client services & proceduresvon-richest.com/files/agreement-overview.pdf · client services...

CLIENT SERVICES & PROCEDURES

www.VonRichest.info

Von Richest

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CLIENT SERVICES & PROCEDURES | 2

WELCOME TO VON RICHEST

As C.E.O. of Von Richest, I would like to personally welcome you as a new member to our global portal established for professional Consultants, Buyers and Sellers. The Von Richest team is highly experienced and well versed in today’s global exchange business of Gold, Diamonds, Masterpiece Art, Rare Collectibles and high end vehicles. We are well versed in International Business protocols and procedures, and work very hard to assist our clients in order exceed their business objectives.

Von Richest charges no upfront fees to establish an account. Referral fees are paid on successfully closed transactions and active consultants are compensated accordingly. Our goal is to make sure that everyone involved has a higher, unique opportunity to close business transactions. With Von Richest, we have a rigorous process to screen each and every offer submitted, and all representing parties involved. If you are not willing to provide your company name, produce the necessary documentation to authenticate who you are and what you have then we will not be able to work with you.

All sensitive information submitted is held in the highest of confidence and will only be forwarded to qualified Principals and their legal representatives. Your information will never be advertised, exploited, or sold.

There are two parts to this beginning process, validation and agreements. Once you complete this, you may provide information on active offers or buying sources that will best suit you. We have specific and legal ways of verifying with every potential business contact, however, you are always strongly encouraged to do your own due diligence as your general procedure once you have the information and you are welcome to share with us any valuable additional information that you come across concerning any potentially illegal activities.

We have a great reputation for dedication, effectiveness and the upmost

discretion on behalf of our clients. We are pleased that you will consider

working with the Von Richest team and we look forward to partnering with

you for the purpose of doing business.

WEB ADDRESS

www.vonrichest.info

EMAIL:

[email protected]

[email protected]

[email protected]

SOCIAL MEDIA

SKYPE: Von.Richest

TWITTER: @ von_richest

FACEBOOK: Von.Richest

US CONFERENCE CALL:

302.202.102

Code: 321 631#

Mailing Address:

9022 Wilshire Blvd.

Beverly Hills, CA 90211

http://www.vonrichest.info/

mailto:[email protected]




GOLD BULLION DORE NUGGETS

TO INITIATE OFFERS THIS INFORMATION IS REQUIRED WITH RETURN OF SIGNED SANITIZED SCO

1. Full legal name:

2. Full address:

3. Name of authorized signatory and their title:

4. Phone number:

5. Skype ID if used:

6. Email address:

7. Specify Destination or FOB depository banks (i.e. New York, Istanbul. London, Singapore, HK)

8. Specify if the buyer wants Dore bars or Bullion bars:

9. Specify monthly quantity and duration of contract:

10. If the buyer intends to perform a fire assay, then the seller requires the full name and address of the gold refinery.

11. Seller has specifically requested a top 25 bank to transact for the buyer. Specify the bank and its address. No account

number or other contact information is required at this time. If the provider of the SBLC/BG is not a top 25 bank, then it

must be transferable. If the buyer is posting an MT799 blocked funds, the minimum amount of time it would be blocked

for would be 366 days. If the buyer collects its gold in less time, the bank will release the MT799 back to the buyer in 7

days. Should you have any questions, please feel free to contact us.

TRANSACTION

Procedures:

If you are satisfied that the Buyer fully understands the offer and has the funds to deal with Seller then the potential Buyer will receive a SCO {soft corporate offer} which is not a binding contract. If the Buyer agrees to the terms of the SCO they will sign it, if they don't agree to the terms then they shouldn't sign it.

CLIENT SERVICES

CHECK Not one dollar is transferred from the buyer to the seller until the buyer has proof everything is proper.

CHECK Offers should be totally risk free to the buyer as the buyer doesn't pay the seller one dollar until the buyer is completely satisfied.

