correlation between braln injury and intracranial ... · at lhe skull opening (the foramen magnum)...

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CORRELAT ION BETWEEN BRA l N INJURY AND I NTRACRAN I AL PRESSURES IN EXPERIMENTAL HEAD I MPACTS Background . by Carley Ward C ivil Engineer ing Laboratory Port Hueneme , California and Alan Nahum University of Cal i fornia at San Diego Med ical School, San Diego , Cal i forn ia United States of America Since 1974, fin ite element mode ls have been used to study the dynamic response char acteristics of the brain. Although this critica l region of the human body does not resemble a structure in the us ual sense , struct ural analysis proce- dures have been successful ly employed , and computer simul ations of he ad inj ury events performed . Models of the human brain and experimental test animal brains (a baboon and a monkey) were developed. Because correl ation w ith experimental results is the most important requi rement for any biodynamic model , measured br ain displacemenls , pressures and injury data were obtained from government agencies , univers ities, and research centers throughout the United States. During this valid ation phase , lhe mode ls were redesigned to increase their accuracy . Also, as better numeric al sol�tion methods became available, the computerized sol utio1 1 procedures were improved . The history of the development can be summarized as follows . First , elongation and compression of the brain stem were si mulated for full ventroflection and extension of the neck (Ref 1 and 2). Di splacements o n the surface of the brain during impact and inside the cerebrum during head vi bration were also investigated (Ref 3). Motion of the intact brai n relative to the sku ll was found to be very lim ited, contrary to previous ly accepted findings . (Misleading large displ acements were obta ined in early lucite calvarium tests (Ref 4) . In these tests the skull cap, scalp and underlyi ng dura were replaced with a lucite calvarium . The large relative d isplacements observed dur ing impact were a consequence of the a ltered str uct ure , the remova l of the dura and connecting tissue . They were not representative of the normal invivo state . ) 1 3

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Page 1: CORRELATION BETWEEN BRAlN INJURY AND INTRACRANIAL ... · at Lhe skull opening (the foramen magnum) and just outside the cranial cavity i.n thc carotid artery. Because t he mo

CORRELAT ION BETWEEN BRA l N INJURY AND I NTRACRAN I AL PRESSURES I N EXPERIMENTAL HEAD I MPACTS

Background .

by

C a r l ey Ward

C ivi l Engineer i ng L a b o ra tory

Port Hueneme , Ca l i f o rn i a

and

Alan Nahum

Unive rs i ty of Ca l i fornia at San D i ego Med i c a l Schoo l ,

San D i ego , Ca l i f o rn i a

Uni ted States o f Ame r i c a

Since 1 9 74 , f i n i t e e l ement mode l s have been used to s tudy the dynamic response characte r i s t i c s of the b r a i n . A l though t h i s c r i t i c a l region o f the human body does not resemble a s t ructure in the u s ual sense , s t ructural ana lys i s p roce­dures have been succes s fu l ly employed , and computer simulations o f head inj ury events p e rf o rmed . Mode l s o f the human bra i n and experimental test anima l b rains ( a baboon and a monkey) were developed . Because corre l a t i on w i t h experimental r e s u l t s i s t h e mos t important requi rement f o r any biodynamic model , measured b r a i n d i s p l a cemenls , pressures and injury data were obt a ined from government agencie s , univers i t i e s , and resea rch centers throughout the United S t a te s . During t h i s va l i d a t i on phase , lhe mod e l s were redesigned to increase t he i r accuracy . A l s o , as better nume rica l s o l �t i on methods became ava i l a b l e , the compute r i zed s o l utio11 p rocedu res were improved .

The h i s to ry o f the development can be summa r i zed a s f o l lows . F i r s t , e l onga t i on and comp re s s ion o f the b r a i n s tem were simul ated for ful l ven t r o f l e c t ion and extension of the neck (Ref 1 and 2 ) . Di spla cements o n the surface of the b r a i n during impact and inside the cereb rum during head vibrat i o n were a l s o inve s t igated (Ref 3 ) . Mot i on o f the intact b r a i n r e l a tive t o the s ku l l was found to be very l i m i te d , contrary to p revious ly accepted f indings . ( M i s lead ing l a rge d i s p l acements were obta ined in e a r l y l u c i t e ca lvar ium tests (Ref 4) . I n these t e s t s t h e s k u l l cap , s ca l p and unde r lyi ng dura were rep l a ced w i t h a l u c i t e ca lvarium . The la rge r e l a t ive d i sp l a cements obse rved during impa c t were a consequence o f the a l tered st ructure , the remova l o f the dura and connecting tissue . They were not rep resenta t i ve of the normal invivo state . )

