connecting the dots for rare disease studies
DESCRIPTION
Presentation by Medpace on best practices in conducting global Rare Disease and Orphan Indication clinical studies.TRANSCRIPT
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Discovery Series: Connecting the
Dots for Accelerated Rare Disease
Studies
Pirouz Shamszad, MD
Alexander Artyomenko MD, PhD
Derenda Nichols
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Introduction to Rare Disease
Pirouz Shamszad, MD
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Pirouz Shamszad, MD, FAAP
o Board-certified in cardiology and pediatrics
o Clinical expertise treating children with rare cardiac
disease and research experience utilizing registries
and databases to better describe the epidemiology,
safety, and outcomes of patients with rare disease
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Overview
o Introduction to Rare Disease
Definitions and Epidemiology
o Regulatory basics
FDA and Pathways
o Clinical Trials in Rare Disease
Challenges and considerations to trial design
Ethical considerations
Pediatric considerations
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A Field of Zebras
“When you hear hoof beats, think horses, not zebras.”
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Definition
What is Rare Disease?
o There is no single, widely-accepted
definition for rare disease
o Current definitions are prevalence-based
and vary by geography and local
governing regulatory bodies
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Countries with Rare Disease Legislation
United States
Japan
Australia
European Union
Singapore
Russia
o Anticipated introduction of orphan legislation:
Canada
Turkey
China
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Definition - USA
What is Rare Disease?
o In the US, rare disease status is defined by
designations set forth in the Orphan Drug Act
(ODA) of 1983 and Rare Disease Act of 2002
o Defined as any disease:
Affecting < 200,000 people in the US
• ~1 in 1,500 people
Affecting >200,000 in the US and no expectation that
drug development costs for such disease will be
recovered from sales in the US of such drug
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Europe and Japan
What is Rare Disease?
o Europe:
A life-threatening or chronically debilitating disease
with such low prevalence that special combined
efforts are needed to address them
• 1 in 2,000 people
o Japan:
Disease affecting <50,000 people in Japan
• 1 in 2,500
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Not quite the same
Orphan Diseases
o Rare Diseases are sometimes referred to as
Orphan Diseases
o Not necessarily the same
Orphan diseases can encompass other diseases that:
• Are “neglected” with regards to treatment options or
availability of treatment
• More common in developing countries
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Clinical Examples and Epidemiology of
Rare Disease
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Rare Doesn’t Have To Mean Unheard Of
Clinical Examples of Rare Disease
o Amyotrophic lateral sclerosis (ALS)
o Cystic fibrosis
o Progeria
o Hemophilia
o Homozygous familial hypercholesterolemia
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Clinical Examples of Rare Disease
o Metachromatic leukodystrophy
o Fibrodysplasia ossificans progressiva (Stoneman)
o Glomuvenous malformations plaque type
Rare Can Be Quite Rare
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Rare Disease – The Numbers
Once diagnosed with a rare
disease, it’s not so “rare”
anymore
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Rare Disease – The NumbersNot as Rare As One May Think
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A Special Focus
Children with Rare Disease
o 50% affected by Rare Diseases are children
Responsible for 35% of deaths in first year
30% will not live past 5 years of age
o 33% of treatments with orphan designation
are developed for children
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Regulatory Basics
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An Important Effort
Treating Rare Disease
o Continual need for therapies among Rare
Diseases
Opportunity to make meaningful, innovative
contributions
Must balance against financial concerns
o Market for Rare Disease compounds is growing
at twice the rate of the balance of R&D
Driven by development incentives
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Orphan Drug Designation
Treating Rare Disease
o FDA Office of Orphan Products Development (OOPD) established in 1983 via ODA
o Orphan Drug Designation program provides orphan status and associated incentives
o Mission: Advance the evaluation and development of
products that demonstrate promise for the diagnosis and/or treatment of rare diseases or conditions
Provides incentives for sponsors to develop products for rare diseases
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Essential Concepts
Expedited Pathways
o Serious Condition