CHECK Please don't connect a buyer if the buyer doesn't completely understand the attached documents it will be a waste of everyone's time.

If the Buyer fully understands the SCO and signs it they will immediately receive a SPA (Sales Purchase Agreement) which opens up the full final negotiations with the seller directly. Gold is shipped and at that point funds are transferred.

THIS IS A BANK TO BANK CLOSING

PROCEDURE.


Verify Your Company

Von-Richest enjoys each and every connection we have and gaining those connections as well as the trust behind it takes work and we like to make sure that everyone involved has a higher and larger unique opportunity to close business. With such we have a rigorous process to screen each and every buyer and seller of diamonds and gold that come wanting to work with us. If you are not willing to show validity in your company, produce proof of funds then we will not be able to work with you as we do not have the time to go back and forth for credentials. In this you will provide two parts, validation and agreements. Once complete we will provide information toward offers or buying sources that will best suit you. Although we do our own verifying with each and every person, you are always strongly encouraged to do your due diligence as your general procedure.

FEES FOR SUCCESSFUL TRANSACTIONS:

Von Richest offers quality services with the expectation of fair compensation. We are NOT Intermediaries. If you are utilizing IMFPA “boxes”, do leave space OPEN for Von Richest & Assigns. If you are referring a client, please insure your referral fees are agreed to when submitting offer. If “Buyer” or “Seller” side is “closed, you agree to split entire commission by 1/3-Buyer, Seller and VR Consultants.

Von Richest Consultant Fees

BUYERS & CONSULTANT 33.3% Buyer Side

Commission OR

SELLER & CONSULTANT 33.3% Seller Side Commission OR

VON RICHEST TEAM 33.3% Net Commission

Due Dilligence

Verify

Submit

Company/Corporate Profile

A Company Profile is a full detailed

and honest statement of your

company, who you are, what your

company provides, history and

provides credibility as to your

company’s existence and proven

capability.

Financial Viability

Provide confirmation/proof of funds

or bank officer contact information

to confirm liquidity, Bank Reference

Letter and copy of previous year's

financials (or auditor's statement of

financial viability).

Letter of Representation

If you claim to represent a buying or

selling party you will need to provide

a letter of representation or

engagement showing the company

has given you authorization. This will

generally be signed and stamped

with company seal.

Acceptable proof of identity

Passport is an acceptable proof of

identity in all countries.

Letter of Interest

As a buyer that is seeking gold or

diamond, you will gain the most by

providing a Letter of Interest

detailing what you are looking for in

detail.


DIAMONDS

Von Richest represents client’s worldwide exchanging rough, polished diamonds, and other rare collectibles.

Buying of Rough Diamonds

WE ACCEPT OFFERS WITH NO UPFRONT FEES ATTACHED, NO EXCEPTIONS. MUST HAVE KIMBERLY CERTIFICATE

FOR ROUGH DIAMONDS. MUST HAVE GIA CERTIFICATON FOR CUT & POLISHED

FOR SELLERS AND MANDATES:

The whole procedure is initiated with submission of a valid manifest. VALID MANIFEST TO INCLUDE:

Weight

Size

Color

Clarity

Desired Pricing

Location

Images

The offer, including manifest, is matched with buyer groups and sent to those that have requested offers in free

trade zones. This information is used as the basis for Buyer to qualify your offer. Our major Buyer groups request

offers located in New York, Miami, Los Angeles, Hong Kong, Indonesia, Dubai, Antwerp, Zurich, Tel Aviv, Brussels.

A contact by phone will be arranged after a valid manifest, and requested information is presented to, and

confirmed accepted, by Buyer Group. Please include completed IMFPA, Fee Agreement or Genealogy identifying all

active Consultants and Mandates involved in offering!! Include full contact details for representative Direct to

Principal/Signatory.

Note: All commissions issued will go through Paymaster Services. All named Consultants and Mandates will go

through Due Diligence process via Homeland Security and must have clearance prior to commission being issued.

Consult your Paymaster for more information.

