. Starting with a set of
existing site constraints, the designer should determine the best stormwater control
or treatment obtainable, even if it does not fully comply with current design standards
(Wilson, et al., 2004, pp. 38-39).
As can be seen above, there is a lot of research and investigation in the possibility of
retrofitting SUDS by many major water engineering companies like CIRIA and The
Environment Agency. In chapter 3, potential retrofitting issues will be discussed in
greater detail in conjunction with the findings by these companies and a conclusion
will be drawn onto the overall success of retrofit SUDS in Scotland.
2.4 History & Development of SUDS
The increase in surface water runoff due to urbanisation often leads to the overflow
of gullies, ditches, streams and rivers, creating the problem of riverside flooding. This
flooding poses risks to people’s health and wellbeing as well as greatly reducing their
quality of life. This is not to mention the billions of pounds worth of damage it causes
each year worldwide, destroying entire communities and leaving millions homeless.
In this section, the traditional approach to surface water runoff drainage will be
outlined as well as the negative effects it had and continues to have on the
environment. Then we will look at the legislation that forced the change from this
system, and ultimately to the development of SUDS.
17 History & Development of SUDS
2.4.1 The Traditional Approach
Many of the UK’s urban drainage systems date back to the 19th Century. They were
initially built in the central areas of large towns and cities, and were intended to carry
surface storm runoff, industrial effluent and domestic foul sewage. These systems
were soon followed by sewage treatment works introduced to improve the quality of
the wastewater being discharged to local watercourses. However, the capacities of
these systems and treatment facilities were often insufficient to deal with the demand
created by rapidly growing cities. (Swan, 2002)
There are two types of traditional drainage systems; The Combined Sewer System
(CSS) and the Separate Sewer System (SSS). These systems solved the issue of
urban drainage by removing the stormwater runoff from the impermeable surfaces as
quickly as possible, usually by collecting it in pipes. The priority of this approach to
drainage was to minimise the risk of flooding in that area, without any consideration
for downstream flooding, water quality damage being caused to the environment.
2.4.1.1 Combined Sewer Systems (CSS)
Combined sewers usually operate on a single pipe, where sewage and surface
runoff are carried together. Most of these combined sewers were constructed at a
time where it was acceptable to discharge raw sewage directly into rivers. Nowadays
however, these combined sewers carry the runoff and sewage to a water treatment
plant, usually of limited capacity.
At times of heavy rainfall, the wastewater treatment plants typically lack the capacity
to treat all of the sewer system influent, and as a result the excess flow is discharged
directly into the receiving watercourse. This issue was overlooked for decades, as
authorities believed the sewage was being sufficiently diluted, first by the rainwater in
the pipe, and then being further diluted by the watercourse.
2.4.1.2 Separate Sewer Systems (SSS)
Separate sewer systems were developed to deal with some of the hydraulic and
environmental issues caused by the combined sewer systems. In these systems,
18
Success of the Implementation of SUDS in Scotland
sewage and runoff are carried in separate pipes, sewage to a treatment plant and
runoff to the nearest and most suitable watercourse. On the surface, it appeared
separate sewers had solved the problems of the combined sewer; however, this was
not the case.
As it flows across the impermeable surfaces, the surface runoff water can become
contaminated by numerous pollutants. These pollutants include tiny metal fragments,
greases, oils, petrol/diesel from road vehicles, silt and dust, pesticides and
detergents from gardens and car washing, and often in poorer, less developed
countries, human and animal waste. Because the surface runoff was being
discharged directly to the nearest watercourse without any treatment, this meant the
pollutants being picked up from the impermeable surfaces were being discharged
into the watercourse.
Up to the 1990’s, these two systems remained in use with the objective of increasing
water flow efficiency. Apart from the problems outlined above regarding combined
and separate sewers, there were other issues to contend with. These included health
issues, aesthetic issues and environmental issues.
As urban areas expanded, the area of impermeable land increased, which meant
new points of flooding were observed. This, in turn meant that larger means of
channelling water were required. However, the natural hydrologic cycle had already
been altered, meaning a whole new system was needed. Unfortunately, the process
of increasing the water flow efficiency remained a priority with the authorities, despite
the problems that came with it.
It wasn’t until the EU Water Framework Directive was introduced that this new
system that was so badly needed, was introduced.
2.4.2 The EU Water Framework Directive
For decades, there was a lot of uncertainty regarding water management. The
reason for this is there was a lot of inconsistent European Legislation that didn’t
clearly lay-out ways of protecting our water sources and the environment. The EU
Water Framework Directive introduces a simpler approach to water management
19 History & Development of SUDS
and provides better environmental protection. As a result of the WFD, a number of
existing European Directives have been or will be replaced (Environment Agency,
2014).
In October 2000 the WFD was adopted and it came into force in December of that
same year. The purpose of the Directive is to establish a framework for the
protection of inland surface waters (rivers and lakes), transitional waters (estuaries),
coastal waters and groundwater. It will ensure that all aquatic ecosystems wetlands
meet “good status” by December 2015 (Joint Nature Conservation Committee,
2010).
[Good Status being defined as a slight variation from undisturbed natural conditions]
The EU Water Framework Directive has been incorporated into Scottish law by the
Water Environment and Water Services Act of 2003 (WEWS Act). This legislation
promotes the use of SUDS in Scotland and has been a major factor in the successful
implementation of SUDS in Scotland as will be seen in Chapter 3.
This promotion of the use of SUDS in the WEWS Act is a major reason for the
further studies and development of SUDS, and ultimately the replacing of the
traditional approaches to urban drainage that has caused so much harm to the
environment as seen earlier in this section.
2.4.3 The SUDS Approach
SUDS are more sustainable than traditional drainage methods because of the
following reasons:
They manage runoff and flow rates from impermeable surfaces, thereby
reducing the impact of urbanisation on flooding
They protect or enhance water quality by reducing pollution from surface
runoff
They protect natural flow regimes in watercourses
They provide amenity or wildlife habitat which is beneficial to wildlife and the
local community
They provide opportunities for evapotranspiration from vegetation and surface
water in ponds for example
20
Success of the Implementation of SUDS in Scotland
They encourage groundwater recharge wherever possible
They create a better environment to live, work and play. (CIRIA, 2012)
2.5 Economic & Social Effects of Flooding
In a 2007 survey conducted by the Scottish Executive, 1223 people were surveyed
from seven locations in Scotland including Brechin, Edinburgh, Forres, Elgin,
Hawick, Glasgow and Perth. Of the 1223 people, 633 came from households that
had been flooded and 590 from households not flooded but located in areas that had
been flooded over a 12 year period from 1993-2005.
In the surveyed locations, rivers that burst their banks was the most common cause
of flooding at 85%, followed by surcharging sewers and overland flow at 10% and
coastal storms at 5%. The flood waters analysed were nearly always contaminated
with mud and/or sewage.
Of the flooded households surveyed, a mere 42% received some kind of warning,
one third of which provided more than 3 hours’ notice of the impending flood. The
most common form of warning was word of mouth among neighbours and just over
51% of flooded households had received an official warning.
The most common immediate responses to a flood warning were to deploy
sandbags or floor guards, move vehicles, remove possessions from the ground floor
of houses and vacate properties.
Direct economic losses for households averaged around £32,000 for damage to
buildings and around £13,500 for contents damage. Approximately 10 days leave
from work (paid and unpaid) was required to deal with the immediate aftermath of
being flooded. (Werritty, et al., 2007)
Aside from the economic losses associated with flooding, there is also the emotional
and psychological trauma that is caused to flood victims and in some extreme cases,
there is the tragic loss of life which leaves families and whole communities torn
apart. Although in recent decades, fatalities associated with flooding have been rare,
there are still cases where loss of life has occurred. In the January 2005 flood in
Scotland, 5 fatalities occurred in the Outer Hebrides. (Werritty, et al., 2007)
21 The role of SUDS in reducing flood risk
Households with insurance registered higher stress levels regarding living with flood
risk than those without insurance. This was in part due to the thought of having to
deal with loss adjustors and builders whilst having to live in temporary
accommodation.
Households with an annual income of less than £20,000 also reported high levels of
stress and anxiety and in some cases, more adverse health impacts.
In this report by the Scottish Executive, the trauma of being flooded and its
immediate aftermath was the most significant impact reported, chiefly among the
elderly and most vulnerable. Some participants reported how difficult it was to
maintain family cohesion when children have to live in hotels or with grandparents,
and as a result their education suffered. Also it was reported that relationships within
the family were severely tested whilst living in temporary accommodation and
dealing with contractors. (Werritty, et al., 2007).