Morbidity impacting day-to-day functioning
Typically progressive
o Available Therapy
FDA approved/licensed product for same
indication or relevant to current SOC
o Unmet Medical Need
Treatment not addressed by available therapy
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Designed for Serious Conditions
Expedited Development Pathways
1. Fast Track
2. Breakthrough Therapy
3. Accelerated Approval
4. Priority Review
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Accelerate Development for Serious Disease
Expedited Development Pathways
o Fast Track:
Preclinical/clinical data demonstrate potential to fill
unmet medical need
Rolling review
o Breakthrough Therapy:
Preliminary clinical data demonstrate improvement
over available therapy
Fast Track provisions plus intensive guidance
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Accelerate Development for Serious Disease
Expedited Development Pathways
o Priority Review: Application providing significant advancement OR
proposes a pediatric labelling change
FDA makes this designation at time of application
Application is reviewed in ~6 months vs. ~10 months
o Accelerated Approval: Provides meaningful therapeutic advantage AND
demonstrates effect on a surrogate endpoint predicting earlier benefit
Eligibility assessed early in development by FDA
Requires post-market study to verify and describe clinical benefit or effect on irreversible morbidity or mortality
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Type Fast Track Breakthrough Therapy Accelerated Approval Priority Review
Program
Nature
Designation Designation Approval Pathway Designation
Qualifying
Criteria
Intended to treat a serious
condition AND nonclinical
or clinical data that
demonstrate potential to
address unmet need OR
designated as a QIDP
Intended to treat serious
condition AND early data
suggests substantial
improvement on a clinically
significant endpoint(s) over
available therapies
Treats a serious condition AND
provides meaningful
advantage AND
demonstrates an effect on a
surrogate endpoint likely to
predict earlier benefit OR can
be measured earlier
An application that treats a
serious condition AND would
provide significant
improvement OR proposes a
pediatric labelling change
[505A] OR QIDP OR submitted
with a PR voucher
Timing of
Request
With IND or after; NLT pre-
BLA or pre-NDA meeting
With IND or after; NLT EOP2
meeting
Discuss with review division
during development,
With original BLA, NDA, or
efficacy supplement
FDA Response
Timelines
Within 60 calendar days of
receipt of the request
Within 60 calendar days of
receipt of the request
Not specified Within 60 calendar days of
receipt of original submission
Features Actions to expedite
development and review;
rolling review
All FT features, plus Intensive
guidance on efficient drug
development; organizational
commitment; rolling review;
other actions to expedite
review
Approval based on an effect
on a surrogate endpoint or an
intermediate clinical endpoint
that is reasonably likely to
predict a drug’s clinical
benefit
Shorter clock for review of
marketing application (6
months compared with the
10-month standard review)
Additional
Considerations
Designation may be
rescinded if it no longer
meets qualifying criteria for
fast track
Designation may be
rescinded if it no longer
meets qualifying criteria for
breakthrough therapy
Promotional materials;
confirmatory trials to verify
and describe the anticipated
effect on IMM or other clinical
benefit; subject to expedited
withdrawal
Designation will be assigned
at the time of original BLA,
NDA, or efficacy supplement
filing
References Section 506(b) of the FD&C
Act, as added by section
112 of the FDAMA and
amended by section 901 of
FDASIA
Section 506(a) of the FD&C
Act, as added by section 902
of FDASIA
21 CFR part 314, subpart H
21 CFR part 601, subpart E
Section 506(c) of the FD&C
Act, as amended by section
901 of FDASIA
Prescription Drug User Fee
Act of 1992
After: Guidance for Industry: Expedited Programs for Serious Conditions – Drugs and Biologics (US FDA; May 2014); by [email protected]
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Successes
OOPD Orphan Drug Designation
o Since 1983: Successfully enabled the development and marketing of
more than 3,000 products, including 460 drugs, and 500 clinical trials resulting in 50 approvals
• <10 products supported by industry betwen1973 – 1983
o In 2013 alone: Approved 33 orphan drugs
Approved 27 new molecular entities:
• 9 were for orphan products and approved after 1 review
• 2 used the breakthrough therapy pathway
• 5 used fast track pathway
• 4 used the priority approval pathway
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Clinical Trial Design in Rare Disease
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The Basics Are The Same
Clinical Trial Design
o Clinical trials in Rare Disease have similar
requirements to those of general clinical trials:
Study design (sample size, endpoints)