Specify location of TTM, confirm Buyer and Geologist to attend. We will confirm time, date and location of TTM

with both Buyer & Seller groups. Note if Brinks, Malca Amit, Bank or other secure location. If offer is CIF, F.O.B.,

please specify delivery procedures and carrier.


FOR BUYERS AND MANDATE

Incoming offers are distributed to your group, as received, based on Client BUYER Profile and request.

We do our best to match the requested Procedures. We DO NOT establish or negotiate pricing. Upon

Buyer acceptance, Seller will request an LOI or RWA from Principal Seller, copy of Export/Import License

(if applicable), and Color Copy of Principal or Signatory Passport. Please have documents prepared to

forward. This will establish and confirm TTM appointment date and time, invitation for Buyer and

gemologist. All rough diamonds MUST correspond to the manifest, prices negotiated at TTM. Payment

is exchanged, as agreed by both Parties.

Documents that will be requested from Buyer to complete successful transaction:

Three originals of Commercial Invoices for Buyer.Certificate of Origin, and

Certificate of Ownership.

Declaration that the product is free and clear and of non-criminal origin,

Unencumbered and free of any liens, transferable and exportable.

Kimberley Process Certificates (KPC)

Gross weight and net weight.

All necessary documents for export of Diamonds to Buyer destination.


POLISHED DIAMONDS INVENTORY

*Contact to confirm availability. All items offered are GIA CERTIFIED.

12.20 CT VVS1 105.3 ct – D 12.07 ct fancy pink IF

2.24 fancy light blue 62.04 D FL 5.01 VS2 Purplish Pink 85.38ct D FL2

2.13 ct VS1 127ct – VS2 Intense Yellow 30 ct VVS2 Pink 105.52 D FL 2EX


ORIGINAL ART COLLECTIONS

ART CATALOG

Rembrandt, Da Vinci, Monet, Van Gogh, Titian, Cezanne, Caravaggio, Renoir, Goya, Rafaello, Picasso, Warhol, Dali, many

more…

Goya Collection

Salvador Dali Collection

**Salvador Dali Collection – This collection includes a factory in Cyprus that owns rights to manufacture Dali watches. See

above contract doc. More details available.


PROCEDURES FOR ORIGINAL ART, PAINTINGS AND RARE COLLECTIBLES

1. First, seller offers the rough information of the paintings.

2. Seller request buyer client LOI, Bank Guarantee, Affidavit of this purchasing.

3. After receiving above No.2 documents, request the Seller owner full information of the painting with the

certification.

4. From this step, we ask (M), who is a professional art dealer and curator, to close the dealing.

4. If the buyer requests the guarantee by the expert, M asks the top expert of the painting to examine it.

5. When the buyer and the owner agree to proceed this dealing, M arranges its viewing at the place where the

paintings are located. The buyer should view and examine with his own expert.

6. The owner provides the buyer the certification and guarantees its authenticity.

7. After the viewing, and buyer decides to purchase, M proceed to the contract safely and correctly and finalize the

dealing.

8. We mainly use escrow service system for the sake of safety.

*An average 10% commission is offered in the buy & sale of art, however, this % may vary according to set terms by owner or investor.

Faberge’ Egg Modigliani >>>- Greg Coffet-“Eve” Argyle Library Egg


Please note

this is not a

solicitation.

Financial Instrument Requirement Parameters-2016

Several qualified trade platforms exist, designed for Investors who wish to retain ownership and monetize asset. These groups will accept original art, diamonds and other precious gems, museum

quality collectibles. This is known as “Private Placement”. For Principals who may require an alternative to Selling, you may want to check into this option. If you are interested, please review

information below and what is required to begin.

Please review and complete non-solicit document, and return. It is your choice to comply with the line of direction below and requested information required.

