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Conceptualisations and attributions of agency to co- and non present forms of otherness in actual, fictional, ludic and simulated possible worlds 0.0 Introduct ion Linguistically, and more specifically, semantically and pragmatically speaking, the term ‘agency’ has been, and still is, attributed a wide range of different meanings 1 , some of which refer to observable cultural actualities that are fairly tangible in character, others less so. Given the amount of space available for this article it will clearly not be possible to address in detail all these different shades of meaning here. So, as a kind of compromise, and as a way of opening up one possible angle for further semiotic investigations the concept of agency, let us examine a selection of some more or less common contemporary meanings attributed to it – with a glance too, at some visual and other metaphors used as encylopedic vehicles to envision or embody these meanings. Our aim is to see if this approach can contribute to a fruitful discussion of the notion of agency conceived of in terms of lived experience of enactive relationships with co-present, or non co-present forms of otherness in actual, fictional, ludic or simulated possible worlds. To provide a first overview of the tiny cluster of stars and planets that populate the specific sector of the global semantic-pragmatic universe we shall visit in the course of this treatise, I offer a few combinations of binary pairs of core metaphorical meanings related to the notion of agency, starting with some more tangible  conceptualisations of it, and moving on to others that are increasingly intangible in character. 1.0 Ostentatious and non-ostententatious forms of agency In everyday talk, in the mass-media, and in most good dictionaries 2 and lexica, one of the most commonly occuring conceptions of the linguistic term “agency” is a fairly concrete one: agency envisioned pragmatically and metaphorically as a kind of ostentiously transparent “good helper”: a private or publicly run aid, assistance or service instance prepared to take upon itself, and to guarantee, a systematic organisation and execution of necessary, specialised, well-defined operations, mediatory actions, business transactions or other similar services, on behalf of individual, corporate, public or other institutional clients. Travel agencies, advertising agencies, financial planning agencies, investment banks and brokers, and even contact and marriage agencies are typical contemporary embodiments of such a conception of agency. At the core of this way of envisioning agency lies the notion of an institutionalised coordinating instance that has developed a professional capacity to guarantee a functional organisation of necessary human, material, technological, legal, economic and other resources in order to produce a planned concatentation of actions that, as a result of the comprehensive efforts of the agency as an organic whole, produce 1 For a presentation of conceptualisations and models of agency currently being discussed in cognitive science and semiotics, see Andreassen, Brandt & Vang (2007), which is devoted in its entirety to the theme of Agency. 2 See for example these contextualised results of a search for “agency” on Websters Online Dictionary: http://www.websters-online-dictionary.org/definition/agency  

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Page 1: Conceptualisations and attributions of agency to co- and non present forms of otherness in actual, fictional, ludic and simulated possible worlds

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Conceptualisations and attributions of agency to co- and non present forms of 

otherness in actual, fictional, ludic and simulated possible worlds

0.0 Introduction

Linguistically, and more specifically, semantically and pragmatically speaking, the

term ‘agency’ has been, and still is, attributed a wide range of different meanings1,

some of which refer to observable cultural actualities that are fairly tangible in

character, others less so. Given the amount of space available for this article it will

clearly not be possible to address in detail all these different shades of meaning here.So, as a kind of compromise, and as a way of opening up one possible angle for 

further semiotic investigations the concept of  agency, let us examine a selection of some more or less common contemporary meanings attributed to it – with a glance

too, at some visual and other metaphors used as encylopedic vehicles to envision or embody these meanings. Our aim is to see if this approach can contribute to a fruitful

discussion of the notion of agency conceived of in terms of lived experience of 

enactive relationships with co-present, or non co-present forms of otherness in actual,fictional, ludic or simulated possible worlds.

To provide a first overview of the tiny cluster of stars and planets that populate the

specific sector of the global semantic-pragmatic universe we shall visit in the course

of this treatise, I offer a few combinations of binary pairs of core metaphorical

meanings related to the notion of agency, starting with some more tangible 

conceptualisations of it, and moving on to others that are increasingly intangible in

character.

1.0 Ostentatious and non-ostententatious forms of agency

In everyday talk, in the mass-media, and in most good dictionaries2 and lexica, one of the most commonly occuring conceptions of the linguistic term “agency” is a fairly

concrete one: agency envisioned pragmatically and metaphorically as a kind of 

ostentiously transparent  “good helper”: a private or publicly run aid, assistance or 

service instance prepared to take upon itself, and to guarantee, a systematicorganisation and execution of necessary, specialised, well-defined operations,

mediatory actions, business transactions or other similar services, on behalf of 

individual, corporate, public or other institutional clients.

Travel agencies, advertising agencies, financial planning agencies, investment banks

and brokers, and even contact and marriage agencies are typical contemporary

embodiments of such a conception of agency.