Regulatory submissions
Site selection
Patient recruitment
Data collection/measurements
Allotted funds and study personnel
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The Execution is Challenging
Clinical Trial Design in Rare Disease
Despite similar requirements to general clinical
trials, clinical trials in rare disease are complicated
by small sample size
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Challenges – Small Sample Size
Clinical Trials in Rare Disease
o Patient populations will be limited in Rare
Disease clinical trials
Variable disease sub-types
Varying presentation and progression
High inter-subject variability (heterogeneity)
o Limited number of sites and investigators
Consolidated to large academic centers
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Considerations – Mitigating Small Sample Size
Clinical Trials in Rare Disease
o Utilize alternative trial designs and statistical techniques
that maximize data from a small, heterogeneous group
Examples: Crossover, n-of-1, Adaptive, Historical control
FDA has greater risk tolerance with existing precedent for
approval of orphan dugs based on NON-randomized,
placebo-controlled, or double blind trials
o Capitalize on resources:
OOPD Small Clinical Trials course
Direct pre-IND guidance from FDA about design and
outcomes
Protocol working groups (disease-specific working groups)
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Considerations – Mitigating Sample Size (cont.)
Clinical Trials in Rare Disease
o Possible “all-inclusive” strategies
Companion or extension protocols
Expanded access programs
• For excluded patients that may benefit from use
o Enrichment strategies (using genetic subtyping)
May make results less generalizable
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Challenges – Lack of Outcome Assessment
Clinical Trials in Rare Disease
o Natural history and clinical features of Rare
Disease are not always understood
o Challenge in determining outcome assessment
Endpoints and biomarkers difficult to identify
o Duration of trial difficult to determine
Especially true for chronic disease that cross from
childhood to adulthood
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Considerations– Mitigating Lack of Assessment
Clinical Trials in Rare Disease
o Current push to better understand natural histories and clinical features of these disease
o Expand foundational science (pre-clinical) Aid in identifying biomarker profiles and describing natural
history of disease
o Endpoint identification Capture patient recorded outcomes utilizing patient
advocacy/support groups
Adapt Phase 2a designs to test endpoints
Development of global patient registries
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Challenges – Ethics
Clinical Trials in Rare Disease
o Higher risk tolerance due to these life-
threatening illnesses or lack of current therapies
Both from patients and FDA
o Limited patient population contributes to
significant “trial fatigue”
Burden on patients looking for treatment options
Burden on study teams working for each data point
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Challenges – Ethics of Controls
Clinical Trials in Rare Disease
o Controls strengthen trial design by addressing
variability
o In the setting of life-threatening or shortening
disease, the ethics of a control arms are
heightened
Patients or parents of patients may be reluctant to
receive control or there may be no
Greater urgency to receive active treatment, before
therapeutic window is lost
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Considerations– Ethics
Clinical Trials in Rare Disease
o For any given product, the following must be weighed: Desired clinical benefit
Risk to benefit probability
Amount of tolerable uncertainty
o In situations where no preclinical or clinical data is available, “… it is important for FDA and sponsors to partner early in the product development process and reach agreement on potential paths forward” (FDA, 2014)
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Considerations– Ethics
Clinical Trials in Rare Disease
o Incorporation of an open-label extension and
use of rescue medications can be used to help
justify placebo-controlled designs
Add-on to standard of care therapies
o Stabilization may be seen as a reasonable
benefit
Risks for harms may be acceptable given the
potential for slowed progression of the disease versus
absolute cure
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Challenges – Research Involving Children
Clinical Trials in Rare Disease
o 50% of rare diseases affect children usually due to genetic etiology of most rare diseases Children represent a small percentage of the overall general
population, adding to recruiting difficulty
o Evolving approach to pediatric research from a “vulnerable” population in the 1970’s to our “moral imperative” in the 2010’s
o Children are not little adults If adult data exist, may not apply to children
