chapter 2 lecture s12
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Chapter 2ENERGY, ENERGY
TRANSFER, AND GENERALENERGY ANALYSIS
Tom Krupenkin, ME361, S2012
Thermodynamics: An Engineering Approach, 7th EditionYunus A. Cengel, Michael A. Boles
McGraw-Hill, 2011
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Objectives Introduce the concept of energy and define its various forms.
Discuss the nature of internal energy.
Define the concept of heat and the terminology associated with energytransfer by heat.
Discuss the three mechanisms of heat transfer: conduction,convection, and radiation.
Define the concept of work, including electrical work and several formsof mechanical work.
Introduce the first law of thermodynamics, energy balances, andmechanisms of energy transfer to or from a system.
Determine that a fluid flowing across a control surface of a controlvolume carries energy across the control surface in addition to anyenergy transfer across the control surface that may be in the form ofheat and/or work.
Define energy conversion efficiencies.
Discuss the implications of energy conversion on the environment.
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INTRODUCTION If we take the entire roomincluding the air and the refrigerator (or
fan)as the system, which is an adiabatic closed system since theroom is well-sealed and well-insulated, the only energy interactioninvolved is the electrical energy crossing the system boundary andentering the room.
As a result of the conversion of electric energy consumed by thedevice to heat, the room temperature will rise.
A refrigeratoroperating with itsdoor open in a well-sealed and well-
insulated room
A fan running in awell-sealed and
well-insulated roomwill raise the
temperature of air inthe room.
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FORMS OF ENERGY Energy can exist in numerous forms such as thermal, mechanical,
kinetic, potential, electric, magnetic, chemical, and nuclear, and theirsum constitutes the total energy, Eof a system.
Thermodynamics deals only with the changeof the total energy.
Macroscopic forms of energy: Those a system possesses as a wholewith respect to some outside reference frame, such as kinetic andpotential energies.
Microscopic forms of energy: Those related to the molecular
structure of a system and the degree of the molecular activity. Internal energy, U:The sum of all the microscopic forms of energy.
The macroscopic energy of anobject changes with velocity and
elevation.
Kinetic energy, KE: The energythat a system possesses as a result
of its motion relative to somereference frame.
Potential energy, PE: The energythat a system possesses as a resultof its elevation in a gravitational
field.
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Total energyof a system
Energy of a systemper unit mass
Potential energy
per unit mass
Kinetic energyper unit mass
Potential energy
Total energy
per unit mass
Kinetic energy
Mass flow rate
Energy flow rate
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Some Physical Insight to Internal Energy
The internal energy of asystem is the sum of all formsof the microscopic energies.
The various forms ofmicroscopicenergies that makeup sensibleenergy.
Sensible energy:The portionof the internal energy of asystem associated with thekinetic energies of themolecules.
Latent energy: The internalenergy associated with the
phase of a system.Chemical energy: The internalenergy associated with theatomic bonds in a molecule.
Nuclear energy: Thetremendous amount of energy
associated with the strongbonds within the nucleus of theatom itself.
Internal = Sensible + Latent + Chemical + Nuclear
Thermal = Sensible + Latent
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The macroscopickinetic energy is anorganized form of energy and is muchmore useful than the disorganizedmicroscopickinetic energies of themolecules.
The total energy of a system, canbe containedor storedin a system,and thus can be viewed as thestaticforms of energy.
The forms of energy not stored in asystem can be viewed as thedynamicforms of energy or asenergy interactions.
The dynamic forms of energy arerecognized at the system boundaryas they cross it, and they representthe energy gained or lost by asystem during a process.
The only two forms of energy
interactions associated with aclosed system are heat transferand work.
The difference between heat transfer and work: An energy interaction isheat transfer if its driving force is a temperature difference. Otherwise it is
work.
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More on Nuclear Energy
The fission of uranium and the fusion ofhydrogen during nuclear reactions, and
the release of nuclear energy.
The best known fissionreactioninvolves the split of the uranium atom
(the U-235 isotope) into other elementsand is commonly used to generateelectricity in nuclear power plants (440of them in 2004, generating 363,000MW worldwide), to power nuclearsubmarines and aircraft carriers, and
even to power spacecraft as well asbuilding nuclear bombs.
Nuclear energy by fusionis releasedwhen two small nuclei combine into alarger one.
The uncontrolled fusion reaction wasachieved in the early 1950s, but all theefforts since then to achieve controlledfusion by massive lasers, powerfulmagnetic fields, and electric currents togenerate power have failed.
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Mechanical EnergyMechanical energy:The form of energy that can be converted tomechanical work completely and directly by an ideal mechanical device such
as an ideal turbine.Kinetic and potential energies: The familiar forms of mechanical energy.