At the core of this way of envisioning agency lies the notion of an institutionalisedcoordinating instance that has developed a professional capacity to guarantee a

functional organisation of necessary human, material, technological, legal, economic

and other resources in order to produce a planned concatentation of actions that, as a

result of the comprehensive efforts of the agency as an organic whole, produce

1For a presentation of conceptualisations and models of agency currently being discussed in

cognitive science and semiotics, see Andreassen, Brandt & Vang (2007), which is devoted in

its entirety to the theme of Agency.2See for example these contextualised results of a search for “agency” on Websters Online

Dictionary: http://www.websters-online-dictionary.org/definition/agency  

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 predictable, well defined consequences on behalf of their clients. Furthermore, there

is a presuppostion that the results of these efforts will always be in as close

correspondence as possible with initially negotiated, carefully defined, subsets of 

client needs, desires and formal requirements regarding their fulfillment. Viewed in

terms of  intentionality3, then, this type of agency is characterised by its ability to

develop and offer systematic forms of   planned action designed to extract, map out,remediate and execute as faithfully as possible desired practical consequences of a

limited number of well understood, well-defined client intentions.

As an example of a simple visual metaphor for conceptualising and further concreticising this form of agency, I offer a screenshot (Figure 1) from a free

downloadable computer game based on a procedural4

ludic modelling, or simulationof a fictional possible world that represents core organisational characteristics, work 

  patterns and other practices of a modern travel agency. This ludic environment, itsgameplay and rules of play seek to capture and communicate in as effective and

entertaining way as possible some of the inherent complexity and interconnectedness

of owning, managing and working in this type of agency.

Figure 15 

Here we observe at the top left quadrant of the image a number of potential clients

sitting waiting with questions they want to ask, or other things they have on their minds, “hovering” over their heads, while in the bottom half of the image, we see

3For an overview of principle philosophical and conceptual questions linked to the notion of 

intentionality, together with a comprehensive literature list, see the following section of the

Stanford Encyclopedia of Philosophy Online: http://plato.stanford.edu/entries/intentionality/ .

See also Overgaard & Grünbaum (2007) for careful discussion of the relationship between

 perceptual intentionality and agency from a primarily husserlian perspective.4

See Bogost (2007, p. ix) for discussion of the role of  procedural rhetoric – “the art of 

  persuasion through rule-based representations and interactions rather than the spoken word,

writing, images, or moving pictures” in construction of what he refers to as the “unique persuasive power” (Ibidem) of videogames.5

The Travel Agency Game is downloadable here: http://travel-agency.relaxlet.com/  

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individual agents in conversation with clients, seeking to understand and attend to

their needs, or carrying out other kinds of agency functions, perhaps connected with

management and training. At the top right hand corner of the screen is a calender,

clock and a record of dollars earned so far by the player, and a proposed goal for their 

current month’s earnings. In this particular game the player is cast as owner of the

agency. In order to succeed, through setting and achieving goals, players are expectedto develop and expand the agency as a business organisation over time, by winning

clients, increasing services and sales, engaging, managing and training more and

 better staff, and so on.

Closely associated with the above conception of agency is another type of “concrete”

agency that not only serves the interests of single individuals, or groups of individuals, as a tourist agency does, but also of larger cultural entities such as states,

governments, federal, and even transnational, institutions. This implicates that thecoordinated actions these agencies carry out are connected by proxy to a wider 

objective of comprehending and defending shared intentions defined in terms of 

regional, national or global cultural values, and seen as promoting, or protecting thelarger  public interest  – however this notion might be defined. As we can see, this

kind of agency is also characterised metaphorically as a kind of professional “good

helper”. It differs, however, from the agency types mentioned previously in that it will

often be seen to require – for strategic, political, judicial or other reasons –  less 

ostentatiously transparent forms of organisation and operation. This in turn leads to

modus operandi that require veiled, hidden, or clandestine methods to map out,

remediate and meet desired consequences and requirements of their political or 

institutional client intentions.

Real or fictional   secret agents such as Mata Hari or James Bond (007), and the

governmental (or other) counter-espionage and investigation agencies these agents are presumed to work for: MI5, CIA, FBI, KGB, Mossad and so on (Figure 2) can be said

to be typical contemporary popular culture embodiments of this conception of agency.

Figure 26 

2.0 Direct and Indirect Forms of Agency

The two sets of examples mentioned above – which, as we have seen, also

demonstrate a difference between ostentatious and non-ostententatious (or 

transparent and non-transparent ) forms of agency mind-set and behaviour – bring to

6

From left to right (all Wikipedia: public domain): Photograph of Mata Hari performing,from the Mata Hari Museum; Ian Fleming’s image of James Bond; commissioned to aid the

 Daily Express comic strip artists; M15 Insigna; CIA insigna.