o Pediatric institutions generally have less developed research infrastructure than adult counterparts
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Considerations – Research Involving Children
Clinical Trials in Rare Disease
o Support the family decision to include (or exclude) their child in a clinical trial Acknowledge the disruption to daily life
Facilitate travel/lost work
o Address safety and benefits of a trial vs. standard of care or no therapy Full disclosure/transparency; Assent
o Provide patient support systems /team relationships geared to the child
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Success Lies In A Team Approach
Clinical Trial Execution in Rare Disease
Medpace Rare Disease Team
A team of dedicated individuals across all functional
areas contributing to a collective experience
Disease/trial specific insights and lessons learned from
past trials to foster creative strategies
Internal/External Rare Disease Training Programs
Strong partnership and collaboration with Sponsor,
Investigators, and Patient Groups
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Resources
o FDA OOPD
o NIH Office of Rare Diseases
o National Organization of Rare Diseases (NORD)
o European Organization for Rare Diseases
(EURODIS)
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Real-World Evidence
in Rare Diseases
Alexander Artyomenko MD, PhD
Webinar Spotlight:
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Alexander Artyomenko, MD, PhD
o Cardiologist with > 13 years of experience in Late
Phase clinical research
o Unique background encompassing medicine, clinical
trials and project management, with a highly
successful track record in developing strategies and
executing global phase IIIb-IV and observational
studies
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Alone we are rare…together we are strong!
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o “Data used for
decision-making that
are not collected in
conventional RCTs…”
o i.e., collected in an
observational, non-
controlled, non-
experimental setting
What is Real-World Evidence?
Garrison,L.P.,et al,(2007).Using RWD for coverage and payment decisions: the ISPOR RWD task force report. InternationalSociety for Pharmacoeconomics and Outcomes Research(ISPOR), Value in Health,Vol10,No5.
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Real-World Evidence
Outcomes research
Resource use and
treatment options analysis
Patient experience, compliance
and preferences
evaluation
Effectiveness and benefits review across
treatment options
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Why we need RWE in rare diseases?
o Address research questions
Natural history of the disease/condition
Influence of lifestyle, environment, genetics
RCTs may not always be feasible for very
rare diseases
o Support the market access and pricing
strategy
Healthcare resources and product utilization
o Further research on safety and
comparative effectiveness of the
product
Support treatment decisions
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Aligning the Stakeholder Needs
Pharma
• Address data gaps
• Feedback from payers and patients
Providers
• Maximum treatment safety and effectiveness
• Reduced treatment costs
Payers
• Evidence of positive clinical, humanistic and economic outcomes
Patients
• Minimal side effects
• Cure the disease
• Improve quality of life
• Affordable care
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Patient-Reported Outcomes in Rare Diseases
o Out of 69 orphan medicines approved by
EMA as of Nov 2013, 20.3% had a PRO claim
o Various PRO concepts were assessed (i.e.,
symptoms, function, and QOL), with QOL
representing almost 30% of the PRO claims
Patient-reported outcome (PRO) claims in products indicated for the treatment of rare diseases and approved by the European Medicines Agency (EMA). Laure-Lou Perrier, Catherine Acquadro, Benoit Arnould, ISPOR May 2014
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Health Economics in Rare Diseases
o The National Institutes of Health reports that about 6,000 rare diseases affect approximately 30 million Americans each year
o Even at a modest annual estimate of $15,000 per person for biologics targeting rare diseases, the annual bill for rare diseases would amount to $450 billion, nearly half of the global pharmaceutical market of $990 billion in 2012
http://rarediseases.info.nih.gov/files/Rare_Diseases_FAQs.pdf
IMS Health, IMAP
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Recent EU changes in evidence requirements for the
reimbursement of orphan drugs
Country Major changes
United Kingdom • New responsibility for assessment of ultra orphan drugs for NICE (1st of April 2013)
• New appraisal mechanism developed by NICE for ultra orphan drugs (1st of April 2013)
• Value-based pricing system (1st of January 2014)
France • Economic evaluation in national reimbursement assessment (Autumn 2013)
• Early dialogue pilot system
