compliance essentials: surveying, analyzing, & reporting

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[email protected] m / www.assentcompliance.com / 1 866 964 6931 / © Assent Compliance 2016 Compliance Essentials: SURVEYING, ANALYZING & REPORTING

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[email protected] / www.assentcompliance.com / 1 866 964 6931 / © Assent Compliance 2016

Compliance Essentials: SURVEYING, ANALYZING & REPORTING

[email protected] / www.assentcompliance.com / 1 866 964 6931 / © Assent Compliance 2016

Today’s Presenter

Seth DesjardinsAssent ComplianceProduct Specialist

[email protected] / www.assentcompliance.com / 1 866 964 6931 / © Assent Compliance 2016

Agenda

Introduction

Best Practices

Product Demonstration

Questions

1234

[email protected] / www.assentcompliance.com / 1 866 964 6931 / © Assent Compliance 2016

Assent Product SuitesOur Market Leading Platform

Ethical Sourcing

Materials Management

Supplier Information Management

InspectionsConfigurable Surveys & Declarable Substance

Lists

Confidential and Proprietary to Assent Compliance. © 2016 Assent Compliance Inc. 6

EAssent is E.A.S.Y. to Work With

ASY

xpertiseutomationcalabilityour Data

[email protected] / www.assentcompliance.com / 1 866 964 6931 / © Assent Compliance 2016

Feature PresentationCompliance Essentials:Surveying, Analyzing & Reporting

[email protected] / www.assentcompliance.com / 1 866 964 6931 / © Assent Compliance 2016

Best Practices When Building Your Compliance Program

Clear Communication

◆ Your suppliers must understand:

◇ The data you require – including format

▪ Acceptable vs unacceptable data

◇ Your timeframe

◇ Remediation activities (e.g. consequences)

[email protected] / www.assentcompliance.com / 1 866 964 6931 / © Assent Compliance 2016

Best Practices When Building Your Compliance Program

Transparency

◆ You must have full visibility into all aspects of your compliance program:

◇ All steps must be documented in a reportable, referenceable and demonstrable manner

◇ “Could I make someone outside this process understand my conclusions?”

[email protected] / www.assentcompliance.com / 1 866 964 6931 / © Assent Compliance 2016

What Does a Compliance Automation Platform Achieve?A Solution That Scales

• This allows for growth in your programs and adapts to changes to your regulatory landscape

Cost Reduction• Through the reduction and elimination of

labor-intensive manual activities

Improved Performance• Internal resources focus on strategy and

risk-reduction instead of manual task burden• Access to Assent data increases completion %• Automated data validation increases accuracy

[email protected] / www.assentcompliance.com / 1 866 964 6931 / © Assent Compliance 2016

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Demo Time!

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[email protected] / www.assentcompliance.com / 1 866 964 6931 / © Assent Compliance 2016

ScenarioYou have chosen to partner with Assent Compliance and now want to view the data you’ve shared in your unique software environment setup.

Why Is This Important?

■ Your unique environment only reflects the data that matters to you.

■ Whether your program covers one or many regulations, the navigable pathways and interface are the same.

How Can Assent Help?Assent makes it easy to navigate through your unique software environment - getting to any accessible page within clicks.

Use Case #1: Building Your Unique Environment

[email protected] / www.assentcompliance.com / 1 866 964 6931 / © Assent Compliance 2016

ScenarioYou want to begin surveying your supply chain for declarations for a given regulation.

Why Is This Important?

■ This is the first pillar of activity within the Assent software, and all further activity is downstream from this.

How Can Assent Help?We offer an easy-to-use tool when creating email requests for information, whether it’s your initial engagement with the supply chain, or a follow-up to a specific unresponsive supplier.

Use Case #2: Surveying/Email Campaigning

[email protected] / www.assentcompliance.com / 1 866 964 6931 / © Assent Compliance 2016

ScenarioAs a supplier, you’ve received an email requesting declaration information and you have been prompted to use Assent’s Supplier Portal.

Why Is This Important?

■ This is the primary means for suppliers to submit their declarations to Assent’s system.

How Can Assent Help?We provide your suppliers with a no cost, no login Supplier Portal experience, ensuring the highest level of engagement we can with your supply chain.

Use Case #3: Supplier Portal

[email protected] / www.assentcompliance.com / 1 866 964 6931 / © Assent Compliance 2016

ScenarioYour suppliers have submitted declaration information and you want to view how that has impacted your software platform.

Why Is This Important?

■ The status of your company and your products is a communication of your suppliers’ declarations.

How Can Assent Help?We present you with everything from high-level overviews to detailed drill-downs of your data throughout the Assent Platform.

Use Case #4: Analyzing Responses

[email protected] / www.assentcompliance.com / 1 866 964 6931 / © Assent Compliance 2016

ScenarioAn enforcement body or your customer has requested declaration information for one of your products. You want to pull a report with which to build that declaration.

Why Is This Important?

■ Proving your product to be compliant for a given regulation is the ultimate function of the Assent Platform.

How Can Assent Help?Easily locate and generate reports for all regulations at varying levels (supplier, part, product).

Use Case #5: Reporting

[email protected] / www.assentcompliance.com / 1 866 964 6931 / © Assent Compliance 2016

ScenarioYour supply chain has been notified that they need to provide you with regulatory declarations, but some of your suppliers don’t understand what is expected of them.

Why Is This Important?

■ Providing your suppliers with the right tools to understand regulations and build the expected documentation is essential to the success of your program.

How Can Assent Help?We have an abundance of free training content and resource tools available on our website and within our software.

Use Case #6: Additional Tools

[email protected] / www.assentcompliance.com / 1 866 964 6931 / © Assent Compliance 2016

Q&A Discussion

Questions?

[email protected] / www.assentcompliance.com / 1 866 964 6931 / © Assent Compliance 2016

[Webinar] Understanding Clear & Reasonable Warnings in Proposition 65Tuesday, November 1st | 1PM EDT

[Webinar] Risks of Modern Slavery In Your Sector: Apparel with Fair Wear FoundationThursday, November 3rd | 10AM EDT

Upcoming Educational SummitsNovember 17, 2016 | BostonFebruary 8, 2017 | San Jose

Restricted Substance & Product Compliance ForumDecember 1, 2016 | Chicago

Upcoming Events: Webinars & Conferences

More details to come at:www.assentcompliance.com/events