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the fore yet another conceptual distinction that can be made between direct  and

indirect  forms of agency: i.e. between i) forms of agency that are enacted, or 

 performed, by some agent or agents on their own behalf, and ii) forms of agency that

are enacted, or performed (willingly or unwillingly), by some agent or agents on

  behalf of someone or  something else, and where this “someone or something else”

may be either knowable or unknowable by the enacting agents in question.

Here we might also speak of  primary and secondary forms of agency, or if we prefer,of the exercise (or not) of  agency by proxy. Indeed, one of the eleven quoted

meanings of the term “agent” in the Random House Dictionary of English is “a person authorised by another person to act on his behalf”, while one of the ten quoted

meanings of the term “agency” is “the relationship between a principal and his agent”.

3.0 Divine and Human forms of Agency

The distinctions between direct  and indirect , or  primary and secondary forms of agency in its turn could lead us to consider forms of agency that are, or have been

interpreted historically as manifestations (or consequences) of forms of intentionalityenunciated by divine,  super- or  non-human entities or beings, seen not only as as

influencing, but also as being the   primus motor behind all forms of non-human and

human agency. The most recent example of how of such a conception of agency has

 been conceptualised and metaphorised in contemporary culture is the heated debates

in the international massmedia between exponents of  creationist  and empiricist  

models of the origins of the physical universe and other actual or possible worlds – 

cultural, interpersonal, conceptual, perceptual and so on – we live and move in.

The creationist  position7

considers all such phenomena a result, or manifestation of,an ongoing realisation of a divinely inspired plan of intelligent design. The three main

guiding metaphors here are, then: divinity, intentionality, intelligent design. The

empiricist position, on the other hand, has many different institutional manifestations,

 but is based on the painstaking collection of scientific data in order to hypothesize,measure, and (hopefully) verify the fundamental laws of physics governing the known

universe, and thus too, all life on Earth. This latter position considers all known life-

forms, also humanity, a result of ongoing evolutionary processes – including genetic

mutation and natural selection – that are emergent8 on physical, chemical and

 biological processes at work in a larger cosmic sphere that is itself a consequence of a

continuing expansion of the universe after the “Big Bang”9 that was its unique

7 See the website of the Creation Museum, in Petersburg, Kentucky,, USA, to have an idea of 

how this particular position is currently being verbally, visually, spatially and materially

enunciated as a museum project: http://creationmuseum.org/  8

For a brief discussion of the notion of emergence see, for example, Johnson (2001).9

According to an online article in Wikipedia, http://en.wikipedia.org/wiki/Big_Bang  

(accessed June 22, 2009): “The Big Bang is a cosmological model of the initial conditions

and subsequent development of the universe. It is supported by the most comprehensive and

accurate explanations from current scientific evidence and observation. As used by

cosmologists, the term  Big Bang generally refers to the idea that the universe has expanded

from a primordial hot and dense initial condition at some finite time in the past, and continues

to expand to this day.” There exist alternative cosmological models based on scientific

evidence and measurement, for example Steady State Theory and Chaotic Inflation Theory, but at the present time the Big Bang Theory is the one that appears most reliably confirmed by

existing knowledge that is backed up by substantial amounts of empirical evidence.

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  beginning. The three guiding metaphors here are, then: explosion, expansion,

emergence. The principle point of contention between these two positions is not only

the ontological issue of what, if anything, can actually be said to “exist”, it is also a

more pragmatic one, regarding the actual origins, or “root cause” of everything we

enter into some kind of meaningful relationship with in the course of our everyday

lives – not so much the universe in general, but the physical world we live in, thevarious species of plants, animals, fish, insects and larger and smaller living

organisms we encounter there and share this world with, and last but not least,

ourselves, our societies, our cultures, and all other human beings in particular.

Figure 3 below shows two visual metaphors that might be associated with these two

  positions: i) a winged divine being peering down from above the clouds, and ii) aschematic scientific model, or simulation, of possible phases of cosmic development

in an expanding universe immediately after the Big Bang.

Figure 3

As this creationist-empiricist debate demonstrates, the history of philosophy andscience is full of earnest, occasionally violent, debates that in different periods have

evoked or revoked the notion of divine or other supernatural agency as the singledriving force behind all cosmic, evolutionary or any other type of creative

developmental process. This wider debate has links back to two classical teleological  models in philosophy that are also relevent for our present discussion. These are

 based on i) Aristotle’s notion that all things that exist must possess some kind of end

or “final cause” in order for them to be able to actualise what they, in this special

sense, are “destined” to become, to do or to serve as. This actualisation process is

driven by what Aristotle calls “efficient cause”, a kind of general agency that governsall forms of change, operating in concert with “formal cause” – a general idea or 

“blueprint” behind the thing in question, and “material cause” – the specific qualities

that are inherent in whatever materials are used to create the thing , and ii) Plato’s

notion that there exist an infinite number of stable, perfect – and for us directly un-

knowable – ideas (or forms) – such as might be imagined to emanate from the mind

of an infinitely creative deity and that exist in a for us suprasensible world – that have

the ability to serve as defining characteristics for any possible aspect of actual

existence. According to Plato, combinations and permutations of such real universals 

are brought into play in different historical epochs as multiple forms of being – 

 physical, biological, animal, human – which we are able to recognise, relate to and

speculate freely about. Mathematical reasoning is what allows us to seek to

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comprehend the particular shapes of objects, while philosophical reasoning is what

allows us to seek to comprehend the ideas themselves, conceived of as the eternal

realities they are.