Germany • AMNOG (1st of January 2011)• Responsibility for assessment of orphan drugs passed from IQWIG
to the G-BA – No clinical added benefit assessment• Threshold reduction for annual budget from 50 million to 30 million
Euro
Belgium • Discussion about appropriate study designs for orphan drug assessment
• Orphan drugs will be subject to contract negotiations• Discussion guided by ethical arguments
Austria • Transparency directive changes• Current Austrian health reform
An European overview of the future changes in evidence requirements for the reimbursement of orphan drugs
A stakeholder analysis. Lisa J. Krüger, Johannes J Tamminga, Ben F.M. Wijnen, Mickael Hiligsmann, Silvia M.A.A. Evers, accessed via http://www.ispor.org/research_pdfs/46/pdffiles/PSY72.pdf
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The Varied Sources of RWE
•Routinely Collected Primary and Secondary Care Datasets
•Retrospective Chart Review Datasets
•Medical Claims Datasets
•Electronic Medical Records
Retrospectively collected data
•Prospective chart review datasets
•Large pragmatic trials
•Patient and population surveys
•Registries
Prospectively collected data
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Retrospectively Collected Data
The Varied Sources of RWE
o Routinely Collected Primary and Secondary
Care Datasets
Explore evidence of safety, effectiveness and health
outcomes improvement and support clinical
innovation efforts
No international standard approach to coding and
classification
Examples:
• US: Veterans Health Administration database
• UK: Clinical Practice Research Datalink
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Retrospectively collected data
The Varied Sources of RWE
o Retrospective Chart Review
Information not originally
collected for research purposes
Well-defined research questions, inclusion/exclusion criteria, CRF
and data collection procedure
Training and monitoring for data
abstractors
Should address inter-rater and
intra-rater reliability, confidentiality and ethical
considerations
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Retrospectively Collected Data
The Varied Sources of RWE
o Medical Claims Datasets
Initially created for financial administrative purposes
Patient-level information on diagnosis, treatment
types, providers and costs
Standardly coded
Examples
• PharMetrics®
• Medicaid
• Truven Health MarketScan
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Retrospectively Collected Data
The Varied Sources of RWE
o Electronic Medical Records
More comprehensive clinical data
Includes info on non-prescription drugs
Additional healthcare info (labs, risk
factors, nurses etc.)
Not limited to insured only population
Not widely adopted
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US
PharMetrics
LabRx
MarketScan
WellPoint
Medicare
HRTX/DoD
AustraliaGPRN
TaiwanNational Health
Insurance Research
Database
ItalyHealthSearch
Pedianet
France
In Fine PHARMA
EGB / SNIIR-AM
Canada
RAM-Q
SWO
Saskatchewan
Europe
IMS Disease Analyser (AT, DE, FR, UK)
PharmAccess (FR, GE, IT, UK) Denmark
ODS
OPED
PDNJ
Sweden
Swedish
registriesFinland
Finnish
registries
UK
GPRD
THIN
MEMO
Netherlands
Pharmo
ICPI
• Electronic Health Records
• Pharmacy Databases
• Medical Claims Databases
• National Registries
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Prospectively Collected Data
The Varied Sources of RWE
o Prospective Chart Review Datasets
Robust site feasibility is essential
Protocol, CRF and training required
o Large Pragmatic Trials
Interventional trials
Relaxed eligibility criteria
Closest to the standard of care
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Natural History Studies
o The natural course of the disease from the time
immediately prior to its inception, progressing
through its presymptomatic phase and different
clinical stages to the point where it has ended
and the patient is either cured, chronically
disabled or dead without external intervention
Posada de la Paz M, Groft SC. 2010. Rare diseases epidemiology. Vol. 686
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NH Study Types
o Retrospective chart review
o Prospective cross-sectional
o Prospective longitudinal
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NH Study Goals
o Define the disease
o Identify knowledge gaps
o Understand patients needs
o Improve diagnosis
o Identify potential biomarkers and outcome
measures
o Develop centres of expertise
o Raise disease awareness
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Patient and Population Surveys
o Primarily used for epidemiological information
o Should be well designed, structured standardized and validated Satisfaction and experience type surveys
o May have questionable validity and generalizability of the results Population sampling
Voluntary response bias
Convenience sampling
Length and structure
Are patient surveys valuable as a service improvement tool in health services? An overview. A. Patwardhan, C. Spencer, Journal of Healthcare Leadership, May 2012.