1 3.3

Page 2: CORRELATION BETWEEN BRAlN INJURY AND INTRACRANIAL ... · at Lhe skull opening (the foramen magnum) and just outside the cranial cavity i.n thc carotid artery. Because t he mo

Some o f the most intere s t ing results were obta i ned i n corre l a ting mea s ured and computed intracrani a l p res sures f o r impact events . The model accura t e ly p re d i c t s p ressure ( s t resses ) throughout the h ra i n . l t was shown that pressures deve lop ing in the tes t animal and human b r a i n s for the same head a c c e l e r a t ion are d i fferent in magnitude , freque n c y con t e n t , and d i s t r i b u t i o n (Ref 5 ) . As a result d i rect extrapo l a t i o n f rom a 1 1 i 111a l to t he human i s impo s s i b l e . Recen t l y , the e ffect o f imp a c t s u r fa c c pa dcli.ng on i n l ra c r a 11 i a l pressure wa s inve s t i g a ted (Ref 6 ) . A comp a r i son of b ra i n p r e s s u r e s i. n padded and unpa dded i mp a c t s s howed t h a t paddi ng reduces t lw p rt· s s 11 rP s i 1 1 t l tc· h ra i n and min imi zes b ni i n contus ions . A s i ml J a r p re s s u re d i f l c rence w a s o b s e rved i n helmeted a n d unhelmeted head imp a c t s a n d i s rep o r ted in th i s pape r .

Ana lys i s .

Standard l inea r s t r u c t u ra l analys i s p rocedu res a r e f o l l owed for the mo s t pa r t ; only two modi f i c a t i ons t o accommodate the unique requirements o f the b r a i n were made . One mod i f i ca t ion was a t the e l ement leve l , the other w a s i n the f o r c i ng funct ion . Two f inite elemenl compu t e r p ro g r ams (Structural Analys i s Program SAP and Engineering Ana l y s i s Co rpo ra t i on ' s p rogram EASE2 ) were updated to reflect these mod i f i c a t ions .

The mode l s a re composed o f t h n·e - d i 111e11 s i o na l h r i c k a nd me111h rane e l emen t s (Fi gure 1 ) . T h e b r i c k e l C'men l s r<' p rt•st>nl l l tC' s u f l t. i s s ue and conta i ne d f l u ids , and the membrane e l ements rep rese1 1 t Lhe pa rl i t i. o n i n g i n t e rnal folds o f d u ra , the falx and ten t o r i u m . The u n i q1w s l t n p e o f L iH' b ra i 11 i s approximated by t lte e x t e r u a l shape of Lhe a s semb l cd c l eme n t. s . To s imu l a t e L he opening at t he hase o f the skul l , t .he f o ramen ma gnum , e l emcnts repres<'n l i. ng the trans i t i on f rom medul l a to cervical c o rd a re free to move i 1 1 L h e superi o r - in f e r i o r d i re c t i o n .

Fi_gure 1 . Fin i. U· l' teme n t hunwn bra L 1 1 rnodel .

]J L.

Page 3: CORRELATION BETWEEN BRAlN INJURY AND INTRACRANIAL ... · at Lhe skull opening (the foramen magnum) and just outside the cranial cavity i.n thc carotid artery. Because t he mo

Because the brain ma teria l i s nea r l y i ncompr�ss ible , a spe c i a l e l ement was developed (Ref 7 ) . (Standa rd s t ruct u r a l ana l y s i s e l ements a re not accura te for nea r l y i ncomp re s s i b l e mate r i a l s because the s ti ffne s s terms approach a numerical s ingul a r i ty . ) I n the new element Lhe equa L ions a re sepa ra ted , and a reduc ed one-po int quad r a t u re used on the d i l a t a t i on energy p a r t . Conseq11ent l y , the e l ement i s re fe rrcd to a s the s p l i t ene rgy e l ement .

The system m a t r ix for the model i s comp i l ed :in the computer by developing the equations of mot i on for e a ch node ( e l ement c o rner po i nt) . Three degrees o f f reedom a re permi tted for each i n te r i o r node , wh i l e surface nodes (excepl a t the fo ramen magnum) a r c p resc r i bed l o move w i L h the s ku 1 J . Re l a t ive c o o rd i n i'l l e s a re u s e d t o avo i d i na c c u r a c i e s ca used b y l a rge head d i s p l a cements and r o t a t i o 11s . Tha t i s , nod a l d i sp l aceme n ts are mca s u red rel a t i ve t o a s k u l l fixed a n a L omica l axi s . Known r i gi d body head a c c e l e ra t j ons a re cons i de red sepa rate ly and inc luded on the r i ght s ide of the eq ua l i on a s i ne r t i a l f o r c ing functions . A lthough the s t ru ctur a l analy s i s p r o g rams had Lo be mod i f ied to i n c l ude these terms , the analys i s is gr ea t l y s imp l i f i ed . . Us i ng L hi s te c hn i que the s ku l l , s c a l p , f a c e and ne c k need n o t be s i mu l a t e d . Mea s u red he ad a cc e l e rations a re used instead o f app J ied f o r c e s . Mat hemat i c a l J y , t h e bra in 111odel i s forced t o move i n spa c e , a s the bra in moves i n the t es t . Exte rna l geometry o f the rnod e l i s ma in ta i ned t o s i mu l a te the s ku l l ' s i nne r s u r f a c e .