As the above facts outline from the 2007 survey conducted by the Scottish
Executive, living with flood risk is an anomaly that hundreds of thousands of Scottish
citizens have to live with and the effects of living with flood risk not only accounts for
the economic end of things, but also it has a great effect on their health and mental
health. It is for this reason that flood relief measures and systems that can
successfully alleviate the flood risk are so important; and this is where the
importance of SUDS becomes most apparent.
2.6 The role of SUDS in reducing flood risk
As can be seen in the previous section, there are many severe consequences of
flooding. These range from the economic implications where it costs flood victims
and the Scottish Government millions of pounds every year to the emotional and
psychological trauma it inflicts on flood victims. And in some cases, it takes much,
much more.
With traditional drainage techniques, there are no provisions in place to protect
against flooding. When excessive rain falls, the systems become overloaded and
22
Success of the Implementation of SUDS in Scotland
cannot handle the sheer volumes of runoff it has to deal with. This leads to polluted
water being released into the watercourses and also flooding in low-lying areas.
With SUDS techniques, if they are properly designed, constructed and maintained,
they can mitigate many of the adverse effects of urban stormwater runoff on the
environment (Wilson, et al., 2004, p. 29) as well as giving peace of mind to potential
flood victims.
As seen earlier in this chapter, the 3 main aims of SUDS can be summed up in the
SUDS Triangle. These 3 aims are to reduce quantity, improve quality and provide
amenity or wildlife habitat. This is done through providing a management train of
techniques, each of which contribute to meeting these 3 aims.
By reducing peak flows to watercourses at times of exceptionally heavy rainfall, the
risk of downstream flooding is greatly reduced. There are a wide number of SUD
systems in use today that are predominantly used to attenuate stormwater, and then
release the water at a controlled rate so as to not overload the receiving
watercourse.
The improvement in which SUDS provide to the lives of potential flood victims is
immeasurable. With the peace of mind knowing their properties are safe from the
risk of flooding, stress levels are reduced, the cost of insurance policies are reduced
and the resale value of properties remains consistent.
23 Types of SUDS
2.7 Types of SUDS
The CIRIA Management Train concept divides SUDS techniques into different
categories, beginning with the most preferential option going to the least preferential.
Figure 2.6 Management Train Concept [2]
Figure 2.7 Common SUDS Techniques
Prevention Conveyance Pretreatment
Site management measures
Pervious pavements
Green roofs
Bioretention
Filtration
Grasses filter strips
Grassed swales
Infiltration devices
Infiltration basin
Filter drains
Ponds
Stormwater wetlands
On-/off-line storage
Pipes
Source
Control
Techniques Regional
Control
Site
Control
Site layout design to
minimise impervious areas
(Wilson, et al., 2004)
(Wilson, et al., 2004, p. 37)
24
Success of the Implementation of SUDS in Scotland
2.7.1 Prevention
According to CIRIA C609 (2004), prevention or good site practice is the most
effective way to deal with stormwater issues. Prevention methods include efficient
site design which minimises the area of impermeable surfaces, thereby reducing
runoff volumes and good site management measures including regular sweeping of
impermeable surfaces, minimised use harmful chemicals and separation methods
which limit the potential for runoff and pollutants to come into contact.
2.7.1.1 Minimise Impervious Surfaces
By reducing the area of impermeable surfaces on a development site, the volume of
runoff is therefore greatly reduced. This can be done by carefully designing streets
and car parking spaces to minimise impermeable area by optimising the use of
hammerheads and T-shaped turning heads. Another way to reduce impervious
surfaces is to maximise the use of pervious surfaces where possible and by
connecting roof drainage to infiltration devices so that the runoff does not affect the
watercourses.
2.7.1.2 Site Management Measures
There are many effective site management methods which can be used in order to
prevent the adverse effects of stormwater on the receiving watercourse. These
methods include:
Regular sweeping of impervious surfaces to reduce pollutant build up, and
thereby reducing pollutant loads entering the SUDS scheme. As a minimum,
pavement should be swept twice a year, once in spring and again in autumn
to remove leaf fall (Wilson, et al., 2004, p. 133).
Winter de-icing of pavements can be a major contributor to pollutant loading.
Chlorides and other contaminants are unlikely to be substantially reduced by
SUDS techniques; therefore prevention is the best way to reduce their impact
on receiving waters.
25 Types of SUDS
Landscape management is a substantial area when it comes to site
management measures. Landscapes should be designed to reduce sediment
load, avoid the over application of fertilisers and avoid the over application of
pesticides.
Control of construction site runoff and chemical storage and avoidance of
chemical spillages are also importance site management measures in
avoiding pollution to receiving watercourses.
2.7.2 Conveyance
The transfer of surface water runoff (conveyance) across the site, between
components is essential. There are a variety of approaches that can be used;
underground through pipes with little control or water quality treatment, or through
vegetated channels on the surface providing some treatment and attenuation and
through more engineered canals or rills. The preference in terms of delivering
sustainable drainage objectives is the conveyance of water through vegetated
channels or swales. Uncontrolled conveyance to a point of discharge into the
environment is discouraged (CIRIA, 2012).
2.7.3 Pre-treatment
Components of pre-treatment consist of grassed filter strips, grassed swales and
filter drains. These devices fall under the category of Source Control and
conveyance devices also, meaning they are preferential when choosing SUDS
techniques to be implemented on new development sites.
Pre-treatment involves the removal of pollutants from stormwater runoff from
impermeable surfaces. They were originally used as a treatment process in the USA
to deal with polluted runoff from agricultural areas but were developed for use in
urban areas also. Nowadays, they are often deployed as a pre-treatment technique
before other SUDS techniques to reduce the risk of silting.
26
Success of the Implementation of SUDS in Scotland
2.7.4 Source Control
Source control, also known as Best Management Practices (BMP’s), is the preferred
option when it comes to the design of any SUDS scheme and should always be
considered first. The reason for this is simple and logical; controlling stormwater
runoff at its source results in relatively small catchment areas where the volume of
runoff and pollution are not concentrated into the surface water stream, thereby
reducing the consequences of failure. Where possible, the use of infiltration and
planting should be optimised so as to encourage evapotranspiration. Rainwater
harvesting can also be used as a means of reducing runoff volumes from a site.
There are numerous source control techniques and they are listed below (Wilson, et
al., 2004, p. 36).
2.7.5 Site Control
Where source control is not feasible or additional control of runoff is required, then
site control measures can be used. In this case, the runoff from several sub-
catchments within a site are brought together and dealt with by features such as
ponds, basins and wetlands. Care must be taken when using site control measures
however, as the effect of concentrating runoff increases volumes and can increase
pollutant concentrations. As a result, the consequence of failure would be greater
within a site than source control, for example.
2.7.6 Regional Control
Regional control is similar to site control, but the overall catchment tends to be larger
as it deals with water from several sites and the same site control techniques are
used as seen in Figure 2.7 Common SUDS Techniques. Regional control features
should not be used on their own without some form of source control feature in place
within individual developments.
27 Types of SUDS
2.7.7 Source Control Devices
2.7.7.1 Pervious Pavements
Pervious surfaces can be either porous or permeable. Porous surfacing is a surface
that infiltrates water across the entire surface whereas permeable surfacing is
formed of material that is itself impervious to water but, by virtue of voids formed
through the surface, allows infiltration through the pattern of voids (CIRIA, 2012).
Pervious surfaces are suitable for pedestrian pavements and roads as they allow
rainwater to infiltrate through the surface into the underlying layers. This water can
then be temporarily stored before infiltration into the ground, reused or discharged to
a watercourse or other drainage network. (CIRIA, 2012)
Advantages
Reduced peak flows to
watercourses reducing risk of
flooding downstream
Reduced effects of pollution in
runoff on the environment
Allows duel use of space so
there is no additional land take
Eliminates surface ponding and
surface ice
Resilient to lack of maintenance
Disadvantages
Cannot be used where large
sediment loads may be present
Risk of long term clogging and
weed growth if poorly
maintained
In the UK, currently being used
on roads with low traffic
volumes, low axle loads and
speeds less than 30mph
Figure 2.8 Permeable Paving
(Harrison, 2011)
28
Success of the Implementation of SUDS in Scotland
2.7.7.2 Green Roofs
Green roofs comprise a multi-layered system that covers the roof of a building with
vegetation or landscaping. The roof more often than not consists of an impermeable
layer, a substrate or growing medium and a drainage layer although the drainage
layer is not always required.
Green roofs are designed to intercept and retain precipitation, reducing the volume
of runoff and thereby attenuating peak flows. As roofs are one of the most significant
contributors to rainfall runoff, optimising the use of green roofs means other SUDS
techniques can be significantly reduced in size.