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One of the most widely used data sources
Registry
o …a patient registry is an organized system that
uses observational study methods to collect
uniform data (clinical and other) to evaluate
specified outcomes for a population defined by
a particular disease, condition, or exposure,
and that serves one or more predetermined
scientific, clinical, or policy purposes.
Gliklich RE, Dreyer NA, eds. Registries for Evaluating Patient Outcomes: A User’s Guide. 2nd ed.Agency for Healthcare Research and Quality. September 2010.
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Types of Registries
o Disease/condition
registry
Research the natural
history of the disease
Study treatment
patterns
o Product registry
Follow up long terms
outcomes for patients
using a new therapy
Pregnancy registries
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A total of 641 registries*
Geographical coverage of rare disease
registries
Orphanet database, January 2014 report
European,
6.2%
Global,
11.5%
National,
69.6%
Regional,
12.0%
Undefined,
0.6%
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Addressing Scientific and Commercial Objectives
Registries
o To understand clinical practice, identify unmet clinical need, disease natural history and treatment.
o To evaluate the effectiveness of treatments, meet post-marketing commitments in terms of quantification and characterization of safety endpoints
o To generate supportive data for new indications, product position, label extension and reimbursement
o To demonstrate the economic value, quality of life benefits of a particular treatment/product
o To develop positive relationships with clinicians / patients and develop product advocacy
o To obtain relevant information on prescribing (i.e. physician behaviour and patterns)
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Registries
Main Strengths
• Flexible design and lower cost
• Information on normal clinical
care
• Information on long term
outcomes
• Good for hypothesis generation
• High external validity when
appropriately designed
• Feasible for broader range of
practice environments
Main Weaknesses
• Confounding and other forms of bias
are common features
• Recruitment challenges due to larger
sample sizes
• Weaker causal inference as regards
effectiveness and safety assessments
• Physician motivation and patient
retention can be challenging
• Possibility of variable data quality
• Absence of threshold for defining good
practice standard
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The Future: RWE stakeholders meet Big Data
o Increasing volume of patient-level information and our ability to analyze it EMRs, claims data
Patient communities, social media
Individual sensors and wearables
Medication compliance, behaviours, functional parameters (respiratory, cardiovascular, metabolic etc.)
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Executing Rare Disease Studies
Derenda Nichols
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Derenda Nichols
o > 24 years experience in the CRO industry with 13
years in post marketing and peri-approval research
o Successfully participated in planning and execution of
large, multi-country projects in a variety of
therapeutics areas
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(A few) Operational Considerations
o Multiple stakeholders with differing interests
o Limited numbers of patients
o Scant knowledge about the pathophysiology or
natural history of the disease
o Few investigators who typically are experts in
their field, but may be naïve in conducting
industry sponsored research
o Pediatric population may need to be followed
to and beyond age of consent
o Little data to support study design decisions
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Aligning Stakeholder Understanding
o Identify all stakeholders
o Delineate objective(s) and scope at the earliest
planning stages
o Consider national / regional interests
o Define operational roles / responsibilities
o Communicate frequently and transparently
o Make no assumptions
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Registry
•“Real world”
•Observational
•Hypothesis generating
•Large “N”
•Flexible
•GCP “light”/GRACE
•Relatively long duration
Clinical Trial
•Randomized
•Selective entry
•Hypothesis driven
•Small “N”
•Powered
•GCP required
•Typically short duration
Registry ≠ Clinical Trial
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Differences Between Registries and RCTs
Activity Registries RCT
Sites May include research naive sites Experienced sites
Site visits Variable Yes
Site honoraria Variable Substantial
Case report forms Usually simpler, shorter Complex, extensive
Protocol Simple, straightforward Comprehensive
Duration Long term Short term
Sample sizeVariable
Relatively small based on
disease under study
Investigator agreement Simple Complex
Investigator motivation
Scientific or clinical practice
valueScientific value
Patient motivation
Scientific or clinical practice
valueScientific value
Patient consent Usually Yes
Data quality control Variable Comprehensive
Outcomes Final Intermediate
Statistical analysis Usually descriptive Hypothesis testing
Design Observational Structured
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Why include Registries In Rare Disease Drug
Development?