Provide basic overview of the parameters for item seeking to trade on platform, we will in turn

revert with something exactly or close to what the requestor(s) are seeking. The goal is to facilitate the process forward in a proper and expeditious way. Be so kind as to provide answers to the

following:

1. Type of Client – Private or Institutional, with compliance in place

2. Type of Asset – Gold Bullion, Diamonds, Original Art,

3. Written Appraisal, value

4. Prepare CIS, PP, SKR or other related documents to be forwarded direct from you to platform

intake desk.

5. Price – what price range is acceptable to the Client for New Issues or Seasoned and readily trading Paper?

6. Parameters – with respect to the principles, we are respectful to understand their procedures

with expressed intentions to create a synergistic environment for all involved. Please provide documentation according to trade desk procedures. What will follow is a meeting between the Desk

Provider and the Principle Purchaser. There will be no interference from intermediaries just principle to principle. This questionnaire is issued pursuant to a specific request; it is not intended

nor should it be construed as constituting a solicitation for the purchase or sale of any investment.

Please note this is not a solicitation.

PPP (PRIVATE PLACEMENT PROGRAMS) FOR LUXURY ASSETS-


VON RICHEST CORPORATE PROCEDURES –

MONEY LAUNDERING REGULATION

Listed Below are various documents to issue to clients as we proceed in representing their business transactions,

including both Buyer/Investor and Seller/Principal. Please issue appropriate document according to client services

representative by you AND all Von Richest Executive Consultants working on their behalf.

Money Laundering Regulations –

As applicable for PPP/Bond/Currency/Commodity Type transactions

Money Laundering Regulations - Establishing the identity of our client In common with all bookkeeping and accountancy practices, we are required to comply with the Money Laundering Regulations. The Regulations require that, at the outset of all relationships with every client (whether we are undertaking a one-off piece of work or a relationship intended to span more than one piece of work), we must take effective measures to ensure that we have established the identity of our client. We are required to make enquiries and obtain evidence

(1) to establish the identity of the party beneficially owning any business which instructs us

(2) to ensure that the individual in question is an existing person (i.e. not a sham identity) and that the identity in question has not been appropriated (e.g. a person assuming the identity of another after stealing his/her passport). Please note that we are exempted from the need for the enquiries set out below only where:

(i) another professional firm (e.g. another firm of solicitors or accountants) has verified to us in writing that they have satisfied themselves of the identity of our client to the extent required by the Money Laundering Regulations;

(ii) our client is itself subject to the money laundering regulations (e.g. the client is an investment institution registered with the Financial Conduct Authority or any other Financial Authority carrying on Investment Business). In all cases other than those where one of the above exemptions applies, we will be unable to commence acting until our enquiries have been completed and all requested information has been supplied.


The enquiries we are required to make and the evidence of identity we are required to obtain vary depending on whether our client is

(a) an individual;

(b) a US company; or

(c) a non-US company:

(a) For individual clients (as opposed to corporations) we are required to obtain the following:-

i. name;

ii. home and business addresses;

iii. date of birth;

iv. place of birth;

v. sight of the original of a current full valid passport or national identity card containing a photograph of the relevant individual. A clear photocopy of the passport is to be retained by us. Where the individual is resident overseas and is unable to present the original passport to us, we require written confirmation from a local solicitor that he has inspected the original passport and that solicitor must provide a certified copy of the same to us.

(b) For US corporate clients, as a minimum we are required to obtain the following:-

i. the original or a certified copy of the Certificate of Incorporation or a copy of that document obtained from the Companies Registry;

ii. evidence that any individual representing the company in its relationship with us has the necessary authority to do so. Normally, we will be taking instructions from a director and hence a copy of the resolution appointing that director will be required. No further verification will be required if the company is:-

A) quoted on the New York Stock Exchange or any other recognised US investment exchange;

B) known to be a subsidiary of such a company; or

C) a private company whose directors are already well known to the firm. In all other cases, the following further evidence must be obtained by us:-

iii. We are required to verify the identity of all shareholders directly or indirectly owning the company. This means ascertaining the identity of all individual shareholders and then carrying out the same verification checks as would apply if those individuals were instructing us in person.