There are two types of green roofs; intensive and extensive. Extensive green roofs
are most appropriate for the use in SUDS as they are simpler, light-weight, cost-
effective and can be used in a wide variety of locations with minimal maintenance
required (Wilson, et al., 2004, p. 152).
Pollutant – removal mechanisms include filtering and absorption by the substrate
and drainage layers and retention by plants. The removal efficiency depends on
plant layer, season, nature of pollutants, temperature and light level.
Advantages
Good removal capacity of
atmospherically deposited
urban pollutants
Can be used in high density
developments
Can be retrofitted
Provides ecological, aesthetic
and amenity benefits
No additional land take
Disadvantages
Cost is high when compared
with a conventional roof
Not applicable to steep roofs
Retrofitting opportunities may
be limited by roof structure
Maintenance requirements
Damage to waterproof
membrane likely to be critical
29 Types of SUDS
Figure 2.9 Green Roof
2.7.8 Filtration Devices
2.7.8.1 Bio-Retention Areas
Source Control
A bio-retention area is a shallow depressed landscape area that is under-drained
and relies on enhanced vegetation and filtration to remove pollution and reduce
runoff volumes. Pollution is removed from runoff by a combination of sedimentation,
filtration, adsorption and biological action. The bio-retention area is only used for
treating the water quality volume and is normally placed off-line. The water quality
volume of runoff is diverted into the bio-retention area and allowed to pond.
Bio-retention areas are ideally suited to car parks and roads as no extra land take is
required. Maintenance requirements include monthly inspections, monthly litter
removal, annual weeding, annual replacement of top mulch layer, annual
replacement of damaged vegetation and finally pruning every two years.
(Green Roof Technology, 2014)
30
Success of the Implementation of SUDS in Scotland
Advantages
Improved aesthetics
Reduces volume and rate of
runoff
Very effective pollutant removal
Flexible layout to fit into
landscape
Suited to impervious areas such
as car parks without additional
land take
Disadvantages
Cannot be used to treat large
drainage areas (unless split into
sub-catchments)
Susceptible to clogging
Can take up space
Construction cost higher than
other basic techniques
Figure 2.10 Bio-retention area
2.7.8.2 Grassed Filter Strips
Pre-treatment or Source control
Filter strips are wide, gently sloping vegetated strips of land that provide
opportunities for slow conveyance and infiltration (where appropriate). They are
designed to accept runoff as overland sheet flow from upstream development and
often lie between a hard-surfaced area and a receiving stream, surface water
collection, treatment or disposal system.
They treat runoff by vegetative filtering, and promote settlement of particulate
pollutants and infiltration.
(SVR Design, 2013)
(Wilson, et al., 2004, pp. 162-172)
31 Types of SUDS
Advantages
Well suited to implementation
adjacent to large impervious
areas
Encourage evaporation and can
promote infiltration
Easy to construct and low
construction costs
Effective pre-treatment option
Easily integrated into
landscaping and can be
designed to provide aesthetic
benefits
Disadvantages
Not suitable for steep sites
Not suitable for draining hotspot
runoff or for locations where
there is a risk of groundwater
contamination, unless infiltration
is provided
No significant attenuation or
reduction of extreme event
flows
(CIRIA, 2012)
Figure 2.11 Grassed Filter Strip
32
Success of the Implementation of SUDS in Scotland
2.7.8.3 Filter Trench
Source control or site control
Filter trenches are shallow excavations filled with rubble or stone that create
temporary subsurface storage of stormwater runoff. These trenches can be used to
filter and convey stormwater to downstream SUDS components.
Ideally they should receive lateral inflow from an adjacent impermeable surface, but
point source inflows may be acceptable.
Advantages
Important hydraulic benefits are
achieved
Can be incorporated easily into
site landscaping and fits well
beside roads
Disadvantages
High clogging potential without
effective pre-treatment – not for
sites with fine particled soils
(clays/silts) in upstream
catchment
Build-up of pollution/blockages
difficult to find
High historic failure rate due to
poor maintenance
Limited to relatively small
catchments
High cost of replacing filter
material should a blockage
occur
Figure 2.12 Filter Trench
(CIRIA, 2012)
33 Types of SUDS
2.7.9 Infiltration Devices
2.7.9.1 Infiltration Basin
Source control or site control
Infiltration basins are designed to store runoff and infiltrate into the ground. They
operate in the same way as infiltration devices except they are open, uncovered
areas of land.
Basins can be formed by excavating depressions into the ground or by forming an
embankment to impound the stored runoff water. They store the runoff on the
surface and then infiltrate it gradually into the ground. They are normally dry, except
in times of heavy rainfall (Wilson, et al., 2004, p. 218).
Advantages
Reduces the volume of runoff
from a drainage area
Can be very effective at
pollutant removal via filtering
through soils
Contributes to groundwater
recharge
Changes in performance easy
to observe
Disadvantages
Potentially high failure rates due
to improper siting, poor design
and lack of maintenance,
especially if appropriate pre-
treatment is not incorporated.
Comprehensive geotechnical
investigation required to confirm
suitability for infiltration
Requires a large, flat area
Figure 2.13 Infiltration Basin
(CIRIA, 2012)
34
Success of the Implementation of SUDS in Scotland
2.7.9.2 Infiltration Trench
Source control or site control
Infiltration trenches are shallow excavations with rubble or stone that create
temporary subsurface storage of stormwater runoff, thereby enhancing the natural
capacity of the ground to store and drain water. Infiltration trenches allow water to
exfiltrate into the surrounding soils from the bottom and sides of the trench.
Ideally they should receive lateral inflow from an adjacent impermeable surface, but
point source inflows may be acceptable. (CIRIA, 2012)
Advantages
Infiltration can significantly
reduce both runoff rates and
volume
Infiltration provides a significant
reduction in the pollutant load
Can be incorporated easily into
site landscaping and fits well
beside roads
Disadvantages
High clogging potential without
effective pre-treatment
Build-up of pollution difficult to
see
High historic failure rate due to
poor maintenance
Limited to relatively small
catchments
Figure 2.14 Infiltration Trench
(CIRIA, 2012)
35 Types of SUDS
2.7.10 Other SUDS Techniques
2.7.10.1 Grassed Swales
Conveyance and source control
Swales are shallow, broad and vegetated channels designed to store and/or convey
runoff and remove pollutants. They may be used as conveyance structures to pass
the runoff to the next stage of the treatment train and can be designed to promote
infiltration where soil and groundwater conditions allow.
Swales are typically located next to roads but they can also be constructed in
landscaped areas within car parks etc. They can replace traditional pipe drainage
and should remove the need for kerbs and gullies.
Advantages
Easy to incorporate into
landscaping
Good removal of urban
pollutants
Reduces runoff rates and
volumes
Low capital cost
Maintenance can be
incorporated into general
landscape management
Disadvantages
Not suitable for steep areas or
areas with roadside parking
Limits opportunities to use trees
for landscaping
Risks of blockages in
connecting pipe work
Pollution and blockages are
visible and easily dealt with
Figure 2.15 Grassed Swale
(CIRIA, 2012)
36
Success of the Implementation of SUDS in Scotland
2.7.10.2 Retention Ponds
Retention ponds are basins with a permanent of water in the base. Temporary
storage is provided the level of the permanent pool and the primary pollutant removal
mechanisms are the settling out of solids and biological activity in the pond (which
removes the nutrients). Temporary storage is usually designed to promote pollutant
removal, with the resistance time being the key factor in the level of treatment
obtained. Typically a residence time of 24-48 hours provides a sufficient balance
between pond size and treatment level (Wilson, et al., 2004, p. 229).
Advantages
Can cater for all storms
Good removal capability of
urban pollutants
Can be used where
groundwater is vulnerable, if
lined
Good community acceptability
High potential ecological,
aesthetic and amenity benefits
May add value to local
properties
Disadvantages
No reduction in runoff volume
Anaerobic conditions can occur
without regular inflow
Land take may limit use in high
density sites
May not be suitable for steep
sites, due to requirement for
high embankments
Perceived health and safety
risks may result in fencing and
isolation of the pond
Figure 2.16 Retention Pond
(CIRIA, 2012)
37 Types of SUDS
2.7.10.3 Detention Basins
Detention basins are surface storage basins or facilities that provide flow control
through attenuation of stormwater runoff. They also facilitate some settling of
particulate pollutants.
Detention basins are normally dry and in certain situations the land may also function
as a recreational facility. However, basins can also be mixed, including both a
permanently wet area for wildlife or treatment of the runoff and an area that is usually
dry to cater for flood attenuation.
Basins tend to be found towards the end of the SUDS management train, so are
used if extended treatment of the runoff is required or if they are required for wildlife
or landscape reasons.