Expe r i ments .

Two type s o f expe ri 111en l s a re u s ed , t a ) h P a d i mp a c t s on he Lrneted a nd unlie l me L l'd unemb a l med human cadavers (Re f 6) and ( h ) he<1d i mpa c ls on he l meted h e a d fo rrns (Re f 8 ) . A l l a re m i d s a g it t.a l f ron t ;i l i mp a c t s . I mpa c t ene rgy i s va r i e d i n t l1e

cadaver tests , p rod uc i ng a w i de r a n ge o f hea d a c c e l e ra t j <ms . Intra c rawi fl l pressures a r e mea sured and used t o c o n f i rm Lhe mod e l calcula t i ons . I n t h e

inj u ry a s se s sment , ca re ful gro s s a nd mi c ros copi c patholog i c s t u d i e s of the cadaver b r a i n a re p e r f o rmed (Re f 9 ) . The hea d f o rm tests were re- enactment s n f ac tua l head irnpa c t s . He l me t damage i n Lhe c r a s h and in t he lest a r e app rox i ­

ma t e ly the same . The a c tual b r a i n i nj u r i e s s u s L a ined by the c rash v i c t i m s a rP. used in the p re s s u r e- i nj u ry c o r re l a t i on .

Methodo l ogy f o r the cadaver t c s t s c o n d u c t e d a t the Univers i ty of Ca l i fo rni a Med i c a l School at San Diego (Ref 9 ) can be summa r i zed a s fo l l ows . P r i o r to impa ct the c r a n i a l va s cu l a r netwo rk and ce re b r a 1 sp ina l f l u i d were p ressurized t o nomina l invivo p r e s s u re s . l n d i a i n k i s used i n the a r t e r i e s t o i n d i c a t e b r a i n inj ury . The ink s o l u t i on t u r n s t l tE• i. nj u re c l t i s s ue b l a c k as b leed i ng turns the t i ssue red in the l i vi ng b ra i n . The head i s i n c l ined 45° and the b l ow is d e l ivered by a cons t a n L ve l o c i t y i 1npa c l o r . Ou ri ng the i mpa c t , s i x o r e ight i n t racranial p re s s ures a re me a s u red . P r e s s u re mea s u remenL s i tes i n c l ude the f ronta l , p a r i e ta l , o c c i p i t a l l obe , po s te r i o r fossa and carotid a rtery . ln t h e helmeted head f ro n t a l p res sure mea s u remenls were deleted because the helmet l ine r would contact fronta l l y rnounted i ns t rumenta t i on . B i a x i a l head accelerations were measured i n all tests .

1 , . J .l

Page 4: CORRELATION BETWEEN BRAlN INJURY AND INTRACRANIAL ... · at Lhe skull opening (the foramen magnum) and just outside the cranial cavity i.n thc carotid artery. Because t he mo

The head form tests ( Re f 8 ) we re eonduc Le<l a t the U . S . Army Aeromedical Resea rch Lah o ra t o ry at Fo r t RuckP r , A l ahrn11a . Hl' l mt >ts i nvol ve<l in Army ai rcraft accidents we re r e t r i eved and exam i ned . I t w.i s assumrd t ha t the damage was rela ted to f o rce expe r ienced by the> cra::;h v i ct i m . 1 1 1 the exp e riment , t he i mpact was s imu l a ted by a ttaching a simi l a r he l me t Lo a humanoid headform and d roppi ng i t on to a surface o f appropr i a te shape . Drop hei ghts were va ried to obtai n comp a ra b l e helmet damage . D u r i n g L h e Lest , headfo rm a c ce l e rations and impact fo rces were measured . These t ra ces resemble those obtained in the cadaver helmeted tests . Although the abi l i ty of the headform to reproduce the accel ­e r a t i ons o f the human head may be quest i oned , the va r i a tion does not appear to be s ignificant in f ronta l impacts .

Results .

A l l o i the impacts were s imula te>d us i ng Lhe f i u i te e l ement model o f the human b ra i n . I n the cadaver tests where p ressures w e n' reco rded (Ref 1 0 ) , the 111e a s 1 1 rcd and computed i n t ra c ra n i a l p ressu res a re compared . I n tests where i nj u ry clata a re ava i l :i b l e ( cadave r unhPl m e t Pd head and helmeted headform s imu l a t ions ) Lhe peak p re s s u re i s corre l .i ted wi tl 1 i nj u ry . The b ra i n responses in p rotected (helmeted) and unp rolected head (Re f 6) impacts a re compa red .

P re s s u re d i stributi on i 1 1 a typ i ca l hC' l 11H' l ed hf'ad i.mpact i s p rcsented i n Fig1 1re 2 . Pos it ive p ressures dc·vc� J op i n LIH· f ro n t a l l obe , nea r the j mpact ; nega t i ve p ressures develop i.n t he post e r i o r fossa , oppo s i te the impac t . Pa r i e t a l p ressures a re pos i tive and resemble the f rontal p ressures , but have a l ower magn i tude . A l l o f the pressures i n the ce rebrum a nd cerebel l um are o f s h o r t dura t i on aud qui c k l y d i s s ipate . They occur p r i o r to any s i gn i f i cant heacl rotation . Not p resented a re some p ressures whi ch develop a fter 20 msec a t L he s kull opening (t he fo ramen magnum) and j ust outside the c ranial cavity i. n t h c carotid a r tery . Because t he mo<lel does not p roduce correspondi ng p re s s u res late in the event , t he s P p ressures must result f rom a response extcrna ] to the b ra i n , s u c h as n C' c k rota l i o n .

P re s s u re gradients a l so deve l o p i 1 1 l hc• 1 1 1 1p rotected heads , but the traces can be q u i. Le d i f fe rent f rom those s h ow11 i . 1 1 F i gu rt• 2 . I n an unprotected head h :i t. t :i ng a h.a rd sudace ( F igure 3 ) , Lhe pre s s u res a re short and sp i ke shaped i n t h e f rontal and parietal lobes . Wh e n t h c impact s u r face i s padded , the pulse is 1 ower and of longer durat ion ( Figure 4 ) . I n o rder to s imulate this range of i 111pac:ts the e ffective compress i b i L i t y i 11 the model was changed (Ref 6 ) . Pois son ' s ratio i s varied f rom 0 . 49 9 to 0 . 48 to represent the p ressure release p rovided by f l ow i n to and out o f the cranial cav i ty . A comp a r i son o f F i gures 2 , 3 , and 4 shows that the p ressures in he ] metcd heads a r e more l i ke p ressure s i n heads impacting we l l-padded s u r fa ces . Lini ng i n helmets , and padding on impa ct s urfaces , tend to have the sarne func t i on ; they increase the acceleration rise t imes and e l im i nate spike-s haped i n l r 3 c ran i a l p ressures . The p ressure pul ses a re longer and of lower magn i L ude .

Tht' p re s s u re-i 11j u ry re l a t. i o n s h i p i 1 1 t l 1 t • p ro t t• c t e<l head a ppPars t o he the same as that developed for the unprotec t ed hea<l . l nj u ry sever i ty versus peak i n t racranial p ressure is shown in Figure 5 for both test series . P ressures above 34 p s i a re a s s o c i a ted w i th head i nj ury . Unfortunately, the i nj u ry i n fo rmation and number o f tests i s insuffic ient for a good compar i s o n . Only s i x headform tests a re ava i l a b l e aud the injuries are a l l a t , or nea r , the ends of the scale - Abbrev i a ted Inj ury Scale (AIS ) values of O , 1 , and 5 .

1 36

Page 5: CORRELATION BETWEEN BRAlN INJURY AND INTRACRANIAL ... · at Lhe skull opening (the foramen magnum) and just outside the cranial cavity i.n thc carotid artery. Because t he mo

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Page 8: CORRELATION BETWEEN BRAlN INJURY AND INTRACRANIAL ... · at Lhe skull opening (the foramen magnum) and just outside the cranial cavity i.n thc carotid artery. Because t he mo

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Addi t i onal data points i n the A I S 2 , 3 , and 4 range a re needed t o confirm that the p re s s u re inj ury rt> l a t io1 1ship i s the same . Als o , i n the unprotected head contusion most o f ten c o r re l a t e s wi th high p res sures . Contusions were not mentioned in the b r i e f a c c i dent i nj u ry rep o r t s . There a re several possibi l i t ies . Contu s i ons may not have o c c u r red , o r they may have occurred and not been detected or reported . They may havP been o b s e rved and thought to be of lesser importance than the i nj u r ies l i s ted . A ruore d e t a i led d e s c r i p t ion of the i nj ury is impo rtant in establ i s hing any future injury c r i te rion f o r the brain .