3.0 Human and Non-Human Forms of Agency

Since we have now touched on the idea that it is possible to conceptualise and

metaphorise forms of agency that have super-, or non-human, origins – we have also

opened up for a further conceptual distinction between human and non-human forms

of agency. For the time being, I shall not go into too much detail regarding how wemight possibly define the notion of agency itself, since some more coherent ideas on

this score will hopefully emerge in the course of our present discussion. But on the basis of what I have discussed so far, we might already now begin to speculate that

one possible general characteristic of agency may have to do with the identification of some active or efficient first cause – i.e. an instigator or instantiator – of some

experienceable or observeable process, action, event, or eventual catenations or 

sequences of these.

Since we human beings are also biological organisms, we obviously need to take into

account not only what our own practical experiences of attributing forms of agency

(or not) to natural processes, actions or events “mean” for us, or affect, us, but also

how other non-human organisms involved in some way in these self-same processes,

actions or events, relate to them, and are affected by them too. This is important, not

least with regard to seeking to understand better the complex ways that “products”, or 

consequences of our own human agency are “plugged into”, and interact with, this

more general scheme of things. This will of course be no easy task, as continuing

 political and cultural resistance to results of research in the environmental sciences,

that form the basis for the ongoing efforts by governmental and internationalagencies10 responsible for documenting and seeking to limit and manage negative

local and global effects of air and water pollution, climate change, resource depletion,

wasteful energy use habits, and so on, demonstrate.

Figure 4

10

See, for example, these national, european and international environmental agencywebsites: http://www.environment-agency.gov.uk/ ; http://www.cityclimate.no/ ;

http://www.eea.europa.eu/ ; http://www.unep.org/climatechange/  

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But for the time being let us just KiSS11 and go on to look at the above concrete

example (Figure 4) of a fictional visual text depicting a non-humanly instantiated

event or process being interpreted as potentially significant by something that is other than human. The context is one of  Charles Schulz’s  Peanuts famously understated

cartoon strips first published in the United States in the early 1950’s. In this particular 

strip the interpreter of the event or process in question is the Mexican cousin of Snoopy, the pet dog of Charlie Brown (a principal character in the  Peanuts series): a

droopy-moustached character by the name of Spike, who lives alone in the desert.

If we now use a part of our encyclopedic cultural knowledge base (Eco 1979; 1984)to try and interpret what we see going on in this small visual narrative, a reasonable

conclusion might be that it was probably a gust of wind that caused the tumbleweed toroll past Spike, out there in the fictional desert. However, this conclusion in itself will

 probably not be sufficient to cause us to attribute some form of non-human agency tothe tumbleweed, nor to the gust of wind presumably “responsible” for instantiating its

rolling, bobbing movement, as depicted in the cartoon.

But let us now try to “transcend” for a moment the mere fictional characteristics of 

the Spike figure – who in the larger cultural context of the strip serves as a kind of 

visual metaphor for a simple, “down-home”, but nonetheless thoughtful, verbally

reasoning hybrid  being that is neither dog nor human, but a bit of both – and consider 

him merely a dog. If we do this, it is not at all unconceivable – with reference to yet

another zone of our cultural encyclopedic knowledge – that a real dog, as a

tumbleweed blown by the wind rolls by would behave in a way that leads us to infer it

is interested  in this “event” – which is essentially what we seem to be witness to in

the fictional scene above. We can quite easily imagine an elderly, lazy real dog

languidly following the tumbleweed on its way with its eyes and a movement of the

head, as Spike appears to do in the strip.

However, we could also imagine that a young puppy, on the other hand, having less

experience of the world than an “old-timer” like Spike, might well have begun to

 bark, leap up and run after the tumbleweed – just as if it was an “intruder” on histerritory to be chased, sniffed, chewed, or just played with. An ostentious behaviour 

of this kind on the part of the pup could then easily be interpreted (by us) as it having(mistakenly) attributed a kind of imagined, simulated, “agency” to what, from our 

more informed point of view, is essentially an “inanimate” object: a tumbleweed. Or,if not to this object itself, then to who- or whatever had “animated” it – in this case the

wind. This kind of “erroneous” attribution of agency due to a lack of “insider”

knowledge (also regarding how agency might “actually” be constituted or defined), isof course a very human trait. Indeed, in the course of history we have wthnessed again

and again natural events or processes being attributed non-human forms of agency in

myths, fables or other metaphorical guises. Wind, rain, hail, snow, thunder and

lightning, floods, high tides, earthquakes, tsunamis and so on, have all, in certain

cultural settings, been subject to fallacious, speculative or fictional interpretations as,

11KiSS is a well known acronym in the artificial intelligence community for “Keep it Short

and Simple”, or “Keep it Simple Stupid”, a practical canon vital to bear in mind when

working on trying to understand complex systems. It is essentially a popularisation of the  premises behind William of Occam’s famous “razor, and other useful practical advice to

scientists: http://en.wikipedia.org/wiki/KISS_principle .