Mechanical energy of aflowing fluid per unit mass
Rate of mechanicalenergy of a flowing fluid
Mechanical energy change of a fluid during incompressible flow per unit mass
Rate of mechanical energy change of a fluid during incompressible flow
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MECHANICAL WORK There are two requirements for a work to exist:
there must be a forceacting on the object.
the object must move.
The work done is proportional to the force
applied (F) and the distance traveled (s).
Work = Force Distance
When force is not constant
If there is no movement,no work is done.
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Mechanical Energy
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V V
V = 0
211 2
E mV2
0 ?!E
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Mechanical Energy
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V V
V = 0
211 2
E mV2
0 ?!E ( )W F S
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Mechanical Energy
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gW F h g bW F F h g bW F F h E mgh E mgh
h h h
E W
?!E W
empty filled drained
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Mechanical Energy
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1h
2h
l l
A A
aW P Al aW P Al
1 1E mgh 2 2E mgh
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ENERGY TRANSFER BY HEAT
Energy can cross theboundaries of a closed systemin the form of heat and work.
Temperature difference is the drivingforce for heat transfer. The larger thetemperature difference, the higher is therate of heat transfer.
Heat:The form of energy that istransferred between two
systems (or a system and itssurroundings) by virtue of atemperature difference.
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Energy isrecognizedas heattransfer onlyas it crossesthe system
boundary.
During an adiabatic process, a systemexchanges no heat with its surroundings.
Heat transferper unit mass
Amount of heat transferwhen heat transfer ratechanges with time
Amount of heat transferwhen heat transfer rate
is constant
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Historical Background on Heat
Kinetic theory: Treats moleculesas tiny balls that are in motion and
thus possess kinetic energy. Heat: The energy associated with
the random motion of atoms andmolecules.
Heat transfer mechanisms:
Conduction:The transfer of energy
from the more energetic particles ofa substance to the adjacent lessenergetic ones as a result ofinteraction between particles.
Convection:The transfer of energybetween a solid surface and the
adjacent fluid that is in motion, andit involves the combined effects ofconduction and fluid motion.
Radiation:The transfer of energydue to the emission ofelectromagnetic waves (or
photons).
In the early nineteenth century, heat was
thought to be an invisible fluid called thecaloricthat flowed from warmer bodies tothe cooler ones.
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ENERGY TRANSFER BY WORK Work:The energy transfer associated with a force acting through a distance.
A rising piston, a rotating shaft, and an electric wire crossing thesystem boundaries are all associated with work interactions
Formal sign convention:Heat transfer to a system and work done by asystem are positive; heat transfer from a system and work done on a systemare negative.
Alternative to sign convention is to use the subscripts inand outto indicatedirection. This is the primary approach in this text.
Specifying the directionsof heat and work.
Work doneper unit mass
Power is thework done per
unit time (kW)
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Heat vs. Work Both are recognized at the boundaries
of a system as they cross theboundaries. That is, both heat and work
are boundaryphenomena. Systems possess energy, but not heator work.
Both are associated with a process, nota state.
Unlike properties, heat or work has no
meaning at a state. Both are path functions(i.e., their
magnitudes depend on the path followedduring a process as well as the endstates). Properties are point functions; but
heat and work are path functions(their magnitudes depend on the
path followed).Properties are point functionshave exact differentials (d).
Path functionshave inexact
differentials ()
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Electrical Work
Electrical power in terms of resistanceR, current I, and potential difference V.
Electrical work
Electrical power
When potential differenceand current change with time
When potential differenceand current remain constant
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MECHANICAL FORMS OF WORK There are two requirements for a work interaction between a
system and its surroundings to exist:
there must be a forceacting on the boundary. the boundary must move.
The work done is proportional to the force
applied (F) and the distance traveled (s).
Work = Force Distance
When force is not constant
If there is no movement,no work is done.
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ShaftWork
Energy transmission through rotating shafts
is commonly encountered in practice.
Shaft work is proportional to thetorque applied and the number
of revolutions of the shaft.
A force Facting througha moment arm r
generates a torque T
This force acts through a distance s
The power transmitted through the shaft
is the shaft work done per unit time
Shaftwork
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Spring Work
Elongationof a springunder the
influence ofa force.
When the length of the spring changes bya differential amount dxunder the influenceof a force F, the work done is
For linear elastic springs, the displacementxis proportional to the force applied
k:spring constant (kN/m)
Substituting and integrating yield
x1 and x2: the initial and the finaldisplacements
Thedisplacementof a linearspring doubleswhen the force
is doubled.
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Work Done on Elastic Solid Bars
Solid barsbehave asspringsunder theinfluence of
a force.
Stretchinga liquid film
with amovable
wire.
