community lifespan, niche expansion and the evolution of ... · 02/01/2020 · ecology, demography...
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Community lifespan, niche expansion and the evolution of interspecific cooperation
António M. M. Rodrigues1,2,*,§, Sylvie Estrela2,§, Sam P. Brown3,4
1. Department of Zoology, University of Cambridge, Downing Street, CB2 3EJ Cambridge, UK.
2. Department of Ecology & Evolutionary Biology, Yale University, New Haven, CT 06511,
USA.
3. School of Biological Sciences, Georgia Institute of Technology, Atlanta, GA, USA.
4. Center for Microbial Dynamics and Infection, Georgia Institute of Technology, Atlanta, GA,
USA.
* corresponding author, email: [email protected]
§ joint first authors
Article Type – Original Article.
Running Title – Demography and mutualism.
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Abstract – Natural selection favours individuals who maximise their own reproductive success
and that of their close relatives. From this perspective, cooperation that benefits individuals of a
different species represents an evolutionary conundrum. The theory of mutualism seeks to resolve
this puzzle, and it posits that there must be downstream benefits to cooperators that offset any
costs inherently associated with interspecific cooperation. Thus, individuals should only further
the survival and fecundity of their interspecific partners if this generates additional return
benefits, such as food, shelter or protection. A major challenge for the evolution of mutualism is
when the ecological niches of partner species overlap, as this creates a tension between the
benefits of exchanging services and the costs of competing for shared resources. Here we study
the extent to which niche expansion, in which cooperation augments the common pool of
resources, can resolve this problem. We find that niche expansion facilitates the evolution of
mutualism, especially when populations are at high densities. Further, we show that niche
expansion can promote the evolution of reproductive restraint, in which a focal species adaptively
sacrifices its own growth rate to increase the density of partner species. We interpret these results
in the context of microbial community interactions, which are often characterized by yield-
enhancing exchanges of nutrients, termed ‘cross-feeding’. Our findings suggest that yield-
enhancing mutualisms are more prevalent in stable habitats with a constant supply of resources,
where populations typically live at high densities, but such mutualisms are particularly vulnerable
to the emergence of cheats. In general, our findings highlight the need to integrate both temporal
and spatial dynamics in the analysis of mutualisms.
Keywords – demography, ecology, mutualism, cross-feeding, kin selection, spatial structure.
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Introduction
Multi-species communities are more than just an aggregate of individuals struggling for survival
in the face of antagonistic interactions. While competitive and exploitative interactions are most
common (e.g. Foster and Bell 2012), spectacular examples of interspecific mutualism enliven our
natural world (Leigh 2010). On the microbial scale, examples of costly investments in the growth
of a partner species have recently been described among microbes in the gut (Rakoff-Nahoum et
al. 2016) and among partner species engineered (Shou et al. 2007, Wintermute and Silver 2010,
Mee et al. 2014) and evolved in the lab (Harcombe 2010, Pande et al. 2014, Harcombe et al.
2018). These examples pose the question of whether costly microbial mutualisms are more
widespread and awaiting discovery. To approach this question, we ask what ecological conditions
are most likely to support these mutualistic investments?
Microbial cells release compounds into their environment that are then used by other members of
the community for survival and growth (McNally and Brown 2015, Estrela et al. 2019). In some
cases (termed cross-feeding or syntrophy), these exo-molecules are a waste product of an
individual’s metabolism that is advantageously co-opted by a partner species (Hillesland and
Stahl 2010, Estrela et al. 2012, LaSarre et al. 2017, Goldford et al. 2018), and as such, it comes at
no cost to the producer. More challenging for evolutionary theory is when the exchanged
compounds are not simple metabolic waste products but specifically designed costly secretions,
such as the secretion of nutrient-scavenging molecules (e.g. siderophores; D'Onofrio et al. 2010)
and digestive enzymes (e.g. glycoside hydrolase; Rakoff-Nahoum et al. 2016), or the production
of detoxifying enzymes (e.g. beta-lactamases; Yurtsev et al. 2016). In the majority of these cases,
the most parsimonious explanation is that the secreted factor serves to aid a conspecific (or even
the focal producer cell), posing little dilemma if the anticipated recipient likely carries a copy of
the gene coding for the trait. However, there are exceptions where the costly secreted factor
provides benefits that are targeted to another strain or species (Harcombe 2010, Pande et al. 2014,
Rakoff-Nahoum et al. 2016, Harcombe et al. 2018).
The interspecific exchange of costly secretions seems to be at odds with the Darwinian theory of
adaptation by natural selection, which posits that selfishness should be rife in the natural world
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(Hamilton 1964a, b, Price 1970). The resources that an individual could use for its own selfish
growth and survival are instead redirected to the production of exo-molecules that do not benefit
their producer directly. Therefore, the evolution of these costly traits requires special conditions
(Trivers 1971, Sachs et al. 2004, Foster and Wenseleers 2006, Leigh 2010). Mutualism theory
provides the primary framework for understanding the adaptive nature of interspecific costly
cooperation, where the general hypothesis is that the cost of interspecific cooperation must lead
to a return benefit to the cooperator that offsets a cooperator’s initial costly investment (Trivers
1971).