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for example, signs of “divine retribution” (e.g. The Bible), or as “agents of the gods”

(e.g. Greek and Nordic mythology).

But having said this, we also need to consider whether we ought to attribute agency

(or not) to other, more complex configurations of physical, chemical and biological

 processes that more reasonably can be conceived of as autonomous non-human, non-animal life-forms that ostensibly display advanced forms of non-human agency. Into

this cluster of action-event-process instantiators we can clearly insert the “activities”of microorganisms: bacterias, viruses, lichens, or larger organisms: fungi, marine or 

other algae, plants and trees. What makes some form of agency attribution seem moreintutitively reasonable in such cases is the fact that when carefully observed over 

time, all these organisms can be seen not only to “colonise” certain zones of the faceof the earth, but also in certain cases (bacteria, viruses & funghi) to infect and

influence our own bodies. They can also be observed to co-exist, cooperate andcompete with one another – as well as with us and with other animals – in order to

secure “access” for themselves to resources that contribute to maintain “local”

environmental life conditions that will guarantee their continued survival,development and propogation.

4.0 Natural and Artificial Forms of Agency

However, if we also recognise that many, if not most, natural events and processes

that we sometimes attribute agency to are of a primarily “mechanical” or “habit-

 bound”12 in character, then it will also be of interest to examine the relationship

 between natural – i.e. non-humanly designed, non-humanly enacted forms of agency,

and artificial or simulated – i.e. humanly designed, non-humanly enacted forms of 

agency. Here the most clear example of the first type of agency would be actions,

events and processes related to the non-human organisms and plants mentionedabove, and of the second type: actions, events and processes associated with the

“behaviour” of technologically developed agents such as mechanical robots, and

various kinds of software robots or agents that are programmed to execute useful (or 

other) functions on our behalf when we “ask them to”, and even to “cooperate” inswarms of other artificial agents via the Internet to carry out even more complex tasks

and activities.

In this context it is also interesting to note that practitioners in the contemporary

visual arts are incorporating what they refer to as “biological agency” into specially

designed technological artefacts in order to create hybrid, biotechnological art forms,

as a new medium of artistic expression. In this connection, Allison Nicole Kudla – herself an artist – notes in an article online “Biological Agency in Art”, that “vitalism

implies an ‘unknown’ life force guiding and motivating an organism, and organiscism

refers to optimally functioning organised systems. The concept of biological agency

refers to its life force and similarly the manner in which it, as a system, is organised”

(Kudla, 2008, p. 6). Elsewhere, she speaks of “works of art dealing with biological

12Albeit with a certain element of indeterminacy or “chance” built in. After having read

Darwin’s Origins of the Species (1859), the pragmatist philosopher C.S. Peirce noted

enthusiatically that “natural selection, as conceived by Darwin, is a mode of evolution inwhich the only positive agent of change […] is fortuitous variation”, in Cohen (ed.) (1998),

276.

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agency altered by the hand of the human” (ibidem, p. 4)13. Kudla’s work is inspired

 by a biosemiotic paradigm (von Uexkull, 1926) that suggests that biological entities

are most usefully conceived of as “open systems” (Kudla, 2008, p. 4), “open to

change of boundary conditions through the organism’s own awareness of its

subjective universe.” (ibidem). In this context, the notions of “awareness” and

“subjective universe” (von Uexkull’s notion of “Umwelt”) are interpretedmetaphorically with reference to the symbiotic or cybernetic (Bateson 2000, pp. 315-

320 ) relationship that all living organisms (including we human beings) need to

develop in order to mediate between the more specific characteristics and exigencies

of their own “internal” physical and biological environment (or system), and the more

general, often more complex characteristics and exigencies of the “external”

environments (or ecosystems) these inhabit together with other organisms, all of 

which naturally seek to modify, adapt or organise this shared environment in ways

that are as closely as possible in accord with their own “felt”, or “sensed”

requirements for ecologically functional places and spaces that they can live“comfortably”, and thrive, in.