1 40

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Conclus ions .

In a l l head impacts (helmeted o r unhelmeted head ) a p ressure gradient develops i n the brain due to head mot ion ; h igh positive p re s s u res develop nea r the impact s i t e and negative ( less than atmospher i c ) pressure s develop oppo s i te the impac t . The f i n i le e l emenl model can accurately predict these p ressures provided the Poisson ' s ratio is va ried to accon�odate p ressure release in the longer dura t i on head a c ce l e rat ions . Intracra n i a l p ressures in the helmeted head have a cha ra c le r .i s l i c sha pt> . They a re , in geue ra l , l owe r and of langer duration . H i gh f requency componen ts have been el iminated by c rushing o f the helmet liner . The sha rp spike-shaped head acce lerations and p ressures which cha racterize a hard surface head impact do not develop . Drain response in the helmeted head is more l i ke the response which occurs when a head impacts a wel l - padded surface .

The same genera l pressure - i nj ury relationship seems to apply to the helmeted and unhelmeted head impacts ; however , addit iona l s imula tions are requi red to substantiate thi s obse rva t i on . Pressure s above 34 p s i are associated w i th inj u ry . The results show thal padding i n the helmet l iner , o r on the impact surface , can be very e f fe c t i ve in redu c i ng i nl ra c ranial p ressures and minimizing bra in inj ury .

Refe rences .

l . Wa rd , C . C . A Dynamic F i n i te El ement Model o f the Human B ra i n . Thes is p resented to Lhe Unive rs i ty of Ca l i fornia , Los Angeles as partial ful f i l lment of the requi rements f o r the degree of Doctor of Phi losophy , 1974 .

2 . Wa rd , C . C . and Thompson , R . B . E lement Brain Model . Proceed ings o f Diego , 1975 and SAE Journa l .

The Development o f a Deta iled Finite 19th Stapp C a r Crash Conference , San

3 . Ward , C . C . Ana lyt i cal Brain Models for Head Impa ct . Presented at the Internat iona l Conference on Impa ct Trauma , Berl i n , Sep 1 9 7 7 , and pub l ished in p roceedings .

4 . Pudenz , R . H . and She l den , C . H . The Luc i te-Calvarium - "A Method f o r D i rect Obse rvation o f the B ra i n , " Journal of Neurosurgery , v o l 3 , pp 487- 505 , 1 946 .

5 . Ward , C . C . , N i k raves h , P . E . , and Thompson , R . B . Biodynamic F i n i te E l ement Models Used i n Bra i n l nj u r.y Resea rch . Presented at Sympos ium on Biodynami c Models and The i r App l i ca t i ons , Dayton , Ohi o , 1 97 7 . Pub l i shed in Journa l of Aviation , Space and Envi ronmenta l Medi c ine , vol 49 , no . 1 , 1978 .

6 . Ward , C . C . A Jlea d I nj u ry Mode l . NATO Advisory Group for Aerospace Research and Developme n t Con ference p rep r i n l no . 263 , Models and Ana logues f o r the Eva luation o f Human B i odynamic Response , Pe rformance and Protect ion , 1 9 78 .

7 . Ma l kus , D . S . and Hughes , J . R . Mixed Finite E l ement Methods Reduced and Selective Integration Techn iques : A Unif i cation of Concepts , pub l i s hed in the Computer Methods in App l ied Mechani cs and Enginee ring , 1978 .

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Page 10: CORRELATION BETWEEN BRAlN INJURY AND INTRACRANIAL ... · at Lhe skull opening (the foramen magnum) and just outside the cranial cavity i.n thc carotid artery. Because t he mo

8 . Slobodni k , B . Correlation of Head lnj ury With Mechanical Forces Based on Helmet Damage Duplication . NATO Advisory Group for Aerospace Research and Development Conference preprint no . 263 , Models and Analogues for the Evalua­tion of Human Biodynamic Response , Performance and Protection , 1978 .

9 . Nahum, A . M . and Smi l h , R . W . An Experimental Model for Closed Head Impact Inj ury , Proceedings 20th Stapp Car Crash Conference , 1976 (SAE 760825 ) .

1 0 . Nahum , A . M . , Smith , R . M . , and Ward , C . C . I ntracranial Pressure Dynamics During Head Impac t . Presented at 2 l s t Stapp Car Crash Conference , New Orleans , Oct 1 97 7 , and publi shed in proceedings .

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