cost-benefit analysis of low-noise pavements: dust into the calculations
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Cost-benefit analysis of low-noise pavements: dust intothe calculationsKnut Veisten a & Juned Akhtar aa Institute of Transport Economics (TOI), Safety and Environment , Gaustadalleen 21,NO-0349, Oslo, NorwayPublished online: 05 Aug 2010.
To cite this article: Knut Veisten & Juned Akhtar (2011) Cost-benefit analysis of low-noise pavements: dust into thecalculations, International Journal of Pavement Engineering, 12:1, 75-86, DOI: 10.1080/10298436.2010.506537
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Cost-benefit analysis of low-noise pavements: dust into the calculations
Knut Veisten* and Juned Akhtar
Institute of Transport Economics (TOI), Safety and Environment, Gaustadalleen 21, NO-0349 Oslo, Norway
(Received 12 June 2009; final version received 25 June 2010)
This paper presents a cost-benefit analysis (CBA) of roads noise measures in Norway. Low-noise pavement alternativeswere compared to stone mastic asphalt with a maximum aggregate size of 11mm. The low-noise alternatives were expectedto reduce the noise levels by 1–4.5 dB over their lifetime, compared to the reference, but had shorter lifetime and, mostly,higher investment cost. A new element included into our CBA of low-noise asphalts is their property in terms of asphalt-wearing and dust production. Given a relationship between asphalt-wearing and airborne particulate matter, there is apotential health impact of pavement choice. Official valuations of both noise changes and PM10 changes were applied for thebenefit estimations. Thin-layer asphalts obtained higher benefit-cost ratios than porous asphalts, mainly due to small changesin unit costs and technical lifetime compared to the reference. Alterations in dust production had considerable weight in thebenefits, but did not considerably alter the ranking of asphalts compared to analyses not taking dust into account.
Keywords: asphalt-wearing properties; economics; health impact; particulate matter; porous asphalt; risk analysis; thin-layer asphalt
1. Introduction
Noise represents a complex type of external effect from
human activity. Measurement of noise is by itself
intriguing, and human perception of road noise will vary
according to the activity and sensitivity of the individual
(Fyhri and Klæboe 2009). But measurement scales linking
road noise to noise exposure and to annoyance have been
established (Miedema and Oudshoorn 2001, Klæboe
2003). Reduced noise for those living and using the area
adjacent to the roads will yield a reduction in annoyance
costs. This counts as benefits in a cost-benefit analysis
(CBA) of noise control measures (Hanley et al. 1997).
Traditional road noise control measures in Norway
have so far only comprised installations impeding noise
propagation, such as noise barriers and facade insulation.
However, over the last years, there has been increased
focus on noise reduction measures at source, and a recently
concluded project dealt with the optimisation of
environmental properties of road surfaces in order to
achieve target levels of both noise and dust, or particulate
matter (NPRA 2006a, Evensen 2009). Some types of
noise-reducing asphalts are now closer to being qualified
as feasible noise control measures in Nordic countries
(Amundsen and Klæboe 2005, Kropp et al. 2007).
Environment and health impacts, in monetary terms,
should be included in CBA of pavement alternatives
(Cheneviere and Ramdas 2006), as well as CBA of noise
control measures in general (Hanley et al. 1997).
This paper presents a CBA of various low-noise
pavement alternatives. These are compared in terms of
extra costs and extra benefits to a reference, and this
reference is stone mastic asphalt (SMA) with a maximum
aggregate size of 11mm (SMA11). The alternative
asphalts were expected to reduce the noise levels by 1–
4.5 dB over their lifetime, compared to the reference. The
initial noise reduction for some newly laid pavements
could attain 6 dB, but their noise-reducing capability
decays more rapidly compared to SMA11. The low-noise
alternatives also have shorter technical lifetime than the
reference, and most of them also have higher investment
costs (Arnevik 2006b).
The noise reduction represents the main benefit of
alternative low-noise pavements that can be weighed
against the cost increase. However, their property in terms
of wearing and dust production, compared to SMA11, is
also relevant in a CBA. Pavement wear results in airborne
dust pollution and part of the total suspended particles are
of finer sizes that enter the human respiratory tract,
potentially causing adverse health effects (Kunzli et al.
2000, de Kok et al. 2006). The use of studded tyres, which
is common in most parts of Norway, as well as Sweden and
Finland, increases pavement wear and yields higher levels
of airborne dust pollution (Raitanen 2005, Snilsberg
2008). Studded tyres will also generate a higher share of
particles with finer particle size (#2.5mm, that is, PM2.5)
that can be deposited in the lower respiratory tract (Wilson
and Suh 1997). A larger part, in weight percentage, of the
ISSN 1029-8436 print/ISSN 1477-268X online
q 2011 Taylor & Francis
DOI: 10.1080/10298436.2010.506537
http://www.informaworld.com
*Corresponding author. Email: [email protected]
International Journal of Pavement Engineering
Vol. 12, No. 1, February 2011, 75–86
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airborne particles produced by pavement wear will be
coarser than PM2.5, but the finer particles will have
relatively more importance in terms of the surface area
they represent (Schwartz et al. 1996, Snilsberg 2008).
