comparison of nomothetic versus idiographic-oriented...
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Multivariate Behavioral Research, 48:175–207, 2013
Copyright © Taylor & Francis Group, LLC
ISSN: 0027-3171 print/1532-7906 online
DOI: 10.1080/00273171.2012.736042
Comparison of Nomothetic VersusIdiographic-Oriented Methods forMaking Predictions About Distal
Outcomes From Time Series Data
Laura Castro-Schilo and Emilio Ferrer
University of California, Davis
We illustrate the idiographic/nomothetic debate by comparing 3 approaches to
using daily self-report data on affect for predicting relationship quality and breakup.
The 3 approaches included (a) the first day in the series of daily data; (b) the mean
and variability of the daily series; and (c) parameters from dynamic factor analysis,
a statistical model that uses all measurement occasions to estimate the structure and
dynamics of the data. Our results indicated that data from the first measurement
occasion does not provide information about the couples’ relationship quality or
breakup 1 to 2 years later. The mean and variability of the time series, however,
were more informative: females’ average positive and negative affect across time
was related to relationship quality, whereas males’ variability in negative affect
across time was predictive of breakup. The dynamic factor analysis, in turn, allowed
us to extract information central to the dyadic dynamics. This information proved
useful to predict relationship quality but not breakup. The importance of examining
intraindividual variability and couple dynamics is highlighted.
In psychological research, it is common practice to administer a series of mea-
sures to a sample of individuals at a single timepoint. These data are then used to
predict important outcomes, which typically are also measured on one instance.
If the interest is on individual processes, however, the validity of findings derived
from such data is questionable. The main assumption in these types of analyses
Correspondence concerning this article should be addressed to Laura Castro-Schilo, Depart-
ment of Psychology, University of California, One Shields Avenue, Davis, CA 95616. E-mail:
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176 CASTRO-SCHILO AND FERRER
is that a snapshot of behavior from a group of people at a particular timepoint
is enough to characterize individual processes. There has been much discussion
about the shortcomings of this so-called nomothetic approach in psychological
research (Epstein, 1994; Hamaker, Dolan, & Molenaar, 2005; Molenaar, 2004;
Nesselroade & Ford, 1985). Particularly, advocates of individual-level analyses
have argued that “for many of the most interesting aspects of humans, multi-
variate, multioccasion, multiperson measurement arrangements are likely to be
essential” (Nesselroade & Ford, 1985, p. 58). This argument rests on the fact
that human behavior is complex, and thus, complex methods must be pursued to
capture such complexity. Other researchers affirm that the trajectories of groups
of individuals are not likely to characterize any particular pattern of intraindi-
vidual variability in the population. For example, Molenaar (2004) proved that
the covariance structure of a one-factor model that has fixed loadings (i.e., same
association between the factor and the corresponding manifest variable for each
individual in the sample) is indistinguishable from that of a one-factor model
with random loadings (i.e., loadings are freely estimated for each individual
in the sample). This implies that the loadings from a one-factor model—with
fixed loadings—might fall far from the loadings that any particular person in
the sample would have, if they had been estimated.
Supporters of an “idiographic” approach to psychological research recognize
the challenge of generalizing the results from an individual-level analysis to
a group of people, and thus, recommend repeated single-subject designs to
gather information that applies to multiple individuals (Jones, 2007; Nessel-
roade & Ford, 1985). One way to investigate the potential benefits of analyses
incorporating multivariate, multioccasion, and multiperson data to the study of
psychological processes is to use empirical data to compare nomothetic versus
idiographic-oriented methods. In doing so, one could identify the degree of
information revealed from each approach.
In this article we focus on models that incorporate data from multiple mea-
surements at multiple timepoints for multiple individuals. The data for these
models consist of daily self-reports from couples involved in romantic relation-
ships. The core questions that we attempt to shed light on are as follows: Can
we predict relationship quality or breakup equally from a one-timepoint assess-
ment compared with a series of daily assessments? Is there an improvement
in our understanding of affective processes and how these lead to relationship
quality and breakup in relationships when we consider multiple timepoints of
measurement?
We begin with a historical discussion of the nomothetic and idiographic
perspectives in psychological research followed by a brief literature review on
relationship quality and dissolution. Then, we describe potential approaches
for making predictions about relevant outcomes (in our example, relationship
quality and breakup). We describe the Dynamic Autoregressive Factor Score
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COMPARISON OF METHODS FOR MAKING PREDICTIONS 177
(DAFS) model, a statistical model tailored to the study of individual-level data.
After detailing our methodology, we compare the results of three different
prediction approaches: (a) using one-timepoint reports of positive and negative
affect as predictors, (b) using the mean and standard deviation of positive and
negative affect of all the available timepoints as predictors, and (c) using the
resulting dynamic parameters from individual-level DAFS models with positive
and negative affect as predictors. Although we apply these models to one unit of
data (i.e., a dyad) at a time, we show an approach to extract the information from
each DAFS model and submit it to a multiple regression analysis as a secondary
step. We consider this third approach “idiographic-oriented” as it considers the
dynamics of each unit across time while also providing group-level estimates
of prediction.1 Moreover, we discuss unresolved issues that arise when using
information from individuals to make inferences about groups. We conclude the
article highlighting the benefits and shortcomings of each approach.
NOMOTHETIC AND IDIOGRAPHIC PERSPECTIVES IN
PSYCHOLOGICAL RESEARCH
In their quest for knowledge of reality, the empirical sciences either seek the
general in the form of the law of nature or the particular in the form of the
historically defined structure. On the one hand, they are concerned with the form
which invariably remains constant. On the other hand, they are concerned with
the unique, immanently defined content of the real event : : : scientific thought
is nomothetic in the former case and idiographic in the latter case. (Windelband,
1894/1980, p. 175)
In his rectorial address at the University of Strasbourg, Windelband (1894/1980),
a German philosopher, first coined the terms nomothetic and idiographic to
refer to the methodologies that different disciplines employed at the time. When
discussing the place of psychology within these alternative perspectives, Windel-
band believed that it fell “unambiguously” within the nomothetic bounds. Stern
(1911) reintroduced the nomothetic and idiographic terms in Germany in an
attempt to organize psychological science around the individual. With a similar
goal, Allport (1937) acquainted American psychologists with the nomothetic
and idiographic terms to encourage the integration of idiographic methodology
into psychological inquiry. The topic was controversial then and continues to
1We purposely use the term idiographic-oriented to indicate that although this approach is based
on modeling the individual unit of analysis, certain assumptions (described in the Discussion section)
about these individual units are made to arrive at group-level estimates. Thus, this third approach is
not idiographic in the purest sense of the word.
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178 CASTRO-SCHILO AND FERRER
be to the present day. Researchers have taken multiple stands on this issue,
some arguing that idiographic approaches represent “an antiscience point of
view” (Nunnally, 1967, p. 472), others arguing that findings from nomothetic
methods are simply “fundamentally inadequate” (Lamiell, 1981, p. 276) to
inform the understanding of individual experience, and yet others taking a less
extreme position affirm that nomothetic-based knowledge can be used to craft
hypotheses for idiographic research (Runyan, 1983). Kluckhohn and Murray’s
(1953, p. 53) classic statement “Every man [sic] is in certain respects (a) like
all other men, (b) like some other men, (c) like no other man” was quoted by
Runyan (1983) to suggest three levels of inquiry; he argued that personality
psychology was charged with the task of understanding phenomena that apply
to all individuals, to some individuals, and to only one individual. In this sense,
nomothetic and idiographic approaches should be employed synergistically to
advance psychological science.