Work Associated with the Stretching of a Liquid Film
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Work Done to Raise or to Accelerate a Body
1. The work transfer needed to raise a body is equalto the change in the potential energy of the body.
2. The work transfer needed to accelerate a body isequal to the change in the kinetic energy of thebody.
The energytransferred to
a body whilebeing raisedis equal tothe change inits potentialenergy.
Nonmechanical Forms of Work
Electrical work: The generalized force is thevoltage(the electrical potential) and thegeneralized displacement is the electrical charge.
Magnetic work: The generalized force is themagnetic field strengthand the generalized
displacement is the total magnetic dipole moment.
Electrical polarization work: The generalizedforce is the electric field strengthand thegeneralized displacement is the polarization of themedium.
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THE FIRST LAW OF THERMODYNAMICS The first law of thermodynamics(the conservation of energy
principle) provides a sound basis for studying the relationships among thevarious forms of energy and energy interactions.
The first law states that energy can be neither created nor destroyedduring a process; it can only change forms.
The First Law:For all adiabatic processes between two specified states ofa closed system, the net work done is the same regardless of the nature ofthe closed system and the details of the process.
Energycannot becreated ordestroyed;it can onlychange
forms.
The increase in the energy of apotato in an oven is equal to theamount of heat transferred to it.
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In the absence of anywork interactions, theenergy change of asystem is equal to thenet heat transfer.
The work
(electrical) doneon an adiabaticsystem is equalto the increasein the energy ofthe system.
The work (shaft)
done on anadiabatic systemis equal to theincrease in theenergy of thesystem.
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Energy BalanceThe net change (increase or decrease) in the total energy of the system
during a process is equal to the difference between the total energyentering and the total energy leaving the system during that process.
The work (boundary) done on anadiabatic system is equal to the
increase in the energy of the system.
The energy changeof a system duringa process is equal
to the network andheat transferbetween the
system and itssurroundings.
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Energy Change of a System, Esystem
Internal, kinetic, and
potential energy changes
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Energy Balance
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2E kx
acid
?
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Energy Balance
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h
E mgh
m
m
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Mechanisms of Energy Transfer, Ein and Eout
Heat transfer
Work transfer
Mass flow
The energycontent of acontrol volumecan be changedby mass flow aswell as heat and
work interactions.
(kJ)
A closed massinvolves onlyheat transfer
and work.
For a cycle E =0,thus Q =W.
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ENERGY CONVERSION EFFICIENCIES
Efficiencyis one of the most frequently used terms in thermodynamics, and itindicates how well an energy conversion or transfer process is accomplished.
Efficiency of a water
heater:The ratio of theenergy delivered to thehouse by hot water tothe energy supplied tothe water heater.
The definition ofperformance is not limited
to thermodynamics only.
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Heating value of the fuel: The amount of heat released when a unit
amount of fuel at room temperature is completely burned and thecombustion products are cooled to the room temperature.
Lower heating value (LHV): When the water leaves as a vapor.
Higher heating value (HHV): When the water in the combustion gases iscompletely condensed and thus the heat of vaporization is also recovered.
The definition of the heating value ofgasoline.
The efficiency of space heatingsystems of residential andcommercial buildings is usuallyexpressed in terms of the annualfuel utilization efficiency
(AFUE), which accounts for thecombustion efficiency as well asother losses such as heat lossesto unheated areas and start-upand cooldown losses.
Generator A de ice that con erts mechanical energ to electrical
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Generator: A device that converts mechanical energy to electricalenergy.
Generator efficiency: The ratio of the electrical power output to themechanical power input.
Thermal efficiencyof a power plant: The ratio of the net electricalpower output to the rate of fuel energy input.
A 15-Wcompact
fluorescentlamp providesas much light
as a 60-Wincandescent
lamp.
Lighting efficacy:
The amount of lightoutput in lumensper W of electricityconsumed.
Overall efficiencyof a power plant
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The efficiency of a cooking
appliance represents thefraction of the energysupplied to the appliance thatis transferred to the food.
Using energy-efficient appliances conserveenergy.
It helps the environmentby reducing theamount of pollutants emitted to theatmosphere during the combustion of fuel.
The combustion of fuel produces carbon dioxide, causes global warming
nitrogen oxides and hydrocarbons,cause smog
carbon monoxide, toxic
sulfur dioxide, causes acid rain.
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Efficiencies of Mechanical and Electrical Devices
The mechanicalefficiency of a fan is theratio of the kineticenergy of air at the fanexit to the mechanicalpower input.
The effectiveness of the conversion process betweenthe mechanical work supplied or extracted and themechanical energy of the fluid is expressed by the
pump efficiencyand turbine efficiency,
Mechanical efficiency
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Generatorefficiency
Pump-Motoroverall efficiency
Turbine-Generator
overall efficiency
The overall efficiency of aturbinegenerator is the productof the efficiency of the turbine andthe efficiency of the generator,and represents the fraction of themechanical energy of the fluid
converted to electric energy.