Advantages
Can cater for a wide range of
rainfall events
Can be used where
groundwater is vulnerable, if
lined
Simple to design and construct
Potential for dual land use
Easy to maintain
Safe and visible capture of
accidental spillages
Disadvantages
Little reduction in runoff volume
Detention depths may be
constrained by system inlet and
outlet levels
Figure 2.17 Detention Basin
(CIRIA, 2012)
38
Success of the Implementation of SUDS in Scotland
2.7.10.4 Stormwater Wetlands
Site control or regional control
Stormwater wetlands are specifically constructed to treat pollutants in runoff by
facilitating adhesion to vegetation and aerobic decomposition. They are one of the
most effective SUDS techniques regarding pollutant removal and also offer a
valuable wildlife habitat. They are not normally designed to provide significant
attenuation but if required to act as a water detention device, the temporary storage
may be provided above the level of the permanent storage (Wilson, et al., 2004, p.
251).
Advantages
Good removal capacity of urban
pollutants
Can be used where ground
water is vulnerable, if lined
Good community acceptability
High potential ecological,
aesthetic and amenity benefits
May add value to local property
Disadvantages
Land take is high
Requires baseflow
Limited depth range for flow
attenuation
May release nutrients during
non-growing season
Little reduction in runoff volume
Not suitable for steep sites
Performance vulnerable to high
sediment inflows
Figure 2.18 Stormwater Wetland
(CIRIA, 2012)
39 Introduction
Chapter 3
SUDS – the good and the bad
3.1 Introduction
As chapter 2 has outlined, there has been a lot of developmental work in the area of
sustainable urban drainage. Every element of SUDS has been carefully planned and
approached in a way that will produce optimum results in a more cost effective way
than traditional means of drainage.
SUDS have been implemented in Scotland for over 20 years now and there are
many points of view and arguments towards the success of their implementation.
There is no doubting the fact that they have improved the status of all water bodies
in Scotland and are well on track to achieving “good status” by 2015, an objective set
out in the EU Water Framework Directive. There are many reasons for this success.
These reasons include:
a) Powerful legislation introduced in Scotland in accordance with the EU Water
Framework Directive which has made the use of SUDS mandatory on all new
developments after 2005.
b) Monitoring of SUDS performance and the further developmental work and
improvement of SUDS techniques carried out by establishments such as
Scottish Water, SEPA, CIRIA and SNIFFER.
c) Improved communication between major governmental bodies including local
authorities, SEPA, Scottish Water and developers.
However, there is an extensive argument brewing in recent times questioning their
total success. People have argued a lot has been done in regard to the
implementation of SUDS, but there is still a vast amount of work to be done in order
to make SUDS in Scotland 100% successful.
In this chapter, the opinions of Scotland’s leading water engineering professionals
will be compiled and the reasons for success and opportunities to improve the SUDS
experience in Scotland will be outlined.
40
Success of the Implementation of SUDS in Scotland
3.2 SUDS – Reasons for success
SUDS were charged with the task of replacing traditional means of drainage. They
were introduced to be more sustainable and beneficial to the environment than
traditional systems; hence the name Sustainable Drainage Systems and little would
argue that in that respect, SUDS have been an undisputed success.
There are many other contributing factors to the success of SUDS however. These
factors include strict legislation, vast amounts of research and development and
improved communication between the relevant parties.
In this section, the reasons for the success of the implementation of SUDS in
Scotland will be outlined in greater detail.
3.2.1 Legislation
In October 2000, the EU Water Framework Directive was adopted and it came into
force in December 2000. As seen in 2.4.2 The EU Water Framework Directive, the
purpose of the Directive is to establish a framework for the protection of inland
surface waters (rivers and lakes), transitional waters (estuaries), coastal waters and
groundwater. It will ensure that all aquatic ecosystems wetlands meet “good status”
by December 2015.
The EU Water Framework Directive was incorporated into Scottish Law by The
Water Environment and Water Services (Scotland) Act 2003 (WEWS Act). The
WEWS Act in its part 2 introduced new provisions into existing Scottish legislation.
These changes were to the Water (Scotland) Act 1980 and the Sewerage (Scotland)
Act 1968 in which the amending provisions deal with construction standards and
vesting conditions for the adoption by Scottish Water of privately constructed water
or sewerage, including drainage, infrastructure (Scottish Executive, 2007).
In the WEWS Act, and thus for the purposes of the 1968 Act as amended, a SUD
system is defined as a drainage system which “(a) facilitates attenuation, settlement
or treatment from two or more premises, and (b) includes one or more of the
following: inlet structures, outlet structures, swales, constructed wetlands, ponds,
41 SUDS – Reasons for success
filter trenches, attenuation tanks and detention basins (together with any associated
pipes and equipment)” (Scottish Executive, 2007).
According to the Avoidance sub group of the Flooding Issues Advisory Committee
(FIAC) set up by the Scottish Executive in 2005, SUDS can play a major part in a
sustainable flood management strategy. As a result of this, the Scottish Executive is
committed to promoting the use of SUDS, both in public open spaces and within
private curtilages, and has given effect to this policy with the introduction of General
Binding Rule 10 (d)(i) in the Controlled Activities Regulations (2005, amended in
2007).
In other words, the Water Environment (Controlled Activities) (Scotland) Regulations
of 2005 imposed a mandatory use of SUDS within new or brownfield sites. This has
restricted developers from opting for cheaper, traditional means of drainage as they
had done in the past, which has resulted in beneficial effects on the environment.
The pollution levels have decreased in Scotland’s aquatic ecosystems, wildlife
habitats have prospered and downstream flooding has been reduced significantly.
The common belief among those involved in the water industry in some capacity is
that these changes to the legislation in Scotland are the primary reason for the
success of the implementation of SUDS in Scotland. Later in this report, the results
of a survey conducted in late 2013 of 151 of the top water engineering professionals
in Scotland asking their opinions on the success of the implementation of SUDS in
Scotland will be outlined in greater detail. The standout statistic from the survey is
that the overwhelming majority of the participants, 96.8% of them to be exact,
believe Scotland has successfully implemented SUDS since the implementation of
the WEWS Act in 2003. This is conclusive proof that the implementation of SUDS in
Scotland has been a success, and that the legislation that was introduced to promote
the use of SUDS is a direct reason for their success.
3.2.2 Detailed Research
As is obvious from this report alone with the vast amount of cited sources, there has
been a great deal of research conducted and reports published on SUDS in the past
42
Success of the Implementation of SUDS in Scotland
two decades. The vast majority of this research has been carried out by the same
establishments, some of which are listed below:
a) CIRIA – Construction Industry Research and Information Association
CIRIA have published many reports and written many books in relation to
sustainable urban drainage. The most prominent books they have published include
The SUDS Manual C697 and Sustainable Drainage Systems C609, both are which
taken as industry standard for SUDS in Scotland and C697 is the book SEPA refers
people to who have queries regarding SUDS. Recently, CIRIA has launched a
website purely dedicated to SUDS called susdrain, available at
http://www.susdrain.org/.
b) Hydro International (including Engineering Nature’s Way)
Similar to what CIRIA have done, Hydro International established Engineering
Nature’s Way, which is a dedicated resource for people working with SUDS and
flood risk management in the UK. In late 2013, Engineering Nature’s Way conducted
a major survey of 151 Scottish water engineering professionals, in order to gain their
perspective on SUDS in an attempt to improve the SUDS experience in Scotland.
The ENW website is available at http://www.engineeringnaturesway.co.uk/.
c) SEPA – Scottish Environmental Protection Agency
SEPA could be considered the main body in implementing SUDS in Scotland. The
WEWS Act of 2003 requires any actively likely to cause pollution to be authorised
beforehand. SEPA’s principal role relating to flooding and pollution is in monitoring
rainfall and water quality. The statistics gathered by SEPA regarding water quality
are used by other establishments to look at SUDS performance and ultimately used
to further develop and improve SUDS performance. SEPA is the statutory consultee
for planning applications on developments where there may be a risk of flooding, as
well as being the enforcers of the Controlled Activity Regulations, enacted in 2007, in
order to protect the water environment and water quality (McLellan, 2008).
d) Scottish Water
Scottish Water is the drainage authority throughout Scotland and they therefore
share responsibility with the councils for quantity and quality of surface runoff being
43 SUDS – Reasons for success
discharged to watercourses. As of the technical guideline on sewerage infrastructure
- Sewers for Scotland – 2nd Edition, Scottish Water was made responsible for the
future maintenance and capital replacement of shared public SUDS systems and
these changes were brought in through the WEWS Act of 2003. Where SUDS are in
public spaces and the standards are satisfactory in line with 'Sewers for Scotland
2nd Edition', they should be adopted by Scottish Water and maintained as part of the
sewerage network. Such public systems should be an integral part of the SUDS
provision for which several bodies are responsible (Scottish Water, 2007). As far as
Scottish Water’s contribution to SUDS research goes, they have amended the
Sewers for Scotland – 2nd Edition technical guide to include the design and
construction standards of the systems that will ultimately become public SUDS. Also,
Scottish Water have assisted in the writing of many reports relating to the
development of SUDS, particularly reports on retrofitting SUDS in Scotland.
e) University of Abertay, Dundee and Coventry University
Sustainable Urban Drainage Systems Network (SUDSnet) is a network jointly co-
ordinated by the Urban Water Technology Centre (UWTC) at the University of
Abertay Dundee and Coventry University. SUDSnet provides a UK-wide network for
developers, relevant agencies, researchers and water engineering practitioners as
well as all other interested in SUDS. The network focuses on various SUDS issues
including best management practices (BMP’s), monitoring programmes, lessons
learned from existing SUDS schemes, development of design procedure etc.