The nomothetic-idiographic debate is ongoing, as idiographic supporters be-
lieve that the focus in psychology is still primarily nomothetic (e.g., see Mole-
naar, 2004). Although idiographic supporters acknowledge the need for general
laws, one pressing challenge is finding an optimal approach for combining
information from individual-level analyses to make statements about groups of
individuals or to arrive to general laws (however, see Runyan, 1983, who argues
that idiographic research need not generalize to groups of people or universal
laws). Several investigations have focused on this issue, some suggesting individ-
ual replications (Jones, 2007; Nesselroade & Ford, 1985); others have employed
techniques in which several time series are stacked together and analyzed as one
(e.g., Russell, Bryant, & Estrada, 1996) or have pooled time series by identifying
equivalent variance-covariance matrices prior to conducting analyses and creat-
ing subgroups to which generalizations can be made (Nesselroade & Molenaar,
1999); yet others have opted for first carrying out the analyses and then identify-
ing subgroups using cluster analysis (e.g., Hoeppner, Goodwin, Velicer, Mooney,
& Hatsukami, 2008). In this article, we compare idiographic and nomothetic
approaches. We conduct analyses at the dyad level (our unit of analysis) and
take the results from these idiographic analyses to make nomothetic inferences.
The analyses use information from couples’ daily affect and make predictions
about future relationship quality and breakup. To put these analyses into context,
we provide a brief review on romantic relationships quality and dissolution.
AFFECT, RELATIONSHIP QUALITY, AND
DISSOLUTION IN ROMANTIC RELATIONSHIPS
Theoretical accounts of romantic relationships place great emphasis on the
interdependence within dyads (e.g., interdependence theory; Kelley & Thibaut,
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COMPARISON OF METHODS FOR MAKING PREDICTIONS 179
1978). However, a large body of literature on romantic relationships ignores the
fundamental fact that romantic partners are a dynamic, interdependent system
with mutual influences over time. Instead, some work in this area still treats
partners as independent units by examining information from only one individual
and relying on cross-sectional data (Karney & Bradbury, 1995). Moreover,
findings from this body of work have been largely based on nomothetic methods.
Although this methodology might be informative in some way, it disregards
longitudinal processes that occur at the individual or dyadic level.
The contributions of alternative methods (e.g., longitudinal, cross-sectional,
nomothetic, or idiographic) for making predictions about romantic relationships
have not been compared in the past. Specifically, the contribution of dynamic
information—which is gathered from complex models fit to longitudinal data—
has not been compared with other simpler approaches for predicting relevant
outcomes such as relationship quality and dissolution. However, previous work
using different methods does show that positive and negative affect are related to
the quality and stability of romantic relationships (Caughlin, Huston, & Houts,
2000; Ferrer, Steele, & Hsieh, 2012; Kim, Martin, & Martin, 1989; Watson, Hub-
bard, & Wiese, 2000), that positive and negative affective dynamics in romantic
couples are temporally interdependent (Steele & Ferrer, 2011), and that patterns
of intraindividual variability are predictive of future breakup (Ferrer et al., 2012).
In sum, these findings suggest that the dynamics of positive and negative affect
in intimate relationships are predictive of relationship quality and dissolution.
In the current study, we adopt an idiographic-oriented approach for testing this
proposition. Our comparisons are intended to examine whether the time series
of affect from dyads (using means and variability and, separately, using dynamic
information from the time series) are predictive of relationship quality and/or
breakup in the future. In addition, we examine the added predictive value of
considering these longitudinal approaches over one timepoint of measurement.
APPROACHES FOR PREDICTING DISTAL OUTCOMES
When data are taken from multiple individuals at one timepoint, the statistical
models for making predictions are easy to determine. Depending on the number
of variables measured per individual, one might opt for a path analysis with
or without latent variables, or simply a regression model. The results gathered
from any of these statistical methods would represent a nomothetic approach
for making predictions because one parameter would reflect the effect of the
predictor on the outcome for every individual in the analysis. When data are
highly dimensional, on the other hand, the options are not so clear. For example,
Cattell (1946) introduced what he termed the “covariation chart” (also known
as “data box”), which consisted of a three-dimensional space with occasions
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180 CASTRO-SCHILO AND FERRER
(or time), variables, and persons (or organisms) in each axis (see Figure 1).
He later expanded upon this structure by introducing the Basic Data Relation
Matrix, which comprised a 10-dimensional space with persons, focal stimuli,
response patterns, environmental backgrounds, observers, and five time variants
from each of these (Cattell, 1966). For clarity, we limit our discussion to the
original 3-dimensional covariation chart, as cross-sectional data—which are most
often used in psychological research—consist of multiple variables from multiple
individuals at one timepoint.
The multiple dimensions of Cattell’s (1966) data box illustrate the ana-
lytical options available for testing hypotheses. If one were to collect data
with multiple measurements at multiple timepoints from multiple individuals
(see Figure 1A), then a decision could be made about whether nomothetic or
idiographic inferences are sought. To submit data like those from Figure 1A to
traditional (nomothetic) statistical methods, one would have to ignore one of the
three dimensions or aggregate across one dimension. Thus, depending on the
dimensions that one chooses to maintain or aggregate across, the resulting data
structure could entail multiple variables from one individual taken at multiple
FIGURE 1 Alternative data structures. A) Three-dimensional data structure: multiple
measurements from multiple people at multiple timepoints. B) Two-dimensional data
structure: multiple measurements from one individual at multiple timepoints. C) Two-
dimensional data structure: multiple measurements from multiple people at one timepoint.
D) Two-dimensional data structure: one measurement from multiple individuals at multiple
timepoints.
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COMPARISON OF METHODS FOR MAKING PREDICTIONS 181
timepoints (see Figure 1B), multiple variables taken from multiple people at
one timepoint (see Figure 1C), or one variable from multiple people at multiple
timepoints (see Figure 1D).
Alternatively, multilevel models with time-varying covariates or second-order
latent growth curve models could be applied to the three-dimensional data in
Figure 1A. These analyses fall within nomothetical and idiographic standards
because information about intraindividual and interindividual variability can
be obtained. However, the individual trajectories derived from these models
are pulled toward the group-based trajectory, which can obscure idiosyncratic
patterns in the data. Data such as those depicted in Figure 1B are suited for
idiographic methods, as these methods result in estimates that characterize one
particular individual.
One statistical technique apt for modeling the latter types of data is the
DAFS, which is a time series model that uses latent variables. Other possible
options include time series analysis without latent variables (Box & Jenkins,
1976) and dynamical systems models such as the damped linear oscillator
(Nesselroade & Boker, 1994). As with any other analysis, the choice of model
depends on the theoretical question to answer. Data such as those in Figure
1C are apt for nomothetic methods, with estimates that characterize a group
of people. R-technique factor analysis, general linear models, and generalized
linear models, among others, are techniques that can be applied to these data.
Finally, data such as those shown in Figure 1D could, in theory, be submitted to
nomothetic or idiographic analyses. Most often, these types of data are analyzed
using repeated measures ANOVA or latent growth curve modeling, which are
nomothetic approaches, even though the latter can yield information about both
intraindividual changes and interindividual differences. Also, if only one person
is selected, data such as those in Figure 1D could be analyzed in an idiographic
manner, assuming that enough observations across time are available.
We believe that a compromise between the nomothetic and idiographic ap-
proaches is possible by decomposing a three-dimensional data structure (as in
Figure 1A) into multiple two-dimensional data structures (as in Figure 1B)
and analyzing them with idiographic methods. This alternative is idiographic-
oriented in that dynamics unique to the individual are considered prior to aggre-
gating information across people. In the next section we describe one statistical
technique suited for idiographic analyses, the DAFS.
DYNAMIC AUTOREGRESSIVE FACTOR
SCORE MODEL
In his endeavor to study the structure of intraindividual personality, Cattell sug-
gested the application of the common factor model to time series data from one
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182 CASTRO-SCHILO AND FERRER
individual (Cattell, Cattell, & Rhymer, 1947). The resulting latent variables from
this analysis represent intraindividual variation of the observed variables. A prob-
lem with this technique, however, is that it does not take into account the lagged
relationships of both observed and latent variables (Anderson, 1963). Lagged re-
lationships are important because they can indicate the degree to which one latent
variable influences another latent variable or observed variables across time.