Mutualisms, however, can become unstable when cheats can reap the benefits of interspecific
cooperation without paying its costs. The stabilisation of mutualisms, therefore, requires the
existence of specific mechanisms such that the return benefits reward cooperators rather than free
riders. Three general stabilisation mechanisms have been proposed. First, partner fidelity occurs
whenever individuals form close-knit lifetime associations, and therefore any products of
cooperation are used up by partners, and not by selfish outsiders (Bull and Rice 1991, Sachs et al.
2004, Momeni et al. 2013). Second, partner choice enables cooperators to engage preferentially
with other cooperators and to ostracise free riders (Bull and Rice 1991, Simms and Taylor 2002,
Sachs et al. 2004, Regus et al. 2014). Finally, sanctions impose additional costs on cheats that
offset any of the benefits associated with cheating (West et al. 2002, Kiers et al. 2003, Jandér and
Herre 2010, Jandér et al. 2012, Regus et al. 2014).
Studies of microbial communities, however, have drawn attention to additional demographic
challenges in the understanding of the adaptive exchange of molecules that have not been the
focus of the general theory of mutualism (e.g. Foster and Bell 2012, Mitri and Foster 2013).
Microbial communities have complex life histories where exchanges of services or resources
occur while the community grows and depletes local resources, while it disperses and colonises
new patches, or while the community experiences environmental disturbances. This rich
ecological and demographic substrate provides the backdrop against which cooperative
exchanges unfold, mediating the fitness costs and benefits associated with cooperation, and
ultimately influencing the evolution of mutualism within microbial communities. For instance,
theory suggests that interspecific cooperation is more likely to evolve at intermediate densities
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when individuals can reap the benefit of interspecific cooperation while avoiding the costs of
interspecific competition (Bull and Harcombe 2009). This work, however, assumes a rate
mutualism in which interspecific partners exchange resources that only influence their growth
rates. Natural populations, by contrast, are often characterised by niche expansion in which
individuals profit from an enlarged resource pool created by their interspecific partners (Samuel
and Gordon 2006, Kolenbrander 2011, Ramsey et al. 2011, Goldford et al. 2018).
With a particular emphasis on cross-feeding interactions, here we study how different aspects of
ecology, demography and genetic structuring mediate the evolution of mutualistic interactions.
First, we focus on a rate mutualism and explore how the initial density of individuals, the lifespan
of communities, local competition and relatedness within species interact with each other to
mediate the evolution of mutualisms. Second, we extend our model to consider the possibility of
niche expansion where interspecific partners expand the common pool of resources locally
available. Specifically, we include cases in which niche expansion increases the local carrying
capacity, and we determine how this, in turn, mediates the evolution of mutualisms.
Model and Methodology
Eco-evolutionary dynamics
We assume a metapopulation where each patch is colonised by d0 individuals of the focal species
A, and by an equal number d0 of individuals of the partner species B. Interactions between the
two species influence their growth trajectories, which we model using standard logistic equations.
The intrinsic growth rate of species A is ϕA(z), where z is the amount of help a focal individual of
species A provides to individuals of species B. The intrinsic growth rate of the partner species B
is ϕB. Each individual of species A improves the growth rate of species B by an amount β(z).
Similarly, each individual of the partner species B improves the growth rate of the focal species A
by an amount α. There is density-dependent regulation in each patch, whose carrying capacity is
K. The population of our focal species is composed of a resident strain that expresses a phenotype
z, and of a mutant strain that expresses the phenotype x = z + δ, where δ is vanishingly small.
Thus, the mutant strain deviates only slightly from the resident strain in their level of investment
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in helping behaviours. The growth trajectories of each species, including the resident and mutant
strain of species A, is then given by
!̇ = $%& +((*),-((.),/
0-12 $1 − ,-,/-0
52 !, (1)
6̇ = $%7(8) +90
,-,/-12 $1 − ,-,/-0
52 6, and (2)
6̇: = $%7(;) +90
,-,/-12 $1 − ,-,/-0
52 6:, (3)
where: b is the density of the partner species B; a is the density of the resident strain of species A;
aH is the density of the mutant strain of species A; and < is a constant that mediates the growth
rates of each species. After the initial colonisation of a focal patch, each species grows during a
period of time τ, at which point there is competition for a new round of patch colonisation events.
Within each species, we assume that a proportion s of the competition occurs locally, while a
proportion 1 – s of the competition occurs globally, where s is the scale of competition (Frank
1998, Rodrigues and Gardner 2013). Individuals within each species compete for the d0 breeding
sites available to each species in each patch, and those who fail to obtain a breeding site die.
After this, the life-cycle of the community resumes (see Figure 1 for a schematic representation
of the life-cycle).
Fitness and stable strategies
We focus on helping that has a cost to the growth rate of individuals of species A and a benefit to
the growth rate of the partner species B. We assume that the growth rate ϕA(z) of species A is a
decreasing function of the investment in helping z. Thus, dϕA(z)/dz < 0. In addition, we assume
that the growth rate β(z) of species B is an increasing function of the investment in helping z.
Thus, dβ(z)/dz > 0 (see Figure S1 for a visual representation of the cost and benefit functions).
Our aim is to understand how much helping z should individuals of the focal species A allocate to
their partner species B. In other words, we want to determine the evolutionarily stable helping
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strategy z*, which is the strategy that cannot be beaten by an alternative strategy z* ± δ (Otto and
Day 2007).
To determine the stable strategy z* of a focal individual of our focal species A, we need to define
her reproductive success, which we denote by f(x,z), where the first argument x denotes the
helping strategy of the focal strain and the second argument z denotes the helping strategy of the
competing strain within the focal patch. We define the reproductive success of a focal individual
as the number of descendants she produces after one growth round after she first colonises a
patch, which is given by the final density of individuals in the local patch divided by the initial
density of individuals in the same focal patch. Thus, the reproductive success of a focal
individual that expresses the resident strategy is f(z,x) = a(τ)/(d0(1-p)), whilst the reproductive
success of a focal individual that expresses the alternative strategy is f(x,z) = aH(τ)/(d0p), where p
is the fraction of species A colonisers that are mutant individuals. A fraction s of the competition
is local, in which case the focal individual competes with both clones of herself and wild-type
individuals. The other fraction 1 – s of the competition is global, in which case the focal
individual competes with wild-type individuals only. Thus, the fitness of a focal individual
expressing the alternative strategy x = z + δ is given by
>(;, 8) = @(.,*)ABC@(.,*)-(DEC)@(*,.)F-(DEA)@(*,*)
. (4)
Note that the probability p is also the kin selection coefficient of relatedness r among individuals
of species A within the focal patch (i.e. r = p; Bulmer 1994). The coefficient of relatedness gives
the probability that an intraspecific social partner within a patch carries an identical allele relative
to the population average.
We assume that the alternative helping strategy has a vanishingly small phenotypic effect, and
therefore the selection gradient, denoted by S, is given by the slope of fitness on the phenotype
(Otto and Day 2007). Thus, we have
G(;, 8) = HI(.,*)H.
J.K*
. (5)
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An evolutionarily stable helping strategy z* is found when the selection gradient is null. That is,
when there is neither selection for slightly more investment in helping nor selection for slightly
less investment in helping, and therefore S(z*,z*) = 0 (Otto and Day 2007).
Analysis and Results
Here we study how the different genetic and demographic factors affect the optimal investment
into helping behaviour.
Community lifespan -- Let us focus on how the lifespan of the community, as given by τ,
influences optimal investment in helping effort. Consistent with earlier work (Bull and Harcombe
2009), we find that mutualism is favoured at intermediate values of the community lifespan,
while disfavoured when dispersal is early or late in the cycle of ecological development (Figure
2A). Interspecific cooperation slows down the initial growth rate of cooperators, and therefore, if
dispersal occurs at this early stage (i.e. during the early exponential phase of bacterial growth),
cooperation is not favoured by selection. On the other hand, interspecific competition is stronger
at high densities when resources are scarce (i.e. during the stationary phase), and therefore
cooperation is not favoured either when dispersal occurs at later stages of ecological
development. This effect arises because the carrying capacity is fixed, and therefore as we
approach the stationary phase the interaction between the two species becomes a zero-sum game.
Any increase in the density of one species necessarily leads to a decrease in the density of the
partner species. At intermediate community lifespans (i.e. during the exponential phase),
interspecific cooperation is highest because sufficient time has elapsed for cooperators to recover
from their initial slow growth and because interspecific competition is still weak. However, we
find that competition imposed by intraspecific cheats (low r) is an important factor mediating this
“window of opportunity” for interspecific cooperation, which can be drastically reduced when
relatedness falls below 0.5 (Figure 2A).
Abundance of colonisers -- Let us now study the impact of the initial number d0 of colonisers on
the evolution of cooperation. We find that cooperation is disfavoured as the initial number of
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colonisers increases (Figure 2B). As the initial density of colonisers increases, the amount of
competition for local resources also increases. Therefore, even during the early growth stages,
individuals are already suffering from intense competition for resources, which undermines the
evolution of cooperation. As in the previous section, we find that intraspecific cheats have a
strong impact on the evolution of interspecific cooperation, which can rapidly drop from full
helping (i.e. z* = 1) to no helping (i.e. z* = 0) as soon as relatedness falls below 0.5.
Scale of local competition -- We now turn the attention to the impact of local competition on the
evolution of cooperation. We find that as competition becomes more local (higher s), cooperation
is less likely to evolve (Figure 2C). Moreover, under intense local competition, cooperation
requires longer growth periods to evolve. Local competition, however, exerts less influence on
the optimal cooperative strategies when the dispersal stage occurs at high densities (higher τ).
This is because growth that occurs later in a community’s lifespan is strongly regulated by the
availability of local resources (i.e. density-dependent local regulation), and therefore regulation
of the population exerted through local competition becomes less important.
Mutualism and Niche Expansion
So far, we have assumed a rate mutualism in which there is a growth rate cost for helpers, and a
growth rate return benefit. This mirrors cases, for instance, of detoxification mutualisms where
microbial species protect each other from antibiotics through the production of resistance
enzymes that break down the antibiotics (e.g. beta-lactamases; Yurtsev et al. 2016). In many
other cases, microbes secrete or excrete products that can lead to the expansion of the resource
pool by providing access to novel substrates (see Figure 1B). Niche expansion can take various
forms, including: the production of metabolic waste by one species that opens a new niche for a
cross-feeding species (incidental cross-feeding; Hillesland and Stahl 2010, Estrela et al. 2012,
LaSarre et al. 2017, Goldford et al. 2018); the secretion of exomolecules that enhance nutrient
supply (e.g. extracellular enzymes and scavenging molecules; (e.g. D'Onofrio et al. 2010, Flint et
al. 2012, Rakoff-Nahoum et al. 2016); or the killing of competitors that opens up space for
growth and access to new resources (Yanni et al. 2019). Detoxification of environmental toxins
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can also lead to niche expansion, but it will often relieve growth inhibition as well. Here, we ask
what is the role of niche expansion on the evolution of cooperation?