The network is run in partnership with multiple organisations including CIRIA, SEPA,
Scottish Water, SNIFFER, greenbelt, The Scottish Executive and the Environment
Agency among others. Available at: http://sudsnet.abertay.ac.uk/index.htm.
f) SNIFFER – Scotland and Northern Ireland Forum for Environmental
Research
Sniffer is a registered charity which delivers knowledge-based solutions to resilience
and sustainability issues. According to their website, they create and use ground-
breaking ideas to make Scotland a more resilient place to live, work and play.
Through innovative partnerships approaches, Sniffer share good practice, synthesise
and translate evidence, commission new studies and target communications,
44
Success of the Implementation of SUDS in Scotland
guidance and training. In July 2002, Sniffer published the report SP(02)09, entitled
SUDS in Scotland – the Scottish SUDS database in which it accurately details all of
the SUDS sites in Scotland at that time, and examines the increasing growth of the
use of SUDS in Scotland. Other notable publications relate to the retrofitting of
SUDS in 2009 and a report on the Monitoring Programme of March 2004 carried out
by Scottish Universities.
g) The SUDS Working Party (SUDSWP)
The SUDS Working Party is a group of stakeholders who regularly meet to discuss
the key issues regarding SUDS. The group comprises of representatives from
Homes for Scotland, Landscape Institute Scotland, RIAS, Scottish Enterprise,
Scottish Government, Scottish Water, Heads of Planning Scotland (HOPS), SEPA
and the Society of Chief Officers for Transportation in Scotland (SCOTS). When
SUDS were introduced to Scotland, it was obvious that national promotion was
necessary to raise the profile of SUDS. SEPA was set up around this time and the
formation of the SUDS Working Party was driven by SEPA so as to include other key
stakeholders. SUDSWP and SCOTS contribution to the development of SUDS came
in the form of developing a whole life costing and whole life carbon tool for SUDS.
This tool is free of charge to be used by the water industry. The tool allows
designers, developers and local authorities to cost and compare the construction and
maintenance costs as well as the carbon emissions of various SUDS for Roads
Schemes. Available at:
http://www.sepa.org.uk/water/water_regulation/regimes/pollution_control/suds/suds_
working_party/whole_life_cost_and_whole_life.aspx
3.2.3 Effective planning and design
There are multiple examples to be seen in Scotland at present where there is
evidence of good planning and design. The results that indicate good planning and
design are the performance stats that have been published in several reports. In
essence, what these reports outline is that the correct SUDS techniques are being
used in the correct places in order to gain optimum results.
45 SUDS – Reasons for success
In many case studies undertaken, results have been positive regarding 4 key aims of
SUDS; these are reduced water quantity, improved water quality, amenity or wildlife
habitat have been provided and finally the cost of maintenance, in some cases has
come in under budget. The details of some of these reports are laid out below.
In an older report, published in 1999 and written by a University of Edinburgh
student, Kate Heal, the performance of SUDS ponds that had been constructed in
Scotland since the mid-1980’s were analysed. At that time (1999), ponds accounted
for 17% and wetlands for 5% of all SUDS constructed in Scotland (McKissock, et al.,
1999). The majority of these SUDS ponds had been constructed in road systems
(13), housing systems (9) and retail developments (5). SUDS ponds are primarily
constructed in Scotland because the wet climate and low hydraulic activity of soils
limits infiltration options at many sites (Heal , 1999). Even in 1999, there was
evidence of good planning of SUDS as seen in the facts above. The use of ponds
was optimised in order to suit the climate and hydraulic conductivity of soils, meaning
there were beneficial results. The results for this report come from the SEPA and
Scottish Universities SUDS Monitoring Programme started in 1996, up to that point
in 1999 (a report which will be summarised in the next section). What the author of
this report outlines from the SUDS Monitoring Programme is that some of the key
aims of SUDS were met (The SUDS Triangle).
Monitoring of flows at the inlet and outlet of SUDS ponds shows that these
structures do attenuate floods. Claylands Pond, which receives runoff from
the M8 motorway was monitored during a storm event in June 1998, showed
a reduction in peak flow from the inlet to the outlet, signalling effective
attenuation of stormwater.
Newbridge Pond, which receives runoff from the M9 motorway, was observed
in May 1999. Readings from the inlet to the outlet of this pond showed
improvements in water quality, by means of reduced turbidity and removal of
heavy metals.
According to the author of the report, the results of the monitoring programme
up to that point had indicated successful peak flow attenuation and water
chemistry improvement in SUDS ponds in Scotland.
(Heal , 1999).
46
Success of the Implementation of SUDS in Scotland
In a case study presented at the 11th International Conference on Urban Drainage in
Edinburgh in 2008, the performance and maintenance of SUDS was monitored for a
motorway service area. The study was carried out between 2000 and 2008 in order
to try and solve the well-documented problems with lack of knowledge on
performance and maintenance of SUDS. The study was carried out on 4 SUDS
management trains constructed in 1999 at the Hopwood Park Motorway Service
Area in central England.
Some might wonder what this study has to do with the success of the
implementation of SUDS in Scotland. But it is important, as it is the statistics in this
report that has given more of a feeling of confidence to stakeholders and developers
regarding SUDS performance and maintenance requirements in Scotland. The
results of the report, in the words of the author; demonstrate the benefits of a
management train approach over individual SUDS units for flow attenuation, water
treatment, spillage containment and maintenance. Peak flows, pond sediment depth
and contaminant concentrations in sediment and water decreased through the coach
park management train. Also in this report, maintenance costs were noted. Of the
£15000 annual landscape budget allocated for the entire site, the maintenance costs
for SUDS only accounted for a mere £2500 compared to £4000 for conventional
methods of drainage. As well as this, since sediment was attenuated in the
management trains, the cost of sediment removal after the recommended period of 3
years was only £500 and another positive point made is that in future, less frequent
removal will be required (Heal, et al., 2008).
Figure 3.1 Hopwood Park MSA, M42, Worcs - Ornamental Pond
(Graham, et al., 2012)
47 Engineering Nature’s Way Survey
In March 2004, SNIFFER published Report(02)51 entitled SUDS in Scotland – The
Monitoring Programme of the Scottish Universities SUDS Monitoring Group. This
report compiled the information gathered by various Scottish Universities on the
monitoring of SUDS performance over an 8 year period from 1996 to 2004. The
report found that over the period of monitoring, very little maintenance was required
on the systems that were monitored; minor maintenance included the trimming of
vegetation on ponds, detention basins and swales to maintain a pleasant
appearance. However, a number of incidents requiring major attention were noted
during the monitoring period, down to construction deficiencies (Jefferies, 2004).
These concerns and other maintenance issues will be discussed later in this chapter.
From the evidence outlined above, it is clear that a lot has been done in order to
ensure the success of the implementation of SUDS in Scotland. In many respects,
the implementation of SUDS in Scotland has been done very successfully
considering how little information was available in the 1980’s and 1990’s when a lot
of systems were initially installed. However, there are concerns that there is still a lot
of work to be done in order to improve the SUDS experience in Scotland. A 2013
survey of Scottish water industry professionals outlines some of these concerns and
they will be discussed in the next section.
3.3 Engineering Nature’s Way Survey
A recent survey, conducted by Engineering Nature’s Way who are an initiative of
Hydro International, in association with British Water and The Chartered Institution of
Water and Environmental Management (CIWEM), interviewed 151 professionals
involved in the specification, design, delivery and approval of SUDS in Scotland. The
survey is entitled SUDS in Scotland – Experience and Opportunity and was
conducted in September and October of 2013. The aim of the survey was to
investigate how successful professionals believe Scotland has been in delivering
SUDS and to what extent legislation has helped to drive this success (Engineering
Nature's Way - Hydro International plc, 2013). A snap-shot of the results from the
survey are as follows:
48
Success of the Implementation of SUDS in Scotland
Of the 151 participants, 96.8% of them believe Scotland has successfully
implemented SUDS since the implementation of the WEWS Act of 2003.