Acknowledging the limitations of P-technique, the dynamic factor model
was developed in which the lagged covariation among the various repeated
measurements was incorporated into the model. One specification of the dynamic
factor model is the DAFS (Browne & Nesselroade, 2005; Nesselroade, McArdle,
Aggen, & Meyers, 2002). A lag-1 specification of the DAFS in matrix notation
takes the following form:
yt D F˜t C ©t t D 1; 2; : : : ; T
˜t D B˜t�1 C dt ;
where yt is a p � 1 vector of measurements on p variables at time t; F is a
p �q matrix of factor loadings that is invariant over time; ˜t is a q �1 vector of
factor scores at time t ; ©t is a p � 1 vector of unique factors at time t , assuming
©t � N.0; D©/; B is a q �q matrix of regression weights indicating the influence
of the lag-1 common factors on the current factors; and dt is a q � 1 vector
of residuals of ˜t that could not be explained by the lagged effects, assuming
dt � N.0; §/. In this model, common factors are assumed to be uncorrelated
with unique factors. However, unique factors can have an autocorrelational
structure. The ˜t�1 term denotes this is a lag-1 model, but additional lagged
effects can be included. Thus, this model shows that the influences of prior
timepoints take place through the influence of prior factor scores on current
factor scores, which, in turn, influence the current observed variables. Intercepts
are typically not included in the equations because the DAFS is designed to
model the covariations in the data. However, other specifications can account
for trends and nonstationarity (Molenaar, De Gooijer, & Schmitz, 1992).
The DAFS model is a combination of factor analysis and time series analysis.
In the time series literature, there has been discussion about the difficulty
entailed in identifying the appropriate model to fit to time series data (Velicer
& Molenaar, 2013). However, lag-1 models have been advocated as appropriate
for behavioral sciences’ data (Simonton, 1977), and simulation studies have
indeed shown that a lag-1 model provides appropriate results for several different
Auto Regressive Integrated Moving Average processes (Harrop & Velicer, 1985).
In addition, previous analyses with intensive longitudinal data have shown a
lag-1 model is appropriate to characterize daily affective processes (Ferrer &
Nesselroade, 2003; Ferrer & Widaman, 2008). Although these findings suggest
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COMPARISON OF METHODS FOR MAKING PREDICTIONS 183
a lag-1 DAFS model is appropriate for our analyses, we corroborated this
assumption with examination of our empirical data, which we describe later.
We chose to use the DAFS for our idiographic-oriented approach because of
its particular usefulness with data that show consistent fluctuations over time
(Browne & Nesselroade, 2005; Ferrer & Zhang, 2009; Song & Ferrer, 2009).
Also, this model has been extended to examine affective processes in dyads
over time, which allows for the simultaneous investigation of intraindividual and
interindividual variability within the dyad (Ferrer & Nesselroade, 2003; Ferrer
& Widaman, 2008; Song & Ferrer, 2009, 2012). Moreover, the autoregressive
structure of the DAFS is specified at the latent level. That is, the effects of
previous timepoints on future timepoints are modeled with variables that are
free from measurement error. This feature of the DAFS should make this model
preferable over a model that utilizes composite scores instead of latent variables.
To verify this claim, we compared the DAFS with an autoregressive lag-1 (AR1)
model that has observed (i.e., composite) scores instead of latent variables.
Figure 2 shows a lag-1 dyadic DAFS model with one factor and three observed
variables, for two individuals (person A and person B), across measurement oc-
casions t and t C1. In addition to the autoregressive coefficients (i.e., influences
within the same person across time), the model depicts cross-lagged coefficients,
representing the influence of one person on the other across time. The notion
of an autoregressive effect, or lagged effect, has been labeled in the affective
literature as inertia (Kuppens, Allen, & Sheeber, 2010; Suls, Green, & Hillis,
1998). That is, high inertia suggests a strong influence of a variable on itself
from one timepoint to the next. The notion of a cross-lagged effect, on the other
hand, has been conceptualized as reactivity (Suls et al., 1998), for it represents
how reactive one variable is to the influence of another variable across time.
Multilevel models have been employed with daily diary data (similar to
the data used in this investigation) to study, for example, daily intimacy and
disclosure in married couples (Laurenceau, Troy, & Carver, 2005) and to identify
emotional contagion in couples under stress over time (Thompson & Bolger,
1999). These models have attractive features. For example, they do not require
equally spaced data or an equal number of observations across individuals.
Moreover, in a multilevel framework, between-level and within-level parameters
are estimated simultaneously, describing a common trajectory for the sample and
differences in the trajectory across individuals. This feature makes these models
more appealing than repeated measures ANOVA, for which only mean trajecto-
ries are estimated. However, if one is interested in idiographic approaches, these
multilevel models are more limited than models that place all their focus on the
individual (or other unit of interest). The primary reason for this is multilevel
models have assumptions about the variability across individuals; that is, they
assume random effects are normally distributed. As a consequence, if one wanted
to obtain empirical Bayes estimates, individuals’ trajectories would be pushed
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184 CASTRO-SCHILO AND FERRER
FIGURE 2 Lag-1 dyadic Dynamic Autoregressive Factor Score (DAFS) model with three
observed variables and one factor. Double-headed arrows in the structural model denote
correlations between the latent variable residuals. Although not depicted in this figure,
covariances among unique factors across time and persons are specified.
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COMPARISON OF METHODS FOR MAKING PREDICTIONS 185
toward the group-mean trajectory. The degree of shrinkage toward the fixed
effects would depend on the number of data points for a particular individual
in the sample and the relative difference in ordinary least squares’ estimates of
such individual in comparison with others in the sample.
Although one could avoid getting empirical Bayes estimates by using multi-
level models directly in a one-stage procedure, the assumption of normality of
the parameters is one that persists. On the other hand, purely idiographic models
focus solely on the unit of analysis and its dynamics over time. Parameters from
individually run DAFS models do not have distributional assumptions, and as
such, we can expect more variability in the parameters, which might result in
greater predictive value of distal outcomes. Furthermore, fitting a DAFS model
per dyad allows for unique factorial structures across couples, something that
could not be accommodated in one multilevel model.
Given the aims of our study and the characteristics of our empirical data (i.e.,
dyadic multivariate time series data, described later), the dyadic DAFS seems
ideal for delineating dyadic affective dynamics for each couple over time. We
also investigate whether such dynamics carry unique information about each
couple by using differences in the dynamics across dyads to predict relationship
quality and stability at a later time.
METHOD
Participants and Procedures
Our data are part of a longitudinal project about dyadic interactions. Partic-
ipants are couples who began the study while they were in a premarital or
marital relationship. Advertisements were placed in local newspapers and on
the Internet. Individuals could participate only if their partners participated as
well. During an intake appointment, participants gave informed consent and
completed a questionnaire containing measures related to their relationship,
affect, and demographic questions. Upon completion, participants received daily
diary packets containing questions about their daily emotional experiences. They
were instructed to complete one page each evening for up to 90 days. For our
analyses, we considered those couples that had a minimum of 50 days of daily
data (N D 197 couples). The couples in our subsample ranged in age from 17 to
74 years (M D 25:08, SD D 10:39) and reported having been in the relationship
from 1 month to 54 years (M D 3:39, SD D 6:52).
Measures
Positive and negative affect. All participants were asked to complete
individually a 20-item daily questionnaire about their positive and negative
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186 CASTRO-SCHILO AND FERRER
affect for up to 90 consecutive days (the Positive and Negative Affect Schedule
[PANAS]; Watson, Clark, & Tellegen, 1988). Participants answered all items in
response to the stem “Indicate to what extent you have felt this way today.”
Each item was rated on a 5-point Likert scale (1 D very slightly or not at all
and 5 D extremely). The reliability estimates (coefficient alpha) of the PA and
NA subscales of the PANAS at the first occasion were .87 and .86 for males
and .85 and .84 for females.