Where any shareholder is itself a company, full money laundering checks must be made on that company as if it were instructing us separately.

A chain of ownership must be verified in this way until such time as we have identified and verified the identities of all individuals beneficially interested in the client company;

iv. We must obtain a copy of the latest annual return and accounts (audited where applicable).

(c) For non-UK corporate clients The procedures here are the same as those for a US company but additionally we are required to carry out the following further checks:-

i. We are required to establish the identity, obtaining sight of and a copy of the relevant passports, of each of the directors of the relevant company and of any companies higher up the chain of ownership leading back to the ultimate private individuals who beneficially own the client company;

ii. We are required to take active steps to identify so far as practical any individuals who have significant influence and financial control over the company, even if they are not directors or shareholders of the company or any of its related group companies;

iii. We are required to establish the identity of any individual purporting to represent the company (including persons purporting to act pursuant to a power of attorney), and satisfy ourselves that he has the necessary authority to do so; iv. We are required to obtain satisfactory evidence presented to satisfy ourselves that the company has not been, or is not in the process of being, dissolved, struck off, wound up or terminated. Normally satisfactory evidence will be in the form of an up to date company search. Typically, with offshore companies, this can only be procured by the client since many jurisdictions refuse to permit third parties to search against the Companies Register. Alternatively, it may be possible for us to accept a Certificate of Good Standing from the relevant national company registry. After you have had an opportunity to consider the above, we ask that you discuss and review with us the evidence that will be required for your specific circumstances.

Date: ___________________

For acceptance. ____________________________

Date: ___________________

For acceptance. ____________________________


MUTUAL NCND

SIGN & RETURN

MUTUAL NON-DISCLOSURE, NON-CIRCUMVENTION & CONFIDENTIALITY AGREEMENT

This Agreement is made and entered into on this _ _ Day of _ _, 20 by and between the Parties known as well as each Parties’ respective Members, Shareholders, Managers, Officers, Agents, Directors, employees, associates or affiliates, be they individuals or corporate entities, collectively referred to as the “Parties.”

I. ACKNOWLEDGEMENTS:

1) This Agreement is specifically designed to facilitate the introduction of potential clients and/or resources by the Parties to each other by protecting the Parties’ financial interest in those clients and/or resources.

2) It is hereby stipulated by the Parties that they have not solicited or induced each other in any manner with regards to possible involvement in any Managed Private Placement Programs or other Financial Transactions or Programs.

3) It is hereby acknowledged by the Parties that by the inherent nature of their respective businesses, all respective company information, hereinafter referred to respectively as “Company Information,” and company contacts, hereinafter referred to respectively as “Company Contacts,” are HIGHLY CONFIDENTIAL and PROPRIETARY. For the purpose of this Agreement, Company Information is inclusive of, but not necessarily limited to, each Parties’ respective printed material, verbal communications, written communications, electronic communications, photographs, photocopies, plans, sketches, diagrams, drawings and the like; Company Contacts are inclusive of, but not necessarily limited to, each respective Parties’ clients, customers, business associates, business affiliates, sub-contractors, franchisees, direct or indirect contacts and the like; and Company Information and Company Contacts shall be deemed to mean Company Information and Company Contacts of either respective Party hereto.

4) Because of the confidential and proprietary nature of ALL business of each of the respective Parties it is hereby acknowledged by the Parties hereto that severe and irreparable harm will occur if ANY direct or indirect respective Company Information and/or Company Contacts information is disclosed to any third party by one of the Parties hereto without the express written authorization of the other Party hereto. That being said, the Parties’ hereby authorize each other to release any Company Information or Company Contacts, as necessary, in order to facilitate participation or involvement by those Company Contacts in a Managed Private Placement Program or other Financial Transaction or Program to which they have decided to make application.