84.7% agreed that legislative drivers have helped Scotland to make more
effective progress with SUDS than England and Wales.
However, many concerns were raised. 61.1% believe affordability of SUDS
presents a barrier to SUDS design and implementation on new developments.
81.3% agree more could and should be done to retrofit SUDS in Scotland.
77.2% agreed that the requirements for design and implementation of surface
water treatment are clearly defined by regulation and guidance in terms of an
‘effective treatment train’
However, the vast majority believed that the regulations and guidance for
SUDS maintenance and adoption was not clear and requires further
classification.
The majority (65%) of those with experience believe that SEPA’s policy to
classify proprietary systems as a level of treatment only in “exceptional
circumstances” was a barrier to design of effective SUDS solutions.
69.2% believe that the proprietary SUDS features either require the same
maintenance or are easier to maintain than natural SUDS features with only
30.8% believing they are harder to maintain.
77.8% felt there was inadequate funding for both the adoption and
maintenance of SUDS in Scotland.
The most overwhelming statistic however, was the percentage of participants
who believe the implementation of SUDS was 100% successful in Scotland.
Of the 96.8% of those who agreed, it was successful, only 2.4% believe it was
totally successful.
(Engineering Nature's Way - Hydro International plc, 2013)
The doubts outlined above are a clear indication more must be done to improve the
SUDS experience in Scotland. In the next section, the doubts outlined above from
the survey are looked at in more detail.
49 SUDS – Reasons for doubt
3.4 SUDS – Reasons for doubt
Despite the vast strides forward that Scotland have made in the past two decades
regarding the implementation of SUDS, there is no disputing the fact that there are
still areas that could be improved on. The concept of questioning SUDS success is
relatively recent. In the short-term, they were viewed as a success, but little or no
thought was given to the long-term maintenance of SUDS. This section aims to
outline the areas where the question marks lie within the Scottish SUDS experience.
3.4.1 No long-term testing
The number of studies into SUDS greatly increased when they were initially
introduced in each country/region (from the mid 1990’s to the mid 2000’s in the UK).
However, once SUDS had become more widely accepted and integrated into
Scottish legislation in 2005 by the Controlled Activities Regulations, there was less of
an incentive to study the long-term performance and requirements for maintenance
of the SUDS techniques being installed. As a result, there is now a vast amount of
knowledge about SUDS and their effectiveness in flow attenuation, improvement of
water quality and providing amenity or wildlife habitat, but a lack of knowledge about
their long-term performance and maintenance requirements. This lack of knowledge
is one of the main reasons, as outlined in the ENW Survey of 2013, for slow adoption
of SUDS techniques by developers and the authorities.
After the ENW Survey was conducted in September and October of 2013, a debate
was set up in which 18 people closely involved in Scottish SUDS policy working
groups representing SEPA, the Scottish Government and Scottish Water as well as
consulting engineers, local authority representatives and house builders in order to
discuss the findings of the survey. Andy Hemingway, SEPA’s representative at the
debate commented that the design and construction of SUDS in Scotland is more
often than not, very good. However, he stated that Scotland’s downfall is the long-
term maintenance issues that have been raised and he also commented that SEPA
should be concentrating on the long term, not 1 or 2 years, but 20 or 30 years down
the line, which is the expected life expectancy of these systems.
50
Success of the Implementation of SUDS in Scotland
This uncertainty relating to the long-term effectiveness of SUDS has left the
authorities and developers with doubts and unanswered questions. As a result of
this, the adoption of SUDS by Scottish Water is based on some very strict
guidelines, limiting options to the designer and developer. The design and
construction of SUDS is relatively easy to calculate, however it is the lack of
knowledge regarding the long-term performance and maintenance requirements of
SUDS techniques that leads to difficulty for developers and stakeholders in
estimating the costs associated with these elements. The questions that arise
regarding maintenance are quite simple questions, yet remain unanswered. These
questions include the frequency at which a system must be maintained, whether it
be; regular, occasional or remedial maintenance, the type of maintenance required
such as; sediment removal, litter removal, landscaping, inlet/outlet maintenance etc.,
the cost of maintenance and finally who the responsibility lies with to maintain a SUD
system. In an effort to rectify the uncertainty regarding maintenance, SEPA has
advised CIRIA to modify the chapters on maintenance in The SUDS Manual C697,
which is the industry standard book in terms of best practice, SUDS design and
maintenance that SEPA refers people to when they have queries regarding SUDS.
Modification of these relevant chapters, SEPA representative Andy Hemingway
hopes will eradicate confusion in this area and lead to clearer, more precise
guidelines for developers and designers to work to.
3.4.2 Legislation and confusion over responsibilities
Legislative drivers are given the vast majority of the credit for the success of the
implementation of SUDS in Scotland. However, legislation is also an area which is
holding back SUDS from developing further. The current legislation, as being
implemented by SEPA, according to Ron Jack of Walker Group (Scotland) Ltd is
restricting the flexibility of approach that you can have for selecting SUDS measures.
As outlined in the ENW Survey, 61.1% of the participants believe that affordability of
SUDS presents a barrier to SUDS design and implementation on new developments.
To counteract this, developers wish to use proprietary systems; however this
pathway is blocked by SEPA as under current legislation, proprietary systems are
only classified as a level of treatment in “exceptional circumstances”. As a result,
51 SUDS – Reasons for doubt
designers and developers feel frustrated by the limitations on specifying proprietary
systems as imposed by SEPA (Engineering Nature's Way - Hydro International plc,
2013).
Ron Jack also commented that at the time of SUDS inception, they were governed
by the Planning Advice Note Pan 62, which stated that above ground SUDS were to
be adopted by local authority and below ground SUDS by Scottish Water. However,
this was merely an advice note, and as a result, it was ignored by local authorities as
it had no legislative “muscle”. The result was above ground SUDS were not adopted.
This problem was exasperated when Sewers for Scotland 2 was introduced in the
mid 2000’s; however it only really allowed for basins and ponds above ground.
Under Sewers for Scotland 2, Scottish Water were charged with adopting SUDS, but
since 2006/2007, when this document was published, Scottish Water, until
November 2013, had adopted only 7 SUDS systems in Scotland, leaving an
estimated 1500 systems un-adopted. The problem with this is the responsibility to
maintain these systems is being left to the developers. A consulting engineer present
at the ENW debate commented that the constraints put in place by Scottish Water
and the local councils as to what they are willing to adopt makes it difficult to use the
full range of SUDS features available.
John Millar of the West Lothian Council thinks the local authorities need to improve
their way of thinking. He said that in future, when a development is completed and
the local authority adopts the relevant parts, they need to have a better
understanding as to what is involved in terms of the maintenance responsibilities
because in the past, they believed once the water had drained into a SEPA
controlled sewer, it was no longer their responsibility. Mr. Millar, when speaking of
his own experience in the house building sector, also stated that he often
encountered issues getting approval and getting issues adopted and he believes that
this is still the main barrier to a more successful implementation of SUDS in
Scotland.
The argument exists that in order to solve the adoption and maintenance issues in
Scotland, relevant parties must make a better effort to communicate with each other.
A consulting engineer at the debate stated that in his experience, there were always
issues associated with the interaction of local authorities and Scottish Water
52
Success of the Implementation of SUDS in Scotland
regarding the maintenance of SUDS systems. This needs to be rectified as a
significant responsibility is being placed on the home owner and property occupiers
according to Neil McLean of MWH. He believes that it is unfair that the home owner
is being charged for the removal of both foul and surface water from their properties
by the Water Authorities, especially since this water is being directed into SUDS
systems and local authority sewers, yet the local authorities are receiving no
payment for this. The homeowner is already paying sewerage charges and council
tax, and it is unfair and unjust for them to be expected to pay for additional drainage
charges.
One possible solution to this problem would be to transfer some of this duty to the
local authorities, and in return they receive payment for their services. As a result, a
revenue stream would be created for the local authority, thereby encouraging them
to adopt and maintain more SUDS systems, and hence pave the way for a more
successful future regarding the implementation of SUDS in Scotland.