Furthermore, also particles less than 10mm in diameter
(PM10) can have negative health effects (Donaldson and
Tran 2002).
Potential impact on health effects from pavement
choice, via changes in airborne particulate matter, would
also imply economic impacts (Viscusi 1993). If the
wearing property is better in low-noise asphalts, compared
to the reference, it adds an additional benefit. If it is worse,
it yields a negative benefit which diminishes the overall
benefits obtained from noise reduction. Although the
relationship between asphalt wearing and air pollution,
especially the particulate matter (which will be referred to
as PM10 in the following), is not precise (Snilsberg 2008),
a measurement, or estimate, is still relevant for an
economic assessment. Official estimations of health
effects from PM10 concentrations (NIPH 2005), as well
as official valuations of both noise changes and PM10
changes (NPRA 2006b), were applied for these benefit
estimations. To our knowledge, the combination of noise
impacts and PM10 impacts has not been assessed before in
an economic analysis of low-noise pavements.
The rest of the paper is arranged as follows: In the
following section, we describe the methodology of CBA
and the specific assumptions we apply; even including air
pollution effects with the noise effects, the analysis may be
considered partial in terms of omitting possible impacts/-
variables. In the third section, we describe the database for
the pavement reference and low-noise alternatives,
including an assessment of input uncertainty. The fourth
section presents the results of the data analysis, including a
comprehensive Monte Carlo-based risk analysis of
estimated benefit-cost ratios. Our findings are discussed
and concluded in the final section.
2. CBA of noise-reducing measures
2.1 Principles
CBA is the main method for economic assessment, at least
within the neo-classical approach (Mishan 1988). Costs of
noise-reducing measures will be compared to the impacts
such measures will yield, where benefits are monetised
values of the noise reduction and other potential impacts
(Navrud 2002).1 Normally, the costs and benefits (that are
either positive or negative, depending on the impact) are
stated as present values, summing costs and benefits over a
project period where future costs and benefits are
discounted to be comparable to values at present. If the
net present value is positive, i.e. the benefits divided by the
costs (benefit-cost ratio) is above unity, the measure is
deemed economically efficient. If several measures are
compared, the alternative with highest benefit-cost ratio is
the best candidate for selection (Mishan 1988).
Ideally, a CBA should include ‘all benefits and costs,
on all people, over all relevant areas and time periods’
(Moore and Pozdena 2004). We will assess if pavement
choice implies different external effects, in addition to
user cost differences, that is delay (time use), vehicle
operating costs and crash costs (Ehlen 1997). In our case,
we focus the effects on noise and air pollution when
changing pavement type and these effects will be
assessed at the benefit side of the CBA. Differences in
delay costs are handled at the cost side of the CBA in our
calculations (Arnevik 2006b). There may be other effects
that we omit, e.g. differences in vehicle operating costs
due to rolling resistance properties, indirect road safety
effects (crash cost differences) due to pavement friction
properties or indirect environmental effects due to
recycling properties (Morgan 2006).2 Thus, our CBA
may be characterised as partial. The error of a partial
analysis will of course increase if the omitted effects are
substantial, and this should be taken into account when
assessing the resulting estimates.
2.2 Pavement alternatives and procedures forestimating costs and benefits
The alternative low-noise pavements comprise two main
types:3
. thin bituminous surfacing (TSF) with a maximum
aggregate size of 8mm, differentiated in one
ordinary tested (TSF8), one including rubber
(TSF8r) and one ‘best possible’, based on European
experiences (TSF8x); and. porous asphalt concrete (PAC), one single-layer
type with a maximum aggregate size of 11mm
(SPAC11) and three double-layer PAC types. One of
the double-layer PAC in our analysis represents an
average of various types, tested at various sites,
where the bottom layer has a maximum aggregate
size of 16mm and the top layer has a maximum
aggregate size of 8mm (DPAC8/16); and another
is an average double-layer PAC where the top
layer has a maximum aggregate size of 11mm
(DPAC11/16); and the third is a ‘best possible’
double-layer PAC where the top layer also has a
maximum aggregate size of 11mm, but differing
from the others in the distribution of aggregate sizes
and in void content (referred to as DPAC11/16x).4
Costs of investments for these seven low-noise
pavements, as well as the reference (SMA11), will be
repeated over the project horizon according to the
expected lifetime of the pavement. Then, a salvage value
representing sum of cost annuities beyond the project
horizon, set to 40 years, will be deducted from the costs.