5)Because such harm will occur under the circumstances described above, it is hereby acknowledged by the Parties hereto that the harmed Party, in addition to any other remedies provided herein or at law, may pursue full legal recourse / action against any violator who is signatory to this Agreement and the terms herein.

6) The disclosure of any Company Information and / or Company Contacts by one of the Parties hereto to the other is not to be construed to be a solicitation or offer by either Party to the other. None the less, all such information and knowledge shall be governed by this Agreement whether or not the Parties hereto eventually enter into any kind of business relationship with each other. To that extent, this Agreement, once executed, shall remain in full force and effect, and shall survive the termination of any other prior or subsequent agreements between the Parties for a period of Five (5) Years from the date of execution.

1. II. NON-CIRCUMVENT PROVISIONS:

The Parties hereto hereby agree that, for a period of Five (5) years commencing upon the execution of this Agreement and subject to the following provision, they will not circumvent or attempt to circumvent each other relative to Company Contacts or Company Information or their respective equal financial interest, together with all intermediaries, in intermediary fees resulting from financial transactions that their respective Company Contacts may enter into with the other Party hereto. The basis for this provision is that the Client that is introduced by one of the Parties (“Applicable Client”) must make a bonafide formal application submission to a program provided by the other Party within Twelve (12) months after formal introduction. If this condition is met, then the Parties hereto agree:

A. that the Party representing the program (“Program-side Party”) will not contact the Applicable Client directly, or deal directly with them, for a period of Five (5) years commencing upon the date of that Client’s formal introduction,

B. that if another party presents the Program-side Party with a submission from an Applicable Client that utilizes an asset that is placed with a different program than that in which the Client previously attempted to participate, then the Program-side Party to this Agreement shall have the right to place the Applicable Client’s new package into any program that it has available at that time, without a duty to provide compensation to the Party who first introduced that Client, and

C. that in all other situations involving the participation by an Applicable Client in a program introduced by the Program-side Party, the Party who first introduced the Applicable Client shall have an equal financial interest, together with all intermediaries, in intermediary fees resulting from a transaction by the Applicable Client and a program introduced by the Program-side Party.

III. NON-DISCLOSURE PROVISIONS:

The Parties hereto hereby agree that, for a period of Five (5) Years commencing upon the execution of this Agreement, they will not disclose or attempt to disclose to any third party, any Company Information or Company Contacts without the express written consent of the other Party.


IV. CONFIDENTIALITY PROVISIONS: The Parties hereto hereby agree that, for a period of Five (5) Years commencing upon the execution of this Agreement, they will hold in the strictest of confidence all Company Information and Company Contacts of the other Party.

V. DISPUTE RESOLUTION & REMEDIES: Any disputes arising out of or in connection with this Agreement shall be resolved in any court having competent jurisdiction in United States of America. In addition to any other remedies of equity or at law, any breach of this Agreement shall at minimum carry a penalty as determined and adjudicated by this court of law, as reasonable, considering the severity of the damages. In the event of legal action, the prevailing Party shall be entitled to recovery of all attorney fees and court costs incurred. Additionally, the undersigned Parties hereby agree to hold each other harmless in the event of action brought about by a third party due to a breach of this Agreement and whereby a third party claims damages against one of the Parties hereto as a direct or indirect result of any such breach of this Agreement by one Party.

VI. ACKNOWLEDGEMENT / AGREEMENT: 1) This Agreement is effective as of the date first named above. 2) By their signatures below, the respective Parties hereby attest under the penalty of perjury, that they are in fact authorized signatories on behalf of the corporate entities so named herein. Facsimile, counterpart execution, electronic transmissions of this Agreement with signatures so affixed shall be deemed the same as originals and be deemed as acceptable.

This Agreement is of no effect and is null and void without all Parties’ signatures affixed hereto.

BY: Entity:

Signature:

Print Name & Title:

Email: Telephone: Fax:

Address:

BY: Entity: VON RICHEST,Ltd.

Signature:

Print Name & Title:

Email: Telephone: Fax:

Address: