copyright by kenneth aaron miller 2007
TRANSCRIPT
Copyright
by
Kenneth Aaron Miller
2007
The Dissertation Committee for Kenneth Aaron Miller Certifies that this is the
approved version of the following dissertation
[Rh(CO)2Cl]2-Catalyzed Allylic Substitution Reactions and Domino
Sequences and Application of the Pauson-Khand Reaction to the
Synthesis of Azabicyclic Structures Total Synthesis of (-)-Alstonerine
Committee
Stephen F Martin Supervisor
Eric V Anslyn
Michael J Krische
John T McDevitt
Sean M Kerwin
[Rh(CO)2Cl]2-Catalyzed Allylic Substitution Reactions and Domino
Sequences and Application of the Pauson-Khand Reaction to the
Synthesis of Azabicyclic Structures Total Synthesis of (-)-Alstonerine
by
Kenneth Aaron Miller BS
Dissertation
Presented to the Faculty of the Graduate School of
The University of Texas at Austin
in Partial Fulfillment
of the Requirements
for the Degree of
Doctor of Philosophy
The University of Texas at Austin
May 2007
Dedication
To Stephanie Hall
v
Acknowledgements
Professor Stephen F Martin has played the most important role in shaping the
scientist that I am today For his guidance and support I will be eternally grateful
I would also like to thank Dr Vincent Lynch for his assistance with X-ray
crystallography and Dr Ben Shoulders and Stephen Sorey for their help with multiple
NMR experiments I owe an enormous debt to all members of the Martin group with
whom I have had countless helpful interactions In particular I am grateful to Dr Nathan
Fuller Dr William McElroy Jim Sunderhaus and Charlie Shanahan for proofreading
this dissertation Also Dr Hui Li and Jason Deck are thanked for numerous helpful
conversations I especially would like to thank Dr Brandon Ashfeld and Dr Chris Neipp
for their hard work and for laying the groundwork on which much of my subsequent
work was based
vi
[Rh(CO)2Cl]2-Catalyzed Allylic Substitution Reactions and Domino
Sequences and Application of the Pauson-Khand Reaction to the
Synthesis of Azabicyclic Structures Total Synthesis of (-)-Alstonerine
Publication No_____________
Kenneth Aaron Miller Ph D
The University of Texas at Austin 2007
Supervisor Stephen F Martin
Examination of the scope of the [Rh(CO)2Cl]2-catalyzed allylic substitution
reaction as well as the development of a domino [Rh(CO)2Cl]2-catalyzed allylic
alkylationPauson Khand reaction is described A number of experiments were carried
out in order to explore the novel regioselectivity in the [Rh(CO)2Cl]2-catalyzed allylic
substitution reaction and the [Rh(CO)2Cl]2-catalyzed allylic substitution reaction was
found to give products resulting from attack of the nucleophile on the carbon bearing the
leaving group in a highly regioselective fashion in most cases Examination of allylic
carbonate substrates containing similar substitution at each allylic site was carried out
and conditions that minimize equilibration of active intermediates were determined
Intramolecular [Rh(CO)2Cl]2-catalyzed allylic alkylation was accomplished to synthesize
challenging eight-membered lactone ring systems Nucleophile scope was explored with
regards to the [Rh(CO)2Cl]2-catalyzed allylic substitution reaction and malonates
vii
substituted malonates aliphatic amines and ortho-substituted phenols were all
determined to be effective in the reaction A domino [Rh(CO)2Cl]2-catalyzed allylic
alkylationPauson-Khand reaction was developed which allows the rapid synthesis of
bicyclopentenone products from simple readily available starting materials
The first application of the Pauson-Khand reaction to the synthesis of azabridged
bicyclic structures is also described Various cis-26-disubstituted piperidines were
cyclized to the corresponding azabridged bicyclopentenones is high yields often in high
diastereoselectivities The effect of ring size nitrogen substituent and remote
functionality on the Pauson-Khand substrates was studied The methodology developed
was applied to the concise enantioselective total synthesis of the antimalarial and
anticancer indole alkaloid (-)-alstonerine Pauson-Khand reaction of a readily available
enyne synthesized in four steps from L-tryptophan provided a cyclopentenone in high
yield as one diastereomer Elaboration of the Pauson-Khand product required the
development of a one pot conversion of a five-membered cyclic silyl enol ether to a six-
membered lactone and the mild acylation of a glycal
viii
Table of Contents
List of Tables xii
List of Figures xiii
List of Schemes xiv
Chapter 1 Transition Metal-Catalyzed Reactions 1
11 Transition Metal Catalysis 1
12 Transition Metal Catalyzed Allylic Alkylations 2
121 Introduction2
122 Chemoselectivity in Transition Metal-Catalyzed Allylic Alkylations4
123 Regioselectivity in Transition Metal-Catalyzed Allylic Alkylations4
124 Regioselectivity in Intramolecular Transition Metal-Catalyzed Allylic Alkylations9
125 Nucleophile Scope in Transition Metal-Catalyzed Allylic Alkylations12
126 Olefin Geometry in Transition Metal-Catalyzed Allylic Alkylations14
13 Rhodium-Catalyzed Allylic Alkylations18
131 Tsujirsquos Early Contributions18
132 Evansrsquos Rhodium-Catalyzed Allylic Alkylation 20
133 Nucleophile Scope in Evansrsquos Rhodium-Catalyzed Allylic Alkylation 24
134 [Rh(CO)2Cl]2ndashCatalyzed Allylic Alkylation Reactions Developed in the Martin Group25
14 The Pauson-Khand Reaction33
141 Introduction33
142 Mechanism of the PKR34
143 Scope and Limitations of the PKR35
144 The Catalytic Pauson-Khand Reaction 37
ix
1441 Cobalt-Catalyzed PKR37
1442 Titanium-Catalyzed PKR38
1443 Ruthenium- and Rhodium-Catalyzed PKR38
145 Application of the Pauson-Khand Reaction in Synthesis 39
146 Synthesis of Bridged Structures via Pauson-Khand Reaction 42
15 Tandem Transition Metal-Catalyzed Reactions45
151 Introduction Catalysis of Multiple Mechanistically Different Transformations 45
152 Tandem Reactions Involving Alkene Metathesis 45
153 Tandem Reactions Which Include a PKR 46
1531 Chungrsquos PKR[2+2+2] and Reductive PKR 46
1532 Tandem Allylic AlkylationPauson-Khand Reaction 48
1533 Tandem Rh(I)-Catalyzed Allylic Alkylation-Carbocyclizations49
16 Conclusions51
Chapter 2 Regioselective Rhodium-Catalyzed Allylic Substitutions of Unsymmetrical Carbonates and Related Cascade Reactions53
21 [Rh(CO)2Cl]2 Catalyzed Transformations-Introduction53
22 [Rh(CO)2Cl]2ndashCatalyzed Allylic Substitution Reactions Scope and Limitations 56
221 Allylic Alkylations of Substrates With Sterically Similar Allylic Termini56
222 Regioselective Allylic Aminations 61
223 Phenol Pronucleophiles68
224 Intramolecular Allylic Alkylations to Synthesize Medium-Sized Lactones 72
225 Intramolecular Allylic Alkylations to Synthesize Medium-Sized Carbacycles 76
23 Cascade Reactions Initiated with [Rh(CO)2Cl]2ndashCatalyzed Allylic Alkylation Reactions78
231 Tandem Allylic Alkylation-Ortho-Alkylation 78
232 Tandem Allylic Alkylation-Metallo-ene Reaction 82
233 Tandem Allylic Alkylation-Pauson Khand Reaction 85
x
24 Conclusions95
Chapter 3 The Macroline Alkaloids97
31 Introduction97
311 Alstonerine98
32 MacrolineSarpagine Biogenesis 98
33 Cookrsquos Stratagies to Synthesize MacrolineSarpagine Alkaloids102
331 Cookrsquos Tetracycylic Ketone 323 103
332 Cookrsquos Streamlined Synthesis of 323 106
333 Cookrsquos Synthesis of the N1-Desmethyl Tetracyclic Ketone 107
334 Synthesis of Talpinine and Talcarpine109
335 Synthesis of Norsuaveoline115
336 Cookrsquos Synthesis of Vellosimine117
34 Other Approaches to the Tetracyclic Core of Macroline Alkaloids 118
341 Martinrsquos Biomimetic Synthesis of N-methyl-vellosimine 119
342 Martinrsquos Ring-Closing Metathesis Approach 122
343 Kuethersquos Aza-Diels-AlderHeck Approach 123
344 Baileyrsquos Strategy and Synthesis of (-)-Raumacline and (-)-Suaveoline124
345 Ohbarsquos Synthesis of (-)-Suaveoline 127
346 Rassatrsquos Fischer Indole Synthesis129
35 Previous Syntheses of Alstonerine131
351 Cookrsquos First Synthesis of Alstonerine 132
352 Cookrsquos Second Generation Synthesis of Alstonerine 136
353 Kwonrsquos Formal Synthesis of Alstonerine 138
354 Craigrsquos Synthesis of the Core of Alstonerine 140
36 Conclusions141
Chapter 4 Synthesis of Azabridged Bicyclic Structures via the Pauson-Khand Reaction Concise Enantioselective Total Synthesis of (-)-Alstonerine144
41 Introduction144
42 Hederacine A and 25-cis-Disubstituted Pyrrolidines148
421 Introduction148
xi
422 Preparation of the PKR Substrate 149
423 Protecting Group Removal 154
43 cis-26-Disubstituted Piperidines 158
431 Initial Studies 159
432 Synthesis and PKR of Various cis-26-Disubstituted Piperidine Enynes165
433 Sulfonamide and Amide Substrates 171
434 Modification of the C-4 Carbonyl Group 175
44 Total Synthesis of (-)-Alstonerine 181
441 Retrosynthesis 181
442 Pauson-Khand Reaction182
443 Baeyer-Villiger Approach187
444 HydrosilylationOxidative Cleavage Approach190
445 Acylation Strategies 200
446 Completion of the Total Synthesis205
45 Conclusions209
Chapter 5 Experimental Procedures 211
51 General 211
52 Compounds 212
References328
Vitahellip342
xii
List of Tables
Table 11 Evansrsquos Rh(I)-Catalyzed Allylic Alkylation 21 Table 12 [Rh(CO)2Cl]2-Catalyzed Allylic Alkylations-Initial Studies 27 Table 13 Reactions of Substituted Malonates 29 Table 14 Heteroatom Nucleophiles 32 Table 21 Optimization of the Alkylation of 218 59 Table 22 Rh(I)-Catalyzed Allylic Aminations 66 Table 23 Rh(I)-Catalyzed Allylic Etherifications 71 Table 24 Intramolecular Allylic Alkylation 76 Table 25 Optimization of the Tandem Allylic Alkylation-Metallo-Ene Reaction 84 Table 41 Reductive Silyl Enol Ether Formation 192 Table 42 OsO4 Oxidation of 4137 198
xiii
List of Figures
Figure 31 Macroline and Sarpagine 97 Figure 32 Alstonerine 98 Figure 33 Stratagies for the Synthesis of the ABCD-Core of the Macroline Alkaloids143 Figure 41 ORTEP of 424 153 Figure 42 X-Ray Crystal Structure of 451 163 Figure 43 X-Ray Crystal Structure of 4117 186
xiv
List of Schemes
Scheme 11 3 Scheme 12 4 Scheme 13 5 Scheme 14 6 Scheme 15 7 Scheme 16 8 Scheme 17 9 Scheme 18 10 Scheme 19 14 Scheme 110 15 Scheme 111 17 Scheme 112 22 Scheme 113 24 Scheme 114 25 Scheme 115 33 Scheme 116 35 Scheme 117 39 Scheme 118 40 Scheme 119 41 Scheme 120 41 Scheme 121 42 Scheme 122 43 Scheme 123 44 Scheme 124 49 Scheme 125 50 Scheme 126 51 Scheme 21 55 Scheme 22 57 Scheme 23 58 Scheme 24 58 Scheme 25 61 Scheme 26 65 Scheme 27 68 Scheme 28 69 Scheme 29 73 Scheme 210 73 Scheme 211 74 Scheme 212 75 Scheme 213 77 Scheme 214 79
xv
Scheme 215 81 Scheme 216 83 Scheme 217 86 Scheme 218 87 Scheme 219 90 Scheme 220 91 Scheme 221 92 Scheme 222 94 Scheme 223 95 Scheme 31 99 Scheme 32 100 Scheme 33 101 Scheme 34 102 Scheme 35 103 Scheme 36 105 Scheme 37 106 Scheme 38 107 Scheme 39 108 Scheme 310 109 Scheme 311 110 Scheme 312 111 Scheme 313 111 Scheme 314 112 Scheme 315 113 Scheme 316 114 Scheme 317 115 Scheme 318 116 Scheme 319 118 Scheme 320 119 Scheme 321 120 Scheme 322 121 Scheme 323 122 Scheme 324 123 Scheme 325 124 Scheme 326 126 Scheme 327 127 Scheme 328 129 Scheme 329 131 Scheme 330 132 Scheme 331 133 Scheme 332 134 Scheme 333 135 Scheme 334 136 Scheme 335 137 Scheme 336 138
xvi
Scheme 337 139 Scheme 338 140 Scheme 339 141 Scheme 41 145 Scheme 42 146 Scheme 43 147 Scheme 44 149 Scheme 45 150 Scheme 46 151 Scheme 47 152 Scheme 48 154 Scheme 49 154 Scheme 410 156 Scheme 411 156 Scheme 412 157 Scheme 413 158 Scheme 414 159 Scheme 415 160 Scheme 416 160 Scheme 417 162 Scheme 418 162 Scheme 419 164 Scheme 420 165 Scheme 421 166 Scheme 422 167 Scheme 423 169 Scheme 424 171 Scheme 425 172 Scheme 426 173 Scheme 427 173 Scheme 428 174 Scheme 429 175 Scheme 430 176 Scheme 431 177 Scheme 432 178 Scheme 433 180 Scheme 435 183 Scheme 436 184 Scheme 437 185 Scheme 438 187 Scheme 439 188 Scheme 440 189 Scheme 441 190 Scheme 442 193 Scheme 443 194
xvii
Scheme 444 195 Scheme 445 196 Scheme 446 199 Scheme 447 200 Scheme 448 201 Scheme 449 202 Scheme 450 204 Scheme 451 203 Scheme 452 205 Scheme 453 206 Scheme 454 208
1
Chapter 1 Transition Metal-Catalyzed Reactions
11 Transition Metal Catalysis
The modern synthetic organic chemist is faced with a number of challenges in
terms of developing new reactions and optimizing previously developed reactions Such
goals include increasing reaction efficiency developing increasingly selective reaction
conditions eliminating toxic byproducts and minimizing the depletion of raw materials1
While the goals of high efficiency and selectivity have always been important modern
society has placed more of an emphasis on the impact of chemistry on the environment
An ideal reaction within this context would selectively combine two or more reactants
would generate no by products and would require only catalytic amounts of other
reagents Synthetic organic chemists have increasingly turned to transition metals to
develop organic transformations that meet these stringent criteria and transition metals
are ideal for such applications because the nature of the transition metal catalyst can be
tuned both sterically and electronically As a result research aimed at transition metal
catalysis has grown exponentially in the last 30 years and continues to be an extremely
fertile research area
Some commercial applications of transition metal catalysis to successfully
address the above goals include hydroformylation2 Ziegler-Natta polymerization3 and
hydrocyanation4 In the realm of the synthesis of complex organic molecules reactions
that form C-C bonds and that meet all of these criteria are still rare However a few
2
reactions are emerging as indispensable for their ability to form C-C bonds while
requiring low catalyst loadings and often achieving high levels of chemo- regio- stereo-
and enantioselectivity The following chapter is not intended as an exhaustive review of
these transition metal-catalyzed reactions Instead this discussion will be restricted to a
few transition metal-catalyzed carbon-carbon bond forming reactions that are beginning
to address many of the goals stated above namely allylic alkylations and the Pauson-
Khand reaction A discussion of the recent development of tandem reactions wherein the
same transition metal catalyst is utilized to effect multiple distinct transformations in one
reaction vessel will also be presented
12 Transition Metal Catalyzed Allylic Alkylations
121 Introduction
In the field of transition-metal catalyzed transformations few have received more
study than the allylic alkylation5 Early studies by Tsuji revealed that treatment of
stoichiometrically generated π-allylpalladium chloride with malonate and acetoacetate
derived nucleophiles gave alkylation products and firmly established that π-
allylpalladium complexes were in fact electrophilic6 Later methods for the catalytic
generation of π-allylpalladium intermediates allowed the use of substoichiometric
amounts of expensive palladium complexes Intensive study of the transition metal-
catalyzed allylic alkylation has since revealed conditions for exquisite control of chemo-
regio- diastereo- and enantioselectivity7
While there are a few exceptions most transition metal allylic alkylation reactions
proceed through nucleophilic attack on a metal stabilized allylic cation (Scheme 11)7
Despite the fact that the nature of the allyl-metal species can vary based on the choice of
3
transition metal and ligand in the majority of cases a π-allyl intermediate is invoked
Starting with an allylic substrate 11 coordination of the metal catalyst with the double
bond generates 12 and oxidative ionization of the leaving group X- generates a π-allyl
intermediate 13 In such a fashion relatively poor leaving groups can undergo facile
ionization under transition metal catalysis and appropriate leaving groups include esters
carbonates phosphates epoxides alcohols sulphones amines and ammonium salts5c
Once formed the π-allyl intermediate 13 can be intercepted by various nucleophiles to
give the metal-complexed substitution product 14 and decomplexation of the product
15 from the metal regenerates the catalyst
Scheme 11
M
X-Nuc-
11
X
12
X
M
13
M
14
Nuc
M
15
Nuc
4
122 Chemoselectivity in Transition Metal-Catalyzed Allylic Alkylations
While allylation of nucleophiles can certainly proceed in the absence of a
transition metal catalyst transition metal-catalyzed allylic alkylations offer high levels of
chemo- regio- diastereo- and enantioselectivity that are simply unattainable in the
absence of a metal catalyst An example that highlights the chemoselectivity available
for palladium-catalyzed allylic alkylations is the reaction of bromoester 16 with the
sodium salt of the phenylsulfonyl ester 17 in the presence or absence of a palladium
catalyst (Scheme 12)8 An SN2 displacement of the bromide to give 18 is exclusively
observed when the reaction is conducted in the polar solvent DMF However when the
reaction is conducted in THF wherein SN2 displacements are slower the addition of a
Pd(0) catalyst completely reverses the chemoselectivity and the product of allylic
alkylation 19 is observed
Scheme 12
Br
OAcPd(PPh3)4
THF
DMF
OAc
MeO2C
SO2Ph
Br
+CO2Me
SO2Ph
SO2Ph
CO2Me16 17
18
19
123 Regioselectivity in Transition Metal-Catalyzed Allylic Alkylations
Issues of regioselectivity arise when one utilizes an allylic substrate that can react
with a transition metal catalyst to give an unsymmetrical π-allyl intermediate (Scheme
13) Reaction of the allylic substrate 110 leads to an unsymmetrical π-allyl intermediate
5
111 and steric as well as electronic factors will dictate whether nucleophilic attack
occurs preferentially via path a or path b to give either 112 or 113 respectively
Scheme 13
R1 R2
X M
R1 R2
M
110 111
Nuc-Nuc-
a b
R1 R2
Nuc
112
R1 R2
113
Nuc
path a
path b
-X-
In general under palladium catalysis steric factors dominate and nucleophilic
attack occurs at the least sterically hindered carbon of the π-allyl intermediate (Scheme
14)9 As a result treatment of either allylic substrate 114 or 116 with a typical
palladium catalyst and a nucleophile gives the linear alkylation product 115 as the major
product Other transition metal catalysts Ru10 Mo11 W12 Ir13 and Rh14 typically favor
electronic control yielding the product of nucleophilic attack on the carbon that can best
stabilize developing positive charge Hence the branched product 117 is typically the
major product under Ru Mo W Ir or Rh catalysis regardless of whether 114 or 116 is
used as a substrate
6
Scheme 14
LG Nuc
LG Nuc
Pd
Pd
Ru Mo Rh Ir W
Ru Mo Rh Ir W
+ Nuc
115114
116 117
The differences in regioselectivities among transition metal catalysts is
highlighted by the reaction of the allylic acetate 118 with the sodium salt of dimethyl
malonate under either palladium or molybdenum catalysis (Scheme 15)15 The reaction
of 118 with dimethyl malonate in the presence of catalytic Pd(PPh3)4 gave a mixture of
119 and 120 in an 8614 ratio strongly favoring attack at the less substituted allylic
position However the same reaction utilizing W(CO)3(MeCN)3 as the catalyst gave
120 and 119 in a 946 ratio Thus tungsten catalysis seems to favor attack at the more
sterically hindered allylic terminus Similar regiochemistries were observed when
substituted malonates were utilized as nucleophiles
7
Scheme 15
NaHCH2(CO2Me)
OAc
118NaH
CH2(CO2Me)
Pd(PPh3)4
W(CO)3(MeCN)383
or
119 E = CO2Me
E
E
E E
120 E = CO2Me
+
119 E = CO2Me
E
E
E E
120 E = CO2Me
+
119120 = 8614
119120 = 496
In contrast the regioselectivity of molybdenum-catalyzed allylic alkylations is
subject to subtle changes in the steric environment of the nucleophile (Scheme 16)16
Treatment of either 121 or 122 with Mo(CO6) generates the same π-allyl intermediate
and the sodium salt of dimethyl malonate attacks the π-allyl intermediate at the more
hindered carbon to give exclusively 123 However the same reaction using the
substituted methyl dimethyl malonate as a nucleophile gave the product of exclusive
attack on the primary carbon 124 Thus choice of the nucleophile can have a great
impact on the product regiochemistry in molybdenum-catalyzed allylic alkylations
8
Scheme 16
OAc
OAc
NaHCH2(CO2Me)
Mo(CO)6
NaHHCMe(CO2Me)
orE
E
E
EMe
121 122
123 E = CO2Me
124 E = CO2Me
89
84
Work by Takeuchi on iridium-catalyzed allylic alkylations has revealed that
catalytic systems derived from this transition metal can offer vastly different
regioselectivities17 When the allylic acetate 125 was treated with the sodium salt of
dimethyl malonate and a catalytic amount of [Ir(COD)Cl]2 the product of nucleophilic
attack on the primary carbon 126 was obtained as the major regioisomer (Scheme 17)
However in order for the reaction to proceed to completion elevated temperatures and
long reaction times were required In contrast reaction of the same allylic acetate 125
under identical conditions but absent the P(OPh)3 gave the opposite regioisomer 127 in
excellent regioselectivity and the reaction only required one hour at room temperature
Takeuchi presented a number of additional examples of iridium-catalyzed allylic
alkylations with the addition of P(OPh)3 that give the product of nucleophilic attack on
the more substituted carbon but the notable regioselectivity in the absence of the
phosphite ligand was not explored further Takeuchi has noted that utilization of bulky
phosphine ligands can favor nucleophilic attack on the less substituted carbon of the
9
allylic terminus and these experiments will be discussed in more detail in subsequent
sections
Scheme 17
nPr OAc
THF reflux 19 h66
THF rt 1 h94
NaCH(CO2Me)2[Ir(COD)Cl]2 (2)
NaCH(CO2Me)2P(OPh)3 (4)
[Ir(COD)Cl]2 (2)
nPr
nPr
CO2Me
CO2Me
MeO2C CO2Me
126
125
127
126127 = 8812
+
nPr
nPr
CO2Me
CO2Me
MeO2C CO2Me
126 127
126127 = 397
+
The results above can be summarized in a general sense by stating that in
palladium-catalyzed allylic alkylations steric factors are dominant whereas in other
transition metal-catalyzed allylic alkylations of more electropositive transition metals
(Ru Mo W Ir or Rh) electronic factors tend to bias nucleophilic attack toward the more
hindered allylic terminus which can better stabilize positive charge However in all
cases several factors affecting the regiochemical outcome of the reaction are operating
simultaneously and as a result a number of notable exceptions to this trend have been
documented1316
124 Regioselectivity in Intramolecular Transition Metal-Catalyzed Allylic
Alkylations
When a nucleophile is tethered to an allylically disposed leaving group as in 127
two possible ring sizes can result from an intramolecular allylic alkylation (Scheme
10
18)18 The π-allyl metal intermediate 128 is generated from 127 and the
regioselectivity of the cyclization depends on which allylic site is attacked by the tethered
nucleophile The steric bulk of the nucleophile the substitution at each allylic site the
tether length and conformational preferences in cyclic tethers all have important effects
on the regioselectivity of these intramolecular reactions Thus the interplay of subtle
steric factors can play a large role in determining the regioselectivities of intramolecular
transition metal-catalyzed allylic alkylations especially in medium sized (8-11
membered) rings
Scheme 18
LG
Nuc Nuc
M
M
127 128
Formation of a π-allyl palladium intermediate from the allylic acetate 129
followed by nucleophilic attack by the tethered nucleophile can generate either a seven-
or nine-membered ring depending on which allylic site undergoes attack1819 Analysis of
the general regiochemical trend for intermolecular allylic alkylations would predict nine-
membered ring formation via attack on the less substituted allylic terminus However
competition between seven- and nine-membered ring formation under solely steric
control would be expected to favor seven-membered ring formation due to the
minimization of adverse transannular interactions in the seven-membered ring In
practice small steric changes can have a large impact on the regioselectivity Palladium-
catalyzed cyclization of 129 leads to the seven-membered product 130 (Eq 11)
11
However when the steric bulk of the tethered nucleophile is increased by switching a
methyl ester to a phenyl sulphone in 131 then the nine-membered ring 132 is strongly
favored (Eq 12)
O
O
OAcH
H
CO2Me
SO2Ph
NaH THF
Pd(PPh3)4 dppe60
O
O
SO2PhCO2Me
H
H
129 130
SO2Ph
OAc
SO2Ph
131
SO2Ph
SO2PhBSA THF
Pd(dppe)244
132
(11)
(12)
Competing steric effects can also strongly affect competitive six- versus eight-
membered ring formation The tethered β-keto sulphone nucleophile in 133 attacks the
less substituted allylic terminus to deliver the eight-membered ring product 134 with a
good level of regioselectivity (Eq 13)20 However when the nucleophile is changed to a
β-keto ester the substrate 136 forms the sterically less strained six-membered product
137 exclusively (Eq 14)21
12
O
SO2Ph
OO
SO2Ph
O134 135
O
SO2Ph
O
133
OAc
+
NaH Pd(PPh3)4Diphos
THF reflux73
134135 = 928
OPh
CO2Me
O
Pd(OAc)2 PPh3
62
CO2Me
O
136 137
(13)
(14)
125 Nucleophile Scope in Transition Metal-Catalyzed Allylic Alkylations
Nucleophiles utilized in transition metal-catalyzed allylic alkylations can be
divided into the two broad categories of soft nucleophiles (pKa lt 25) and hard
nucleophiles (pKa gt 25) The hardness or softness of the nucleophile determines which
mechanistic pathway the allylic alkylation reaction follows as shown below Soft
nucleophiles are most often stabilized carbanions of the generic formula RCXY in which
R is either alkyl or H and X and Y are electron withdrawing groups such as esters
ketones nitriles nitro groups sulphones and sulphoxides Other soft nucleophiles
include the cyclopentadienyl anion22 nitroalkanes23 phenols24 alcohols25 carboxylates26
amines27 sulphonamides28 and azides29 Hard nucleophiles have not been explored in as
much depth as soft nucleophiles but enolates30 silyl enol ethers31 and silyl ketene
acetals32 have all been used successfully Organometallic compounds of main group
metals (Mg Zn B and Sn)33 have also been utilized as nucleophiles
13
When soft nucleophiles are used the bond-breaking and bond-forming events
occur outside the coordination sphere of the metal (Scheme 19)5 The nucleophile
attacks the π-allyl intermediate 139 on the face opposite the metal to give 140
Decomplexation of the metal regenerates the active catalyst and gives the allylated
product 141 However when hard nucleophiles are employed attack occurs on the
metal itself to give 142 Reductive elimination gives 143 which upon decomplexation
of the metal catalyst gives the product 144 Notably the mechanistic dichotomy
associated with the two nucleophile classes leads to important issues of
diastereoselectivity Soft nucleophiles result in nucleophilic displacement of the leaving
group with net retention through a double inversion mechanism While all transition
metal catalysts give net retention with soft nucleophiles molybdenum-catalysis has been
shown to proceed via a double retention mechanism34 Use of hard nucleophiles proceeds
first by attack of the metal on 138 to displace the leaving group with inversion to form
the π-allyl intermediate 139 followed by direct nucleophilic attack on the metal in 139 to
give 142 and reductive elimination to give the product of net inversion 144
14
Scheme 19
soft Nuc-
hard Nuc-
H
Nuc
M
140
M
NucM
142
oxidativeaddition
H
Nuc
141
Nuc
H
M
143
reductiveelimination
Nuc
H
144
M
139
H
LG
138
M
M
126 Olefin Geometry in Transition Metal-Catalyzed Allylic Alkylations
Erosion of (Z)-alkene geometry in the course of palladium-catalyzed allylic
alkylations is common and the cause of this erosion has been the subject of significant
study Oxidative ionization of the (E)-allylic acetate 145 generates a syn π-allyl
intermediate 147 whereas the anti π-allyl intermediate 148 is obtained from the
corresponding (Z)-allylic acetate 146 (Scheme 110)7 The relative rate of nucleophilic
attack on the π-allyl intermediate compared with the rate of isomerization of the initially
generated syn and anti π-allyl intermediates determines the extent of erosion of alkene
geometry The choice of transition metal and ligand can play a large role in influencing
the rate of syn and anti isomerization In most cases palladium catalysis results in rapid
equilibration of the two π-allyl isomers strongly favoring the syn isomer in order to
minimize A13-strain
15
Scheme 110
R OAc OAc
R
145 146
R OAc OAc
R
147 148
MLnMLnπminusσminusπ
MLn MLn
syn anti
R Nuc Nuc
R
149 150
Nuc- Nuc-
The complete loss of (Z)-alkene geometry is observed in the reaction of 151 with
dimethyl malonate under palladium catalysis35 While two regioisomers 152 and 153
were isolated both contain only (E)-double bonds (Eq 15) Virtually identical results
are obtained when the (E)-allylic acetate 154 is used as a substrate (Eq 16) strongly
suggesting that both reactions proceed through the same anti π-allyl palladium
intermediate and that the rate of isomerization from syn to anti is much faster than the
rate of nucleophlic attack
16
Me
PhOAc
NaCH(CO2Me)2dppe Pd(PPh3)4
151
Me Ph
CO2MeMeO2C
152THF rt
99
Me
OAc
NaCH(CO2Me)2dppe Pd(PPh3)4
154
THF rt96
Ph
Me Ph
153
CO2MeMeO2C
Me Ph
CO2MeMeO2C
152
Me Ph
153
CO2MeMeO2C
+
+
152153 = 9010
152153 = 928
(15)
(16)
Notably when particularly reactive nucleophiles are used then preservation of
(Z)-alkene geometry can be obtained Kazmaier reported that when zinc-chelated ester
enolates such as 156 are employed as nucleophiles in the palladium-catalyzed allylic
substitution of 155 then only the (Z)-substituted product 157 was obtained (Eq 17)36
The authors note that the high reactivity of these chelated ester enolates allow the
reaction to be conducted at low temperature and consequently the rate of isomerization
between the anti and syn complexes is slow compared to the rate of nucleophilic attack
Unfortunately this work highlights that only when unusually strong nucleophiles are
employed can (Z)-olefin geometry be preserved from substrate to product under
palladium catalysis
Me
PhOAc
155
TfaN
Zn OOtBu
PPh3 [Pd(allyl)Cl]2
THF -78 degC - rt69
Ph157
tBuO2C
NHTfa
156
(17)
17
The rate of isomerization of π-allyl metal intermediates is greatly affected by the
nature of the transition metal utilized While palladium catalysts have already been noted
to produce π-allyl intermediates that readily isomerize to the more stable syn isomer to
eventually give (E)-alkene products iridium catalysts are notable in that (Z)-alkene
geometry is preserved to a significant extent Takeuchi has shown that when the (Z)-
allylic acetate 158 undergoes allylic substitution with [Ir(COD)Cl]2 and the bulky
phosphine ligand P(O-2-tBu-4-MeC6H3)3 the (Z)-substituted product 159 is the major
product with only small amounts of 160 and 161 present (Scheme 111)13 Utilization of
the bulky phosphine ligand was crucial for obtaining high regioselectivity presumably
because the bulky phosphine ligand directs reaction to the less substituted allylic
terminus One can conclude that the syn-anti isomerization of a π-allyl iridium complex
is slow compared to analogous π-allyl palladium complexes and consequently iridium
catalysis offers a convenient choice when the regiochemistry of palladium catalysis is
desired but preservation of (E)-alkene geometry is also critical
Scheme 111
nPr OAcTHF reflux
85
NaCH(CO2Et)2
P(O-2-tBu-4-MeC6H3)3 (4)[Ir(COD)Cl]2 (2)
158
nPr
159
CO2Et
CO2EtnPr
nPr
CO2Me
CO2Me
MeO2C CO2Me
160
161
+
+
159160161 = 9073
18
13 Rhodium-Catalyzed Allylic Alkylations
131 Tsujirsquos Early Contributions
Rhodium-catalyzed allylic alkylations were first reported by Tsuji and coworkers
in 1984 and these initial experiments provided hints as to the unique regioselectivity
displayed by rhodium catalysts14a Tsuji screened various well known Rh(I) complexes
and ligands to determine efficient reaction conditions for the allylation of the substituted
malonate 163 with allyl carbonate 162 (Eq 18) While Wilkinsonrsquos catalyst
RhCl(PPh3)3 was almost completely inactive as a catalyst addition of phosphines such
as PBu3 or phosphites such as P(OEt)3 gave excellent yields of the allylic alkylation
product 164 in 95 and 90 respectively when the reactions were conducted at
elevated temperatures (65 ˚C) However high yields and short reaction times could be
achieved under mild reaction temperatures if RhH(PPh3)4 was used as a catalyst and
PBu3 was employed as the ligand Under these optimized conditions 164 was obtained
in 93 yield in 1 h at room temperature
OCO2Me
OMe
O O
RhH(PPh3)4 (5)PBu3 (10)
CO2Me
O162
163
164
THF rt93
(18)
An interesting regioselectivity trend was discovered when unsymmetrical allylic
carbonates 165 and 168 were utilized as substrates14a When the primary allylic
carbonate 165 was explored using 163 as a nucleophile a mixture of regioisomers 166
19
and 167 were obtained in an excellent yield in a 7228 ratio favoring alkylation at the
primary carbon (Eq 19) However when the isomeric secondary carbonate 168 was
employed as a substrate under identical reaction conditions a mixture of the same
alkylation products 166 and 167 were isolated in a 1486 ratio in this case favoring
alkylation at the secondary carbon (Eq 110) Taken together these two experiments
indicated that the rhodium-catalyzed allylic alkylation did not proceed through the same
π-allylrhodium intermediate If these reactions were proceeding via a π-allylrhodium
complex then one would expect an identical regioselectivity to be obtained regardless of
whether one employed 165 or 168 as a substrate since each would generate the same π-
allylrhodium complex
OCO2Me
OMe
O O
RhH(PPh3)4 (5)PBu3 (10) CO2Me
O
CO2Me
O
+
165
163
166 167
168
OCO2Me
dioxane 100 degC97
OMe
O O
RhH(PPh3)4 (5)PBu3 (10)
163
dioxane 100 degC81
CO2Me
O
CO2Me
O
+
166 167
166167 = 7228
166167 = 1486
(19)
(110)
20
132 Evansrsquos Rhodium-Catalyzed Allylic Alkylation
Evans later revisited the rhodium-catalyzed allylic alkylations discovered by Tsuji
and further elaborated the novel regioselectivities displayed by this class of catalysts
Evans found that by modifying RhCl(PPh3)3 with either P(OMe)3 or P(OPh)3 a
catalytically active species is generated that delivers allylic alkylation products in high
yields and excellent regioselectivities from the corresponding allylic carbonates and
various nucleophiles14b
When Evans treated secondary and tertiary carbonates 169 with RhCl(PPh3)3
modified with either P(OMe)3 or P(OPh)3 and the sodium salt of dimethyl malonate
(Table 11) alkylation occurred preferentially at the more substituted carbon to give the
branched product 170 as the major product in excellent regioselectivity Secondary
carbonate substrates gave better yields and regioselectivities when treated with
Wilkinsonrsquos catalyst modified with P(OMe)3 (entries 1-3) However when tertiary
carbonate substrates were employed superior yields and regioselectivities were obtained
using a P(OPh)3 modified catalyst (entries 4-6) While the regioselectivities remained
high reduced yields were obtained when tertiary carbonates were utilized as substrates
The exact nature of the active catalyst is still uncertain but Evans proposes that the
phosphite additives exchange with the phosphine ligands present in Wilkinsonrsquos catalyst
to generate a new catalytically active species Evans invokes the increased π-accepting
ability of the phosphite ligands when bound to the rhodium center to explain the
increased turnover rates and high regioselectivities Alkylation at the more substituted
allylic terminus is commonly observed in Ru Mo Ir and W catalyzed allylic alkylations
21
(vide supra) and Evansrsquos results below are analagous to the regioselectivity trend
exhibited by these other transition metal catalysts
Table 11 Evansrsquos Rh(I)-Catalyzed Allylic Alkylation
991 91
982 89
OCO2Me
169
R1 R2
170
R1 R2CO2Me
CO2MeR1
171
R2
MeO2C
CO2Me
NaCH(CO2Me)2RhCl(PPh3)3 (5)
P(OMe)3 (20) orP(OPh)3
+
entry R1 R2 ratio 170171 yield
1
2
3
4
5
6
phosphite
H
H
H
Me
Me
Me
Me
nPr
Ph
Me
nPr
Ph
P(OMe)3
P(OMe)3
P(OMe)3
P(OPh)3
P(OPh)3
P(OPh)3
982
gt991
964
gt991
95
89
73
32
However Evans later determined that a number of factors can significantly alter
the regioselectivity of the Rh(I)-catalyzed allylic alkylation and these factors contributed
to Evans crafting a new mechanistic proposal37 Treatment of the secondary carbonate
168 with the sodium salt of dimethyl malonate in the presence of Wilkinsonrsquos catalyst
modified with P(OMe)3 gave a mixture of alkylation products 172 and 173 significantly
favoring 172 (Scheme 112) However when the isomeric primary allylic carbonate
165 was utilized as the substrate under identical conditions the same mixture of
alkylation products 172 and 173 was obtained only slightly favoring 172 These results
22
suggested that the two reactions were not proceeding through the same π-allylrhodium
intermediate or that the rate of σ-π-σ isomerization was slow compared to the rate of
nucleophilic attack
Scheme 112
OCO2Me
165
168
OCO2Me
NaCH(CO2Me)2RhCl(PPh3)3 (5)
P(OMe)3 (20) THF
173172
+
From 168 172173 = 421 99From 165 172173 = 21 83
or
MeO2C CO2Me
CO2Me
CO2Me
To determine whether the rate of σ-π-σ isomerization was indeed slow the
secondary deuterium labeled substrated 174 was allowed to react with the P(OPh)3
modified Wilkinsonrsquos catalyst using dimethyl malonate as a nucleophile and the
alkylation product 175 was obtained in excellent regioselectivity (Eq 111)37 The result
strongly suggested that the rate of σ-π-σ isomerization was indeed slow compared to
nucleophilic attack by the malonate and that the allyl-metal intermediate has substantial
σ-character The rate of isomerization of the allyl-rhodium intermediate is also not
effected by the steric environment imposed by adjacent substituents as shown in the
alkylations of 177 and 178 Starting with the secondary allylic carbonate 177 a 973
ratio of 179 and 180 respectively was obtained (Eq 112) However when the
isomeric secondary carbonate 178 was utilized the same alkylation products 179 and
180 were isolated with 180 dominating Thus the steric environment adjacent to each
allylic site plays little or no role in isomerization of the allyl-rhodium intermediate
23
whereas the extent of substitution at each allylic site significantly influences the rate of
isomerization as in the reaction of 165 and 168 as shown above (Scheme 112)
Me
OCO2Me
MeD
Me MeD
CO2MeMeO2C
Me Me
D
CO2MeMeO2C
+
P(OPh)3 (20) THF92
NaCH(CO2Me)2RhCl(PPh3)3 (5)
174 175 176
175176 = gt191
R1
OCO2Me
R2 Me iPr
CO2MeMeO2C
+
P(OPh)3 (20) THF92
NaCH(CO2Me)2RhCl(PPh3)3 (5)
179 180
From 177 179180 = 973From 178 179180 = 397
iPrMe
MeO2C CO2Me
177 R1=Me R2=iPr178 R1=iPr R2=Me
(111)
(112)
The combined results led Evans to invoke a rhodium enyl intermediate37 which
by definition incorporates discreet σ- and π-metal carbon interactions within a single
ligand38 Evans proposes that treatment of 181 (Scheme 113) with the in situ generated
rhodium catalyst generates an enyl intermediate 182 by SN2prime type oxidative addition
(path A) This intermediate undergoes SN2prime nucleophilic displacement at a much faster
rate than isomerization to 183 (k2gtk-1) However oxidative addition into the primary
carbonate 184 generates the isomeric enyl intermediate 185 which isomerizes in
competition with alkylation due to the differences in substitution at the allylic termini
(k1gtk3) providing a mixture of the isomers 183 and 186
24
Scheme 113
R
Rh(I)
R
Rh(III)
Nuc
R
LG
R
Rh(III)
NucRh(I)
Path A
Path B
R
LG
R
R
R
k1k-1
k2
k3
R
Nuc
R
RNuc
R
181 182 183
184185
186
133 Nucleophile Scope in Evansrsquos Rhodium-Catalyzed Allylic Alkylation
Evans also explored the nucleophile scope in the allylic substitution reaction
catalyzed by trimethylphosphite-modified Wilkinsonrsquos catalyst Starting with secondary
allylic carbonates 187 a variety of heteroatom nucleophiles could be employed to
deliver diverse products (Scheme 114) Utilization of copper (I) alkoxides as
nucleophiles delivered allyl ether products 188 and the copper anion was determined to
be crucial for high turnover and high regioselectivities25 Sodium phenoxides were also
productive as nucleophiles to give allyl aryl ethers 18924 A significant counteranion
effect was observed with sodium phenoxides providing the best results Allylic amine
products 190 could also be accessed if the lithium salt of N-toluenesulphonyl
benzylamine was used as a nucleophile28 In each case choice of counterion was
imperative for optimal regioselectivites and yields Also each reaction gave high levels
of enantiospecificity and when enantioenriched allylic carbonates 187 were used as
substrates virtually complete preservation of eersquos were observed with all three classes of
heteroatom nucleophiles
25
Scheme 114
R
OCO2Me NucRhCl(PPh3)3
P(OMe)3 THF R
OR
Nuc = ROCu ArONa BnTsNLi
R
OAr
R
TsNBnor or
187 188 189 190
Evansrsquos phosphite modified Wilkinsonrsquos catalyst allows the preparation of allyl
ethers and amines when heteroatom nucleophiles are employed as substrates The ease
with which enantiomerically enriched allylic carbonates can be prepared and the
enantiospecific nature of these reactions enables rapid access to enantiomerically
enriched allyl ethers and allyl amines
134 [Rh(CO)2Cl]2ndashCatalyzed Allylic Alkylation Reactions Developed in the Martin
Group
Rh(I)-catalyzed allylic alkylations complementary to the work of Tsuji and Evans
were recently discovered in the Martin group Dr Brandon Ashfeld found that not only
was [Rh(CO)2Cl]2 capable of catalyzing allylic alkylations of unsymmetrical allylic
carbonates using the sodium salt of dimethyl malonate as a nucleophile but the alkylation
products were obtained in high regiochemical ratios39 More importantly the
regioselectivity did not follow the general trends observed in rhodium-catalyzed allylic
alkylations (vide supra) in that the major product obtained in each case was the product
derived from nucleophilic attack on the carbon previously bonded to the carbonate
leaving group Specifically when primary carbonate 194 was treated with the sodium
salt of dimethyl malonate in the presence of [Rh(CO)2Cl]2 195 was obtained as the
major product in high regioselectivity (Table 12) In contrast tertiary carbonate 196
26
yielded allylic alkylation product 197 under identical conditions These two experiments
were striking in that the alkylation of carbonate 194 seemed to follow the general
regiochemical trend displayed by palladium catalysis whereas the alkylation of 196 was
consistent with other Rh(I)-catalyzed allylic alkylations Another notable example is the
alkylation of the cis-allylic carbonate 198 in which the cis-product 199 was obtained
with minimal loss of alkene geometry often seen in transition metal catalyzed allylic
alkylations Entries 4 and 5 further illustrate that [Rh(CO)2Cl]2 catalysis delivered the
product of nucleophilic attack on the carbon previously bearing the leaving group
Collectively the above results revealed a unique regiochemical trend displayed by
[Rh(CO)2Cl]2 that deserved further exploration
27
Table 12 [Rh(CO)2Cl]2-Catalyzed Allylic Alkylations-Initial Studies
OCO2MeR1
R2R3 R4 [Rh(CO)2Cl]2
NaCH(CO2Me)2 R1
R2R3 R4
CO2Me
CO2Me
+ MeO2CR4
R3R1 R2
CO2Me191 192
193
THF rt
Entry Carbonate Major Product Yield ()Ratio
majorminor
1
2
3
OCO2Me CO2Me
CO2Me
OCO2MeCO2Me
CO2Me
OCO2Me
CO2Me
CO2Me
75
80
86
928
946
991(973 ZE)
OCO2MeCO2Me
CO2Me
4 84 973
Ph OCO2Me PhCO2Me
CO2Me
593 9010
194
196
198
1100
1102
195
197
199
1101
1103
The use of substituted malonates as nucleophiles in the [Rh(CO)2Cl]2-catalyzed
allylic alkylation was also explored by Dr Ashfeld These more sterically demanding
nucleophiles often lead to eroded regioselectivities in transition metal-catalyzed allylic
alkylation reactions16 but high regioselectivities were once again observed using
[Rh(CO)2Cl]2 as a catalyst (Table 13) Dr Ashfeld was particularly interested in the use
28
of homopropargyl malonates such as 1104 as nucleophiles because the 16-enynes that
would be formed as products were known to be substrates for a variety of transition
metal-catalyzed reactions including Pauson-Khand annulations40 cycloisomerizations41
[5+2]-cycloadditions42 and ring closing metatheses43 Reaction of the primary carbonate
194 with the substituted malonate nucleophile 1104 gave the enyne 1107 in good yield
and excellent regioselectivity (entry 1) Employing the tertiary carbonate 196 allowed
the generation of two adjacent quaternary carbon centers in the product 1108 (entry 2)
Entry 3 highlights the conservation of Z-alkene geometry and entry 4 illustrates the ease
with which one can synthesize 16-enyne products containing vinyl cyclopropanes such
as 1111 that can serve as [5+2]-cycloaddition substrates
29
Table 13 Reactions of Substituted Malonates
OCO2MeR1
R2R3 R4
R1
R2R3 R4
CO2Me
CO2Me
+ MeO2CR4
R3R1 R2
MeO2C
191
11051106
THF
Entry Carbonate Major Product Yield ()Ratio
majorminor
1
2
3
OCO2Me
OCO2Me
OCO2Me
85
98
98
991
8812
1000(8812 ZE)
OCO2Me4 98 gt955
194
196
198
1110
CO2MeMeO2C
Me
+
NaH[Rh(CO)2Cl]2
1104
Me
CO2Me
CO2Me
Me
CO2Me
CO2Me
Me
CO2Me
CO2Me
Me
CO2Me
CO2Me
1111
1109
1108
1107
Me Me
30
The use of unstabilized carbon nucleophiles was also cursorily pursued Work by
Evans showed that allylic hexafluoroisopropyl carbonates underwent regio- and
stereoselective alkylation upon treatment with aryl zinc reagents in the presence of
TpRh(C2H4)2 LiBr and dibenzylidene acetone44 However drawbacks to Evansrsquos
system included the need for a labile leaving group and a catalyst that was not
commercially available Gratifyingly Dr Ashfeld showed that treatment of the
enantioenriched allylic methyl carbonate 1102 with the phenyl zinc bromide and
[Rh(CO)2Cl]2 gave an 1112 in excellent yield and regioselectivity (Eq 113) The
product is one of inversion of stereochemistry presumably by nucleophilic attack of the
aryl zinc reagent on the allyl metal center followed by reductive elimination
OCO2Me
1102
[Rh(CO)2Cl]2 PhLi
ZnBr2 THF rt99
regioselectivity gt955
Ph
1112
99 ee 92 ee
(113)
Phenol and aliphatic alcohol nucleophiles were initially explored by Dr Ashfeld
and while aliphatic alcohols and their metal alkoxides did not prove to be effective
nucleophiles success was achieved utilizing phenols as pronucleophiles The use of
ortho-substituted phenols as substrates was of particular interest since the regioselective
etherification of unsymmetrical allylic alcohol derivatives continues pose a synthetic
problem especially for these sterically demanding nucleophiles45 Thus the etherification
of the allylic carbonate 1100 was attempted with ortho-phenyl phenol (1115) using
LiHMDS as base but no etherification products were obtained Work by Evans indicated
that copper alkoxides proved to be better substrates in Rh(I)-catalyzed allylic
31
etherifications than lithium alkoxides and the authors hypothesize that the ldquosofterrdquo nature
of the copper alkoxide led to the increased efficiency of these reactions Upon
application of the above precedent Dr Ashfeld found that copper phenoxides were
excellent nucleophiles (Table 14) For example treatment of the primary allylic
carbonate 1100 with the copper (I) alkoxide 1115 and [Rh(CO)2Cl2] gave a good yield
of 1116 in a highly regioselective fashion (entry 1) Additionally Anna Smith found
that allenes such as 1117 also serve as excellent substrates and the allenic ether 1118
was obtained (entry 2) Dr Ashfeld also showed that the lithium salts of sulfonamides
1119 and 1121 gave the allyl amine products 1120 and 1122 respectively and highly
regioselectively
32
Table 14 Heteroatom Nucleophiles
OCO2MeR1
R2R3 R4 [Rh(CO)2Cl]2
NucR1
R2R3 R4
+Nuc R4
R3R1 R2
191 1113 1114
Entry Carbonate Major Product Yield ()Ratio
majorminor
1OCO2Me
84 928
1100
NucTHFrt
nucleophile
OCu(I)
Ph Ph
O
2OCO2Me
75 gt955
1117
OCu(I)
PhPh
O
1115
1115
1116
1118
3OCO2Me
78 9010
1100
11191120
4OCO2Me
42 8812
1100
11211122
NTsLiTsN Ph
LiTsN TsN
Based on the above results a mechanistic hypothesis was devised which is based
in part on the work of Evans37 Reaction of an allylic carbonate 181 or 184 with the
rhodium catalyst generates enyl intermediates 182 and 185 respectively that can be
intercepted by a nucleophile to generate the resulting allylic alkylation product 183 or
33
186 If the rate of isomerization k1 and k-1 of the two enyl intermediates 182 and 185
is slow compared to the rate of nucleophilic attack k2 or k3 then the product of
nucleophilic attack on the carbon bearing the leaving group will be observed namely
181 rarr 183 and 184 rarr 186 Electron withdrawing ligands such as CO or to a lesser
extent phosphite additives in Evansrsquos case tend to increase the Lewis acidity of rhodium
and thus lead to tighter binding of the alkene in the enyl intermediate and slow
equilibration37 A catalyst which gives high regioselectivity favoring alkylation of the
carbon previously bearing the leaving group would provide a novel complement to
existing allylic alkylation catalysts
Scheme 115
R
Rh(I)
R
Rh(III)
Nuc
R
LG
R
Rh(III)
NucRh(I)
Path A
Path B
R
LG
R
R
R
k1k-1
k2
k3
R
Nuc
R
RNuc
R
181 182 183
184185
186
14 The Pauson-Khand Reaction
141 Introduction
The Pauson-Khand reaction (PKR) is formally a [2+2+1] reaction of an alkyne an
alkene and carbon monoxide to form a cyclopentenone46 The reaction was discovered
by Pauson and Khand in the early 1970rsquos and initial experiments showed that norbornene
(1123) and propyne (1124) react to give the cyclopentenone 1125 when heated in the
34
presence of Co2(CO)8 (Eq 114)47 However the authors found that the efficiency of the
reaction suffered if strained alkenes were not used and often when unsymmetrical
alkenes were utilized mixtures of regioisomers were obtained Furthermore the high
temperatures and long reaction times often necessary to effect the reaction were not
compatible with sensitive substrates By simply tethering the alkene and alkyne in 1981
Schore significantly expanded the scope of the PKR as strained alkenes were no longer
required48 Additionally the intramolecular version of the PKR is regioselective with
respect to the alkene and requires milder temperatures Work by a number of research
groups has since shown that various promoters are capable of accelerating the PKR
including silica gel49 trialkylamine N-oxides50 molecular sieves51 sulfides52 and
sulfoxides53 and often these promoters increase reaction efficiency
MeO
H
H+
Co2(CO)8 ∆
Me1123 1124
1125
(114)
142 Mechanism of the PKR
Dicobaltoctacarbonyl is by far the most common reagent used to effect the PKR
and the mechanism for this transformation was originally proposed by Magnus and has
become widely accepted54 Except for the initially formed dicobalthexacarbonyl-alkyne
complex no intermediates have been isolated and the detailed mechanism is based on
observations of regio- and stereochemistry in a large number of examples Reaction of
the alkyne moiety in 1126 with the cobalt complex gives the hexacarbonyldicobalt-
alkyne complex 1127 (Scheme 116) Loss of a carbon monoxide ligand frees a
35
coordination site on a cobalt atom and facilitates subsequent alkene coordination as in
1128 Irreversible insertion of the alkene from the complexed π-face into a cobalt-
carbon bond forms the metallocycle 1129 and this step is thought to be both rate- and
product-determining55 CO-insertion gives 1130 and carbon-cobalt bond migration to
the electrophilic carbonyl provides 1131 A final reductive elimination of
dicobaltcarbonyl gives the cyclopentenone product 1132
Scheme 116
Co2(CO)8
Co(CO)3(CO)3Co
R-CO
Co(CO)2
Co(CO)3
R
Co
Co(CO)3
R
COCO
Co
Co(CO)3
R
CO
O
(CO)3CoCo(CO)
O
R
O-Co2(CO)4
R
1126 1127 1128 1129
1132 1131 1130
R
143 Scope and Limitations of the PKR
A variety of different alkynes and alkenes have been successfully employed in the
PKR4655 With respect to the intermolecular variant acetylene and terminal alkynes are
the most satisfactory alkynes and internal alkynes tend to give lower yields As noted
above the intermolecular PKR works best with strained cyclic alkenes Also as the
steric hindrance of the alkene substrate increases the yield usually decreases
Unsymmetrical alkenes often give mixtures of regioisomers but Krafft has resolved the
36
issue of regioselectivity as well as poor reactivity of unstrained alkenes by introducing a
sulfide directing group on the alkene partner in the homoallylic position56 For example
ethers were found to be poor ligands and the reaction of 1133 with phenylacetylene
(1134) gave a mixture (32) of 1135 and 1136 in modest yield (Eq 115) When the
MOM-ether is switched to a methyl sulfide as in 1137 then a higher yield and a better
regioselectivity is obtained (Eq 116)
MOMO
PhCo2(CO)8
toluene 100 degC41
11351136 = 32
O
Ph
MOMO
O
Ph
MOMO
+
11341133
+
1135 1136
MeS
PhCo2(CO)8
toluene 100 degC61
11371138 = 181
O
Ph
MeS
O
Ph
MeS
+
11381137
+
1139 1140
(115)
(116)
In the intramolecular case typically 15- and 16- enynes are the most common
substrates57 Cyclization of 17-enynes as well as 14-enynes have generally not been
successful As above internal alkenes and sterically hindered alkenes give reduced
yields In all cases the presence of many varied functional groups is tolerated including
ethers alcohols ketones ketals esters tertiary amines amides thioethers and
heteroaromatic rings provided these are not in the propargyl position as complications
have been noted in these cases57
37
144 The Catalytic Pauson-Khand Reaction
1441 Cobalt-Catalyzed PKR
Efforts toward rendering the PKR catalytic in Co2(CO)8 began with a report by
Pauson in which intermolecular PKRs could be conducted with substoichiometric
Co2(CO)8 (10) but only if strained alkenes norbornene and norbornadiene were used58
The first catalytic PKR of a nonstrained alkene was demonstrated by Rautenstrauch and
in that report 1-heptyne was reacted with ethylene in the presence of only 022 mol
Co2(CO)8 under a CO atmosphere (100 bar) to give 2-pentyl-2cyclopentenone in 47
yield59 The first practical catalytic PKR which did not require elevated CO pressure was
performed by Jeong and coworkers60 They found that a major obstacle in the
development of a catalytic process was the formation of cobalt clusters as well as other
inactive cobalt carbonyl species and they reasoned that addition of the proper ligand
could suppress these deleterious processes In fact utilization of triphenyl phosphite as a
ligand gave 51-94 yields of bicyclopentenenones such as 1141 from 1142 with as little
as 3 mol Co2(CO)8 and balloon pressure (1 atm) of CO (Eq 117)
OEtO2C
EtO2C
Co2(CO)8 (3 mol)P(OPh)3 (10 mol)
CO (1 atm) DME120 degC 82
EtO2C
EtO2C
1141 1142
(117)
Other cobalt-catalyzed PKRs employing high intensity light61 and super critical
fluids as solvent62 have been reported but a sufficiently general method catalytic in
cobalt has not been developed as evidenced by the fact that the vast majority of PKRs
are still conducted with stoichiometric Co2(CO)8 and a promoter of some sort In an
38
effort to simplify the catalytic PKR transition metals other than cobalt have been
examined and success has been achieved with titanium ruthenium and rhodium
catalysts
1442 Titanium-Catalyzed PKR
Buchwald developed the first titanium catalyzed PKR using the titanocene
catalyst Cp2Ti(CO)2 under a CO atmosphere (18 psi) and these conditions gave excellent
yields of fused cyclopentenones such as 1143 (Eq 118)63 Subsequent work using
chiral titanocene catalysts allowed the preparation of 1144 in an enantioselective
fashion64
CO (18 psi)Cp2Ti(CO)2 (5 )
toluene 90 degC92
O
Ph
O
1143 1144
OPh
(118)
1443 Ruthenium- and Rhodium-Catalyzed PKR
The first reports of the use of a late transition metal to catalyze PKRs emerged in
the late 1990rsquos when Murai and Mitsudo virtually simultaneously reported the use of
Ru(CO)12 to catalyze PKRs6566 Under almost identical conditions differing only in the
choice of solvent 1145 smoothly underwent PKR to give 1146 among a number of
other examples (Eq 119)
Me
O
1145 1146
MeEtO2C
EtO2CEtO2C
EtO2C
CO (10-15 atm)Ru(CO)12 (2)
dioxane or DMAc140-150 degC
86-76
(119)
Narasaka and Jeong independently reported the rhodium-catalyzed PKR in the
early 1990rsquos6768 Narasaka showed that [Rh(CO)Cl]2 was an active catalyst and only 1
39
was required to transform the enyne 1147 to the cyclopentenone 1148 under balloon
pressure of CO (Scheme 117) Jeong screened a number of Rh(I) catalysts and found
[RhCl(CO)dppp]2 to be the most efficient giving 1148 in quantitative yield The low
catalyst loadings required and the high yields of these reactions make them quite
attractive alternatives to the corresponding stoichiometric protocol However the
drawbacks are the high temperatures required and the high cost of the rhodium catalysts
Scheme 117
Ph
O
11471148
PhEtO2C
EtO2C
EtO2C
EtO2C
CO (1 atm)[Rh(CO)2Cl]2 (1)Bu2O 130 degC 94
CO (1 atm)[RhCl(CO)dppp]2 (25)
toluene 110 degC 99
145 Application of the Pauson-Khand Reaction in Synthesis
The PKR has been employed in a number of natural product syntheses due to the
high level of complexity that can be generated in the reaction from simple starting
materials46 Magnus was the first to employ the intramolecular PKR in natural product
synthesis and the formal synthesis of (plusmn)-coriolin (1151) relied on the PKR of the
readily available enyne 1148 to give 1149 in 50 yield as well as 15 of the opposite
diastereomer (Scheme 118)69 The cyclopentenone 1149 was further elaborated to the
tricyclic compound 1150 which constituted a formal synthesis of 1151
40
Scheme 118
TBSOMe Co2(CO)8
heptane110 degC (sealed tube)
50
Me
O
TBSO
H
1148 1149
6 steps HO
H
1150
O
OH
H
HO
H
1151
O
OH
H
O
O
H
Application of the PKR to the synthesis of complex alkaloid natural product
targets has received less attention One notable example was reported by Cassayre and
Zard in the total synthesis of (-)-dendrobine (1154)70 The enyne substrate 1152 was
prepared using a nitrogen-centered radical cyclization developed by the authors and
underwent PKR after the initially generated cobalt-alkyne complex was treated with
NMO (Scheme 119) The strained cyclopentenone was unstable but reduction of the
crude enone gave the stable tricyclic product 1153 in moderate yield over three steps
Notably the reaction is completely diastereoselective and the PKR and subsequent
alkene reduction set three key stereocenters Carbonyl reduction and introduction of the
lactone ring completed the synthesis of (-)-dendrobine (1154)
41
Scheme 119
OOAc
N NO
H H
H
i) Co2(CO)8 CH3CNii) NMOH2Oiii) PdC H2
51
1152 1153
N
H H
H
1154
O
9 steps
OAc
The recent synthesis of (+)-conessine (1158) also featured a PKR to assemble the
core of an alkaloid natural product71 PKR of the enyne 1155 using DMSO as a
promoter gave a 67 yield of a mixture (61) of diastereomers favoring 1156 (Scheme
120) A series of reactions which included alkene reduction and inversion of two
stereocenters finally gave the natural product 1158
Scheme 120
N Co2(CO)8DMSO (6 equiv)
THF 65 degC67
11561157 = 611155
MeO MeO1156
N
O
MeO1158
N
7 steps
MeO1157
N
O+
H
42
146 Synthesis of Bridged Structures via Pauson-Khand Reaction
Despite the enormous potential of the PKR to synthesize cyclopentenones the
intramolecular reaction has been overwhelmingly restricted to the synthesis of fused
bicyclo[330]octenones such as 1160 and bicyclo[430]nonenones such as 1161
(Scheme 121)46 However a number of exceptions some in the realm of natural product
synthesis are noteworthy
Scheme 121
O O
1159 n = 1 or 2
PKR
n
1160 1161
or
The first example of the synthesis of a bridged ring system by PKR was reported
by Krafft wherein enyne 1162 was transformed in modest yield to the ten-membered
bridged enone 1163 (Eq 120)72 Shortly thereafter Lovely and coworkers reported a
similar PKR of an aromatic substituted enyne 1164 to form the bridged epoxy ketone
1165 (Eq 121)73 Use of the aromatic backbone was intended to restrict the
conformational degrees of freedom in the substrate in order to preorganize the alkene and
alkyne for cyclization The authors assume that the epoxidation of the initially formed
enone double bond is NMO promoted however they do not offer a detailed mechanistic
hypothesis for this transformation
43
O
Me
MeO
O
Me
Me
O
Co2(CO)8 CH2Cl2
1164 1165
then NMO48
O
O
O
OO
1162 1163
Co2(CO)8 CH2Cl2
then NMO31
(120)
(121)
In their elegant formal synthesis of α-cedrene (1169) and β-cedrene (1170) Kerr
and coworkers were the first to apply a PKR to the synthesis of a bridged structure in the
context of natural product synthesis74 Sulfide promoted PKR of the enyne 1166
afforded the bridged cyclopentenone 1167 in excellent yield as one diastereomer
(Scheme 122) Five additional steps were required to transform the PKR product 1167
to cedrone (1168) which constituted a formal synthesis of both α-cedrene (1169) and β-
cedrene (1170)
Scheme 122
O O
OO
O
DCE 83 degC95
11671166
Co2(CO)8nBuSMe
1170
H
1169
H
1168
O
H
5 steps
44
Recently Winkler and coworkers reported a particularly demanding PKR in their
synthetic approach to ingenol 117675 Alkylation of the dioxanone 1171 which was
rapidly accessed by a key [2+2] photocycloaddition gave the PKR substrate 1173
(Scheme 123) The dihydrate of trimethylamine N-oxide was found to best promote the
PKR to give 1174 and the authors noted that use of the anhydrous reagent gave
considerably reduced yields With the cyclopentenone 1174 in hand retro-aldol reaction
installed the cis-intrabridgehead stereochemistry in 1175 which unfortunately is
opposite to the stereochemistry in the natural product The authors hope to revise their
synthetic route to ameliorate this discrepancy and if successful the rapid synthetic route
to ingenol (1176) would be particularly impressive
Scheme 123
O O
O
H
Co2(CO)8 4 A MStoluene
then Me3NO2H2O60-70
OO
OO
11731174
K2CO3MeOH
55O
CO2Me
O
H
1175
O
H
1176
HO HOHO
HO
H
H
O O
O
H
1171
H
TMS
Br
LDA DMPU THFthen TBAF 82
1172
45
15 Tandem Transition Metal-Catalyzed Reactions
151 Introduction Catalysis of Multiple Mechanistically Different Transformations
Transition metal-catalyzed transformations have become ubiquitous in organic
synthesis and these reactions have become indispensable tools in an organic chemistrsquos
repetoire7a As the field of organometallic chemistry has grown and matured transition
metal catalysts that are increasingly chemoselective have been developed and stringing
multiple transition metal-catalyzed processes in tandem has been an important goal The
catalysis of multiple mechanistically similar reactions with a single transition metal
catalyst is well known and can be accomplished by a specific order of addition of
reagents or by differing reactivity of functional groups76 However as the list of
transition metal-catalyzed reactions continues to become more diverse modern synthetic
organic chemists have begun to pursue the catalysis of multiple fundamentally different
reactions in one pot with a single transition metal catalyst system77
152 Tandem Reactions Involving Alkene Metathesis
Grubbs has been a pioneer in the area of employing a single transition metal
catalyst to mediate multiple fundamentally different transformations78 Utilizing his
second-generation metathesis catalyst 1178 Grubbs catalyzed first the cross metathesis
of the styrene 1176 with methyl acrylate (1177) and upon completion of the reaction an
atmosphere of hydrogen was introduced to reduce the double bond to ultimately give
1179 (Eq 122) The ruthenium catalyst 1178 is also capable of performing transfer
hydrogenation and starting with the alcohol 1180 which is readily available in one step
from (R)-citronellal ring closing metathesis can be accomplished with 1178 (Eq 123)
Following ring closure 3-pentanone and NaOH were added and a ruthenium-catalyzed
46
transfer hydrogenation took place to install the ketone in 1181 Finally an atmosphere of
hydrogen was introduced to reduce the alkene and finally give muscone 1181 In such a
fashion three mechanistically distinct reactions RCM transfer hydrogenation and
alkene reduction can be accomplished in a single reaction vessel with a single transition
metal catalyst simply by modifying the reagents
Cl
CO2Me+
MesN NMes
RuPh
PCy3ClCl
1178
1176 1177
then H2 (100 psi)69
CO2Me
Cl
1179
OOHi) 1178
ii) Et2CO NaOHiii) H2
11801181
56
(122)
(123)
153 Tandem Reactions Which Include a PKR
1531 Chungrsquos PKR[2+2+2] and Reductive PKR
Chung and coworkers have reported two cobalt-catalyzed tandem processes
which both involve PKR as the initial step79 Starting with the 16-diyne 1182 catalytic
PKR employing Co2(CO)8 and a high CO pressure (441 psi) generates an unstable
cyclopentadienone which then undergoes cobalt-catalyzed [2+2+2] cycloaddition in the
presence of two equivalents of phenylacetylene to give the tricyclic product 1183 (Eq
124) A number of additional examples were reported but geminal substitution at the 4-
47
position of the starting material was important for optimal yields The same research
group published the concurrent cobalt nanoparticle catalyzed reductive PKR In this
case as opposed to the metathesisalkene reduction methodology developed by Grubbs
hydrogen could be present throughout the reaction sequence Thus treatment of the
enyne 1184 with cobalt nanoparticles in a H2CO atmosphere with heating gave the
bicycle 1185 in excellent yield (Eq 125) and a number of other examples were also
reported
EtO2C
EtO2C
CO (441 psi)Co2(CO)8 (5 )
CH2Cl2 130 degC68
OEtO2C
EtO2C
PhPh
1182 1183
MeO2C
MeO2C
1184
Co nanoparticles
H2 (73 psi) CO (73 psi)THF 130 degC
98
OMeO2C
MeO2CH
H
1185
(124)
(125)
A significant drawback to the catalytic PKR is the need for a toxic CO
atmosphere often in high pressure Morimoto Kakiuchi and coworkers devised a fusion
of two rhodium-catalyzed reactions in order to replace the CO atmosphere with
formaldehyde80 Rhodium-catalyzed decarbonylation converts the formaldehyde to CO
and H2 followed by a rhodium catalyzed PKR to deliver 1187 from 1186 without the
need for a CO atmosphere (Eq 125) They found that the use of two phosphine ligands
water soluble TPPTS (triphenylphosphane-3-3prime-3primeprime-trisulfonic acid trisodium salt) and
organic soluble dppp (bis(diphenylphosphinopropane)) were essential for high yields
48
The authors hypothesize that the two reactions are partitioned into two phases The
decarbonylation is thought to occur in the aqueous phase and the PKR is thought to occur
in a micellar phase hence the use of two ligands as well as the surfactant SDS (sodium
dodecylsulfate)
MeO2C
MeO2C
1186
OMeO2C
MeO2C
1187
[RhCl(cod)]2 (5)dppp (10) TPPTS (10)
SDS H2O 100 degC
PhPh
O
HH+ (126)
1532 Tandem Allylic AlkylationPauson-Khand Reaction
Evans hoped to utilize the highly regioselective allylic alkylation catalyzed by his
phosphite modified Wilkinsonrsquos catalyst to synthesize enynes that could undergo further
Rh(I)-catalyzed cyclization reaction such as Pauson-Khand reaction (PKR)81 When the
secondary allylic carbonate 168 was treated with the P(OMe)3 modified Wilkinsonrsquos
catalyst and the anion of 1188 the alkylation products 1189 and 1190 were obtained
but no PKR was observed after extended heating under a CO atmosphere (Scheme 124)
A screen of Rh(I) catalysts showed that [RhCl(CO)dppp]2 catalyzed the allylic alkylation
highly efficiently and regioselectively Thus following completion of the allylic
alkylation the reaction mixture was simply heated to reflux and the PKR also proceeded
in high yield and good diastereoselectivity to deliver a mixture of the two
cyclopentenones 1191 and 1192 Notably [RhCl(CO)dppp]2 is capable of catalyzing
highly regioselective allylic alkylations using secondary carbonates such as 168 as
substrates without the need for phosphite modification and perhaps this is due to the
49
ability of the CO ligand to withdraw electron density from the metal center through π-
back bonding81
Scheme 124
∆
Me
OCO2Me [RhCl(CO)dppp]2 (5)
NaH
CO CH3CN 30 degC
CO2MeMeO2C
168
1188
Me
MeO2C
MeO2C
CO2Me
CO2Me
Me+
1189 1190
OMeO2C
MeO2C
Me H
OMeO2C
MeO2C
Me H
+
1191 1192
11891190 = 371 88
11911192 = 71 87
1533 Tandem Rh(I)-Catalyzed Allylic Alkylation-Carbocyclizations
The work of Dr Ashfeld above showed that [Rh(CO)2Cl]2-catalyzed allylic
alkylations can be conducted in a highly regioselective manner and use of substituted
malonate nucleophiles allows for the synthesis of 16-enyne products (vide supra) Not
only is [Rh(CO)2Cl]2 capable of catalyzing allylic alkylations but recent reports outside
of the Martin group have disclosed a number of [Rh(CO)2Cl]2-catalyzed carbocyclization
reactions of 16-enynes such as [5+2]-cycloadditions42 PKR67 and cycloisomerizations41
Dr Brandon Ashfeld and Anna Smith sought to exploit the highly regioselective
50
[Rh(CO)2Cl]2-catalyzed allylic alkylation to synthesize enyne products 1195 that could
serve as starting materials for subsequent [Rh(CO)2Cl]2-catalyzed carbocyclization
reactions such as [5+2]-cycloadditions PKR and cycloisomerizations (Scheme 125)82
Of particular importance the possibility that both reactions could be conducted in one
reaction vessel with a single catalyst was attractive and the goal was to develop reaction
conditions that would facilitate both reactions in a tandem sequence without the need to
add additional reagents or catalysts
Scheme 125
X
+ LG
R
[Rh(CO)2Cl]2X
R
X
R
X O
R
XR
PKR
X = C(CO2Me)2 NTs O
[5+2]
cycloisom
CO
11931194
1195
1196
1197
1198
Before this work only cationic Rh(I) catalysts were reported to facilitate the
cycloisomerization of 16-enynes and the use of neutral Rh(I) catalysts such as
[Rh(CO)2Cl]2 to accomplish the same goal was not assured Smith found that
[Rh(CO)2Cl]2 does in fact catalyze the isomerization of 16-enynes to 14-dienes as vinyl
alkylidene cyclopentanes Smith optimized the reaction of the substituted malonate
nucleophile 1104 with the allylic trifluoroacetate 1199 to give the enyne
cycloisomerization product 1200 in good yield (Scheme 126) Notably the preservation
51
of Z-alkene geometry in the [Rh(CO)2Cl]2-catalyzed allylic alkylation enables the
synthesis of the corresponding Z-enyne and cycloisomerization of Z-enynes are well
known to be more efficient than the corresponding E-enynes83 In another set of
experiments Dr Ashfeld demonstrated the allylic alkylation of the same substituted
malonate 1104 with the cyclopropyl trifluoroacetate 1201 to give an intermediate
cyclopropyl enyne that underwent subsequent [5+2]-cycloaddition by simply increasing
the reaction temperature to provide 1202 These reactions highlight how the high
regioselectivities in the [Rh(CO)2Cl]2-catalyzed allylic alkylations and multifunctional
nature of [Rh(CO)2Cl]2 can both be exploited to synthesize products with a high level of
complexity from relatively simple starting materials in one reaction vessel in an efficient
fashion
Scheme 126
OCOCF3
NaH [Rh(CO)2Cl]2CH3CN -40 then 110 degC
72
MeO2C
MeO2CCO2MeMeO2C
Me
NaH [Rh(CO)2Cl]2CH3CN rt then 80 degC
89
OCOCF3 MeO2C
MeO2C
1200
1202
1104
1199
1201
16 Conclusions
The importance of transition metal catalysis to the modern synthetic organic
chemist cannot be overstated Indeed the report of a complex natural product synthesis
52
without at least one transition metal-catalyzed transformation has become exceedingly
rare Simply transition metal catalysis often offers modes of reactivity and selectivity
that are not possible when compared with all other synthetic organic chemical
methodology catalytic or otherwise
Transition metal-catalyzed allylic alkylations continue to generate interest in the
synthetic organic community due to the high levels of chemo- regio- stereo- and
enantioselectivity available from this powerful reaction Palladium continues to be the
most common choice of allylic alkylation catalysts most likely due to the surge in
research aimed at rendering the palladium-catalyzed allylic alkylation enantioselective
However the complementary regioselectivities exhibited by other transition metal
catalysts allows one to access products that would be difficult or impossible to attain via
palladium catalysis
The Pauson-Khand reaction is a powerful way to quickly assemble
cyclopentenones Since the discovery of the reaction the combined efforts of many
talented chemists have transformed the PKR from an organometallic oddity to a practical
choice for the synthesis of a number of complex natural product targets and research in
the area of improving the catalytic PKR and increasing the enantioselectivity of the PKR
continues to be a fertile field Unfortunately the limitations of the reaction in terms of
substrate scope prevent widespread use of the PKR in complex molecule synthesis
Further as the realm of transition metal-catalyzed transformations continues to
expand the possibility of cascade reaction sequences which include an allylic alkylation
as well as other transition metal catalyzed reactions in one reaction vessel employing a
single catalyst has become a reality
53
Chapter 2 Regioselective Rhodium-Catalyzed Allylic Substitutions of
Unsymmetrical Carbonates and Related Cascade Reactions
21 [Rh(CO)2Cl]2 Catalyzed Transformations-Introduction
Transition metal catalyzed allylic alkylations offer reactivity modes that are
unavailable via simple SN2 chemistry As discussed in the previous chapter allylic
acetates and carbonates are relatively inert to SN2 alkylation chemistry and thus offer a
complementary chemoselectivity when utilized in transition metal-catalyzed allylic
alkylation reactions Further in a stereochemical sense transition metal catalyzed allylic
alkylations give products of net retention whereas SN2 alkylation proceeds through
inversion The enantioselective transition metal-catalyzed allylic alkylation is yet another
illustration of the power of these catalytic transformations to access products unavailable
through simple alkylation chemistry
The [Rh(CO)2Cl]2-catalyzed allylic substitution reaction discovered by Dr
Brandon Ashfeld offers a regioselectivity profile unique among transition metal catalysts
Dr Ashfeld found that [Rh(CO)2Cl]2-catalysis gave products of nucleophilic attack on
the carbon bearing the leaving group in a highly regioselective fashion For example
when primary allylic carbonates such as 21 were employed as substrates alkylation at
the primary carbon is observed preferentially giving 22 (Eq 21) and this
regioselectivity is commonly observed under palladium catalysis Alternatively products
of attack at the more hindered allylic site such as 24 could be obtained simply by
employing a tertiary carbonate 23 as the substrate (Eq 22) and this regiochemistry is
54
typical under a variety of transition metal catalysis including Ru Mo W Ir and Rh
Thus Dr Ashfeldrsquos discovery was important in that one transition metal catalyst
[Rh(CO)2Cl]2 was found to be capable of preferentially providing the product of
nucleophilic attack on the carbon bearing the leaving group regardless of the substitution
at each allylic terminus This reactivity mode stands in stark contrast to previously
disclosed allylic substitution catalysts Of particular note is the fact that this unique
regiochemical profile allows one to access products of varying substitution patterns such
as 22 and 24 with a single catalyst whereas previously palladium catalysis would be
required to obtain 22 from either 21 or 23 and other transition metal catalysts would
give 24 regardless of whether 21 or 23 was employed as a substrate
R
R
OCO2Me
Nuc[Rh(CO)2Cl]2
R
R
Nuc
R
OCO2Me
R
Nuc[Rh(CO)2Cl]2
R
Nuc
R
21 22
23 24
(21)
(22)
[Rh(CO)2Cl]2 has also been reported to mediate a number of carbocyclization
reactions including [5+2]-cycloaddtions42 and PKRs67 Moreover a vast number of
Rh(I)-catalyzed transformations employ substrates that could be assembled in a highly
regioselective fashion via a [Rh(CO)2Cl]2-catalyzed allylic substitution reaction (Scheme
21) Thus we envisioned that [Rh(CO)2Cl]2 could be used to catalyze cascade reaction
sequences in which allylic alkylation would serve as the first step and any of a number of
Rh(I)-catlyzed carbocyclization reactions would be used to access a vast array of
55
polycyclic structures For example allylic etherification utilizing a meta-ketimino copper
phenoxide nucleophile 26 would provide products 27 which could undergo a
subsequent imine directed Rh(I) catalyzed ortho-alkylation84 Similarly 210 could be
synthesized by alkylation of the allyl malonate 29 and a successive Rh(I)-catlayzed
metallo-ene reaction in the same reaction vessel would give 14-dienes as vinyl
alkylidene cyclopentanes such as 21185 Finally the propargyl malonate nucleophile
212 would provide 16-enynes 213 that can undergo Rh(I)-catalyzed PKRs to access
bicyclopentenones 2146768
Scheme 21
O
NBn
Rh(I)
RO
NBn
R
XX
MeO2CO
Rh(I)
X O
R
Rh(I)X
R
MeO2CO R
OCu(I)
NBn
[Rh(CO)2Cl]2
[Rh(CO)2Cl]2
[Rh(CO)2Cl]2
25
26
213 X = C(CO2Me)2 NRH OH
2728
210 X = C(CO2Me)2 NRH OH
211 X = C(CO2Me)2 NRH OH
214 X = C(CO2Me)2 NRH OH
-CO
29 X = C(CO2Me)2 NRH OH
X
212 X = C(CO2Me)2 NRH OH
X
56
The following chapter will describe efforts directed toward further probing the
regioselectivity of the [Rh(CO)2Cl]2-catalyzed allylic substitution in systems that were
not thoroughly explored by Dr Ashfeld Particular emphasis was placed on reactions
that yield products that can function as substrates in cyclization reactions especially
Rh(I)-catalyzed transformations with the ultimate goal being the development of a
family of Rh(I)-catalyzed cascade reactions wherein the cyclization substrate is
assembled via a [Rh(CO)2Cl]2-catalyzed allylic substitution
22 [Rh(CO)2Cl]2ndashCatalyzed Allylic Substitution Reactions Scope and Limitations
221 Allylic Alkylations of Substrates With Sterically Similar Allylic Termini
In each of the Rh(I)-catalyzed allylic alkylations explored by Dr Ashfeld the
product of nucleophilic attack on the carbon bearing the leaving group was the major
product regardless of the steric environment at each allylic site39 However we queried
whether the same trend would be observed if the substitution at each allylic site was
virtually identical For example if each allylic site was secondary as in 215 would the
regiochemical trend hold regardless of the nature of the groups R and Rprime (Eq 23)
R R R R215 216
Nuc-[Rh(CO)2Cl]2 (23)
OCO2Me Nuc
Initial allylic alkylation experiments to test this question showed substantial
erosion of regioselectivity compared with the high regioselectivities observed by Dr
Ashfeld For example treating allylic carbonate 217 with the sodium salt of dimethyl
malonate in the presence of [Rh(CO)2Cl]2 provided a good yield of a mixture (7624) of
regioisomers 219 and 220 favoring nucleophilic attack at the carbon previously bearing
57
the leaving group (Scheme 22) However when 218 was allowed to react with the
sodium salt of dimethyl malonate under identical conditions a mixture of 219 and 220
was obtained in which 219 was slightly favored
Scheme 22
OCO2Me
OCO2Me
CH2(CO2Me)2 NaH[Rh(CO)2Cl]2 (10)
THF rtor
218
217
219 220
+
From 217 72 7624 219220From 218 76 5545 219220
CO2MeMeO2C CO2MeMeO2C
As the steric demand adjacent to one allylic terminus began to increase
substantial erosion of the high regioselectivities observed by Dr Ashfeld were observed
Reaction of the allylic carbonate 221 with the sodium salt of dimethyl malonate in the
presence of [Rh(CO)2Cl]2 gave 223 with highly regioselectivity favoring nucleophilic
attack at the carbon bearing the leaving group (Scheme 23) In contrast starting with the
allylically transposed carbonate 222 223 was again the major product In each case
long reaction times (2-3 days) were required to consume starting material Considering
that Dr Ashfeld had observed erosion of regioselectivities upon increasing the reaction
temperature elevated reaction temperatures were avoided
58
Scheme 23
OCO2Me
OCO2Me
CH2(CO2Me)2 NaH[Rh(CO)2Cl]2 (10)
THF rtor
222
221
223 224
+
From 221 56 955 223224From 222 58 8614 223224
CO2MeMeO2C CO2MeMeO2C
Further increasing the steric bulk adjacent to one allylic terminus to a tert-butyl
group as in 225 and 226 yielded similar results to those seen in the cases of 221 and
222 but the preference was even more pronounced (Scheme 24) Regardless of whether
225 or 226 was the substrate allylic alkylation favored 227 with high regiochemical
control Both reactions required extended reaction times and the reactions were stopped
after three days Comparison of the yields as the substitution was changed from ethyl
218 to isopropyl 222 to tert-butyl 226 indicated that the yield steadily decreases from
76 to 58 to 21 respectively
Scheme 24
CH2(CO2Me)2 NaH[Rh(CO)2Cl]2 (10)
THF rt227 228
+
From 225 29 946 227228From 226 21 919 227228
CO2MeMeO2C CO2MeMeO2C
OCO2Me
OCO2Me
or
226
225
We reasoned that if we could slow the rate of equilibration of the two enyl
intermediates without equally adversely affecting the rate of nucleophilic attack then the
59
ratio would improve Thus the influence of temperature and solvent polarity was
studied We thought that use of the more polar DMF as solvent would increase the rate of
nucleophilic attack while decreasing the temperature would slow the rate of enyl
equilibration In the event DMF as solvent at -20 ˚C proved optimal preferentially
providing regioisomer 220 when 218 underwent allylic alkylation (Table 22) While
the regiochemical ratio was not high these experiments showed that both temperature
and solvent have a significant effect on the regiochemical outcome of the reaction39
Table 21 Optimization of the Alkylation of 218
OCO2Me MeO2C CO2Me MeO2C CO2Me
solvent 0 or -20 degC
[Rh(CO)2Cl]2 +
220 219
CH2(CO2Me)2 NaH
218
entry solvent yield ratio 220219
1
2
3
4
DMSO
CH3CN
THF
DMF
62
62
76
73
2575
3664
4555
6931
Application of the above optimal conditions to the alkylation of 217 resulted in
an even more pronounced effect on the regioselectivity (Eq 24) in that a ratio of 964 of
219220 was obtained favoring 219 These results confirmed that one key to
controlling the regioselectivity of difficult [Rh(CO)2Cl]2-catalyzed allylic alkylations
was decreased temperature and DMF as solvent39
60
OCO2Me MeO2C CO2Me MeO2C CO2Me
DMF -20 degC88
[Rh(CO)2Cl]2 +
219 220
CH2(CO2Me)2 NaH
217
219220 = 964
(24)
Often regioselectivities suffer when the steric bulk of the nucleophile increases
and substituted malonates have been reported to give substantially reduced regiocontrol
in a number of transition metal catalyzed allylic alkylations16 In spite of this trend in
other systems alkylation of the secondary carbonate 217 with the substituted malonate
229 proceeded with high regioselectivity to give a mixture (937) of enynes 230 and
231 (Eq 25) Enynes such as 229 can serve as substrates in other Rh(I)-catalyzed
transformations40-42 and the study of the regioselective preparation of such enynes in the
context of developing domino processes will be addressed in subsequent sections within
this chapter
OCO2Me
217
CO2MeMeO2C
+
229
MeO2C
MeO2C
MeO2C
MeO2C 231
230
+
NaH[Rh(CO)2Cl]2
DMF -20 degC88
230231 = 937
(25)
Applying the above optimized conditions (DMF -20 ˚C) to the allylic alkylation
of 222 and 226 did not improve the yields or regioselectivities (Scheme 25) Extended
reaction times did not yield any allylic alkylation products and only starting material was
recovered The substrates 222 and 226 reacted sluggishly even in THF at room
temperature often requiring a number of days to reach completion Thus the lack of any
61
perceptible reaction at -20 ˚C is not that surprising
Scheme 25
OCO2Me
CH2(CO2Me)2 NaH[Rh(CO)2Cl]2 (10)
DMF -20 degC
222
OCO2Me
226
orno reaction
While Dr Ashfeld demonstrated that [Rh(CO)2Cl]2-catalyzed allylic alkylations
preferentially gave the product of nucleophilic attack on the carbon bearing the leaving
group using substates with sterically different allylic termini the above experiments
illustrated that the regiochemical trend can also hold for substrates containing sterically
similar allylic termini Optimal regioselectivites were obtained when DMF was used as
the solvent and the temperature was decreased to -20 ˚C Furthermore as the steric bulk
of the substituents adjacent to the allylic termini increased the allylic alkylation became
increasingly sluggish The above experiments were quite different than the results
reported by Evans as his phosphite modified Wilkinsonrsquos catalyst is unaffected by the
steric environment adjacent to each allylic site (Eq 111 amp 112) while the substitution at
each allylic site had a pronounced impact on the nature of the major product (Scheme
112)37
222 Regioselective Allylic Aminations
The use of amine and lithium salts of sulfonamides as nucleophiles in transition
metal-catalyzed allylic substitution reactions has been examined by a number of
62
researchers as a useful method for the synthesis of functionalized allyl amines2728 but the
unique ability of [Rh(CO)2Cl]2 catalysis to deliver products of nucleophilic attack on the
carbon bearing the leaving group led us to explore the regioselectivity of [Rh(CO)2Cl]2-
catalyzed allylic aminations Initial experiments by Dr Ashfeld found that the lithium
salts of sulfonamides effectively function as nucleophiles but utilization of simple
amines as nucleophiles did not provide any of the corresponding allyl amine products
Instead of employing lithium salts of sulfonamides as nucleophiles amine nucleophiles
would give allyl amine products without the need for a stoichiometric base and without
the need to remove a tosyl protecting group representing a much more atom economical
approach to these important synthetic intermediates To demonstrate the utility of the
allyl amine products we envisioned that the products of highly regioselective Rh(I)-
catalyzed allylic amination reactions could undergo further Rh(I)-catalyzed cyclization
reactions to rapidly build complex alkaloid structures in one reaction vessel (Scheme
21)
To begin our study of amine nucleophiles we chose pyrrolidine (233) as the
nucleophile and the readily available cinnamyl alcohol derived carbonate 232 as the
electrophile (Eq 26) However when 232 was allowed to react with pyrrolidine in the
presence of a catalytic amount of [Rh(CO)2Cl]2 in THF or DMF only starting material
was recovered despite extended reaction times and elevated temperatures
OCO2Me
HN
[Rh(CO)2Cl]2 (10 mol)THF or DMF rt-60 degC
Recovered Starting Material
232
233
(26)
63
Switching solvent from polar aprotic solvents such as THF and DMF to the polar
protic solvent EtOH had a dramatic effect on the yield Inspiration for using a polar
protic solvent was drawn from the work of Taguchi who found that EtOH was an
optimal solvent for [IrCl(cod)]2ndashcatalyzed allylic aminations13 Treatment of the allylic
carbonate 232 with pyrrolidine and catalytic [Rh(CO)2Cl]2 in EtOH gave an almost
quantitative yield of a mixture of the allyl amines 234 and 235 (Eq 27) In contrast to
Taguchirsquos work the reaction proceeded with a complete lack of regioselectivity giving an
equal amount of each isomer 234 and 235
OCO2Me
HN
[Rh(CO)2Cl]2 (10 mol)EtOH rt
96234235 = 11
232
233
234
N
235
N
+(27)
In order to increase the reactivity of the allylic alkylation substrate the use of
allyltrifluoroacetate substrate 236 was explored Unfortunately instead of allylic
amination only amine acylation was observed giving trfiluoroacetyl pyrrolidine 237 and
cinnamyl alcohol 238
OCOCF3
HN
[Rh(CO)2Cl]2 (10 mol)THF or DMF rt-60 degC236
233
N
CF3O
OH
238
+
237
(28)
The work of Lautens and coworkers on [Rh(COD)2Cl]2-catalyzed ring opening
reactions of oxabcyclic alkenes such as 239 with amine nucleophiles provided some
insight as to a potential problem with our desired [Rh(CO)2Cl]2-catalyzed allylic
64
amination (Eq 29)86 Lautens observed that the rhodium-catalyzed ring opening reaction
of 239 was completely inhibited when pyrrolidine 233 was utilized as a nucleophile but
that the addition of TBAI led to a 98 yield of 240 in a matter of hours
O
HN
[Rh(COD)Cl]2 (25 mol)dppf (5 mol)
THF reflux without TBAI no reaction
with TBAI 98 5 h
OH
N
233
239
240
(29)
Based on his results and previous literature precedent85-88 Lautens proposed a
mechanistic rationale (Scheme 26) Nucleophilic attack of the amine on the rhodium
dimer 240 presumably leads to an amine-rhodium complex 241 a reaction that is well
documented87 Thus if the reaction was irreversible the amine-rhodium complex 241
could represent a poisoned catalyst Alternatively reaction of the chloride bridged dimer
240 with iodide sources has been shown to give the iodide bridged species 24288 which
are well known to be less reactive toward cleavage reactions than the corresponding
chloride bridged complexes89 In the presence of halide additives the amine-rhodium
complex 243 could react to provide the dihalorhodate 244 by nucleophilic displacement
of the amine by the added halide ion in an associative process commonly observed in
square planar d8 metal complexes90 Then two monomeric dihalorhodate complexes
could react to reform the dimer 242
65
Scheme 26
RhCl
OC
OC
ClRh
CO
CO
HN
RhClOC
NHOC
241 poisoned catalyst
233
240
I-
RhI
OC
OC
IRh
CO
CO
HN
RhIOC
NHOC
RhI
OC
OC
I
slower
Bu4N+I-
Bu4N+
233
242
243
244-I-
Addition of TBAI to the reaction of pyrrolidine (233) with 232 had a dramatic
effect (Table 21) After screening a number of solvents and varying amounts of TBAI
the optimal conditions were determined to be 20 mol TBAI and 10 mol
[Rh(CO)2Cl]2 in DCE as solvent These optimized conditions provided the allylic
amination product 234 in high yield and excellent regioselectivity39 The secondary
carbonate 248 also reacted efficiently to give a virtually quantitative yield of 249 as one
regioisomer as determined by the 1H NMR spectrum Tertiary carbonate 251 reacted
with benzylmethylamine (250) to deliver 252 but the allylically transposed substrate
253 also gave exclusively 252 The reversal in regioselectivity in the case of 253 was
66
unexpected and perhaps this result suggests that the nature of the halide-rhodium species
has a marked effect on the rate of enyl isomerization
Table 22 Rh(I)-Catalyzed Allylic Aminations
R2
R1 OCO2Me
R3R4 [Rh(CO)2Cl]2 (10 mol)
NHR1R2 (2 eq)DCE rt
R2
R1 NR2
R3R4 R3
R4R2N
R2R1
+
TBAI (20 mol)
Allylic Carbonate Major Product Yield ()Ratio
(majorminor)Nucleophile
HN
HN
NHBn
Me
OCO2Me
OCO2Me
Me
OCO2Me NMe
Bn
N
Me
N 96
99
89
gt955
gt955
gt955
233
233
250
232
248
251
234
249
252
245 246 247
NHBn
MeN
Me
Bn
85 gt955
250 253 252
OCO2Me
Our ultimate goal was to use a highly regioselective [Rh(CO)2Cl]2-catalyzed
allylic amination as the first step in a cascade of [Rh(CO)2Cl]2-catalyzed processes
culminating in the synthesis of complex alkaloid structures In an effort to develop a
cascade allylic amination-PKR the secondary amine 256 was synthesized following a
literature procedure (Scheme 27)91 The phenyl acetylene moiety was chosen due to the
67
observation that these alkynes tend to react more efficiently than alkyl substituted or
terminal alkynes in [Rh(CO)2Cl]2-catalyzed PKRs6768 Conducting the allylic amination
of allyl methyl carbonate (257) with the secondary amine 256 under the optimized
[Rh(CO)2Cl]2-catalyzed allylic amination conditions gave the enyne 258 but heating
258 under a CO atmosphere failed to provide any of the PKR product 259 Based on the
hypothesis that the anion derived from the leaving group was inhibiting the PKR a
number of modifications to the reaction were tried including the addition of acid to
protonate the carbonate anion leaving groups other than carbonate such as acetate and
trifluoroacetate were also examined Employing these modifications failed to yield any
259 and only unreacted 258 was recovered Reaction of the enyne 258 in the presence
of [Rh(CO)2Cl]2 (10 mol) TBAI (20 mol) and CSA (1 equiv) under a CO
atmosphere gave a 63 yield of 259 Taken together these experiments suggest either
that the rhodium complex present after the allylic amination is not capable of promoting a
PKR on 258 or that byproducts from the leaving group are suppressing the subsequent
PKR
68
Scheme 27
BnNH2
Br
64 BnHN
PhI CuIPd(PPh3)4
Et3N82
BnHNPh
254255 256
OCO2Me
257
CO TBAI (20 mol)[Rh(CO)2Cl]2 (10 mol)
DCE rt-reflux86
BnNPh
258
not BnN
Ph
O
259
Amines served as efficient nucleophiles in the [Rh(CO)2Cl]2-catalyzed allylic
substitution reactions but the addition of substoichiometric amounts of iodide was
critical to the success of the reaction Primary secondary and tertiary allyl amine
products can be obtained in excellent yields and regioselectivies In most cases the
product of nucleophilic attack on the carbon previously bearing the leaving group was
observed as the major product The allyl amine products are highly useful synthetic
intermediates that can be isolated and used in subsequent cyclization reaction such as the
PKR of the allyl amine 258
223 Phenol Pronucleophiles
Dr Ashfeld showed that [Rh(CO)2Cl]2-catalyzed allylic etherification proceed
optimally when copper phenoxides were employed as nucleophiles However Dr
Ashfeld only studied the reaction of ortho-phenyl phenol with a single primary carbonate
(vide infra) Thus we hoped to determine whether secondary and tertiary carbonates
could also function as substrates for allylic etherification substrates We were particularly
69
interested in utilizing ortho-substituted phenols that contained functionality that could be
further elaborated For example starting with ortho-substituted phenols 260 wherein R1
was a halide an alkene or an alkyne would give allyl phenyl ethers 261 and these
products could be cyclized to give a number of ring structures based on the nature of R1
(Scheme 28) A Heck reaction of 261 (R = halide) could give substituted benzofurans
such as 262 whereas RCM of 261 (R = alkene or alkyne) would give chromenes such
as 263 Ortho-alkyne substituents in 261 would enable a subsequent PKR to give
structures like 264
Scheme 28
OH
R1260
R1 = halide alkene alkyne
O
R1
R2
R5
R4R3
261
R1 = halide alkene alkyne
O
O
O
O
R2
R3
R4
R5
R2
R3
R4R5
R2
R3
264
262
263
HeckR1 = halide
RCMR1 = alkene
or alkyne
PKRR1 = alkyne
[Rh(CO)2Cl]2
In order to explore these possibilities the copper phenoxide derived from ortho-
vinyl phenol 267 was allowed to react with the primary allylic carbonate 268 to give
269 in high regioselectivity (Table 22)39 Dr Ashfeld inspired by the work of Evans25
found that transmetallation of lithium phenoxides to their corresponding copper
70
phenoxides led to superior efficiencies in Rh-catalyzed allylic etherifications One can
envision that subsequent ring-closing metathesis of the diene 269 would offer a concise
method for the synthesis of chromenes92 Similarly reaction of the copper alkoxide
derived from ortho-bromo phenol (270) gave the bromoalkene 271 in a highly
regioselective fashion and Heck reaction of 271 could allow access to substituted
benzofurans93 Secondary carbonate 217 was also an effective substrate giving the
isomer 273 albeit in a lower regioselectivity Tertiary carbonates proved to be
recalcitrant etherification substrates and mostly starting material was recovered when
allylic etherification of 251 was attempted with the copper phenoxide derived from 272
under the previously optimized conditions Changing the solvent (DMF CH3CN) andor
temperature (-20-60 ˚C) did not improve the regioselectivities or yields when 217 or 251
were employed as substrates
71
Table 23 Rh(I)-Catalyzed Allylic Etherifications
R2
R1 OCO2Me
R3R4 R2
R1 Nuc
R3R4 R3
R4Nuc
R2R1
+
Allylic Carbonate Major Product Yield ()Ratio
(majorminor)Nucleophile
245 265 266
LiHMDS CuI[Rh(CO)2Cl]2 (10 mol)
THF rt
OH
OH
Br
OH
Ph
+
267
270
272
OCO2Me
268
OCO2Me
268
217
OCO2Me
OH
Ph
272
OCO2Me
251
O
269
O
Br271
O
Ph273
O
Ph274
77 gt955
87 7129
lt10 NA
73 gt955
Nuc
Copper phenoxides functioned as excellent substrates in [Rh(CO)2Cl]2-catalyzed
allylic etherification reactions with primary and secondary carbonates while preliminary
experiments indicated that tertiary carbonates such as 251 react much more sluggishly
Of particular interest was the use of sterically hindered ortho-substituted phenols as
pronucleophiles and incorporation of nascent functionality such as alkenes and aryl
halides allowed for the possibility of further functionalization of the allyl phenyl ether
72
products such as 269 and 271
224 Intramolecular Allylic Alkylations to Synthesize Medium-Sized Lactones
Considering the high level of regioselectivity we observed in the [Rh(CO)2Cl]2-
catalyzed intermolecular alkylations we queried whether the eight-membered ring
lactone 278 could be prepared from β-ketoester 275 (Scheme 29)39 The synthesis of
eight-membered rings continues to be a challenge especially in the field of
intramolecular transition metal catalyzed allylic alkylations20 and we felt that such a
synthetic application of the [Rh(CO)2Cl]2-catalyzed allylic alkylation would be quite
useful Trost has shown that intramolecular palladium-catalyzed allylic alkylation of
substrates containing trans-alkenes gave the corresponding eight-membered rings which
contained cis-alkenes (Eq 13)20 One can rationalize the change in alkene geometry by
noting that palladium catalysis gives a rapidly equibrating Pd π-allyl intermediate which
can ultimately cyclize to give the more stable eight-membered ring containing a cis-
olefin We felt that a cis-alkne such as 275 would be preferred for a [Rh(CO)2Cl]2-
catalyzed intramolecular alkylation because minimal erosion of alkene geometry was
observed in intermolecular [Rh(CO)2Cl]2-catalyzed allylic alkylations Previous
literature precedent showed that palladium-catalyzed cyclization of substrates containing
β-keto ester nucleophiles gave the six-membered products such as 27721 but
considering the high levels of regioselectivity inherent in the [Rh(CO)2Cl]2-catalyzed
intermolecular allylic alkylations eight-membered lactone 278 could be expected from
[Rh(CO)2Cl]2-catalysis While an intramolecular Pd-catalyzed allylic alkylation to
synthesize an eight-membered ring has been reported by Trost a substantially more
73
sterically demanding β-keto sulfone was employed as a tethered nucleophile20
Scheme 29
O
OO
OCO2Me
O
O O
O
OO
catalyst
base
Pd
Rh 275
276
277
278
O
OO
M
The first attempt to synthesize 275 began with THP protection of propargyl
alcohol (279) to give 280 (Scheme 210) Treatment of the lithium acetylide derived
from 280 with ethylene oxide gave the monoprotected diol 281 which was reduced
under standard conditions using Lindlarrsquos catalyst to yield 282 Acylation of the free
alcohol of 282 with diketene allowed access to the desired β-keto ester moiety in 283
Scheme 210
OH OTHP
On-BuLi
HMPA Et2OTHF65
OTHP
HO
H2 Lindlars Cat HOOTHP
OODMAP
O
O O
279
TsOHH2O
O
280 281
282 283
CH2Cl293
EtOAc78
Et2O84 THPO
Removal of the THP-group from 283 followed by conversion of the resulting free
74
alcohol to the corresponding methyl carbonate was now required to obtain cyclization
substrate 275 However standard acidic conditions to remove the THP protecting group
in 283 gave a mixture of the desired alcohol 284 as well as the products of
transesterification 282 and 285 (Scheme 211) While 284 could be isolated in modest
yields (40-50) a more efficient route to 284 was sought which would avoid the
unwanted transesterification reaction
Scheme 211
O
O O
283THPO
conditionsO
O O
284HO
+ HO
282
THPO
HO
285
HO
+
acids PPTS Dowex-50W AcOHsolvents MeOH EtOH THFH2O
Toward this end a silyl ether protecting group was used in lieu of the THP
protecting group and the synthesis of 275 began with the protection of propargyl alcohol
as its tert-butyldimethylsilyl ether 286 (Scheme 212) Ring opening of ethylene oxide
with the lithium acetylide derived from 286 in the presence of BF3Et2O gave the
alcohol 287 in 71 yield Hydrogenation of the alkyne using Lindlarrsquos catalyst afforded
cis-alkene 288 which upon treatment with diketene gave β-ketoester 289 Deprotection
of the silyl ether 289 with TBAF cleanly provided alcohol 290 and subsequent
formation of the carbonate under standard conditions afforded cyclization precursor 275
75
Scheme 212
OH
TBSCl imid
OTBS
On-BuLi
BF3Et2O THF
71OTBS
HO
H2 Lindlars Cat HOOTBS
OO
DMAP
O
O O
OTBS
TBAF THFO
O O
OH
O
O O
OCO2Me
pyr CH2Cl291
279 286 287
288 289
290 275
91
ClCO2Me
DMF99
EtOAc99
Et2O84
Deprotonation of substrate 275 with either NaH or KOtBu followed by treatment
with [Rh(CO)2Cl]2 (10 mol ) gave 278 in moderate to good yields without any six-
membered lactone isomer observed (Table 23)39 To the best of our knowledge this
transformation represents the first synthesis of an eight-membered lactone by
intramolecular transition metal-catalyzed allylic alkylation of a β-ketoester
Optimization revealed that freshly sublimed KOtBu afforded the desired lactone in a
higher yield than when NaH was employed The reaction proved to be more efficient in
DMF and at lower temperatures
76
Table 24 Intramolecular Allylic Alkylation
O
O O
OCO2Me275
O
OO
Conditions
entry base solvent temperature (degC) yield ()
1
2
3
4
5
NaH
NaH
KOtBu
KOtBu
KOtBu
THF
DMF
THF
DMF
DMF
rt
rt
rt
rt
0
20
34
51
54
68
278
[Rh(CO)2Cl]2(10 mol)
In contrast palladium catalysis of the cyclization of the enolate of 275 gave a
mixture (5545) of regioisomers 278 and 277 in moderate yield (Eq 210) Thus it
appears that for the synthesis of medium-sized rings [Rh(CO)2Cl]2ndashcatalysis can provide
superior regioselectivity to that observed with palladium
KOtBu Pd(PPh3)4DIPHOS DMF
O
O O
+O
OO
O
O O
OCO2Me275
278 277
278277 = 5545
55(210)
225 Intramolecular Allylic Alkylations to Synthesize Medium-Sized Carbacycles
We then questioned whether 8-membered carbocycles could also be formed by
77
rhodium-catalyzed cyclizations Toward this goal the synthesis β-ketoester substrate
294 was undertaken (Scheme 213) Conversion of alcohol 288 to bromide 291 was
performed using CBr4 and PPh3 Treatment of bromide 291 with the dianion of methyl
acetoacetate provided β-ketoester 292 Fluoride deprotection followed by carbonate
formation yielded cyclization precursor 294
Scheme 213
HOOTBS
288
CBr4 PPh3
Et3N CH2Cl278
BrOTBS
291
OMe
OO
NaH n-BuLi
MeO
O O
OTBS
TBAF
MeO
O O
OH
pyr CH2Cl283
MeO
O O
OCO2Me
292 293
294
ClCO2Me
THF69
THF63
Reaction of 294 under the previously optimized cyclization conditions using
KOtBu as the base in the presence of [Rh(CO)2Cl]2 (10 mol) at reduced temperature
provided a mixture of carbocycles 295 and 296 where 6-membered ring formation was
the dominant pathway (Eq 211) The increased transannular strain in the 8-membered
carbocycle 295 compared to the 8-membered lactone 278 may account for the poor
regioselectivity observed Alternatively the well known preference of esters to exist in
an s-trans conformation could prevent attack on the internal allylic terminus favoring
78
eight-membered ring formation when 275 was employed as a substrate94
MeO
O O OO
OMe
+
O
OMe
OKOtBu[Rh(CO)2Cl]2
(10 mol)
DMF -20 degC52
294295 296
295296 = 4357
(211)
MeO2CO
While a mixture of regioisomers was obtained in the above case the fact that any
eight-membered product was obtained was noteworthy as Tsuji has reported the Pd-
catalyzed cyclization of allylic ether 251 gave only the six-membered product 250 (Eq
212)21
OPh
CO2Me
O
Pd(OAc)2 PPh3
62
CO2Me
O
297 296
(212)
23 Cascade Reactions Initiated with [Rh(CO)2Cl]2ndashCatalyzed Allylic Alkylation
Reactions
231 Tandem Allylic Alkylation-Ortho-Alkylation
Ellman and coworkers recently developed a Rh(I) catalyzed intramolecular ortho-
alkylation in which allyl phenyl ethers such as 298 can efficiently cyclize to
dihydrobenzofurans such as 299 when heated in the presence of Wilkinsonrsquos catalyst
(Eq 213)84
79
NBn
O
i) Rh(PPh3)3Cl (5 mol) toluene 125 degC
ii) 1 N HCl (aq) 71
O
O
298 299
(213)
Given Ellmanrsquos work we sought to develop a tandem allylic alkylation-ortho-
alkylation reaction in which the benzyl imine of 3-hydroxyacetophenone 2100 serves as
a pronucleophile to generate an allyl phenyl ether 2101 which we expected would
undergo Rh(I)-catalyzed cyclization to give 2102 upon heating (Scheme 214)
Scheme 214
NBn
O
i) [Rh(CO)2Cl]2 ∆
ii) 1 N HCl (aq)
O
O
2101 2102
NBn
OH
2100
[Rh(CO)2Cl]2
OCO2Me
R2
R1
R3 R4
245
R2
R1
R4 R3
R2
R1
R4R3
Before the tandem sequence was attempted each step of the cascade was
evaluated individually The ortho-alkylation of 298 was first examined and replacement
of Wilkinsonrsquos catalyst with [Rh(CO)2Cl]2 for the cyclization of 298 gave the
dihydrobenzofuran 299 in an unoptimized 53 yield (Eq 214) The use of
[Rh(CO)2Cl]2 to catalyze ortho-alkylations was unknown before these experiments and
therefore we were encouraged by this preliminary result
80
NBn
O
298
then HCl53 O
O
299
[Rh(CO)2Cl]2 (10 mol)toluene 125 degC
(214)
To avoid issues of regioselectivity in the optimization of the allylic etherification
of 2103 allyl methyl carbonate 257 was initially explored as the allylic carbonate (Eq
215) Further since we knew that the cyclization of the allyl phenyl ether 298 was
efficient we felt like this would be a good starting point for optimization efforts
Reaction of the sodium phenoxide derived from 2103 with allyl methyl carbonate 257 in
the presence of [Rh(CO)2Cl]2 (10 mol) gave a modest yield of the ether 2104
However transmetalation to the copper phenoxide by adding one equivalent of CuI
substantially increased the yield of the ether 2104 Evans has shown the superiority of
copper alkoxides in Rh(I)-catalyzed allylic etherifications25
O
OH
2103
+ OCO2Me
257
O
O
2104
NaHMDS[Rh(CO)2Cl]2 (10 mol)
THFwithout CuI 33
with CuI 64
(215)
The allylic etherification of the copper phenoxide derived from 2100 was
explored next since Ellman had shown that the imine functionality is essential for the C-
H activation to take place (Eq 216) In the event the imine 298 was obtained in a
moderate yield
81
NBn
OH
2100
+ OCO2Me
257
NBn
O
298
NaHMDS CuI[Rh(CO)2Cl]2 (10 mol)
THF55
(216)
Carrying out the allylic etherification of 2100 and 257 as above and then heating
the reaction to induce the ortho-alkylation did not provide any of the dihydrofuran 299
(Scheme 215) The reaction was attempted in both THF and toluene and in each case
the allylic etherification product 298 was observed by NMR However heating the
reaction to temperatures up to 150 ˚C (sealed tube) only gave the etherification product
298 and extended heating led to slow decomposition of 298 Presumably the leaving
group inhibited the ortho-alkylation of 298 or the catalyst was modified after the allylic
etherification leading to suppression of the subsequent ring-forming C-H activation
Scheme 215
NBn
OH
2100
OCO2Me257
NBn
O
298
NaHMDS CuI[Rh(CO)2Cl]2 (10 mol)
THF or toluenert
rt-150 degCX
then HClO
O
299
Considering that each step of the tandem sequence was not high yielding and
repeated attempts to perform the tandem reaction failed to provide any dihydrofuran
product 299 we looked to other Rh(I) cyclization reactions that could be coupled with a
[Rh(CO)2Cl]2-catalyzed allylic substitution reaction for the development of tandem
reaction sequences
82
232 Tandem Allylic Alkylation-Metallo-ene Reaction
Metallo-ene reactions catalyzed by Rh(I) species were first reported and then
developed by Oppolzer and coworkers85 In those reports a number of 16-dienes such as
2105 were cyclized to the corresponding 14-diene cyclopentanes such as 2106 in a
highly efficient fashion with as little as 1 mol of a Rh(I) catalyst Oppolzer screened a
number of Rh(I) catalysts but the use of [Rh(CO)2Cl]2 to catalyze the metallo-ene
reaction of 2105 was not reported
CO2MeMeO2C
MeO2CO
MeO2C CO2Me
2106
2105
CH3CN 80 degC75
[Rh(COD)Cl]2 (1 mol)
(217)
We envisioned that 2105 which is the starting material for a metallo-ene
reaction could be synthesized using a [Rh(CO)2Cl]2-catalyzed allylic alkylation of the
allyl malonate 2107 and the dicarbonate 2108 (Scheme 216) Subsequent heating of the
reaction mixture was expected to provide the metallo-ene product 2106
83
Scheme 216
CO2MeMeO2C+
OCO2Me
OCO2Me2107
2108
CO2MeMeO2C
MeO2CO
[Rh(CO)2Cl]2
[Rh(CO)2Cl]2MeO2C CO2Me
2106
2105
Initial conditions that were examined for the tandem reaction included treatment
of dicarbonate 2118 with the enolate of allyl malonate 2107 in the presence of
[Rh(CO)2Cl]2 (10 mol) in a variety of solvents (Table 24) The screening of solvents
was carried out because researchers have noted a distinct solvent effect in many metallo-
ene reactions85a Each of the reaction conditions gave a mixture of the desired product
2106 as well as the product of dialkylation 2109 In order to minimize the amount of
dialkylation obtained the amount of malonate 2107 was limited to one equivalent and
these conditions most efficiently gave 2106
84
Table 25 Optimization of the Tandem Allylic Alkylation-Metallo-Ene Reaction
CO2MeMeO2C+
OCO2Me
OCO2Me
NaH[Rh(CO)2Cl]2 (10 mol)
solvent rt-reflux
MeO2C CO2Me
equiv 2107
21072108
2106
MeO2CCO2Me
CO2MeMeO2C
+
2109
equiv 2108 equiv NaH solvent yield 2106 () yeild 2109 ()entry
1
2
3
4
5
6
25
25
25
25
15
15
1
1
1
1
1
1
2
2
2
2
1
1
THF
dioxane
toluene
DMF
THF
dioxane
15
23
20
0
20
32
--
24
7
32
17
16
Based on an observation by Dr Ashfeld that allylic acetates generally react more
slowly than allylic carbonates in [Rh(CO)2Cl]2-catalyzed allylic alkylations the tandem
reaction was attempted with the acetatecarbonate 2110 (Eq 218) The hope was that
the carbonate moiety in 2110 would react much faster than the acetate and the
competing pathway of dialkylation would be avoided Unfortunately the acetate 2110
gave very similar results as compared to the dicarbonate 2108
85
CO2MeMeO2C+
OAc
OCO2Me
NaH (1 equiv)[Rh(CO)2Cl]2
(10 mol)
dioxane rt-reflux45
21062109 = 21
MeO2C CO2Me
21072110
2106 MeO2CCO2Me
CO2MeMeO2C
+
2109
15equiv
1equiv
(218)
While the yield was modest a tandem allylic alkylation-metallo-ene reaction was
developed and we showed that [Rh(CO)2Cl]2 was capable of catalyzing metallo-ene
reactions The problem of double allylic alkylation of the dicarbonate starting material
2109 plagued efforts at further optimizing the tandem sequence and efforts were
directed at more efficient tandem reaction sequences
233 Tandem Allylic Alkylation-Pauson Khand Reaction
The [Rh(CO)2Cl]2-catalyzed PKR has recently emerged as a powerful method for
the catalytic synthesis of cyclopentenones6768 The highly regioselective [Rh(CO)2Cl]2-
catalyzed allylic alkylation provides an efficient method for the synthesis of enynes that
might serve as key starting materials for the PKR Sequential catalysis of an allylic
alkylation and PKR with the same [Rh(CO)2Cl]2 catalyst in the same pot would be an
attractive method for the construction of cyclopentenones from simple readily available
starting materials Evansrsquos tandem Rh(I)-catalyzed allylic alkylation-PKR provided an
encouraging precedent81 and we thought that the unique regioselectivity of
[Rh(CO)2Cl]2-catalyzed allylic alkylations would allow access to products unavailable
by Evansrsquos method Evans only studied secondary carbonates 2112 as substrates and as
a result only bicyclopentenones 2113 with substitution at C2 were accessed
86
MeO2C CO2Me+
R
OCO2Me [RhCl(CO)dppp]2O
MeO2C
MeO2C
R
1
23
4
5
67
8
2111 2112
2113
(219)
In contrast to Evansrsquos rhodium-catalyzed allylic alkylation [Rh(CO)2Cl]2
preferentially gives the products of nucleophilic attack on the carbon bearing the leaving
group (Scheme 217) As such linear and branched Pauson-Khand substrates could be
synthesized and cyclized depending on whether 2114 2115 or 2116 were used as
allylic substrates Using [Rh(CO)2Cl]2 catalysis we anticipated that products 2117
2118 and 2119 with substitution on C-2 C-4 or both respectively could be obtained
Scheme 217
+
R
LG
R LG
or
or
[Rh(CO)2Cl]2
OMeO2C
R
4
2115
2114
2119R LG2116
R
R
MeO2C CO2Me
2111
2
MeO2C
OMeO2C
2117
R
2
MeO2C
OMeO2C
R
42118
MeO2C
[Rh(CO)2Cl]2
[Rh(CO)2Cl]2
We chose to use the substituted malonate 2120 and allyl carbonate 257 as
reactants to initiate our study of the tandem allylic alkylationPKR because Koga had
observed that the [Rh(CO)2Cl]2-catalyzed PKR of phenyl acetylenes were more efficient
than those of alkyl substituted or terminal acetylenes (Scheme 218)67 The choice of
allyl methyl carbonate (257) was predicated on the desire avoid regioselectivity issues
87
until the tandem reaction sequence was optimized The allylic alkylation of 257 with the
malonate 2120 gave the enyne 2121 in excellent yield and the PKR of 2121 proceeded
in virtually quantitative yield
Scheme 218
CO2MeMeO2C
Ph
OCO2Me
[Rh(CO)2Cl]2 (10 mol)NaH THF rt
91
PhMeO2C
MeO2C
[Rh(CO)2Cl]2 (10 mol)
THF reflux99
MeO2C
MeO2C
Ph
O
CO (1 atm)
21212120
2122
257
We then turned our attention to the tandem process However simply conducting
the allylic alkylation of 257 with 2120 as above followed by heating the reaction under
reflux in an atmosphere of CO did not provide any PKR product 2122 (Eq 220)
2121
CO2MeMeO2C
PhNaH CO (1 atm)
[Rh(CO)2Cl]2 (10 mol)
THF rt - reflux
PhMeO2C
MeO2C
2120
OCO2Me
257
not 2122 (220)
One hypothesis for the inhibition of the Pauson-Khand step was that the leaving
group was binding with the catalyst and shutting down the reaction Such a supposition
seemed reasonable considering that the one difference between the successful PKR of the
isolated enyne 2121 and the attempted PKR following the allylic alkylation of 1120 was
the presence of the leaving group in solution Alternatively the nature of the catalyst
88
could be different following the allylic alkylation leading to suppression of the
subsequent PKR of 2121 In order to determine whether the reaction was affected by the
leaving group the PKR of 2121 was conducted in the presence of NaOMe which has
commonly been invoked as a by product after decarboxylation of the carbonate leaving
group in Rh(I)-catalyzed allylic alkylation reactions (Eq 221)14a The presence of
NaOMe completely inhibited the previously quantitative PKR of 2121 Since allylic
acetates can also function was substrates for [Rh(CO)2Cl]2-catalyzed allylic alkylations
addition of NaOAc to the PKR of 2121 was also explored and this additive also
inhibited the PKR
O
Ph
MeO2C
MeO2C
2122
Ph CO [Rh(CO)2Cl]2 THF reflux
NaOMe or NaOAcX
MeO2C
MeO2C
2121
(221)
A number of research groups have used phosphine ligands95 silver salts96 and
halide additives86 to modify the electronic environment of the metal and often the
rhodium-catalyzed PKR was improved through the use of such additives The addition of
phosphine ligands had no adverse affect on the allylic alkylation of 2120 with 257
typically giving complete allylic alkylation as determined by TLC However none of the
phosphines (PPh3 dppp dppf) that were added either before or after the allylic alkylation
of 2120 facilitated the subsequent PKR (Eq 222) Silver salts such as AgOTf and
AgSbF6 are commonly used to form a ldquocationicrdquo rhodium catalyst that is more
electrophilic As with the phosphines addition of AgOTf or AgSbF6 did not adversely
affect the course of the allylic alkylation of 2120 but no subsequent PKR occurred
89
Lautens and coworkers have noted a halide effect in the rhodium catalyzed ring opening
of oxabicycles and in many cases the addition of TBAI facilitated ring opening reactions
when [Rh(COD)Cl]2 alone failed to promote the reaction86 However the addition of
TBAI before or after the allylic alkylation of 2120 did not lead to PKR product 2122
Interestingly the addition of camphorsulfonic acid (CSA) after the allylic alkylation did
facilitate the PKR and the cyclopentenone 2122 was obtained in 59 yield The
impetus for adding a protic acid was to protonate the methoxide generated from the
leaving group14a and hopefully eliminate the adverse interaction of methoxide with the
rhodium catalyst that was shutting down the reaction Notably the use of benzoic acid
para-nitrobenzoic acid triethylamine hydrochloride HClMeOH and HClTHF did not
promote the PKR
CO2MeMeO2C
Ph
+ OCO2Me
CO NaH[Rh(CO)2Cl]2additive THF
O
Ph
MeO2C
MeO2C
2120
257
2122
additive = phosphines Ag salts TBAI no PKRadditive = CSA 59
or additive after AA step
(222)
The above experiments suggested that interaction of the leaving group with the
catalyst was interfering with the subsequent PKR reaction While the addition of CSA
did allow PKR to take place we hoped to discover a set of conditions that did not require
the addition of reagents halfway through the reaction sequence To test the hypothesis
that the leaving group was adversely interacting with the catalyst the nature of the
leaving group was probed Less basic or more sterically demanding leaving groups were
explored in an attempt to minimize any possible metal-leaving group interaction While
90
allyl acetate allyl tert-butyl carbonate allyl phenyl sulfone did not give any PKR
product allyl trifluoroacetate provided the cyclopentenone 2122 in a 48 yield (Eq
223)
CO2MeMeO2C
Ph
+ LGCO NaH
[Rh(CO)2Cl]2O
Ph
MeO2C
MeO2C2120
2123
2122
LG = -OCO2Me -OCO2tBu -OAc -SO2Ph no PKR
LG = -OCOCF3 48 yield
rt - reflux(223)
The allylic alkylationPKR was explored with a variety of allylic trifluoroacetates
and during the course of these reactions TLC analysis often indicated the presence of the
alcohol from the hydrolyzed trifluoroacetate This species presumably arises from trace
amounts of hydroxide present in the NaH To probe this possibility the sodium salt of
the malonate 2120 formed from NaH and the corresponding malonate was azeotroped
with toluene to remove water before adding to the catalyst and trifluoroacetate 2126 and
the yields of the Pauson-Khand products were significantly improved under this modified
procedure (Scheme 219)82 Good yields were obtained with alkyl aromatic and
hydrogen substituents on the terminus of the alkyne In the case of 2125 when R = Me
higher boiling Bu2O was used as higher temperatures were required for the cyclization
Scheme 219
91
MeO2CCO2Me
OCOCF3 OMeO2C
MeO2C+
R
CO [Rh(CO)2Cl]2
(10 mol )
R
azeotroped wtoluene
2126
2127 R=H = 732122 R=Ph = 682128 R=Me = 67
2124 R = H2120 R = Ph2125 R = Me
THF or Bu2Ort-reflux
In contrast to allyl trifluoroacetate 2126 trifluoroacetates with internal double
bonds such as 2129 failed to undergo the previously optimized allylic alkylation-PKR
tandem sequence Generally the allylic alkylation of 2120 proceeded readily but the
subsequent PKR did not occur The allylic alkylationPKR using the sodium salt of
malonate 2120 and trifluoroacetate 2129 was performed in a variety of solvents (THF
DMF toluene Bu2O) but none of the reactions gave the PKR product 2130 and only
the intermediate enyne was isolated (Scheme 220) The addition of CSA after the allylic
alkylation was not effective in this case nor was increasing the CO pressure to 40 psi
Scheme 220
CO2MeMeO2C
PhCO (1-40 atm)
[Rh(CO)2Cl]2 (10 mol)Base Solvent rt-reflux
Ph
OMeO2C
MeO2C
Et
X
Base NaH KOtBuSolvent THF Bu2O CH3CN DME DCE DMF toluene
2120 2130
OCOCF3
2129
Optimization attempts revealed that the stoichiometry of the allylic alkylation
reaction was exceedingly important (Scheme 221) When an excess of the substituted
malonate nucleophile 2120 was employed in the allylic alkylation reaction as usual then
an excellent yield of the 16-enyne 2131 was obtained To our surprise analogous
92
reaction employing an excess of the allyl trifluoroacetate 2129 led to a precipitous
decline in the isolated yield of the same enyne 2131 based on 2120 being the limiting
reagent
Scheme 221
2120
+OCOCF3
2129
CO NaH [Rh(CO)2Cl]2
(10 mol)THF
MeO2C
MeO2C
2131
MeO2C CO2Me
Ph
2 eq 1 eq
1 eq 2 eq
Ph
Isolated Yield96
24
The above experiments suggested that excess malonate ion was essential to obtain
optimal yields of 2131 Thus the next logical question was whether excess reagents
leftover from the first step of the tandem reaction sequence would have a deleterious
effect on the [Rh(CO)2Cl]2-catalyzed PKR of 16-enynes To test this question two
control experiments were performed to determine whether excess trifluoroacetate 2126
or excess malonate salt derived from 2120 would negatively impact the PKR
[Rh(CO)2Cl]2-catalyzed PKR of the enyne 2121 in the presence of one equivalent of
added allyl trifluoroacetate 2126 had a minimal effect on the efficiency of the cyclization
giving the bicyclopentenone 2122 in 84 yield (Eq 224) However the addition of one
equivalent of the malonate salt 2120 to the PKR of 2121 led to a substantially
diminished yield of 2122 and the reaction required 24 h to reach completion (Eq 225)
93
O
Ph
MeO2C
MeO2C2122
MeO2C
MeO2C
2121
Ph
CO [Rh(CO)2Cl]2
(10 mol) THF reflux+ OCOCF384 6 h
O
Ph
MeO2C
MeO2C
2122
MeO2C
MeO2C
2121
Ph
+51 24 h
2126
(224)
(225)
CO [Rh(CO)2Cl]2
(10 mol) THF reflux
2120
MeO2C CO2Me
Ph
The observation that the sodium salt of the malonate inhibited the PKR suggested
that the substituted malonate 2120 was binding in some way with the catalyst perhaps in
a bidentate fashion similar to well known diketonate Rh(I) complexes97 In fact
Wilkinson has observed that [Rh(CO)2Cl]2 readily forms diketonate 2133 in the
presence of acetylacetone 2132 and a base (Eq 226)97 A similar coordination of the
malonate 2134 with [Rh(CO)2Cl]2 under the reaction conditions would give 2135 (Eq
227) perhaps inhibiting the PKR
[Rh(CO)2Cl]2 +O O
BaCO3O
ORh
CO
CO
[Rh(CO)2Cl]2 +
O
O O
O
Base OMeO
MeOO
RhCO
CO
R R
2132 2133
21342135
(226)
(227)
In order to determine whether sequestration of the catalytically active Rh(I)
species was indeed responsible for the lack of reactivity with respect to substituted
malonates the Meldrumrsquos acid derived nucleophile 2137 was prepared (Scheme 222)
94
Such 13-dicarbonyl compounds are not able to achieve a geometry capable of binding to
transition metals in a bidentate fashion due to their cyclic nature Monoalkylation of
Meldrumrsquos acid is typically problematic in that products of dialkylation are often
obtained As a result a procedure developed by Smith was employed98 and the aldehyde
derived from 2136 was treated with Meldrumrsquos acid in the presence of BH3Me2NH to
give the desired nucleophile 2137 in good yield over two steps However the tandem
allylic alkylationPKR employing 2137 as a nucleophile gave only the allylic alkylation
product 2138 and none of the PKR product 2139 These experiments suggest that
bidentate binding of the nucleophile to the rhodium catalyst is at least not solely
responsible for the inhibition of the PKR step
Scheme 222
O
OO
O
2138
THF rt-reflux
PhOH
1) PCC celite CH2Cl2
2) BH3Me2NH
Meldrums acid MeOH 74 over 2 steps
2136
O O
O O
Ph2137
O
OO
O Ph
O
2139
Ph
not observed
CO NaH [Rh(CO)2Cl]2 (10 mol)
OCOCF3
2129
Despite the above setbacks modest success was achieved when the allylic
alkylation of 2120 with 2129 was performed as previously described (rt THF) and
upon completion the reaction was placed in a microwave reactor and heated to 200 ˚C
95
and 240 psi In the event a 30 yield of the cyclopentenone 2130 was obtained and the
stereochemistry was determined by comparison of the 1H NMR spectral data with the
known PKR product 2140 This reaction highlights the ability of [Rh(CO)2Cl]2 to give
PKR products unavailable by Evansrsquos rhodium catalyst (Scheme 223)
Scheme 223
CO2MeMeO2C
Ph
OCOCF3 Ph
OMeO2C
MeO2C
EtH
21202130
i) CO (1 atm) NaH [Rh(CO)2Cl]2 (10) THF rtii) mwave (200 degC 240 psi) 30
2129
Ph
OEtO2C
EtO2C
MeH
2140
24 Conclusions
The [Rh(CO)2Cl]2-catalyzed allylic alkylations of allylic carbonates and acetates
exhibit a novel regiochemisty wherein nucleophilic substitution occurs preferentially at
the carbon bearing the leaving group Exploration of the regioselectivity showed that
high levels of regiocontrol are present even when the allylic substrate contains sterically
similar allylic termini In addition to malonate and substituted malonate nucleophiles
copper phenoxide and amine nucleophiles can also be employed in allylic substitutions
catalyzed by [Rh(CO)2Cl]2 The first synthesis of an eight-membered lactone by
intramolecular transition metal-catalyzed allylic alkylation of a β-ketoester was reported
providing an useful method for the synthesis of these strained rings
96
Perhaps the most important aspect of the [Rh(CO)2Cl]2-catalyzed allylic
alkylation is that the reaction allows for the regioselective preparation of enyne products
that can undergo subsequent Rh(I)-catalyzed carbocyclizations Toward this end a
tandem allylic alkylationPKR was discovered that may be employed to prepare
bicyclopentenones from substituted malonates and allylic trifluoroacetes While the
tandem rhodium-catalyzed allylic alkylationPKR was previously known81 the novel
regiochemistry of [Rh(CO)2Cl]2 allows access to new substitution patterns in the
cyclopentenone products In addition a tandem allylic alkylationmetallo-ene reaction
was discovered which gives 14-diene cyclopentanes although competitive dialkylation
could not be completely suppressed
97
Chapter 3 The Macroline Alkaloids
31 Introduction
The macroline family is a large class of indole alkaloids comprising more than
100 members99 The alkaloids in the macroline family have been isolated from various
species within the Alstonina Rauwolfia Corynanthe and Strychnos genera and the
interest in these alkaloids originated from extensive use of Alstonia plants in Chinese folk
medicine for the treatment of malaria100 Scientists have since confirmed that many
macroline alkaloids possess marked antiprotozoal activity as well as sedative ganglionic
blocking hypoglycemic antibacterial and anticancer activity101 All of the macroline
alkaloids possess an indole annulated azabicyclo[331] skeleton and alkaloids in the
macroline class are defined as those having the same connectivity as macroline (31)
which lacks a N4-C21 linkage (Figure 31) The macroline alkaloids are biogenetically
related to the sarpagine alkaloids which are defined as those alkaloids having the same
connectivity as sarpagine (32) and notable within this class is presence of an N4-C21
linkage
Figure 31 Macroline and Sarpagine
N
NMe
Me
OH
O
H
H
H
H
macroline (31)
NH
NHO
H
H H
HOH
sarpagine (32)
421
16
4 21
98
311 Alstonerine
Alstonerine (33) is a member of the macroline family of alkaloids and was first
isolated by LeQuesne and Cook in 1969 (Figure 32)102 Indole alkaloids in the macroline
family display an array of biological activities and specifically alstonerine (33) has been
reported to possess cytotoxic activity against two human lung cancer cell lines103 From a
structural perspective 33 contains a number of challenging structural elements including
the indole annulated azabicyclo[331] skeleton and the vinylogous ester moiety in the E-
ring
Figure 32 Alstonerine
N
MeN
Me
O
O
H
H
H
H
33
A BC D
E
32 MacrolineSarpagine Biogenesis
Early studies indicated that macroline and sarpagine alkaloids are biogenetically
related and specifically that macroline alkaloids are biogenetically derived from
sarpagine alkaloids The biosynthesis of the macrolinesarpagine families of alkaloids
begins with the common precursor strictosidine (34) which has been invoked as a
biosynthetic intermediate for all monoterpenoid indole alkaloids (Scheme 31)104 Van
Tamelen has proposed that strictosidine is transformed into 45-dehydrogeissoschizine
(35) by acetal cleavage and condensation of the amine and aldehyde functionalities to
form iminium ion 35105 The iminium ion is intercepted by the pendant enolate to
99
generate the sarpagine skeleton 36 Saponification decarboxylation epimerization and
reduction are thought to finally give 37 the sarpagine core structure
Scheme 31
NH
N
H
H H
HOH
37
NH
NH
34 Strictosidine
O
MeO2C
OGlu
HNH
N
35
OH
MeO2CH
H H
NH
N
H
H H
CHO
CO2Me
36
Lounasmaa and Hanhinen have proposed an alternate sequence of events and
suggest that bond formation between C-5 and C-16 occurs before D-ring formation as
shown below (Scheme 32)106 They argued that the shortest possible distance between
the C-5 and C-16 centers in 35 is about 270 Ǻ which is prohibitively long for bond
formation However in the absence of the D-ring the distance between these two
reactive carbons is only about 150 Ǻ as in 38 They proposed that 39 then undergoes
alkene migration and reductive amination to give 36
100
Scheme 32
NH
NH
34 Strictosidine
O
MeO2C
OGlu
HH N
H
NH
38
OHCHO
MeO2CH
H
NH
NH CHO
H
H H
CHOCO2Me
39
NH
NH CHO
H
H H
CHOCO2Me
310
NH
N
H
H H
CHO
CO2Me
36
Biomemetic syntheses of ajmalene (314) by Van Tamelen105 and N-
methylvellosimine (318) by Martin107 respectively indicated that the presence of the D-
ring does not prevent Mannich cyclization to provide sarpagine alkaloids (Scheme 33)
Van Tamelen generated an iminium ion intermediate 312 by decarbonylation of 311
which cyclized to provide 313 an intermediate in the synthesis of ajmalene (314) In a
similar biomemetic sequence Martin treated the amino nitrile 315 with Lewis acid to
produce the iminium ion 316 which was intercepted by the tethered silyl enol ether to
give 317 and after base-mediated epimerization N-methylvelosimine (318) These
biomemetic syntheses strongly supported the biosynthetic proposal set forth by Van
Tamelen
101
Scheme 33
NH
N
311
OHC
H
CO2H
NH
N
312
OHC
H
DCC PTSA
dioxane
NH
N
H
H H
313
CHO
NMe
N
H H
ajmaline (314)
OHHO
H
H
NMe
N
CN
315
H
TBSO
BF3Et2O
NMe
N
316
H
TBSO
NMe
N
H
H H
317
HCHO
NMe
N
H
H H
N-methylvellosimine (318)
HCHO
KOHMeOH
56
In a series of biomemetic transformations Le Quesne provided support for the
proposition that the macoline alkaloids are biogenetically derived from the sarpagine
alkaoids Le Quesne showed that following protection of 37 as the corresponding silyl
ether 319 multi-step oxidation to 320 and subsequent retro-Michael reaction to
provided macroline 31 (Scheme 34)108 Based on model studies he proposed that
102
macroline (31) then undergoes conversion to the αβ-epoxide internal displacement and
dehydration to yield alstonerine (33)109 Le Quesne thus provided support for the
assertion that the macroline and sarpagine alkaloids are biogenetically related namely
that the macroline alkaloids such as 31 and 33 are biogenetically derived from the
sarpagine alkaloids 37
Scheme 34
N
MeN
Me
OH
O
H
H
H
H
31
N
MeN
Me
O
O
H
H
H
H
33
NH
N
H
H H
HOH
37
NH
N
H
H H
HOTBS
319
TBS-Cl imid
DMF
NH
N
H
H H
HOTBS
320
Oi) Me2SO4 K2CO3
ii) TBAF
33 Cookrsquos Stratagies to Synthesize MacrolineSarpagine Alkaloids
The field of macrolinesarpagine total synthesis has been dominated by Cook and
coworkers110 and their synthetic approach to this entire class of indole alkaloid natural
products centers on a common tetracyclic ketone intermediate 323 (Scheme 35)111 As
