clarence a brimmer financial disclosure report for 2010

8/3/2019 Clarence A Brimmer Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/clarence-a-brimmer-financial-disclosure-report-for-2010 1/16

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0

Report Required by the Ethics

in Government Act of 1978

(5 U.S.C. app. §§ 101-111)

1. Person Repor t ing ( las t name , f i r s t , middle ini t ia l )

BRIM M ER, CLARENCE A.

4. Title (Article lIl judges indicate active or senior status;

magistrate judges indicate full- or part-t ime)

Dis t r ic t J u dge - Senior S ta tu s

7. Chambers or Off ice Address

R o o m 2 6 0 32120 CAPITOL AVECHEYENNE, WY 82001

2. Court or Organizat ion

U.S. DISTRICT COURT OF W YOMING

5a. Repor t Type (check appropr iate type)

] Nomination, D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the bas i s of the informat ion contained in th i s Repor t and any

modifications pertaining thereto, i t is, in my opinion, in compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

3. Date of Report

05/I 2/2011

6. Reporting Period

01/01/2010

to

12/31/2010

Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing individual on ly; seepp. 9-13 of fi l ing instruct ions.)

~ NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

4.

5.

I I . A G R E E M E N T S . m e p o r t i n g individual only; seepp. 14-16 of filing instructions.)

~] NONE (No reportable agreements.)

DATE PARTIES AND TERMS




of 8

N a m e o f P e r s o n R e p o r ti n g

BRIMMER, CLARENCE A.

D a t e o f R e p o r t

05/12/2011

I l L N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of f!ling instructions.)

A. Filer’s Non-Investm ent Incom e

~] (No reportable income.)ONE n o n - i n v e s t m e n t

DATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e ’ s )

B . S p o u s e ’ s N o n - l n v e s t m e n t I n c o m e - I f y ou wer e m ar r i ed du r in g an y por t i on o f th e r epor t in g y ear , com ple te th i s sec t i on .

(Dollar amo unt not required except for honoraria.)

NONE (No reportable non-investment income.)


1 .

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

~] (No reportable reimb ursements.)ONE

2.

3.

4.

5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED




of 8

Name of Person Repor t ing


Date of Report

05/12/2011

V . G I F T S . . a n c i u d e s t h o s e t o s p o u s e and dependent children; s e e p p . 2 8 - 3 1 of filing instructions.)

N O N E ( N o reportable g ifts.)

SOURCE DESCRIPTION

1 .

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n c i u d e s t h o s e o S s p o u s e .n d dependent children; see pp. 3 2 - 3 3 of filing instruction&)

N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

1 .

2.

3.

4.

5.

VALUECODE




of 8

N a m e o f P e r s o n R e p o r t i n g

B R 1 M M E R , C L A R E N C E A .

Date of Report

05/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n e o , ~ e , v a ~ u e , t ransac t ions ( Inc l udes t hose o f spouse and dep euden t ch i l dren; see pp . 3 4 -6 0 o f fi l ing ins t ruc t ions . )

N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s

( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each asset

exempt from prior disclosure

BP PLC

Exxon-Mobi l Corp

Freep o r t McMo ran Co p p er an d G o ld

Chevron-Texaco Corp .

Chiquita Brands

W i n d s o r F u n d

Vangua rd Muni . Bond Fund

KeyCo rp

2.

3.

4.

5.

6.

7.

8.

9.

1 0 .

1 1 .

1 2 .

1 3 .

1 4 .

1 5 .

1 6 .

1 7 .

Lost Soldier Field (Mineral InterestSwee twa te r County , W Y)

South Baggs F ie ld , Ca rbon Cty

Medic ine Bow F ie ld , Ca rbon County , WY

Europacif ic Growth Fund,Am.Mut.Funds

Qwest , Comm unica t ions In t l . Inc .

V a n g u a r d 5 0 0 I n d e x F u n d

Battle Mtn Field , Moffat County, CO

Robber s Dog F ie ld , Ca rbon County , WY

Lost Mahoney Dome Field, Carbon County,

W Y

B. C. D.

Income dur ing Gross value at end Transactions during reporting period

reporting period of reporting period

(1) (2) (1 ) (2 ) (~ ) (2 ) (3) (4) (5 )

Amount Type (e.g., Value Val u e Type (e.g., D a t e Value Gain Identity of

Code 1 div,, rent, Code 2 Method buy, se l l . . . .. mm/dd/yy Code 2 Code 1 buyer/seller

(A-H) o r i n t . ) ( J - P ) Code 3 , r e de mpt ion ) ( J - P ) (A-H) (if private

( Q - W )

C Dividend M T None

B Dividend L T None

A Dividend M V m e r g e r

A Dividend L T None

A Dividend J T None

C Dividend N T N o n e

C Dividend M T None

B Dividend K T

E Royalty M W None

A Royalty J W None

A Royalty J W None

C Dividend K T n o n e

A Dividend J T None

A Dividend J T None

A Royalty J W N o n e

A Royalty JW None

A Royalty J W None

t r ansac t ion )

1. Income Gain Codes:

(See Co lumns BI and D4)

2.Value Codes

(See Co lumns CI and D3)

3.Value Method Codes

(See Co lumn C2)

A - - $ 1 ; 0 0 0 o r t c s s : B ~ $ 1 ; 0 0 1 = $ 2 , 5 00

F =$50,001- $100,000 (3 =$100,001 - $1,000,000

J =$15,000 or less K = $15 ,001 -$5 0,000

N =$250,001 - $500,000 O =$500,001 ~ $ i,000,000

P3 =$25,000,001 = $50,000,000

Q =Appraisal R =Cost (Real Estate Only)

U =Book Value V =Oth er

C =$2,501 - $5,000 D =$5,001 - $ 15,000

H 1 =$1 ,000,001 - $5,000,000 H2 :-More than $5 000 000

L ~$50,001 - $100;000 M =$100,001 - $250,000

PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P4 =More than $50,000,000

S =Assessment T =Cash M ark e t

W =Estimated

E =$15 , 0 0 1 ~ $5 0 , 0 0 0




of 8




05/1 2/201 1

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ v a ~ u e , tr u n s a c a o n s a n c t u d e s t h o s e o l s p o u s e a n d dependent c t t i l dren; see p p . 3 4 - 6 0 offiling instructions.)

NONE (No reportable income, assets, or transactions.)


( i n c l u d i n g t r u s t a s s e t s )



B. C. D.

Incom e during G ross va lue at end Transact ons dur ng reporting period


( 1 ) ( 2 ) (1) (2) (1 ) (2) (3) ~ (4) ( 5 )

Amount Type (e.g., V alue V alue Type (e.g., D a t e Value Gain Identity of

Code I div., rent, Code 2 Method buy, sell , m m /d d/y y Cod e 2 Code 1 buyer/seller

(A-H) o r . i n t . ) ( J - P ) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) t r a n s a c t i o n )

1 8 . Intel, Inc.

1 9 . Cisco Systems

20 . Echo Sta r Commun ica t ions Co.

A Dividend K T None

A Dividend J T None

A Dividend J T None

21 . IBMCorp

2 2. M ICR O SO FT C or p

23 . Great Hall Invtd Fds (Money market fundsfor Div . Re inves tme

24 . Minera l Work ing In te re s t , West VA, LoganCounty

25 . Big Hole Land Bank- Moffat County, CO

2 6 . C r oo k s G a p F i e ld , Mi n er a l I n t, F re m o n t Ct y ,

W Y

27 . Genera l Elec t r ic Co.

A Dividend J T None

A Dividend J T n o n e

A Dividend J T none

A Royalty J S None

A Royalty J S None

A Royalty J S None

A Dividend J T none

28 . Nonproduc ing min . in t . Ca rbon , F remont ,Sweetwater Ctys,WY

29 . Nonproduc ing r a in . in t . Rout t and Mo f fa tCounty, Colorado

30. QLT

31 . Berkshire Hathaway, Inc.

32 . Guiness Explora t ion

33 . Sunoco , Inc

34 . Genera l Elec t r ic , Inc .

None J W

None J W

None J T n o n e

None M W

None J T Bu y

None J T Bu y

None J T Bu y

2/10/10

04/26/11

04/25/11

J

J

J

1 I ncome G a n Codes : : A ~ $] 0000r le s s B =$1 ,001 - $2 ,5 00

(See Columns B 1 and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000

2. Value Codes J = $15;000 or less K = $15;001 - $50,000

(See Colutrtrts C I and D3) N =$250,001 - $500,000 O =$5 00,001 - $1 ,000 ,000

P3 =$25,000,001 - $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)

(See Co lum n C2) U =Book V alue V =Oth er

C =$2,501 - $5,000

H 1 =$ t,000,001 - $5,000,000

L =$50,001 - $ 100.000

P I =$ 1 ,000,001 - $5,000,000

P4 =More than $50,000,000

S =Assessment

W =Estimated

=$5,001 - $15,000

H2 =More than $5,000,000

M -$ 100,001 - $250,000

P2 =$5,000,001 - $25,000,000

=Cash Market

E =$15,001 - $50,000




of 8




05/1 2/201 1

VII. I N V E S T M E N T S a n d T R U S T S - inco,~e, value, transactions (Includes those of spouse a nd dependen t children; see pp. 34-60 of f il ing instructions. )


A. B. C.D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(1) (2) (1) (2) (1) (2) (3) ’ (4) ( 5 )

Place "(X)" after each asset Amount Type (e.g., Value

exempt from prior disclosure Code 1 div., rent, Code 2

35 . Tuffnell, Ltd

36 . Bear Creek Mining Corp

37 . CALL, Ultra Petroleum Corp

38 . Gold Am er ican Mining Corp

39 . Guinness Exp lora t ion , lnc

40 . Fue lCe l l Ene rgy , Inc

41 . Gold Am er ican Mining Corp

42 . Exxon Mo bi l Corp

43 . Chevron Corp

44 . Tuffnell, Ltd

Value Type (e.g., D a t e ValUe

Method buy, sel l , mm/dd/yy. , Code~

(A-H) o r i n t . ) ( J - P ) Code 3 redempt ion) ( J - P )

(Q-W)

None J T Bu y 04/18/11 J

None J T B u y 03/28/11 J

None J T B u y 02/17/11, J







None V Bu y 0 4 1 1 8 1 1 1 J

Gain Identity of

Code t buyer/seller

(A-H) (if private

transaction)

! i l nc 0m~ Gai n Codes:

(See Columns BI and 1)4)

2. Value Codes

(See Columns C I and D3)

3.Value Method Codes

(See Co lumn C2)

A =$ ! ;000 or less

F =$50.001 - $100,000

J =$15,000 or less

N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,000

Q =Appraisal

U =Book Value

B =$1,001 - $2,500

G =$100,001 - $1,000,000

K=$15,001 - $50,000

O -$500,001 - $1,000,000

R -Cost (Real Estate Only)

V =Oth er

= $ 2 , 5 0 1 - $ 5 , 0 0 0 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0

I =$1 , 0 0 0 10 0 1 - $5 , 0 0 0 , 0 0 0 H 2 =More t h a n $5 10 0 0 , 0 0 0

= $ 5 0 , 0 0 ~ - $ ~ 0 0 , 0 0 0 r ~ = $ i 0 0 , 0 0 i - ~ 2 5 0 ~ 0 0 0P 2 = $ 5 i 0 0 0 ; 0 0 1 = $ 2 5 0 0 0 0 0 01 = $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0

P 4 = M o r e t h a n $ 5 0 ,0 0 0 , 0 0 0

= A s s e s s m e n t T = C a s h M a r k et

W = E s t i m a te d

E =$15,001 - $50,000




of 8

N a m e o f P e r s o n R e p o r t in g



05/12/2011

V III. ADDITIONAL INFORMATION OR EX PLANATIONS. (lndicatepartof report.)

Line 3 , va lue de te rmined by s tock b roke r .

Line 24 , va lue de te rmined by s tock b roke r .Line 25 , va lue de te rmined by s tock b roke r .

Line 26 , va lue de te rmined by s tock b roke r .




of 8

Name of Person Repor t ing


Date of Report

05/1 2/201 1

IX . CERTIFICATION.

1 c e r t i fy t h a t a l l i n f o r m a t io n g i v e n a b o v e ( i n c l u d i n g i n f o rm a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

1 f u r t h e r c e r ti f y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i th th e p r o v i s io n s o f 5 U . S .C . a p p . § 5 0 1 e t . s e q . , 5 U . S .C . § 7 3 5 3 , a n d Ju d ic ia l C o n f e r e n c e r e g u l a t i o n s .

Signature

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I LF U L L Y F A L S I F I ES O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B JE C T T O C I V I LAND CRIMINAL SANCTIONS (5 U.S.C. app . § 104)

Co m mi t t e e o n F i n a n c i a l D is c l o s u r eAdm inis t ra tive Off ice of the U ni ted S ta tes Cour ts

Sui te 2 -301One Colum bus Circle , N.E.W a s h i n g t o n , D .C. 2 0 5 44




FOR CALENDAR YEAR 201 0

Report Required by the Ethics

in Government Act of 1978

(5 U.S.C. app. §§ 101-111)

1. Person Repor t ing ( las t name , f i r s t , middle ini t ia l )

BR1MME R, CL A RE N CE A .

