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Integrity - Competence - Service Integrity - Competence - Service Consultant Selection 2017 (LPA Manual, Section 2)

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Page 1: Consultant Selection - Maine€¦ · – Generate an Independent Government Estimate. • This will assist in determining which consultant selection method will be used. • It will

Integrity - Competence - ServiceIntegrity - Competence - Service

Consultant Selection2017

(LPA Manual, Section 2)

Page 2: Consultant Selection - Maine€¦ · – Generate an Independent Government Estimate. • This will assist in determining which consultant selection method will be used. • It will

Integrity - Competence - Service

MaineDOTContract Procurement Office

CPO is responsible for the development, implementation, and oversight of MaineDOT’s

contractual policies, procedures, and standards for non-construction contracts.

Contact Information: 207-624-3262 or www.maine.gov/mdot/cpo

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Page 3: Consultant Selection - Maine€¦ · – Generate an Independent Government Estimate. • This will assist in determining which consultant selection method will be used. • It will

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Consultant Procurement Process

Qualifications Based Selection (QBS) –

• The method used to select consultants who provide engineering and architectural services that will lead to a construction project.

• This is pursuant to Part 172 of Title 23 of the U.S. Code of Federal Regulations.

• Selection is based solely on their qualifications.

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Page 4: Consultant Selection - Maine€¦ · – Generate an Independent Government Estimate. • This will assist in determining which consultant selection method will be used. • It will

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Consultant Procurement Process

How do you begin?– Develop a detailed scope of work.

• This will be the basis for the consultants’ proposals.

– Generate an Independent Government Estimate. • This will assist in determining which consultant selection

method will be used.• It will be the basis for negotiations with the consultant. • A consultants may be hired to develop a gov’t estimate, but

those consultants cannot then submit proposals

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Page 5: Consultant Selection - Maine€¦ · – Generate an Independent Government Estimate. • This will assist in determining which consultant selection method will be used. • It will

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Independent Government Estimate

What goes into an Independent Gov’t Estimate?

• Tasks - based on Scope of Work

• The required Consultant positions

• Number of labor hours by task and position

• Direct salary by position

• Overhead rate (typically 160% to 180%)• Profit/Fee (typically ~ 8% to 10%)

• Direct expenses (travel, sub-consultants printing, etc.)

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Page 6: Consultant Selection - Maine€¦ · – Generate an Independent Government Estimate. • This will assist in determining which consultant selection method will be used. • It will

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Independent Government Estimate

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Page 7: Consultant Selection - Maine€¦ · – Generate an Independent Government Estimate. • This will assist in determining which consultant selection method will be used. • It will

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Consultant Salary Limits

• MaineDOT has determined that $50 per hour, up to $104,000 annually, is a “fair and reasonable” direct salary rate.

• Requirement for MaineDOT-funded projects.

• Approved waiver needed to exceed this rate.

• No limit on overhead, but rates must be supportable.

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Page 8: Consultant Selection - Maine€¦ · – Generate an Independent Government Estimate. • This will assist in determining which consultant selection method will be used. • It will

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Consultant Selection

Contract requirements should not be broken down into smaller components merely to avoid using the Brooks Act

selection method.

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Page 9: Consultant Selection - Maine€¦ · – Generate an Independent Government Estimate. • This will assist in determining which consultant selection method will be used. • It will

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Consultant Selection Methods

• Simplified selection process may be used for contracts, including modifications, that are <$25,000.

• Competitive selection process must be used for contracts, including modifications, >$25,000 and <$150,000.

• Brooks Act (publicly advertised) shall be used for contracts including modifications that are >$150,000.

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Page 10: Consultant Selection - Maine€¦ · – Generate an Independent Government Estimate. • This will assist in determining which consultant selection method will be used. • It will

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Consultant Selection Method

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Page 11: Consultant Selection - Maine€¦ · – Generate an Independent Government Estimate. • This will assist in determining which consultant selection method will be used. • It will

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Selection Process

REMINDERS:1. Obtain MaineDOT project manager’s approval when using the

Simplified Selection Process seeking proposal from a single, qualified consultant.

2. Following the technical proposal review:a) Rank consultantsb) Revise Government Estimate

3. Consultants must always sign the contract first.

4. Send a copy of the executed agreement to MaineDOT.

5. Document your process and retain records for your files.

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Page 12: Consultant Selection - Maine€¦ · – Generate an Independent Government Estimate. • This will assist in determining which consultant selection method will be used. • It will

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Payment Methods

• Burdened Hourly Rate (Fixed or Adjustable)

• Cost Plus Fixed Fee

• Commercial Rate (Hourly or Task)

• Lump Sum

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Page 13: Consultant Selection - Maine€¦ · – Generate an Independent Government Estimate. • This will assist in determining which consultant selection method will be used. • It will

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Actions that may risk your funding• Using lowest price as a selection method.

• Failing to comply with the Brooks Act, requiring competitive, qualifications-based selection.

• Starting work before executing a contract.

• Allowing extra work without an executed contract modification in place.

• Performing work past the contract expiration date.

• Exceeding the maximum amount of a contract without an executed modification in place.

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Page 14: Consultant Selection - Maine€¦ · – Generate an Independent Government Estimate. • This will assist in determining which consultant selection method will be used. • It will

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Consultant General Conditions

Engineering & architectural work on Locally Administered Projects are governed by MaineDOT’s Consultant General Conditions. They can be found on the CPO website: www.maine.gov/mdot/cpo

Key clauses:• Project Records• Consultant’s duties regarding sub-consultants• Flow down provisions for sub-contracts • Accuracy and redesign responsibility for errors and omissions• Electronic exchange of CADD data (format of work) • Progress Reports• Indemnification and insurance requirements • Default, termination, or suspension • Copyright and licenses• Conflict of interest• Federal Provisions

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