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No differences in operation costs (salting, cleaning) will
be assumed, which is based on recent test experiences
(Evensen 2009). Norwegian cost figures for low-noise
pavements are framed by the fact that these are still at the
test stage, but the basic relationship is that the unit cost of
TSF is close to the unit cost of SMA, but having a slightly
shorter lifetime. PAC has higher unit costs, particularly
double-layer PAC, and even shorter lifetime than TSF
(Morgan 2006, Arnevik 2006a, 2006b, Evensen 2009).
The economic benefits of a change to some low-noise
alternative arise from the noise reduction and from any
other impacts over which the affected population have
preferences.5 One possible impact is that the selected low-
noise pavement has different wearing properties than the
reference. If this results in changes in emission of
particulate matter (PM10) to the air, the impact can be
valued in monetary terms and enter the calculation as
additional positive or negative benefits. Noise benefit
estimations will be based on the estimated dB changes
over the pavement lifetime (Arnevik 2006a, Veisten and
Akhtar 2008, Evensen 2009), multiplied by a monetised
value per dB decrease per dwelling per year (NPRA
2006b). The dB change is handled as an average for all
affected dwellings, and the monetised dB value is
multiplied by the number of dwellings alongside the
road section (Veisten et al. 2007a). The estimated change
in particulate matter (PM10) is based on abrasion volumes
of particulate matter using the Nordic ball mill test,
simulating the wearing of asphalt by studded tyres.6 The
estimated relative differences in Nordic ball mill test
values, compared to the SMA11 reference (Evensen
2009), are applied to adjust the share of average PM10
emissions, due to asphalt wearing (studded tyres), per
vehicle km on Norwegian roads (SFT 1999).
The official measures of health effects of dust, or
particulate matter, in Norway do not distinguish between
particle sizes below 10mm (NIPH 2005),7 thus official
monetary valuations also relate only to PM10. The PM10
emissions per vehicle km, differentiated between light
(90%) and heavy (10%) vehicles, are valued monetarily
applying the official value per kg emission in densely
populated areas, i.e. Oslo in our case (NPRA 2006b). The
emissions, and, subsequently, the monetary valuations, are
measured as annual averages, yielding averages of winter
conditions with studded tyres and summer conditions
without studded tyres. Applying vehicle km emission
values, total emission (change) on a road section is given
from AADT, the annual average daily traffic (Eriksen
2000). The monetised impact of the PM10 changes on the
particular road section is, as for noise, dependent on the
number of affected households/dwellings. Thus, the benefit
effect from PM10 changes is weighted by the number of
dwellings adjacent to the road (Veisten and Akhtar 2008).
2.3 Sensitivity analysis/uncertainty analysis
We carry out a comprehensive sensitivity/uncertainties
analysis, with simultaneous assessment of various input
uncertainties based on simulations. Although this will be
based on subjective assessments of uncertainty for some
input components, the procedure will provide a probability
distribution of estimated benefit-cost ratios of low-noise
asphalts (O’Brien et al. 1994). A Monte Carlo type of
simulation will be accomplished by the use of the
programme @RISKe for Excel spreadsheets (Palisade
2002). @RISK yields ranking coefficients for the input
components (noise reduction, PM10 change, pavement
lifetime, investment cost) in terms of the effect on net
benefits and benefit-cost ratios. The specific effect of such
a ranking coefficient, bk, where k refers to input, can be
calculated from the following formulae:
bk ¼
change in net benefitsd ðnet benefitÞ
change in input ksd ðinput kÞ
: ð1Þ
Division by the standard deviation normalises
(standardises) the effects from different inputs. The
formulae in Equation (1) can be rewritten in terms of
measuring the change in net benefits from a specific input
change – following traditional sensitivity analysis:
change in net benefit ¼ sd ðnet benefitÞ
£bk £ change in input k
sd ðinput kÞ: ð2Þ
We will apply the default Latin Hypercube simulation
method which requires a lower number of iterations than a
standard Monte Carlo simulation (Palisade 2002).8
However, we do not know the true distribution of the
input variables (noise reduction, PM10 change, pavement
lifetime, investment cost). We apply normal distributions
and represent the uncertainty (risk) as a percentage of
the average value (point estimates), thereby obtaining
standard deviations of the distributions. The assumptions
regarding point estimates and spread for noise reduction,
PM10 emission, pavement lifetime and investment costs
will be based primarily on experiences by the Norwegian
Public Roads Administration (Veisten and Akhtar 2008).
3. Material
We will build our CBA on a main hypothetical, although
realistic, case for a road section with an average speed of
70 km/h, AADT 20,000 and 500 households adjacent to
the road. We apply official PM10 valuations for Oslo
(NPRA 2006b), such that our main case can be considered
an urban ring road, with relatively good traffic flow
conditions, having buildings of several storeys with
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dwellings alongside (Veisten et al. 2007a). The assumed
noise reductions obtained from a change to one of the
seven low-noise pavements, relative to the reference (SMA
11), are presented in Table 1.