In order to meet the guidelines set out in the EU Water Framework Directive in 2000
where all water bodies must achieve ‘good status’ by December 2015, no country
can afford to neglect an area. In the next chapter, a case study will be undertaken on
Perth, in the Tayside Region of central Scotland, an area with much publicised
issues with flooding in the past number of years. An investigation will be carried out
to see what the authorities are doing to alleviate this flood risk and by doing so,
improving the lives of the people of Perth as well as the numerous environmental
benefits which come with that. The results of this investigation will add to the author’s
final conclusion on the success of the implementation of SUDS later in this report.
53 Introduction
Chapter 4
Case Study
4.1 Introduction
In this report, the reasons for and against the success of the implementation of
SUDS in Scotland have been outlined. There is no doubting the fact that SUDS have
been implemented successfully, more successfully than England and Wales.
However, it is blatantly obvious that there is work still to be done in order to improve
SUDS further, and this means tackling the adoption and maintenance issues as well
as improving the communication between the relevant parties and clearer legislation
relating to where the responsibility lies among the various agencies.
In this chapter, a case study of Perth, Scotland will be carried out in order to
investigate what the authorities are doing to solve the drainage issues Perth have
experienced in past years. Perth has had a well-documented problem with flooding,
with major floods occurring in 1993, 1999, 2010 and 2011, and from the authors
point of view, this is a city that is being neglected in its quest to solve these drainage
issues. This case study will investigate precisely what is being done to reduce the
flood risk for Perth and also investigate if the use of SUDS are being optimised or
ignored.
4.2 Perth, Scotland
Perth is located on the banks of the River Tay, and falls into the catchment known as
the River Tay Catchment. In 1975, Perthshire and Kinross-shire came together to
form a single district in the Tayside Region of Scotland and is now run by the Perth &
Kinross County Council.
54
Success of the Implementation of SUDS in Scotland
Figure 4.1 Banks of the River Tay, Perth
Figure 4.2 A view of the River Tay and Perth city centre on a summer day
The climate of Perth is broadly similar to the rest of the British Isles and Scotland, a
maritime climate with cool summers and mild winters. The pictures above are of
Perth on a summer’s day with the River Tay flowing as normal. However, despite this
climate, in the past Perth has experienced its fair share of major rainfall events and
unfortunately, as will be outlined in the next section, Perth doesn’t always look so
pretty.
(Trek Earth, 2014)
55 History of Flooding
4.3 History of Flooding
Unfortunately, in recent times, this has become a more common sight in Perth:
Figure 4.3 Flooding in Gowrie Street/Perth Street, Perth 2011
Figure 4.4 Flooding in Feus Street, Perth 2010
There have been many well-documented cases of flooding in Perth in the past two
decades. These include floods in January 1993, September 1999, December 1999,
January 2011, July 2011 and July 2012.
During these floods, residential and commercial properties were damaged causing
hundreds of thousands of pounds worth of damage to both the home owner and the
local authorities. The 2007 survey exploring the social impacts of flood risk and
flooding in Scotland conducted by the Scottish Executive focused on 7 cities of
Scotland, Perth being one of them. The details of this survey, as seen in Economic &
Social Effects of Flooding in chapter 2, noted that flooding, not only had an economic
effect on Perth, but also a psychological effect on the people who have been flooded
Source: thecourier.co.uk
Source: thecourier.co.uk
56
Success of the Implementation of SUDS in Scotland
in the past or the people who day to day, have to live with the knowledge that their
home is at risk of flooding. The next section highlights what the authorities are
currently doing to mitigate this flood risk, but also the barriers the author encountered
whilst trying to obtain information.
4.4 What are the issues?
4.4.1 Adoption and Maintenance Issues
As part of this case study, the local authority in-charge of Perth was contacted (Perth
and Kinross County Council) as well as Scottish Water. This was done in an attempt
to gain a better understanding of the situation in Perth regarding what SUDS are in
place and what is being done to alleviate the flooding problems experienced there.
In a 2002 SNIFFER Report entitled SUDS in Scotland – the Scottish SUDS
database, it states that as of July 2002 as seen in Table 4.1 SUDS sites present in
SEPA Environment Regulation Areas, there were 32 SUDS sites.
Table 4.1 SUDS sites present in SEPA Environment Regulation Areas
Without doubt, the number of SUDS sites has risen from 32 since that time in 2002
until the present day. However, unfortunately this is the most recent survey of SUDS
sites available. Nevertheless, when Scottish Water were contacted in February 2014
asking how many SUDS sites were in their control as of that time, the response I
received further echoed the sentiments of the ENW Survey. Their response informed
me that there are currently no SUDS sites under the control of Scottish Water in
(Wild , et al., 2002)
57 What are the issues?
Perth and at an absolute minimum, there are 32 SUDS sites based on the most
recent survey, and not one has been adopted. When Sewers for Scotland 2 was
introduced in 2007, it stated that Scottish Water was to adopt all SUDS systems in
Scotland, yet in the intervening 7 years, they haven’t adopted one in Perth. I was
informed by Scottish Water that all systems in place in Perth still belong to the
developers. This leads to the obvious conclusion that the developers are being left to
maintain these systems themselves.
4.4.2 Communication Issues
During the undertaking of this case study, there were numerous occasions where
poor communication was noted.
The first issues with communication were between myself (the general public) and
the Perth & Kinross County Council (the authorities). During numerous attempts to
obtain information regarding SUDS in Perth from the council through emails and
phone calls, I was told to refer to their website where there was no relevant
information to answer my queries. 7 emails were unanswered and on the phone, I
was put on hold all bar one occasion. Eventually, I managed to obtain a personal
email address to one of the senior flood engineers on the council who, to his credit,
was very helpful. But regardless of that, attempting to gather information from local
authorities proved to be very difficult.
The next instance where poor communication was noted was when I spoke to a
representative of Scottish Water. This time, the poor communication was between
Scottish Water and the local authorities of Perth. When attempting to gather the
necessary information from Scottish Water, their response was to tell me they had
no knowledge of what SUDS systems are installed in Perth under the control of the
local authority. This proves there is no continuity among Scottish parties who are
supposed to have the common aim of more successful SUDS delivery in Scotland.
58
Success of the Implementation of SUDS in Scotland
4.4.3 Responsibility
This issue became apparent when Scottish Water informed me that up to this point,
they have not adopted any SUDS schemes in Perth, despite it being their duty
according to the legislation Sewers for Scotland 2. The result of this is the
developers who constructed the systems, are still responsible for their maintenance.
It is this lack of responsibility on behalf of Scottish Water that is blocking the way for
smoother delivery of SUDS.
In July of 2011, during one of Perth’s most devastating floods of recent decades, the
onus of protecting properties from the risk of flooding was laid on the homeowner.
According to a report at that time, the drainage systems of Perth were regularly
overpowered by heavy rainfall over a 12 month period. Two particular areas at
affected were Feus Road (as seen in Figure 4.4 Flooding in Feus Street, Perth 201)
and the Fairfield housing estate, where the residents believe they have been ignored
by the authorities. The lack of communication between Scottish Water and the Perth
& Kinross Council were to be seen when they attempted to resolve the situation. A
spokesperson for the council stated they had raised the issue with Scottish Water,
whilst also encouraging them to take action. However, Scottish Water responded to
this by claiming they had already dealt with the drainage issues in the area, despite
this obviously not being the case. Both companies, did however agree, that the
primary responsibility for protecting properties rested with the owners. In the opinion
of the author, if the homeowners are already paying council tax and water charges,
the very least the authorities should be doing is protecting their homes from such
flooding events. This can be done by retrofitting SUDS systems in the areas worst
affected by flooding to attenuate stormwater during major rainfall events.
4.5 What is being done to help?
Due to the pleas of the residents of Perth, Scottish Water and the Perth and Kinross
Council have pledged to help solve the problem of flooding in some of Perth’s
‘hotspots’. In recent years Cromlix Road, Feus Road and Crieff Road have become
major flooding hotspots in Perth. Due the repeated requests of the locals, the
authorities have decided to launch a full joint investigation of the drainage and
59 What is being done to help?
waste-water systems of these areas. At the time of writing this report, a solution has
yet to be found. Whilst the authorities claim to be working as one unit in solving this
problem, the council still claim primary responsibility for protecting of home lies with
the homeowner as the authority has limited resources. As well as this, the council
stated that all the drainage systems in Perth have a finite capacity and during some
weather events, this capacity is often exceeded. This is a clear indication that the old
traditional systems of drainage currently in place need to be replaced with SUDS,
systems capable of dealing with excess stormwater.