Relationship quality and breakup. Between 1 and 2 years after the initial
visit, couples returned to the laboratory for a follow-up interview about relation-
ship quality and status. If participants indicated they were no longer together with
their previous partners, they were considered broken up. To assess relationship
quality, six items from the Perceived Relationship Quality Component Inventory
(Fletcher, Simpson, & Thomas, 2000) were used. Sample items included “How
satisfied are you with your relationship?” “How committed are you with your
relationship?” and “How intimate are you in your relationship?” These items
were rated on a 7-point Likert scale (1 D not at all and 7 D extremely) and
were averaged into a composite score at the dyad level, resulting in one quality
score per couple. The reliability estimates (coefficient alpha) of the relationship
quality scale were .92 for females and .95 for males.
Data Analysis
We proposed three approaches for making predictions about relationship quality
and breakup from the affective data. In the first approach, we used information
from one measurement occasion. We computed composite scores of PA and
NA based on the PANAS reports from the first day of data collection and
used these as predictors of relationship quality and breakup. This approach
consisted of just using the scores collected on the first measurement occasion
for prediction, unlike the second and third approaches (described later), which
used information from all measurement occasions, and as such, might capitalize
on having higher reliability.2 In an attempt to further evaluate the first approach
in a way not biased by its potential lower reliability, we used the estimated
internal consistency (coefficient alpha) of the two PANAS subscales, separately
for males and females, to correct each predictor for the effects of measurement
error. This correction was performed by fixing the residual variance of each
first-occasion predictor at (1 � reliability) � predictor variance.
2The interpretation of the first measurement occasion variables as having lower reliability is
arguable (see Hertzog & Nesselroade, 1987) because in our case these variables are a measure of
state affect, which might be highly variable across time (suggesting low test-retest reliability) but
can have high internal consistency.
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COMPARISON OF METHODS FOR MAKING PREDICTIONS 187
In the second approach, we incorporated data from the entire time series (from
50 to 90 days of measurement) for each couple by computing the mean PA and
NA as well as the standard deviation of PA and NA across all daily reports.
Then, we used the mean and standard deviation of each individual in the couple
as predictors of relationship quality and breakup. The standard deviation was
used to represent the variability in affect for each individual within the couple.
Using the standard deviation for this purpose has been shown to yield meaningful
results (e.g., Eid & Diener, 1999).
In the third approach, we also considered all of the time series but we
modeled the dynamics across time for each individual couple using a lag-1
dyadic DAFS model with two factors (i.e., PA and NA) per person. We chose
a lag-1 model based on the time series literature mentioned before but also
based on empirical evidence gathered from examination of the linearly detrended
time series’ autocorrelation function (ACF) and partial autocorrelation function
(PACF) plots. We selected a random sample of 20 dyads, computed composite
scores of their positive and negative affect detrended time series, and plotted
their ACF and PACF.3 For the most part, the plots suggested a lag-1 or no-lag
model. We chose a lag-1 model as an approximation model that could be fit to
all dyads, although in very few instances (5 out of the 80 time series) the ACF
and PACF plots pointed to a lag-2 model. Inspection of the ACF and PACF plots
also suggested stationarity.
To reduce the number of observed variables in the DAFS model and improve
the psychometric properties of the factors, we grouped the PANAS items to
create a total of six parcels (Kishton & Widaman, 1994), three representing
positive affect (PA) and three for negative affect (NA).4 We used these parcels
as observed indicators of PA and NA in the dyadic DAFS. To identify the model,
we set the variance (or residual variance in the case of endogenous factors) of
the latent variables to unity.
We carried out the DAFS analyses by running Mplus (Muthén & Muthén,
2010) in batch mode through R (R Development Core Team, 2010). That is,
we ran 197 dyadic DAFS models in Mplus and extracted all the standardized
dynamic parameters (i.e., the autoregressive and cross-lagged standardized esti-
mates, 16 in total) from the models using R. These parameters represented all
possible influences of PA and NA between the 2 individuals in the couples. For
example, a female’s PA on a particular day could have an influence on her own
3ACF and PACF plots are available from Laura Castro-Schilo upon request.4The parcels for positive affect were created in the following fashion: Parcel 1 D enthuse,
interest, strong. Parcel 2 D excited, determined, attentive. Parcel 3 D proud, inspired, alert, active.
For negative affect: Parcel 1 D afraid, irritable, hostile. Parcel 2 D distress, nervous, ashamed.
Parcel 3 D upset, scared, guilty, jittery. The assignment of items across parcels was based on the
domain-representative method for parcel construction put forth by Kishton and Widaman (1994) and
entailed factor analyses at the group level.
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188 CASTRO-SCHILO AND FERRER
PA the day after (i.e., lagged/autoregressive parameters) and on her own NA the
day after (i.e., cross-lagged parameters within a partner). Similarly, her PA on a
particular day could influence her male partner’s PA and NA the following day
(i.e., cross-lagged parameters across partners). The standardized estimates were
saved in a separate data set, which also included the variables from the first and
second approach, and information about the couple’s status (together or broken
up) and relationship quality (the average across both partners). Finally, we used
these dynamic parameters from each couple in the third approach as predictors
of relationship quality and breakup.
Because our goal was to compare the information gathered by each of the
three proposed approaches, we used the structural equation modeling framework
to run regression models, place restrictions on parameters of interest, and conduct
Wald chi-square tests. Models were run in Mplus (Muthén & Muthén, 2010)
and missing data were handled with multiple imputation using the Bayesian
estimator, which employs the Markov Chain Monte Carlo algorithm based on
the Gibbs sampler (Asparouhov & Muthén, 2010a). Missing data were present
in the outcome measures (see Table 1) and, to a lesser extent, in the predictors
from the DAFS models (10 cases were missing). We chose multiple imputation
over other approaches, such as Full Information Maximum Likelihood (FIML),
TABLE 1
Descriptive Statistics for the First Timepoint Score, Mean and Variability of Time Series
Variables N M SD Min Max
First timepoint
Males’ PA 197 2.87 0.74 1.00 4.89
Females’ PA 197 2.74 0.69 1.11 4.33
Males’ NA 197 1.72 0.67 1.00 4.67
Females’ NA 197 1.74 0.63 1.00 3.92
Mean and variability of time series
Mean of males’ PA 197 2.81 0.64 1.47 4.93
Mean of females’ PA 197 2.63 0.61 1.22 4.41
Mean of males’ NA 197 1.52 0.33 1.02 2.84
Mean of females’ NA 197 1.51 0.31 1.04 2.63
SD of males’ PA 197 0.55 0.17 0.15 1.12
SD of females’ PA 197 0.57 0.16 0.22 1.27
SD of males’ NA 197 0.43 0.17 0.07 0.96
SD of females’ NA 197 0.45 0.18 0.09 1.16
Variables at follow-up
Relationship quality 139 5.88 0.90 3.08 7.00
Breakup 153 0.23 0.42 0.00 1.00
Note. PA D positive affect; NA D negative affect. Each PANAS item was measured on a
5-point Likert scale where 1 D very slightly or not at all and 5 D extremely.
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COMPARISON OF METHODS FOR MAKING PREDICTIONS 189
because FIML was more computationally intensive, particularly for the models
with the categorical outcome (i.e., breakup). We imputed 10 data sets from
an unrestricted variance covariance model using all relevant variables (i.e.,
all predictors and both outcomes). Parameter estimates from the models were
averaged across replications, and standard errors computed according to Rubin’s
rules (1987). The Wald chi-square tests were performed using the estimated
asymptotic variance of the parameters (for technical details see Asparouhov &
Muthén, 2010b).
In the first model, we specified the respective outcome (relationship quality
or breakup) as a function of males’ and females’ PA and NA from the first
measurement occasion. To assess the overall predictive value of these first-
occasion predictors, we compared a model in which all predictors had an effect
on the outcome with one in which these predictions were fixed to zero. Following
the same logic, we specified a second model with the first-occasion predictors
together with the mean and variability of the time series as predictors (i.e., pre-
dictors from the second approach). Effects from this latter model were compared
with an alternative model in which the effects of the second approach predictors
on the outcome were fixed to zero. Finally, we assessed the overall predictive
value of the dynamic parameters by fitting a model in which predictors from
all three approaches were specified to relate to the corresponding outcome and
compared it to a model with the dynamic parameters fixed to zero.