The average noise reduction over the lifetime is
multiplied by 476 NOK, or 59.50 EUR, applying an
exchange rate of 8 NOK/EUR. By this, we obtain noise
benefit estimates per year per household/dwelling, based
on the official value of 238 NOK per dB change per
(annoyed) person per year (NPRA 2006b) and an average
household size of ca. 2 persons. Table 2 presents PM10
correction factors (based on estimated wearing parameters
from the Nordic ball mill test) for the low-noise
pavements, relative to SMA11.
In most cases, the estimated PM10 emission due to
studded tyres is the same for the low-noise pavement as for
SMA11, but for two pavements (DPAC8/16 and
DPAC11/16x), a reduction is indicated. For 70 km/h
speed, the PM10 emission due to studded tyres is calculated
as 0.037 g per vehicle km, for light vehicles (0.095 g total
PM10 emission, also including exhaust gas), while it is
calculated as 0.187 g per vehicle km, for heavy vehicles
(0.737 g total PM10 emission, also including exhaust gas),
according to SFT (1999). The economic valuation of
(avoiding) one kilogram PM10 from road traffic is 3680
NOK, or 460 EUR, for Oslo (NPRA 2006b). Table 3
displays pavement cost assumptions.
Total unit costs are slightly lower for the thin surfacing
layers (TSF8, TSF8x) than for the reference (SMA11),
except for the one including rubber (TSF8r). The unit costs
for double PAC are nearly 2.5 times higher than for the
reference. Total investment costs will be further influenced
by technical lifetime of the pavement (given in Table 1),
whereby shorter lifetime implies more frequent repaving
over the project horizon, which is set to 40 years. A
discount rate of 3% will be applied (Bickel et al. 2006).
Operational costs, i.e. winter maintenance/salting,
assumed to be equal for all pavement types, approximately
0.70 EUR per m2 per year, and will thus not enter the CBA
of a change to low-noise pavements (Evensen 2009). All
cost and benefit elements are handled in a common
spreadsheet model – and cost elements are confined to
investment costs (plus delay costs), while benefit elements
comprise monetised values of noise reduction and PM10
changes (Veisten and Akhtar 2008).9
For our comprehensive sensitivity/uncertainty anal-
ysis, we will assume ^30% uncertainty in pavement
investment costs per m2, in pavement lifetime and in
average noise reduction over the lifetime; and ^50%
uncertainty in PM10 change. Table 4 summarises the
assumed uncertainty in input variables that will enter
the simulation applying @RISK with 10,000 iterations and
the default Latin Hypercube simulation method.
The simulated standard deviations follow from the
assumed ^20% uncertainty in point estimates for Table
1.
Assumed
noisereductions(dB)forlow-noisepavem
entalternatives,compared
toSMA11–speedca.70km/h.
TSF8
TSF8x
TSF8r
SPAC11
DPAC8/16
DPAC11/16
DPAC11/16x
Initialreduction(new
lylaid
low-noisepavem
ent)
2dB
4dB
5dB
4dB
7dB
5dB
6dB
Assumed
lifetime–AADT<
20,000(ref
¼6years)
5years
5years
2years
3years
2years
3years
3years
Averagenoisereductionover
lifetime
1.33dB
3dB
3.25dB
3.2dB
5.5dB
4dB
5dB
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pavement investment costs per m2 and PM10 change and
^30% uncertainty in point estimates for pavement
lifetime and average noise reduction over the lifetime.
As indicated from Table 4, the simulated estimates
are nearly identical to the deterministic/plotted input
values.
4. Results
4.1 Net benefits and benefit-cost ratios
Table 5 displays the resulting cost-benefit calculations –
the estimated net benefits (present values for a 25-year
project on 1 km) and benefit-cost ratios. For the simulated
also, estimates the standard deviations, the skewness and
the kurtosis are reported. The standard deviation of the
simulated net benefit enters directly into the @RISK
calculations based on Equation (2) displayed in Section
2.3. The skewness and the kurtosis values indicate
something more about the form of the probability
distributions, if it is symmetric and/or if it is more
peaky/flatter than the normal distribution (Walpole et al.
1998).
The relatively less costly TSF pavements obtain the
highest (deterministic) benefit-cost ratios. The ordinary
tested average type (TSF8) obtains the second-highest
benefit-cost ratio, although the noise reduction and noise
reduction benefits are relatively limited. Higher noise
reductions from porous asphalts hardly outweigh the high
extra costs, as compared to the reference (SMA11). For
two of these (DPAC11/16 and DPAC8/16), the simulated
net benefits are negative. The ‘best possible’ double-layer
PAC from the testing (DPAC11/16x) obtains highest net
benefits, but lower benefit-cost ratio than TSF8. The TSF
including rubber (TSF8r) obtains a much lower benefit-
cost ratio than the other TSF, indicating the importance of
Table 2. Estimated PM10 correction factors for low-noise pavement alternatives, compared to SMA11.