o Increases the likelihood for developing a treatment
for the disease in question
o Establishes a standard of care
o Improves patient outcomes and life expectancy
o Provide insights to potential clinical endpoints and
variability in clinical progression among subsets of
patients
Orphanet. Report on Rare Disease Research, Its Determinants In Europe and The Way Forward, May 2011
ll
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Getting It Right The First Time . . .
o Registry studies need careful planning Expensive to conduct
Often long in duration (5, 10, 15+ years)
Regional regulatory requirements can differ substantially (e.g. data protection laws, EC submission process)
Clinical development may drives natural history registry timelines
Marketing approvals / insurance reimbursement drive timelines for product registries
Sites are managed remotely
Need to balance simplicity with adequate data capture/integrity
Sites/patients need to stay interested and motivated
o Poor planning in year 0 can haunt you in year 5, 10…
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Registries - “Monitoring” from a Distance
o Risk-based, centralized monitoring is the norm
o Routine field monitoring is not typical for
registries
o Site performance can be evaluated using a
standardised checklist reviewed in regular calls
with sites
o Pre-defined triggers for escalated on-site
monitoring
FOCUSED. TRUSTED. GLOBAL.
Triggers for Registry On-site Monitoring
o Triggers that may justify on-site monitoring: Failure of the site to obtain appropriate Patient
Informed Consent
Suspected data integrity issues
Sites enrolling greater than a pre-determined number of patients
Excessive staff turnover
Unresolved/excessive outstanding data queries
Lack of understanding and/or non-compliance of study procedures by site staff
Non-compliance with safety reporting procedures (e.g. delayed or incomplete SAE/AEI reporting)
FOCUSED. TRUSTED. GLOBAL.
Lessons Learned
Clinical Trials in Rare Disease
FOCUSED. TRUSTED. GLOBAL.
Common Study Execution Needs
o Increased collaboration between Sponsor and
selected vendors and partners
o Frequently required vendors
Travel Centers – Colpitts, NORD
• Patient costs, on-site translators
Call center
Home healthcare nurses
On demand training services
FOCUSED. TRUSTED. GLOBAL.
Common Study Execution Needs
o Supply management of site equipment for
novel endpoints
o Training on novel endpoints
o PIs typically experts in their field, but industry
sponsored research naïve
Tailor a training plan for good clinical practice, good
documentation practice and basic adverse event
reporting
FOCUSED. TRUSTED. GLOBAL.
Site Selection and Feasibility
o Differences between typical site selection and
feasibility:
Sponsors usually have pre-selected investigators
Registries are often the key to understanding where
population is treated along with identifying and
tracking key inclusion/exclusion data
FOCUSED. TRUSTED. GLOBAL.
Site Selection and Feasibility
o QVs are conducted to identify issues and solve
these challenges rather than evaluating site’s
ability to participate
o Highly motivated but very busy - study-specific
tools, training, and monitoring support are vital
Reminders/refreshers regarding GCP/GDP
o Varying requirements for navigating IRB/EC
approval, contracting, etc.
Leverage past experience and PI commitment to
reduce timelines
FOCUSED. TRUSTED. GLOBAL.