5.0 Individual and Social Forms of Agency

This brings us to yet another conceptual distinction that could be made between

individual  (or personal) and  social (  swarm, flock or crowd ) forms of agency. As we

know, most physically mobile animals such as birds, fish, wolves, horses, lions, and

so on, quite easily and effectively organise themselves into larger collectivities or 

aggregations of individuals in certain situations in order to cover collective needs or 

requirements it is difficult for single individuals to manage on their own (for example,

migration, self-defence, hunting and gathering activities, care of the young etc.). The

same, of course also applies to ourselves as human beings. It will then be reasonable

to consider forms of agency that not only instantiate events, actions and processes thatare orchestrated in synchronised ways (intentionally or otherwise) by single agents,

 but also by larger aggregations or groups of agents. Figure 5 below examplifies how i)a large flock of starlings in flight14 near the M6 motorway in England, ii) a large street

gathering of people at a recent political rally in Tehran, Iran, and iii) a choreographedcrowd-graphic at a political rally in North Korea all appear when viewed at a distance.

Figure 5

13 Earlier work in this tradition has links back to the  Land Art ,  Earth Art and  Environmental 

 Art  movements of the late 1960’s, and to the Conceptual Art  movement. It has been

developed and theorised on over the years by well-known artists involved in thse movements

in different periods such as Jack Burnham (1968; 1970a,b,c), Hans Haacke (1986), Bill Viola

(1992a,b) and Eduardo Kac (2005). For a detailed historical overview see also Marga Bijvoet(Undated; 1998).14

 http://www.societal-web.com/blog/tag/swarms/ , accessed June 20 2009. 

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What is often at the center of interest for scientists studying this type of phenomenon

is the question of how the vast numbers of macro- and micro-events, actions and

  processes related to spatial and temporal organisation that contribute to give an

overall, constantly changing but functionally coherent form to the enunciation of such

collective forms of agency are “managed” by each single individual involved. Here

we frequently encounter references to the notions of i) swarm intelligence15

and ii)self-organisation16. By atempting to model these kinds of phenomena on a smaller or 

larger scale on computers, some quite simple sets of basic rules have been found to

give reasonably convincing simulations of how individuals birds or fish in swarms or 

schools autoregulate their own position and orientation relative to the aggregation as a

whole during its smooth and fast-flowing movements. Here, I cite for brevity and

simplicity a brief note on one particular method for simulating swarm/school

 behaviour on a computer, from a demonstration website that also offers a couple of 

animated examples created by Tim Van der Bulcke (2006)17, who comments that:

“Artificial swarming behaviour can easily be created by creating some agents (e.g. a

fish or a bird) and let them move according to three simple rules:•  separation: steer to avoid collision with other agents

•  alignment: steer towards the average heading of neigbouring agents

•  cohesion: steer towards the average position of neigbouring agents”

Of course, very large human crowds, like the political rally in the image from Iran

above, or the carefully orchestrated crowd graphics exemplified by the image from

the North Korean rally, also function to some degree on the basis of such simple, local

rule-driven processes. But there are clearly also other, more complex control

mechanisms and principles at play during human mass-movements of this kind. In the

case of the Iran political rallies, for example, we know from recent press reports that

mobile phone conversations, sms and Twitter messages, together with other social

networking services like Facebook, were used to organise and coordinate the general

timing, positioning and movements of the crowds as they streamed through the center 

of the city. These coordination activities were certainly carried out on a fairly

spontaneous, day-to-day basis, in addition to other more general “top-down” forms of 

motivation engendered by the public battle for political power, and the various, more

or less charismatic individuals involved in this particular spectacle. Whereas, in the

case of the North Korean crowd graphic example, it is quite easy to imagine that aquite long pre-planning and rehearsal period, coupled with general crowd

management strategies and other specialised on-the-spot orchestration techniques

were necessary to achieve a tightly coordinated, heavily choreographed visual performance of this scale.

It is thus also interesting, but beyond the scope of this article, to speculate further 

15For an overview of key research literature and issues in the field of  swarm intelligence see

Liu & Passino (2000). For a comprehensive, regularly updated bibliography see the dedicated

 bibnetwiki page: http://bibnetwiki.org/wiki/Swarm_Intelligence  16

The notion of  self-organisation is linked to research in complexity theory, and empirical

simulation studies of the emergence of forms of agency in biological and social systems. For 

links to research in this field see Complexity & Artificial Life Research Concept :http://www.calresco.org/links.htm 17

 http://timvandenbulcke.objectis.net/swarm-behaviour  

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regarding whether subtly different forms of collective agency might be said to be

involved in each of these three cases. In the case of the starlings flocking along the

M6, for example, it is clearly difficult to speak of some form of indirect agency

exercised by proxy, which it would be more appropriate to consider in relation to the

other two examples, unless we are prepared to consider some more general,

collectively felt “need” of the bird community itself to carry out such manoevers atthat particular time of day, or in that particular season, as a kind of “primary causal

agent “motivating” or “instantiating” this activity.