4. Title (Article Ill judges indicate active or senior status;

magistrate judges indicate full- or part-t ime)

Distr ic t Judge - Senior S ta tus

7. Chambers or Off ice Address

R o o m 2 6 0 7

2120 CAPITOL AVECHEYENNE, WY 82001

2. Court or Organizat ion

U.S . DISTRICT COURT OF WYOMING

3. Date of Report

05/12/2011

5a. Repor t Type (check appropr iate type)

] Nomination, D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the bas i s of the informat ion contained in th i s Repor t and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions.

6. Repor t ing Per iod

01/01/2010

to

12/31/2010

Reviewing Officer Date

IMPORTANT NO TES." The instructions accompanying this form must be followecL Complete all parts,

checking the NONE box for each pa rt where you have no reportable informatlon. Sign on last page.

I . P O S I T I O N S . (Report ing individual only; see pp . 9-13 of fi l ing instruct ions.)

~] N O N E (No reportable positions.)

POSITION

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . m e p o . i . g individual only; see pp. 14-16 of filing instructions.)

~ NONE(No reportable agreements.)

D AT E PARTIES AND TERM S




Page 2 of 8


BR IM M ER , C LA REN C E A .

Date of Report

05/12/2011

I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o , a n g i n d i v id u a l a n d s p o u s e ; s e e p p . 1 7 - 2 4 of filing instructions.)

A. Filer’s Non-lnvestment Income

~ (No reportable income.)O NE non-investment


2.

3.

4.

INCOME( y o u r s , n o t s p o u s e ’ s )

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - lf you were married during anyportion of the reporting year, complete this section.

(Dollar amount not required except for honoraria,)

NONE (No reportable non-investment income.)


1 .

2.

3.

4.

I V . R E I M B U R S E M E N T S - t r a o s p o r t u t io n , i o d g i n g , S o o d , e n t e r t a in m e n ~

(Includes those to spouse and dependent children; see pp. 25-2 7 o filling instructions.)

[~] NONE (No reportable reimbursements.)

2.

3.

4.

5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED




Page 3 of 8

N a m e o f P e r so n R e p o r t i n g

BR IM M ER , C LAR EN C E A .

Date of Report

05/12/2011

V . G I F T S . a n c i u d e s those to spouse and dependent children; see pp. 28-31 of filing instructions.)

~ NONE (No reportable gifts.)

SOURCE DESCRIPTION

1 .

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o / s p o u s e and dependent children; see pp. 32-33 of filing instructions.)

N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

1 .

2.

3.

4.

5.

VALUECODE




Page 4 of 8

N a m e o f P e r so n R e p o r t i n g



05/12/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse an d dependen t children; see pp. 34-60 of f iling instructions.)

[~ NONE income, assets, or transactions.)N o reportable


( n c l u d i n g t r u s t a s s e t s )

B, C.D.

Income during Gross value at end Transactions during reporting period


(1) (2) (1) (2) (1) (2) (3) (4) (5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e .g . , Value Value T y p e ( e . g . , D a t e Value G a i n I d e n t i t 3 , o f

exempt from p rior disclosure C o d e 1 d i v . . r e n t . C o d e 2 M e t h o d buy, sell, ¯ mm/d d /yy Co d e2 C o d e 1 buyer/seller

( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - p ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

1 . BP PLC C Dividend M T None

2. Exxon-Mobi l Corp B Dividend L T N o n e

3. F reep o r t McMo ran Co p p er an d G o ld A Dividend M T m e r g e r

4. Chevron-Texaco Corp . A Dividend L T None

5. Chiquita Brands A Dividend J T None

6. Windsor Fund C Dividend N T None

7. Vangua rd Muni . Bond Fund C Dividend M T N o n e

8. KeyCorp B Dividend K T

9. Lost Soldier Field (Mineral Interest E Royalty M W None

Swee twa ter County , W Y)