TSF8 TSF8x TSF8r SPAC11 DPAC8/16 DPAC11/16 DPAC11/16x
PM10 correction factor 1 1 1.2 1 0.85 1 0.75
Table 3. Assumed investment costs (EUR) – unit costs and delay/warning costs – for low-noise pavement alternatives, comparedto SMA11.
SMA11 TSF8 TSF8x TSF8r SPAC11 DPAC8/16 DPAC11/16 DPAC11/16x
Cost of paving asphalt (incl. millingand adhesion), per m2
10.13 9.62 9.62 16.25 12.85 25.04 25.02 21.71
Cost of delay and warning, per m2,dual carriageway, AADT ¼ 20,000
0.79 0.19 0.19 0.33 0.33 0.55 0.55 0.55
Total investment cost per m2 10.91 9.81 9.81 16.58 13.19 25.58 25.56 22.26
Table 4. Assumed uncertainty in input variables – for CBA of low-noise pavement alternatives, compared to SMA11.
TSF8 TSF8x TSF8r SPAC11 DPAC8/16 DPAC11/16 DPAC11/16x
Total investment costs per m 2 (EUR)Deterministic 9.92 9.92 16.70 13.30 25.80 25.78 22.48Simulated estimate 9.92 9.92 16.70 13.30 25.80 25.78 22.48Simulated st. dev. 2.98 2.98 5.01 3.99 7.70 7.70 6.74
Pavement lifetime (years)Deterministic 5.0 5.0 2.0 3.0 2.0 3.0 3.0Simulated estimate 5.0 5.0 2.0 3.0 2.0 3.0 3.0Simulated st. dev. 1.5 1.5 0.6 1.0 0.6 1.0 1.0
Noise reduction over lifetime (dB)Deterministic 1.30 3.34 4.25 3.20 5.87 4.00 5.00Simulated estimate 1.30 3.34 4.25 3.20 5.87 4.00 5.00Simulated st. dev. 0.39 1.00 1.28 0.96 1.76 1.20 1.50
PM10 change (correction factor)Deterministic 1.00 1.00 1.20 1.00 0.85 1.00 0.75Simulated estimate 1.00 1.00 1.20 1.00 0.85 1.00 0.75Simulated st. dev. 0.50 0.50 0.60 0.50 0.43 0.50 0.38
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the weakened asphalt wearing property and PM10
deterioration. The share of PM10 valuation in benefits is
relatively large and negative for TSF8, while it is
relatively large and positive for two double-layer PAC
(DPAC11/16x and DPAC8/16).
The simulated benefits come close to the determi-
nistic, except for the two PAC having deterministic
benefit-cost ratios close to 1. The high simulated
standard deviations also indicate the uncertainty of the
benefit-cost ratios for these two pavements (DPAC11/16
and DPAC8/16). Furthermore, high simulated skewness
and kurtosis values indicate that the probability
distribution does not have the symmetric bell shape of
the normal.
4.2 Sensitivity analysis/uncertainty analysis
Since the estimated net benefits and benefit-cost ratios
clearly depend on the assumption of affected house-
holds/dwellings per km – set to 500 in the calculations
above, we have assessed the impact of reducing the
number to 300. Simulated net benefits are displayed in
Figure 1, while (deterministic) benefit-cost ratios are
displayed in Figure 2.
The overall picture and ranking is similar for the case
with 300 dwellings, but net benefits and benefit-cost ratios
are reduced. Only TSF8 and TSF8x obtain ‘robust’
benefit-cost ratios above 2, and for the two most uncertain
porous asphalts (DPAC11/16 and DPAC8/16), the
deterministic benefit-cost ratios fall beneath 1.
Since TSF8 and DPAC11/16 represent averages of
various pavement types, tested at various sites (Berge
2008, Evensen 2009), we limit the extended sensitivity
testing to these two low-noise pavement alternatives. We
apply Equation (2) in Section 2.3, and present three levels
of changes in the four main input values: increases of 5, 25
and 50%. Tables 6 and 7 show the results.
The simulated net benefits of TSF8 were 769,900 EUR
(present values for a 40-year project on 1 km), for the case
of 500 dwellings. A substantial cost increase of 50%
would not yield negative simulated net benefits, but an
increase in relative dust/particle production by 50% would
yield negative estimates. Furthermore, if the noise
reduction were 25% less, net benefits would be negative.