Regulatory Submissions
o Ratio of countries to number of sites is skewed
Many countries and relatively few sites
Nearly all sites are local EC/IRB sites
Multiple review committees are common due to
patient age or novel therapy
o Patients may request to travel to existing site
locations across country borders
Establish process/checklist to ensure necessary
resources and documentation are in place
FOCUSED. TRUSTED. GLOBAL.
Regulatory Submissions
o Lower the risk of lengthy back and forth
Review past experiences with each site
Discuss the EC/IRB review process and expectations
with each Investigator prior to submission
Complete ICF Preparation Early
• Identify types of ICFs/Patient Information (according to
age groups) needed for each site
• Tailor ICFs to IRB/EC mandatory expectations based on
previous experience
Investigator involvement in the process is key
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Conditional Marketing Approval
o Authorization may be granted if certain specific
obligations, are met and approved annually by the
Agency for the following:
Seriously debilitating or life-threatening diseases
Emergency threats (WHO, EU Commission)
Orphan medicinal products
o Granted when all requirements are met:
Benefit/Risk balance is positive
It is likely that comprehensive clinical data will be provided
Unmet medical needs will be fulfilled
Benefit to public health of immediate availability outweighs
risks that additional data are still required
FOCUSED. TRUSTED. GLOBAL.
Recruitment Strategies
o Generate excitement about your trial
Presence at scientific meetings
Engage the PIs and CRCs in the study through
strategic outreach/team building
Utilize registries to understand what sites to target for
referrals and participation in the study
Collaborate with advocacy groups
• Significantly improves study and medication awareness
and further enhance site and patient
interest/enthusiasm
FOCUSED. TRUSTED. GLOBAL.
Patient Retention
o PI and CRC involvement and encouragement is
critical for patient retention in this study
o Request that the PI discuss study expectations
and all possible outcomes with
patient/guardians during the screening process
o Engage subjects
o Reminders (phone calls, text messages or
emails) about what to expect
FOCUSED. TRUSTED. GLOBAL.
Social Media
o Social media can have many positive
and negative effects on your trial
Potential for unblinding
Misinformation
Boosted awareness of trial positively impact
recruitment
Support
Advocacy
Learning – important insights
can be gained
FOCUSED. TRUSTED. GLOBAL.
Monitoring Strategies
o Create a strong site support plan
Bolus recruitment is commonplace
• Dry runs may be necessary based on complexity of
protocol
• Increased monitoring visit frequency
CRC support tools/funding; CRCs in hospitals are
overworked
Site specific recruitment plan for patients based on in-
house database review
Individualized CRA-CRC interaction plan – maintain
interest, discuss recruitment efforts, keep the
relationship positive
FOCUSED. TRUSTED. GLOBAL.
Ensuring Data Integrity - Monitoring
o Strategies for conducting on-site monitoring
may include:
Selecting a pre-determined number of patients for full
clinical monitoring
Performing Source Document Verification for all
patients on critical data fields
• Patient demographics
• SAE information
• Adverse events of interest data
• Concomitant medications
FOCUSED. TRUSTED. GLOBAL.
Safety Monitoring
o Unique anatomy/physiology
Typical physiology and effects on safety assessments
(labs, ECGs, radiographic studies, etc) may be largely
unknown or poorly characterized
Safety assessments may be significantly abnormal at
baseline, making detection/interpretation of changes
more challenging
• Consider how safety signals may be uniquely
manifested in the patient population
• Define safety flags in the context of the disease (ex: LFT increases in patients with myopathy)
• Tailor safety monitoring algorithms
FOCUSED. TRUSTED. GLOBAL.
Factors for Success
o Strong, inclusive planning effort
o Collaborative team (sponsor, partners, other stakeholders) sharing common vision
o Well-defined processes and communication pathways
o Knowing the “ins and outs” of FDA approval requirements
o Engaged Investigators
o Motivated Patients
o Proactive assessment of study performance and risks
FOCUSED. TRUSTED. GLOBAL.
FOCUSED. TRUSTED. GLOBAL.
THANK YOU!