Pumpefficiency
ENERGY AND ENVIRONMENT
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ENERGY AND ENVIRONMENT The conversion of energy from one form to another often affects the
environment and the air we breathe in many ways, and thus the study of energyis not complete without considering its impact on the environment.
Pollutants emitted during the combustion of fossil fuels are responsible forsmog, acid rain, and global warming.
The environmental pollution has reached such high levels that it became aserious threat to vegetation, wild life, and human health.
Energy conversion processes are often
accompanied by environmental pollution.
Motor vehicles are the largest source of airpollution.
O d S
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Ozone and Smog Smog: Made up mostly of ground-level ozone (O3), but it also contains numerous other
chemicals, including carbon monoxide (CO), particulate matter such as soot and dust,volatile organic compounds (VOCs) such as benzene, butane, and other hydrocarbons.
Hydrocarbons and nitrogen oxides react in the presence of sunlight on hot calm days toform ground-level ozone.
Ozoneirritates eyes and damages the air sacs in the lungs where oxygen and carbondioxide are exchanged, causing eventual hardening of this soft and spongy tissue.
It also causes shortness of breath, wheezing, fatigue, headaches, and nausea, andaggravates respiratory problems such as asthma.
Ground-level ozone, which is the primary componentof smog, forms when HC and NOxreact in the
presence of sunlight in hot calm days.
The other serious pollutant in smog is carbonmonoxide, which is a colorless, odorless, poisonousgas.
It is mostly emitted by motor vehicles.
It deprives the bodys organs from getting enoughoxygen by binding with the red blood cells that would
otherwise carry oxygen. It is fatal at high levels. Suspended particulate matter such as dust and sootare emitted by vehicles and industrial facilities. Suchparticles irritate the eyes and the lungs.
Acid Rain
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Acid Rain The sulfur in the fuel reacts with oxygen to form sulfur dioxide (SO2), which is an
air pollutant.
The main source of SO2 is the electric power plants that burn high-sulfur coal.
Motor vehicles also contribute to SO2 emissions since gasoline and diesel fuelalso contain small amounts of sulfur.
Sulfuric acid and nitric acid are formedwhen sulfur oxides and nitric oxides react withwater vapor and other chemicals high in the
atmosphere in the presence of sunlight.
The sulfur oxides and nitric oxides reactwith water vapor and other chemicals highin the atmosphere in the presence ofsunlight to form sulfuric and nitric acids.
The acids formed usually dissolve in thesuspended water droplets in clouds orfog.
These acid-laden droplets, which can beas acidic as lemon juice, are washed from
the air on to the soil by rain or snow. Thisis known as acid rain.
Th G h
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The GreenhouseEffect: GlobalWarming
Greenhouse effect: Glass allows the solarradiation to enter freely but blocks theinfrared radiation emitted by the interiorsurfaces. This causes a rise in the interior
temperature as a result of the thermalenergy buildup in a space (i.e., car).
The surface of the earth, which warms upduring the day as a result of the absorptionof solar energy, cools down at night byradiating part of its energy into deep space
as infrared radiation. Carbon dioxide (CO2), water vapor, and
trace amounts of some other gases suchas methane and nitrogen oxides act like ablanket and keep the earth warm at nightby blocking the heat radiated from theearth. The result is global warming.
These gases are called greenhousegases, with CO2 being the primarycomponent.
CO2 is produced by the burning of fossil
fuels such as coal, oil, and natural gas.
The greenhouse effect on earth.
A 1995 report: The earth has already warmed about 0 5C during the last
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A 1995 report: The earth has already warmed about0.5 C during the lastcentury, and they estimate that the earths temperature will rise another2C bythe year 2100.
A rise of this magnitude can cause severe changes in weather patterns withstorms and heavy rains and flooding at some parts and drought in others, major
floods due to the melting of ice at the poles, loss of wetlands and coastal areasdue to rising sea levels, and other negative results.
Improved energy efficiency, energy conservation, and using renewableenergy sources help minimize global warming.
The average car produces several times itsweight in CO2 every year (it is driven 20,000km a year, consumes 2300 liters of gasoline,and produces 2.5 kg of CO2 per liter).
Renewable energies such as wind arecalled green energy since they emit no
pollutants or greenhouse gases.
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Summary Forms of energy
Macroscopic = kinetic + potential
Microscopic = Internal energy (sensible + latent + chemical + nuclear) Energy transfer by heat
Energy transfer by work
Mechanical forms of work
The first law of thermodynamics
Energy balance
Energy change of a system
Mechanisms of energy transfer (heat, work, mass flow)
Energy conversion efficiencies
Efficiencies of mechanical and electrical devices (turbines, pumps) Energy and environment
Ozone and smog
Acid rain
The Greenhouse effect: Global warming