In an attempt to solve the drainage issues for Almondbank, an area 7 miles North-
West of Perth city centre (falls under the control of the Perth & Kinross County
Council) the local authorities have published their plans for the Almondbank Flood
Protection scheme in November 2013, and the Government quickly responded by
approval of £9.6 million in funding for the project in January 2014. The scheme has
been developed to protect Almondbank from the River Almond and East Pow Burn
by constructing a series of flood defences along the these rivers. In order to gain a
greater understanding of this project, I contacted a senior flood engineer on the
Perth & Kinross Council to ask him a few questions. One of the main questions I
asked was the use of SUDS being optimised in the scheme. His reply was that the
Almondbank Scheme is predominantly a fluvial flood scheme (i.e. it only protects
from river flooding) and although there are minor surface water drainage elements,
the use of SUDS has not been utilised. Nevertheless, this is a sign of progress on
behalf of the authorities and installing a flood defence system is a major step in
eradicating the flood risk in Scotland.
The Almondbank Flood Defence Scheme is indeed a sign of progress, however,
there is no denying the fact that a similar scheme is needed to protect Perth City
centre from the River Tay. Maybe such a scheme will be developed in the future, but
as the locals have said already, sooner rather than later is better.
60
Success of the Implementation of SUDS in Scotland
4.6 Analysis & Discussion
Undertaking this particular case study aided the author in developing an opinion on
the success of SUDS’ implementation in Scotland. Whilst it is apparent Scotland
have done a lot to positively deliver SUDS since the introduction of the EU Water
Framework Directive, it is clear there is a long way to go, and the case study of Perth
has only solidified that opinion.
The only SUDS currently being used in Perth are those belonging to private
developers, SUDS systems which have not been installed to mitigate flood risk, but
merely as a way of preventing further flooding. In my opinion, a system like the
Almondbank Scheme would also be necessary to alleviate the flood risk in Perth city
centre as well further utilisation of SUDS.
The outcomes of this case study have mirrored the sentiments expressed in the
Engineering Nature’s Way survey of 2013 in that, the areas outlined to be in need of
improving, are the same areas the author found difficulties when undertaking the
case study. These areas are; where the responsibility lies among Scottish Water and
the local authorities in maintaining SUDS systems that are already installed, the
need for improved communications between these parties and finally how the
adoption of SUDS schemes has been practically non-existent in recent years.
The study of Perth also gave the author an example of how devastating flooding can
be on the lives of the people it affects. There are areas of Perth that have gained the
label of “flooding hotspots” in recent years due to the regularity of flooding events. It
is a traumatic experience for these people who have to constantly live with the fear
of flooding, and to add insult to injury, the authorities have assigned responsibility to
these people for protecting their own homes.
Despite the regularity of floods, the traditional means of drainage continues to be
used, and the unfortunate reality is; these systems cannot cope with the volumes of
water it has to deal with. These flooding hotspots, such as Feus Road, are classic
examples of areas that would be suited perfectly to the retrofitting of SUDS systems.
Although it is accepted that the implementation of a SUDS management train would
be almost impossible, the use of systems like permeable pavements and perhaps a
61 Analysis & Discussion
pond or a wetland would be suited to this area to attenuate stormwater until the
receiving watercourse is sufficiently capable of taking the excess water.
For Perth, source control measures could be better utilised in homes close to the city
centre. This would relieve some of the flooding hotspots from such vast volumes of
stormwater and reduce the severity of floods. However, should this option prove to
be too costly, although not as desirable, the local authority could construct some site
and regional control measures on the city outskirts as a place to drain water to
during heavy rainfall as a means of attenuation and in some cases, they would
provide aesthetic benefits to the area.
62
Success of the Implementation of SUDS in Scotland
Chapter 5
Conclusion
5.1 Conclusions
Firstly, it can be concluded that the implementation of SUDS in Scotland has been a
success. There are elements that deserve recognition for the efforts that the
authorities have made in implementing SUDS, one being introducing strict legislation
imposing the use of SUDS on all new developments after 2005. This has been a
major factor in their success. Other factors include the Monitoring Programme
undertaken by the Universities of Scotland to gather vital performance statistics of
existing SUDS used to aid the further development of future systems.
The doubts regarding SUDS were raised only quite recently. These doubts include
the maintenance issues that have arisen due to the lack of long-term performance
testing of SUDS, poor communication among the relevant parties, lack of options
available to designers and developers regarding cheaper proprietary systems due to
the restrictions imposed by SEPA, lack of funding for adoption of SUDS and the cost
of installing a SUDS management train. Other doubts have been raised over the
sustainability of SUDS and where the responsibility lies among Scottish Water and
the local authorities over who must maintain the SUDS already installed.
From the case study undertaken in this report of Perth, Scotland, the results
obtained echo the opinions of the 151 water engineering professionals who
participated in the ENW survey in 2013. One cannot argue that SUDS have come a
long way and in regard to meeting the aims of the EU WFD, they can be considered
a success as they are streets ahead of nations such as England and Wales.
However the doubts cannot be ignored. In order for the implementation of SUDS in
Scotland to be considered a 100% success, these issues must first be addressed.
In the next section, a series of recommendations are made for the future installation
of SUDS in Scotland.
63 Future Recommendations
5.2 Future Recommendations
1. Since the success of the implementation of SUDS in Scotland is clouded by
this issue of whose responsibility is it to adopt and maintain the SUDS
systems in place, the author thinks that in order to solve this issue, perhaps
the responsibility should be given to one single authority to adopt and
maintain SUDS. In other words, don’t have split duties among Scottish Water
and the Local Councils; give the duties to one or the other.
When Sewers for Scotland 2 was introduced in 2007, that power was given to
Scottish Water but as the debate about the Engineering Nature’s Way survey
in November of 2013 outlined, this had been a glorified failure. According to
one participant, only 7 systems had been adopted by Scottish Water in those
intervening 6 years, leaving some 1500 un-adopted.
It is clear the current system is not working and it is blocking progress for the
development of SUDS in Scotland. One possible option to solve this issue
would be a review of Sewers for Scotland 2 or else a stricter adherence to it.
2. In a 2007 survey of Scottish residents whose homes have been flooded in the
past or whose homes are at risk of flooding, it was established that more
needed to be done to warn people of impending floods so they can
adequately prepare for it. Up to that point, only 51% of participants who had
been flooded had received official warning of the impending flood. In the
author’s opinion, this number needs to be 90-100%. All homes that are at risk
of flooding should at least be entitled to warning as in almost all cases; the
flooding can be easily predicted by the authorities. The SEPA Floodline is one
service that needs further development and improvement.
3. To echo the sentiments of point 2 above, there should in-fact be no necessity
for flood warnings as the necessary systems should already be in place to
deal with flooding; be it flood defence systems or SUDS systems which are
capable of attenuating stormwater during major rainfall events. The argument
exists that there is simply inadequate funding for flood defence systems,
however, the author disagrees. According to Greenbelt – the UK’s leading
property and land management company, an estimated 170,000 residential
and commercial properties are at risk of flooding in Scotland, costing a
potential £31.5 million annually (Greenbelt, 2013). If the necessary flood
64
Success of the Implementation of SUDS in Scotland
defence systems and SUDS are put in place, this flood risk will be significantly
reduced, and ultimately reducing the annual economic cost of flood damage.
The money invested to construct these flood defence systems will be saved in
the long run in flood damage costs, so it is the obvious choice.
4. As outlined in the ENW survey in late 2013, those with relevant experience
(developers etc.) believe that SEPA’s policy to classify proprietary systems as
a level of treatment only in “exceptional circumstances” was proving to be a
significant barrier in the designing of effective SUDS. The author believes the
legislation SEPA are implementing needs to be adjusted accordingly to meet
the needs of the developers and relevant parties it is affecting.
5. As seen in chapter 4, it is clear that the adoption and maintenance issue of
SUDS is a significant barrier in Perth. Other barriers include poor
communication among the relevant parties and between the authorities and
the general public. I think Scottish Water and the local authorities in particular
need to make a better effort in communicating with each as those are the two
parties that the successful delivery of SUDS depends upon.
6. As time was a major factor in the writing of this report, there were a lot of
areas in which it was impossible to explore. If time had of been available to
me, I would have liked to have undertaken a monitoring programme of the
private SUDS systems in place in Perth on new developments. This would be
done to gather water quality statistics and also to see if they are effectively
doing their job which is not further adding to the flooding issues of Perth as
was the aim when they were installed.
5.3 End Note
Should the issues clouding the success of the implementation of SUDS in Scotland
be addressed by the authorities and a better effort made by Scottish Water, SEPA
and the local councils in the future, the author is sure that the results of the next
Engineering Nature’s Way survey will have a much different look to them.
For now, the author signs off by making the conclusion that the implementation of
SUDS in Scotland has been a great success; however it is not totally successful due
to the concerns raised. When these concerns are addressed, I’m sure the
implementation of SUDS in Scotland will be considered 100% successful.
i
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