described below Cookrsquos strategies toward a number of macrolinesarpagine alkaloids
103
rely on late stage installation of the final E-ring using the ketone moiety in the ABCD-
ring precursor 323 as a functional handle Cookrsquos ability to rapidly assemble 323 in
high enantiomeric purity is an advantage to many of his syntheses However often long
synthetic sequences are required to transform the ketone in 323 to the functionalized E-
ring found in macroline alkaloids such as alstonerine (33) talcarpine (321) and
norsuaveoline (322)
Scheme 35
H
NMe
BnN
O
Dieckmann
Pictet-SpenglerH
323
NH
NH2
CO2H
324
NMe
MeN
OH
H
H
H
alstonerine (33)
O
NMe
MeN
talcarpine (321)
H
H
H
H
OMe
CHO
NH
HN
H
H
N
Et
norsuaveoline (322)
331 Cookrsquos Tetracycylic Ketone 323
Cookrsquos synthesis of the key ABCD-ring intermediate 323 commences with
straightforward N1-methylation and esterification of unnatural D-tryptophan (324) to
provide 325 (Scheme 36) Reductive amination to protect the primary amino group of
325 was somewhat sensitive After stirring 325 with benzaldehyde for two h at room
temperature until imine formation was complete sodium borohydride was added at -5 ˚C
104
and the reaction was stirred for an additional three h Longer reaction times or higher
reaction temperatures resulted in erosion of the ee of 326 under the basic conditions
Pictet-Spengler condensation of 326 with 2-oxopentanedioic acid provided an epimeric
mixture at C3 which in the presence of acidic methanol underwent Fischer esterification
and acid-catalyzed equilibration to the thermodynamically more stable diastereomer 327
Treatment of 327 with sodium methoxide allowed base-induced epimerization to occur
at C5 followed by Dieckmann condensation to provide exclusively the cis-tetracycle
328 The trans isomer 327 is not able attain a conformation suitable for Dieckmann
condensation thus accounting for the complete selectivity The somewhat convoluted
series of equibrations and epimerizations is why Cook started with the unnatural D-
tryptophan (324) The incorrect initial configuration at C5 sets the correct C3
configuration that in turn induces the eventual epimerization at C5 to the correct
stereochemistry Finally decarboxylation of 328 under acidic conditions provided the
key tetracycle 323 in seven steps from D-tryptophan (324) in a 47 overall yield
105
Scheme 36
NH
NH2
CO2H
324
1) NaNH3 MeI
2) HCl MeOH80 (2 steps) N
Me
NH2
CO2Me
325
PhCHO MeOH
NaBH4 -5 degC88 N
Me
NHBn
CO2Me
326
1) C6H6dioxane ∆
HO2C
O
CO2H
2) HClMeOH ∆
80NMe
NBn
CO2Me
CO2Me
327
NaH MeOH
PhMe ∆
92
NMe
BnN
328
O
CO2Me
H
H
AcOHHClH2O
∆ 91NMe
BnN
323
OH
H
3
5
The acid-catalyzed isomerization of the mixture of cis-327 and trans-327 to
provide exclusively trans-327 following Pictet-Spengler cyclization is thought to
proceed through an aryl stabilized cation as shown in Scheme 37 The C3-N4 bond is
protonated to form an equilibrating pair of stabilized cations 329 and 330 The more
thermodynamically stable trans isomer 330 then undergoes C-N bond reformation to
exclusively provide trans-327
106
Scheme 37
N NNMe
H
CO2Me
CO2Me
MeNPh
H
CO2Me
CO2Me
Ph
HNNMe
H
CO2Me
CO2MePh
HNNMe
H
CO2Me
Ph
CO2Me
NMe
NBn
CO2Me
CO2Me
trans-327
cis-327
329 330
HCl
trans-327
332 Cookrsquos Streamlined Synthesis of 323
Cook later significantly streamlined the synthesis of the tetracyclic intermediate
323 by combining a number of steps in one-pot sequences (Scheme 38)112 Starting
with commercially available D-tryptophan methyl ester (324) reductive amination was
again accomplished using benzaldehyde and sodium borohydride at 5˚C followed by
neutralization with TFA The solvent was removed and CH2Cl2 TFA and 44-
dimethoxybutyric acid methyl ester were added leading to 331 Methylation of the
indole nitrogen of 331 was carried out with sodium hydride and methyl iodide to give
107
327 Treatment of 327 with sodium methoxide and quenching with glacial acetic acid
led to epimerization and Dieckmann condensation at which point glacial acetic acid
HCl and water were added to facilitate decarboxylation to access 323 In such a
fashion the previous seven step synthesis was executed in five steps using only three
reaction vessels
Scheme 38
tolueneNaHCH3OHreflux72hHOAcHClH2Oreflux10h
NH
NH2
CO2Me
324
PhCHOCH3OHrt2 hNaBH4-5 degC TFA (24 eq)(CH3O)2CHCH2CH2CO2Me
CH2Cl2 rt 48h
83 NH
NBn
CO2Me
CO2Me
331
NMe
N
323 gt98 ee
OH
H Ph85NMe
NBn
CO2Me
CO2Me
327
NaH MeI
DMF95
333 Cookrsquos Synthesis of the N1-Desmethyl Tetracyclic Ketone
Since many macrolinesarpagine alkaloids lack a methyl group on the indole
nitrogen Cook also prepared the tetracyclic ketone lacking an indole N-methyl group
338113 However the synthesis was not a straightforward application of the chemistry
developed for the N-methyl tetracyclic ketone 323 since lactam 334 formed in good
yield (Scheme 39) When N-benzyl-D-tryptophan methyl ester 332 was treated with α-
ketoglutaric acid (333) under Dean-Stark conditions a mixture (41) of diastereomeric
lactams 326 and 327 was obtained Attempts to induce the acid catalyzed
108
transformation of 335 to 334 were not productive presumably due to the destabilization
of the α-aryl cation intermediate by the lactam Lactam formation could be avoided by
utilizing 44-dimethoxybutyrate (336) which in the presence of TFA gave the Pictet-
Spengler product 331 at room temperature with complete trans selectivity The authors
hypothesize that the trans product 331 was both the kinetically and thermodynamically
preferred product and that any cis-product formed in the reaction was equilibrated to the
preferred trans-product 331 under the acidic conditions They noted that the nature of
the acid used was also critical in that formation of a mixture of lactams 334 and 335
was observed in the Pictet-Spengler reaction of 332 with 336 if pTsOH was employed
as the acid source
Scheme 39
NH
NHBn
CO2Me
332
TFA CH2Cl2 92
MeO CO2Me
OMe 336
NH
NBn
CO2Me
CO2Me
331
HO2C CO2H
O 333
PhHdioxane
pTsOH ∆ 86N
NBn
CO2Me
334 O
+
N
NBn
CO2Me
335 O
41 transcis
109
With the trans-β-carboline 331 in hand Dieckmann cyclization initially formed
the lactam 334 which was converted to the tetracyclic product 337 with extended
reaction time (Scheme 310) Decarboxylation of 337 provided the desired tetracyclic
ketone 338
Scheme 310
NH
NBn
CO2Me
CO2Me
331
N
NBn
CO2Me
334 O
NaOMe
NH
BnN
337
O
CO2Me
H
H NH
BnN
338
OH
H
AcOHHClH2O
∆ 91
334 Synthesis of Talpinine and Talcarpine
Cookrsquos methodology for the synthesis of 323 by Pictet-Spengler chemistry was
applied in the syntheses of the maroline alkaloid talcarpine (321) as well as talpinine
(357) Cookrsquos strategy for the synthesis of the macroline alkaloid talcarpine 321 relied
on a conjugate addition to an αβ-unsaturated aldehyde which arose from acid-mediated
cleavage of the acetal 339 (Scheme 311) The acetal 339 was derived from oxidative
cleavage of 340 which in turn was assembled via a clever oxy-Cope rearrangement
Nucleophilic addition to the αβ-unsaturated aldehyde 341 gave rise to the oxy-Cope
110
substrate and ultimately 340 Cook relied on epoxide rearrangement to obtain 341 from
his tetracyclic intermediate 323
Scheme 311
H
NMe
BnN
O
H
323
NMe
MeN
321
H
H
H
H
OMe
CHO
NMe
BnN
339
H
H
H
H
OOMe
conjugate addn
NMe
BnN
340
H
H
H
H Et
NMe
BnN
341
H
H
CHO
HO R
epoxide rearrangement
acetal formation
oxy-cope
Cook began the synthesis of both talpinine (321) and talcarpine (357) from the
key tetracyclic ketone 323 (Scheme 312)114 Thus 323 was treated with the anion
derived from chloromethanesulfonylbenzene to provide an intermediate epoxide which
underwent rearrangement after treatment with LiClO4 to give the unsaturated aldehyde
341 It was hoped that the unsaturated aldehyde 341 would serve as an electrophile in a
conjugate addition with an organometallic reagent derived from 342 However when the
Grignard reagent derived from the allylic bromide 342 was added to the aldehyde 341 a
mixture (503812) of 12- and 14-addition products 343 344 and 345 was obtained
111
Scheme 312
NMe
BnN
323
OH
H
1) LDA THF ClCH2S(O)Ph then KOH
2) LiClO4 dioxane
∆ 90 NMe
BnN
341
H
H
CHO
Et Et
Br 342
Mg 90
NMe
BnN
343
H
H
HO
Et
Et
+
NMe
BnN
344
H
H
Et
O Et
H
H
NMe
BnN
345
H
H
Et
O Et
H
H+
Cook cleverly solved the problem of the lack of regioselectivity in the conjugate
addition of the Grignard reagent to 341 by performing an oxy-Cope rearrangement on
the unwanted 12-addition product 343 to give 344 and 345 in a 32 ratio (Scheme
313)115116
Scheme 313
NMe
BnN
343
H
H
HO
Et
Et
NMe
BnN
344
H
H
Et
O Et
H
H
NMe
BnN
345
H
H
Et
O Et
H
H+
KH18-crown-6
cumene150 degC 88
Even though Cook could ultimately obtain the products 344 and 345 via the oxy-
Cope rearrangement of 343 only 344 contained the proper stereochemistry to access
talcarpine (321) To overcome this deficiency in the above 12-addition-oxy-Cope
rearrangement strategy Cook examined a slightly altered route Thus treatment of the
112
tetracyclic ketone 341 with the organobarium nucleophile derived from 346 gave
exclusively the 12-addition product 347 (Scheme 314) Oxy-Cope reaction in this case
afforded complete control of the configurations at C15 and C20 and a mixture (14) of
the C16-epimeric aldehydes 348 and 349 was obtained Base mediated epimerization of
348 provided exclusively 349 the presumed thermodynamic product Alternatively the
authors hypothesized that the kinetic product 348 could be obtained by low temperature
quenching of the oxy-Cope rearrangement by protonation of the resulting aldehyde
enolate on the less hindered face In fact quenching the oxy-Cope rearrangement of 347
with 1 N TFA at -100 ˚C gave a mixture (431) of 348 to 349 Thus by judicious choice
of reaction conditions either epimer 348 or 349 could be obtained in high purity
Scheme 314
NMe
BnN
341
H
H
CHO
NMe
BnN
347
H
H
HO
Et
Li-biphenylBaI2 THF
Et Br
346
90
NMe
BnN
348
H
H
Et
OH
H
NMe
BnN
349
H
H
Et
OH
H+
KH18-crown-6
dioxane100 degC 85
MeOK
15 20
1615 20
16
Reduction of the aldehyde in 349 was followed by a two-step oxidative cleavage
sequence to give 350 which was treated with acid to provide the enol ether 351 N-
113
(Phenylseleno)phthalimide in acidic methanol was then used to introduce a selenium and
methoxy group to 353 and oxidation followed by elimination gave a mixture (41) of
alkene isomers 339 and 354
Scheme 315
NMe
BnN
349
H
H
Et
OH
H
NaBH4 MeOH
96NMe
BnN
350
H
H
Et
HOH
H
1) OsO4 THF py then NaHSO3
2) NaIO4 MeOH 78
NMe
BnN
351
H
H
H
H
OOH
Et
pTsOH PhH
95
NMe
BnN
352
H
H
H
H
O
Et
N
O
O
SePh
pTsOH MeOH
NMe
BnN
353
H
H
H
H
O
EtSePh
OMe
NaIO4
H2OTHFMeOH90
NMe
BnN
339
H
H
H
H
OOMe
NMe
BnN
354
H
H
H
H
OOMe
+
Treatment of the Z-alkene isomer 339 with H2SO4 promoted acetal cleavage
which allowed bond rotation and subsequent 14-addition to provide a mixture of epimers
355 and 356 (Scheme 316) Interconversion of the isomers 355 and 356 could be
114
accomplished under basic conditions to access 356 from 355 thereby exploiting the
thermodynamic preference for 355 The thermal conversion of 356 to 355 also
proceeds in good yield however the mechanism for the transformation is not completely
understood117
Scheme 316
NMe
BnN
339
H
H
H
H
OOMe
90NMe
BnN
355
H
H
H
H
OMe
CHO
NMe
BnN
356
H
H
H
H
OMe
CHO+
K2CO3 EtOH 85
01 torr 100 degC 75
H2SO4
The ability to interconvert the two epimers 355 and 356 was particularly useful
in that each could be converted in only one synthetic transformation to either talpinine
(357) or talcarpine (321) respectively (Scheme 317) Talpinine (357) was obtained
simply by hydrogenolysis of 355 followed by cyclization to form the final hemiaminal
ring Alternatively treatment of 356 with PdC in the presence of H2 and MeOH gave
talcarpine (321) presumably via in situ formaldehyde generation
115
Scheme 317
NMe
BnN
355
H
H
H
H
OMe
CHO
NMe
BnN
356
H
H
H
H
OMe
CHO
PdC (10 mol)
H2 EtOH92
NMe
MeN
talcarpine (321)
H
H
H
H
OMe
CHO
H2PdC (xs)
MeOH (15 eq)
90
NMe
N
talpinine (357)
H
OMe
H
HO H
H
Cookrsquos synthesis of talpinine (357) and talcarpine (321) highlight the challenges
inherent in the stereocontrolled syntheses of macroline alkaloids While Cook could
access the ABCD-ring ketone intermediate 323 in five steps he required twelve
additional synthetic steps to assemble the final E-ring in either talpinine (357) or
talcarpine (321) Cook twice resorted to the equilibration of reaction mixtures to obtain
stereochemically pure material detracting from the attractiveness of the overall
syntheses
335 Synthesis of Norsuaveoline
The chemistry developed in the talcarpine (321) synthesis also proved useful for
the preparation of the pyridyl macroline alkaloid norsuaveoline (322)118 specifically the
oxy-Cope rearrangement strategy to obtain 349 (Scheme 314) Starting with the N1-
desmethyl tetracyclic ketone 338 Cook prepared 358 by following the same sequence
of reactions described in Scheme 314 for the synthesis of talcarpine (Scheme 318)
116
From 358 acetal formation and oxidative cleavage gave 359 which was converted to
360 under acidic conditions Treatment of the dialdehyde 360 with hydroxylamine
afforded the pyridine ring in 361 which underwent debenzylation to give norsuaveoline
(322)
Scheme 318
NH
BnN
358
H
H
Et
OH
H
NH
BnN
338
H
H
O
NH
BnN
359
H
H
Et
CHOH
H
O O
pTsOHacetone
95NH
BnN
360
H
H
CHO
Et
CHOH
H
NH2OHHCl
EtOH ∆
88NH
RN
H
H
N
Et
361 R = Bn322 R = H
H2 PdC92
1) HO(CH2)2OH pTsOH
PhH ∆ 90
2) OsO4 pyr then NaHSO33) NaIO4 MeOH 80 (2 steps)
The methodology developed for the syntheses of talcarpine (321) and talpinine
(357) served Cook well in his efficient synthesis of norsuaveoline (322) Specifically
the 12-addition of a organobarium reagent followed by oxy-Cope rearrangement allowed
rapid access to a dialdehyde precursor 360 from which the pyridine ring in 322 could
quickly be built Unfortunately the sterocontrol offered by the 12-additionoxy-Cope
117
sequence was superfluous considering that pyridine ring formation from 360 results in
the loss of three stereocenters
336 Cookrsquos Synthesis of Vellosimine
Although vellosimine (365) is considered a sarpagine alkaloid Cookrsquos synthesis
of vellosimine (365) is also important in the realm of macroline alkaloids because he
later employed 365 as a starting material in a number of biomemetic syntheses of
macroline alkaloids119 Starting with the tetracyclic ketone 338 Cook accomplished a
rapid synthesis of vellosimine (365) using a key intramolecular palladium-catalyzed
coupling reaction of a ketone enolate with a vinyl iodide (Scheme 319) Deprotection
and alkylation of the bridging nitrogen of 338 gave 363 via the secondary amine 362
From 363 the intramolecular palladium coupling of the ketone enolate and the vinyl
iodide gave the vellosimine skeleton 364 in good yield From 364 Wittig reaction
cleavage of the enol ether and epimerization of the resulting aldehyde gave the sarpagine
alkaloid vellosimine (365)
118
Scheme 319
NH
BnN
338
OH
H
5 PdC H2HCl EtOH
rt 5 H94 N
H
NH
362
OH
H
BrI
K2CO3 THF ∆
87
NH
N
363
OH
HI
Pd(OAc)2 PPh3Bu4NBr K2CO3
DMF-H2O 65 degC80
NH
N
H
H H
364
O
NH
N
H
H H
vellosimine (365)
HCHO
KOtBu MeOCH2PPh3ClPhH rt 24 h
2 N HCl(aq) 55 degC 6 h73
The intramolecular palladium-catalyzed enolate coupling from 363 offered
efficient access to the sarpagine core structure and ultimately vellosimine (365) Cook
later employed 365 in a biomemetic synthesis of alstonerine (33) as well as other
macroline alkaloids
34 Other Approaches to the Tetracyclic Core of Macroline Alkaloids
All of Cookrsquos syntheses of the macroline and sarpagine alkaloids relied on the
tetracyclic ketones 323 or 338 and used Pictet-Spengler chemistry to install the
tetracyclic core common to all of the macroline and sarpagine alkaloids However a
number of other sometimes vastly different synthetic strategies have been reported to
assemble the tetracyclic core of common to all macroline and sarpagine alkaloids
119
Notable examples of unique methods for the synthesis of the macrolinesarpagine
tetracyclic core are presented below
341 Martinrsquos Biomimetic Synthesis of N-methyl-vellosimine
Martinrsquos synthesis of N-methylvellosimine (366) significantly differed from
Cookrsquos synthesis of vellosimine (365) (Scheme 320)107 While Cook exploited Pictet-
Spengler chemistry followed by Dieckmann cyclization to build the ABCD-framework of
365 Martin started his synthesis of 366 with an easily available ABC-ring containing
intermediate 368 Starting with 368 allowed Martin to exploit a key vinylogous
Mannich reaction as well as an intramolecular Mannich cyclization to ultimately give
366 in a manner similar to the biosynthesis of 366 proposed by van Tamelen (Scheme
31)105
Scheme 320
NMe
N
CN
367
H
NMe
N
H
H H
N-methylvellosimine (366)
HCHO
Mannich reaction
NH
NHCl
CO2H
368OTBS
vinylogous Mannich
Martin started with a vinylogous Mannich reaction of 369 with the dihydro-β-
carboline 368 to access 370 after ester formation (Scheme 321)120 Treatment of the
secondary amine 370 with diketene resulted in N-acylation followed by Michael
cyclization to produce the tetracyclic lactam 371 From 371 ketone reduction and
subsequent elimination gave the αβ-unsaturated amide 372 as one geometric isomer
120
Methylation of the indole nucleus of 372 and amide reduction gave ester 373 which
was treated with acid to selectively cleave the tert-butyl ester to give the carboxylic acid
374
Scheme 321
NH
NHCl
CO2H
368
OMe
TBSO 369
1)
2) Me2C=CH2 H2SO4 59 N
H
NH
CO2tBu
370
CO2Mediketene
DMAP PhMe
KOtBu 86
NH
N
CO2tBu
371
H
OO
MeO2C
1) NaBH4 95
2) NaOMe MeOH then AcCl 89 N
H
N
CO2tBu
372
H
O
MeO2C
1) NaH MeI2) Me3OBF4 26-tBu2py
then NaBH490
NMe
N
CO2tBu
373
H
MeO2C
TFA
PhSMe90
NMe
N
CO2H
374
H
MeO2C
The carboxylic acid of 374 was converted in two steps to the nitrile 375 which
would serve as an iminium ion precursor (Scheme 322) At this point the methyl ester
of 375was converted in two steps to the aldehyde 376 Reaction of 376 with NaH and
TBS-Cl provided the silyl enol ether 367 which was converted to a mixture of epimers
378 upon treatment with BF3Et2O and cyclization with the tethered silyl enol ether
121
Equilibration of 378 under basic conditions gave the natural product N-methyl-
vellosimine (366) as a single isomer
Scheme 322
NMe
N
CO2H
374
H
MeO2C
1) EDCI NH4OH 86
2) TFAA py 90NMe
N
CN
375
H
MeO2C
1) LiBH4 THF 98
2) DMP 83
NMe
N
CN
376
H
OHC
NaH TBS-Cl
NMe
N
CN
367
H
TBSO
BF3Et2O
NMe
N
377
H
TBSO
NMe
N
H
H H
378
HCHO
NMe
N
H
H H
N-methylvellosimine (366)
HCHO
KOHMeOH
56
Martinrsquos elegant synthesis provided significant support to the van Tamelen
biosynthetic proposal that the sarpagine skeleton arose from a nucleophilic attack of an
enolate on an iminium ion105 and consequently refuted the proposal of Lounasmaa and
Hanhinen that the final cyclization could not take place with an intact D-ring106 The
intramolecular Mannich approach represented a fundamentally unique method for
assembling the tetracyclic core of the sarpagine alkaloids
122
342 Martinrsquos Ring-Closing Metathesis Approach
One of the most rapid routes to a tetracyclic intermediate was disclosed by Martin
wherein ring-closing enyne metathesis of an ABC-ring substrate 381 was used as a key
bond disconnection (Scheme 323)121 Before Martinrsquos work the synthesis of azabridged
bicyclic structures by ring-closing metathesis (RCM) was unknown and he showed that
the methodology could be useful for the synthesis of a number of natural product
scaffolds Synthesis of the ABC-ring RCM substrate 381 started with treatment of the
readily available dihydro-β-carboline 368 with basic MeOH in the presence of Cbz-Cl to
provide 379 Treatment of 379 with BF3Et2O in the presence of allyl-TMS afforded
380 which was converted to 381 in a one-pot procedure
Scheme 323
NH
NHCl
CO2H
i)Et3N CbzCl
CH2Cl2
ii) MeOH Et3N87 N
H
NCbz
CO2Me
OMe
TMS
BF3Et2O
CH2Cl281
51 cistrans
NH
NCbz
CO2MeDIBAL-H
toluene -78 degC
then MeOH NaOMe(MeO)2P(O)C(=N2)COMe
60NH
NCbz
368 379
380 381
Treatment of the enyne 381 with catalytic Grubbs I catalyst 382 afforded the
diene 383 (Scheme 324) Using a two-step procedure the monosubstituted alkene of
383 could be selectively oxidized to give 384 which is a differentially protected form of
123
the αβ-unsaturated aldehyde reported by Cook in the syntheses of a number of macroline
and sarpagine alkaoids
Scheme 324
NH
NCbz
381
RuPh
Cy3P
PCy3Cl
Cl
CH2Cl2 rt97
NH
CbzN
383
1) AD-mix-α aq t-BuOH
2) NaIO4 aq THF 54
NH
CbzN
384
CHO
382
H
H H
H
Martin utilized ring-closing enyne metathesis to rapidly access the tetracyclic core
of the macroline alkaloids in only four steps The efficient and stereoselective approach
developed by Martin represents one of the quickest ways to assemble the tetracyclic
framework of the macroline alkaloids The RCM approach commences with the natural
L-tryptophan constituting a useful alternative to Cookrsquos Pictet-Spengler methodology
which begins with the more expensive D-tryptophan
343 Kuethersquos Aza-Diels-AlderHeck Approach
Instead of building the tetracyclic core of the macroline alkaloids by sequentially
forming the C-and D-rings from an AB-ring indole substrate Keuthe and coworkers
devised a concise route to the tetracyclic core of the macroline alkaloids utilizing a Heck
reaction of a 2-iodoindole with an alkene to assemble the C-ring in the tetracyclic core
structure 390 from an ABD-ring containing substrate 389 (Scheme 325)122 The indole
385 was iodinated to give 386 and the alcohol moiety was oxidized to the aldehyde to
provide 387 Aza-Diels-Alder reaction utilizing Danishefskyrsquos diene 388 in the
presence of benzylamine allowed formation of the D-ring to give 389 Finally a Heck
124
reaction of 389 using stoichiometric palladium yielded the tetracyclic core 390 common
to the macroline alkaloids Catalytic amounts of palladium did not drive the reaction to
completion presumably due to the lack of a properly disposed β-hydrogen for
elimination Keuthersquos approach represents a unique approach to the macroline core in
that the D-ring is formed before the C-ring However drawbacks to this strategy include
the required use of stoichiometric palladium for the key step and the lack of
enantiocontrol
Scheme 325
NMe
OH1) BuLi
2) I2 NMe
OH
I DMP
57 (3 steps) NMe
CHO
I
TMSO
OMe
388
385 386 387
Zn(OTf)2 BnNH270 N
Me
I
389
N
O
Bn
Pd2Cl2(CH3CN)2 (1 eq)
P(tBu)3 CH3CN ∆
85NMe
N
390
H
H Ph
O
344 Baileyrsquos Strategy and Synthesis of (-)-Raumacline and (-)-Suaveoline
Baileyrsquos route to (-)-raumacline (399)123 and (-)-suaveoline (3104)124 employed a
cis-selective Pictet-Spengler reaction that had been developed in his group rather than
the trans-selective Pictet-Spengler utilized by Cook Baileyrsquos efforts began with natural
L-tryptophan (324) which was reduced with LiAlH4 and the resultant amino-alcohol
was tosylated to provide 391 (Scheme 326) Displacement of the tosylate of 391 with
cyanide ion and reductive removal of the N-tosyl group gave the amino-nitrile 392
125
Pictet-Spengler reaction of 392 with the aldehyde 393 was completely cis-selective
giving 394 as the sole product Interestingly when L-tryptophan methyl ester was
employed in the Pictet-Spengler reaction with 393 only 31 cis-selectivity was observed
Detailed studies of Pictet-Spengler reactions of tryptamines with various aldehydes have
shown that subtle changes in the structure of the aldehyde and tryptamine can have
dramatic effects on the cistrans selectivity125 In a general sense kinetic experimental
conditions typically favor cis products and thermodynamic conditions favor trans
products Straightforward elaboration of 394 gave the benzyl protected cyano-aldehyde
395 which underwent Horner-Wadsworth-Emmons reaction with 396 to provide a
mixture (53) of EZ isomers 397 Cyclization of 397 via intramolecular Michael
reaction assembled the tetracyclic structure 398 which was elaborated to the natural
product raumacline (399) in four additional steps
126
Scheme 326
NH
NH2
CO2H
324
1) LAH 98
2) TsCl py 78 NH
NHTs
391
OTs
1) KCN 86
2) NaNH3(l) THF 88
NH
NH2
392
CN
OHCOTBS
393
3Aring sieves rt 24 h
then CH2Cl2 TFA80
NH
394
NH
CN
OTBS1) BnBr 752) MeI NaH 87
3) TBAF 964) Swern 100
NMe
395
NBn
CN
CHO
NMe
397
NBn
CN
(EtO)2PO
Et
O
OEt
396
NaH 65
Et
CO2Et
LiNEt2 THF
-78 degC 99 NMe
N
398
H
H Ph
CO2EtCN
Et
HH
NMe
NH
399
H
H
OHO
Et
H
H
1) LiBH42) pTSA 88
3) DIBAL-H 504) H2Pd-C 100
The cyano-aldehyde 395 was also used to prepare (-)-suaveoline (3104) (Scheme
327) Horner-Wadsworth-Emmons reaction of 395 with a slightly different
phosphonate 3100 gave 3102 which served as a substrate for an intramolecular Michael
reaction to generate the tetracyclic core 3103 Four additional steps gave (-)-suaveoline
(3104)
127
Scheme 327
NMe
395
NBn
CN
CHO
(EtO)2PO
Et
CN
3100
NaH 83 NMe
3102
NBn
CN
Et
CN
KOtBu THF
67
NMe
N
3103
H
H Ph
CNCN
Et
HH
NMe
NH
H
H
N
Et
3104
1) DIBAL-H2) NH2OHHCl EtOH 53
3) HCl EtOH4) H2Pd-C 66
The cis-selective Pictet-Spengler reaction to give 394 developed by the Bailey
group provided a nice complement to the trans-selective Pictet-Spengler reaction
employed by Cook Baileyrsquos synthetic approaches to raumacline (399) and suaveoline
(3104) are similar to Cookrsquos syntheses of related macroline alkaloids in that Bailey
sequentially assembles the C- D- and E-rings from a tryptophan starting material
However since Bailey tetracyclic intermediates 398 and 3103 are significantly more
functionalized than Cookrsquos tetracyclic ketone 323 Bailey could assemble the final E-
ring much more rapidly Unfortunately in order to install the functionality necessary for
E-ring synthesis the syntheses of the two ABCD-ring intermediates 398 and 3103 each
required eleven steps
345 Ohbarsquos Synthesis of (-)-Suaveoline
Obharsquos synthesis of (-)-suaveoline (3104) showcases an oxazole-olefin Diels-
Alder reaction to form pyridines (Scheme 328)126 Notably Ohbarsquos strategy to
synthesize the tetracyclic core employs a diastereoselective reduction to set the cis-
128
stereochemistry of the β-carboline intermediate 3109 whereas most other approaches
utilize Pictet-Spengler strategies Boc-Protected L-tryptophan methyl ester 3105
underwent oxazole formation without erosion of ee and the Boc-group of 3106 was
removed in order to introduce the N-acyl moiety in 3107 Bischler-Napieralski reaction
of 3107 required six days in neat POCl3 and provided the cyclized product 3108 in
modest yield after neutralization Stereoselective hydrogenation 3108 gave the desired
cis-isomer and Boc-protection gave 3109 With the tricyclic intermediate 3109 in hand
two additional steps introduced the olefin required for the subsequent oxazole-olefin
Diels-Alder reaction Straightforward functional group manipulation gave (-)-suaveoline
(3104) in two additional steps
129
Scheme 328
NH
NHBoc
CO2Me
3105
MeNC nBuLi
82NH
NHBoc
3106
O
N
1) TFA 98
2) EtO2CCH2CO2H (EtO)2P(O)CN Et3N DMF 88
NH
NH
3107
O
N
EtO2C
O 1) POCl3
2) Na2CO3 50
NH
3108
NH
CO2Et
O
N
1) H2Pd(OH)2-C 84
2) Boc2O 87
NH
3109
NBoc
CO2Et
O
N
NMe
NH
H
H
N
Et
3104
1) DIBAL-H 952) Ph3P(CH2)2Br tBuOK 73
3) xylene DBN ∆ 69
4) MeI NaH
5) TFA 80
Ohbarsquos synthesis of 3104 was notable for the stereoselective reduction of 3108
to set the C5-stereochemistry rather than Pictet-Spengler reaction Also Ohba was the
first to build the ABCDE-macroline framework in one step from an ABC-ring precursor
346 Rassatrsquos Fischer Indole Synthesis
Another method to access the macroline tetracyclic core was reported by Rassat
who introduced the indole via Fischer indole synthesis after the formation of the
[331]bicyclic skeleton127 Rassat began by treating the diepoxide 3110 with
benzylamine to provide a mixture of regioisomeric bicyclic structures 3111 and 1112
130
(Scheme 329) The unwanted [421]bicycle 3111 could be quantitiatively converted to
the [331]bicycle 3112 simply by trifluoroacylation and hydrolysis Monoprotection of
the diol 3112 as its corresponding TBS-ether 3113 proceeded in moderate yield In a
two-step sequence the benzyl-group of 3113 was changed to a benzoyl in 3114 which
underwent alcohol oxidation and the silyl ether removal to give 3115 Reaction of 3115
with N-methyl-N-phenylhydrazine formed a tetracycle which underwent reduction of the
benzoyl protecting group to the benzylamine to afford 3116 Finally oxidation of the
free alcohol of 3116 gave the racemic tetracyclic intermediate 323 which has been
utilized in enantioenriched form by Cook to make a number of macrolinesarpagine
alkaloids111
131
Scheme 329
O
O OBnNH2
H2O
NBn
OH
HO
31103111
+
BnN
HO OH
3112
1) TFAA
2) NaOH 95
BnN
HO OH
3112
TBS-Cl DMAPEt3N CH2Cl2
50
BnN
HO OTBS
3113
1) H2 PdC
2) K2CO3 PhCOCl 85
BzN
HO OTBS
3114
1) (COCl)2 DMSO Et3N CH2Cl2 95
2) HF CH3CN 95
BzN
OH
3115
1) H2NN(Me)Ph
MeOH HCl ∆
2) LiAlH4 THF 95
NMe
BnN
3116
OHH
H
(COCl)2 DMSO Et3N CH2Cl2
73NMe
BnN
(plusmn)-323
OH
H
Rassatrsquos approach to 323 is unique in that the A- and B-rings were assembled
after CD-ring formation Such a strategy could be useful in the synthesis of indole
substituted macroline alkaloids but the lengthy synthesis of 323 requiring multiple
protecting group manipulations is not appealing if one desires 323 specifically
35 Previous Syntheses of Alstonerine
Due to its exciting biological profile and challenging azabicyclic framework a
number of synthetic approaches to alstonerine (33) have been reported Alstonerine
132
(33) has succumbed to total synthesis twice and both of these syntheses were reported
by Cook128129 Kwon has reported a formal synthesis intersecting one of Cookrsquos
intermediates although in racemic form130 Craig has also reported a unique approach to
the core of 33 but completion of the synthesis was not reported131
351 Cookrsquos First Synthesis of Alstonerine
The first synthesis of 33 was reported by Cook and coworkers in 1990128 Cook
relied on a Claisen rearrangement to set the C15 stereochemistry and a nucleophilic
displacement to assemble the pyran E-ring in 33 (Scheme 330) Cook ultimately
required eleven steps to install the E-ring in 33 from the tetracyclic intermediate 323
Scheme 330
H
NMe
BnN
O
H
H
HNMe
MeN
O
O
H
33
Nucleophilic Displacement
Claisen Rearrangement
323
From 323 a two step sequence was employed to convert the N-benzyl group of
323 to the required N-methyl group (Scheme 331) Thus treatment of 323 with methyl
triflate provided a quaternary ammonium salt that gave 3118 upon hydrogenolysis
Addition of the anion derived from chloromethanesulfinylbenzene to the ketone moiety
in 3118 provided an intermediate epoxide which provided the unsaturated aldehyde
3119 upon treatment with LiClO4 and P(O)Bu3 Numerous attempts to perform an
intermolecular addition to the β-carbon of the αβ-unsaturated aldehyde of 3119 were not
productive and thus an intramolecular strategy was employed Reduction of the
133
aldehyde 3119 to the alcohol 3120 and conjugate addition using 3121 gave vinylogous
ester 3122 Claisen rearrangement of 3122 yielded 3123 and set the appropriate
stereochemistry at C15
Scheme 331
NMe
BnN
323
OH
H
1) MeOTf
2) H2PdC80 N
Me
MeN
3118
OH
H
1) PhS(O)CH2Cl LDA THF then KOH
2) LiClO4 P(O)Bu3PhMe80
NMe
MeN
3119
H
H
CHO
NMe
MeN
3120
H
H
OH
LiAlH4
Et2O -20 degC90
Me
O
Et3N dioxane90
NMe
MeN
3122
H
H
O
PhH 145 degC
sealed tube65 N
Me
MeN
3123
H
H
CHO
O OH
3121
Completion of the synthesis of 33 proceeded as follows (Scheme 332)
Carbonyl reduction and hydroboration of 3123 gave 3125 via 3124 and selective
tosylation of either primary alcohol of 3125 followed by cyclization provided 3126 A
modified Swern oxidation of 3126 oxidized the alcohol to the desired ketone and also
introduced the double bond of the enone present in 33 Dihydroalstonerine 3127 was
also obtained as a side product in 30 yield
134
Scheme 332
NMe
MeN
3123
H
H
CHO
OH
NaBH4
EtOH86 N
Me
MeN
3124
H
H
OHH
HO
i) 9-BBNTHF rt 20 h
ii) NaOH (3N)H2O2 40 degC 85
NMe
MeN
3125
H
H
OHH
HOHO
TsCl pyr rt
then Et3N60 + 33 RSM
NMe
MeN
3126
H
H
H
O
OH
H
H
(COCl)2 DMSO CH2Cl2
-78 to -10 degC then Et3NNMe
MeN
33 51
H
H
H
O
O
H
NMe
MeN
3127 30
H
H
H
O
O
H
+
The modified Swern oxidation to deliver alstonerine (33) deserves some
additional comment Because dihydroalstonerine (3127) could not be converted to
alstonerine (33) under the same Swern conditions Cook reasoned that carbon-carbon
double bond formation in the dihydropyran ring must have occurred prior to oxidation of
the alcohol (Scheme 333) From 3126 Cook proposed hydride transfer to the pendant
oxidizing agent (CH3-S=CH2) assisted by one of the lone pairs on the oxygen to provide
3128 Tautomerization of 3128 gave 3129 and subsequent oxidation of the secondary
alcohol provides (33)
135
Scheme 333
MeN O
MeN
H HH
H
OH
MeH
N
MeN
Me
O
OH
H
H
H
H
3126
H
3126
excess DMSO(COCl)2
MeN O
MeN
H HH
H
O
MeH
3128
SH MeN O
MeN
H HH
H
OH
MeH
3129
tautomerization
MeN O
MeN
H HH
H
OH
Me
3130
DMSO(COCl)2
MeN O
MeN
H HH
H
O
Me
33
The Claisen rearrangement strategy employed in Cookrsquos first synthesis of 33 was
a clever solution to the difficulty associated with conjugate additions to the αβ-
unsaturated aldehyde 3119 However Cookrsquos synthesis suffers from a number of
deficiencies The Swern oxidation needed to convert 3126 to alstonerine (33) also gives
a significant amount of dihydroalstonerine (3127) which Cook could not directly
convert to 33 More importantly Cook ultimately required eleven steps to install the E-
ring in 33 from the tetracyclic intermediate 323 which was assembled in only five steps
136
352 Cookrsquos Second Generation Synthesis of Alstonerine
Cookrsquos second generation synthesis was inspired by his work on the sarpagine
class of alkaloids and their biogenetic relationship to the macroline alkaloids129
Following the same synthetic employed in the synthesis of vellosimine (Scheme 319)
Cook transformed the tetracyclic ketone 323 to N-methylvellosimine (366) in four steps
Scheme 334
NMe
BnN
323
OH
H NMe
N
H
H H
N-methylvellosimine (366)
HCHO
4 steps
Reduction of 366 gave another natural product affisine (3131) which was
protected as the corresponding silyl ether 3132 (Scheme 335) A
hydroborationoxidation protocol was employed in order to oxidize the trisubstituted
olefin of 3132 Oxidation of the secondary alcohol 3133 was difficult due to the
basicity of tertiary amine but Dess-Martin periodane was found to provide the ketone
3134 in high yield Retro-Michael reaction gave TIPS-protected macroline 3135 which
underwent oxidative Wacker cyclization to give alstonerine (33) in modest yield
137
Scheme 335
NMe
N
H
H H
366
HCHO
NaBH4
MeOH 0 degC90 N
Me
N
H
H H
3131
H
OH TIPS-OTf26-lut CH2Cl2
90
NMe
N
H
H H
3132
H
OTIPS i) 9 eq BH3Me2S THF
NaOH H2O2 rt
ii) 2 eq HOAc THF ∆
85
NMe
N
H
H H
3133
H
OTIPS
H
OH
DMP CH2Cl2
82NMe
N
H
H H
3134
H
OTIPS
H
O
MeI THF
KOtBu EtOH THF ∆
90
NMe
MeN
3135
H
H
H
OTIPS
O
H
NMe
MeN
33
H
H
H
O
O
H
40 Na2PdCl4 tBuOOHHOAcH2OtBuOH 80 degC
60
The oxidative Wacker cyclization of 3135 to install the E-ring allowed Cook to
avoid the inefficient Swern reaction strategy employed in the first synthesis However
Cook still required ten steps to assemble the E-ring from the ABCD-ring intermediate
323
138
353 Kwonrsquos Formal Synthesis of Alstonerine
Recently Kwon and coworkers reported a formal racemic synthesis of alstonerine
(33) intersecting Cookrsquos intermediate 3120 showcasing a phosphine mediated [4+2]
annulation of imines and allenoates developed in their research group130 Starting with
commercially available [(alkoxycarbonyl)methylene]triphenylphosphorane 3136
allenonate 3139 was prepared in two steps (Scheme 336) The indole coupling partner
3140 was easily accessed by condensing o-nitrobenzenesulfonamide with N-methyl-
indole-2-carboxaldehyde (3138) The key step in the synthesis was a PBu3-catalyzed
[4+2] annulation of 3140 with 3139 to give 3141 as a mixture (31) of diastereomers
Scheme 336
NMe
CHO
o-NsNH2 TiCl4Et3N CH2Cl2
79
NMe
NNs
Ph3POEt
OCO2EtBr
CHCl3 ∆
Ph3POEt
O
EtO2C
Br
AcCl Et3NCH2Cl2
73
CO2Et
CO2Et
3138
3140
3136
3137
3139
+
PBu3 (30)
CH2Cl2 rt73 31 drN
Me3141
NCO2Et
CO2EtNs
H
Intramolecular Friedel-Crafts acylation of 3141 in the presence of HCl gave the
bridged bicycle 3142 (Scheme 337) Next the nosyl group of 3142 was removed to
give the secondary amine 3143 and Eschweiler-Clarke reaction gave the desired N-
139
methyl compound 3144 Treatment of the ketone of 3144 with NaBH3CN and ZnI2
provided the reduced product 3145 as a cyanoborane complex which was heated in
EtOH to give 3146 Reduction of the ester moiety of 3146 provided the alcohol 3120
an intermediate in Cookrsquos first total synthesis of 33128
Scheme 337
NMe
3141
NCO2Et
CO2EtNs
H
HCl EtOAc
90 NMe
NsN
3142
H
H
CO2EtO
PhSH K2CO3
DMF99
NMe
HN
3143
H
H
CO2EtO
HCHO HCO2H ∆
99NMe
MeN
3144
H
H
CO2EtO
NaBH3CN ZnI2
DCE ∆74
NMe
MeN
3145
H
H
CO2Et
BH2CN
EtOH ∆
98
NMe
MeN
3146
H
H
CO2Et
NMe
MeN
(plusmn)-3120
H
H
OH
DIBAL-H
tol -78 degC92
Kwon formed an ABCD-ring fragment 3120 by cyclization of an ABD-ring
substrate 3141 and this strategy was a departure from the work of Cook Kwonrsquos
synthesis of 3120 required nine steps whereas Cook needed ten steps to access 3120 A
drawback to Kwonrsquos approach is that 3120 was obtained in racemic form and an
enantioselective route to 3120 would be advantageous
140
354 Craigrsquos Synthesis of the Core of Alstonerine
Craig and coworkers recently reported a concise route to the core of alstonerine
(33) utilizing aziridine chemistry and a clever application of the Pictet-Spengler
reaction131 An anion derived from the five-membered ring bis-sulfone 3147 generated
by reductive desulfonylation was added to the aziridine 3148 derived from L-tryptophan
to give a modest yield of 3149 (Scheme 338) Oxidation of the disubstituted olefin of
3149 in the presence of the indole moiety was best achieved by employing in situ
generated tetra-n-butylammoinum permanganate to give the diol 3150 Oxidative
cleavage of 3150 produced a dialdehyde and the pendant sulfonamide selectively formed
a six-membered ring iminium ion 3151 with one of the aldehydes Pictet-Spengler
cyclization upon the cyclic iminium ion 3151 produced the epimeric mixture (11) 3152
Scheme 338
NMe
TsN
3152
H
H
SO2Ph
CHO
PhO2S SO2Ph
NMe
NTs
LiC8H10 THFDMPU -78 degC
55-64NMe
NHTs
PhO2S
KMnO4Bu4NBr
CH2Cl261 N
Me
NHTs
PhO2SOH
OH
1 Pb(OAc)4 NaHCO3 DCE
2 TFA MgSO4 CH2Cl2 94
315031493147
NMe
3151
NTs
PhO2S
CHO
3148
141
From 3152 sulfone elimination and vinylogous silyl enol ether formation
provided the diene 3153 which underwent hetero-Diels-Alder reaction with monomeric
formaldehyde132 to give 3154 in modest yield (Scheme 338) Switching the N-tosyl
group to an N-methyl group and elaboration of the E-ring to include the vinylogous ester
moiety is necessary to complete the synthesis of alstonerine (33)
Scheme 339
NMe
TsN
3152
H
H
SO2Ph
CHO
TBDPS-Cl DMAPDBU CH2Cl2
95 NMe
TsN
3153
H
H
OTBDPS
HCHO (16M in THF)Me2AlCl THF
-78 degC - rt36 N
Me
TsN
3154
H
H
OOTBDPS
H
Pictet-Spengler cyclization to simultaneously form the C- and D-rings defined
Craigrsquos approach to alstonerine (33) While the yield was not optimal the hetero-Diels-
Alder approach for the synthesis of the E-ring was unique and could prove useful if
optimized
36 Conclusions
While the order of ring formation varies virtually all of the approaches to the
syntheses of macroline alkaloids relied on ABCD-ring containing intermediates (Figure
33) While a number of strategies were developed for the synthesis of such ABCD-ring
containing intermediates variations of the Pictet-Spengler reaction were most often
142
utilized by different research groups to build tetracyclic structures 355 From the varied
tetracyclic structures synthesis of the remaining E-ring often presented the most difficult
challenge judging by the lengthy synthetic approaches employed All of Cookrsquos
syntheses relied on the tetracycylic ketone 323 or 338 as an intermediate which he
could rapidly access using Pictet-Spengler chemistry But in order to install the varied
E-rings present in alkaloids such as talcarpine (321) norsuaveoline (322) and
alstonerine (33) Cook resorted to long synthetic sequences of ten to twelve steps In
contrast Bailey could build the E-ring of either (-)-raumacline (399) or (-)-suaveoline
(3104) in only four steps from a functionalized tetracyclic intermediate but the syntheses
of the two ABCD-ring intermediates 398 and 3103 each required eleven steps
Strategies disclosed by Kuethe and Kwon to access the tetracyclic core of the macroline
alkaoids suffered from a lack of enantiocontrol and Rassatrsquos Fischer indole synthesis of
323 was twice as long as previous approaches Certainly the challenges inherent in the
synthesis of macroline alkaloids are apparent by the continued contemporary interest in
this class of alkaloids However many of the problems associated with the synthesis of
macroline alkaloids still have not been addressed as evidenced by the varied and often
lengthy synthetic strategies employed
143
Figure 33 Stratagies for the Synthesis of the ABCD-Core of the Macroline Alkaloids
H
NMe
BnN
Pictet-SpenglerH
H
NMe
BnN
HeckH
O
H
NMe
BnN
H
FischerIndole
O
NMe
NsN
H
H
CO2EtOFriedel-Crafts
3155Cook Bailey Craig
R
390Kuethe
323Rassat
3142Kwon
144
Chapter 4 Synthesis of Azabridged Bicyclic Structures via the Pauson-
Khand Reaction Concise Enantioselective Total Synthesis of (-)-
Alstonerine
41 Introduction
As described in the previous chapter the overwhelming majority of approaches to
the macroline alkaloids involve installation of the E-ring through a long series of
transformations commencing with an ABCD-ring precursor (Scheme 41) For example
Cookrsquos syntheses of alstonerine (41) required either 10 or 11 synthetic steps to assemble
the final acyldihydropyran E-ring from the tetracyclic ketone 42 While Cook could
rapidly access 42 by a Pictet-Spengler reaction followed by a Dieckmann cyclization the
lengthy routes necessary to complete alstonerine (41) from 42 beg the question of
whether such synthetic strategies are optimal Cookrsquos use of the tetracyclic ketone 42 as
a common synthetic intermediate for the synthesis of many macroline alkaloids was in
many ways a double-edged sword The utility of 42 in complex alkaloid synthesis has
been repeatedly demonstrated through the synthesis of many diverse natural products but
in the case of alstonerine (41) the need to transform a ketone in 42 to an
acyldihydropyran ring in 41 suggests a lack of retrosynthetic foresight Perhaps in an
attempt to use 42 as a precursor in the syntheses of many disparate alkaloids such as 41
and others Cook may have been forcing a total synthesis on an intermediate instead of
carefully planning a synthetic strategy appropriate to each target
145
Scheme 41
H
NMe
BnN
O
Diekmann
Pictet-SpenglerH
H
HNMe
MeN
O
O
H
41
Nucleophilic Displacement
Claisen Rearrangement
H
HNMe
MeN
O
O
H
41
Wacker
Pd-CatalyzedEnolate Coupling
42
E
E
A B
A B
C D
C D
11 steps
10 steps
Instead of relying on an ABCD ring intermediate such as 42 we felt that a
cyclopentenone such as 44 would serve as a superior precursor to 41 for a number of
reasons (Scheme 42) We envisioned that the D- and E-rings in cyclopentenone 44
could be installed in one step by a PKR of an ABC-ring containing enyne 45 and the
chemistry for the synthesis of enynes such as 45 had previously been developed in the
Martin group121 The PKR of 45 would generate three new carbon-carbon bonds and
two new rings quickly building a framework from which 41 could be accessed The
pentacyclic cyclopentenone 44 contains all of the carbon atoms present in the core of
alstonerine (41) and ring expansion of the cyclopentenone in 44 by Baeyer-Villiger
oxidation would constitute a rapid assembly of the pyran E-ring as the lactone 43 From
the lactone 43 reduction and elimination to a dihydropyran followed by acylation would
provide the target 41 Because mild conditions for the acylation of dihydropyrans in the
146
β-position were not well known we felt this would be an excellent opportunity to
develop new chemistry
Scheme 42
H
HNMe
MeN
O
O
H
41
H
H
HNMe
RN
OH
43
H
O
H
HNMe
RN
44
H
O
NMe
NR
45
Acylation
Baeyer-Villiger
PKR
Upon further reflection we realized that the development of PKRs to synthesize
azabicyclic structures would enable concise access to a number of natural product
scaffolds For example the PKR of cis-25-disubstituted pyrrolidines such as 48 would
give the tricyclic core 47 of hederacine B (46) a natural product that exhibits promising
anti-inflammatory and antiviral activity (Scheme 43)133 PKRs of
tetrahydroisoquinoline enynes such as 411 would lead to adducts 410 which could
serve as precursors to tetrahydroisoquinoline antitumor antibiotics such as renieramycin
A (49)134
147
Scheme 43
MeN
H2N
O
O
46
RN
47
PGO
O
RN
PGO
48
410
N
N
OH
O
O
Me
MeO
O
O
MeO
Me
Me
HH
H
O Me
O
Me
N
N
R411
N
NR
R
R
O
49
Surprisingly the use of PKRs to synthesize bridged bicyclic structures as
described in Chapter 1 are rare and the synthesis of azabridged bicyclic structures by
PKR was completely without precedent before our work Given the ability of the PKR to
rapidly build complex molecules from simple enyne substructures we sought to pursue
the PKR as a strategy level reaction for the syntheses of a variety of alkaloid core
structures We first planned to determine the scope of the PKR using cis-25-
disubstituted pyrrolidine substrates and cis-26-disubstituted piperidine substrates The
ultimate application of the PKR to the total synthesis of alstonerine (41) and other
alkaloids was also envisioned
148
42 Hederacine A and 25-cis-Disubstituted Pyrrolidines
421 Introduction
Hederacine A (416) and B (417) have an unprecedented structure containing a
azabicyclo[321]octane fused with a five-membered ring providing a particularly
challenging synthetic target The isolation of hederacine A (46) and B (412) from
Glechoma hederacea was reported by Sarker and coworkers in 2003133 Glechoma
hederacea is a perennial hairy herb with a creeping stem commonly found in temperate
regions of Asia Europe and the United States The plant has been used extensively in
folk medicine to treat abscesses arthritis asthma bronchitis cystisis diabetes diarrhea
hemorrhoids headache inflammation scurvy and tetanus135 Moreover in vitro and
animal studies have shown that the plant possesses anti-inflammatory ulcer-protective
anti-viral and cytotoxic activities133 We envisioned that a PKR of a cis-25-disubstituted
pyrrolidine such as 414 would efficiently provide access of the core structure 413
(Scheme 44) The enyne 414 could be derived from the known hydroxy-proline
derivative 415136
149
Scheme 44
MeN
H2N
O
O
46
MeN
H2N
412
HO
O
HO
BocN
413
TBSO
O
BocN
TBSO
414
BocN
TBSO
CO2Me
415
O
422 Preparation of the PKR Substrate
Following a literature procedure the enyne precursor 415 was obtained in a high
yield in four steps from commercially available trans-4-hydroxy-L-proline 416 (Scheme
45)136 Thus 416 was treated with SOCl2 in MeOH to provide the methyl ester 417 in
nearly quantitative yield The pyrrolidine 417 was protected with Boc2O to give 418 in
70 yield and the free alcohol 418 was converted to the TBS ether 419 The protected
lactam 415 was obtained through catalytic biphasic RuO4-oxidation of the carbamate
419 in excellent yield
150
Scheme 45
HN
HO
CO2H SO2Cl
MeOH99
H2+Cl-
N
HO
CO2Me N
HO
CO2Me
Boc
dioxane70
TBS-Climidazole
N
TBSO
CO2Me
Boc RuO2H2O (20)
NaIO4N
TBSO
CO2Me
Boc
O
416 417 418
419 415
Boc2OiPr2NEtDMAP
DMF96
EtOAc96
To explore the scope of the PKR we elected to synthesize the two enynes 422
and 414 which differ only in alkene substitution (Scheme 46) Both substrates were
desired as olefin substitution often has a marked effect on the efficiency of PKRs A
three-step reaction sequence was employed to convert the exocyclic carbonyl group in
415 to the necessary allyl or methallyl group in 420 and 421 respectively Thus Boc-
protected lactam 415 was sequentially treated with LiBHEt3 acetic anhydride and allyl-
or methallyl-TMS in the presence of BF3Et2O to provide a mixture (31) of allylated
products 420 or the mixture (31) of epimers 421 The mixtures 420 and 421 were then
treated sequentially with DIBAL-H and then the Bestman-Ohira reagent in basic
methanol to give the enynes 422 and 414 Elaboration of 422 would show that the
trans-isomer was the favored diastereomer
151
Scheme 46
N
TBSO
CO2Me
Boc
O N
TBSO
CO2Me
Boc
415
R
420 R=H (42 31 transcis)421 R=Me (62 31 transcis)
1 LiBHEt3 THF2 Ac2O Et3N CH2Cl23 allyl TMS or methallyl TMS BF3
Et2O toluene
N
TBSO
Boc1 DIBAL-H CH2Cl2
2 K2CO3 Bestman-Ohira Reagent MeOH
R
422 R=H 57 (31 transcis)414 R=Me 83 (31 transcis)
In order to determine the stereochemistry of the major isomer from the allylation
of 415 we endeavored to obtain a crystalline derivative Removal of the silyl ether from
414 allowed chromatographic separation of the two epimeric alcohols 422 and 423
(Scheme 47) Acetylation of the major isomer 423 gave a crystalline product 424
which was suitable for x-ray analysis
152
Scheme 47
N
TBSO
Boc
414
TBAF THF N
HO
Boc
N
HO
Boc
+
Ac2O Et3NCH2Cl2 97
92
N
AcO
Boc
422 423
424
The crystal structure showed that the undesired trans-product 424 was the major
isomer (Figure 41) This result was discouraging but we decided to determine whether
we could execute the desired PKR of 414 or 422 and then if successful we could later
optimize the diastereoselectivity of the allylation
153
Figure 41 ORTEP of 424
Various PKR conditions were tried to effect the PKR of cistrans mixture 414
(Scheme 48) Utilizing NMO50 DMSO53 and MeSnBu52 as promoters after treatment of
414 with Co2(CO)8 led to intractable mixtures In addition attempts to use Rh(I)
catalysts also led to decomposition6768 While formation of the Co-alkyne complex 425
derived from 414 was rapid and quantitative reaction of this complex to form 426 did
not occur Extended heating and reaction times led to decomposition of the Co-alkyne
complex 425
154
Scheme 48
N
TBSO
Boc
BocN
TBSO
O
426414
Co2(CO)8 N
TBSO
Boc
425
Co2(CO)6
conditions
conditions NMO DMSO MeSBu
THFX
Enynes which contain monosubstituted alkenes are generally superior PKR
substrates48 In order to determine whether the extra methyl group on 414 was inhibiting
the PKR the PKR of the mixture of epimers 422 was attempted using the same
conditions employed for the PKR of 414 (Scheme 49) Again the cyclization failed and
no 429 could be isolated
Scheme 49
N
TBSO
Boc
BocN
TBSO
O
429422
Co2(CO)8 N
TBSO
Boc
428
Co2(CO)6
conditions
conditions NMO DMSO MeSBu
THF
423 Protecting Group Removal
A hypothesis as to the failure of the PKR of 414 or 422 was that the bulky Boc
group blocked the approach of the alkene to the alkyne-Co2(CO)6 complex In order to
test this supposition we sought to convert the Boc-group in 414 to a methyl group
Initial experiments directed toward reducing the Boc-group in 414 to a methyl group
155
using LiAlH4 led to complex mixtures so we turned to a two-step sequence involving
Boc-deprotection of 414 and subsequent methylation Deprotection of the Boc-group in
414 proved to be difficult under protic or Lewis acidic conditions and treatment of 414
with HCl or ZnBr2 only gave 430 (Eq 41) Most likely under these conditions
protonation of the olefin resulted in a tertiary carbocation which was trapped by the
carbamate carbonyl with loss of isobutylene to give the observed product 430
N
TBSO
Boc
HCl or ZnBr2 N
TBSO
O O
414 430
(41)
A mixture (13) of the chromatographically separable amine epimers 431 and
432 was obtained when 414 was adsorbed on silica gel and heated under vacuum
(Scheme 410)137 The cis-isomer 431 was alkylated under standard conditions to
provide the tertiary amine 433
156
Scheme 410
N
TBSO
Boc HN
TBSO
HN
TBSO
+
silica gel100 degC01 torr
414 431 432
N
TBSO
K2CO3 MeIacetone
55
Me
433
88431432 = 13
PKR on the tertiary amine 433 failed to provide the cyclopentenone 435 or any
identifiable product (Scheme 411) Formation of the Co-alkyne complex 434 was
complete as observed by TLC however various promoters and thermal conditions did
not yield any 435 and only baseline material was observed after extended heating Only
starting material was recovered when [Rh(CO)2Cl]2-catalyzed PKR of 433 was
attempted
Scheme 411
N
TBSO
Me
MeN
TBSO
O
435433
Co2(CO)8 N
TBSO
Me
434
Co2(CO)6
conditions
conditions NMO DMSO MeSBu
THF
157
While the RCM of cis-25-disubstituted pyrrolidines is well established in the
Martin group as a method for forming azabridged bicyclic structures the PKR of similar
substrates does not proceed as attempted in the presence or absence of a carbamate group
on the pyrrolidine nitrogen in the above cases Perhaps the strain required for the alkene
in 436 to coordinate to a cobalt atom is too great or the intermediate cobalt metallacycle
437 invoked as a mechanistic intermediate in the PKR is too strained to form thereby
suppressing the subsequent PKR Since our synthetic plan for the synthesis of hederacine
A (46) relied on a PKR of 414 as a key step the difficulty associated with effecting the
PKR of 414 led us to explore other natural product scaffolds
Scheme 412
N OBn
O
H
H
Co
Co(CO)3
(CO)2
N OBn
O
H
Co Co
(CO)3 (CO)3
436 437
TBSO TBSO
N
TBSO
Boc
422
Co2(CO)8
N
TBSO
Boc
428
Co2(CO)6
158
43 cis-26-Disubstituted Piperidines
Our plan for the synthesis of alstonerine (41) relied upon the PKR of 45 to give
the key cyclopentenone 44 (Scheme 413) In the context of our planned synthesis of
41 we were more generally interested in pursuing the reactions of cis-26-disubstituted
piperidines such as 438 to give azabridged bicyclic compounds 439 in general
Azabridged bicyclic structures are commonly found in biologically active natural and
unnatural substrances138 and we envisioned that PKR of enynes 439 would represent a
rapid route to these structures By changing m and n in 439 we sought to explore the
scope of the PKR reaction to assemble various ring sizes
Scheme 413
HNMe
RN
O
H
NMe
NR
44 45
PKR
H
PKR
N
R
439
m nRN
O
438
m n
Based on previous literature precedent139 and previous work in the Martin group
by Dr Neipp on RCM of cis-26-disubstituted piperidines121 we reasoned that cis-26-
disubstituted piperidines would prove to be effective substrates for PKRs Such a
159
supposition was based on the well-known preference of cis-26-disubstituted piperidines
such as 440 to exist primarily in a diaxial conformation such as 441 due to the A13-
interactions in the chair conformation 440139 As a result the two alkenes in 441 are
ideally disposed to undergo PKR to give 442
Scheme 414
N
X
R
O
A13-Strain N
X
R
O
m
m
n
n
PKR N R
O
X n
m
440 X = H2 O 441 442
O
431 Initial Studies
Our plan for the synthesis of cis-26-disubstituted piperidine enynes was based on
previous work in the Martin group by Dr Christopher Neipp that had been inspired by
the work of Comins (Scheme 415)121140 Dr Neipp prepared a number of cis-26-
disubstituted piperidine dienes 445 which underwent subsequent RCM to form
azabridged bicyclic structures Addition of a Grignard reagent or zinc reagent to 4-
methoxypyridine (443) in the presence of Cbz-Cl gave enones 444 which were treated
with vinyl cuprate reagents to prepare dienes 445 in good yields and high
diastereoselectivies (201-91) favoring the cis-isomers
160
Scheme 415
N
OMe
R1
MgBrn
(ZnCl2) THF -20 degC
then Cbz-Cl 10 HCl70-86
CbzN
O
R1
n
MgBr
R2
MeLi CuCN (111)
THF -78 degC73-81
CbzN
O
R1
R2
443 444 445
n
Inspired by the work of Dr Neipp the anion derived from trimethylsilyl acetylene
was added to 4-methoxypyridine (443) in the presence of Cbz-Cl to give the enone 446
(Scheme 416) Although we hoped to obtain the enyne 447 by the conjugate addition of
an allyl cuprate to the enone 446 numerous attempts to add allyl cuprates to 446 gave
mixtures of 12- and 14-addition products Such results are not that surprising
considering that allyl cuprates are well known to add to enones in a 12-sense in many
cases141 A common solution to the problem of low regioselectivity in allyl cuprate
conjugate additions is to perform a Sakurai reaction142 Thus treatment of 446 with allyl-
TMS in the presence of TiCl4 cleanly afforded a modest yield of the enone 447 without
any 12-addition products being observed The enyne substrate 448 was obtained after
treatment of 447 with basic methanol
Scheme 416
N
OMe
TMSTHF
then Cbz-Cl 95
N
O
Cbz
N
O
CbzTMS
TiCl4 CH2Cl2-30 degC 30
TMS R
443 446447 R=TMS
448 R=H
K2CO3MeOH75
EtMgBr
161
In order to improve the yield of the enyne 448 enone 446 was treated with allyl
tributyltin in the presence of TBS-OTf as a Lewis acid to afford an intermediate silyl enol
ether which underwent silyl deprotection in the presence of TBAF to give 448 in
excellent yield with complete diastereoselectivity (Eq 42) Namely none of the peaks
corresponding to the presence of a corresponding trans-isomer were observed in the 1H
NMR or 13C spectra of 448 The cis-stereochemistry of 448 was confirmed in
subsequent experiments (vide infra) The conjugate addition of allyl stannanes in the
presence of TBS-OTf has been reported by Kim to be a mild alternative to the use of
stronger Lewis acids such as TiCl4143
N
O
Cbz
N
O
Cbz
SnBu3
TBS-OTf CH2Cl2then TBAF
96
TMS
446 448 gt191 dr
(42)
The high level of diastereoselectivity in this conjugate addition to 446 can be
rationalized by analyzing a stereochemical model similar to that invoked by Dr Neipp
(Scheme 411)121 The half-chair conformation 449 in which the acetylene substituent is
oriented in a pseudoaxial position is preferred due to an adverse steric interaction
between the carbamate protecting group and the silyl acetylene moiety when it occupies
an equatorial conformation as in 450 Axial attack of the nucleophile on the preferred
half-chair conformation 449 results in the formation of the desired cis-26-disubstituted
piperidine 448
162
Scheme 417
NO
TMS
O
O
N
H
TMS
OO
O
Nuc
Nuc
449 450
With the cis-26-disubstituted piperidine 448 in hand the PKR of 448 was
attempted utilizing Co2(CO)8 and a number of promoters The conditions that gave the
most efficient reaction involved treatment of 448 with Co2(CO)8 to give an intermediate
cobalt-complex that was treated with six equivalents of DMSO at elevated temperature to
give the enone 451 in excellent yield as one diastereomer (Scheme 418) Optimization
of this reaction revealed that use of high quality Co2(CO)8 was essential to obtain high
yields Many promoters including NMO BuSMe and 4 Aring molecular sieves were
screened but DMSO proved to be the most efficient This transformation represents the
first synthesis of an azabridged structure via a PKR
Scheme 418
N
O
Cbz
448
Co2(CO)8
DMSO
THF 65 degC89
NCbz
OH
O
451
H
H
N
O
Cbz HH
451
H
O
3
The stereochemistry of the product 451 was determined by obtaining an X-ray
crystal structure (Figure 42) Notably the hydrogen atom at the new stereocenter at C3
163
was oriented trans to the bridging nitrogen atom The stereochemistry of 451 is
important since alstonerine (41) possesses the identical trans relationship between the
bridging nitrogen and the bridgehead hydrogen atom Thus the stereochemical precedent
established in the PKR reaction of 448 boded well for the desired PKR of 45 as a key
step in the synthesis of alstonerine (41)
Figure 42 X-Ray Crystal Structure of 451
The high level of stereocontrol in the PKR of 448 prompted us to devise a
stereochemical model to account for the selectivity Work by Krafft and Schore provided
a framework with which to formulate such a model144 They used molecular modeling to
calculate the energies of the metallacycles such as 453 and 454 that would arise from
the alkyne complex 452 (Scheme 419) Theoretically both the cis-453 and trans-454
metallacycles can be formed but they found that in all cases the cis metallacycles 453
were more stable than the trans metallacycles 454 by 35-71 kcal mol-1 Therefore they
proposed that only cis-metallacycles wherein the hydrogen on the newly formed
stereocenter and the remaining cobalt atom are on the same face of the metallacyclic ring
164
as in 453 are viable intermediates They also showed that if one can determine the
lowest energy cis-metallacycle formed from a given enyne starting material then that
metallacycle typically leads to the major product
Scheme 419
Co(CO)2
(CO)3Co
H
Co(CO)2
Co(CO)3
H(CO)3Co Co(CO)3
+
452
cis-453
trans-454
The mechanism outlined in Scheme 420 puts forth a possible explanation for the
diastereoselectivity in the PKR of enyne 448 in light of the above work by Krafft and
Schore The PKR mechanism involves initial Co-alkyne complex formation followed by
subsequent alkene insertion into a Co-C bond to form a metallacycle (vide supra) Four
metallacycles are theoretically possible but based on the calculations of Krafft and
Schore only the two cis-metallacycles 457 and 458 will be considered These two
metallacycles are formed by alkene insertion into the cobalt-alkyne complex from either
conformation 455 or 456 We propose that the metallacycle 458 is disfavored due to
the fact that the bulky cobalt moiety is in close proximity to the cyclohexanone ring in the
alkene conformation 456 whereas conformation 455 does not contain such an
interaction Thus the transition state leading to metallacycle 457 is lower in energy and
as a result 457 is preferentially formed and 451 is the observed product
165
Scheme 420
N OBn
O
H
H
NCbz
Co2(CO)8
Co
Co
N OBn
O
H
H
Co
N OBn
O
H
H
Co Co
(CO)3 (CO)3
N OBn
O
H
H
O
O
O
O
O
CbzNO
H
H
448
455 456
457 458
451 459
O
HCbzNO
H
HO
H
CoCo
Co
(CO)3(CO)2
(CO)3(CO)2
(CO)3(CO)3
432 Synthesis and PKR of Various cis-26-Disubstituted Piperidine Enynes
The high yield and diastereoselectivity obtained when enyne 448 was employed
as a PKR substrate prompted the investigation of other enyne substrates We next chose
166
to study the PKR of the enyne substrate 462 which is a constitutional isomer of 448
The synthesis of 462 is outlined in Scheme 421 Reaction of 4-methoxypyridine (443)
with the zinc reagent derived from 1-trimethylsilylpropargyl bromide in the presence of
Cbz-Cl gave 460 Interestingly reaction of the 4-methoxypyridine (443) with the
corresponding Grignard reagent derived from 1-trimethylsilylpropargyl bromide did not
afford any of the enone 460 Dr Neipp noted similar problems when allyl Grignard
reagents were employed as nucleophiles121 Conjugate addition of vinyl cuprate to 460
gave 461 which was treated with TBAF to provide the enyne 462 in excellent
diastereoselectivity The diastereoselectivity was determined by integration of the 1H
NMR resonances associated with the hydrogen atom bonded to C6 in 461 and the
corresponding trans isomer and the cis-stereochemistry of the major isomer 461 was
confirmed in a subsequent PKR (vide infra)
Scheme 421
N
OMe
443
TMSBr
Zn dust HgCl2 (1) THFthen Cbz-Cl 10 HCl
77
N
O
Cbz
460
TMS
CuCN MeLi (111)
MgBr
TBAFH2OTHF 69
N
O
Cbz
R
THF -78 degC 96 171 dr
461 R = TMS
462 R = H
6
The PKR of enyne 462 yielded one diastereomer 463 in excellent yield with the
hydrogen atom on C1 in 463 again being oriented trans to the bridging nitrogen atom
(Scheme 422) This stereochemical assignment is based on the magnitude of the
coupling constant associated with the methine protons at C1 and C2 in 463 The DEPT
167
spectrum of 463 allowed identification of the 13C NMR resonances associated with all of
the methine carbons and the 1H NMR resonance associated with each methine carbon
was determined by HSQC The HMBC spectrum of 463 showed that C1-H was coupled
with C2 and the C2-H was coupled with C1 Thus the 1H NMR resonances associated
with C1-H and C2-H were determined Each of these protons appeared as a doublet of
triplets and the magnitude of the coupling constant associated with the doublet 15 Hz
suggested that the angle between the C1-H bond and the C2-H bond was close to 90
degrees Analysis of a molecular model of 463 showed that these two C-H bonds were
close to perpendicular to one another and as a result one would expect a small coupling
constant associated with C1-H and C2-H in 463 Analysis of the molecular model of the
diastereomer with the opposite configuration at C1 showed that the C1-H and C2-H
bonds would be eclipsing one another and a larger coupling constant would be expected
Scheme 422
N
O
Cbz
462
Co2(CO)8
DMSO
THF 65 degC91
N
O
O
CbzH HH
463
N OBn
O
HO
463
H
O
1
2
Analysis of the steric interactions in the two alkene conformations 464 and 465
that lead to the cis-metallacycles 466 and 467 can account for the diastereoselective
formation of 463 from 462 (Scheme 423) Metallacycle formation can occur from
either alkene conformation 464 and 465 however conformation 464 places a large
cobalt atom in close proximity with the cyclohexanone ring The conformation 465
168
lacks such an adverse interaction and as a result conformation 465 is favored From
45 alkene insertion gives metallacycle 467 which can react further to give the observed
product 463 Krafft and Schore have shown that the favored PKR diastereomer arises
from the lower energy metallacycle144 and we assert that the transition state leading to
metallacycle 466 is higher in energy leading to preferential formation of the metallacycle
467
169
Scheme 423
NCbz
Co2(CO)8
N OBn
O
H
O
O
CbzNO
H
H
CbzNO
H
H
462
465
468 463
H
Co
N OBn
O
HO
464
Co
(CO)3(CO)3
HCo Co
(CO)3 (CO)3
H HO O
H
N OBn
O
HO
466
Co(CO)2(Co)3Co
N OBn
O
HO
467
H
(CO)2Co Co(CO)3
In order to access different ring sizes we prepared enyne substrate 470 from