6.0 Internally and Externally Experienced Forms of Agency

Having introduced the notion of a dynamic, symbiotic (or cybernetic) relationship

 between the “internal” biological environments of organisms and the larger “external”

  physical, biological and social environments these inhabit together with other 

organisms of different kinds, all of which seek to actively develop and modify these

environments relative to their own requirements, one last conceptual distinction I

would like to discuss here regards the relationship between internally and externally experienced forms of agency.

By internally experienced  forms of agency I mean our own, and others’ enactive 

experience (Noë 2004) of our embodied exercise of complex sensorimotor activities

during exploration of, and interactions with, our physical, biological, interpersonal or cultural environment and other organisms, objects or artefacts that this environment

contains and makes manifest. By externally experienced forms of agency I mean our own, or other living organisms’, experiences of agency attributed by us, or by them,

to actions, events or processes that involve other organisms or life forms in a shared

 physical, biological, intersubjective or cultural environment. When considered strictly

in human terms, this dichotomy will essentially refer to the difference between our experiences of ourselves as capable of exercising forms of agency on our own, or on

others’ behalf, and our experiences of others as capable of exercising forms of agency 

on their own, or on others’ behalf.

This of course might also lead us to consider the difference between experienced   forms of agency and attributed forms of agency in general. But we shall not go into

that here.

7.0 Free Will and Moral Agency

 Now, as we approach the end of this present discussion, I want to briefly touch on theissue of whether we human beings possess Free Will or not. This is a thorny old

  philosophical and theoretical issue that has also been discussed at great length andwith great passion in a very wide range of historical and cultural contexts18. However,

all this fervent discussion does not really seem to have led us to any kind of general

consensus on this matter. The main problem here seems to be linked to our own

empirical situatedness in the world as physical, biological and social organisms, that

to some extent, and in spite of our considerable mindedness and potential for rational

forms of reasoning, are always simultaneously entangled with and dependent on (if 

18

See the wikipedia entry for “Free Will” for a condensed overview of some historical andconceptual background, and som of the most discussed issues in this connection:

http://en.wikipedia.org/wiki/Free_will  

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not absolutely determined by) extremely complex, autonomous, “mechanically”

functioning physical, biological and social processes that operate well beyond the

 bounds of our immediate comprehension of them, and thus too, of our self-conscious

control of them, either as individuals or as collectivities.

Relatively recently, however, the notion of Moral Agency

19

has been introduced as away to mediate between traditional determinist and indeterminist positions associated

with the issue of Free Will. If we take agency in general as the ability to motivate andinstantiate actual events and processes in the world through concrete forms of action

or activity, then no moral dimension regarding decisions to motivate or instantiateaction is necessarily implied. Moral Agency, however, is bound to our own particular 

existential condition as human beings who are able to reflect upon, and makeconscious decisions about, how we ought , or  ought not  act in any given decision-

making situation that may lead ourselves, or others (and this also regards natural or artificial20 forms of otherness) to execute, or perform some form of action. This is, of 

course, especially important with regard to decisions that might produce actions with

wider, possibly profoundly traumatic, consequences not only for ourselves, but alsofor other co-present or non co-present “forms of otherness” (i.e. people, places,

things, artefacts, animals, organisms and so on). The perhaps most ostentatious and

striking example of this kind of situation in our contemporary electronically

interlinked and increasingly interdependent world, are the often extremely fast and

stressful “hybrid” decision-making processes that involve advanced “AI”-based

software agents, millions of human financial traders and their clients, and vast

amounts of virtual assets, credit and other forms of financial resources, the combined

“fate” of all of which is continually being weighed and balanced in the international

financial markets on a minute-by-minute basis, on the basis of these highly complex,

and often only superficially transparent decision-making processes.

Clearly, we will probably never arrive at a perfect situation where every single vital

decision-making process we take part in at any level of personal or collective,(cultural, social, financial, political and so on) significance, can be guaranteed ad hoc 

not to have any possible negative consequences in the future for ourselves or for anunspecified multitude of co-present or non co-present forms of otherness.What is 

most important however – and this, I believe, is where the notion of Moral Agencyreally comes into play – is that we must always be prepared to recognise, share

information about, and try to learn from, our most glaring errors of judgement during

decision making processes. This can be done by asking ourselves as often as possible:

“should this have occurred”. In the event of receiving a clear negative response to this

question, we must be prepared to activate our own forms of (individual andcollective) agency in the most effective ways possible in order to avoid having

something even remotely similar occur one more time in the future.

References

Ainly, K. (2005), "Responsibility in International Relations: the moral agency of 

19See Ainly (2005); Himma (2007) and Jeffery (ed.) (2008) for some recent publications in

this area. See also the Centre for the Study of Mind in Nature website:

http://www.csmn.uio.no/research /moral-agency for a presentation of ongoing research in this

are, based at the University of Oslo in Norway.20Himma (2007)

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informal groups" Paper presented at the annual meeting of the International Studies  Association, Hilton Hawaiian Village, Honolulu, Hawaii, Mar 05, 2005:

http://www.allacademic.com/meta/p69704_index.html (June 30 2009)

Andreassen, L., Brandt L., & Vang, J. (Eds.) (2007), “Agency”, Cognitive Semiotics,

Issue 0, Spring 2007, Peter Lang AG, Pieterlen.