Rescaling of variables. To facilitate interpretation of the intercept in our
models, we rescaled the predictors. In the case of the first measurement occasion,
we subtracted 1 from every value, resulting in values that ranged from 0–4
instead of the original 1–5. The mean and variability for the second approach
were rescaled in two different ways: (a) the mean of males’ and females’ PA
and NA were rescaled such that a value of zero represented the lowest possible
level of PA and NA, and (b) the standard deviations of males’ and females’ PA
and NA were centered such that a value of zero represented the average amount
of variability across the sample. There was no need to rescale the dynamic
predictors from the DAFS as a meaningful zero already existed in the data: a
lack of affective influence.
RESULTS
Descriptive Statistics
Table 1 lists the sample size, mean, standard deviation, minimum, and maximum
of the PA and NA scores from the first day of data collection; the means and
standard deviations of individuals’ PA and NA across all days of data collection;
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190 CASTRO-SCHILO AND FERRER
and descriptives of relationship quality and breakup. The means of the variables
at the first timepoint show that couples reported experiencing higher levels of
PA than NA on the first day of the study, and the standard deviation suggests
more variability of PA than NA. The average of the entire time series shows a
similar pattern, with slightly lower mean scores of PA and NA than on the first
day.
With regard to the outcomes at follow-up, relationship quality and breakup
were negatively correlated, rpb.136/ D �:30, p < :001, suggesting lower
relationship quality for those who are more likely to break apart. Relationship
quality data were missing from 58 couples and breakup data were missing from
44 couples. We obtained relationship quality data from some of the couples who
reported breaking up, as 21 couples notified us of their breakup after having
visited our lab for their follow-up, on which they filled out the relationship
quality questionnaire. These data were included in all our analyses. As it would
be expected, the incidence of breakup is not as high as that of staying together
(35 couples reported breaking up), and relationship quality is higher than the
middle of the scale (M D 5:88 in a 1–7 scale).
Dynamic Factor Analysis
Of the 197 DAFS models, 187 converged to a stable solution with estimates
within the accepted boundary space. Descriptive statistics for the 16 dynamic
parameters are listed in Table 2. As in previous work (Ferrer & Widaman,
2008), these parameters show ample variability across individuals. Estimates
representing within-affect autoregressive parameters (e.g., males’ positive affect
regressed on their own positive affect) are positive, with means ranging from
.17 to .20, whereas means for other estimates are close to zero. Overall, the
fit of the models is generally acceptable, with CFIs ranging from .61 to 1.00
.M D :91/ and RMSEAs from 0 to .16 .M D :07/.
Zero-order correlations between our outcomes of interest and the predictors
from all three approaches are presented in Table 3. Based on these coefficients,
the mean of females’ NA, the variability in males’ and females’ NA, and
the day-to-day influences of females’ NA to males’ and females’ NA, males’
PA to females’ PA and males’ NA to females’ PA are significantly related to
relationship dissolution up to 2 years later. The mean of females’ PA and the
day-to-day influences of females’ NA to females’ PA and males’ NA to females’
NA are significantly related to relationship quality.
Model 1: First Measurement Occasion
The predictors from the first regression model did not explain a significant
amount of variability in relationship quality, R2D :02, p D :43. The Wald test
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COMPARISON OF METHODS FOR MAKING PREDICTIONS 191
TABLE 2
Descriptive Statistics of Parameters From DAFS Models
Variables M SD Min Max
Fit indices
CFI 0.91 0.06 0.61 1.00
RMSEA 0.07 0.03 0.00 0.16
Lagged relations
Males’ PA ! Males’ PA 0.20 0.22 �0.57 0.70
Males’ NA ! Males’ NA 0.18 0.23 �0.37 0.78
Females’ PA ! Females’ PA 0.18 0.20 �0.36 0.61
Females’ NA ! Females’ NA 0.17 0.20 �0.44 0.69
Cross-lagged relations within partners
Males’ NA ! Males’ PA 0.00 0.20 �0.74 0.56
Males’ PA ! Males’ NA �0.01 0.22 �0.65 0.60
Females’ NA ! Females’ PA �0.01 0.18 �0.55 0.42
Females’ PA ! Females’ NA �0.01 0.18 �0.64 0.48
Cross-lagged relations across partners
Males’ PA ! Females’ PA 0.03 0.20 �0.38 0.92
Males’ NA ! Females’ PA 0.01 0.20 �0.42 0.86
Males’ PA ! Females’ NA �0.03 0.18 �0.54 0.43
Males’ NA ! Females’ NA 0.01 0.20 �0.50 0.54
Females’ PA ! Males’ PA 0.01 0.19 �0.55 0.75
Females’ NA ! Males’ PA �0.02 0.19 �0.55 0.85
Females’ PA ! Males’ NA 0.00 0.17 �0.51 0.57
Females’ NA ! Males’ NA 0.03 0.19 �0.60 0.74
Note. PA D positive affect; NA D negative affect. Each variable represents a vector of
regression weights from the Direct Autoregressive Factor Score (DAFS) (e.g., Males’ NA ! Males’
PA D males’ positive affect regressed on males’ negative affect). Descriptives are based on the
standardized DAFS parameters.
revealed that fixing the first measurement occasion predictors to zero did not
worsen the model fit, �¦2.4/ D 0:72, p D :95. Thus, reports of PA and NA
on the first day of the study were not predictive of couples’ future relationship
quality.
We followed the same procedure to investigate whether a single measurement
of PA and NA was predictive of couples’ relationship status (i.e., together,
breakup) in the future. Results from the first model for breakup suggested that
the PA and NA from the first occasion of measurement did not significantly
predict breakup, �¦2.4/ D 1:52, p D :82. We proceeded to run two additional
models correcting the first occasion predictors for measurement error. The results
from the latter analyses were nearly identical to the previous results. Thus,
regardless of measurement error, the first assessment of affect was not predictive
of relationship quality or breakup.
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TA
BLE
3
Zero
-Ord
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Corr
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ents
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the
.05
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192
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TA
BLE
3
(Continued
)
Zero
-Ord
er
Corr
ela
tions
Am
ong
First
Occasio
nS
core
s,
Means
and
Sta
ndard
Devia
tion
of
Tim
eS
eries,
and
Dis
tal
Outc
om
es
Va
ria
ble
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34
56
78
91
01
11
21
31
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te.
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siti
ve
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ct;
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egat
ive
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ct.
Bo
ldfa
cein
dic
ates
coef
fici
ents
sig
nifi
can
tat
the
.05
alp
ha
lev
el.
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TA
BLE
3
(Continued
)
Zero
-Ord
er
Corr
ela
tions
Am
ong
First
Occasio
nS
core
s,
Means
and
Sta
ndard
Devia
tion
of
Tim
eS
eries,
and
Dis
tal
Outc
om
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ria
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ales
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es’
NA
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es’
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194
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COMPARISON OF METHODS FOR MAKING PREDICTIONS 195
Model 2: Mean and Variability of Time Series
In the next step, we focused on the mean and standard deviation of PA and
NA from each individual’s entire time series. When these variables entered
the prediction of relationship quality together with the first-time variables, the
Wald chi-square test indicated an overall predictive value, �¦2.8/ D 26:19,
p < :01. The first timepoint predictors, together with the mean and standard
deviation of the time series, explained 15% of the variance in relationship quality
.R2D :15; p < :01/. The regression coefficients from this analysis are presented
in Table 4. The model’s intercept indicates that the average level of relationship
quality reported by those couples with the lowest levels of PA and NA—in
the first occasion and across the time series—and with average variability of
affect across their time series, was 5.56 out of a possible 7. This suggests that
couples with low levels of PA and NA, and average variability in their PA and
NA, reported a relatively high level of relationship quality. Relationship quality
increased significantly, b D 0:54, SE D 0:15, p < :01, for every unit increase in
the mean of the females’ PA time series and decreased significantly, b D �0:91,
SE D 0:40, p < :05, for every unit increase in the mean of the females’ NA time
series. These results suggest that females’ mean PA and mean NA of a 3-month
span are related to relationship quality 1 to 2 years later. Analyses adjusting for
measurement error in the first set of predictors were nearly identical.
TABLE 4
Regression Coefficients From the Prediction of Relationship Quality
Based on the First Occasion and the Mean and
Variability of the Time Series
Predictors of
Relationship Quality b SE t P
Intercept 5.56 0.40 13.98 < .01
1st time males’ PA 0.07 0.11 0.58 0.56
1st time females’ PA �0.11 0.11 �0.99 0.32
1st time males’ NA 0.10 0.13 0.74 0.46
1st time females’ NA 0.07 0.14 0.50 0.62
Mean of males’ PA �0.10 0.15 �0.67 0.50
Mean of females’ PA 0.54 0.15 3.57 < .01
Mean of males’ NA 0.05 0.39 0.13 0.90
Mean of females’ NA �0.91 0.40 �2.26 < .05
SD of males’ PA 0.32 0.52 0.62 0.54
SD of females’ PA �0.76 0.54 �1.42 0.16
SD of males’ NA �0.06 0.73 �0.09 0.93
SD of Females’ NA 1.15 0.71 1.62 0.11
R2
D :15
Note. PA D positive affect; NA D negative affect.
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196 CASTRO-SCHILO AND FERRER
Next, we investigated the unique contribution of the mean and variability of
the time series to predict relationship breakup using logistic regression. As be-
fore, the model was specified so the predictors from the first and second approach
had freely estimated predictive parameters, and a Wald test compared this model
against one in which the predictors from the second approach were fixed to zero.
The test indicated a significant unique contribution for the prediction of breakup
from the mean and variability of the time series, �¦2.8/ D 20:06, p < :05.
The resulting regression weights (in log-odds) and odds ratios are presented in
Table 5. The single significant predictor of breakup was the variability in males’
NA across the time series, b D 5:66, SE D 2:27, p < :05. The odds ratio for
this parameter suggests that, for every unit increase in the standard deviation of
males’ NA across time, the odds of breaking up (vs. staying together) increase
by a factor of 288. However, one unit increase in the standard deviation is
not within the possible values of our data (the mean-centered variable in our
sample has a maximum value of 0.53). Dividing the regression weight in half
and exponentiating it results in the odds ratio for a half unit increase, which is
17. Thus, the odds of breaking up increase by a factor of 17 for those males who
go from having an average amount of variability in NA to having the maximum
amount of variability in NA in our sample. Results from the analysis correcting
for measurement error in the first-occasion predictors were very similar. In sum,
the second set of predictors had a significant contribution for predicting breakup.
TABLE 5
Regression Coefficients and Odds Ratios From the Prediction of Breakup Based on the
First Occasion and the Mean and Variability of the Time Series
Predictors of
Breakup b SE t p
Odds
Ratio
Intercept 0.34 1.20 0.29 0.78 1.40
1st time males’ PA 0.12 0.34 0.36 0.72 1.13
1st time females’ PA 0.29 0.37 0.77 0.44 1.33
1st time males’ NA �0.17 0.35 �0.47 0.64 0.85
1st time females’ NA 0.04 0.42 0.09 0.93 1.04
Mean of males’ PA �0.22 0.46 �0.47 0.64 0.81
Mean of females’ PA �0.69 0.53 �1.29 0.20 0.50
Mean of males’ NA �2.08 1.26 �1.65 0.10 0.13
Mean of females’ NA 1.71 1.23 1.40 0.16 5.52
SD of males’ PA �2.80 1.60 �1.75 0.08 0.06
SD of females’ PA 0.91 1.70 0.54 0.59 2.48
SD of males’ NA 5.66 2.27 2.49 < .05 288.01
SD of Females’ NA �0.08 2.36 �0.03 0.97 0.92
Note. PA D positive affect; NA D negative affect. Dependent variable was coded 0 D staying
together, 1 D breakup.
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COMPARISON OF METHODS FOR MAKING PREDICTIONS 197
Model 3: Dynamic Parameters from DAFS
In the third set of analyses we used the dynamic coefficients (i.e., autoregressive
and cross-lagged parameters) from the DAFS models as additional predictors
of relationship quality and breakup. For relationship quality, The Wald test
yielded a �¦2.16/ D 60:40, p < :01, pointing to a unique contribution of
the dynamic parameters. The predictors in this model (i.e., first-occasion affect,
mean and standard deviation of affect from the time series, and affective dynamic
parameters from DAFS) explained 39% of the variance in relationship quality
.R2D :39; p < :01/. Thus, these dynamic parameters predicted an additional
24% of variance in relationship quality.
Regression coefficients for this model are presented in Table 6. These results
indicate that the influences of males’ PA and NA on their own NA, from
one day to the next, are important predictors of relationship quality. Similarly,
females’ NA influence on their own PA from one day to the next is an important
predictor of relationship quality. Furthermore, the mean of females’ PA remained
significant. The intercept indicates that when all predictors were zero, the mean
level of relationship quality was 5.62. For every unit increase in the influence
from males’ PA and NA to their own NA, the level of relationship quality
increased and decreased, respectively, b D 0:84, �1.08, SE D 0:36, 0.35,
p < :05. Controlling for all other predictors in the model, a unit increase in the
influence of females’ NA to their own PA resulted in an increase of relationship
quality. On the other hand, a unit increase in the mean of females’ PA throughout
the time series boosted relationship quality, b D 0:53, SE D 0:15, p < :01.
Results from a model with correction for measurement error in the predictors
from the first occasion were nearly identical to the results without correction.
Taken together, these analyses indicate that the affective influences that males
and females exert on themselves are central to the couples’ relationship quality.
In the last set of analyses we used the same dynamic parameters from the
DAFS models as additional predictors of breakup in a logistic regression model.
As before, these new predictors were added to the model with the predictors from
the two previous approaches. The Wald test examining the unique contribution
of the newly added parameters was nonsignificant, �¦2.16/ D 16:80, p D :40.
According to this model, the dynamic parameters are not important predictors of
breakup 1 to 2 years later. Correcting the first measurement occasion predictors
for measurement error did not change the results.
The DAFS model has a measurement model and a structural model in which
the autoregressive and cross-lagged relations are estimated. An alternative, sim-
pler model could be fitted by removing the measurement model and using
composite scores as observed variables. To the degree that measurement error is
present in the observed variables, this new AR1 model should obscure relations
in the data. To test this hypothesis, we fitted such AR1 model and compared its
predictive value with that of the DAFS model.