which we envisioned that azabicyclo[321]octanes could be assembled by a PKR
(Scheme 424) The azabicyclo[321]octane skeleton is found in many highly
biologically active alkaloids138 and the PKR of enynes such as 470 would entail a new
170
method with which these important structures could be prepared To access 470
conjugate addition of vinyl cuprate to the enone 446 gave 469 which underwent
subsequent fluoride initiated removal of the silyl group to give 470 PKR of 470
provided a mixture (31) of diastereomers 471 in modest yield and the major
diastereomer was tentatively assigned as possessing the C1-HC2-H trans relationship as
shown in 471 based on the PKR of the vinyl enyne substrate 462 The diastereomeric
ratio was determined by integration of the 1H NMR resonances associated with the C6-H
in each diastereomer Perhaps the additional ring strain associated with the cobalt
metallacycle intermediate formed from enyne 446 as compared with the metallacycles
arising from the previously discussed enyne substrates 462 and 448 leads to the
diminished yield and diastereoselectivity
171
Scheme 424
N
O
CbzTMS
446
CuCN MeLi (111)
MgBr
TBAFH2O THF 53
N
O
Cbz
Co2(CO)8
DMSO
THF 65 degC33 31 dr
THF -78 degC 64 gt19 dr
R
469 R = TMS
470 R = H
N
O
CbzH H
471
N OBn
O
HO
471
H1
2
O
H
O
6
433 Sulfonamide and Amide Substrates
As discussed in section 342 previous studies in the Martin group on ring closing
metathesis of cis-26-disubstituted piperidines showed that carbamates are suitable
substrates and these N-acyl piperidines were chosen as RCM substrates due to their well
known preference to adopt a reactive 26-diaxial conformation (Scheme 414)121 We
were curious whether other nitrogen substituents such as sulfonamides and amides could
also be used to enforce the reactive 26-diaxial conformation To this end the synthesis
of cis-26-disubstituted piperidines bearing sulfonamide and amide nitrogen substituents
was undertaken as these nitrogen protecting groups are often employed in complex
molecule synthesis145 Since standard hydrogenolysis conditions could not be used to
cleave the Cbz group of 448 Lewis acidic conditions were explored (Scheme 425)
172
Unfortunately the strong Lewis acidic conditions (TMS-I) required for Cbz cleavage
were not suitable for deprotection of 448 and only decomposition was observed
Scheme 425
Cbz
N
O
448
H2 PdCor
TMSIX
HN
O
472
Due to the above shortcomings a protecting group that could be removed under
milder conditions was desired and the Alloc group proved to be ideal (Scheme 426)
Reaction of 4-methoxypyridine (443) with the anion derived from trimethylsilyl
acetylene in the presence of Alloc-Cl yielded 473 which was deprotected under standard
conditions to afford an excellent yield of the vinylogous amide 474 Tosylation of 474
gave sulfonamide 475 which was treated with basic methanol to give 476 Sakurai
reaction of 476 provided the requisite enyne 477 as a single diastereomer as determined
by its 1H NMR spectrum
173
Scheme 426
Alloc
Ts Ts
N
OMe
MgBrTMS
THF then Alloc-Cl77
N
O443
TMS HN
O
TMS
dimethyl malonate
Pd(PPh3)4 THF93
nBuLi THF -78 degC
then TsCl50
N
O
R
475 R = TMS
476 R = H
K2CO3MeOH48
TMS
TiCl4 CH2Cl239 gt191 dr
N
O
473 474
477
In order to access the analogous amide substrate 479 the vinylogous amide 474
was deprotonated and N-acylated with benzoyl chloride to give the vinylogous imide 478
(Scheme 427) Treatment of 478 with allyl tributylstannane in the presence of TBS-OTf
resulted in conjugate addition and addition of TBAF gave the amide enyne 479 as one
diastereomer as determined by the 1H NMR spectrum at 100 ˚C
Scheme 427
Bz BzHN
O
TMS
474
nBuLi THF -78 degC
then BzCl98
N
O
TMSSnBu3
TBS-OTf CH2Cl2then TBAF
91 gt191 dr
N
O
478 479
Sulfonamide 477 and amide 479 both proved to be excellent substrates for the
PKR reaction giving the azabridged bicyclic products 480 and 481 respectively in good
to excellent yields and each product was obtained as a single diastereomer (Scheme
174
428) The stereochemistries of 480 and 481 were assigned based on comparison of
their 1H NMRs with that of 451 the stereochemistry of which was confirmed by x-ray
(Fig 42) Specifically the 1H NMR resonances associated with the diastereotopic C7-
Hs appear in 480 and 481 as a doublet of triplets and a doublet of doublet of doublets
and these splitting patterns match those found in the 1H NMR spectrum of 451 Thus
the scope of the PKR of cis-26-disubsitiuted piperidines was extended to include N-
protected amides and sulfonamides although sulfonamides appear to be inferior
substrates as compared to amides and carbamates The hybridization of sulfonamide
nitrogens can range from sp3 to sp2 and crystal structures displaying each end of the
spectrum have been disclosed146 In light of such observations perhaps the nitrogen atom
of 477 is not as sp2-like as those in the carbamate and amide substrates and as a result
477 does not occupy the reactive 26-diaxial conformation to the same extent as these
other substrates These results will be especially important in the field of natural product
synthesis where maximum flexibility in the choice of protecting group is often
advantageous145
Scheme 428
N
O
R Co2(CO)8
DMSO
THF 65 degCN
O
R HH
H
O
477 R = Ts479 R = Bz
480 R = Ts (61)481 R = Bz (94)
7
175
434 Modification of the C-4 Carbonyl Group
Each of the PKR substrates above contained a carbonyl group at C-4 and in order
to analyze whether the presence of a carbonyl function was necessary a series of
substrates differing in substitution at C-4 were synthesized For example stereoselective
reduction of 448 with a bulky hydride source cleanly gave the alcohol 482 and
protection of the alcohol as the corresponding silyl ether afforded 483 (Scheme 429)
The stereochemical assignment in 482 and 483 is based on the magnitude of the
coupling constants corresponding to the 1H NMR resonance associated with the C4-H of
483 The C4-H of 483 appears as a doublet of triplets in the 1H NMR spectrum with
coupling constants of 44 Hz and 68 Hz which correspond to equatorial-axial and
equatorial-equatorial couplings In addition the stereochemistry associated with the
reduction of 448 is consistent with reduction of other cis-26-disubstituted piperidin-4-
ones with L-selectride147
Scheme 429
CbzN
O
448
L-Selectride
THF -78 degC99
CbzN
OH
482
TBS-Climidazole
DMF81
CbzN
OTBS
483
4 4
The substrate 486 which has a simple methylene group at C4 was also sought
Standard Barton deoxygenation of the xanthate ester 484 led to formation of
unidentifiable products possibly due to radical cyclization onto either the alkene or
alkyne moieties (Scheme 429) The next approach to obtain 486 involved reduction of
the dithiolane 485 Although the dithiolane 485 was readily prepared in good yield
176
reduction of the dithiolane moiety in 485 with Raney nickel was accompanied by alkene
and alkyne reduction Use of Raney nickel that was deactivated by refluxing in EtOH
gave similar results We next sought to convert the ketone moiety in 448 to an
intermediate sulfonyl hydrazine that could be reduced to give 486 However only trace
amounts of 486 were obtained after reaction of 448 with toluenesulfonyl hydrazine
followed by treatment with protic or Lewis acids
Scheme 430
N
Cbz
448
O
H2NNHTs H+ or LA NaBH3CN
BF3Et2O
HSCH2CH2SH
CH2Cl284
N
Cbz
485
S S
N
Cbz
486
Raney NiX
X
N
Cbz
484
O
S
SMeii) NaH CS2 MeI THF 46
XAIBN Bu3SnH
i) L-selectride THF 99
Consequent to these failures other methods for synthesizing 486 were pursued
For example glutarimide (487) was transformed to the aminal 488 which was readily
converted to the known sulfone 489 via a procedure previously established in our
laboratory (Scheme 431)121 Alkylation of 489 provided 490 and introduction of the
Cbz group proceeded in high yield to give 491 Reduction of the more electrophilic
carbonyl group in 491 was accomplished with DIBAL-H and the intermediate
177
hemiaminal was treated with BF3Et2O and allyl TMS to give the enyne 486 after
cleaving the silyl group from the acetylene moiety
Scheme 431
HNO O NaBH4 HCl
EtOH
HNO OEt
HNO SO2Ph
PhSO2ClHCO2H
CH2Cl260
nBuLi
TMS
THF71
487 488 489
HNO
TMSnBuLi
then Cbz-ClTHF81
NO
TMSCbz
490 491
1 DIBAL-H THF
2 Allyl-TMS BF3
Et2O 57
N
RCbz
492 R = TMS
486 R = H
TBAF THF86
The PKR of the silyl ether 483 gave the cyclopentenone product 493 in good
yield as one diastereomer (Scheme 432) and the stereochemistry of 493 was assigned
by comparison of the 1H NMR spectrum of 493 with that of 451 The 1H NMR
resonances associated with the diastereotopic C7-Hrsquos in both 493 and 451 appeared as a
doublet of triplets and a doublet of doublet of doublets However the corresponding
substrate 486 containing a methylene group at C-4 underwent a PKR to give a mixture
(41) of diastereomers in good yield favoring 494 The diastereomeric ratio was
determined by integration of the 1H NMR resonances associated with the C11-H of each
diastereomer and the major diastereomer is tentatively assigned based on comparison of
the 1H NMR spectrum of 494 with that of 451
178
Scheme 432
N
R
Cbz Co2(CO)8
DMSO
THF 65 degCN
R
Cbz HH
H
O
483 R = OTBS486 R = H
493 R = OTBS (69)494 R = H (74 41 dr)
117
The substitution at C4 in 483 and 486 played an important role in determining
the diastereoselectivity of the product of the PKR of each substrate (Scheme 433)
Analysis of the alkene confirmations 495 and 497 leading to the cobalt cis-metallacyle
intermediates 499 and 4101 could account for the divergent diastereoselectivites
Treatment of 483 with Co2(CO)8 can lead to two alkene conformations 495 and 497
and alkene conformation 495 was strongly favored due to the magnitude of the A13-
steric interaction between the large silyl ether and the large cobalt complex in 497 As a
result 493 was obtained as the exclusive product Treatment of 486 with Co2(CO)8 can
give two alkene conformations 496 and 498 which lead to the cis-metallacycles 4100
and 4102 Presumably the difference in the magnitude of the A13-steric interactions in
the alkene conformations 496 and 498 when C4 is a methylene group is not as
pronounced as when an axial silyl ether is present at C4 Thus the transition states
leading to the cis-metallacycles 4100 and 4102 are close in energy and a mixture of
diastereomers 494 and 4104 was obtained However since the A13-interaction between
the axial hydrogen at C4 and the cobalt complex as in 498 is larger than that between the
179
axial hydrogen at C4 and the allyl group in 496 then ultimately 494 is the favored
diastereomer
180
Scheme 433
N OBn
O
H
H
CbzN
H
HO
HCbzN
H
HO
H
H
R
(CO)2Co(CO)3Co
N OBn
O
H
H
R
H
(CO)2Co
Co(CO)3
R R
NCbz
Co2(CO)8
N OBn
O
HH
Co Co
(CO)3 (CO)3
N OBn
O
H
H
CoCo
(CO)3 (CO)3
H
R R
H
R
483 R = OTBS486 R = H
4
495 R = OTBS496 R = H
497 R = OTBS498 R = H
499 R = OTBS4100 R = H
4101 R = OTBS4102 R = H
493 R = OTBS494 R = H
4103 R = OTBS4104 R = H
181
These experiments represent the first application of the PKR to prepare azabicylic
structures and clearly demonstrate that the PKR is a useful tool for the synthesis of these
biologically important ring structures In many cases the PKR is highly
diastereoselective delivering only one of two possible diastereomers The PKR of cis-
26-disustituted piperidine enynes introduces a new cyclopentenone ring as well as a new
stereocenter allowing one to rapidly build complex alkaloid structures from easily
accessed enyne substrates A number of cis-26-disubstituted piperidine enyne substrates
were prepared and cyclized and the PKR of these substrates enabled access to varying
ring sizes and piperidine substitution The piperidine nitrogen atom can be functionalized
as a carbamate amide and sulfonamide and thus a number of N-protected azabicyclic
structures can be efficiently obtained Until our work the application of the PKR in
complex molecule synthesis had been overwhelmingly restricted to the synthesis of fused
ring systems and we anticipate that these new variants of the PKR will find expanded
utility in the realm of target directed synthesis
44 Total Synthesis of (-)-Alstonerine
441 Retrosynthesis
The PKR disconnection leading to 4106 as a key intermediate inspired the
following retrosynthesis (Scheme 434) Alstonerine (41) would ultimately arise by
reduction elimination and acylation of the lactone 4105 which could simply be
obtained via a Baeyer-Villiger oxidation of the cyclopentenone 4106 The
cyclopentenone 4106 was envisioned as coming from a PKR of 4107 which has
previously been prepared in the Martin group from natural L-tryptophan (4108)121 A
particular advantage of this PKR approach to 41 is that the D- and E- rings are
182
simultaneously assembled by the PKR and the cyclopentenone product 4106 contains all
of the carbon atoms in the core of alstonerine (41) Preparation of alstonerine beginning
with natural L-tryptophan (4108) is potentially more economical than Cookrsquos previous
syntheses which commence with the more expensive unnatural D-tryptophan
Scheme 434
H
H
H
HNMe
MeN
O
O
H
H
NH
CbzN
O
H
NMe
CbzN
O
H
O
NH
NCbz
NH
NH2
CO2H
Baeyer-Villiger
414105
4106 4107 4108
PKR
H
H
442 Pauson-Khand Reaction
Following chemistry originally developed by Dr Christopher Neipp121 the enyne
496 was synthesized in four steps (Scheme 435) Namely successive treatment of L-
tryptophan (4108) with formic acidacetic anhydride and then formic acidHCl gave the
dihydro-β-carboline 4109 as the hydrochloride salt The dihydro-β-carboline 4109 was
then treated with Et3N and excess Cbz-Cl followed by addition of methanol and more
Et3N to give the aminal 4110 Treatment of 4110 with allyl TMS in the presence of
BF3Et2O gave a mixture (551) of cistrans allylated compounds from which 4111
could easily be separated by recrystallization or chromatography The stereochemistry of
183
the major isomer 4111 was confirmed in subsequent experiments Reduction of the
methyl ester 4111 to the corresponding aldehyde and subsequent addition of NaOMe and
the Bestmann-Ohira reagent gave the enyne 4107 148
Scheme 435
NH
NH2
CO2H
i) HCO2H Ac2Oii) HCl HCO2H
60 NH
NHCl
CO2H
i)Et3N CbzCl
CH2Cl2
ii) MeOH Et3N87 N
H
NCbz
CO2Me
OMe
TMS
BF3Et2O
CH2Cl281
51 cistrans
NH
NCbz
CO2MeDIBAL-H
toluene -78 degC
then MeOH NaOMe THF(MeO)2P(O)C(=N2)COMe
60NH
NCbz
4108 4109 4110
4111 4107
The yields of 4107 were variable and often suffered on scale-up Because no
other side products were observed in the conversion of 4111 to 4107 we hypothesized
that deprotonation of the free indole moiety in 4111 and subsequent oxidation might be a
likely degradation pathway To test this hypothesis tosyl protected indole substrate
4112 and Boc-protected substrate 4114 were individually treated with DIBAL-H
followed by the Bestmann-Ohira reagent MeOH and a base (Scheme 436) None of
the reaction conditions employed resulted in a marked increase of the isolated yield of the
indole enyne 4113 or 4115 However analysis of the nature of the base used in the
reaction showed that sodium methoxide typically gave yields superior to those of K2CO3
184
Scheme 436
N
NCbz
CO2Me
N
NCbz
R R
4111 R = H4112 R = Ts4114 R = Boc
4107 R = H4113 R = Ts4115 R = Boc
DIBAL-Htoluene -78 degC
then MeOH NaOMe or K2CO3
(MeO)2P(O)C(=N2)COMe
20-60
In the course of investigating other protocols for converting aldehydes to alkynes
such as Corey-Fuchs reaction the aldehyde 4116 was required DIBAL-H reduction of
the methyl ester 4114 and followed by quenching at low temperature furnished the
aldehyde 4116 (Eq 43) but warming to room temperature resulted in rapid
decomposition and the instability of aldehydes with electron withdrawing groups in the
α-position is well documented149
N
NCbz
CO2Me
Boc
N
NCbz
CHO
Boc
DIBAL-Htoluene -78 degC
rapid decomp at rt
4114 4116
(43)
In light of these observations we sought to minimize the exposure of the
intermediate aldehyde to temperatures in excess of -78 ˚C for any significant period of
time Dr Neipprsquos procedure (Scheme 435) involved addition of the Bestmann-Ohira
reagent as a solution in THF after removal of the dry iceacetone bath but we
hypothesized that on scale up the addition of large volumes of solvent would increase the
reaction temperature to a greater extent Thus the same two-step procedure shown in
185
Scheme 434 was followed to convert 4111 to 4107 but all of the reagents were added
before removal of the dry iceacetone bath The modified reaction conditions led to
reproducible yields of 4107 (Eq 44)
NH
NCbz
CO2MeDIBAL-H
toluene -78 degC
then MeOH NaOMe THF(MeO)2P(O)C(=N2)COMe
-78 degC -rt60
NH
NCbz
3111 3107
(44)
The PKR of 4107 proceeded smoothly to furnish the cyclopentenone 4106 as a
single stereoisomer in excellent yield (Scheme 437) Since the PKR generated a new
stereocenter we sought to determine its configuration and compare the stereochemistry to
that found in alstonerine (41) Although 4106 was not crystalline Boc protection of the
indole moiety gave 4117 which was a crystalline compound suitable for X-ray analysis
Scheme 437
NH
NCbz
NH
CbzN
O
H
Co2(CO)8DMSO (6 eq)
THF 65 degC92 H
H
NBoc
CbzN
O
H
H
HBoc2ODMAP
CH3CN 99
4117
4107 4106
186
The X-ray structure of 4117 showed that the hydrogen atom on the newly formed
stereocenter at C15 was oriented trans to the bridging nitrogen atom (Figure 43) and this
stereochemical relationship is present in alstonerine (41) as well as all other
macrolinesarpagine alkaloids Thus one can envision that 4117 could serve as a
common intermediate for the synthesis of a variety of other macroline alkaloids such as
talcarpine (360) and raumacline (3111)
Figure 43 X-Ray Crystal Structure of 4117
NBoc
CbzN
O
H
H
H
4117
15
The high diastereoselectivity in the PKR of 4107 can be rationalized by analysis
of the two alkene conformations 4118 and 4119 that lead to the two cis-metallacycles
4120 and 4121 (Scheme 438) We hypothesize that the conformation 4119 is
disfavored due to the steric interaction between the indole ring and the cobalt complex
As a result the conformer 4118 is preferred which reacts further to give the
metallacycle 4120 and ultimately the observed diastereomer 4106
187
Scheme 438
NH
CbzN
O
H
NH
NCbz
Co2(CO)8
4107
4118
4106 4122
H
H
NH
CbzN
O
H
H
H
CoCbzN
BocN
H
H
H
Co
(CO)3
(CO)3
CbzN
BocN
H
H
H
Co
Co (CO)3
(CO)3
CoCbzN
BocN
H
H
H
Co
(CO)3
(CO)3
CbzN
BocN
H
H
HCo
Co(CO)3
(CO)3
4119
41204121
443 Baeyer-Villiger Approach
The successful PKR of 4107 to give 4106 thus set the stage to evaluate
conditions to effect the desired Baeyer-Villiger reaction of 4106 to access the
188
unsaturated lactone 4105 (Scheme 439) Initially it was hoped that protection of the
indole could be avoided Toward this end the PKR product 4106 was treated with NaH
and MeI to introduce the N-methyl group present in the natural product However all
Baeyer-Villiger conditions attempted on 4123 (mCPBA CF3CO3H) gave complicated
reaction mixtures presumably due to oxidation of the indole ring in 4123
Scheme 439
NH
CbzN
O
4106
H
H
H
NMe
CbzN
O
4123
H
H
H
NaH MeI DMF91
Baeyer-Villiger
X
NMe
CbzN
4105
H
H
H
OO
We then envisioned that protection of the indole moiety of 4106 as the
corresponding carbamate 4117 would attenuate the nucleophilicity of the indole and
suppress side reactions involving indole oxidation (Scheme 440) Utilization of peracid
oxidants mCPBA or peroxytrifluoroacetic acid to effect a Baeyer-Villiger reaction on
4117 did not give the desired unsaturated lactone 4105 but instead the lactoneepoxide
4124 was isolated150 Use of basic hydrogen peroxide a reagent known to induce
Baeyer-Villiger reactions of strained ketones151 only gave the epoxide 4125 The
stereochemistries associated with the epoxides of 4124 and 4125 are tentatively
189
assigned based on subsequent experiments and molecular models which indicated that
the α-face of the alkene of 4117 is the more sterically accessible face
Scheme 440
NBoc
CbzN
O
4117
NBoc
CbzN
O
4125
O
MCPBACH2Cl2 60
orCF3COOOH
Na2HPO4CH2Cl2 99
H2O2NaOH
THFMeOH
H
H
H
H
H
H
NBoc
CbzN
4124
H
H
H
OO
O
78
Although the Baeyer-Villiger reaction of 4117 did not provide the desired
unsaturated lactone 4105 a Baeyer-Villiger reaction did indeed occur the intermediate
enol ether simply oxidized further We then examined whether the unsaturated lactone
4105 might be prepared by deoxygenating the lactoneepoxide 4124 (Eq 45) Lactone
4124 was treated with a number of deoxygenation reagents (Cp2TiCl2 Zn WCl6
nBuLi diazodimethyl malonate Rh(OAc)2 I2 PPh3)152 but all these reactions returned
either starting material or intractable mixtures
190
NBoc
CbzN
4124
H
H
H
OO
O
deoxygenationX
NBoc
CbzN
4105
H
H
H
OO
(45)
444 HydrosilylationOxidative Cleavage Approach
Since we could not access 4105 either by Baeyer-Villiger reaction of 4117 or
deoxygenation of 4124 a modified retrosynthesis for alstonerine (41) was devised
(Scheme 441) The saturated lactone 4127 would arise from reduction of the aldehyde
4128 followed by lactonization The aldehyde 4128 was envisioned as coming from an
oxidative cleavage of the silyl enol ether 4129 which in turn could be accessed from
4106 by a stereoselective hydrosilylation
Scheme 441
HNR
CbzN
O
H
OH
4127
H
HNR
CbzN
CO2RCHO
H
H
4128
H
HNH
CbzN
O
H
4106
H
HNR
CbzN
OSiR3
H
4129
H H
Numerous reaction conditions were screened to obtain the silyl enol ether 4130
from enone 4117 We first tried to access the silyl enol ether 4130 by 14-reduction of
the enone 4117 followed by trapping of the intermediate enolate with TES-Cl (Table
191
41)153 but reaction of 4117 with NaNH3(l) or Li-naphthalenide led to decomposition
Following chemistry developed by Saegusa154 the enone 4117 was treated a ldquoCu-Hrdquo
species which was generated in situ by addition of DIBAL-H to MeCu followed by
addition of TES-Cl Only the saturated ketone 4131 was isolated from these attempts A
small amount of silyl enol ether 4130 was obtained when 4117 was treated with a ldquoCu-
Hrdquo reagent generated from PPh3 CuCl and Et3SiH155 Treatment of 4117 with catalytic
Wilkinsonrsquos catalyst and Et3SiH was ineffective and did not give any 4130 but use of
stoichiometric amounts ofWilkinsonrsquos catalyst and Et3SiH gave a small amount of
4130156
192
Table 41 Reductive Silyl Enol Ether Formation
NBoc
CbzN
OH
H
Hconditions
NBoc
CbzN
OSiEt3H
H
H
Conditions Yield 4121
CuI MeLi HMPADIBAL-H then TES-Cl -------
RhCl(PPh3)3 (100 mol) Et3SiH 23
PPh3 CuCl NaOtBuEt3SiH toluene
25
41304117
Na NH3(l) then TES-Cl
Li naphthalenide TES-Cl
Entry
-------
-------1
2
3
5
4
NBoc
CbzN
OH
H
H
4131
+
H H
ββ-Disubstituted enones are notoriously poor substrates for conjugate additions
and hydrosilylations and the results of the above experiments suggested that a
particularly reactive catalyst was required Johnson and coworkers published a method
for the hydrosilylation of ββ-disubstituted enones using catalytic platinum
divinyltetramethyl disiloxane complex (Karstedtrsquos catalyst) in the presence of bulky
trialkylsilanes157 Gratifyingly treatment of enone 4117 with 01 mol of Karstedtrsquos
catalyst in the presence of five equivalents of iPr3SiH at elevated temperature gave the
TIPS-silyl enol ether 4132 in excellent yield (Scheme 442) Less bulky silanes such as
193
TES-H and TBS-H provided a significant amount of the saturated ketone 4131 (~20-
30) presumably via silane dimerization that formed molecular hydrogen that simply
reduced the alkene in the presence of the platinum catalyst158
Scheme 442
Me2Si
O
Me2Si
2
Pt
iPr3SiH Toluene80 degC 93
NBoc
CbzN
OH
H
H
NBoc
CbzN
OTIPSH
H
H
4132
4117
H
NBoc
CbzN
OH
H
H
4131
H
NBoc
CbzN
OTESH
H
H
4130
HMe2Si
O
Me2Si
2
Pt
Et3SiH Toluenert 99
41304131 = 41
+
In order to determine the stereochemistry of the hydrosilylation of 4117 the silyl
enol ether 4132 cleaved to afford the ketone 4131 which was converted to the
crystalline amino-alcohol 4133 by reduction of the ketone group and removal of the
nitrogen protecting groups (Scheme 443) X-ray analysis of 4133 confirmed that the
relative stereochemistry of 4133 matched that of alstonerine (41) insofar as the
hydrogen atom on the newly formed stereocenter was oriented trans to the bridging
nitrogen atom
194
Scheme 443
NBoc
CbzN
OTIPSH
H
TBAF3H2O
THF 66
NBoc
CbzN
OH
H
NH
HN
OHH
H
1 NaBH4 THF2 Silica gel 80 degC 01 mm Hg
3 H2 PdC EtOAc 45 over 3 steps
H
H
H
H
H
H
4133
4132 4131
Oxidative cleavage of the silyl enol ether 4132 was first attempted via
ozonolysis but the reaction did not proceed to give 4134 as desired (Eq 46) While 1H
NMR resonances consistent with the presence of an aldehyde were observed mass
recovery was low and the reaction mixtures were difficult to purify because numerous
compounds were present Efforts to limit the amount of ozone introduced by preparing
stock solutions or by using Sudan Red as an indicator were not effective While ozone is
a common reagent for the oxidative cleavage of silyl enol ethers the presence of other
oxidizable functional groups can present a problem of selectivity because ozone is a
strong oxidizing agent
195
NBoc
CbzN
OTIPSH
H
H
H
ozonolysis
NBoc
CbzN
CHOH
H
CO2TIPS
4132 4134
X (46)
The failure of the ozonolysis of 4132 to induce clean oxidative cleavage of the
silyl enol ether led us to revise our approach to include more mild cleavage conditions
(Scheme 444) A two step procedure was envisioned in which 4128 could be obtained
by cleavage of the α-hydroxy ketone 4135 which might arise from Rubbottom oxidation
of the silyl enol ether 4136
Scheme 444
HNR
CbzN
OSiR3
H
4136
H H
HNR
CbzN
CO2RCHO
H
H
4128
H
HNR
CbzN
O
H
4135
H HHO
In the event Rubbottom oxidation of 4132 gave low yields of the hydroxy ketone
4137 when mCPBA was utilized as the oxidant and buffering the reaction with NaHCO3
or Na2HPO4 did not improve the yield (Eq 47) In each case the reaction of 4132 was
rather messy giving a multitude of products Oxidation of 4132 with dimethyldioxirane
also was also examined but this reaction too was not clean159
196
HNBoc
CbzN
OTIPS
H
4132
H H
HNBoc
CbzN
O
H
4137
H HHO
mCPBA
CH2Cl20-20
(47)
Although Rubbottom oxidations of TIPS-silyl enol ethers are relatively rare such
oxidations of TMS-silyl enol ethers are much more common Magnus has shown that
oxidation of TIPS-silyl enol ethers generates a stable epoxide intermediates such as
4139 that can react further to give an oxonium ion 4140 which can be trapped with the
m-chlorobenzoate anion to give 4141 (Scheme 445)160 The authors also observed
benzoyl transfer to give 4143 A distribution of the various stable intermediates as well
as the desired hydroxyketone 4137 could account for the complicated reaction mixtures
Scheme 445
O
O
OOCOR
OTIPS mCPBAOTIPS
O
OTIPS
OH
H+
4138 4139 4140
OTIPS
OH
4141
RCO2-
OTIPS
4142
O
ROCOR
4143
Osmium tetroxide is also well known for transforming silyl enol ethers to α-
hydroxy ketones Following the precedent set by McCormick treatment of 4132 with
catalytic OsO4 with NMO as the stoichiometric oxidant gave the desired α-hydroxy
ketone 4137 in low yield with the remainder of the mass balance being recovered silyl
197
enol ether 4132 (Table 42)161 One hypothesis for the low conversion was slow
cleavage of the osmate ester intermediate Acceleration of osmate ester cleavage can be
accomplished by increasing the pH of the solution or by adding an amine base but both
of these modifications completely shut down the reaction162 Addition of methyl
sulfonamide a tactic used by Sharpless to accelerate dihydroxylation reactions slightly
increased the yield of 4137163 Discouraged by the lack of success using catalytic
dihydroxylation conditions 4132 was treated with stoichiometric OsO4 and complete
consumption of starting material was observed Cleavage of the resulting osmate ester
was best achieved by bubbling H2S through the reaction mixture164 and thus a good yield
of the α-hydroxy ketone 4137 was obtained Success of the stoichiometric osmylation
conditions supports the hypothesis that osmate ester cleavage is extremely slow and thus
the catalytic cycle is effectively shut down Perhaps the large TIPS-group blocks the
osmate ester from the nucleophilic displacement necessary to free the osmium and allow
it to reenter the catalytic cycle
198
Table 42 OsO4 Oxidation of 4137
NBoc
CbzN conditions
OTIPSH
H
NBoc
CbzN
OH
H
HO
Conditions
4132 4137
Entry Yield 4137
1 OsO4 (10) NMO (22 eq) THFH2O 23
2 OsO4 (10) NMO (22 eq) K2CO3 (3 eq) THFH2O no reaction after 48 h
3 OsO4 (10) NMO (22 eq) pyridine (22 eq) tBuOHH2O no reaction after 24 h
4 OsO4 (10) NMO (11 eq) CH3SO2NH2 (2 eq) THFH2O 28 5 OsO4 (10) TMANO (11 eq) THFH2O 36
6 OsO4 (11 eq) THF then aq NaHSO3 reflux 61
7 OsO4 (11 eq) THF then H2S 74
H
H
H
H
With the α-hydroxy ketone 4137 in hand we turned to the synthesis of the
lactone 4145 (Scheme 446) Oxidative cleavage of 4137 was effected with Pb(OAc)4
in the presence of MeOH and when the reaction was complete excess NaBH4 was added
to give the hydroxy methyl ester 4144 Because acidic conditions were required to
lactonize the hydroxyester 4144 4144 was treated with catalytic pTsOH to
quantitatively provide the key lactone 4145
199
Scheme 446
NBoc
CbzN
OH
H
HO
4137
H
H
Pb(OAc)4 (2 eq)benzene MeOH
then NaBH4 (10 eq)72
4144
NBoc
CbzN
OH
CO2Me
H
H
HNBoc
CbzN
O
H
OH
4145
H
pTsOH CH2Cl2
99
Despite the success of this approach to the lactone 4145 use of toxic osmium and
lead reagents in stoichiometric amounts prompted us to explore more environmentally
benign routes to 4145 (Scheme 447) While the oxidative cleavage of silyl enol ethers is
well known surprisingly the use of Johnson-Lemeiux conditions to effect such
transformations is rare165 Fortunately we found that the silyl enol ether 4132 was
oxidatively cleaved using a catalytic amount (10 mol) of OsO4 and NaIO4 to give an
intermediate aldehydecarboxylic acid 4146 The crude reaction mixture was then simply
treated with NaBH4 to afford a hydroxylactone that cyclized upon quenching the reaction
with acid to deliver the lactone 4145 in 55 overall yield The one-step Johnson-
Lemeiuxreduction sequence is slightly higher yielding compared with the stoichiometric
osmylationoxidative cleavagelactonization sequence
200
Scheme 447
H
H
4145
NBoc
CbzN
OTIPS
H
HOsO4 (10)NaIO4 (4 eq)
THFH2O 51
NBoc
CbzN
CHO
CO2H
NBoc
CbzNH
H OO
NaBH4 MeOH
then TsOHH2O55 2 steps
H
H
H
H
4132 4146
445 Acylation Strategies
With an efficient route to 4145 it was time to explore tactics to complete the
synthesis of alstonerine (41) Reduction of the lactone 4145 to the corresponding lactol
followed by mesylation and elimination provided the dihydropyran 4147 (Scheme 448)
The dihydropyran 4147 was then treated with LiAlH4 in refluxing THF to reduce the
carbamate to an N-methyl group and remove the N-indole protecting group to provide the
tertiary amine 4148 The indole nitrogen in 4148 was then alkylated under standard
conditions to give 4149
201
Scheme 448
LiAlH4
THF reflux 99
NaHthen MeI
DMF 88
NBoc
CbzNH
H OO
H
H
4145
NBoc
CbzNH
H OH
H
4147
1 DIBAL-H toluene -78 degC 90
2 MsCl Et3N THF 67
NH
MeNH
H OH
H
4148
NMe
MeNH
H OH
H
4149
At this point only acylation of the dihydropyran 4149 remained (Scheme 449)
Methods for acylating dihydropyrans at the β-carbon are few and the most common
method is the Friedel-Crafts reaction However when 4149 was treated with a number
of acylating agents (Ac2O AcCl) and Lewis acids (AlCl3 BF3 ZnCl2)166 the major
product was typically the diacylated product 4150 Only trace amounts of 41 were
obtained
202
Scheme 449
NMe
MeNH
H O
Friedel-Crafts acylation
NMe
MeNH
H O
O
+
NMe
MeNH
H O
O
O
Lewis Acids AlCl3 BF3Me2S ZnCl2
Acetylating Agents AcCl Ac2OBases Di-tBu-PyridineSolvents neat CH2Cl2 DMF
H
H
H
H
H
H
4149
41
4150
The only other common method for appending acyl groups to the β-carbon of
dihydropyrans is the Vilsmeier reaction and procedures using dimethylacetamide and
either POCl3 or the more reactive Tf2O have been disclosed167 However when 4149
was treated with with a ldquoVilsmeierrdquo-type reagent generated from dimethylacetamide and
either POCl3 or Tf2O none of the natural product 41 was observed even after extended
reaction times and heating (Eq 48) In each case only starting material 4149 was
recovered
NMe
MeNH
H OH
H
4149
NMe
MeNH
H O
O
H
H
41
NMe2
O
POCl3 or Tf2OX (48)
We reasoned that the presence of the N-Boc group on the indole would suppress
the formation of side products from acylation of the 5-position of indole that plagued
203
previous Friedel-Crafts attempts However the strong Lewis acids required to activate
the acylating agents toward attack by the dihydropyran 4147 also effected carbamate
deprotection (Scheme 451)
Scheme 450
NBoc
CbzNH
H O
Friedel-Crafts acylation
NBoc
CbzNH
H O
O
Lewis Acids AlCl3 BF3Me2S ZnCl2