1 0 . South Baggs F ie ld , Ca rbon Cty A Royalty J W N o n e

1 1 . Medic ine Bow Fie ld , Ca rbon County , W Y A Royalty J W None

1 2 . Europacif ic Growth Fund,Am.Mut.Funds C Dividend K T n o n e

1 3 . Qwest , Comm unica t ions In t l . Inc . A Dividend J T None

1 4 . V a n g u a r d 5 0 0 I n d e x F u n d A Dividend J T None

1 5 . Battle Mtn Field , Moffat County, CO A Royalty J W None

1 6 . Robber s Dog Fie ld , Ca rbon County , WY A Royalty J W None

1 7 . Lost Mahoney Dome Fie ld , Carbon County , A Royalty J W None

W Y

1. lhc0me Gain codes: A =$1;000 or less

(See Columns B 1 and 134) F =$50,001 - $100,000

2. Value Codes J =$15,000 or less

(S ee Co lumns CI and D 3) N =$250.001 - $500,000

P3 =$25,000,001 - $50,000,000

3. Value Method Codes Q =Appraisal

(S ee Co lumn C2 ) U =Book Value

B =$1,001 - $2 ,500 C =$2,501 - $5,000 D =$5,001 - $15,000

G =$100,001 - $1,000,000 H 1 =$1,000,001 - $5;000;000 H2 =More than $5)000,000

K = $ 15,001 - $50,0~0 L =$50,001 - $100,000 M =$100~001- $250;000

O =$500,001 - $1,000,000 P 1 =$1,000,001 - $5,000,000 P2 =$ 5,000,001 - $25,000,000

P4 =More than $50,000,000

R =Cost (Real Estate Only) S =Assessment T =Cash Mark e t

V = O ther W = Estim ated

E =$I 5,001 - $50,000




Page :5 of 8


BRIMM ER, CLARENCE A.

Date of Report

05/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transact ions (Includes those of spouse and dependent chi ldren; seepp. 34-60 of fi l ing instruct ions)


A. B. C. D.

Description of Assets Incom e during G ross v alue at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(1) (2) (1) (2) (1) (2) (3)

Amount Type (e.g., Value Val u e Type (e.g., Date Value

Code 1 div., rent, Code 2 Method : buy, sell, m m /d d/y ~ Co de 2

(A-H) o r i n t . ) (J:P) Code 3 : redemption) O-P)

(Q-W)



( 4 ) ( 5 )

Gain Identity of

Code 1 buyer/sd ler

( ~ ; - H ) (if private

t r a n s a c t i o n )

1 8 . Intel, Inc. A Dividend K T N o n e

1 9 . Cisco Systems A Dividend J T N o n e

20 . Echo S ta r Commun ica t ions Co. A Dividend J T N o n e

21. IBM Corp A Dividend J T N o n e

2 2. M ICR O SO FT C or p A Dividend J T n o n e

23 . Great Hall Invtd Fds (Money market funds A Dividend J T nonefor Div . Re inves tme

24 . Minera l Work ing In te re s t , West VA, Logan A Royalty J W N o n e

County

25 . Big Hole Land Bank- Mof fa t County , CO A Royalty J W N o n e

26 . Crooks Gap Field, Mineral Int, Fremont Cry, A Royalty J W N o n e

W Y

27 . Genera l E lec t r ic Co. A Dividend J T n o n e

28 . Nonproduc ing m in . in t . Ca rbon , Fremont , None J W

Sweetwater Ctys,WY

29 . Nonp ro duc ing m in . in t. R o utt and Mo ffa t None J WCounty, Colorado

30 . Q LT None J T none

31 . Berk shire H athaw ay , In c. None M T

32 . G u in ess Ex p loration No ne J T Bu y

33 . Sunoco , InnNone

J T Bu y

34 . Genera l E lec t r ic , Inc . None J T Bu y

2/10/10

04/26/11

04/25/11

J

J

J

1 . ln n o n le G a in C o d e s : A = $ 1 ,0 0 0 o r le ss B =$1,00i - $2,500 C =$2 , 5 01 - $5 , 000

(S e e C o l u m ns B 1 a nd D 4 ) F =$ 5 0 .0 0 1 - $ 1 0 0 ,0 0 0 G =$ 1 0 0 ,0 0 t - $ 1 ,0 0 0 ,0 0 0 H 1 = $ 1 , 0 0 0 , 0 0 i ~ $ 5 , 0 0 0 , 0 0 0

2 . V a l u e C ode s J = $ 15 . 1 )0 0 o r l e s s K = $ 1 5 , 0 0 ] - $ 5 0 , 0 0 0 L = $ 50 , 0 0 1 - $ 10 0 , 0 0 0

(S e e C o l u m ns C I a nd D 3 ) N = $ 2 5 0 , 0 0 1 - $ 5 0 0 , 0 0 0 O = $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 P I = $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0

P 3 = $ 2 5 . 0 0 0 . 0 0 1 - $ 50 , 0 0 0 , 0 0 0 P 4 = M ore t h a n $ 50 , 0 0 0 , 0 0 0

3 . V a l u e M e t h od C ode s Q = Appra i s a l R = C o s t (R ea l Es ta te On ly ) S =A s s es s m en t

(S e e C o l u m n C 2 ) U = B o o k V a l u e V = O t h e r W = E s t i m a t ed

=$5,001 - $15,000 E =$15,001 - $50,000

H2 =More than $5,000,000

M =$ 100 , 001 - $ 250 , 000

P2 =$5,000,001 - $25,000~000

=Cash Mark e t




Page 6 of 8


BRIMM ER, CLARENCE A.