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198 CASTRO-SCHILO AND FERRER
TABLE 6
Regression Coefficients From the Prediction of Relationship Quality Based
on the First Occasion, the Mean and Variability of the
Time Series, and the DAFS Parameters
Predictors of
Relationship Quality b SE t P
Intercept 5.62 0.42 13.5 < .01
1st time males’ PA 0.08 0.11 0.78 0.44
1st time females’ PA �0.14 0.10 �1.35 0.18
1st time males’ NA 0.22 0.13 1.70 0.09
1st time females’ NA 0.01 0.14 0.05 0.96
Mean of males’ PA �0.11 0.15 �0.72 0.48
Mean of females’ PA 0.53 0.15 3.53 < .01
Mean of males’ NA �0.17 0.40 �0.44 0.66
Mean of females’ NA �0.54 0.38 �1.43 0.15
SD of males’ PA �0.14 0.46 �0.30 0.76
SD of females’ PA �0.52 0.53 �0.98 0.33
SD of males’ NA 0.07 0.70 0.10 0.92
SD of females’ NA 1.02 0.67 1.53 0.13
Males’ PA ! Males’ PA 0.61 0.38 1.60 0.11
Males’ NA ! Males’ NA �1.08 0.35 �3.08 < .01
Females’ PA ! Females’ PA 0.00 0.38 0.00 1.00
Females’ NA ! Females’ NA �0.11 0.35 �0.30 0.76
Males’ NA ! Males’ PA �0.77 0.43 �1.81 0.07
Males’ PA ! Males’ NA 0.84 0.36 2.34 < .05
Females’ NA ! Females’ PA 1.11 0.37 2.97 < .01
Females’ PA ! Females’ NA �0.54 0.40 �1.33 0.18
Males’ PA ! Females’ PA 0.19 0.39 0.49 0.62
Males’ NA ! Females’ PA �0.71 0.40 �1.81 0.07
Males’ PA ! Females’ NA �0.78 0.42 �1.83 0.07
Males’ NA ! Females’ NA �0.59 0.38 �1.56 0.12
Females’ PA ! Males’ PA 0.21 0.38 0.56 0.58
Females’ NA ! Males’ PA �0.02 0.38 �0.07 0.95
Females’ PA ! Males’ NA �0.39 0.48 �0.80 0.43
Females’ NA ! Males’ NA �0.53 0.44 �1.21 0.23
R2
D :39
Note. DAFS D Direct Autoregressive Factor Score; PA D positive affect;
NA D negative affect.
Results from using AR1 estimates to predict relationship quality were similar
to those with the DAFS model. For relationship quality, the Wald chi-square
test indicated that the dynamic predictors explained a significant amount of
unique variance in relationship quality, R2D :39, p < :01, �¦2.16/ D 51:79,
p < :01. Resulting regression coefficients were in the same direction and close
to the same magnitude from those of the DAFS model, suggesting negligible
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COMPARISON OF METHODS FOR MAKING PREDICTIONS 199
differences between the DAFS and AR1 models. With regard to the prediction
of breakup, results were nearly identical to those with the DAFS parameters.
Adding predictors from the AR1 model did not help explain a significant amount
of variance in breakup above and beyond the variance explained by the predictors
from the first two approaches, �¦2.16/ D 17:91, p D :33.
DISCUSSION
Summary of Results and Theoretical Implications
In this article we examined different approaches for characterizing multivariate
data of psychological processes and compared their use for making predictions
of future outcomes. To illustrate the use of these approaches, we used empirical
data consisting of multiple variables collected at multiple timepoints for multiple
individuals in couples.
In our first approach, we used data from the first measurement occasion
only. The results of these analyses show that this information does not provide
information about the couples’ relationship quality or whether couples are likely
to break up 1 to 2 years later. Thus, although one-timepoint assessments have
economical and other practical advantages, in this context, they do not seem to be
informative. Second, we considered the unique contribution of means and stan-
dard deviations from the entire time series for each individual. The results with
these statistics were more informative than those from the first approach. The
mean and variability of the time series explained a significant amount of unique
variance in our outcomes. Females’ average PA and NA across time play a central
role in predicting relationship quality 1 to 2 years later and variability in males’
NA across time was predictive of breaking up. Moreover, couples in which males
experienced high ups and downs in NA across time were 17 times more likely
to break up than those couples in which males showed little variability in NA.
In the third approach, we used the dynamic parameters from DAFS models
fitted to each dyad separately. These parameters also explained an additional
unique amount of variance above and beyond the variance explained by the first
occasion and mean and variability predictors but only for relationship quality.
Results from these analyses indicate that the daily dynamics are quite informative
about future relationship quality but not breakup. Thus, the affective dynamics
revealed by the dynamic parameters seem to reflect a degree of emotional quality
in the relationship but not the mechanisms underlying relationship dissolution.
Decisions to terminate a relationship might be linked to a large shock to the
system or to effects that build up over time until some rupture point. In either
case, these effects would not be captured by the DAFS model, which was
specified to capture daily fluctuations in affect in a stationary way.
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200 CASTRO-SCHILO AND FERRER
Some important aspects of our analyses deserve mentioning. For example, the
affective inertia (i.e., influences in affect from one day to the next) manifested by
males’ NA was predictive of lower perceived relationship quality at the couple
level. Also, the reactivity showed by males’ NA in response to their own PA was
positively related to relationship quality and so was the reactivity of females’
PA to their own NA. These parameters representing reactivity of PA and NA
are challenging to interpret as increases in NA would not be hypothesized to
predict higher relationship quality. Furthermore, the zero-order correlations be-
tween these parameters and relationship quality are r.131/ D :01, p D :94 and
r.131/ D :24, p < :01 for males and females, respectively. For females, one
could argue that increases in NA lead to higher PA, which could result in higher
relationship quality. However, this argument does not apply to males, for whom the
correlation between their parameter and the outcome reflects a suppression effect.
One complexity in understanding the dynamic effects arises from the large
number of predictors in the regressions. One must keep in mind that the effects
exist in the context of all predictors in the model. Thus, the three aforementioned
dynamic parameters are significant after adjusting for the first timepoint of
measurement, mean, and variability of the time series.
Also interesting is that coupled dynamic effects between males and females
were predictive of relationship quality at the .10 level. Presumably, some of
these parameters would reach conventional criteria for statistical significance if
we had not controlled for the effects of the predictors from the first and second
approaches. Although the inclusion of a large number of predictors creates a
challenge for the interpretation of results, our goal was to assess the overall
contribution of each set of predictors to explaining variability in the outcomes.
The detrimental effects of negative affective influences, within and between
partners, in the success of romantic relationships have been hypothesized in the-
oretical work (Lindahl & Markman, 1990; Markman, 1991) and some evidence
of this exists (Levenson & Gottman, 1983). Our results show further empirical
support for this notion. Females’ consistent experience of NA across time seems
to harm relationship quality, but their experience of NA on a given day might
result in higher PA the following day, and this pattern could boost relationship
quality. Arguably, this description of emotional ups and downs might depict
women who are high in neuroticism, a characteristic thought to pose a challenge
for successful romantic relationships (Karney & Bradbury, 1995). Thus, future
research should investigate if there is any value of experiencing NA for females.
With regard to breakup, the mean and variability of PA and NA across time
revealed useful information about the status of the relationship 1 to 2 years later.
But unlike for relationship quality, this pattern was not found when using the
dynamic parameters from the DAFS model (although several of the dynamic
parameters had significant zero-order correlations with breakup). This is an
insightful finding as it suggests that, once males’ variability in NA is accounted
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COMPARISON OF METHODS FOR MAKING PREDICTIONS 201
for, day-to-day affective dynamics are not determinants of relationship status.
Rather, the overall mood swings in NA across time (particularly for males)
play a central role with regard to relationship dissolution. Thus, for relationship
dissolution, our results also supported previous hypotheses of harmful effects
of negative influences in affect within partners (Levenson & Gottman, 1983;
Lindahl & Markman, 1990; Markman, 1991).
Our findings shed light on several aspects of the close relationships’ literature.
First, the DAFS model stays true to theoretical accounts of romantic relationships
that stress the interconnectedness of individuals in a couple (e.g., Gottman,
Murray, Swanson, Tyson, & Swanson, 2002; Kelley & Thibaut, 1978). The
dynamic parameters in the DAFS model characterize the interdependence of
the dyad, which is a main advantage of using this method, that is, matching
theory with appropriate statistical models. Also, this investigation joins the scarce
literature that considers information from both partners in a relationship and
collects data at more than one point in time. Investigations have suggested gender
differences in relationship conflict management; particularly, males appear to
struggle more than females in handling conflict (Baucom, Notarius, Burnett, &
Haefner, 1990). This might help explain why inertia in males’ NA, but not in
females’, was related to relationship quality.