Acetylating Agents AcCl Ac2OBases Di-tBu-PyridineSolvents neat CH2Cl2 DMF
H
H H
H
4147 4152
Instead of directly introducing an acyl group to 4149 appending a trichloroacyl
group followed by subsequent reduction to the acyl moiety can be envisioned (Scheme
450) Such a strategy could be advantageous because trichloroacyl groups have been
appended to the β-carbon of dihydropyrans by simply heating in the presence of
trichloroacetyl chloride without the need for a Lewis acid168 Unfortunately treatment of
4149 with trichloroacetyl chloride even at room temperature led to decomposition
204
Scheme 451
NMe
MeNH
H OH
H
4149
NMe
MeNH
H O
Cl3CO
H
H
4151
X
[H]
NMe
MeNH
H O
O
H
H
41
Cl3C
O
Cl
Previous experiments in the Martin group conducted in the context of the
preparing yohimboid indole alkaloids showed that reactions of dihydropyrans with
trichloroacetyl chloride led to decomposition products when the substrate contained a
tertiary amine or a free indole168 On the other hand high yields of trichloroacylated
dihydropyrans were obtained if the free amine and indole nucleus were protected as
carbamates Encouraged by these reports the synthetic route was slightly modified and
we attempted introduction of a trichloroacyl group prior to carbamate deprotection In
the event trichloroacylation of the dihydropyran 4147 proceeded most efficiently using
pyridine as solvent at elevated temperatures to provide 4153 (Scheme 452) The crude
trichloroketone 4153 thus obtained was treated with ZnAcOH and the vinylogous ester
4154 was obtained in good yield and high purity over two steps after a single
chromatographic purification This reaction sequence should prove widely useful for the
facile synthesis of C-2 acylated glycals a motif widely found in biologically active
natural products169
205
Scheme 452
NBoc
CbzNH
H OH
H
4147
NBoc
CbzNH
H O
Cl3CO
H
H
4153
NBoc
CbzNH
H O
O
H
H
4152
ClCO2CCl3
pyridine 65 degC
Zn AcOH
75 2 steps
446 Completion of the Total Synthesis
Completion of the synthesis of alstonerine (41) from 4152 required carbamate
deprotection and introduction of the two N-methyl groups For the sake of brevity we
hoped to develop conditions to remove both carbamates in 4152 in one step and then
introduce both N-methyl groups in a second step to deliver 41 Direct reduction of the
carbamates in 4152 as before was not an option due to the presence of the newly
appended acyl group We thus turned to the use of TMS-I to remove both of the
carbamates in 4152 and found that treatment of 4152 with freshly distilled TMS-I in the
dark cleanly gave 4154 (Eq 49)
NBoc
CbzNH
H O
O
H
H
4152
NH
HNH
H O
O
H
H
4154
TMS-I
CH3CN78
(49)
206
The task of introducing the methyl groups was slightly more troublesome If the
substrate 4154 was first treated with NaH followed by MeI then a mixture of alstonerine
(41) as well as varying amounts of the 4155 4156 and 4157 were obtained (Scheme
453) Because these side products differ by only a methyl group isolating each by
chromatography was difficult
Scheme 453
NMe
MeNH
H O
O
H
H
41
NMe
HNH
H O
O
H
H
4155
NH
MeNH
H O
O
H
H
4156
NMe
MeNH
H O
O
H
H
4157
NaH then MeI
DMF
side products
NH
HNH
H O
O
H
H
4154
Eventually we found that the natural product 41 was obtained cleanly when 4154
was treated with MeI in THF to first methylate the bridging secondary amine and then
NaH and additional MeI were added to alkylate the more recalcitrant indole nitrogen
atom (Eq 410) The spectral data for synthetic 41 (1H and 13C NMR)129 were consistent
with those previously reported and the optical rotation ([α]25D = -187 (c 030 EtOH))
was compared favorably to that reported in the literature ([α]25D = -190 (c 032
EtOH))128
207
NMe
MeNH
H O
O
H
H
41
NH
HNH
H O
O
H
H
4154
MeI (2 eq)THF
then NaH (3 eq)MeI (3 eq)
72
(410)
Scheme 454 outlines our total synthesis of alstonerine (41) and this concise
approach to 41 required only 11 steps from the known enyne 4107 and 15 steps from
natural L-tryptophan (4108) in 44 overall yield The PKR of 3107 is the first
application of the PKR toward the synthesis of azabridged bicyclic structures in the realm
of natural product synthesis We expect that the pentacyclic intermediate 4106 will find
use in the syntheses of other biologically active alkaloids because the stereochemistry of
4106 is analogous to that found in the macroline sarpagine and ajmaline families of
alkloids Enone hydrosilylation followed by oxidative cleavage allowed the rapid
preparation of the lactone 4145 from 4117 is only three reaction vessels A mild two-
step protocol was developed to acetylate enol ethers was developed that we expect will
find widespread utility in the preparation of these biologically important compounds169
208
Scheme 454
NH
CbzN
O
H
Co2(CO)8DMSO
THF 65 degC92 H
H
4106
NBoc
CbzN
O
H
H
HBoc2ODMAP
CH3CN99
4117
Me2Si
O
Me2Si
2
Pt
iPr3SiH Toluene80 degC 93
NBoc
CbzN
OTIPSH
H
H
4132
H H
H
4145
1 OsO4 (10) NaIO4 (4 eq)
THFH2O 51
NBoc
CbzNH
H OO
2 NaBH4 MeOH
then TsOHH2O55 2 steps
NBoc
CbzNH
H OH
H
4147
1 DIBAL-H toluene -78 degC 90
2 MsCl Et3N THF 67
TMS-I
CH3CN78
NBoc
CbzNH
H O
O
H
H
4152
1 Cl3CCOCl pyr 65 degC
2 Zn AcOH 75 2 steps
NH
HNH
H O
O
H
H
4154
NMe
MeNH
H O
O
H
H
41
MeI THF
then NaH MeI72
NH
NH2
CO2H
i) HCO2H Ac2Oii) HCl HCO2H
60 NH
NHCl
CO2H
i)Et3N CbzCl
CH2Cl2
ii) MeOH Et3N87 N
H
NCbz
CO2Me
OMe
TMS
BF3Et2O
CH2Cl281
51 cistrans
NH
NCbz
CO2Me
NH
NCbz
4108 4109 4110
4111 4107
DIBAL-Htoluene -78 degC
then MeOH NaOMe THF(MeO)2P(O)C(=N2)COMe
-78 degC -rt60
209
45 Conclusions
Before our work the synthesis of azabridged bicyclic structures via PKR was
unknown and application of the PKR to the synthesis of bridged structures in general
was extremely limited We found that the PKR of cis-26-disubstituted piperidines not
only gave the corresponding azabridged bicyclic structures but these products are
typically obtained in high yield and high diastereoselectivity Thus these experiments
represent the first application of the PKR to synthesize azabridged bicyclic structures
Since azabridged bicycles are present in a large number of biologically active substances
we expect that the PKR strategy will prove useful for the facile preparation of many of
these molecules Preliminary experiments indicated that cis-25-disubstituted
pyrrolidines do not undergo PKR
The utility of the PKR to prepare azabridged bicyclic structures was demonstrated
in the facile enantioselective total synthesis of alstonerine (41) Notably the total
synthesis of alstonerine (41) addressed many of the shortcomings of previous syntheses
of macroline natural products including 41 Specifically PKR of a readily available
enyne 4107 offered rapid access to a versatile cyclopentenone intermediate 4106 which
contained all the carbons in the core of alstonerine (41) and the highly stereoselective
nature of the PKR of 4107 gave a single enantiomer 4106 possessing stereochemistry
analogous to the entire class of macroline alkaloids Thus the PKR could prove to be a
general strategy for the syntheses of a number of members of the macroline family
While previous syntheses of alstonerine (41) required long reaction sequences to install
the acyl-dihydropyran E-ring the PKR approach delivers a cyclopentenone ring that can
easily and quickly be manipulated to ultimately give alstonerine (41) Our synthesis
210
required 15 steps from natural L-tryptophan (4108) to obtain alstonerine (41) in a 44
overall yield whereas Cookrsquos best synthesis gave 41 in 16 steps and 121 overall yield
from the unnatural D-tryptophan methyl ester While Cookrsquos overall yield is slightly
better than ours Cook required more steps to arrive at 41 Also Cookrsquos synthesis began
with D-tryptophan methyl ester ($1082g) which is much more costly than the L-
tryptophan ($046g) we used In lieu of a Baeyer-Villiger oxidationalkene reduction
sequence an equally concise two step hydrosilationoxidative cleavage sequence was
employed to ring expand a cyclopentenone ring to a six-membered lactone A mild
strategy for appending acyl groups to the β-carbon of dihydropyrans was developed
which is a common motif found in a number of biologically active natural products169
We anticipate that the precedent set by the PKR of cis-26-disubstituted piperidines
especially in the context of the synthesis of alstonerine (41) will considerably expand
the use of the PKR in complex alkaloid synthesis
211
Chapter 5 Experimental Procedures
51 General
Unless otherwise noted solvents and regents were used without purification
Methylene chloride (CH2Cl2) was distilled from calcium hydride prior to use
Tetrahydrofuran (THF) was dried by passage through two columns of activated neutral
alumina Ethyl acetate (EtOAc) was distilled from CaH2 and stored over 4 Aring molecular
sieves All solvents were determined to contain less than 50 ppm H2O by Karl Fischer
coulomeric moisture analysis Reactions involving air or moisture sensitive reagents or
intermediates were performed under an inert atmosphere of argon in glassware that had
been oven or flame dried Reagents were purchased from Aldrich and used without
further purification unless indicated otherwise Thin-layer chromatography (TLC) was
performed on EM 250 micro silica gel plates The plates were visualized by staining with
PAA (anisaldehyde) or potassium permanganate Flash chromatography was performed
with ICN Silica gel 60 according to established protocol170
The 1H and 13C NMR spectra were obtained on a Varian MERCURY 400 or a
Varian Unity 300 spectrometer operating at 400 (300) and 100 (75) MHz respectively
Unless indicated otherwise all spectra were run as solutions in CDCl3 The 1H NMR
chemical shifts are reported in parts per million (ppm) downfield from tetramethylsilane
(TMS) and are in all cases referenced to the residual protio-solvent present (δ 724 for
CHCl3) The 13C NMR chemical shifts are reported in ppm relative to the center line of
212
the multiplet for deuterium solvent peaks (δ 770 (t) for CDCl3) 13C spectra were
routinely run with broadband 1H decoupling Coupling constants for all spectra are
reported in Hertz (Hz) Low-resolution chemical ionization (CI) mass spectra were
performed on Finnigan MAT TSQ-70 instrument HRMS were made with a VG
analytical ZAB2-E instrument
52 Compounds
6
51 23
4
78
O
O
O
217
Carbonic acid methyl ester 1-methylpent-2-enyl ester (217) KAM1-194
Methyl chloroformate (945 mg 0772 mL 10 mmol) was added to a solution of hex-3-
en-2-ol (501 mg 5 mmol) and pyridine (791 mg 0806 mL 10 mmol) in CH2Cl2 (10 mL)
at 0 ˚C The reaction was warmed to rt and stirred for 12 h Brine (20 ml) was added and
the layers were separated The aqueous layer was extracted with CH2Cl2 (3 x 15 mL)
The combined organic layers were washed with 1 N HCl (2 x 20 mL) sat NaHCO3 (2 x
20 mL) and brine (2x 20 mL) dried (Na2SO4) and concentrated under reduced pressure
The residual oil was purified by flash chromatography eluting with hexaneether (51) to
give 514 mg (65) of 217 as a colorless oil 1H NMR (300 MHz) δ 568 (dt J = 156
60 Hz 1 H) 535 (dd J = 156 72 Hz 1 H) 504 (app p J = 67 Hz 1 H) 363 (s 3 H)
193 (app p J = 72 Hz 2 H) 122 (d J = 67 Hz 3 H) 087 (t J = 72 Hz 3 H) 13C
213
NMR (75 MHz) δ 1549 1354 1277 752 541 249 201 128 IR (neat) 2964 2876
1747 1443 1331 1267 1039 cm-1 mass spectrum (CI) mz 1570869 [C8H13O3 (M+1)
requires 1570865] 157 (base) 113
NMR Assignments 1H NMR (300 MHz) δ 568 (dt J = 156 60 Hz 1 H C4-
H) 535 (dd J = 156 72 Hz 1 H C3-H) 504 (app p J = 67 Hz 1 H C2-H) 363 (s 3
H C8-H) 193 (app p J = 72 Hz 2 H C5-H) 122 (d J = 67 Hz 3 H C1-H) 087 (t J
= 72 Hz 3 H C6-H) 13C NMR (75 MHz) δ 1549 (C7) 1354 (C3) 1277 (C4) 752
(C2) 541 (C8) 249 (C5) 201 (C1) 128 (C6)
O O
O
1
2
34
56
78
218
Carbonic acid 1-ethylbut-2-enyl ester methyl ester (218) KAM1-184 Methyl
chloroformate (945mg 0772 mL 10 mmol) was added to a solution of hex-4-en-3-ol
(501 mg 5 mmol) and pyridine (791 mg 0806 mL 10 mmol) in CH2Cl2 (10 mL) at 0
˚C and the reaction was stirred for 12 h at rt Brine (20 ml) was added and the aqueous
layer was separated The aqueous layer was extracted with CH2Cl2 (3 x 15 mL) The
combined organic layers were washed with 1 N HCl (2 x 20 mL) sat NaHCO3 (2 x 20
mL) and brine (2x 20 mL) dried (Na2SO4) and concentrated under reduced pressure
The residual oil was purified by flash chromatography eluting with pentaneether (51) to
214
give 599 mg (76) of 218 as a yellow oil 1H NMR (300 MHz) δ 575 (dt J = 153 63
Hz 1 H) 539 (dd J = 153 78 Hz 1 H) 490 (app q J = 69 Hz 1 H) 373 (s 3 H)
168 (d J = 63 Hz 3 H) 14-17 (m 2 H) 088 (t J = 75 Hz 3 H) 13C NMR (75 MHz)
δ 1552 1300 1287 804 542 273 175 93 mass spectrum (CI) mz 1570869
[C8H13O3 (M+1) requires 1570865]
NMR Assignments 1H NMR (300 MHz) δ 575 (dt J = 153 63 Hz 1 H C2-
H) 539 (dd J = 153 78 Hz 1 H C3-H) 490 (app q J = 69 Hz 1 H C4-H) 373 (s 3
H C8-H) 168 (d J = 63 Hz 3 H C1-H) 14-17 (m 2H C5-H) 088 (t J = 75 Hz 3
H C6-H) 13C NMR (75 MHz) δ 1552 (C7) 1300 (C3) 1287 (C2) 804 (C4) 542
(C8) 273 (C5) 175 (C1) 93 (C6)
6
6
5 61 2
3
4
78
O
O
O
225
Carbonic acid methyl ester 144-trimethylpent-2-enyl ester (225) (KAM1-
206) Methyl chloroformate (0724 mL 9375mmol) was added to a solution of 55-
dimethyl-hex-3-en-2-ol (600 mg 4687 mmol) and pyridine (0742 ml 9375 mmol) in
CH2Cl2 (10 mL) at 0 ˚C The reaction was warmed to rt and stirred for 12 h Brine (20
ml) was added and the layers were separated The aqueous layer was extracted with
CH2Cl2 (3 x 15 mL) The combined organic layers were washed with 1 N HCl (2 x 20
215
mL) sat NaHCO3 (2 x 20 mL) and brine (2x 20 mL) dried (Na2SO4) and concentrated
under reduced pressure to give a crude oil The crude product was purified by flash
chromatography eluting with hexaneether (51) to give 637 mg (73) of 225 as a
colorless oil 1H NMR (300 MHz) δ 569 (d J = 157 Hz 1 H) 532 (dd J = 157 71 Hz
1 H) 510 (p J = 66 Hz 1 H) 370 (s 3 H) 129 (d J = 66 Hz 3 H) 094 (s 9H) 13C
NMR (75 MHz) δ 1550 1446 1237 757 543 327 291 205
NMR Assignments 1H NMR (300 MHz) δ 569 (d J = 156 Hz 1 H C4-H)
532 (dd J = 159 72 Hz 1 H C3-H) 510 (p J = 69 Hz 1 H C2-H) 370 (s 3 H C8-
H) 129 (d J = 66 Hz 3 H C1-H) 094 (s 9H C6-H) 13C NMR (75 MHz) 1550 (C7)
1446 (C4) 1237 (C3) 757 (C2) 543 (C8) 327 (C5) 291 (C6) 205 (C1)
6
5
6
O O
O
1
2
34 6
78
226
Carbonic acid 1-tert-butylbut-2-enyl ester methyl ester (226) (KAM1-188)
Methyl chloroformate (0772 mL 10mmol) was added to a solution of 22-dimethylhex-
4-en-3-ol (641 mg 5 mmol) and pyridine (0806 ml 10 mmol) in CH2Cl2 (10 mL) at 0
˚C The reaction was warmed to rt and stirred for 12 h Brine (20 ml) was added and the
layers were separated The aqueous layer was extracted with CH2Cl2 (3 x 15 mL) The
combined organic layers were washed with 1 N HCl (2 x 20 mL) sat NaHCO3 (2 x 20
216
mL) and brine (2x 20 mL) dried (Na2SO4) and concentrated under reduced pressure to
give a crude oil The crude product was purified by flash chromatography eluting with
hexaneether (51) to give 459 mg (49) of 226 as a colorless oil 1H NMR (400 MHz)
δ 574 (dt J = 138 64 Hz 1 H) 543 (dd J = 138 76 Hz 1 H) 470 (d J = 76 Hz 1
H) 373 (s 3H) 169 (d J = 64 Hz 3 H) 087 (s 9 H) 13C NMR (75 MHz) δ 1554
1313 1260 865 543 342 256 177
NMR Assignments 1H NMR (400 MHz) δ 574 (dt J = 138 64 Hz 1 H C2-
H) 543 (qd J = 138 76 Hz 1 H C3-H) 470 (d J = 76 Hz 1 H C4-H) 373 (s 3H
C7-H) 169 (d J = 64 Hz 3 H C1-H) 087 (s 9 H C6-H) 13C NMR (75 MHz) δ 1554
(C7) 1313 (C2) 1260 (C3) 865 (C4) 543 (C8) 342 (C5) 256 (C6) 177 (C1)
6
89
12
34
5
7
O O
OO
219
2-(1-Methylpent-2-enyl)malonic acid dimethyl ester (219) KAM2-066
Dimethyl malonate (825 mg 0071 ml 0625 mmol) was added to a suspension of NaH
(20 mg 60 dispersion in mineral oil 05 mmol) in dry DMF (15 mL) at -20 ˚C In a
separate flask 217 (395 mg 025 mmol) and [Rh(CO)2Cl]2 (97 mg 0025 mmol) were
dissolved in dry DMF (05 mL) The resulting sodium enolate was added via syringe to
the solution of 217 and [Rh(CO)2Cl]2 at -20 ˚C The reaction was stirred for 18 h at -20
217
˚C and the brown solids were removed by filtration through a short pad of silica washing
with Et2O The combined filtrate washings were concentrated under vacuum to give a
brown oil that was purified by chromatography eluting with hexaneEt2O (51) to give 47
mg (88) of 219 as a colorless oil 1H NMR (300 MHz) δ 550 (dt J = 156 63 Hz 1
H) 527 (dd J = 156 81 Hz 1 H) 369 (s 3H) 364 (s 3 H) 323 (d J = 93 Hz 1 H)
285 (comp 1 H) 193 (app p J = 75 Hz 2 H) 102 (d J = 69 Hz 3 H) 089 (t J =
75 3 H) 13C NMR (100 MHz) δ 1688 1687 1334 1301 581 523 521 374 254
186 137
NMR Assignments 1H NMR (300 MHz) δ 550 (dt J = 156 63 Hz 1 H C4-
H) 527 (dd J = 156 81 Hz 1 H C3-H) 369 (s 3 H C9-H) 364 (s 3 H C9-H) 323
(d J = 93 Hz 1 H C7-H) 285 (comp 1 H C2-H) 193 (app p J = 75 Hz 2 H C5-H)
102 (d J = 69 Hz 3 H C1-H) 089 (t J = 75 3 H C6-H) 13C NMR (100 MHz) δ
1688 (C8) 1687 (C8) 1334 (C4) 1301 (C3) 581 (C7) 523 (C9) 521 (C9) 374
(C2) 254 (C5) 186 (C1) 137 (C6)
89
12
3 4 5
7
O O
OO
220
6
2-(1-Ethylbut-2-enyl)malonic acid dimethyl ester (220) KAM1-267
Dimethyl malonate (825 mg 0071 ml 0625 mmol) was added to a suspension of NaH
218
(20 mg 60 dispersion in mineral oil 05 mmol) in dry DMF (15 mL) at -20 ˚C In a
separate flask 218 (395 mg 025 mmol) and [Rh(CO)2Cl]2 (97 mg 0025 mmol) were
dissolved in dry DMF (05 mL) The resulting sodium enolate was added via syringe to
the solution of 218 and [Rh(CO)2Cl]2 at -20 ˚C The reaction was stirred for 18 h at -20
˚C and the brown solids were removed by filtration through a short pad of silica washing
with Et2O The combined filtrate washings were concentrated under vacuum to give a
brown oil that was purified by chromatography eluting with hexaneEt2O (51) to give 47
mg (73) of 220 as a colorless oil in a 6931 regioisomeric ratio 1H NMR (400 MHz) δ
548 (m 1 H) 518 (dd J = 150 93 Hz 1 H) 369 (s 3H) 365 (s 3H) 331 (d J = 90
Hz 1H) 187 (m 1 H) 158 (comp 2 H) 104 (d J = 69 Hz 3 H) 082 (t J = 72 Hz 3
H)
NMR Assignments 1H NMR (400 MHz) δ 548 (m 1 H C5-H) 518 (dd J =
150 93 Hz 1 H C4-H) 369 (s 3H C9-H) 365 (s 3H C9-H) 331 (d J = 90 Hz 1H
C7-H) 187 (m 1 H C3-H) 158 (comp 2 H C2-H) 104 (d J = 69 Hz 3 H C6-H)
082 (t J = 72 Hz 3 H C1-H)
O
O
O
O
12
34
5
78
9
6227
2-(144-Trimethylpent-2-enyl)malonic acid dimethyl ester (227) (KAM1-
193A) Dimethyl malonate (0071 ml 0625 mmol) was added to a suspension of NaH (20
219
mg 60 dispersion in mineral oil 05 mmol) in THF (15 mL) at rt In a separate flask
226 (395 mg 025 mmol) and [Rh(CO)2Cl]2 (97 mg 0025 mmol) were dissolved in
THF (05 mL) Both solutions stirred for 15 min and the anion solution was slowly
added dropwise to the catalystcarbonate mixture The reaction was stirred for 3 d at rt
during which time it turned a deep brown color Solids were removed by filtration
through a short pad of silica and washing with Et2O Combined filtrate washings were
concentrated under vacuum gave a brown oil that was purified by chromatography
eluting with hexaneEt2O(51) to give 438 mg (82) of 227 and 228 as a colorless oil
in a 101 ratio The major isomer 227 1H NMR (300 MHz) 550 (d J = 156 Hz 1 H)
518 (dd J = 156 87 Hz 1 H) 370 (s 3 H) 365 (s 3 H) 324 (d J = 87 Hz 1 H)
284 (m 1 H) 104 (d J = 69 3 H) 093 (s 9 H)
NMR Assignments 1H NMR (300 MHz) 550 (d J = 156 Hz 1 H C4-H) 518
(dd J = 156 87 Hz 1 H C3-H) 370 (s 3 H C9-H) 365 (s 3 H C9-H) 324 (d J =
87 Hz 1 H C7-H) 284 (m 1 H C2-H) 104 (d J = 69 3 H C1-H) 093 (s 9 H C6-
H)
220
1
23
45
6
7
8 9 10 1112
13
230
O
O
O
O
2-But-2-ynyl-2-(1-methylpent-2-enyl)-malonic acid dimethyl ester (230)
(KAM5-296) Malonate 229 (115 mg 0625 mmol) was added to a suspension of NaH
(20 mg 05 mmol 60 dispersion in mineral oil) in DMF (1 mL) and the suspension
was stirred for 15 min In a separate flask [Rh(CO)2Cl]2 (10 mg 0025 mmol) was
added to a solution of carbonate 217 (40 mg 025 mmol) in DMF (15 mL) at -20 ˚C
The solution of the anion was added dropwise to the catalystcarbonate solution over 5
min and the reaction was stirred at -20 ˚C for 24 h EtOAc (10 mL) and H2O (5 mL)
added and the organic layer was separated The aqueous layer was extracted with EtOAc
(2 x 5 mL) and the combined organic layers were dried (Na2SO4) and concentrated
under reduced pressure The residue was purified by flash chromatography eluting with
pentaneEt2O (91) to give 58 mg (88) of 230 as a colorless oil in a 937 regioisomeric
ratio 1H NMR (400 MHz) δ 553 (dt J = 152 60 Hz 1 H) 524 (dd J = 152 92 Hz 1
H) 369 (s 3 H) 368 (s 3 H) 297 (app p J = 72 Hz 1 H) 268 (q J = 28 Hz 2 H)
196 (app p J = 64 Hz 2 H) 171 (t J = 28 Hz 3 H) 108 (d J = 68 Hz 3 H) 092 (t J
= 76 Hz 3 H) 13C NMR (100 MHz) δ 1704 1342 1289 784 741 609 521 402
256 241 169 138 35 IR (neat) 2959 2875 1732 1455 1434 1276 1218 1057
221
970 mass spectrum (CI) mz 2671604 [C15H23O4 (M+1) requires 2671596] 267 (base)
235 206 185
NMR Assignments 1H NMR (400 MHz) δ 553 (dt J = 152 60 Hz 1 H C3-
H) 524 (dd J = 152 92 Hz 1 H C4-H) 369 (s 3 H C13-H) 368 (s 3 H C13-H)
297 (app p J = 72 Hz 1 H C5-H) 268 (q J = 28 Hz 2 H C8-H) 196 (app p J = 64
Hz 2 H C2-H) 171 (t J = 28 Hz 3 H C11-H) 108 (d J = 68 Hz 3 H C6-H) 092 (t
J = 76 Hz 3 H C1-H) 13C NMR (100 MHz) δ 1704 (C12) 1342 (C3) 1289 (C4)
784 (C9) 741 (C10) 609 (C5) 521 (C13) 402 (C2) 256 (C7) 241 (C8) 169 (C11)
138 (C6) 35 (C1)
N
249
12
3
4
5
6
7
89
10
3
4
89
1-(1-Methyl-3-phenylallyl)-pyrrolidine (249) (KAM4-035A) Pyrrolidine
(36 mg 050 mmol) was added to a solution of 248 (52 mg 025 mmol) TBAI (19 mg
0050 mmol) and [Rh(CO)2Cl]2 (10 mg 0025 mmol) in DCE (1 mL) The reaction was
stirred 12 h at rt The reaction was concentrated under reduced pressure and hexane (1
mL) was added The heterogeneous mixture was filtered through Celite washing with
hexane and concentrated under reduced pressure The residue was purified by flash
chromatography (silica stabilized with 10 Et3N) eluting with hexanesEtOAc (11) to
222
give 50 mg (99) of 249 as a yellow oil 1H NMR (400 MHz) δ 740-700 (comp 5 H)
645 (d J = 156 Hz 1 H) 622 (dd J = 70 156 Hz 1 H) 288 (dt J = 64 148 Hz 1
H) 256 (comp 4 H) 177 (comp 4 H) 127 (d J = 70 3 H) 13C NMR (100 MHz) δ
1372 1340 1296 1285 1272 1262 631 522 233 210 IR (neat) 2967 2780
1494 1446 1310 1167 965 748 692 MS (CI) mz 2021586 [C14H20N1 (M+1)
requires 2021596]
NMR Assignments 1H NMR (400 MHz) δ 740-700 (comp 5 H C8-H amp C9-H
amp C10-H) 645 (d J = 152 Hz 1 H C6-H) 622 (dd J = 152 70 Hz 1 H C5-H) 288
(dt J = 152 70 Hz 1 H C2-H) 256 (comp 4 H C3-H) 177 (comp 4 H C4-H) 127
(d J = 70 3 H C1-H) 13C NMR (100 MHz) δ 1372 (C6) 1340 (C7) 1296 (C10)
1285 (C8) 1272 (C5) 1262 (C9) 631 (C2) 522 (C3) 233 (C4) 210 (C1)
N
252
3
8
9
3
4
8
9
1
2
5
6
7
10
Benzyl-11-dimethylallylmethylamine (252) (KAM4-031)
Benzylmethylamine (61 mg 050 mmol) was added to a solution of 251 (32 mg 025
mmol) TBAI (19 mg 0050 mmol) and [Rh(CO)2Cl]2 (10 mg 0025 mmol) in DCE (1
mL) The mixture was stirred 12 h at rt The solution was concentrated under reduced
223
pressure and hexane (1 mL) was added The heterogeneous mixture was filtered through
Celite washing with hexane and concentrated under reduced pressure The residue was
purified by flash chromatography eluting with hexanesEtOAc (91) to give 42 mg (89)
of 252 as a colorless oil 1H NMR (300 MHz) δ 760-720 (comp 5 H) 603 (dd J =
177 108 Hz 1 H) 513 (dd J = 177 15 Hz 1 H) 509 (dd J = 105 15 Hz 1 H)
352 (s 2 H) 214 (s 3 H) 125 (s 6H) 13C NMR (75 MHz) δ 1470 1413 1285
1281 1265 1120 586 557 345 228 IR (neat) 2973 2842 2794 1494 1453 1411
1355 1181 1001 914 696 MS (CI) mz 1901591 [C13H20N1 (M+1) requires
1901596]
NMR Assignments 1H NMR (300 MHz) δ 760-720 (comp 5 H C8-H amp C9-H
amp C10-H) 603 (dd J = 177 108 Hz 1 H C2-H) 513 (dd J = 177 15 Hz 1 H C1-
H) 509 (dd J = 108 15 Hz 1 H C1-H) 352 (s 2 H C6-H) 214 (s 3 H C5-H) 125
(s 6H C3-H) 13C NMR (75 MHz) δ 1470 (C2) 1413 (C7) 1285 (C8) 1281 (C9)
1265 (C10) 1120 (C1) 586 (C4) 557 (C6) 345 (C5) 228 (C3)
General procedure for the [Rh(CO)2Cl]2-Catalyzed allylic alkylation with phenolic
nucleophiles A 10 M solution of LiHMDS (045 mL 045 mmol) was added to a slurry
of phenol 267 (05 mmol) and CuI (95 mg 05 mmol) in THF (15 mL) at room
temperature The mixture was stirred at room temperature for 30 min In a separate
flask [Rh(CO)2Cl]2 (10 mg 0025 mmol) was dissolved in THF (1 mL) stirred for 5 min
at room temperature then transferred via syringe to the flask containing phenoxide
Allylic carbonate 268 (025 mmol) was then added to the mixture and the reaction was
224
stirred at room temperature for 24 h The mixture was filtered through a short plug of
SiO2 eluting with Et2O (50 mL) The eluent was concentrated under reduced pressure
and the crude residue was purified by flash chromatography eluting with hexaneEtOAc
(51) to provide aryl ether 269
O
269
12
3
45
6 78
9
10
11
12
13
1-Pent-2-enyloxy-2-vinylbenzene (269) KAM5-208 Ether 269 was obtained
in 77 yield (025 mmol scale) in THF after 24 h at room temperature as a clear
colorless oil after chromatography (hexane) in a ge955 regioisomeric ratio 1H NMR
(400 MHz) δ 748 (dd J = 72 16 Hz 1 H) 720 (dt J = 84 16 Hz 1 H) 709 (dd J =
176 112 Hz 1 H) 692 (t J = 76 Hz 1 H) 686 (d J = 84 Hz 1 H) 589 (dt J = 152
64 Hz 1 H) 574 (dd J = 176 16 Hz 1 H) 571 (m 1 H) 524 (dd J = 116 20 Hz 1
H) 449 (dd J = 60 12 Hz 2 H) 211 (app p J = 64 Hz 2 H) 103 (t J = 76 Hz 3 H)
13C NMR (100 MHz) δ 1559 1366 1317 1287 1270 1264 1239 1206 1142
1124 692 253 132 IR (CHCl3) 3033 2967 2934 2874 1625 1597 1485 1452
1239 1107 1003 969 cm-1 mass spectrum (CI) mz 1891278 [C17H19O1 (M+1) requires
1891279] 189 (base) 122 107
NMR Assignments 1H NMR (400 MHz) δ 748 (dd J = 72 16 Hz 1 H C2-
H) 720 (dt J = 84 16 Hz 1 H C4-H) 709 (dd J = 176 112 Hz 1 H C12-H) 692
225
(t J = 76 Hz 1 H C3-H) 686 (d J = 84 Hz 1 H C5-H) 589 (dt J = 152 64 Hz 1
H C8-H) 574 (dd J = 176 16 Hz 1 H C13-H) 571 (m 1 H C9-H) 524 (dd J =
116 20 Hz 1 H C13-H) 449 (dd J = 60 12 Hz 2 H C7-H) 211 (app p J = 64 Hz
2 H C10-H) 103 (t J = 76 Hz 3 H C11-H) 13C NMR (100 MHz) δ 1559 (C6) 1366
(C12) 1317 (C8) 1287 (C9) 1270 (C4) 1264 (C2) 1239 (C1) 1206 (C3) 1142
(C5) 1124 (C13) 692 (C7) 253 (C10) 132 (C11)
Br
O
271
12
3
45
6 78
9
10
11
1-Bromo-2-pent-2-enyloxybenzene (271) (KAM4-299) Ether 271 was
obtained in 73 yield (025 mmol scale) in THF after 24 h at room temperature as a
clear colorless oil after chromatography (hexanes) in a gt955 regioisomeric ratio 1H
NMR (300 MHz) δ 756 (dd J = 78 15 Hz 1 H) 726 (td J = 75 15 Hz 1 H) 692
(dd J = 84 15 Hz 1 H) 685 (td J = 78 15 Hz 1 H) 595 (dt J = 156 60 Hz 1 H)
575 (dt J = 156 57 Hz 1 H) 458 (dd J = 57 09 Hz 2 H) 215 (comp 2 H) 106 (t
J = 75 Hz 3 H) 13C NMR (75 MHz) δ 1551 1370 1332 1283 1232 1218 1137
1123 698 253 131 IR (neat) 2967 2934 2875 1586 1478 1276 1243 1031 970
mass spectrum (CI) mz 2390069 [C11H12OBr (M-1) requires 2390072] 243 (base) 242
241 137
226
NMR Assignments 1H NMR (300 MHz) δ 756 (dd J = 78 15 Hz 1 H C2-
H) 726 (td J = 75 15 Hz 1 H C4-H) 692 (dd J = 84 15 Hz 1 H C5-H) 685 (td J
= 78 15 Hz 1 H C3-H) 595 (dt J = 156 60 Hz 1 H C8-H) 575 (dt J = 156 57
Hz 1 H C9-H) 458 (dd J = 57 09 Hz 2 H C7-H) 215 (comp 2 H C10-H) 106 (t
J = 75 Hz 3 H C11-H) 13C NMR (75 MHz) δ 1551 (C6) 1370 (C2) 1332 (C4)
1283 (C3) 1232 (C8) 1218 (C9) 1137 (C5) 1123 (C1) 698 (C7) 253 (C10) 131
(C11)
O
273
12
3
45
6
7 89
1011
12
1314
15
16
2-(1-Methyl-pent-2-enyloxy)biphenyl (273) Ether 273 was obtained in 87
yield (034 mmol scale) in THF after 24 h at room temperature as a clear colorless oil
after chromatography (hexanesEtOAc = 91) in a 7129 regioisomeric ratio 1H NMR
(400 MHz) δ 755-694 (comp 9 H) 557 (dt J = 156 60 Hz 1 H) 539 (dd J = 156
68 Hz 1 H) 462 (app p J = 60 Hz 1 H) 197 (app p J = 68 Hz 2 H) 128 (d J = 64
Hz 3 H) 091 (t J = 64 Hz 3 H) 13C NMR (100 MHz) δ 1550 1389 1339 1320
1308 1300 1296 1281 1278 1266 1210 1160 759 251 216 133 IR (CHCl3)
2966 2359 1479 1433 1260 1228 1047 967 cm-1 mass spectrum (CI) mz 2521512
[C17H19O1 (M+1) requires 2521514] 252 (base)
227
NMR Assignments 1H NMR (400 MHz) δ 755-694 (comp 9 H C2-H C3-H
C4-H C5-H C14-H C15-H amp C16-H) 557 (dt J = 156 60 Hz 1 H C10-H) 539
(dd J = 156 68 Hz 1 H C9-H) 462 (app p J = 60 Hz 1 H C8-H) 197 (app p J =
68 Hz 2 H C11-H) 128 (d J = 64 Hz 3 H C7-H) 091 (t J = 64 Hz 3 H C12-H)
13C NMR (100 MHz) δ 1550 (C6) 1389 (C13) 1339 (C15) 1320 (C9) 1308 (C10)
1300 (C2) 1296 (C4) 1281 (C14) 1278 (C16) 1266 (C1) 1210 (C3) 1160 (C5)
759 (C8) 251 (C11) 216 (C7) 133 (C12)
HOO
1
2
3 4
5
67
8
Si
288
5-(tert-Butyldimethylsilanyloxy)-pent-3-en-1-ol (288) A mixture of 287 (20
g 935 mmol) Lindlarrsquos Catalyst (89 mg 0042 mmol) and quinoline (300 microL 232
mmol) in EtOAc (40 mL) was stirred under an atmosphere of H2 for 2 h The catalyst
was removed by filtration through Celite washing with EtOAc (3 x 20 mL) The
combined filtrate washings were washed with 1 N HCl (3 x 50 mL) sat NaHCO3 (3 x 50
mL) brine (3 x 50 mL) dried (Na2SO4) and concentrated under reduced pressure The
residue was purified by flash chromatography eluting with pentaneEt2O (11) to give
203 g (99 ) of 288 as a pale yellow oil 1H NMR (400 MHz) δ 571 (dt J = 108 64
Hz 1 H) 549 (dt J = 108 64 Hz 1 H) 419 (d J = 64 Hz 2 H) 361 (t J = 64 Hz 2
228
H) 232 (app q J = 64 Hz 2 H) 182 (br s 1 H) 087 (s 9 H) 005 (s 6 H) 13C NMR
(100 MHz) δ 1322 1275 616 590 310 259 183 -52 IR (neat) 3355 2954 2857
1471 1361 1254 1086 836 776 mass spectrum (CI) mz 2171614 [C11H25O2Si (M+1)
requires 2171624] 217 (base) 199 133
NMR Assignments 1H NMR (400 MHz) δ 571 (dt J = 108 64 Hz 1 H C4-
H) 549 (dt J = 108 64 Hz 1 H C3-H) 419 (d J = 64 Hz 2 H C5-H) 361 (t J =
64 Hz 2 H C1-H) 232 (app q J = 64 Hz 2 H C2-H) 182 (br s 1 H OH) 087 (s 9
H C8-H) 005 (s 6 H C6-H) 13C NMR (100 MHz) δ 1322 (C4) 1275 (C3) 616
(C5) 590(C1) 310 (C2) 259 (C8) 183(C7) -52 (C6)
O
O O
O9
1011
128
612
34
5 7
Si
289
3-Oxobutyric acid 5-(tert-butyldimethylsilanyloxy)-pent-3-enyl ester (289)
DMAP (30 mg 025 mmol) was added in one portion to a solution of 288 (650 mg 30
mmol) and diketene (302 mg 36 mmol) in Et2O (15 mL) at -20 ˚C The reaction was
stirred for 1 h at -20 ˚C and then 2 h at rt A 01 solution of NaOH was added and the
organic layer was separated The organic layer was washed with 01 NaOH (2 x 15
mL) dried (Na2SO4) and concentrated under reduced pressure The residue was purified
by flash chromatography eluting with hexaneEtOAc (11) to give 917 mg (84) of 289
229
as a pale yellow oil 1H NMR (400 MHz) δ 562 (dt J = 121 84 Hz 1 H) 538 (dt J =
121 56 Hz 1 H) 419 (d J = 64 Hz 2 H) 412 (t J = 68 Hz 2 H) 342 (s 2 H) 239
(dd J = 130 76 Hz 2 H) 224 (s 3 H) 087 (s 9 H) 004 (s 6 H) 13C NMR (100
MHz) δ 2004 1670 1326 1251 645 593 500 301 270 259 183 -52 IR
(neat) 2954 2857 1718 1654 1471 1361 1254 1054 836 778 mass spectrum (CI)
mz 3011838 [C15H29O4Si (M+1) requires 3011835] 301 217 (base) 187 169
NMR Assignments 1H NMR (400 MHz) δ 562 (dt J = 121 84 Hz 1 H C8-
H) 538 (dt J = 121 56 Hz 1 H C7-H) 419 (d J = 64 Hz 2 H C9-H) 412 (t J =
68 Hz 2 H C5-H) 342 (s 2 H C3-H) 239 (dd J = 130 76 Hz 2 H C6-H) 224 (s 3
H C1-H) 087 (s 9 H C12-H) 004 (s 6 H C10-H) 13C NMR (100 MHz) δ 2004
(C2) 1670 (C4) 1326 (C8) 1251 (C7) 645 (C9) 593 (C5) 500 (C3) 301 (C6) 270
(C1) 259 (C12) 183 (C11) -52 (C10)
O
O O
OH
8
612
34
5 7
9
290
3-Oxobutyric acid 5-hydroxypent-3-enyl ester (290) TBAF (15 mL 1 M in
THF 15 mmol) was added to a solution of 289 (1911 g 637 mmol) in THF (10 mL) at
0 ˚C and the resulting mixture was stirred for 2 h at rt Water (50 mL) was added and the
organic layer was separated The aqueous layer was extracted with EtOAc (3 x 30 mL)
The organic layers were combined and washed with brine (2 x 50 mL) dried (Na2SO4)
230
and concentrated under reduced pressure The residue was purified by flash
chromatography eluting with hexaneEtOAc (11) to give 101 g (91) of 290 as a
colorless oil 1H NMR (400 MHz) δ 571 (dt J = 112 64 Hz 1 H) 546 (dt J = 112
76 Hz 1 H) 415-412 (comp 4 H) 342 (s 2 H) 245-337 (m 2 H) 222 (s 3 H) 13C
NMR (100 MHz) δ 2009 1669 1317 1270 643 583 499 303 268 MS (CI) mz
1870970 [C9H15O4 (M+1) requires 1870970]
NMR Assignments 1H NMR (400 MHz) δ 571 (dt J = 112 64 Hz 1 H C8-
H) 546 (dt J = 112 76 Hz 1 H C7-H) 415-412 (comp 4 H C9-H C5-H) 342 (s 2
H C3-H) 245-237 (m 2 H C6-H) 222 (s 3 H C1-H) 13C NMR (100 MHz) δ 2009
(C2) 1669 (C4) 1317 (C8) 1270 (C7) 643 (C9) 583 (C5) 499 (C3) 303 (C6) 268
(C1)
O
O O
O
861
23
4
5 7
910
11O
O
275
3-Oxobutyric acid 5-methoxycarbonyloxypent-3-enyl ester (275) Methyl
chloroformate (1024 g 1084 mmol) was slowly added to a solution of 290 (101 g 524
mmol) and pyridine (856 mg 1084 mmol) in CH2Cl2 (25 mL) at 0 ˚C The reaction was
stirred for 1 h at 0 ˚C and 1 h at rt The reaction was quenched with brine (10 mL) and
the layers were separated The aqueous layer was extracted with CH2Cl2 (2 x 25 mL)
The combined organic layers were washed with 1 N HCl (3 x 50 mL) sat NaHCO3 (2 x