05/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)

Descr ip t ion o f Asse t s

( inc lud ing t rus t a s se t s )



B, C.D.

Incom e during G ross va lue at end Transactions during reporting period


(lJ (2) (1) (2) (1) (2) O) (4)

Amount Type (e.g., Val u e Va l ue . . . . . Type (e:g., Date V a lue G ain Identityo£

Code I div., rent, Code 2 Method buy, se l l ; ¯ mm/dd/yy. , Code 2 Code 1 buyer / sel ler

(A-H) o r i n t . ) ( J - P ) Code 3 redemption) (J-P) (ArH) (if private

( Q - W ) t r a n s a c t i o n !

35. Tuffnell, Ltd None J T Bu y 04/18/11 J

36 . Bear Creek M ining Corp None J T Bu y 03/28/11 J

37 . CALL, Ultra Petroleum Corp None J T Buy 02/17/11 J

38 . G old Ame r ica n Min ing C orp None J T Bu y 12/22/10 J

39 . Guinness Exploration, [nc None J T B u y 12/22/10 J

40 . FuelCell Energy, Inc None J T B u y 12/22/10 J

41 . Gold Am er ican Mining Corp None J T Bu y 10/15/10 J

42 . Exxon M obi l Corp None J T Bu y 06/10/10 J

4 3 . C h e v r o n C o r p None J T Bu y 06/10/10 J

44. Tuffnell, Ltd None T Buy 04/18/11 J

1. lnc0me Gain C0dcs: A =$!;000 0r less B =$1,001 : $2,500

(See Columns B I and D4) F =$50,001 - $100,000 G =$ 100,001 - $t,000,000

2. Value Codes J = $ 15,000 or less K =$15~001 - $50,000

(S ee Co lumns C I and D 3) N = $250 ,001 - $ 500,000 O =$5 00,001 - $1 ,000 ,000

P 3 = $ 2 5 , 0 0 ~ ) ,0 ~ 1 - $50,~00,0~3

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)

(S ee Co lumn C2 ) U =Book Value V =Oth er

C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

H 1 =$1,000,00! - $5,000,000 H2 =More than $5,000,000

L =$50 001

P J = $ 1 , 0 0 0 ; 0 0 J ~ $ 5 , 0 0 0 , 0 0 0 P 2 = $ 5 i 0 0 0 , 0 0 1 i $ ~ 0 0 0 . 0 0 0

P4 =More thaa $50,000,000S = Assessm en t T = Cash M ark e t

W =Estim~icd




Page 7 of 8



Date of Report

05/12/2011

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicate part of report.)

Line 3 , va lue de te rmined by s tock broker .

Line 24 , va lue de te rmined by s tock broker .Line 25, va lue de te rmined by s tock broker .Line 26, va lue de te rmined by s tock broker .




Page 8 of 8

Name of Person Reporting

BR1MMER, CLARENCE A.

Date of Report

05/12/2011

IX. CERT IFICATION.

I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o rm a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

accurate , t rue , and complete to the bes t o f my knowledge and bel i ef , and that any in format ion no t repor ted was wi thheld because i t met app l i cab le s t a tu to ryprovi s ions permi t t ing non-d i sc losure .

I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b ~ e n r e p o r t e d a r e i ncomp l iance wi th the p rovi s ions o f 5 U.S .C. app . § 501 e t . seq . , 5 U.S .C. § 7353, and Jud ic ia l Conference regu la t ions .

Signature: S/CLARENCE A. BRIMMER

NO T E : ANY INDIV IDU AL W H O K NO W ING L Y AND W IL F U L L Y F AL S IF IES O R F AIL S T O F IL E T H IS RE PO R T M AY B E S U B J EC T T O C IV ILAND CRIMINAL SANCTIONS (5 U .S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

clarence a brimmer financial disclosure report for 2010

Documents