Methodological Considerations and Limitations
A number of methodological aspects in our analyses deserve discussion. The
mean and variability of the time series proved to be useful predictors of re-
lationship quality and breakup, but the DAFS parameters were only related to
relationship quality. Thus, researchers must consider the differences in informa-
tion provided by these two sets of predictors to assess which approach might
be best for their specific application. The mean of the time series describes the
average affective level of an individual across time. This average affect might
or might not be experienced often throughout the measurement period. The
variability of the time series portrays the degree to which an individual deviates
from that level of affect; high variability suggests an individual who exhibited
large fluctuations around the average level, whereas low variability suggests an
individual who experienced levels of affect close to the average throughout the
assessments. In this regard, the mean and variability of the time series together
are indicative of intraindividual variability.
On the other hand, the dynamic parameters from the DAFS also describe
intraindividual variability but in a different way. Parameters representing within-
person influences suggest the amount of affective inertia an individual has from
one day to the next. A high degree of inertia may typify a person who ruminates
over negative experiences, or savors positive experiences, over time. Conversely,
low inertia could represent an individual who “lives in the present,” for whom
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202 CASTRO-SCHILO AND FERRER
emotions do not linger from day to day. The cross-lagged parameters represent
reactivity of a state from another state. For example, females’ PA might be
reactive to their NA if their PA is increased or decreased by their NA. As
seen here, the information gathered from the DAFS parameters is very different
from the information gathered from the mean and variability of the time series.
Our results suggest that both pieces of information are differentially useful
for explaining future outcomes and, as such, researchers might consider both
approaches depending on their goals.
Another methodological issue is related to the reliability of the measures. The
predictors from the first occasion of measurement could be interpreted as having
limited reliability (when compared with the predictors from the alternative ap-
proaches) due to the mere fact that they were gathered at a single timepoint (but
see Footnote 2). The predictors included in the additional approaches, in contrast,
capitalized on the reliability of having measured the construct at multiple (up to
90) occasions. Ordinary least squares regression and logistic regression assume
error-free predictors. As such, improvements in a regression model can result
from including predictors that serve as indicators of the reliability of other
variables in the model. In our application, including the standard deviation of the
time series as a predictor of relationship quality and breakup could have served
this purpose as the standard deviation has a direct relationship with the standard
error of the mean. With this in mind, one must question whether the predictive
value of the mean and variability of the time series and the dynamic parameters
from the DAFS is due to the consideration of intraindividual variability itself
or simply due to inclusion of information about reliability in the models. We
argue that reliability is not the reason the DAFS parameters and the mean and
variability are useful predictors of relationship quality and breakup, respectively,
because after adjusting the first-occasion predictors for measurement error we
still found no predictive value of the first-occasion predictors.
In addition, using the AR1 parameters instead of the DAFS parameters did
not change the pattern of results in our regressions, suggesting that both sets
of parameters have similar predictive value. This is likely the case because the
indicators in the DAFS model were parcels. Parcels result in higher factor load-
ings than do individual items (Kishton & Widaman, 1995). Indeed, standardized
factor loadings across dyads fluctuated around .85 and the AR1 model assumes
a constraint of unit weights for all indicators to create a composite score. In sum,
researchers should consider the degree of unique variance across indicators to
decide whether an AR1 model is sufficient for the data.
Importantly, we refer to the DAFS approach as “idiographic-oriented” because
our analyses assume that a lag-1 model is appropriate for all the couples’ time
series. Simulation studies and other investigations suggest a lag-1 model is
appropriate for our data (Ferrer & Nesselroade, 2003; Harrop & Velicer, 1985).
Our empirical examinations of the data also pointed to a lag-1 model for most
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COMPARISON OF METHODS FOR MAKING PREDICTIONS 203
couples. However, to the degree that a lag-1 model fails to characterize the
couples’ dynamics, our results would depart from a true idiographic approach.
One possible limitation of our work is related to our approach of taking
parameter estimates from each individual DAFS model and using them as
predictors of between-dyad differences. The parameter estimates from these
models have standard errors, indicating precision in their estimation. This infor-
mation was not considered in our regression models, which could be particularly
important because of the differences in length of the time series. Moreover, we
extracted the standardized parameter estimates for our secondary regressions.
Although we chose these estimates to facilitate comparability of the parameters
across dyads, the comparability relies on the assumption of equal variances in
the PA and NA factors for all dyads, which might not be tenable. Also related
to this challenge is the comparability of regression weights given the lack of
factorial invariance in the measurement models across dyads. Although some
experts might perceive this as a limitation (because arguably, the same construct
is not being measured for all dyads), others (Nesselroade, Gerstorf, Hardy, &
Ram, 2007) advocate for these idiosyncrasies at the measurement level with
the intention of finding conceptual similarities across people at an abstract level.
Indeed, allowing dyads to have their own factorial structures might be a strength
of our approach. Future work should assess whether or not this is the case. If
factorial invariance across units is the goal, an alternative approach could entail
identifying subgroups of people with similar factorial and dynamic structures;
then comparisons between subgroups could be performed.
Additionally, it is important to consider that our set of predictors coming from
a strictly nomothetic perspective (i.e., the first occasion of measurement) might
not be a completely accurate representation of variables gathered by nomothetic
researchers. That is, the report of PA and NA at the first occasion was based on
a state-like measure. The instructions for answering the PANAS read “to what
extent have you felt this way today” rather than a trait measure that would have
asked about the PA and NA “in general.” Thus, our results might have been
different if we had used a trait measure of affect at the first occasion. Although,
intuitively, it is possible that a trait measure would be highly correlated with
the mean of the time series (and thus might be predictive of distal outcomes),
it is also possible that it would not be strongly related as well-known cognitive
biases (such as fading affect bias and the focusing effect or focusing illusion
bias; Walker, Skowronski, & Thompson, 2003) exist and play a role in the report
of overall affect.
In sum, there are many methodological issues that must be considered when
implementing idiographic-oriented techniques for understanding psychological
processes. At multiple points in time one must make decisions about how to
consider idiosyncratic details, such as identifying the best dynamic models,
the most appropriate factorial structures (constrained or freely estimated across
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204 CASTRO-SCHILO AND FERRER
dyads), and the most appropriate parameters (with consideration of standard
errors) to extract if secondary analyses are to be conducted. There is not a
clear road map for what steps are most favorable, so aside from proposing
one alternative, we hope in this article we rekindle the nomothetic-idiographic
discussion to bring attention to the challenges associated with making inferences
about groups that also characterize individuals.
SUMMARY
The results from different approaches to making predictions shed light on the
importance of considering longitudinal data, particularly, time series data from
multiple individuals. Naturally, we do not expect that our results will apply to
each couple in our sample. But we believe that our second and third approaches
are better alternatives to classic nomothetic methods because they build psy-
chological science from the ground up. Researchers have discussed ways for
drawing inferences about groups based on individual-level analyses (Ferrer &
Widaman, 2008; Hamaker et al., 2005; Jones, 2007; Nesselroade & Ford, 1985;
Nesselroade & Molenaar, 1999; Velicer & Molenaar, 2013; West & Hepworth,
1991). Our work provides an additional procedure for using individual-level data
and making inferences about groups.
The common theme underlying our findings is the value of intraindividual
variability to describe individual processes (Nesselroade & Ford, 1985). In
particular, modeling such variability in a way that organizes both its structure
and its underlying dynamics is especially useful for capturing individual (or
dyadic) processes and their potential associations with distal outcomes. It is
up to the researcher to decide whether complex models such as the DAFS are
required to address theoretical questions of interest or if the standard deviation
of the time series, or other exploratory approaches (e.g., Ferrer et al., 2012),
are sufficient for the study of intraindividual variability. In either case, such
variability is informative about characteristics that would go untapped using
standard nomothetic methods.
ACKNOWLEDGMENTS
This research was supported in part by Grant BCS 052776 from the National
Science Foundation (Emilio Ferrer, PI). The first author thanks Keith Widaman
for suggesting the outline of this article. We acknowledge Dave Sbarra, Diane
Felmlee, Fushing Hsieh, and the members of the Dynamics of Dyadic Interac-
tions Project Lab at University of California, Davis. We also thank Stephen West
and three anonymous reviewers whose suggestions were invaluable for this work.
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COMPARISON OF METHODS FOR MAKING PREDICTIONS 205
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