The simulated net benefits of DPAC11/16 were
negative, 25,613 EUR (present values for a 40-year
project on 1 km), for the case of 500 dwellings. It is an
increase in pavement lifetime which will particularly
affect net benefits – a 25% increase would yield positive
net benefits. Further noise reductions would need to be
considerable to yield positive net benefits. A cost
reduction of 25% would also yield positive net benefits.
The cumulative probability distributions for the net
benefits of a change from SMA11 to, respectively, TSF8
and DPAC11/16, are displayed in Figures 3 and 4. WhileTable
5.
Estim
ated
net
benefits(presentvalues
fora25-yearproject
on1km)andbenefit-costratiosofachangeto
low-noisepavem
entalternatives,compared
toSMA11.
TSF8
TSF8x
TSF8r
SPAC11
DPAC8/16
DPAC11/16
DPAC11/16x
Net
benefits
855,859
2,300,779
1,610,476
1,875,662
1,012,183
493,498
2,618,507
Shareofdust(PM
10)reductionbenefits
00
228%
015%
028%
Sim
ulatednet
benefit
769,900
2,213,248
1,533,909
1,609,452
357,108
25613
2,066,786
Sim
ulatedst.dev.
2,321,198
2,526,559
8,868,574
4,782,829
21,444,420
10,642,880
18,986,610
Sim
ulatedskew
ness
20.70
20.58
78.48
29.34
253.77
0.72
272.54
Sim
ulatedkurtosis
50.04
145.6
7760
1085
5916
2283
6731
Benefit-costratio(deterministic)
13.46
34.49
3.94
3.11
1.27
1.21
2.35
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there is a 35.5% overall risk of negative net benefits for
TSF8, there is a 46.4% overall risk of negative net benefits
for DPAC11/16.
5. Discussion and conclusions
We have assessed the economic benefits of a change to
low-noise pavements on urban motorways/ring roads in
Norwegian cities, assuming 500 affected households per
km. Low-noise pavement alternatives that differ only
slightly from existing SMA in terms of unit costs and
technical lifetime will yield the most robust economic
net benefits, as long as there is some noise reduction
without impairing air quality due to increased asphalt
wear. TSF pavements obtain highest benefit-cost ratios.
Thus, these pavements represent the safe low-noise
option, compared to PAC. This conclusion is consistent
with earlier findings based on a much more limited
testing of low-noise pavements in Norway (Veisten et al.
2007a, 2007b).
However, the ordinary tested average type of TSF
pavements yields quite small noise reduction over the
lifetime, compared to the reference alternative (SMA).
Thus, PAC merits further attention and testing. A ‘best
possible’ double-layer PAC obtains fairly robust positive
net benefits, high unit costs and low lifetime notwith-
standing, and yields both considerable noise reduction and
dust reduction. For the ordinary tested average types of
double-layer PAC, net benefits are highly uncertain, with
high risk of negative economic net benefits. However,
future improvements, particularly in technical lifetime,
could make double PAC a more robust option. Yet, also
unit cost reductions are necessary to yield benefit-cost
ratios of PAC comparable to those for TSF.
The combination of noise impacts and dust/particles
(implicitly valued as PM10) impacts in our CBA represents
a novelty in our study. It is important to extend the
economic analyses of noise control measures, like low-
noise pavements, in terms of including all possible impacts
(Morgan 2006). The impact of dust/PM10 on the benefits is
relatively large for those pavement having correction
factors different from unity – constituting up to ca 1/4 of
overall benefits. The measurement of this impact is still
somewhat uncertain, and hinges on an assumed strong
relationship between the amount of dust from asphalt
wearing and the amount of PM10 which may not be met in
reality (Snilsberg 2008). Our analysis does not cover
possible changes in relative shares of finer and coarser
particles, e.g. the changes in particles below 2.5mm in
diameter, when changing pavement, may be different from
the changes in particles between 2.5 and 10mm in
diameter. We have combined the pavement wearing and
Figure 1. Simulated net benefits (present values for a 25-year project on 1 km) for low-noise pavement alternatives, compared toSMA11 – 500 vs. 300 dwellings per km.
Figure 2. Benefit-cost ratios for low-noise pavementalternatives, compared to SMA11 – 500 vs. 300 dwellings per km.
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Table
6.
Sensitivityanalysis–simulatednet
benefits
–TSF8.
Input(k)
Changein
input(%
)Changein
input
SD
ofinput
SD
(net
benefit)
Rankingcoefficient
Changein
net
benefit
Totalinvestm
entcostsper
m2(EUR)
50.50
2.98
2,321,198
20.08
230,908
25
2.48
2.98
2,321,198
20.08
2154,539
50
4.96
2.98
2,321,198
20.08
2309,078
Pavem
entlifetime(years)
50.25
1.50
2,321,198
0.12
46,424
25
1.25
1.50
2,321,198
0.12
232,120
50
2.50
1.50
2,321,198
0.12
464,240
Noisereductionover
lifetime(dB)
50.07
0.39
2,321,198
0.08
30,949
25
0.33
0.39
2,321,198
0.08
154,747
50
0.65
0.39
2,321,198
0.08
309,493
PM
10correctionfactor
50.05
0.50
2,321,198
20.75
2174,090
25
0.25
0.50
2,321,198
20.75
2870,449
50
0.50
0.50
2,321,198
20.75
21,740,899
Notes:@RISK
calculationsenteredinto
Equation(2),Section2.3,for5,25and50%
increasesin
inputvalues.