To study this scenario, we extend our base model to include a unidirectional cross-feeding
relationship, impacting the yield of the community (see Figure 1B). Specifically, we now assume
that the carrying capacity of the community is K = Ki + KB, where Ki is the intrinsic carrying
capacity, and where KB is the component of the carrying capacity that depends on the density of
the partner species B. This is given by
L& = MLN0
O-0, (6)
where e is a carrying capacity elasticity factor due to the presence of the partner species B, and k
is a constant that determines how the carrying capacity increases with the density of the partner
species (e.g. Frank 2010). If we set elasticity to zero (i.e. e = 0), we recover the base model, in
which we have a rate mutualism with no niche expansion (i.e. K = KI, see Figure 3A and
equations (1)-(3)).
In the absence of elasticity (i.e. e = 0), an increase in density of the partner species has a
corresponding increase in the competition for resources to the focal cooperator and her relatives.
Under this scenario, the additional competition for local resources generated by the partner
species precludes the evolution of cooperation at high densities, as we have described above. If
the elasticity e is sufficiently high, however, the partner species provides additional resources that
expand the carrying capacity of the local patch. As a result, an increase in the density of the
partner species need not lead to an increase in the competition for the local resources. Under this
scenario, the additional resources provided by the partner species B offset the additional
competition for resources, and therefore cooperation is favoured at high densities, as shown in
Figure 3B (see also Figure 4, top row).
So far, we have considered a scenario in which interspecific interactions influence the rate and
the carrying capacity of each species simultaneously (i.e. α > 0, β0 > 0 and e > 0). As a result, we
are unable to precisely gauge what are the forces driving the evolution of the mutualism. To
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investigate this, we now consider a simpler scenario in which interspecific interactions do not
affect the growth rate of both the focal and the partner species (i.e. α = 0, β0 = 0), but the partner
species still promotes niche expansion via the production of additional resources (L&). Under this
scenario, we ask under what conditions natural selection favours the evolution of cooperation in
the focal species. As shown in Figure 4 (bottom row), while cooperation does not evolve at
intermediate densities, it does evolve at high densities. Unlike the previous scenario, here
cooperation from the focal species A does not involve the secretion of any exo-products. Instead,
cooperation takes the form of reproductive restraint in which individuals of the focal species A
are selected to consume resources (replicate) more slowly (e.g. Kerr et al. 2006) to promote the
growth of the partner species B. Slow growth has an initial cost for the focal species. However,
this initial cost is offset by the niche expansion that occurs later on in the community lifecycle
due to the additional individuals of the partner species B.
The evolution of reproductive restraint depends on the relative growth rate of the two interacting
species (Figure 4). This growth-rate dependent outcome occurs because reproductive restraint has
two contrasting effects on the fitness of the focal species. On the one hand, reproductive restraint
has a fitness cost for the focal species because they are in direct competition with the partner
species for limiting resources. On the other hand, reproductive restraint has a positive fitness
effect for the focal species because it increases the abundance of the partner species, which also
increases the carrying capacity of the local patch. When the baseline growth rate of the focal
species is too small, the costs of reproductive restraint offset its benefits, and therefore,
reproductive restraint does not evolve. If the baseline growth rate of the focal species is too high,
the fast-growing focal species suppresses the growth rate of the partner species, which suppresses
the benefits of cooperation at later ages of the community lifespan, and reproductive restraint is
less favoured (Figure 4, bottom row).
We now consider a scenario in which in addition to the partner species leading to niche
expansion, the focal species boosts the growth rate of the partner species (i.e. α = 0, β0 = 0.01).
Do we still observe the evolution of interspecific cooperation? Under such scenario, we find that
cooperation is less likely to evolve (Figure 4, third row). The cooperative behaviour of the focal
species reduces its own growth (restraint), but it also increases the growth of the partner species.
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As a result, the additional growth rate of the partner species imposes an additional cost on the
focal species. Overall, the benefits from niche expansion are not sufficient to offset the direct cost
of cooperation arising from consuming common resources more slowly and the indirect cost of
cooperation that arise from the additional competition imposed by the partner species.
Finally, let us now consider a scenario in which, in addition to niche expansion, the partner
species also provides a growth rate benefit to the focal species (i.e. α = 0.01, β0 = 0). As shown in
figure 4 (second row), we find that the focal species evolves reproductive restraint at high
densities, but not at intermediate or low densities. Here restraint increases the density of the
partner species, which in turn benefits the growth rate of the focal species, and also, the yield
when at high densities owing to niche expansion by the partner species.
Mutualism and Niche Overlap
So far, we have assumed that both species, A and B, compete for the same resources (represented
by the common carrying capacity K). However, in many cases the degree to which niches of
different species overlap varies. While in some cases species fiercely compete for common
resources, i.e. complete niche overlap, in others they compete for some but not all resources, i.e.
partial niche overlap, and yet in others they compete for very different resources, i.e. non-
overlapping niches. We therefore extended our model to study the effect of niche overlap
between species A and B on the evolution of mutualism. The degree to which species A and B
compete for resources – degree of niche overlap – is modelled by an interspecific competition
coefficient, denoted by γ, which varies from 1, i.e. complete niche overlap, to 0, i.e. non-
overlapping niches. This coefficient affects the density-dependent terms in equations (1-3), such
that they become: (1 – (γ(a + aH) + b) / K) in equation (1), which describes the growth trajectory
of species B; and (1 – ((a + aH) + γb) / K), in equations (2) and (3), which describes the growth
trajectories of species A. When there is complete niche overlap (γ = 1), we recover our initial
model. However, when niches do not overlap (γ = 0), the density-dependent term of species B
becomes 1 – b/K, and the density-dependent term of species A becomes 1 – (a + aH) / K.
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Given niche expansion by the partner species (KB > 0), relaxing competition for resources
between the focal and partner species disfavours the evolution of reproductive restraint, and
therefore yield-enhancing mutualisms are less likely to evolve (Figure 5 and Figure S2).
Moreover, in such cases, mutualism with dispersal at later stages of community growth is no
longer favoured when the degree of interspecific competition falls below 0.5 (Figure S2). This
negative effect of lower interspecific competition on mutualism is especially pronounced in cases
where the rate mutualism is turned-off (Figure S2, bottom row). Without niche expansion,
cooperation at high densities is disfavoured regardless of the niche overlap (Figure 5). This
suggests that interspecific cooperation in the form of reproductive restraint can only evolve when
there is both a high degree of niche overlap and niche expansion.
Discussion
In mutualistic interactions, individuals receive a benefit from their interspecific partners. In such
cases, individuals should care for the survival and growth of their interspecific partners to the
extent that this is associated with a higher probability of receiving the return benefit. In many
cases, however, there is at least some degree of niche overlap between species, which may lead to
interspecific competition for shared limiting resources, which, in turn, may have an adverse
impact on the evolution of mutualisms. Previous theory seeking to understand this problem has
shown that interspecific cooperation is more likely to evolve at intermediate densities (Bull and
Harcombe 2009). This outcome arises because at intermediate densities the return benefits from
interspecific cooperation are sufficiently high to outweigh the initial costs of cooperation and
because the intensity of density-dependent competition for resources is still comparatively low.
The conclusion that mutualism evolves at intermediate densities relies on the assumption of a rate
mutualism, in which individuals exchange resources that influence their growth rates.
Mutualisms among microbes, by contrast, are commonly yield-enhancing (Samuel and Gordon
2006, Kolenbrander 2011, Ramsey et al. 2011). We have shown that in such cases interspecific
cooperation can evolve even at high population densities, a condition that may be prevalent in
natural microbial populations (e.g. Rakoff-Nahoum et al. 2016). In line with our findings,
Rakoff-Nahoum et al. (2016) recently provided evidence of costly interspecific cooperation
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between Bacteroidales species that live at high densities in the human intestine. Specifically,
Bacteroides ovatus secretes digestive enzymes that break down inulin, the products of which are
then used by Bacteroides vulgatus, which, in turn, improves the fitness of B. ovatus. This study
provides a rare example of a costly yield mutualism in a natural ecosystem. Evidence for costly
mutualism between microbial species in a natural setting is still scarce, in part due to the
difficulty of measuring the costs and benefits associated with a specific trait in complex
environments such as the gut microbiota. Our study, however, suggests that rather than an
exception, costly yield mutualisms may be a prevalent form of cooperative exchanges in the
microbial world.
Understanding the nature of the costs and benefits accrued to individuals involved in interspecific
exchanges is crucial for explaining the diversity and stability of mutualisms in microbial
communities (e.g. Harcombe 2010, Rakoff-Nahoum et al. 2016, Harcombe et al. 2018). In rate
mutualisms, the return benefits materialise quicker than in yield mutualisms, and so rate
mutualisms are favoured at early stages of community growth (i.e. exponential phase of bacterial
growth) while yield mutualisms are favoured at later growth stages (i.e. late-exponential and
stationary phase). Given this difference in the rate of return of benefits, it is tempting to speculate
that environmental conditions can predict the type of mutualism that is more likely to evolve in a
given habitat. In general, we hypothesise that natural selection favours rate mutualisms in more
variable and transient environments so that individuals maximise the exploitation of the available
nutritional niches and minimise nutritional losses (e.g. due to resource washout). In contrast, in
more stable and durable environments, natural selection should favour yield-enhancing
mutualisms.
The evolution of interspecific cooperation also depends on the number of individuals who
colonise a patch. If the density of colonisers is initially high, then there is intense competition for
resources right from the beginning of colonisation, which narrows the window of opportunity
within which cooperation evolves. Mixed genotypes in a patch, either due to mixed patch
colonisation or due to mutations, may also disrupt cooperation, which may occur due to two
processes. Firstly, collective action at an early stage of the demographic dynamics is required to
produce enough benefits at intermediate stages, which can only happen if there is a sufficiently
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15
high number of cooperators during the early stages of community growth. Secondly, the benefits
provided by the partner species at intermediate densities come in the form of public goods, and
therefore all individuals of the focal species, both cooperators and cheats, benefit equally from
the help provided by the partner species. As a result, high relatedness within the focal species
ensures that the benefits of cooperation are directed towards cooperators, which prevents free-
riders from exploiting the products of cooperation.
We find that the evolution of cooperation in the form of reproductive restraint in the focal species
depends on the relative intrinsic growth rate of the two partner species. Reproductive restraint can
evolve if the intrinsic growth rate of the focal species is high enough so that its own growth is not
suppressed by the growth of its partner species at early stages of community development, but
also not too high so that the focal species does not suppress the growth of its partner species, and
consequently the benefits of cooperation that are accrued at later ages of the community lifespan.
Broadly related to this idea, it has been shown that both growth rate differences between species
and competition for a shared resource can affect the stability of cross-feeding interactions
(Hammarlund et al. 2019). Starting with a bidirectional obligate cross-feeding mutualism
between two species, Hammarlund et al. (2019) showed that when one partner becomes
independent, coexistence can only be maintained when the obligate partner is the faster growing
species but breaks down when the obligate partner is the slower grower. In our model,
interspecific cooperation evolves between two species that can grow independently. It would be
interesting to investigate whether restraint is more or less likely to evolve in systems where the
partner species depends on the focal species for growth.
Our findings, so far, assumed that the focal and partner species compete for the same limiting
resources, which is consistent with the idea of strong niche overlap. What happens if now they
compete less, or not at all, for the same resources – that is, if there is low or no niche overlap?
Previous work has suggested that low niche overlap and high relatedness can favour cooperation
between species (Mitri and Foster 2013). Here we find that interspecific cooperation, in the form
of reproductive restraint, is only favoured when interspecific competition is high, but not when
interspecific competition is low. In other words, interspecific competition selects for interspecific
cooperation. This effect occurs because without a shared limiting resource, the incentives for
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16
reproductive restraint are eliminated. Indeed, prudence in resource consumption no longer
promotes the growth of the partner species and its associated yield-enhancing benefits, but it still
carries the costs associated with intraspecific cheats. We would expect, however, low niche
overlap to favour other forms of interspecific cooperation that directly impact the yield of partner
species.
We have assumed that cooperation is constitutively expressed. Under this scenario, rate
mutualisms are favoured at intermediate densities whilst yield mutualisms are favoured at high
densities. These contrasting selective pressures raise the hypothesis that natural selection favours
the density-dependent regulation of these cooperative traits. It is now well understood that
intraspecific microbial cooperation is commonly regulated in a density-dependent manner
(Xavier et al. 2011, Darch et al. 2012, Ghoul et al. 2016), often controlled by cell-cell signalling
mechanisms termed quorum sensing (Whiteley et al. 2017). Quorum sensing limits the
expression of multiple social traits to high-density environments, and limits the extent of
intraspecific social cheating by positive-feedback control of cooperative behaviour (Allen et al.
2016). Our results suggest that interspecific cooperation may also be regulated in a manner that
depends on total community density- for instance, through a mechanism akin to the interspecific
quorum sensing molecule, the autoinducer AI2, that allows bacteria to determine their overall
population density and regulate their behaviour accordingly (Xavier and Bassler 2005).
Specifically, we predict that rate-enhancing traits are more likely to be up-regulated during earlier
growth phases (low densities) but down-regulated during later growth phases (high density). By
contrast, we predict that yield-enhancing traits are down-regulated during earlier growth phases
but up-regulated during later growth phases and the stationary phase.
In this paper, we have not considered the co-evolutionary process between the two species and
we have assumed that the partner species remains in its ancestral form and expresses a constant
level of helping. Helping in the partner species is, however, also a trait under the action of natural
selection, and allowing for the coevolution of helping between the two species may have
important consequences for optimal levels of investment in cooperation (West et al. 2002).
Moreover, we have also assumed that the partner species is not able to discriminate between
cooperators and cheats in the focal species (Allen et al. 2016). For example, in the rhizobia-
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17
legume symbiosis, the plant is able to punish bacterial groups that do not help, and this
mechanism has been shown to stabilise cooperation in this system (West et al. 2002). Also, here
we assume that the focal and partner species are both autonomous – the most likely starting point
of mutualisms. The production of costly leaky goods or services can, however, select for the
evolution of one-way metabolic dependencies to save on metabolic costs (Morris et al. 2012) and
ultimately interdependencies where microbes engage in the exchange of essential traits (Estrela et
al. 2016). Extending our model in these multiple directions provides an interesting avenue for
future studies.
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Figures
Figure 1. Model of the community lifecycle and interactions between species. We assume a
metapopulation model where each patch is colonized by d0 individuals of the focal species A and
of partner species B. Within each patch, species interact and grow until they disperse to a new
empty patch. The carrying capacity of the patch is K. Two mutualistic interaction scenarios are
illustrated: (A) a case of rate mutualism where the focal species A pays a cost on its own intrinsic
growth rate (ϕA(z)) to enhance the growth rate of its partner species B by β(z), and in return, gets
a growth rate benefit α from B. This is defined as a rate mutualism because interspecific
cooperation causes the two species to grow faster at intermediate stages of community
development (here KB = 0); (B) a case of yield mutualism in the form of reproductive restraint in
the focal species A and niche expansion by B. Here the focal species A grows more slowly, which
promotes the growth of the partner species B, and consequently increases the carrying capacity of
the local patch by KB (here α = β0 = 0). This is defined as a yield mutualism because interspecific
cooperation causes both species to reach a higher equilibrium density.
patch colonization initial abundance, d0
patch growth community lifespan, !
rate mutualism no niche expansion, KB = 0
yield mutualism with niche expansion, KB > 0
α
β(z)
ɸA(z) ɸBK+KB
dens
ity
� community lifespan, !
community lifespan, !
dens
ity
AB
Figure 1
ɸA(z) ɸBK+KB
patch colonization initial abundance, d0
patch growth community lifespan, !
focal species Apartner species B
expansion of K by species B
A
B
nutrients detox killing competitors
no helping (z = 0)
AB with helping (z > 0)
}
}
mutualism favoured
mutualism favoured
����
�������
����
�������
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22
Figure 2. Rate mutualisms are favoured at high levels of relatedness and when dispersal occurs at intermediate values of community lifespan. (A) The optimal investment in helping
(z*) as a function of community lifespan (τ) and relatedness (r). (B) The optimal investment in
helping (z*) as a function of the initial density of bacteria (d0) and relatedness (r). (C) The
optimal investment in helping (z*) as a function of the intensity of local competition (s) and
community lifespan (τ). Parameter values: ϕA,0 = 0.012, ϕB = 0.011, α = 0.01, e = 10-4, K = 1, and
(A) s = 0.5 and d0 = 0.01, (B) t = 100 and s = 0.5, (C) r = 0.5 and d0 = 0.01.
Figure 3. Niche expansion facilitates the evolution of mutualism at high densities. (A)
Carrying capacity as a function of the partner species B density for various levels of elasticity (e).
(B) Higher elasticity increases the window of opportunity within which cooperation is favoured
by natural selection (see Figure 2A for the no elasticity baseline scenario), and may even favour
cooperation at high densities. Parameter values: ϕA,0 = 0.012, ϕB = 0.011, e = 10-4, s = 0.5, k = 5,
α = 0.01, d0 = 0.01, and Ki = 1.
0 100 200 300 4000.0
0.2
0.4
0.6
0.8
1.0
community lifespan, τ
relatedness,r
0.0 0.2 0.4 0.6 0.8 1.00.0
0.2
0.4
0.6
0.8
1.0
initial density, d0 (×10-1)
relatedness,r
1 100 200 300 4000.0
0.2
0.4
0.6
0.8
1.0
community lifespan, τ
scaleofcompetition,s
A B C
helping, z*
0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
K
rate mutualism
Figure 2
A B
e = 0
e = 10
0 2 4 6 8 1.00
2
4
6
8
10
species B density (b, ×103)
carryingcapacity
(K,×10
3 )
0 100 200 300 4000.0
0.2
0.4
0.6
0.8
1.0
community lifespan, τ
relatedness,r
A B helping, z*
0.10.20.30.40.50.60.70.80.9
Figure 3
K+KB
rate + yield mutualism
A B
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Figure 4. Rate mutualisms increase the range of parameters under which mutualisms can evolve. Optimal investment in helping (z*) as a function of community lifespan (τ) for various
values of baseline growth rate (ϕA,0) and rate of benefits (α and β0) in the presence of niche
expansion. When there are cross-benefits (first row; α = 0.01, β0 = 0.01) mutualism evolves at
intermediate and high densities. When there are return benefits (second row; α = 0.01, β0 = 0)
mutualism evolves when communities are long-lived and is favoured by lower baseline growth
rate of the focal species. When only the partner species enjoys a rate benefit (third row; α = 0, β0
= 0.01), interspecies cooperation becomes unstable, and only evolves when the baseline growth
rate of the focal species A is sufficiently high. In the absence of rate benefits (fourth row; α = 0,
β0 = 0), cooperation in the form of reproductive restraint evolves at high densities only, and is
highest at intermediate value of baseline growth rate. Parameter values: ϕB = 0.011, e = 10-4, s =
0.5, k = 5, d0 = 0.01, and Ki = 1.
community lifespan, !
rela
tedn
ess,
r
baseline growth rate of focal species A, ɸA,0
0.020 0.010
Figure 3.
Figure 4.
e = 0
e = 10
0 2 4 6 8 1.00
2
4
6
8
10
species B density (b, ×103)
carryingcapacity
(K,×10
3 )
0 100 200 300 4000.0
0.2
0.4
0.6
0.8
1.0
community lifespan, τ
relatedness,r
A B helping, z*
0.10.20.30.40.50.60.70.80.9
!A = 0.020 !A = 0.018 !A = 0.016 !A = 0.014 !A = 0.012 !A = 0.010
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
cummunity lifespan, �
relatedness,r
�A = 0.20 �A = 0.18 �A=0.16�A = 0.14 �A = 0.12 �A = 0.10
�=0.00
�=0.00
�=0.01
�=0.01
�=0.00
�=0.01
�=0.00
�=0.01
0 100 200 300 4000.0
0.2
0.4
0.6
0.8
1.0
community lifespan, �
relatedness,r
0.0 0.2 0.4 0.6 0.8 1.00.0
0.2
0.4
0.6
0.8
1.0
initial density, d0 (×10-1)
relatedness,r
1 100 200 300 4000.0
0.2
0.4
0.6
0.8
1.0
community lifespan, �
scaleofcompetition,s
A B C
helping, z*
0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
0.018 0.016 0.014 0.0121.0
0.61.0
0.61.0
0.61.0
0.61 4000 1 4000 1 4000 1 4000 1 4000 1 4000
Figure 4
K+KBA B
K+KBA B
K+KBA B
K+KBA B
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Figure 5. Non-overlapping niches disfavour the evolution of mutualism by reproductive restraint. Yield-enhancing mutualisms are sustained by reproductive restraint, which is only
favoured under high degree of niche overlap. Rate-enhancing mutualisms, however, evolve
regardless of the degree of niche overlap. Parameter values: α = 0.01, β0 = 0.01, ϕA,0 = 0.014, ϕB
= 0.011, e = 10-4, s = 0.5, k = 5, d0 = 0.01, and Ki = 1.
Figure 5
complete niche overlap
no niche overlap
no niche expansion(KB = 0)
with niche expansion(KB > 0)
Figure 3.
Figure 4.
e = 0
e = 10
0 2 4 6 8 1.00
2
4
6
8
10
species B density (b, ×103)carryingcapacity
(K,×10
3 )0 100 200 300 400
0.0
0.2
0.4
0.6
0.8
1.0
community lifespan, �
relatedness,r
A B helping, z*
0.10.20.30.40.50.60.70.80.9
!A = 0.020 !A = 0.018 !A = 0.016 !A = 0.014 !A = 0.012 !A = 0.010
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
cummunity lifespan, �
relatedness,r
�A = 0.20 �A = 0.18 �A=0.16�A = 0.14 �A = 0.12 �A = 0.10
�=0.00
�=0.00
�=0.01
�=0.01
�=0.00
�=0.01
�=0.00
�=0.01
0 100 200 300 4000.0
0.2
0.4
0.6
0.8
1.0
community lifespan, �
relatedness,r
0.0 0.2 0.4 0.6 0.8 1.00.0
0.2
0.4
0.6
0.8
1.0
initial density, d0 (×10-1)
relatedness,r
1 100 200 300 4000.0
0.2
0.4
0.6
0.8
1.0
community lifespan, �
scaleofcompetition,s
A B C
helping, z*
0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
community lifespan, !
rela
tedn
ess,
r
1.0
0.6
1.0
0.61 4000 1 4000
K+KBA B K+KBA B
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25
Supplementary Figures
Figure S1. (A) Growth rate cost for the focal species as a function of their investment in helping
(z). We assume ϕA(z) = ϕA,0 – φAz. (B) Growth rate benefit enjoyed by the partner species B as a
function of the investment in helping (z) by species A. We assume β(z) = β0z. Parameter values:
ϕA,0 = 0.012, φA = 0.001, β0 = 0.01.
A
0.0 0.2 0.4 0.6 0.8 1.08.0
8.2
8.4
8.6
8.8
9.0
helping, z
growthcostspeciesA(×10
-3) B
0.0 0.2 0.4 0.6 0.8 1.00.0
0.2
0.4
0.6
0.8
1.0
helping, z
growthbenefitspeciesB(×10
-2)
.CC-BY-NC-ND 4.0 International license(which was not certified by peer review) is the author/funder. It is made available under aThe copyright holder for this preprintthis version posted January 3, 2020. . https://doi.org/10.1101/2020.01.02.893321doi: bioRxiv preprint
26
Figure S2. Low niche overlap disfavours the evolution of mutualism by reproductive restraint. When there are rate-enhancing cross-benefits (first row; α = 0.01, β0 = 0.01), little
niche overlap (lower γ) selects against mutualism in long-lived communities but does not select
against mutualism in short- and intermediate-lived communities. In the absence of rate benefits
(second row; α = 0, β0 = 0), little niche overlap (lower γ) selects against mutualism in the form of
reproductive restraint. Parameter values: ϕA,0 = 0.014, ϕB = 0.011, e = 10-4, s = 0.5, k = 5, d0 =
0.01, and Ki = 1.
A B
A B
1.00 0.000.75 0.50 0.25
degree of niche overlap, "
community lifespan, !
rela
tedn
ess,
r
1.0
0.6
1 4000 1 4000 1 4000 1 4000 1 4000
1.0
0.6
Figure S2
Figure 3.
Figure 4.
e = 0
e = 10
0 2 4 6 8 1.00
2
4
6
8
10
species B density (b, ×103)
carryingcapacity
(K,×10
3 )
0 100 200 300 4000.0
0.2
0.4
0.6
0.8
1.0
community lifespan, τ
relatedness,r
A B helping, z*
0.10.20.30.40.50.60.70.80.9
!A = 0.020 !A = 0.018 !A = 0.016 !A = 0.014 !A = 0.012 !A = 0.010
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
1 40000.6
1.0
cummunity lifespan, �
relatedness,r
�A = 0.20 �A = 0.18 �A=0.16�A = 0.14 �A = 0.12 �A = 0.10
�=0.00
�=0.00
�=0.01
�=0.01
�=0.00
�=0.01
�=0.00
�=0.01
0 100 200 300 4000.0
0.2
0.4
0.6
0.8
1.0
community lifespan, �
relatedness,r
0.0 0.2 0.4 0.6 0.8 1.00.0
0.2
0.4
0.6
0.8
1.0
initial density, d0 (×10-1)
relatedness,r
1 100 200 300 4000.0
0.2
0.4
0.6
0.8
1.0
community lifespan, �
scaleofcompetition,s
A B C
helping, z*
0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
K+KB
K+KB
.CC-BY-NC-ND 4.0 International license(which was not certified by peer review) is the author/funder. It is made available under aThe copyright holder for this preprintthis version posted January 3, 2020. . https://doi.org/10.1101/2020.01.02.893321doi: bioRxiv preprint