Bateson, G. (2000), Steps to an Ecology of Mind , Chicago University Press, Chicago,London.

Bijvoet, M.J.M. (Undated), “Art As Inquiry”, Stichting Media / Art / Investigations 

http://www.stichting-mai.de/hwg/amb/aai/art_as_inquiry_00.htm (June 25 2009)

Bijvoet, M.J.M. (1999), “Reflections on Art, Science and Technology, Artists’

Essays”, Stichting Media / Art / Investigations, http://www.stichting-

mai.de/hwg/amb/rast/reflections_ast.pdf (June 25 2009)

Bogost, I. (2007), Persuasive Games. The Expressive Power of Videogames, The MIT

Press, Cambridge (MA), London.

Burnham, J. (1968), Beyond Modern Sculpture, George Braziller, New York.Burnham, J. (1970a), The Structure of Art , George Braziller, New York.

Burnham, J. (1970b), "The Aesthetics of Intelligent Systems," On the Future of Art ,Viking Press, New York, 95–122.

Burnham, J. (1970c) "Notes on Art and Information Processing," Software,  Information Technology: Its New Meaning for Art , Jewish Museum, New York, 10– 

14

Eco, U. (1979), A Theory of Semiotics, Indiana University Press, Bloomington.

Eco, U. (1984) Semiotics and the Philosophy of Language, Indiana University Press,

Bloomington.

Haacke, H. (1986), "Museums, Managers, and Consciousness,"   Hans Haacke:Unfinished Business, The New Museum of Contemporary Art/MIT Press, New York,

Cambridge (MA), 33–40

Himma, K.E. (2007),   Artificial Agency, Consciousness, and the Criteria for Moral 

 Agency: What Properties Must an Artificial Agent Have to Be a Moral Agent? (April

27, 2007). Available at SSRN: http://ssrn.com/abstract=983503 (June 30 2009)

Kac, E. (2005), Telepresence and Bio Art – Networking Humans, Rabbits and Robots.

University of Michigan Press, Ann Arbor (MI).

Jeffery (ed.) (2008), Confronting Evil in International Relations: Ethical Responses to Problems of Moral Agency, Palgrave Macmillan, Basingstoke

Kudla, A.N. (2008), “Biological Agency in Art”, In   Leonardo Electronic Almanac,Vol 16 Issue 2–3, http://leoalmanac.org/ (June 27 2009)

Liu, Y. & Passino, K.M. (2000), Swarm Intelligence: Literature Overview, online

document: http://www.ece.osu.edu/~passino/swarms.pdf (June 18 2009) Noë, A. (2004), Action in Perception, The MIT Press, Cambridge (Ma.), London.Overgaard & Grünbaum (2007) “What do Weather Watchers See? Perceptual

intentionality and agency”, in L. Andreassen, L. Brandt & J. Vang (Eds.) (2007),

“Agency”, Cognitive Semiotics, Issue 0, Spring 2007, Peter Lang AG, Pieterlen, 8–31.

Peirce, C.S. (1893) “Evolutionary Love”, The Monist , January 1893. In Cohen, M.

(ed.) 1998, Charles Sanders Peirce: Chance, Love and Logic. Philosophical Essays,

University of Nebraska Press, Lincoln, London, 267–300.

in Stein, J. & Urdang, L. (1983), (eds.)   Random House Dictionary of the English

 Language, Random House, New York.

Uexküll, J. von (1926), Theoretical Biology. Harcourt, Brace and Company, Inc.,

 New York.Viola, B. (1992a), "Perception, Technology, Imagination, and the Landscape,"

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 Enclitic, Vol.11, No.3, July 1992, 57–60

Viola, B. (1992b), "On Transcending the Water Glass," CyberArts: Exploring Art and 

Technology, ed. Linda Jacobson, Miller Freeman, San Francisco, 3–5

Other Websites Consulted

http://ngm.nationalgeographic.com/2007/07/swarms/miller-text/2 

http://en.wikipedia.org/wiki/Swarm_Development_Group 

http://ieeexplore.ieee.org/xpl/freeabs_all.jsp?arnumber=1299599 

http://timvandenbulcke.objectis.net/swarm-behaviour  

http://www.ece.osu.edu/~passino/swarms.pdf (2001)

http://en.wikipedia.org/wiki/Free_will#cite_ref-HandE_68-0 

http://www.csmn.uio.no/research/moral-agency/ 

http://www.stichting-mai.de/ 

http://www.ekac.org/ 

http://www.websters-online-dictionary.org/