Table
7.
Sensitivityanalysis–simulatednet
benefits
–DPAC11/16.
Input(k)
Changein
input(%
)Changein
input
SD
ofinput
SD
(net
benefit)
Rankingcoefficient
Changein
net
benefit
Totalinvestm
entcostsper
m2(EUR)
51.29
7.70
21,444,420
20.06
2215,558
25
6.45
7.70
21,444,420
20.06
21,077,791
50
12.90
7.70
21,444,420
20.06
22,155,582
Pavem
entlifetime(years)
50.10
0.60
21,444,420
0.06
214,444
25
0.50
0.60
21,444,420
0.06
1,072,221
50
1.00
0.60
21,444,420
0.06
2,144,442
Noisereductionover
lifetime(dB)
50.29
1.76
21,444,420
0.02
71,522
25
1.47
1.76
21,444,420
0.02
357,610
50
2.94
1.76
21,444,420
0.02
715,220
PM
10correctionfactor
50.04
0.85
21,444,420
20.11
2117,944
25
0.21
0.85
21,444,420
20.11
2589,722
50
0.43
0.85
21,444,420
20.11
21,749,443
Notes:@RISK
calculationsenteredinto
Equation(2),Section2.3,for5,25and50%
increasesin
inputvalues.
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PM10 relationship, from Lerfald (2008), with official
estimations of health effects from PM10 concentrations
(NIPH 2005) and official monetary valuation of these
effects (NPRA 2006b). Since the asphalt-wearing property
differs between pavement alternatives, particulate matter
seems to represent a potential health benefit element of
pavement choice, in addition to noise properties. If the
wearing property is improved and verified in terms of
impact on particulate matter and health effects, it will gain
even stronger importance in the socio-economic assess-
ment of road pavements.
It should also be noted that our analyses are quite
general, even if we apply measures and values that may fit
fairly well to the case of a ring road in Oslo, Norway. In
addition to adjacent dwellings and the number of affected
individuals, also topography, climate and other local
conditions will impact on the final health effects from road
noise and particulate matter (Morgan 2006). Some aspects
of our analysis are peculiar to Nordic conditions: the use of
studded tyres and the short technical lifetime of the
pavements. However, airborne particulatematter from road
transport is more universal, although combustion-gener-
ated fine particles will be more important than pavement
wearing (Harrison 2000, Thorpe and Harrison 2008). Our
analysis shows the potential impact of particulate matter in
societal economic assessment of pavements in aNorwegian
application, but the approach is still applicable to other
settings. It has shown the potential importance of extending
the societal economic analysis of pavement choice, taking
into account more effects in monetary terms. It is a task for
future research to extend economic analysis into other
applications relevant for pavement choice.
Acknowledgements
This study was funded by the Norwegian Public Roads
Administration, through the project ‘Environmentally
Friendly Pavements’ (project number 600740, responsi-
bility 65600). The draft version of the model for cost-
benefit analysis was developed in the project ‘Environ-
mental Noise’ (159459), under the programme ‘Forur-
ensninger: kilder, spredning, effekter og tiltak’ [‘Pollution:
Sources, Dispersion, Effects and Measures’] (PROFO),
funded by the Research Council of Norway. We are very
grateful for the helpful comments from two anonymous
referees to this journal, as well as for the constructive
contributions on pavement tests from Jostein Aksnes, Leif
Jørgen Bakløkk, Ragnar Evensen, Bjørn Ove Lerfald,
Camilla Nørbech and Nils Sigurd Uthus. All remaining
errors and omissions are entirely our own responsibility.
Notes
1. Road noise control can be regarded as a local public good.Noise reduction measures can be portioned out to certainlocalities (e.g. giving a preference to measures in areas withthe wealthier segment of the population), but all those living(or working or performing leisure activities) in these areascannot be denied the benefit of a less noisy environment –the noise reduction is a non-exclusive good to all thosewithin the locality. The noise reduction will also be non-rivalin the sense that any person’s ‘consumption’ of the reducednoise will not reduce other persons’ ‘consumption’ of thesame good within the locality (Hanley et al. 1997).
2. Elvik and Greibe (2005) concluded, from a meta-analysis of18 studies, that there were no statistically significant effectson road safety (and thus, crash costs) of changing to noise-reducing pavements (porous asphalts). Furthermore, regard-ing vehicle operation costs, Bendtsen (2004) did not findevidence for differences in rolling resistance and fuelconsumption between standard dense asphalts and porousasphalts. Also, additional external (environmental) effectsare probably limited and/or going in both directions. Berbeeet al. (1999) and Pagotto et al. (2000) argue that noise-reducing porous asphalt has an adsorption property allowinga more gradual run-off of water (limited peak flows andslower discharge) and a filtering effect. This could yield anadditional benefit that our analysis omits. Yet, the sameporous asphalts may be recycled to a slightly lesser degreethan dense asphalt types (Litzka et al. 1999, Pucher et al.
Figure 3. Cumulative probability function – simulated netbenefits – TSF8.
Figure 4. Cumulative probability function – simulated netbenefits – DPAC11/16.
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2004); and the gradual run-off may also imply morepollutants in the worn asphalts, although Descornet et al.(1998) found that the quantities of pollutants in worn porousasphalt were generally relatively low.
3. Porous asphalt has a high stone content and a grading thatprovides a high void content (.20%) – a feature thatincreases sound absorption. Double-layer porous asphaltconsists of two layers of porous asphalt: a coarse open-graded bottom layer and a finer textured top layer. Thin-layerasphalts are very thin and relatively open layers (,14%) thatare laid on a thick layer of polymer-modified bitumenemulsion (Morgan 2006).
4. The average double-layer porous asphalt (DPAC 11/16)represents different pavement types in terms of aggregatesize and void content in surface layers, but all with similarstone quality. The ‘best possible’ version (DPAC 11/16x)has a larger share of aggregate larger than 4mm and slightlyhigher void content than the other pavement types (Lerfald2008, Evensen 2009).
5. Compared to other measures to control road noise, the greatadvantage of noise-reducing pavements is the reduction of the(tyre/road) noise at the source (Sandberg 2001). The potentialreduction of noise levels will depend on speed levels, averageannual daily traffic (ADT) and this traffic’s composition oflight (andmedium) and heavy vehicles (Morgan 2006,Ch 11).The tyre/road noise (vs. propulsion noise) will be moredominant at higher speeds. Still, a pavement producing lesstyre/road noise may yield a noticeable effect on total vehiclenoise at speed levels as low as 40 km/h for light vehicles.Expected noise reduction from low-noise pavements, atdifferent speeds, is assessed either at test sites or at roadside,and the reference pavement is some standard dense asphalttype (Morgan 2006, Ch 4, Table 4.2). The CBA shouldprincipally also compare the profitability of noise-reducingasphalt to other possible noise-reducing measures, e.g. noisebarriers or facade insulation.
6. Test values from the Nordic ball mill test (NB) enter theestimation of a pavement wearing parameter: wearingparameter ¼ (NB / aggregate size) £ 100. The Nordic ballmill test is a wet abrasion test that determines resistance towear by abrasion from studded tyres (CEN 1998). The testhas shown high correlation with studded tyre wear, applyingdifferent pavement stone materials (Snilsberg 2008). Analternative test considered was the Troger test, wheremeasures of the resistance to studded tyres are based onasphalt dust formed from hammering asphalt cores by steelthreads, yielding a Troger value (Dk) defined as: Dk ¼Dm=rd; where Dm is the total particulate matter produced(lost) over a given period, and rd is the density (Raitanen2005, Lerfald 2008). Notwithstanding the test then type,yielding estimates of dust from different pavements, itshould be remarked that there is not necessarily very highcorrelation between the amount of (airborne) dust and theamount of PM10 (Snilsberg 2008) and it is the latter thatenters the cost-benefit analysis.
7. The Norwegian Institute of Public Health has applied thefollowing equation for estimating the change in healtheffects for a given area: PM ¼ D0 £ DRR £ DEx/10mg/m
3,where PM is the number of incidents caused by PM10
increase, D0 is the number of incidents, per year in the givenarea, DRR is the increase in relative risk, and DEx is theincrease (mg/m3) in PM10 (NIPH 2005, Snilsberg 2008).
8. The simulations will yield estimates of the expected values –the more the iterations, the closer we get to these expectedvalues; i.e. the simulation error (1) is proportional to the
number of iterations (N), 1 ¼ 3s=ffiffiffiffi
Np
; where s is thestandard deviation. Thus, increasing the number of iterationsabove 1000 will yield an error lower than 10%.
9. Earlier versions of the spreadsheet model were applied underthe EU-project SILVIA – ‘Sustainable Road Surfaces forTraffic Noise Control’ (Morgan 2006, Veisten et al. 2007a)and the Norwegian projects ‘Societal consequences and cost-benefit analyses of low-noise pavements’ (Veisten 2006) and“‘TORNADO” – a tool for strategic cost-benefit analyses ofnoise control measures and other environmental measures’(Veisten et al. 2007b).
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